FORM 2 FORM L-35-DOWNGRADING OF INVESTMENTS - 2 ... · belief and nothing has been concealed or...

FORM L-35-DOWNGRADING OF INVESTMENTS - 2

Company Name : Bajaj Allianz Life Insurance Co. Ltd.

Registration No. : 116

Statement Date: As at March 31, 2011 Name of Fund : Life Fund

Statement of Down Graded Investments

Rs. Lakhs

A During the Quarter

B As on date

8.55% PNB Housing Finance

Ltd (MD 09/11/2014) HTDN 500 13-Nov-09 CRISIL AA+ AA 10-Feb-10

9.25% PNB Housing Finance

Ltd NCD (MD 30/03/2017)

P/C 30/07/2014

HTDN 1,000 31-Mar-09 CRISIL AA+ AA 10-Feb-10

4% TATA POWER 2015(CALL

2009)ICTD 543 9-Mar-05 CRISIL AAA AA 10-Jul-07

CERTIFICATE

Date:

belief and nothing has been concealed or suppressed.

Date: For Bajaj Allianz Life Insurance Company Ltd

Note:

1 Provided details of Down Graded Investments during the Quarter.

2 Investments currently upgraded, listed as Down graded during earlier Quarter shall be deleted from the cumulative listing. Sashi Krishnan

3 FROM-2 shall be prepared in respect of each fund. Chief Investment Officer

4 Category of investment(COI) shall be as per INV/GLN/001/2003-04.

Date of

Down Grade

Remarks

NIL

The Companies are fundamentally sound and we do

not perceive any threat for interest payment and

principal repayment. We shall stay invested in the

bonds.

FORM 2

Periodicity of Submission : Quarterly

No Name of the security COI Amount (Rs.) Date of Purchase

Rating

Agency

Original

Grade

Current

Grade

FORM L-35-DOWNGRADING OF INVESTMENTS - 2Company Name : Bajaj Allianz Life Insurance Co. Ltd.Registration No. : 116

Statement Date: As at March 31, 2011 Name of Fund : Pension and General Annuity FundStatement of Down Graded Investments

Rs. Lakhs


B As on date

CERTIFICATECertified that the information given herein are correct and complete to the best of my knowledge andbelief and nothing has been concealed or suppressed. For Bajaj Allianz Life Insurance Company Ltd

Date:

Sashi KrishnanNote: Chief Investment Officer

1 Provided details of Down Graded Investments during the Quarter.2 Investments currently upgraded, listed as Down graded during earlier Quarter shall be deleted from the cumulative listing.3 FROM-2 shall be prepared in respect of each fund.4 Category of investment(COI) shall be as per INV/GLN/001/2003-04.

Date of Down Grade Remarks

NIL

NIL

FORM 2


No. Name of the security COI Amount (Rs.)

Date of

Purchase

Rating

Agency

Original

Grade

Current

Grade

FORM L-35-DOWNGRADING OF INVESTMENTS - 2

Company Name : Bajaj Allianz Life Insurance Co. Ltd.Registration No. : 116

Statement Date: As at 31st March 2011

ABIN001 - CASH FUNDRs. Lakhs


B As on date

CERTIFICATE

Certified that the information given herein is correct and complete to the best of my knowledge and

belief and nothing has been concealed or suppressed. For Bajaj Allianz Life Insurance Company Ltd

Date:

Note: Sashi Krishnan

1 Provide details of Down Graded Investments during the Quarter. Chief Investment Officer

2 Investments currently upgraded, listed as Down graded during earlier Quarter shall be deleted from the cumulative listing.

3 FROM-2 shall be prepared in respect of each fund.




ABIN002 - CASH PLUS FUNDRs. Lakhs


B As on date

CERTIFICATE



Date:






Remarks

NIL

Rating

Agency

Original

Grade

FORM 2



No. Name of the security COI Amount Date of Purchase

Current

Grade

Date of Down

Grade

Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

NIL

FORM 2




Rating

Agency

NIL

of 34



ABIN003 - DEBT FUNDRs. Lakhs


B As on date

CERTIFICATE



Date:








ABIN004 - DEBT PLUS FUNDRs. Lakhs


B As on date

CERTIFICATE



Date:






Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

FORM 2




Rating

Agency

Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

NIL

FORM 2




Rating

Agency

NIL

of 34



ABIN005 - EQUITY FUND.Rs. Lakhs


B As on date

CERTIFICATE



Date:








ABIN006 - EQUITY GAIN FUNDRs. Lakhs


B As on date

CERTIFICATE



Date:






Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

FORM 2




Rating

Agency

Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

NIL

FORM 2




Rating

Agency

NIL

of 34



ABIN007 - EQUITY INDEX FUNDRs. Lakhs


B As on date

CERTIFICATE



Date:








ABIN008 - EQUITY PLUS FUNDRs. Lakhs


B As on date

CERTIFICATE



Date:






Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

FORM 2




Rating

Agency

Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

NIL

FORM 2




Rating

Agency

NIL

of 34



ABIN009 - LIFE LONG GAINRs. Lakhs


B As on date

CERTIFICATE



Date:








ABIN010 - CASH PLUS PENSIONRs. Lakhs


B As on date

CERTIFICATE



Date:






Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

FORM 2




Rating

Agency

Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

NIL

FORM 2




Rating

Agency

NIL

of 34



ABIN011 - DEBT PLUS PENSIONRs. Lakhs


B As on date

CERTIFICATE



Date:








ABIN012 - EQUITY INDEX PENSIONRs. Lakhs


B As on date

CERTIFICATE



Date:






Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

FORM 2




Rating

Agency

Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

NIL

FORM 2




Rating

Agency

NIL

of 34



ABIN013 - EQUITY PLUS PENSIONRs. Lakhs


B As on date

CERTIFICATE



Date:








ABIN014 - ACCELERATED GAINRs. Lakhs


B As on date

CERTIFICATE



Date:






Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

FORM 2




Rating

Agency

Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

NIL

FORM 2




Rating

Agency

NIL

of 34



ABIN015 - SECURE GAINRs. Lakhs


B As on date

CERTIFICATE



Date:








ABIN016 - STABLE GAINRs. Lakhs


B As on date

CERTIFICATE



Date:






Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

FORM 2




Rating

Agency

Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

NIL

FORM 2




Rating

Agency

NIL

of 34



ABIN017 - EQUITY MIDCAP FUNDRs. Lakhs


B As on date

CERTIFICATE



Date:








ABIN018 - EQUITY MIDCAP PLUSRs. Lakhs


B As on date

CERTIFICATE



Date:






Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

FORM 2




Rating

Agency

Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

NIL

FORM 2




Rating

Agency

NIL

of 34



ABIN019 - EQUITY MIDCAP PENSIONRs. Lakhs


B As on date

CERTIFICATE



Date:








ABIN020 - PREMIER EQUITY FUNDRs. Lakhs


B As on date

CERTIFICATE



Date:






Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

FORM 2




Rating

Agency

Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

NIL

FORM 2




Rating

Agency

NIL

of 34



ABIN021 - PREMIER DEBT FUNDRs. Lakhs


B As on date

CERTIFICATE



Date:








ABIN022 - PREMIER EQ GAIN FUNDRs. Lakhs


B As on date

CERTIFICATE



Date:






Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

FORM 2




Rating

Agency

Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

NIL

FORM 2




Rating

Agency

NIL

of 34



ABIN023 - PURE EQ FUNDRs. Lakhs


B As on date

CERTIFICATE



Date:








ABIN029 - PURE STOCK FUNDRs. Lakhs


B As on date

CERTIFICATE



Date:






Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

FORM 2




Rating

Agency

Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

NIL

FORM 2




Rating

Agency

NIL

of 34



ABIN030 - PREMIER EQUITY INDEX FUNDRs. Lakhs


B As on date

CERTIFICATE



Date:








ABIN031 - PREMIER EQUITY GROWTH FUNDRs. Lakhs


B As on date

CERTIFICATE



Date:






Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

FORM 2




Rating

Agency

Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

NIL

FORM 2




Rating

Agency

NIL

of 34



ABIN032 - PREMIER BOND FUNDRs. Lakhs


B As on date

CERTIFICATE



Date:








ABIN034 - EQUITY INDEX PENSION FUND IIRs. Lakhs


B As on date

CERTIFICATE



Date:






Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

FORM 2




Rating

Agency

Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

NIL

FORM 2




Rating

Agency

NIL

of 34



ABIN035 - EQUITY GROWTH PENSION FUNDRs. Lakhs


B As on date

CERTIFICATE



Date:








ABIN036 - ACCELERATOR MID CAP PENSION FUNDRs. Lakhs


B As on date

CERTIFICATE



Date:






Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

FORM 2




Rating

Agency

Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

NIL

FORM 2




Rating

Agency

NIL

of 34



ABIN037 - BOND PENSION FUNDRs. Lakhs


B As on date

CERTIFICATE



Date:








ABIN038 - LIQUID PENSION FUNDRs. Lakhs


B As on date

CERTIFICATE



Date:






Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

FORM 2




Rating

Agency

Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

NIL

FORM 2




Rating

Agency

NIL

of 34



ABIN044 - EQUITY GROWTH FUNDRs. Lakhs


B As on date

CERTIFICATE



Date:








ABIN045 - EQUITY INDEX FUND IIRs. Lakhs


B As on date

CERTIFICATE



Date:






Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

FORM 2




Rating

Agency

Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

NIL

FORM 2




Rating

Agency

NIL

of 34



ABIN046 - ACCELERATOR MID-CAP FUNDRs. Lakhs


B As on date

CERTIFICATE



Date:








ABIN047 - BOND FUNDRs. Lakhs


B As on date

CERTIFICATE



Date:






Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

FORM 2




Rating

Agency

Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

NIL

FORM 2




Rating

Agency

NIL

of 34



ABIN048 - LIQUID FUNDRs. Lakhs


B As on date

CERTIFICATE



Date:








