Foy J Guin Jr Financial Disclosure Report for 2010

8/3/2019 Foy J Guin Jr Financial Disclosure Report for 2010

1/13

AO 1 0Rev. 1/2011FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

Report Re quired by the Ethicsin Govermnent Act o f 1978(5 U.S.C. app. 101-111)

!. Person Reporting (last name, first , middle init ial)GUIN, J . FOY, JR.

4. Title (Article III judges indicate active or senior status;magistrate judges indicate full- or part-time)

Sen io r U . S . Dis t r ic t Judge

7. Cham bers or Office Address1729 FII~VH AVENUE NOR THSU ITE 918B I R M I NG H A M , A L A B A M A 3 5 2 0 3

2. Cour t or Organiza t ionU . S .D I S T R I C T C O U R T , N . D . A L A .

5a. Repor t Type (check appropr ia te type)] Nomination, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the bas i s of the informat ian conta ined in th i s Repor t and anymodifications pertaining thereto, i t is, in my opinion, in compliancewith appl icable laws and regulat ions.

Reviewing Off icer Date

3. Date of Report05/04/2011

6. Repor t ing Per iod0 1/ 0 1 / 20 10

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followea~ Complete all parts,checking the NON E box for each part where you hav e no reportable information. Sign on last page.

I . P O S I T I O N S . m e p o , ~ i ,g ~ . a l v l d . a t o .l y ; ~ e o p p . 9 - 1 3 of filing instructions.)~] NONE(No reportable positions.)POSITION N A M E O F O R G A N I Z A T I O N/ E N T IT Y

2.

3,

4.5.

I I . A G R E E M E N T S . ~ R e p o . i .g i . ~ v i g .~ l o . l y ; ~ ~ , p . 1 4 - 1 6 of filing instructions~)~] N O N E ( N o reportable agreements.)

D A T E PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTPage 2 of 13

N a m e o f P e r s on R e p o r t i n gGUIN, J. FOY, JR.

D a t e o f R e p o r t05/04/201 I

III. N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; seepp. 17-24 of filing instructions.)A. Filers Non-Investm ent Incom e

~] (N o reporta ble incom e .)ON E non-investmentDATE SOURCE AND TYPE

2.

3.

4.

INCOME( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - l n v e s t m e n t I n c o m e - i f you were m arried during any portion of the reporting)ear, complete this section.(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.)DATE SOURCE AND TYPE

I.

2.

3.

4.

I V . R E I M B U R S E M E N T S - ,ranspo.ation. lodging, food, e n t e r t a i n m e n L(Includes those to spouse and dependent children," see pp. 25-27 of filing instructions.)

~] (No reportable reimbursements.)ON E

2.3.4.

5.

S OUR C E D A T E S L OC A T ION PURPOSE ITEMS PAID OR PROVIDED


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FINANCIAL DISCLOSURE REPORTPage 3 o f 13

N a m e o f P e r s o n R e p o r t in gGUIN, J. FOY, JR.

Date of Report05/04/201 I

V . G I F T S . a , c l u d e , , h o s o , o W o u s e a n d d e p e n d e n , c h i l d r e n ; s e e p p . 2 8 - 3 1 of filing instructions.)N O N E (No repor table girls .)

SOURCE DESCRIPTION

2.3.4.5.

VALUE

V I . L I A B I L I T I E S . a n a ,, d ,- s t h o s e o I s p o , ~ e a , d d e p e , d e ,t children; see p p . 3 2 - 3 3 of filing instructlong)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTIONI.2.3.

4.5.

VALUECODE


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N a m e o f P e r s o n R e p o r ti n gGUIN, J. FO, JR.

D a t e o f R e p o r l05/04/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructlon~.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s Income during( i n c l u d i n g t r o s t a s s e t s ) r e p o r t i n g p e r i o d

O) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g .,e x e m p t f r o m p r io r d i s c l o su r e Code I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(i) (2)

V a lu e V a lu eC o d e 2 M e th o d

( J - P ) C o d e 3( Q - W )

0)Type (e.g.,buy, sell ,

redemption)

T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d(2) (3) (4)

D a t e V al u e Gainm m/dd /y y C od e 2 C o d e 1

( J - P ) (A-H)I d e n t i t y o f

buyer/seller( i f p r i v a t et r a n s a c t i o n )

