Fischer Dale S - Judicial WatchSOURCE L 3. FINANCIAL DISCLOSURE REPORT Page 2of10 Nme of Pen Reog...

Fischer_Dale_S

SOURCE

L

3.

FINANCIAL DISCLOSURE REPORT

of10

Name of Person Reporting

Fischer, Dale S.

Date of Report

03/24/2009

III. N 0 N-INVESTMENT IN co ME. (Reporting irulirid11a/ 111111 spolZSe; see pp. 17-24 of filing instnictions.)

A. Filer's Non-Investment Income

[Z] NONE (No reportable non-investment income.)

SOURCE AND TYPE INCOME (yours, not spouse's)

I.

2.

3.

4.

B. Spouse's Non-Investment Income - qya,, were married dllling any portion oft1te rt;,.g year, compkk this section.

(Dollar amount not required except for honoraria.)

[2] NONE (No reportable non-investment income.)

AND TYPE

I.

2.

3.

4.

IV. RETh1BURSEMENTS -tnmsp9rtation, 1ot1g;,,g,foot1, mterta0unen1.

(includes those to spouse and dependenJ children; see pp. 25-17 of filing instructions)

[2J NONE (No reportable reim!JUrsements.)

SOURCE DATES WCATION PURPOSE ITEMS PAID OR PROVIDED

2.

4.

5.

CREDITOR

VALUE

VALUE

I.

2.


of10


Fischer, Dale S.

Date of Report

03/24/2009

V. GIFTS. (.Includes those to spouse tuts/ dq>nU/mt childttn; Stt pp. 23-31 of filing instradions.)

fZ] NONE (No reportable gifts.)

SOURCE DESCRIPTION

3.

4.

5.

VI. LIAB JLJTJES. (Includes /hose of.<poa.<e anti ndent children; see pp. 32-33 of ftling inslTat:Jions..)

[Z] NONE (No reportable liabilities.)

DESCRIPTION

L

2.

CODE

3.

4.

5.

A.

I.

5.

7121


Page4 of IO


Fischer, Dale S.

Date of Report

03/24/2009

VII. INVESTMENTS and TRUSTS mro-, Wll•e. tnnsadions r1nchzt1es those ofspo•se om1 dependent children; see pp. 1-t-60 offiFmg instructions.) -

0 NONE (No reportable income, assets, or transactions.)

B. c.

Description of Assets Income during Gross value at end of

(including trust assets) reporting period reporting period

(I) (2) (1) (2) (I) Place "(X)" after each asset Amount Type(e.g., Value Value Type(e.g_.

exempt from prior discJ0511re

Rollover IRA - Schwab

2. -AAPL common stock

3. -ARTC

4. -BRCM common stock

-CELG common stock

6. -CSCO common stock

7. -COH common stock

8. -CTSH common stock

9. -CROX common stock

10. -DNA common stock

11. -EBAY common stock

12. -GILD common stock

13. -GOOG common stock

14. -HWA Y common stock

15. -LIFC common stock

16. -MNST common stock

17. -MRVL common stock

t. Jnwme Gain Codes: A ""51,000 or less

(Sec Columns Bl and 04) F""550,001-SI00,000

2. Value Codes J=Sl5,000 or less (Sec Column< CI and 03) N""52SO,OOl-S500,000

P3 ""525,000,001 - 550,000,000

3. Value Method Codes Q =Appraisal (See Colmnn C2) U =Book Value

Code! div., rent, Code2 (A-H) or int.) (J-P)

A Dividend N

B ""51,001 -S2,500

G""5 100,001-Sl,000,000

K =Sl5,00I -550,000 0""5500,001- Sl,000,000

R =C<iot (Real Estate Only) V=Othcr

Me1hod Code3

(Q-W)

T

- .

buy, sell, redemption)

Sold (part)

Sold

Sold

Sold

Sold

Sold

Sold

c ""52,501 - S5,000

m ""51.000.00 1 • ss.000.000

L 0,001-5100,000 Pl ""51,000,00t -S5,000,000

P4 =More than 550,000,000

S=Assessment w =Estimau:d

D.

