From Crisis

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    How Sustainable Agriculture Provide the Solutions

    to Low Carbon and Low Risk Society

    From Crisis

    Buddhina Nuntavorakarn, Decharut Sukkumnoed

    to Opportunity:

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    Paper based on the cooperative study of Oxfam GB Thailand, Earth Net Foundation, Northern

    Development Foundation and Healthy Public Policy Foundation conducted during April 2009 April 2010.

    The paper was presented at the Franco-Thai Seminar on Fostering Economic Growth through Low Carbon

    Initiatives in Thailand, 25-26 February 2010, Chulalongkorn University, Bangkok, Thailand

    Buddhina Nuntavorakarn Researcher, Healthy Public Policy Foundation (HPPF)

    Decharut Sukkumnoed Lecturer, Faculty of Economics, Kasetsart University

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    Contents

    Introduction 1

    Objectives of the study 1

    Methodology 1

    Expected Outcomes 1

    Weather Variability: A Warning Sign of Climate Change in Thailand 2

    Risks and Vulnerability of Thai Farmers to Climate Change 4

    From Crisis to Opportunity: Water Management Initiative and Adaptation

    Strategy to Climate Change in Yasothorn Province 6

    When Climate Change occurred in Yasothorn Province 6

    Participatory Development of Water Management System:

    An Initiative at Farm Level 7

    Growing for Food Security: An Adaptation Strategy to Climate Change 11

    Shifting-Rotation Agriculture and Community Forest Agriculture in Chiang Rai

    Province: A Contribution to Food Security and Reduce Green House

    Gases Emission 13

    Introduction of the Hauy Hin Lad Nai Community 13

    Shifting-Rotation Agriculture: Sustainable Farming System for SustainableLivelihood 14

    Community Forest Agriculture: Conserve Nature Conserve Communitys Life 16

    Food Security and Community Ecological Foot Print: Less Consumption

    Less GHG Emission 17

    How Shifting Rotation Agriculture and Community Forest Contribute

    to Reduce GHG Emission 21

    Conclusion 23

    References 24

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    List of TableTable 1: Changes in rainfall patterns according to rice farmers

    in Yasothorn Province in 2008 2

    Table 2: Changes in production patterns of potato farming in Chiang

    Mai Province due to declining cold weather conditions 3

    Table 3: Loans made from the Water Management in Organic Agriculture Fund 8

    Table 4: Capacity of carbon storage in Huay Hin Lad Nai, Huay Hin Lad Nok

    and Pha Yeoung communities 22

    List of Box

    Box 1 Climate change in Thailand 3

    Box 2 National Strategies for Climate Change Management (2007-2012) 5

    Box 3 Impacts of climate change to Yasothorn farmers 6

    Box 4 Revolving Fund for Water Management in Organic Agriculture 8

    Box 5 Model of water management system of Manoon Phupa 10

    Box 6 Model of crop diversication of Thongsa Juansang 11

    Box 7 Rotation agriculture 15

    Box 8 Ecological footprint 20

    List of FigureFigure 1: Impact of a climate shock on asset trajectory and income levels 4

    Figure 2: Vulnerability of the farmers in Kula Ronghai Field under

    normal climate and climate variation 5

    Figure 3: Comparison of rice yields reduction between different rice farming

    practices in Yasothorn Province in 2008 9

    Figure 4: Comparison of different farming practices on food diversity

    and farm diversity 12

    Figure 5: Comparison of percentage of household food security among

    different farming practices 13

    Figure 6: Production process of shifting-rotation agriculture 15

    Figure 7: Sources for food plants in the community, indicating that shifting-rotation

    eld is a major source of household food 17

    Figure 8: Sources of household income for the Huay Hin Lad Nai community 18

    Figure 9: Household income, expenses and debt of Huay Hin Lad Nai community19

    Figure 10: Sources of income generation and food security of Huay Hin Lad Nai

    community 19

    Figure 11: Comparison of ecological footprint of Hin Lad Nai communitywith other communities 20

    Figure 12: Carbon storage and GHG emission from the communities studied 22

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    Introduction

    Climate change can create enormous risks to the agricultural sector. It could

    worsen food insecurity and poverty problems, especially in tropical countries like Thailand.

    Therefore, adaptive strategy is very crucial for the Thai farmers to cope with uncertain

    weather conditions. Various forms of sustainable agriculture such as integrated farming,organic farming, forest agriculture and shifting-rotation agriculture could be promoted in the

    development of adaptive mechanisms and strategies for mitigating the impacts of climate

    change. More importantly, investing in sustainable agriculture could also lead to important

    benets that strengthen food security and promote farm diversity not only in the farm level

    but also in the communities.

    This paper presents some evidence on the benets from and the potentials of

    sustainable agriculture, particularly in promoting low carbon and low risk society. More

    particularly, this paper focuses on the results of the case studies on integrated organic rice

    farming in Yasothorn Province, as well as on shifting-rotation agriculture and community

    forest agriculture in Chiang Rai Province.

    Objectives of the study

    1) To present some evidence of the advantages of sustainable agriculture in coping with

    the risks of climate change for Thai farmers

    2) To analyze the potentials of sustainable agriculture in reducing greenhouse gas emission

    from agriculture in Thailand.