I. I /3 in te re s t in lo t loca ted in H a leyvi l le , Ala . B R ent2. R e g i o n s B a n k ( c h e c k in g ) F Interest3. R e g i o n s B a n k ( c h e c k i n g ) A Interest4. E x x o n M o b i l C o r p c o r n E Dividend5. A T & T B Dividend

J W

J T

J T

PI T

L T

6 . F M I F u n d s A Dividend J T7. IRA ACCT. A A D i v & i n t K T8. -Per sh ing G ovt Acc t ( Money m ar ket f und)9. - T e c o E n e r g y l n c c o m .1 0 . -Regions F inanc ia l Corp cornII . -C i tade l Broadcas t ing1 2 . -Fami ly Dol lar S to r es1 3 . - W a l g r e e n C o d1 4 . -Dar den R es taur an ts , Inc1 5 . -Molex , Inc

So ldSo ldB uyBu y

Bu y

I 1/05/1007/28/I 003 /16 /1010 /15 /1011/29/10

JJJJJ

A

A

16. IRA ACCT. B C D i v & l n t M T1 7 . -Applied Mater ials , Inc

I. Income Gain Codes:[ ,See Columns B I and IM )

2.Value C o d es(S ec C o lumn s C I an d D 3)

3.Value Me tho d C o d e~[Scc Col um n C2)

A =$ 1,000 or l es sF :$50,001 - $100.000J $15 .000 or l e s sN =$ 250.001 - $ 500,000P3 $25.000,001 - $50.000.000Q =A ppr a i s alU =B o o k Va lue

B =$1,001 - $2,500G =$100.001 - $1,000.000K =$15,0OI - $50.000O - $500 .001 - $1 ,0~0 ,0~0R =Cost (Real Estate Only)V -O the r

C =$2.501 - $5 ,0~0H I =$ 1.00~.001 - $5.0~,00~L =$ 50.0~ 1 - $ 10~ .000PI =$1.000.001 - $5.0~0.0~0P4 =More than $50.000.000S =Asse ssmen tW = Est i m al ed

D =$5 ,001 - $1 5 ,000H2 =More than $5,000.000M =$100,0OI - $250.000P2 =$5.000,091 - $25.0(~.000T :Cash Marke t

E :$15,0~ I - S 50,0(10


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N a m e o f P e r s o n R e p o r ti n gGUIN, J. FOY, JR.

D a t e o f R e p o r t05/04/2011

V I I . I N V E S T M E N T S a n d T R U S T S -inc~me~valu~transacti~nsanc~udesth~se~fsp~useanddependentchi~dren;seepp.34-6~f~inginstructi~ns~)N O N E (No reportable income, assets, or transactions.)

D e sc rip tio n o f A ss e ts In c o m e d u rin g( in c lud in g tru st a ss e ~ s ) r e p o rt in g p e r io d

(I) ( 2 )Place "(X)" after each asset A m o u n t Type (e.g.,exempt from prior disclosure Code I div . , r en t ,

( A - H ) or i nt . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(i) (2)

V a lu e V a lu eC o d e 2 M e t h o d(J-P) C o d e 3

( Q - W )

(1 )Type (e.g.,

buy, sell ,r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4)D a t e V al u e Gain

m m/dd /y y C od e 2 C o d e I(J-P) ( A - H )

( 5 )I d e n t i t y o f

buyer /se l l e r( i f p r i v a t e

t r a ns a c t ion)

1 8 . -Per sh ing G ovt Fund ( Money m ar ket f und)1 9 . - C l o r o x C o S o l d 09/09110 J A20. -Diebold, lnc. Sold 04/13/10 J A21 . - L o w e s C o s , l n c c o m22. -IBM

23 . - A l l i ed C a p C o r p24 . -Ares Cap Corp25 . -Dover Cor p26. -M asco C orp27 . -AT&T, Inc.28 . -G enuine Par t s Co

Merged 03/31 /10(with l ine 24)

Sold 04/28/10

Sold 10/26/10

A

A

29 . -Intel Corp30. -In te l C orp31 . -Paychex, Inc32 . -Pepsico, Inc

33 . -Pepsico, Inc34 . -Sonoco Peoduc ts Co

B uy 04 /29/10(add l )

B uy 10 /28/10( add l )

