Fiscal Year Ending December 31, 2018 Incorporated in .../media/others/banking/... · Paperwork...

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3848397 Board of Governors of the Federal Reserve System FR Y-6 0MB Number 7100-0297 Approval expores November 30, 2019 Page 1 of 2 Annual Report of Holding Companies-FR Y-6 Report at the close of business as of the end of fiscal year This Report is required by law: Section 5(c)(1)(A) of the Bank Holding Company Act (12 U.S.C. § 1844(c)(1)(A)); sections 8(a) and 13(a) of the International Banking Act (12 U.S.C. §§ 3106(a) and 3108(a)); sections 11(a)( 1), 25, and 25A of the Federal Reserve Act (12 U.S.C. §§ 248(a)(1), 602 , and 611a); and sec- tions 113, 165, 312, 618, and 809 of the Dodd-Frank Act (12 U.S C. §§ 5361 , 5365, 5412, 1850a(c)(1), and 5468(b)(1)). Return to the appropriate Federal Reserve Bank the original and the number of copies specified. NOTE The Annual Report of Holding Companies must be signed by one director of the top-tier holding company. This individual should also be a senior official of the top-tier holding company. In the event that the top-tier holding company does not have an individual who is a senior official and is also a director, the chairman of the board must sign the report If the holding company is an ESOP/ESOT formed as a corporation or is an LLC, see the General Instructions for the authorized individual who must sign the report. I, Arden Cramer Name of the Holding Company Director and Official President & CEO Title of the Holding Company Director and Official attest that the Annual Report of Holding Companies (including the supporting attachments) for this report date has been pre- pared in conformance with the instructions issued by the Federal Reserve System and are true and correct to the best of my knowledge and belief. With respect to information regarding md1v1duals contained m this rnporl, th9 R9porl9r c9rlifies that ii has the authonty to provide this information to the Federal Reserve. The Reporter also certifies that it has the authority, on behalf of each individual, to consent or ob1ect to public release of information regarding that individual. The Federal Reserve may assume, in the absence of a request for confidential treatment submitted in accordance with the Board's "Rules Regarding Availability of Information,· 12 C.F. R. Part 261, that the Reporter and individual consent to public release of all details in the report con:e;jng that individual. l1.1t.-= ,cETJ Date of Signature For holding companies aSJJ. registered with the SEC- Indicate status of Annual Report to Shareholders: 0 is included with the FR Y-6 report [El will be sent under separate cover 0 is not prepared For Federal Reserve Bank Use Only RSSDID C.I This report form is to be filed by all top-tier bank holding compa- nies, top-tier savings and loan holding companies, and U.S. inter- mediate holding companies organized under U.S. law, and by any foreign banking organization that does not meet the require- ments of and is not treated as a qualifying foreign banking orga- nization under Section 211 23 of Regulation K ( 12 C.F.R. § 211 .23). (See page one of the general instructions for more detail of who must file ) The Federal Reserve may not conduct or spon- sor, and an organization (or a person) is not required to respond to, an information collection unless 1t displays a currently valid 0MB control number Date of Report (top-tier holding company's fiscal year-end): December 31 , 2018 Month / Day / Year None Reporte(s Legal Enbty ldenbfier (LEI) (20-Character LEI Code) Reporter's Name, Street, and Mailing Address Logansport Financial Corp. Legal Title of Holding Company 723 E. Broadway (Mailing Address of the Holding Company) Street/PO Box Logansport IN _4_ 69_4_7 ~~~- City State Zip Code Physical Locabon (1f different from mailing address) Person to whom quest ions about this report should be directed. Chad Higgins CFO - -------- - -- Name Title 574-722-3855 Area Code/ Phone Number I Extension 574-722-3857 Area Code/ FAX Number chadh@logansportsavings .com E-mail Address www.logansportsavings.com Addr ess (URL) for the Holding Company's web page O=No Is confidential treatment requested for any portion of this report submission? .. .. .. .. .. .. . .. . .. .. .. .. .. .. }=YeSO In accordance with the General Instructions for this report (check only one) . 1. a letter justifying this request is being provided along with the report .. .. .. .. .. .. .. .. . . .. .. .. .. .. .. .. .. .. .. . . .. . . D 2. a letter Justifying this request has been provided separately . D NOTE. lnfonnation for which confidenti al treatment 1s being requested must be provi ded separately and labeled as "confidential." Public repo<t,ng burden for this informabon coliectoon Is estimated to vary from 1.3 to 101 hours per response with an average of 5 50 hours per response. including bme to gather and ma,nta,n data 1n the required form and to rev,ew instructions and complete the information coilectJon. Send comments regarding this burden esbmale or any other aspect of this collecbon of onformabon. Including suggesUons f or reducing this burden to· Secretary. Board of Govemms of the Federal Reserve System. 20th and C Streets, NW, Washington, DC 20551, and to the Office of Management and Budget. Paperwork ReductJon Proiect (7100-0297), Washington, DC 20503. 03/2018