Transactions during reporting period

(2) (3) (4) (5) Date Value Gain Identity of

Month- Code2 Code! buyer/seller Day (J-P) (A-H) (if private

transaction)

J D

11/04 J

4/15 J

2/1.6 J

4/22 K D

7121 J

11/04 J

D=S5,001- Sl5,000 E""515,00l -S50,000

H2 =Mon: than 55.000,000

M=5JOO,OOJ -5250,000 P2 =55,000,001 - 525,000,000

T =Cash Market

A.

Sold

25.

34.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

of10 F"ISCher, Dale S. 03/2412009

VII. INVESTMENTS and TRUSTS -income, nhle, tramlldions (l»dMtks /hose Df sptntSe an4 depenthnldtiL/ren; Stt pp. 3.f.60 of filing instnJctions.)

D NONE (No reportable income, assets, or transactions.)

Description of Assets (including trust assets)

Place "(X)" after each asset exempt frmn prior disc losure

18. -NTAP common stock

19. -QCOM common stock

B. c. Income during Gross value at end of

reporting period reporting period

(I) Amount Code I (A-H)

(2) (I) Type(e.g., Value

div., rent, Code2 or int.) (J-P)

(2) Value

Method Code 3

(Q-W)

D. Transactions during reporting period

(I) (2) Type (e.g .• Date buy, sell, Month·

redemption) Day

(3) (4) (5) Value Gain Identity of

Code2 Code I buyeo'seller (J-P) (A-H) (if private

transaction)

20. -SBUX common stock

21. -VMSI common stock Sold I/30 I D

22. -VRSN common stock

23. -VPRT common stock

24. -Schwab Money Market

-APKT common stock Sold 11104 I

26.

27.

28.

-AKAM common stock

-CA VM common stock

Buy(add'I)

Buy(add'l)

Buy(add'l)

5/05

1/30

3120

J

I

J

29.

30. -DRN common stock

Buy (add'l)

7123

5120

I

J

31. -FSLR common stock

32. -FWLT common stock

33. -II.MN common stock

-ISRG common stock

1. Income Gain Codes: k=Sl,000 or less B =S 1,001 • S2,500 C =S2,SOI - SS,000 D=SS,001 - $15,000 E =SIS,001 - 550,()()() {See Columm Bl and D4) F"550,00l-SIOO,OOO G"5J00,001-Sl,OOO,OOO tit "51,000,001 • 55,000,000 H2 =More than ss.000.000

2. Value Codes J=SI S,000 or less K =SIS,001 -SS0,000 L=SS0,001 - SI00,000 M=SI00,001 -5250,000

(See Columns Cl and DJ) N=5250,00 I - 5500,000 O=SS00,001- Sl,000,000 PI =Sl,000,001 - SS,000,000 P2 =SS,000,001 - 525,000.,000

P3 =S25,000,00I - 550,000,000 P4 =More than 550,000,000

3. Value Method Codes Q=Appraisal R =Cost (Real Eslate Ooly) s =Assessment T =Cash Market

(See Column C2) U=Book Value V=Otber w =Estimated

A.


of10


Fiseller, Dale S.

Date of Report

0312412009

Vil. INVESTMENTS and TRUSTS - inco-, wzhle. tnmslldions r1na11t1es t1rose of spoa am1 dependen1 dtut1ttn: see PP. 1uo of JUmg instructions..>

0 NONE (No reportable income, assets, or transactions.)

B. c. D.

Description of Assets Income during Gross value at end of Transactions during reporting period

(including trust assets) reporting period reporting period

(I) (2) (I) (2) (I) (2) (3) (4) (5) Place"(X)" after each asset Amount Type(e.g., Value Value Type(e.g.• Date Value Gain Identity of

exempt fram prior disclosure Code! div., Tent, Code2 Method bny,sell, Month- Code2 Code! buyer/seller (A-H) or int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

35. -MR common stock Buy 7123 J (add'I)