    Methodology

    Collection of data on the benets of integrated organic farming in reducing the risks

    of climate change and food insecurity in Yasothorn Province.

    Collection of data on the benets of shifting-rotation and community forest agriculture

    in reducing greenhouse gas emission and food insecurity in Chiang Rai Province.

    Analysis of data on the benets from and potentials of sustainable agriculture as an

    adaptation mechanism to mitigate the impacts and risks of climate change.

    Expected Outcomes

    Better understanding on the benets of sustainable agriculture in reducing climate

    change risks and ensuring food security for Thai farmers.

    Development of farming and investment models for climate change adaptation and

    mitigation strategies through sustainable agriculture. Clear policy suggestions on reduction of greenhouse gas emission and in bringing about

    economic security for Thai farmers.

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    Weather Variability:A Warning Sign of Climate Change in Thailand

    Rice farmers in Yasothorn Province, one of the poorest provinces of Thailand, had

    encountered unusual changes in the local climate in 2008. Prolonged drought occurred duringthe transplanting of rice when water is most needed, while during the harvesting season,

    rain was continuously pouring.

    Such variability of the climate caused severe damages to the rice production of the

    farmers (Table 1).

    Table 1: Changes in rainfall patterns according to rice farmers in Yasothorn Province

    in 20082

    April May-June July-September

    October November

    Activities Prepare soil Plant seedlingsTransplantseedlings

    Seedlingsallowed toower and

    grow

    Harvest rice

    Normalclimate

    No or hardly

    any rainRain starts Rain continues

    Rain continues

    but intensity

    decreasing

    No rain

    Climate now Rain starts Little or no rain

    Rain comesat the end of

    August, heavy

    in September

    Rain continues

    Rain

    continueseven heavier,

    stops at

    the end of

    November

    Effects Drought Drought Water logging

    Effects oncrops

    Seedlings wilt,

    difcult to

    transplant

    Quality

    of grains

    affected by

    high moisture

    and absence

    of dry andcolder

    weather

    unsal clmae varably cased harshmpacs o rce farmers n Kla Rongha

    Source of pictures: Vichean Kerdsuk, 20091.

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    The farmers noticed that such unusual climate uctuation had continuously occurred

    for several years, apparently since 2006. Since then, there had been longer dry spells duringrainy season and when the rain comes it is usually heavy that often causes ooding and

    inundation of rice elds.

    The study of Dr. Vichean Kerdsuk (2009)3 on the Health Impacts of Climate Change:

    Case study on Rain-fed Farmers in Kula Ronghai Field provides an evidence similar to whatthe Yasothorn farmers had also been confronted with. The ndings from the study indicated

    that climate change is threatening the sustainability of rice farming in Kula Ronghai Field,

    which is well known as one of the areas in Thailand where the best quality of jasmine riceis grown. More particularly, uctuation of climate in 2008 had caused severe impacts to the

    farmers lives, not only in terms of decreased rice yields but also affecting their health in

    various aspects.

    Meanwhile, farmers in the northern part of Thailand had also been confronted

    with decreasing cold weather period, a condition necessary for growing various economic

    commodities, e.g. potato, lychee and longan. Due to the persistent cold days, the potato

    farmers in Chiang Mai Province decided to change their production patterns (Table 2),

    because the shrinking period of cold days can degrade the potato yields both in terms ofquality and quantity. Therefore, starting in 2000, the farmers no longer grow potato in

    December as before because of inadequate cold weather in February, which is a critical

    period for producing potato4.

    Table 2: Changes in production patterns of potato farming in Chiang Mai Province due to

    declining cold weather conditions5

    Before 2000 After 2000

    RiceGrow from mid July and harvest

    in mid November

    Grow from May and harvest in

    September

    PotatoGrow from mid December and

    harvest around mid of March

    Grown from October and harvest

    in January

    It is not only the farmers in the northern and northeastern parts of Thailand who had

    experienced the severe impacts of local weather variations. Farmers in other regions of the

    country had also run counter into similar situations, like the farmers who grow fruit trees

    in the eastern part of Thailand. They

    also experienced irregular local weather

    conditions in the form of hot and cold

    spells that promote pest infestationson fruit trees causing damages to the

    fruits. Even more, farmers in Suphan Buri

    Province had encountered an unusual

    cold weather condition during the rainy

    season in 2009, which affected their riceproduction. Thus, climate uctuation

    has occurred frequently and the impacts

    have become more obvious for the Thai

    farmers. Is this a warning sign of severe

    climate change in Thailand?

    Box 1 Climate change in Thailand6

    Temperature increasing Change in rainfall patterns (frequency

    and intensity)

    Prolonged drought

    Intense rainfall leading to ooding and

    storm surges

    Reduced agricultural production,

    including declining rice yields

    Impacts on food and water security,

    health, settlements and forestenvironment.

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    Risks and Vulnerability of Thai Farmers toClimate Change

    Based on the results of the study on the Economic Review of Climate Change by

    Nicholas Stern (2008)8, adverse climate can lock people into long-term poverty traps.

    He cited that the poor people are at greater risks and are vulnerable to drastic changes of

    the climate.