I. Incornc Gain Codes:(See Columns B I and D-I)

2.Value C o d es(S ee C o lumn s C I an d D 3)

3.Value Me tho d C o d es(S ~c C o lun m C 2 )

A =$ 1,000 or IcssF =$50.001 - $100.00OJ =$15,000 or IcssN =$250.001 - $500.000P 3 =$25.000.001 - $50.000.000Q =AppraisalU =B o o k Va lue

B =$1,001 - $2,500G =$ 100,001 - $ 1 .000.000K -$15,001 - $50,000O =$500,001 - $1,0~0.O00R =Cost (Real Eslale Only)V O l h e r

C =$2 ,501 - $5 .000HI ~$1,000.001 - $5,000,000L - $50 ,001 - $1 00 ,000PI =$1,000,001 - $5,000,000P4 =More than $50,000,000S =Asse ssmen tW =Es t ima ted

D =$ 5,001 - $ 15,000H2 :M o re I han $5 ,000 .000M :$1 00 ,001 - $2 50 .000P2 =$5,000,001 o $25.000.000T =C ash Mark e t

E =$ 1 5 ,001 - S 50 ,000


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D a t e o f R e p o r t05/04/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)NONE (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e l s I n c o m e d u r i n g( i nc luding t ru s t a s s e t s ) r e p e n i n g p e r i o d

0) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I div . , r en t ,( A - H ) or i nt . )

G r o s s v a l u e a t e n dof repor t ing pe r iod(1) (2)

V a lu e V a lu eCode 2 M e t h o d( J - P ) Code 3

( Q - W )

O)Type (e.g.,buy , se l l ,

r e d e m p t i o n )


(2) (3) (4)Da te V a l u e Gain

m m /d d /y y C od e 2 C od e I(J-P) ( A - H )


buye r / s e l l e r( i f p r i v a t e

t r a ns a c t ion)

35 . - Q u a l c o m m , I n c36 . -Abbo t t Labs37 . - C o c a C o l a C o38 . - C o c a C o l a C o

Bu yBu y

Bu ySold

02/02/I 004/14/1004/28/I 0

12/29/10

J

J

J

J A

3 9. -Ra yth eon Co!40. -Med t r on ic , Inc41 . -V F Cor p42 . IR A ACCT. C A Div & Int

Bu yBu yBu y

06/14/1007123/I 0

09/03/I 0

J

J

J

43 . -Per sh ing G ovt Acc t ( Money m ar ket f und)44 . -IBM45 . -AT&T , Inc46 . -Family Dol la r S tore s47 . -Family Dol la r S tore s48 . - V F C o r p49 . -Pepsico, Inc

50 . -Lowes C os , Inc51 . B R O K E R A G E A C C O U N T # 1

Sold(part)SoldB uy

SoldB uyBu y

B uy

12/27/I 010/26/1001/25/1007/28/I 009/03/1010/28/10

I 1/01/10

J

J

J

J

J

J

J

A

A

1. Incom e Gain C o des: A = $1,000 o r less B = $1.001 - $2 ,500 C = $2 ,501 - $ 5,000 D =$5.001 - $15.000(See Col um ns BI and D4) F =$50,001 - $10~,000 G =$100.0OI - $1,000.000 H I =$1.0OO,001 - $5.000.000 H 2 =M or e t h an $ 5 ,000,0~ O

2 . Va lue C o d es J = $ 15,0~ O or less K =$ 15,001 - $ 50,000 L =$ 50,001 - $ 100.000 M =$ 100.001 - $ 250.000(S ee C o lumn s C I an d D 3 ) N =$ 250,001 - $ 500,000 O =$500,001 - $ 1 ,0O0,000 P I = $ 1 , 0 O O , 0 0 1 - $ 5 ,0 0 0 . 0 O O P2 =$ 5.000,001 - $ 25,000.000

P3 =$25,000,001 - $50 .000 ,000 P4 -More than $50,000.0OO3 . Va lue Me tho d C o d es Q =A ppr a i s a l R =Cosl (Real Estate Only) S =A~scssmcn t T : C a s h M a r k e t| S e e C o l u m n C 2 ) U =B o o k Va lue V Other W =Es t ima ted

E = $1 5 .1 9 0 1 - S50.000


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FINANCIAL DISCLOSURE REPO RTPage 7 of 13

N a m e o f P e r s o n R e p o r t in gGUIN, J. FOY, JR .

