Freewill Solutions Company Limited - Portal · the day processes of SBA • Back up data out from...

© 2007 by Freewill Solutions Company Limited.

All rights reserved.

Technology Solutions

GOAL Together with SMART ROADMAP 2007

From Freewillsolutions



Freewill Solutions Company Limited

• Founded in 1991 focusing on continous development of world class

software solutions for the Securities Industry for today and the future.

• Growth from 15 staff in 1991 to 250+ presently.

• Expanded the business to Vietnam and become the key Software

Provider for Securities Brokerage in Vietnam

• Originally focused on the Securities Industry but have expanded

software development for the General Insurance and Retails

Industries.

• Consider as one of the leading software development firms in

Thailand. Our software development capabilities are CMM certified.

• Major investments in emerging and mobile technology in 2001

including E-Procurement and E-Market Place.

• Major strategic change in 2004 with a new Leadership Team.

Expanded scope of focus and services to include Management

Consulting and System Integration Services.

2



Product Components in the past

Intelligent Front Office Integration System

Securities Back Office Application

IFISIFIS

SBASBA



Move to the future SMART Roadmap 2007

• To develop SMART RoadMAP 2007 edition, we start with the

understanding of your current needs and requirements;

• ..and fuse them with likely future changes in the Securities

Industry.

• Key Principles:

• Fast

• Accurate

• Reliable

• …COMPLETENESS

• …TRANSPARENT



Securities Brokerage eco-system

• Securities Brokerage Company

needs to communication with

many external parties both

required by business and by

regulatory requirements

SecuritiesSecurities

BrokeragBrokerag

ee

CompanyCompanyClients are demanding for the

better services and expect

Broker to provide more

efficient tools to facilitate their

trading

Authority Organizations are

demanding more information

to control the community to

promote more transparency and fairness treatments

Exchange (Trading Center) is

improving their IT infrastructure to

promote the market and streamline the processes

Oversea partners are the key

success factors to the future

success the broker technology

needs to be complied with

global standard

Bank is the enabler that help

to improve the customer

satisfaction and the broker itself cash management

Exchanges

(Trading

Centers)

Securities

Depository

Center/

Custodian

Securities

Commission

BANK

S

Oversea

Partners

BrokersClient

s


All rights reserved.6

Freewillsolutions’ SMART

Securities Management Application using Realtime Technology

Is the efficient enabler for the securities brokerage companies to

become best in class of the industry

SecuritiesSecurities

BrokerageBrokerage

CompanyCompany

Exchanges

(Trading

Centers)

Securities

Depository Center/

Custodian

Securities

Commission

(SSC)

BANK

S

Oversea

Partners

BrokersClients



SET Revamp Roadmap

• New Market Access Gateway

(MAG)

• Adopt the global standard

protocol



SMART 1.0 Solutions Overview

SMART

Office

SMART

Custom

er

Trading Application

Back Office Application

SMART

Chart

(Technical

Analysis

Tool)

SMARTLINKSMARTLINK

Exchanges

(Trading

Centers)

Securities

Depository /

Custodian

Securities

Commission

(SEC)

SBASBA

BANK

S

SMART Gateway SMART Gateway

(FIX Protocol)(FIX Protocol)

Oversea

Partners

Brokers

Client

s

IFISIFISIFIS IFIS

InternetInternetIFIS IFIS

MobileMobile IFIS DB



Overview

9

MarketsMarkets

ProductsProducts

ChannelChannel

ss

ProcessProcess

eses

Multi-Market Access

Equity Derivative Fixed Income

Advisor Trader Internet Mobile

Pre-trade TradeSettlement/Cleari

ngCRM

Regulatory / Statuary Requirements

Management Information



SMART 1.2 Solutions Overview

SMART

Office

SMART

Custome

r

Trading Application

Back Office Application

SMART

Chart

(Technical

Analysis

Tool)

SMARTLINKSMARTLINK

Exchanges

(Trading

Centers)

Securities

Depository /

Custodian

Securities

Commission

(SEC)

SBASBA

BANK

S

SMART Gateway SMART Gateway

(FIX Protocol)(FIX Protocol)

Oversea

Partners

Brokers

Client

s

IFISIFIS IFIS IFIS

MobileMobile IFIS DB

IFISIFISdd

TraderTraderInternIntern

etet

SBL

Data

Reposito

ry

CrossVie

w



SMART Data Repository for SBA



Key Issues

• Due to the huge of historical data which slows down the end of

the day processes of SBA

• Back up data out from SBA can help but you will have a limited

historical data to generate management reports

• To restore the data back to production system may take times

and require skilled IT person to process and may not serve

management, risk committee, regulators and client on time



Benefit

• Faster day end processes because operational database has

only active data.

• Expand historical data period with more historical data on data

repository’s database

• Easily to print backward report. Don’t take time to restore the

historical data back to operational system

• Authentication with add on logging report. For checking who

was access data and what data was accessed.



Historical

DataSBA

SBA

&

Historical Data

SMART Data Repository Concept

SBA daily transactions are

splitted from SBA historical

data.



Auto-Historical Backup

Historical

DataSBA

Auto-Historical

Backup

Module

Auto-Historical Backup module will

automate cut-off historical data in SBA

and send to backup in SMART Data

Repository by operational policy.