    More particularly, he showed that when adverse climate happens (Figure 1), the poor

    would lose more assets during the period of shock (e.g. drought) than the rich people, thus,

    would usually suffer from income shock. During the coping period when households deal

    with the immediate losses created by the shock, the poor would continue to be in the state

    of income shock more than the better-off people who can easily increase their assets during

    coping period. In the recovery period, households would try to rebuild the assets that were

    lost as a result of the climate-induced income shock or through the coping strategy they haveadopted. During such period, it would be more difcult for the poor to get away from the

    income shock than the rich who have the means to recover and increase their assets from the

    adverse impact of climate change9.

    Only one year that climate variability happens,

    rice farmers in Kula Ronghai Field have to spendat least 7 years to earn incomes for debt repayment.

    Dr. Vichean Kerdsuk

    RDI, Khonkaen University

    Figure 1: Impact of a climate shock on asset trajectory and income levels10

    Source of pictures: Vichean Kerdsuk, 20097.

    in he year when clmae varaonoccrred, farmers n Kla Rongha Feld

    were worred abo her rce yeld

    whch was less han hey cold ge na normal year and navodably affecedher hosehold ncomes11. FldDrgh

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    The results of the study of Dr. Vichean Kerdsuk (2009) also indicated that the effect

    of climate change had increased the number of high risk farmers from 30 percent to 42

    percent (Figure 2). In the year when climate variation occurred, approximately 45.5 percentof the rice yields of farmers in Kula Ronghai Field were damaged. This is signicant for the

    farmers considering that about 71 percent of their household incomes are derived from rice

    production. This means that the farmers lose about 35 percent of their household incomes

    due to climate change. It should be noted that the situation was even worse in some areas

    because rice yields were almost completely damaged resulting in the decrease of household

    incomes by 70%.

    Climate change is being experienced in Thailand and is confronting the farmers in

    many parts of the country with much challenge. Considering that small-scale farmers are at

    high risks and are vulnerable to climate change, preparations for climate change adaptation

    and mitigation measures in the agricultural sector are therefore necessary. Otherwise, the

    impact of the adverse climate change will lock the Thai farmers, who are recognized as the

    poorest people in the country, in long-term poverty traps.

    Figure 2: Vulnerability of the farmers in Kula Ronghai Field under

    normal climate and climate variation12

    Vulnerability of farmers under

    normal climate

    Vulnerability of farmers under

    climate variation

    Box 2 National Strategies for Climate Change Management (2007-2012)13

    Thailand currently has a ve-year National Strategies (20072012) for climate-change

    management. Two of the countrys six development plans discussed the impacts of climate change

    on the agricultural sector and considered the types of adaptation methods that are needed. These

    include providing irrigation systems, developing drought-resistant crops, and promoting forest

    conservation. The Agenda explains the need to conduct low-carbon-intensive agriculture, and the

    importance of educating the public about the impacts of climate change on the production of a

    range of agricultural commodities.

    In support of the National Strategies on climate change, a National Recommendation is being

    developed with the support of various stakeholders, in addition to the United Nations Framework

    Convention on Climate Change (UNFCCC). It will contain a section on Impacts, Vulnerability and

    Adaptation, which will provide more concrete recommendations on the actions needed to

    mitigate the impacts of climate change in the agriculture sector. The National Recommendationis scheduled to be nalized in 2010.

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    From Crisis to Opportunity:Water Management Initiative and AdaptationStrategy to Climate Change in Yasothorn

    Province

    When Climate Change occurred in Yasothorn Province

    The farmers in Yasothorn Province deeply suffered from prolonged drought in 2008 -

    the worst in 57 years, according to 65 year-old Moon Polchai, an elderly villager in Kut Chum

    district14. A long dry spell occurred during the transplanting of

    the rice seedlings, and then ooding came when the grains were

    ready to be harvested. This had caused severe impacts to the

    farmers since their rice production is derived mainly from rain-

    fed farms. On the average, rice yields were down by 40%, whereasin many elds there was completely no rice production15.

    Considering that rice is the most important cash crop

    for the farmers, lower farm income means that they could no

    longer pay their debts. At the same time, household expenses

    increase, not only for rice re-planting but also for food. Thus,

    food insecurity and debt problems continued to become the

    serious situation for the Yasothorn farmers. Although climate

    change may still be a new issue for Thai farmers, the impacts

    were already felt, particularly by the Yasothorn farmers.

    Box 3 Impacts of climate change to Yasothorn farmers16

    Inability to use indigenous skills and knowledge in anticipating weather patterns as in the

    past

    No longer possible to plan for rice cultivation

    Rising incidence of pests infestations, including emergence of new species of plant diseases

    and pests

    Intrusion of overgrowing weeds in rice elds

    Increasing presence of new and unknown kinds plants and insects in rice elds

    Increasing humidity in paddy elds

    Production of rice in terms of quality and quantity becoming more risky

    Reduction of farmers income

    Increasing production cost

    Decreasing ability to settle indebtedness

    Declining availability of food from nature and home-grown crops

    More farmers becoming migrant workers in urban areas to earn additional income for the

    familys expenses and debt repayments

    Increasing incidence of stress and illness

    Weakening of family relationships

    Rce seedlngs wereransplaned no dry grondwang for he rans

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    Participatory Development of Water Management System: An Initiative at Farm Level

    With the objective of mitigating the impacts of climate change to local farmers,

    Earth Net Foundation (ENF), a local organization which has been working with farmers in

    Yasothorn Province to promote organic agricultural production and fair-trade marketing,

    initiated a one year pilot project on climate change adaptation for organic rice production,

    with support from Oxfam GB Thailand. The project commenced during a critical period whenthe farmers were hit by a prolonged drought, i.e. the project period was from May 2008 to

    March 2009. A total of 57 organic farming households joined the project, which aimed to

    support the farmers in developing appropriate water management systems for their organic

    farms, as well as strengthening their adaptation capacity towards climate change.