Transcript of Fiscal Year Ending December 31, 2018 Incorporated in .../media/others/banking/... · Paperwork...

Page 1: Fiscal Year Ending December 31, 2018 Incorporated in .../media/others/banking/... · Paperwork ReductJon Proiect (7100-0297), Washington, DC 20503. 03/2018 . Form FR Y-6 Logansport

3848397

Board of Governors of the Federal Reserve System

FR Y-6 0MB Number 7100-0297 Approval expores November 30, 2019 Page 1 of 2

Annual Report of Holding Companies-FR Y-6

Report at the close of business as of the end of fiscal year This Report is required by law: Section 5(c)(1)(A) of the Bank Holding Company Act (12 U.S.C. § 1844(c)(1)(A)); sections 8(a) and 13(a) of the International Banking Act (12 U.S.C. §§ 3106(a) and 3108(a)); sections 11(a)(1), 25, and 25A of the Federal Reserve Act (12 U.S.C. §§ 248(a)(1), 602, and 611a); and sec­tions 113, 165, 312, 618, and 809 of the Dodd-Frank Act (12 U.S C. §§ 5361 , 5365, 5412, 1850a(c)(1), and 5468(b)(1)). Return to the appropriate Federal Reserve Bank the original and the number of copies specified.

NOTE The Annual Report of Holding Companies must be signed by one director of the top-tier holding company. This individual should also be a senior official of the top-tier holding company. In the event that the top-tier holding company does not have an individual who is a senior official and is also a director, the chairman of the board must sign the report If the holding company is an ESOP/ESOT formed as a corporation or is an LLC, see the General Instructions for the authorized individual who must sign the report. I, Arden Cramer

Name of the Holding Company Director and Official

President & CEO Title of the Holding Company Director and Official

attest that the Annual Report of Holding Companies (including the supporting attachments) for this report date has been pre­pared in conformance with the instructions issued by the Federal Reserve System and are true and correct to the best of my knowledge and belief.

With respect to information regarding md1v1duals contained m this rnporl, th9 R9porl9r c9rlifies that ii has the authonty to provide this information to the Federal Reserve. The Reporter also certifies that it has the authority, on behalf of each individual, to consent or ob1ect to public release of information regarding that individual. The Federal Reserve may assume, in the absence of a request for confidential treatment submitted in accordance with the Board's "Rules Regarding Availability of Information,· 12 C.F.R. Part 261, that the Reporter and individual consent to public release of all details in the report con:e;jng that individual.

l1.1t.-= ~ ,cETJ

Date of Signature

For holding companies aSJJ. registered with the SEC-Indicate status of Annual Report to Shareholders: 0 is included with the FR Y-6 report [El will be sent under separate cover 0 is not prepared

For Federal Reserve Bank Use Only

RSSDID C.I

This report form is to be filed by all top-tier bank holding compa­nies, top-tier savings and loan holding companies, and U.S. inter­mediate holding companies organized under U.S. law, and by any foreign banking organization that does not meet the require­ments of and is not treated as a qualifying foreign banking orga­nization under Section 211 23 of Regulation K (12 C.F.R. § 211 .23). (See page one of the general instructions for more detail of who must file ) The Federal Reserve may not conduct or spon­sor, and an organization (or a person) is not required to respond to, an information collection unless 1t displays a currently valid 0MB control number