36. Buy 11/10 J

(add'J)

37. -SPWR common stock Buy 1130 J (add'I)

38. -WFR common stock Sold 4122 J

(part) 39. Sold 11104 J

40. -VMW CI A

41. -ZUMZ common stock

42. -APEi common stock Buy 7123 J

43. Buy ll/10 J (add'!)

44. -GXDX common stock Buy 11/10 J

(add'I}

45. -JEC common stock Buy 3120 J

46. Buy 5/05 J

(add'I)

47. Buy ll/10 J {add'l)

48. -LULU common stock Buy 1130 J

49. -EDU common stock Buy 11110 J {add'l)

50. -POWI common stock Buy 5f20 J

51. -PWR common stock Buy 7!23 J

l. Income Gain COOes: A =S 1,000 or less B =Sl,001 -52,500 C=S2,501 - 55,000 D=SS,001-SIS,OOO E =515,001 - 550,000

(See Columns Bl and D4) F =;550,001 • SI00,000 G=\SIOO,OOl ·Sl,000,000 RI =Sl,OOO,OOl -S5,000,000 H2 =More than SS,000,000 2. Value Codes J=Sl5, 000or I= K=Sl5,00l -S50,000 L =550,001 -SI00,000 M=S!00,001 -5250,000

(See Columns Cl and D3) N=S25D,001-S500,000 O=SS00,001-Sl,000,000 Pl =Sl,OOO,OOI -SS,000,000 P2 =55,000,001 - 525,000,000 P3 =525,000,001 -550, 000,000 P4 More than 550,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real &late Only) s =.Assessment T=Cash Market

(See Column C2) U =Book Value V=-Othcr w =Estimated

A.

Dividend


of10


Fischer, Dale S.

Date of Report

03/24/2oo9

VII. INVESTMENTS and TRUSTS income, -111e, transacfiuns (lncl11des those Of¥'fJl'K and dependent children; Stt pp. 34-60 of filing in.•tr11ctions.) -

0 NONE (Jtlo reportable income, assets, or transactions.)

B. c. D. Description of Assets Income dnring Gross value at end of Transactions during reporting period

{including trust assets) reporting period reporting period

(I) (2) (I) (2) (1) (2) (3) (4) (5) Place "{X)" after each asset Amount Type{e.g .• Value Value Type{e.g.. Date Value Gain Identity of

exempt from prior disclosme Code 1 div.• rent, Code2 Method buy. sell. Month- Code2 Code I buyer/seller (A-H) or int) {J-P) Code3 redeniption) Day {J-P) (A-H) {if private

{Q-W) transaction)

52. Buy 11/10 J (add'I)

53. -U111R common stock Buy 4124 J

54. -ZOLT common stock Buy 4/24 I

55. Credit Suisse Lg Cap Value CI A B Dividend M T

56. Cred. S. Glob Sm Cap A Dividend J T

57. Cred. S. Glob Sm Cap A A Dividend I T

58. Brokerage Account - Schwab None J T

59. -Bender Growth Fund

60. Contributory IRA - Schwab None I T

61. - Bender Growth Fund

62. Vanguard 500 Index Fund Adm A L T

63. Vanguard 500 Index Fund Inv A Dividend I T Buy 3/10 J

64. Wells Fargo Bank Account A Interest K T

65. Fidelity Magellan Mutual Fund c Dividend L T

66. E*Trade Brokerage Account

67. -E*Trade Money Market Fund A Interest I t

68. -MMM common stock A Dividend J T

I. Income Gain Codes: A=Sl,OOOorless B =S!,001 • 5.2.500 C =Si;iOl - 55.000 D=S5,001- 515.000 E =515,001 - 550.000

(See Columns Bl and D4) F=S50,001-Sl00,000 G =5100,001·51,000,000 HI =Sl,000,001 • SS,000,000 H2 =More than SS,000,000 2. Value Codes J =515,000 o.-Jess K =SIS,001 • 550,000 L =S50.00I ·SI 00,000 M=S!00,001 -5250.000

(See Colmnns Cl and 03) N=S250.00 I - SS00,000 O=SS00.001- SJ,000,000 Pl =S1.ooo.001- 55,ooo.ooo P2 =SS,000,001 • 525.000.000

P3 =S25,000,001 • 550.000,000 P4 =More !ban 550.ooo.ooo

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) s =Assessment T =Cash Market

(See Column C2) U =Book Value Y=Other w =Estimaled

A.