    The project conducted a number of workshops and training sessions for the participating

    farmers in order to provide them information and knowledge on climate change and itspotential impacts to their farming systems. Accurate climate data and scientic analysis for

    future climate projections were also provided to the farmers. Moreover, emphasis was also

    placed in understanding climate situations and the variability of local climate in order that

    the farmers could deal with the risks of climate change. During the workshops, experiences

    and suggestions on adaptation strategies were shared and discussed among the farmers, theresult of which included the identication of water management as a main tool that could

    help the farmers prepare for and adapt to climate change.

    Dfferen knds ofwaer managemensysems were desgnedand creaed by he

    parcpang farmershemselves

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    It had been recognized that

    learning process and participatory

    decision making approach in each

    stage of the project implementation

    is the heart for strengthening climate

    change adaptation. In this regard, the

    participating farmers were involved

    in each stage of the development

    of the water management systems.

    The farmers actively designed and

    developed their own on-farm water

    management system corresponding

    to their respective farm sizes,

    opportunities for energy saving, as well as available labour force in the households.

    Construction of most of the on-farm water-management systems were completed in time for

    the growing season with loans acquired from the Revolving Fund for Water Management in

    Organic Agriculture (Table 3).

    Table 3: Loans made from the Water Management in Organic Agriculture Fund18

    AreaNo. of

    families

    ActivitiesLoans fromFund (Baht)Pond

    excavationUnderground

    water

    Waterdistribution

    systemPump

    Bak Ruea 20 10 8 13 1 564,000

    Kut Chum 25 3 12 20 9 496,000

    Loeng Nok Tha 12 10 4 12 0 340,000

    Total 57 23 24 45 10 1,400,000

    Box 4 Revolving Fund for Water Management inOrganic Agriculture17

    ENF established a fund for water management

    in organic agriculture, in order to provide loans of up to

    30,000 Baht to each participating household with low

    interest rates (1-3 %) and 1-6 years repayment period.

    This was intended to assist farmers in the construction

    of on-farm water-management systems. The money

    returned will be lent to new members to enable them

    to invest in their own water management systems, and

    to existing members to develop their systems further.

    Snce women and chldren are key sorces of labor for rcefarmng and vegeable gardenng, he waer managemen

    sysems were desgned o be more convenen for hem o se

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    Figure 3: Comparison of rice yields reduction between different rice farming practices in

    Yasothorn Province in 200820

    After using the on-farm water management systems developed by the participating

    farmers, more than 90 percent of the participants agreed that the systems had reduced the

    impacts of drought and long dry spells on their production systems.

    In terms of their rice yields, it was found that although the rice yields of the

    participating farmers (considered as integrated organic rice farming or Int.OA) had slightly

    fallen (by approximately 8.65%), the decrease was much less compared with the yields of otherfarmers who did not participate in the project and adopted other farming practices. More

    particularly, while rice production from mono organic rice farming (Mono OA) was reduced

    by about 14.76%, the rice farmers adopting the chemical-based systems were at higher

    risks as their rice yields were greatly reduced by about 31.5-42.75% (Figure 3). Generally,

    while some rice farmers like Manoon Phupa gained higher rice yields, other farmers seemed

    to lose in terms of rice production. This means that the appropriate and effective water

    management system can reduce the risks and impacts of climate change to local farmers19.

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    Total farming Area: 10 Rai

    Area for growing rice: 5.5 Rai

    Investment cost for the water management system(excluding pond that already exists)

    Field leveling and soil reclamation 20,500 Baht

    Water distribution system 5,000 Baht

    Underground water (by himself)

    Wind turbine and water storage tank 2,700

    Baht

    Manual water pumping 460 Baht

    Dripping system 3,000 Baht

    = 31,660 Baht

    Rice yields

    2007 = 450 kg/Rai

    2008 = 480 kg/Rai

    2009 = 507 kg/Rai

    Benets from the system

    can plan for rice production even if drought

    occurs

    can grow legumes to enhance soil fertility

    can grow vegetables and fruit trees all year

    round

    can stock shes in the pond ensuring food

    security

    Manoon Phupa, a farmer who

    joined the project, had creatively

    designed an appropriate water

    management system. He also created

    a wind turbine pump from old billboard

    cut-outs to drain and distribute the

    water for irrigation. He constructed a

    ditch inside his paddy elds to be able

    to access water from the storage pond

    to supply the paddy elds especially

    when drought occurs.

    Even though his area for growing

    rice may have been reduced as a result

    of the establishment of the water

    management system, but this did not

    affect his rice production. Instead, thesystem helped increase food security

    as vegetables and fruit trees could be

    planted along the area of the water

    system, which could be nurtured using

    the water from the system.