Date of Report (top-tier holding company's fiscal year-end): December 31 , 2018 Month / Day / Year

None Reporte(s Legal Enbty ldenbfier (LEI) (20-Character LEI Code)

Reporter's Name, Street, and Mailing Address

Logansport Financial Corp. Legal Title of Holding Company

723 E. Broadway (Mailing Address of the Holding Company) Street/PO Box

Logansport IN _4_69_4_7~~~-City State Zip Code

Physical Locabon (1f different from mailing address)

Person to whom questions about this report should be directed. Chad Higgins CFO - --------- --Name Title

574-722-3855 Area Code/ Phone Number I Extension

574-722-3857 Area Code/ FAX Number

[email protected] E-mail Address

www.logansportsavings.com Address (URL) for the Holding Company's web page

O=No Is confidential treatment requested for any portion of this report submission? .. .. .. .. .. .. . .. . .. .. .. .. .. .. }=YeSO In accordance with the General Instructions for this report (check only one).

1. a letter justifying this request is being provided along with the report .. .. .. .. .. .. .. .. . . .. .. .. .. .. .. .. .. .. .. . . .. . . D

2. a letter Justifying this request has been provided separately . D NOTE. lnfonnation for which confidential treatment 1s being requested

must be provided separately and labeled as "confidential."

Public repo<t,ng burden for this informabon coliectoon Is estimated to vary from 1.3 to 101 hours per response with an average of 5 50 hours per response. including bme to gather and ma,nta,n data 1n the required form and to rev,ew instructions and complete the information coilectJon. Send comments regarding this burden esbmale or any other aspect of this collecbon of onformabon. Including suggesUons for reducing this burden to· Secretary. Board of Govemms of the Federal Reserve System. 20th and C Streets, NW, Washington, DC 20551, and to the Office of Management and Budget. Paperwork ReductJon Proiect (7100-0297), Washington, DC 20503. 03/2018

Page 2: Fiscal Year Ending December 31, 2018 Incorporated in .../media/others/banking/... · Paperwork ReductJon Proiect (7100-0297), Washington, DC 20503. 03/2018 . Form FR Y-6 Logansport

Form FR Y-6

Logansport Financial Corp.

Logansport, Indiana

Fiscal Year Ending December 31, 2018

Report Item

1.) The Commercial Bank holding company prepares an annual report for its securities holders and is not registered

with the SEC. Logansport Financial Corp. does prepare an annual report for it s annual meeting which wi ll be

held on May 21, 2019. A copy will be provided as soon as it is available.

2a.) Organizational Chart

Note: None of these entities hove an LEI

Logansport Financial Corp.

Logansport, Indiana

Incorporated in Indiana

100%

Logansport Savings Bank

Logansport, Indiana

Incorporated in Indiana I 100%

Logansport Investments, Inc.

Logansport, Indiana

Incorporated in Indiana

2b.) Branch Listing Provided Separately - Only one location (N/A)

Page 3: Fiscal Year Ending December 31, 2018 Incorporated in .../media/others/banking/... · Paperwork ReductJon Proiect (7100-0297), Washington, DC 20503. 03/2018 . Form FR Y-6 Logansport

Results: A list d branches for your depository institution: lOGAN!iPORT ~AVINGS BANK {ID_ RS.SD· 918879)

This depository in st itution is held by LOGANSPORT FINAtKIAL (;ORP 0848397) ot LOGAN.SPORT, IN

The data are asof 11/31/7018. Data reflects Information that wu received and processed t hrough 01/11/2019

Reconciliation and Verification Steps L. In the Data Action column of each branch row, enter one or more of the actions specified below

2. If required, enter the date in the Effective Date column

OK: If the branch information is correct, enter 'Ot,;' 1n the Data Action column.

Change: If the branch Information Is incorrect or incomplete, revise the d ilt a, enter 'fhan~e· In the Data Action column and the date when this Information first became va lid in the Effective Date column.

Close: If a branch listed wu sold or dosed, enter '(lo:.e' in the Data Action column and the ule or closure date in the Effective Date column.

Delete: If a branch listed was never owned by this depository institution, enter 'Oele1e' In the Data Action column.