D a t e o f R e p o r t05/0412011

V I I . I N V E S T M E N T S a n d T R U S T S - inco,~e, ,,hi.e, transactions ( Inc ludes those o f spouse and dependent children; see pp . 34-60 o f f i l ing ins tructions .)D (No reportable income, assets, orON E transactions.)

A. B. C.D e s c r i p t io n o f A s s e ts Income during G r o s s v a l u e a t e n d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t in g p e r i o d o f r e p o r t i n g p e r i o dO) (2) (t) (2)P l a c e " ( X ) " a f te r e a c h a s s e t A m o u n t T y p e ( e .g ., V alue V alue

exempt from prior disclosure C o d e 1 d i v . , r e n t , C od e 2 M e th o d( A - H ) o r i n t . ) ( J - P ) C o d e 3( Q - W )

52 . -Ba r r ick Gold corn A Dividend K T53 . -Abbo t t Labor a to r ies com. A Dividend J T54 . -Hew let t -Packar d , Inc co r n A Dividend J T55 . -Southwes t A i r l ines com. A Dividend56 . -Peps ico Inc com A Dividend K T57 . -Regions F inanc ia l Corp A Dividend J T58 . -PPG Indus t r ies com A Dividend K T59 . - F e d e m t e d G o v t R e s e r v e s A Dividend J T60 . - H o m e D e p o t I n c co m A Dividend J T61 . -Genera l E lec t r ic Co com A Dividend K T62 . -Autom at ic Da ta P rocess ing , Inc com A Dividend J T63 . -P f ize r , lnc corn A Dividend J T64 . - K im b e r l y C l a rk C o r p c o m A Dividend J T65 . - Johnson & Johnson com A Dividend J T66 . -Al l s ta te Cor p co r n A Dividend J T67 . - C h e v r o n C o r p c o m A Dividend J T68 . - C h e v r o n C o r p c o m A D iv id en d J T


O) (2) (3)Type (e.g., D a t e V al u e

buy, sell , m m/dd /yy C od e 2redem ption) (J-P)

Sold 06/I 1/10 J

Bu y 06/10/10 J( add l )

( 4 ) ( 5 )Gain Identity of

Code I buyer/seller(A-H) (if private

transaction)

C

1. Income Gain Codes: A = $ 1 ,000 or less B = $ 1.001 - $2 ,500 C = $ 2,501 - $5 ,000(See C olum ns B I an d D -.I) F = $50 .001 - $100 ,000 G = $100.001 - $1.000.0~0 HI =11.000.001 - $5.000.000

2 . V alue C o d es J = $1 5.000 o r le ss K $ 15. 001 - $ 50. 000 L =$50.001 - $10~.000(See Col um ns CI and D3) N = $250.0~1 - $500 .00~ O -$500.001 - $ 1.000.00~ P I = $ 1.000.001 - $5 .0~0.000

P3 =$25.0~0.001 - $50.000.000 P4 =More than $50.00~.00~3 . Va lue Me tho d C o d es Q =Ap p ra isa l R = C o s l (Rea l Es la le On ly ) S =Asse ssmen tt s e e C o l u m n C 2 ) U =B o o k Va lue V Olher W =Es t ima ted

D =$5.0~1 - $15.0~0112 =More than $5.00~.000M $ 100. 001 - $ 250. 000P 2 $5.0~0.001 - $25.000.000T = C a , h M a r k e t

E =$15.001 - $50.0~0


8/13


N a m e o f P e r s o n R e p o r t in gGUIN, J. FOY, JR.

Date of Report05/041201 I

VI I. INVE S T M ENT S an d TRUSTS - i ....... .alue, , . . . . . . tions (Includes those of sp ...... d dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t in g p e r i o d

(~) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g .,e x e m p t f r o m prior disclosure Code I div., r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o dO) (2)V alue V alue

C o d e 2 M e t ho d( J - P ) C o d e 3( Q - W )

O)T y p e ( e . g .,buy, s ~ l l ,



D a t e V al u e Gainm m /dd/yy C ode 2 C ode I

(J-P) (A-H)I d e n t i ty o fbuyer/seller( i f p r i v a t e

t r a n s a c t i o n )