    In 2008, while a number of

    farmers lose their rice yields due to

    prolonged drought, Manoons water-

    management system helped him gain

    higher yields of both jasmine rice and

    sticky rice for household consumption,

    while the surplus was meant for sale.

    Comparison of rice yield of

    Manoon Phupa between

    2007 - 2009

    Box 5 Model of water management system of Manoon Phupa

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    Growing for Food Security: An Adaptation Strategy to Climate Change

    When climate change occurred in Yasothorn Province in 2008, it caused severe impacts

    to local farmers, in terms of declined rice production which meant that there was inadequaterice for the families consumption, while home-grown crops and food from nature were also

    not available. Furthermore, household expenses had increased, particularly since it was

    necessary to buy food from outside sources. Such situation has exhibited food insecurity

    which leads to insecure life.

    Enhancing household food security has been considered as a key concern for climate

    change adaptation. This concern had also become a provision and requirement for acquiring

    loans. Farmers who want

    to borrow money from the

    revolving fund must grow at

    least 31 compulsory food plants

    identied as common vegetablesfor household consumption.

    Many farmers, especially

    women, grew vegetables and

    planted fruit trees as alternative

    crops, in order to reduce the

    risks from weather variation and

    uncertainty of the rainy season

    occurring. Some farmers were

    able to earn additional income

    of around 500 to 1,500 Baht per

    week from selling vegetableproducts. Growing vegetables

    and fruits can therefore provide

    food and economic security to

    the farmers.

    After the implementation

    of the project, it was found

    that 57 households were more

    food-secure than they had been

    before the start of the project.

    Approximately 90 percent of the

    food was produced in the farms,and only about 10 percent was

    purchased from outside sources.

    The drought in 2008 was too severe for Thongsas family and their rice paddies.

    Even with their water-management system, they were unable to provide enough water

    for all of the rice paddies, and they had to give up jasmine rice farming, leaving only

    their sticky rice paddies. Due to these extreme losses, women had to work harder tomeet their families economic needs.

    The lack of rain has forced me to nd extra income as a labourer in other

    peoples farms. This is in addition to helping my husband in maintaining the paddy elds

    and taking care of the home and children.

    Thongsa Juansang,

    Kham-kuen Kaew district

    (Cited from Supaporn Anuchiracheeva and Tul Pinkaew, 2009)

    Box 6 Model of crop diversication of Thongsa

    Thongsa Juansang, a farmer who has been practicing

    organic rice farming for several years (sticky rice forhome consumption and jasmine rice for commercial sale),

    observed that during the last few years the rainfall patterns

    have changed. As a consequence she has been experiencing

    low yields of both jasmine rice and sticky rice.

    After joining the Oxfam project in 2009, her family

    has learned more about the impacts of climate change

    and ways in which they can adjust their farming methods

    to adapt to the change. Her family has received a small

    revolving fund from the project to improve the water supply

    system for their farm, which they used to dig a new well.

    Like Manoon, they used a windmill-powered pump to supply

    the paddies with water during the drought period. Their on-farm water-supply system is simple, energy-efcient, and

    convenient for women and children to use.

    Even with the water that we have, it is not enough

    to cultivate both jasmine rice and sticky rice. We decided

    to keep the sticky rice for our familys consumption. Instead

    of jasmine rice, we grow organic watermelon, vegetables,

    and some other fruits which do not require much water, for

    family consumption and sell the surplus to the local market.

    Even though we do not have enough rice for sale next

    year, we are still in a better situation compared with other

    farmers who did not prepare themselves for the effects of

    the drought that occurred this yearThongsa Juansang(Cited from Supaporn Anuchiracheeva and Tul Pinkaew, 2009)

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    From an analysis on food security, Pannee Samerpak (2010) found that the food plantsgrown in the integrated organic rice elds (by participating farmers) on the average were

    more than 29 varieties, while other farmers grew less. Concerning farm diversity, the farmers

    who practiced the integrated organic rice farming also had the highest varieties of farm

    plants. There were about 87 varieties of plants found in their farms, while farmers doing the

    mono chemical rice farming had less than 40 (Figure 4).

    Therefore, the percentage of household food security of the integrated organic

    rice farmers was the highest, while that of the mono chemical rice farmers was the least

    (Figure 5). Hence, enhancing food security and farm diversity should be recognized as crucial

    strategies for climate change adaptation.

    Enhancng foodsecry s an mporanadapaon sraegy forfarmers n dealng whnceran clmae

    Figure 4: Comparison of different farming practices on food diversity and farm diversity21

    Number of farm diversity in rice eldsNumber of food plants in rice elds

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    Shifting-Rotation Agriculture and CommunityForest Agriculture in Chiang Rai Province:A Contribution to Food Security and ReduceGreen House Gases Emission

    Introduction of the Hauy Hin Lad Nai Community

    Huay Hin Lad Nai Community is inhabited by the Paka-

    kayaw, one of the major hill tribe groups living in the northernThailand. The community which is located in Wiang Pa Pao

    District, Chiang Rai Province, has a total of 17 households

    with 93 people. The people in the community earn their living

    by growing both upland and lowland rice, tea gardening and

    collecting food from the forest. The community forest area

    covers 9,527 Raii. The villagers livelihoods rely heavily on

    nature. Therefore, protecting the forest and carefully using

    it is their priority23. Living in harmony with the nature is the

    heart of sustainable community which is the core belief of

    the people in the community.