ABIN056 - CAPITAL GUARANTEE FUND -SP- 2012Rs. Lakhs


B As on date

CERTIFICATE



Date:






Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

FORM 2




Rating

Agency

Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

NIL

FORM 2




Rating

Agency

NIL

of 34





B As on date

CERTIFICATE



Date:










B As on date

CERTIFICATE



Date:






Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

FORM 2




Rating

Agency

Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

NIL

FORM 2




Rating

Agency

NIL

of 34



ABIN059 - ASSET ALLOCATION FUNDRs. Lakhs


B As on date

CERTIFICATE



Date:








ABIN060 - ASSET ALLOCATION PENSION FUNDRs. Lakhs


B As on date

CERTIFICATE



Date:






Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

FORM 2




Rating

Agency

Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

NIL

FORM 2




Rating

Agency

NIL

of 34



ABIN065 - GROUP DEBT FUNDRs. Lakhs


B As on date

CERTIFICATE



Date:








ABIN066 - PURE STOCK PENSION FUNDRs. Lakhs


B As on date

CERTIFICATE



Date:






Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

FORM 2




Rating

Agency

Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

NIL

FORM 2




Rating

Agency

NIL

of 34



ABIN067 - GROUP LIQUID FUNDRs. Lakhs


B As on date

CERTIFICATE



Date:








ABIN068 - Capital Shield Fund IRs. Lakhs


B As on date

CERTIFICATE



Date:






Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

FORM 2




Rating

Agency

Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

NIL

FORM 2




Rating

Agency

NIL

of 34



ABIN069 - Capital Shield IIRs. Lakhs


B As on date

CERTIFICATE



Date:








ABIN070 - Group Short Term Debt FundRs. Lakhs


B As on date

CERTIFICATE



Date:






Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

FORM 2




Rating

Agency

Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

NIL

FORM 2




Rating

Agency

NIL

of 34



ABIN072 - GROUP GROWTH FUND 1Rs. Lakhs


B As on date

CERTIFICATE



Date:








ABIN073 - EQUITY GROWTH FUND IIRs. Lakhs


B As on date

CERTIFICATE



Date:






Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

FORM 2




Rating

Agency

Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

NIL

FORM 2




Rating

Agency

NIL

of 34



ABIN074 - ACCELERATOR MID CAP FUND IIRs. Lakhs


B As on date

CERTIFICATE



Date:








ABIN075 - MAX GAIN FUND IRs. Lakhs


B As on date

CERTIFICATE



Date:






Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

FORM 2




Rating

Agency

Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

NIL

FORM 2




Rating

Agency

NIL

of 34



ABIN076 - SHIELD PLUS FUND IRs. Lakhs


B As on date

CERTIFICATE



Date:








ABIN077 - GROWTH PLUS FUND IRs. Lakhs


B As on date

CERTIFICATE



Date:






Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

FORM 2




Rating

Agency

Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

NIL

FORM 2




Rating

Agency

NIL

of 34



ABIN078 - GROUP EQUITY INDEX FUNDRs. Lakhs


B As on date

CERTIFICATE



Date:








ABIN079 - GROUP ASSET ALLOCATION FUNDRs. Lakhs


B As on date

CERTIFICATE



Date:






Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

FORM 2




Rating

Agency

Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

NIL

FORM 2




Rating

Agency

NIL

of 34



ABIN080 - SHIELD PLUS FUND IIRs. Lakhs


B As on date

CERTIFICATE



Date:








ABIN081 - GROWTH PLUS FUND IIRs. Lakhs


B As on date

CERTIFICATE



Date:






Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

FORM 2




Rating

Agency

Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

NIL

FORM 2




Rating

Agency

NIL

of 34



ABIN082 - SHIELD PLUS FUND IIIRs. Lakhs


B As on date

CERTIFICATE



Date:








ABIN083 - MAX GAIN FUND IIRs. Lakhs


B As on date

CERTIFICATE



Date:






Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

FORM 2




Rating

Agency

Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

NIL

FORM 2




Rating

Agency

NIL

of 34



ABIN084 - BLUE CHIP EQUITY FUNDRs. Lakhs


B As on date

CERTIFICATE



Date:








ABIN085 - GROWTH PLUS FUND IIIRs. Lakhs


B As on date

CERTIFICATE



Date:






Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

FORM 2




Rating

Agency

Current

Grade

Date of Down

Grade Remarks

NIL

Original

Grade

NIL

FORM 2




Rating

Agency

NIL

of 34



ABIN086 - ASSURED RETURN FUNDRs. Lakhs


B As on date

CERTIFICATE



Date:






Current

Grade

Date of Down

Grade Remarks

NIL

FORM 2

NIL




Rating

Agency

Original

Grade

of 34

FORM 2 FORM L-35-DOWNGRADING OF INVESTMENTS - 2 ... · belief and nothing has been concealed or...

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Transcript of FORM 2 FORM L-35-DOWNGRADING OF INVESTMENTS - 2 ... · belief and nothing has been concealed or...