69 . - 3 M C o m p a n y c o m A Dividend70 . -Colga te -Pa lmol ive Co corn A Dividend71 . -W a l g r e e n C o c o m A Dividend72 . -W a l g r e e n C o c o m A Dividend73 . - P r o c t e r& G a m b l e C o A Dividend

K

K

JJK

TTTT B uy(addl)T

05/03/10

74 . -Intel Corp A Dividend75 . -Royal Dutch Shel l PLC A Dividend76 . -V F Cor p A Dividend77 . -N ok ia Cor p Sponsor ed ADR A Dividend78 . -Emerson Elec t r ic Co A Dividend

J

J

K

T

T

TSold 101/07 /10

79 . -Sysco Cor p A Dividend8 0 . -A i r P r o d u c t s & C h e m s , I n c A Dividend

Sold 06/17/10

81 . -Texas Ins t ruments , lnc A Dividend J82 . -Diebold , Inc A Dividend J83 . -McDonalds Cor p A Dividend

84 . -Waste Management , Inc A Dividend85 . - B e c t o n D i ck i n s o n & C o A Dividend

K

J

K

T

TT

I . Income Gain Codes: A =$1.000 or less B $ 1. 001 - $ 2 . 500 C =$2.501 - $5.000 D =$ 5,001 - $ 15,000(S ee C o lumn s B I an d D 4) F :$50,001 - $ 100.000 G - $ 1 00 .0 01 - $ 1 .0 00 ,0 00 H I = S 1 .0 00 .0 01 - $ 5,0 00 .0 00 H 2 = More t h an $ 5 , 000. 000

2. V alue C o d es J = S I5 .000 o r les s K $ 15. 001 - $ 50. 000 L =$ 50.001 - $ 100.000 M =$ 1 00 .001 - $2 50 .0 ~ 0(S ee C o lumn s C I an d D 3) N =$ 250,001 - $ 500.000 O =$500.0OI - $1,000,000 PI -$1,000,001 - $5,000.000 P2 =$ 5,000,001 - $ 25.000.000

p3 = $25,000,001 . $ 50.000.000 P 4 Mo re than $50 ,000 ,0003. V alue Meth od Codes Q ~ A ppr a i s a l R =Cost (Real Estate Only) S =As :~ssmcn t T =C ash Mark e t(See Col um n C2) U =B o o k Va lue V = Oth e r W = E stim ated

E = $ 1 5 . 001 - $ 5 0 , 0 ( IO


9/13

FINANCIAL DISCLOSURE REPORTPage 9 o f 13

N a m e o f P e r so n Report ingGUIN, J. FOY, JR .

D a t e o f R e p o r t05/04/201 I

V I I. IN V E S T M E N T S a n d T R U S T S - i .... ,, value, t ......ions (Includes those of sp ...... d dependent children; see pp. 34-60 of fillng instructlons.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

0) (2)Place "(x)" after each asset A m o u n t T y p e ( e . g . ,e x e m p t f r o m p r io r d i s c l o su r e Code I d i v . , r e n t ,( A - H ) or i nt . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(1) (2)V alue V alue

C o d e 2 M e th o d( J - P ) C o d e 3

( Q - W )

T y p e ( e . g .,b u y , s e l l,



(2) (3) (4)D a t e Value Gain

mm/dddyy Code 2 Code I(J -P) (A-H)

( 5 )I d e n t i t y o fbuyer/seller( i f p r i v a t et r a n s a c t i o n )

86 . -Baxter International, Inc A Dividend87 . -N ucor Cor p A Dividend88 . - ITT Corp N one89 . BRO KERAG E ACCO U N T #2 ( t r ans f er r edto #1 on 8 /13)90 . -Regions F inanc ia l Coq~ A Dividend91 . -P ro tec t ive Life Corpcom A Dividend92 . -Genera l E lec t r ic Co co m A Dividend

J T B uyJ T B uyK T B uy

TSold

T

04 /27 /1008 /09 /10

09/27/I 0

08 /25 /10

JJJ

A

93 . -Intel Corp A Dividend9 4 . - Ab i t i b i bo w a t e r , In c N one

JJ

TT

95 . BRO KERAG E ACCO U N T #396 . -Fede ra l Governm ent Rese rves A Dividend J T97 . - D i s n e y W a l t C o H o l d i n g C o A Dividend98 . - C i t a d e l B r o a d c a s t i n g C o r p None99 . - K im b e r l y C l a r k C o r p A Dividend100. -Intel Corp A Dividend