    Nevertheless, mountain communities have always

    been blamed as the cause of deforestations and source of

    smog problems in the northern part of Thailand. Recently,

    a number of villagers were arrested for allegedly contributing to climate change because

    of their presence and activities in the conserved forests. Protecting community rights of

    indigenous people on forest management and utilization are still controversial problems in

    Thai society.

    Shifting-rotation agriculture, a cultural-based farming system of mountain

    communities, had been assessed by the government as an illegal method of farming. As a

    result, a number of villagers have shifted their local farming practices to the so-called modern

    steady agriculture that requires the use of large quantities of fertilizers and pesticides.

    Figure 5: Comparison of percentage of household food security among

    different farming practices22

    Percentage of household security

    1 Ra = 0.16 ha

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    Meanwhile, the issue on climate change has not yet caused much physical impact to

    highland communities, but the issue is causing harm to local villagers. It is for this reason

    that Huay Hin Lad Nai Community with support from the Northern Development Foundation

    (NDF) and Oxfam GB Thailand, initiated the study on Forestry Agriculture and CommunityForest and its Roles in Enhancing Food Security and Reducing Green House Gases. Based on

    the results of the study, the community hopes to raise their voice to inform the public that

    the mountain people should not be blamed for causing climate change. The community alsowanted to prove that their farming systems and ways of living are in fact benecial and have

    the potentials to reduce Green House Gases (GHG) emissions.

    Shifting-Rotation Agriculture: Sustainable Farming System for Sustainable Livelihood

    Shifting-rotation agriculture is an environment-

    friendly and ecologically-based farming system. Inrotation elds, native rice and many food plants are

    cultivated rotationally on terraces for 6-8 years per

    round 24. The average size of a rotation farm is about 5

    Rai per family. The villagers do not use any fertilizersand agricultural chemicals in the rotation elds.

    Under this agricultural system, land is cleared

    every February by cutting the weeds and small trees

    of less value. If trees have to be cut, the stump is left

    intact and allowed to grow again after the harvest season. Scraps of wood and weeds are left

    on the top soil for 2 months to enhance the nutrients of the soil in a natural way. During April,

    the eld is burned in order to get rid of weeds and unwanted plants, while preparing for the

    upcoming growing season. Burning time is approximately 1-1.5 hours, which is repeated in thenext 2-3 days25. Before burning the eld, re breakers are constructed to avoid the spread of

    wildre (Figure 6). Then a number of food plants, more than 60 varieties, e.g. chilies, tomatoes,

    taro, sesame, cucumber etc. are planted in the eld while waiting for the rains to come.

    The villagers grow rice in May, when during such time a number of vegetables are

    ready to be harvested. Before growing rice, villagers usually perform The Rice OfferingCeremony which symbolizes that rice is the heart of the elds. This is also aimed at making

    a wish and asking for abundant rice yields. In growing rice, rice seeds and vegetable seedsare dropped together in small holes dug in the elds. From June to August, the vegetables

    can be harvested while rice is harvested around the end of October. In the beginning of

    November, the villagers gather to harvest the rice. After the harvesting season, the top soil

    will be left unused again until April in order that the nutrients of the soil are maintained ina natural way. Since this farming system is done in rotation26, this method has been known

    as rotation agriculture.

    From shfng-roaon agrclre o modern seady agrclre, s hs envronmen-frendlyagrclre?

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    Box 7 Rotation Agriculture27

    (Shifting) rotation agriculture refers to a cultural-agriculture system in which farming and

    forestry are combined. The system has dynamic management and adjustment that respond directly

    to ecological conditions. To pave the way for farming, trees in some parts of the forest are uprooted

    and cleared, and for an appropriate period of time the trees are allowed to restore their abundancenaturally. Due to the systematic fallow period, the ecological balance of soil, water and forest is

    maintained. Farming could therefore be carried out on a sustainable and comprehensive basis.

    In rotation agriculture, farmers grow rice alongside other plants while also raise farm

    animals, etc. The diversity of plants and food security are the main goals of this concept of an

    agricultural system. Rotation agriculture has a long history, tracing back to thousands of years

    before the Christian era. Today, more than 500 million people in the world still embrace such

    farming system. Of this total, about 400 millions are in Asia. No less than 3,000 ethnic groups have

    relied on this rotation agricultural system, which now takes up 30 percent of the worlds arable

    areas.

    Figure 6: Production process of shifting-rotation agriculture

    Some of the many food plants grown in the rotation elds to ensure the families food security

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    Community Forest Agriculture: Conserve Nature Conserve Communitys Life

    The villagers livelihood is much dependent on nature. Therefore, forest is very

    important for them. The community forest provides basic needs for their lives, not only as

    source of food, shelter, herbal medicines or household energy, but also as the main source of

    the families incomes. For the community, preserving the forest therefore means their lives

    will be secured and sustained.The Huay Hin Lad Nai area is the source of tea which is naturally grown in the forest,

    and gathering tea leaves is the main source of income for the community. Collecting different

    types of tea leaves is done in a very careful way. For green tea for example, the top three

    leaves are picked, and for white tea, only the top leaf is picked, while the rest of the leaves

    are picked to be sold as Chinese tea. In the past, the villagers were asked to grow Oolong tea

    but they did not agree to the proposal as growing this variety of tea would require a great

    amount of fertilizer28.