Application Data Source Problem

SBAHistorical

DataAuto-Historical

Backup

Application must

connect 2 data source.



SBAHistorical

Data

Auto-Historical

Backup

Module

Stop!

It’s too complicate.

Application Data Source Problem



Data Directory & Authentication Module

SBAHistorical

DataAuthentication

Log


Auto-Historical

Backup

Module

Data Directory is a single

point to access data.

Authentication module

will log any data request

from application.



Authentication Reports

SBAHistorical

Data


Auto-Historical

Backup

Module

Report

Authentication

Log



SMART CrossVIEW



Problem



Problem



SMART CrossVIEW



SMART CrossVIEW – Key Features

SMART xVIEW is a flexible reporting solutions for end-users

• No programming is required to create and run reports

• All data will be presented in business terminology that make

the application easier to learn

• Ability to generate the output in different formats – Report,

Excel File, PDF File

• Contains all common reports needed to serve your business

• Reference Report

• Trading Report

• Stock Report

• Receive/Payment Report

• Etc.



SMART xVIEW – Key Features

• End-users only need to

� Select one of available templates

� Input run-time parameter values

� Set their display order and aliases, as well as sort order and

grouping with aggregate functions.



SBA


Historical

Data

SMART xVIEW - Architecture



SMART SBL

Securities Borrowing and Lending System



Architecture

SBASBL

Web Server

Front ScreenMIS + Admin Screen

Back Screen

Fis Slave



Features (Preliminary Draft)

� �� set ��

� ��

� � !"��!��"��#�$��%�

� !�&�� !"��!�'�� !"��$��(�� )*'%+��'��"'�,��#��!��%�!�'�%+��!��

� � !"��-��#��! criteria ��#�$��%�

� �� set ratio (�$��!3�+!��

� ��!��"4��&��!3�+!��

� �� (Initial, Maintenance Margin)

� Auto #�� Cash Balance �(�)�* ��+�,-./ MM

� 01�2( MTM ( 456�2��



Features (Preliminary Draft)

� ��!��4�%�� call #��!3�+!��$��'#6��$6�

� ��!��"4��&"'�,��#��!��)�+!��

� �� set "'�,��#��!��*�� criteria (� !"��, !��'��, 3�+#��!��)

� ��!4��!��%��!��3�+#�� (FIFO, Random, Customer weighting, specific) #3H��

� ��!4��!��'�� Trade SBL

� ��+!��*��M�,MN X

� XD : #:;/�<��/5��=�>��6��0?�>@:A :�?�

� XM, XI : #:;/;;B� ��0?� C:�)�*�?�

� ��!4��'� !�&��$��*��#�$)�+�� %+�� match lot ��!'��

� Export TSD



Features (new)

• Reference Management

• �1 �� C:�)�*4��-)1DC��?�E��A :�?�

• �1 ��0,D��?�E��A :�?� (Order Fee, Annual Fee)

• �1 ��F) ��E��1 ��4��4,2�

• Account Management

• �1 ��GH�)�*�?�E��A :�?� ��)��I�J

• �1 �� )��I�J)�*4��-)1��?� �?;A :�?��GH�

• �1 ��2/�/5��?�E��A :�?��GH�

• Trading Management

• ��?�, A :�?�, ��0?� E��K;0?�4��-)1+�:L�� trader E��@0:

• �#�2B4;�B1�2� C:�)�*� �?;K;/�@0:

• �#�2B4;�2/�/5��?�E��A :�?�

• �B��0@,�� 2,/>@:�?�E��>@:A :�?�

• �:B; Broadcast

• �:B; Put through



Features cont. (new)

• Calculation Management

• �01�2(0,D��E�� Mark To Market

• �01�2( ��

• �01�2(�@�0, ��(��M� C:� �?;I��D��#�E�� Mark To Market

• �01�2(�;��6�B ��

• Corporate Action Management

• �1 ��>�K;/45)D5N X ��GH�

• �;;B� ��#?;�>@:A :�?�-./45)D5N

• ��0?� C:�L��;�#L��#5

• �01�2(B1�2� C:��(��I5*� �?;��)C�

• Default Management

• �01�2(0,��(�4,/�;��,H:

• �/��2:�0,��



SBL – Sample Screen



� No part of this publication may be reproduced or transmitted in any form or for any purpose without the express

permission of Freewillsolutions Company Limited. The information contained herein may be changed without prior

notice.

� Freewillsolutions, SMART Suite, iFIS, iFIS Internet, iFISd for SET50 Index Futures, SET50 Index Options.

SMART Office, SMART Customers, SMART Chart, SBA, SBAd for SET50 Index Futures, SET50 Index Options,

SMART Gateway, SMARTOnePort, iFIS Neo and other Freewillsolutions products and services mentioned herein

as well as their respective logos are trademarks or registered trademarks of Freewillsolutions in Thailand and in

several other countries all over the world. All other product and service names mentioned are trademarks of their

respective companies.

� SET50, SET50 Index Futures, SET50 Index Options are the products of Stock Exchange of Thailand.

Copyright 2007 Freewillsolutions Co.,Ltd. ALL RIGHTS RESERVED.

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