101. Scudder V ar . Li fe Inves t . Fund (Cha r te r NoneN at l - money m ar ket1 0 2 . B R O KE R A G E A C C O U N T # 4

JJ

L

TSold

T B uyT B uy

T

I 1/05/1003/03/I 003/05/I 0

JJ

J

A

I . Income Gain Codes: A =$ 1,000 or less B = $1,001 - $2 ,500 C = $2 ,501 - $5 ,000 D =$5.001 - $15,000( S e e C o l u m n s B I a n d D 4 ) F =$50.001 - $100.000 G =$100,001 - $1,000.000 HI =$1.000.001 - $5,000.000 H2 =More than $5.000.000

2. Value Cod~.~ J -S 15.000 or less K -$15.1301 - $50,0~0 L =$ 50,001 - $ 100,090 M - $1 00 ,001 - $2 50 ,0~)(See Col um ns CI and D3) N =$ 250.001 - $ 500,000 O =$500.001 - $1,000,000 PI =$1.000.001 - $5,000,000 P2 =$ 5,000.001 - $ 25,000.000

P3 =$25.0O,0OI - $50.000.000 P4 =More than $50.000.0003 . Va lue Me tho d C o d es Q =A ppr a i s a l R =C osl (R eal Esta le On ly) S =A ssessm ent T : C a s h M a r k e t

( S c C o l u m n C 2 ) U = Book Value V =Othe r W =Es t ima ted

E =$15 ,001 - $50 ,0~0


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N a m e o f P e r s o n R e p o r ti n gGUIN, J. FOY, JR .

D a t e o f R e p o r t05/04/201 I

V I I. I NV E S T M E N T S and T R U S T S - inc ..... "alae, transactions (Includes those of spouse and dependent children; seepp. 34-60 of fillng instructionsa)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

0) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g .,e x e m p t f r o m p r io r d i s c l o su r e Code I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

(I) (2)V alue V alueC o d e 2 M e th o d( J - p ) C o d e 3

( Q - W )

O)T y p e ( e . g .,b u y , s e l l,



D a t e Value Gainm m / d d/ y y C o d e 2 C o d e 1

( J - P ) ( A - H )

( 5 )I d e n t i t y o fbuyer/seller( i f p r i v a t et r a n s a c t i o n )

1 0 3 . - A T & T , In c104 . -Abbot t Labs

A DividendA Dividend

JJ

TT

105. -Autom ata ic Da ta P rocess ing , Inc A106. -C a te rp i l la r , Inc A1 0 7 . - C h e v r o n C o r p A1 0 8 . - C h e v r o n C o r p A1 0 9 . -C o c a C o l a C o m p a n y A1 1 0 . - C o n s o l i d a t e d E d i s o n , l n c AI I I . -Dar den Res taur an ts , lnc A

DividendDividendDividendDividendDividendDividendDividend

JJJ

J

J

J

TTTT B uy( add l )TT

Sold

06/29/I 0

04/01/10 J A

1 1 2 . - D o m i n i o n R e s , In c1 1 3 . - D u P o n t E I D e N e m o u r s & C o

A

A

DividendDividend

JJ

TT

1 1 4 . - E m e r s o n E l e c t r i c C o A Dividend J T1 1 5 . - E x x o n M o b i l C o r p116. - G e n u in e P a n s C o

A

A

Dividend K TD iv id en d J T

117. -HeinzHJCo A Dividend J T

1 1 8 . -L i ll y E l i & C o1 1 9 . - L o w e s C o s , In c

DividendNone

JJ

TT Bu y 11/12/10 J

I. Income Gain Codes:{S ee C o lumn s B I an d 1 3 4 )

2.Value C o d es( .S ee C o lumn s C I an d D 3)

3. Value Me tho d C o d es( S~ :c Column C2)

A =$1,0~0 or lessF =$ 50, 001 - $ 100. 0~J =$15.0~0 or lessN =$ 250,1~ 1 - $ 509 ,000P3 =$ 25.00~ .0~ 1 - $ 50,009.000Q =A ppr a i s a lU =B o o k Va lue

B =$1.001 - $2,500G =$ 100.001 -K =$ 15,0~ 1 - $ 50,000O =$500.001 - $ 1.000.000R Cost (Rea l Es t a t e Onl y)V =Othe r

C=$ 2.501 - $ 5 ,000H I =$ 1.000,001 - $5.000.000L =$ 50,1~ 1 - $ 100.000P4 =M or e t h an $ 50,0~ 0.00~S =Asse ssmen tW =Es t ima ted

D =$5,001 - $15,000H2 =More than $5,000,000M =$100,001 - $250,000P2 =$5,0~),001 - $25,000,000T = C a s h M a r k e t

E =$ 15,001 - $ 50,0~ 0


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D a t e o f R e p o r t05/04/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions)~ (No reportable income, assets, orON E transactions.)