    Since the forest is vital for the communitys life, the villagers manage and use it

    carefully. For example, bamboo caterpillars, a popular food product from the forest, are

    collected with local wisdom. The villagers know which bamboo stems have the bamboo

    caterpillars so they will cut down only the one that has the caterpillars. While villagers

    from outside would have the tendency to cut down all bamboo stems in order to nd the

    caterpillars. Moreover, from March to May, the villagers also collect honey, properly and

    carefully without destroying the beehives or killing the bees. More importantly, from the

    sale of honey, 20 Baht is deducted per bottle sold as their contribution for the upkeep of the

    forest. This amount goes to the Forest Management Fund.

    tea leaves are he major cashcrop of he commny, whdfferen knds of ea leavescommandng dfferen prces,b whe ea ges he hghesprce

    in collecng bamboo caerpllars,he vllagers c only bamboo sems

    ha have he caerpllars, whleohers wold c all bamboo sems

    in order to nd the caterpillars

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    It is also worthwhile to note that the household income of the community mainly

    comes from tea gardening as well as from other sources, e.g. selling raised animals, wages

    (Figure 8).

    The communitys household income on the average is approximately 52,000 Baht/

    year, while expenditures would amount to about 37,860 Baht/year, and household debt

    accounts for 3235 Baht/year (Figure 9). Although tea gardening and the community forestare the major sources of income for the community, shifting-rotation and paddy elds are

    equally important for enhancing the communitys food security (Figure 10).

    Furthermore, it should be noted that the energy consumption of the community is

    very low compared with urban communities. The main sources of energy for the community

    are in the forest and tea gardens, while other villagers buy fuel from outside the community,

    e.g. gasoline.

    Hosehold food consmpon:

    90% - grown by hemselves10% - bogh from markes

    Rotation eldCommunity forest Paddy eld Tea gardens

    Sorces for hosehold food n he commny

    Figure 8: Sources of household income for the Huay Hin Lad Nai community30

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    Figure 9: Household income, expenses and debt of Huay Hin Lad Nai community31

    Figure 10: Sources of income generation and food security

    of Huay Hin Lad Nai community32

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    Firewood is the main source of energy for cooking, where the

    villagers use the trees which die naturally or dried branches only.In the community, the consumption of wood for rewood is about 2

    cubic meters/person/year, and only 1 cubic meters/person/year for

    constructing their houses. The communitys fuel usage in terms of

    gasoline and diesel is about 32 and 29 liters, respectively33.

    Figure 11 presents a comparison of the ecological footprint

    of Huay Hin Lad Nai community with those of other communities.

    Figure 11: Comparison of ecological footprint of Hin Lad Nai community

    with other communities34

    Box 8 Ecological footprint35

    Ecological footprint is a measure of

    human demand on the Earths ecosystems.

    It compares human demand with planetEarths ecological capacity to regenerate.

    It represents the amount of biologically

    productive land and sea area needed to

    regenerate the resources, which a human

    population consumes and to absorbs, and

    to render it harmless the corresponding

    wastes.

    Using this assessment, it is possible

    to estimate how much of the Earth (or

    how many planet Earths) it would take to

    support humanity if everybody lives in a

    given lifestyle.

    Source of pictures: Wackernagel, M. and W. Rees.

    1996. Our Ecological Footprint: Reducing HumanImpact on the Earth. New Society Publishers.

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    How Shifting Rotation Agriculture and Community Forest Contribute

    to Reduce GHG Emission

    An international expert on forestry, Dr.Jrgen Blaser explained that naturally, forest

    which is recovering would have high capacity to absorb carbon that is necessary for itsgrowth. Rotation elds which are left to recover for 1-8 years would also have the potentials

    to absorb carbon. The study of Dr. Somsak Sukkhawong, a Thai expert on forestry, also foundthat rotation elds have the capacity to absorb carbon of about 6 tons/ha/year36.

    In spite of the readily available information, some people still believe that rotationelds, particularly the process of burning the elds, could be the major cause of smog

    problems in the northern part of Thailand. Moreover, due to the allegations that the elds

    emit green house gases, the rotation elds have been charged of being the culprit of climate

    change. The issue of burning rotation elds has become very controversial in Thailand for

    decades.

    In the study of Dr. Prasert Trakarnsuphakorn, he argued that burning rotation elds

    is not a cause of climate change and smog problems as the elds will be burned only once

    a year for only 2-3 days with certain burning period about 1-2 hours per day. Furthermore,re breakers are constructed before burning to prevent the spread of wildre in adjoining

    forests. Allowed to recover for 1-8 years, rotation elds have the potentials to absorb carbon

    rising from adjacent burning elds. Therefore, there is rarely any green house gas emission

    from rotation agriculture.