]

A

of10

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT Fischer. Dale S. 0312412009

VTI. INVESTMENTS and TRUSTS -1nca-, ""111e, tnmsadions r1nc111tks t1iose of spoase and dqJmtlerr1 children; see pp. 31-60 of fuurg in..•tructions.>

0 NONE 1'A'.? reportable income, tESe/s, or /ranJ'Ul,'1/ons.)

B. c. D.

Description of Assets Income during Gross value at end of Transactions during reporting period

(including trust assets} reporting period reporting period

(I) (2) (1) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type(e.g., Value Value Type(e.g., Date Value Gain Identity of

exempt fium prior disclosure Code! div., rent, Code2 Method buy, sell, Month· Code2 Code! buyer/seller (A-H) or int.) (J-P) Code3 redemption) Day (J-P) (A-H) (ifprivate

(Q-W) transaction)

69. -CAT common stock A Dividend J T

70. -CVX common stock A Dividend J T

71. -DELL common stock NOJJe ] T

72. -XOM common stock A Dividend J T

73. -GGP common stock A Dividend T

74. -JPM common stock A Dividend J T

75. -QCOM common stock A Dividend J T

76. 457 Plan InUDiv. K T

77. - SSGA S&P 500 Flagship Fund Series C

78. -LA Cmmty StabJe Income Fund

79. 40l(k)Plan A lnUDiv. M T

80. -SSGA S&P 500 Flagship Ftmd Series C

81. -Stable Vaine Fund (PC-SUF)

82. -ICM Small Cap Fund

83. E*Trade Bank Accounts B Interest K T

1. Income Gain Codes: h =S 1,000 or less B =S 1,001 - S2.,500 C =S2,50l - SS,000 D=SS,001- St5,000 E =Sl5,00t -SS0,000

(See Cohunns BI and 04) F=S50,00t -Sl00,000 G=StoO,OOi •Sl,000,000 RI =Si,000,001 -SS,000,000 H2 =More than SS,()()(),000 2. ValueCodes J=SJS,000 or Jess K=S15,00l -S50,000 L =SS0,001 - SI00,000 M=SI00,00! -5250,000

(See Columns CI and DJ) N=S2.'50,00I -SS00,000 O=SS00,001-Sl,000,000 Pt =Sl,000,001- 55,000,000 P2 =$5,000,001 • 525,000,000

P3 =$25,000,001 -SS0,000,000 P4 =More than 550,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) s =Assessment T =Cash Market

(See Cohnnn C2) U=Book Value V=Other w =Estimated

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

of IO Fischer, Dale S. 03/2412009

VIIl. ADDITIONAL INFORMATION OR EXPLANATIONS. (IMu:atepartofRt!pOn.J

VII, line 19 - report of sale on 2007 report should have been a partial sale.


of10

Name of Person Reporting Date of Report

Fischer, Dale S. 03/24/2009

IX. CERTIFICATION.

I certify that aU i nformation given above (including information pertaining to my spouse and minor or dependent children, ifany) is accurate. true. and complete to the best of my knowledge and and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq.. 5 U.S.C. § 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUB.JECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Fll.JNG INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on FinancialDisclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. \Vashington,D.C.20544

Fischer Dale S - Judicial WatchSOURCE L 3. FINANCIAL DISCLOSURE REPORT Page 2of10 Nme of Pen Reog...

Documents

Transcript of Fischer Dale S - Judicial WatchSOURCE L 3. FINANCIAL DISCLOSURE REPORT Page 2of10 Nme of Pen Reog...