A. B. C.D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d

( in c lu d in g tru s t a s se ts ) r e p o rt in g p e rio d ofreporting periodO) (2) (l ) ( 2 )

Place "(X)" after each asset A m o u n t Type (e.g., V a l u e V a l u eexempt from prior disclosure Code I d iv ., r e n t, C od e 2 M e t h o d

( A - H ) or i nt . ) (J-P) C o d e 3( Q - W )

( I)Type (e.g..

buy , se l l ,r e d e m p t i o n )

Transactions during reporling period(2) (3) (4)

Da te V a l u e Gainm m /d d /y y C od e 2 C od e I

(J-P) (A-H)


buyer /se l l e r( i f p r i v a t e

t r a ns a c t ion)

120. -Occ identa l Pe t ro leum Corp121 . - P a y c h e x , I n c1 2 2 . - P r o g r e s s i v e E n e r g y , I n c1 2 3 . - P r o g r e s s i v e E n e r g y , l n c1 2 4 . - R e g i o n s F i n l C o r p1 2 5 . - S o u t h e r n C o126. -Feder a ted G ovt Reser ves ( Money M ar ketFund)127.

128.

A DividendA DividendA DividendA DividendA DividendA DividendA Dividend

J

J

J

J

J

J

J

TTTT B uy( add l )TTT

04/01 /10

I. In co m e Gain C od es : A = $1 ,000 or less B = $1.001 - 52 .500 C = $2 ,501 - $5 .000 D = $5,001 - $15 ,000(See Colurrms BI and 134) F = $ 50.001 - 5100 .000 G = 51 00 .001 - SI.000 .000 H I = $1.000.001 - $5.000,0 (X ) H2 =M ore than $5.00~.0OO

2. Valuc Codes J =SI5,000 or less K =$15,001 - $50.000 L =550,001 - $ 100,00(3 M =$ 100.001 - 5250,000(Scc Col um ns CI and D3) N -$250,001 - $500.009 O = $500,001 - $1.000,000 P I = $1 ,000 ,001 - $5,000,000 P2 =$5,0~),001 - $25.000.000

P3 =$ 25,000.0~ 1 - $ 50.000.000 P4 =More than $50,000,0003 . Va lue Me tho d C o d es Q =A ppr a i s a l R - C o s t (Rea l E s la le On ly ) S =Asse ssmen t T =C ash Mark e t{S ee C o lumn C 2 ) U =B o o k Va lue V =Othe r W =Es l ima ted

E =$ 15.001 - $ 50,000


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N a m e o f P e r s on R e p o r t i n gGUIN, J. FOY, JR.

D a t e o f R e p o r !05/04/2011

VIII. ADDITIONAL INFORM ATION OR EX PLANATIONS. tndicaterar, o/report.)

V I I . I N V E S T M E N T S a n d T R U S T S :B R O K E R A G E A C C O U N T # 2 : A l l o f th e s e c u r it e s in B R O K E R A G E A C C O U N T # 2 were transferred to BROKERAGE ACCOUNT #1 on August 13, 2010.


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Name of Person Report ingGUIN, J. FOY, JR .

Date of Report05/04/201 I

IX . CERTIFICATION.1 c e r t i f y t h a t a ll i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o ~ v l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t o ryp r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u re .I f u r th e r c e r t i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U . S .C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signature: S] J. FOY, JR. GUIN

N O T E : A N Y I NDI V I DU A L W H O K N O W IN G L Y A N D W I L F U L L Y F A L S I F IE S O R F A L L S T O F I L E T H I S R E P O R T M A Y BE S U BJ E C T T O C I V I LAND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

Foy J Guin Jr Financial Disclosure Report for 2010

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