    The study of the Northern Development Foundation et al. (2010) on Forestry Agriculture

    and Community Forest and its Roles to Enhance Food Security and Reducing Green House

    Gases, also found that carbon storage in the community forest at Huay Hin Lad Nai and two

    nearby communities, Huay Hin Lad Nok and Pha Yeoung, which covers 19,498 Rai (3,119.68

    ha) is approximately 661,372 tons. While carbon storage in farming areas (3,547 Rai or567.52 ha) which cover shifting-rotation elds, paddy elds and tea gardens is about 59,255

    tons. Thus, the total carbon storage in the community is around 720,627 tons (Table 4 and

    Figure 12).

    As for shifting-rotation agriculture (left for 1-10 years), which covers 1,476 Rai

    (236.16 ha), its net carbon storage accounts for only 17,167 tons. Furthermore, carbondioxide emitted from the burning rotation elds is only 476 tons.

    Recovering rotation elds has the potentials to absorb carbon dioxide rising from adjacent burning elds

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    Table 4: Capacity of carbon storage in Huay Hin Lad Nai, Huay Hin Lad Nok

    and Pha Yeoung communities37

    Areas Rai Hectare %

    Capacity of carbon storage

    Tons

    carbon/ha

    Carbonstorage

    (tons)

    %

    Total community forest 19,498 3,119.68 84.25 212 661,372.16 91.78

    Huay Hin Lad Nai 9,527 1,524.32 41.17 323,155.84 44.83

    Pha Yeoung 4,323 691.68 18.68 146,636.16 20.34

    Huay Hin Lad Nok 5,648 903.68 24.40 191,580.16 26.58

    Farming area 3,547 567.52 15.33 59,258.84 8.22

    Paddy elds 226 36.16 0.98 25 904.00 0.13

    Shifting-rotation elds 114 18.24 0.49 25 456.00 0.06

    Recovering shifting

    rotation elds (1-10

    years)

    1,476 236.16 6.38 17,167.00 2.38

    Tea gardens 982 157.12 4.24 179 28,124.48 3.90

    Fruit gardens 132 21.12 0.57 158 3,336.96 0.46

    Maize crops 585 93.60 2.53 99 9,266.40 1.29

    Animal raising areas 33 5.28 0.14

    Residence area 98 15.68 0.42 0.00 0.00

    Huay Hin Lad Nai 24 3.84 0.10

    Pha Yeoung 6 0.96 0.03

    Huay Hin Lad Nok 68 10.88 0.29

    Total area 23,143 3,703 100.00 720,627.00 100.00

    Figure 12: Carbon storage and GHG emission from the communities studied

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    Conclusion

    The recent experiences of farmers in Thailand showed that sustainable agriculture

    has high potentials as an important measure in coping with and combating against climate

    change. On the one hand, sustainable agriculture can be one of the appropriate adaptation

    strategies, as seen in the case of integrated farming in Yasothorn Province. As an adaptationstrategy, sustainable agriculture provides the solutions for coping with water shortage

    through better water management. At the same time, sustainable agriculture also ensures

    food security as it promotes farm diversity and resource integration. On another hand,

    sustainable agriculture can also work as a mitigation strategy, as it fosters the reduction of

    greenhouse gases emission and promotes carbon storage in highly fertile soil and community

    forests. Apart from improving the climate, sustainable agriculture also provides signicant

    benets for poverty alleviation, especially in terms of enhancing food security as well as

    reducing market uncertainties and nancial burdens for household food consumption.

    From such points of view, sustainable agriculture can be a good strategy for the

    management of farmers risks brought about by climate change. Firstly, it can reduce risks,

    both in terms of production and marketing risks, through better water and farm management.Secondly, it can spread out risks through farm diversity. Moreover, the protection of community

    forests and the practice of agro-forestry can also be considered as one of the strategies for

    risk reduction and risk insurance, in cases of disasters such as drought and storm. However,

    the concept of risk management for climate uncertainties still does not address many issues

    and concerns of the farming communities in Thailand. Therefore, the benet of sustainable

    agriculture as a strategy for coping climate change could be generally underestimated.

    As seen in the case study, it is therefore very important to note that having a deep

    understanding of the eco-cultural dimension of each community is the main success factor

    in promoting sustainable agriculture, considering that sustainable agriculture is one of the

    effective ways in coping with climate change. It is important to note that without deliberative

    understanding of the local ecosystem and culture practices of the farmers, it would bedifcult to suggest practical ways of investing in sustainable agriculture that t well with

    local condition and their ways of living.

    Based on the aforementioned discourse, it is therefore an urgent task to promote the

    adoption of sustainable farming practices in the midst of the current climate change crisis.

    However, such effort should be done deliberatively in order to ensure the long-lasting results

    and benets.

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    References

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    Oxfam GB in East AsiaFloor 11A, Q. House Convent Bldg., 38 Convent Rd., Silom, Bangrak, Bangkok 10500 Thailand

    Tel: +66 (0) 2 632-0033-7 Fax:+66 (0) 2 632-0038

    http://www.oxfamblogs.org/eastasia/

    The Healthy Public Policy Foundation

    87/495 Passorn Village, Rattanathibeth Soi 31, Bangrak Yai, Bangbauthong, Nonthaburee 11110Tel: +66 (0) 2 920-9691-2