Add. If a report1ble branch ,s missing. insert a row, iidd the branch diita, ilnd enter 'Add' in the Data Action colum n and the opening or acquisition date in the Effective Date column.

If prinlln&: this 1kt, you m.ily need to adjust your p.iige setup in MS Excel. Try using l.iindsc.ilpe orient.iltion, page scaling, and/or legal sized poiiper.

Submission Procedure

When vou are f inished, send .ii uved copy to your FRB contact. See the deta fled instructions on this site for more Information.

If you are e -mai!mg t his to your FRBcontact, put your institution name, city and state in the subject line of the e-mail.

Note:

To satisfy the FR Y-10 reportinc requirements, you must ailso submit FR Y-10 Domestic Branch Schedules for each branch with ai Data Action of Change, dose. ~lete, or Add

The FR Y-10 rep ort may be submitted in a hardcopv format or via the FR Y-10 Online a pplication - https://ylOonline.federalreserve.,:ov.

• FDIC UNINUM, Office Number, and ID_RSSO columns ue for reference onty. Verification of these v;tlues is not required.

Data Actlon Effective Date Branch Service T Branch ID RSso• Po ular Name Street Address

OK Full Service Heoiid Office 9 18879 LOGANSPORT SAVINGS BANK 723 EAST BROADWAY FCIC UNINUM• Office Number• Head Office Head Office ID RSSO• Comments

4274 1 0 LOGANSPORT SAVINGS BANK 918879

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FRY-6

Logansport Financial Corp. Logansport , Indiana

Fiscal Year Ending December 31, 2018

Re ort Item 3: Securities Holders

Current Securities Holders with ownership, control or holdings of

5% or more with power to vote as of fiscal year ending 12-31-2018

(1)(a) (1)(b) (1 )(c) Number and

Country of Percentage of Each

Name & Address (City, Citizenship or Class of Voting

State, Country) Incorporation Securities

None None None

Securities Holders not listed in 3(1)(a) through (3)(1)(c) that had

ownership, control or holdings of 5% or more with power to vote

during the fiscal year ending 12-31-2018

(2)(a) (2)(b) (2)(c) Number and

Country of Percentage of Each

Name & Address Citizenship or Class of Voting

(City, State, Country) Incorporation Securities

None N/A N/A

Page 5: Fiscal Year Ending December 31, 2018 Incorporated in .../media/others/banking/... · Paperwork ReductJon Proiect (7100-0297), Washington, DC 20503. 03/2018 . Form FR Y-6 Logansport

FR Y-6

Logansport Financial Corp. Logansport , Indiana

Fiscal Year Ending December 31, 2018

(1) (2) (3)(a) (3)(b) (3){c) (4)(a) (4)(b) (4)(c)

list names of other companies (includes partnerships) if 25'/. or more of voting securities are held (list

Title & Position Percentage of names of

with Other Percentage of Voting Securities companies and

Businesses Voting Securities in Subsidiaries percentage of

Names & Address (City, Principal Occupation if other Title & Position with Title & Position with Subsidiaries (include names of in Holding (include names voting securities

State, Country) than w ith Holding Company Holding Company (include names of subsidiaries) other businesses) Company of subsidiaries) held) City State Country

Exec. V,ce President • Logansport NIA

Chad Geer Exec. Vice President Exec. Vice President Savings Bank 1.93% 0 0 Logansport IN USA

Arden Cramer PresidenVCEO Board Member & President & CEO • Logansport NIA 2.83% 0 0

President Savings Bank

Logansport IN USA

Chad Higgins CFO Secretary/Treasurer CFO. Logansport Savings Bank NIA 0.09% 0 0 Logansport IN USA

David Wihebrink Retired Vice Chairman of the NIA NIA 2.74% 0 0

Board Warsaw IN USA

Thomas Steinberger Retired President Steinberger Board Member NIA NIA 1.49% 0 0

Construction Company Logansport IN USA

Joyce Eshelman Part-Owner Eshelman Farms Board Member NIA Part-Owner 0.45% 0 0

Eshelman Farms Walton IN USA

Gary Enders Vice PresidenVCFO Pepsi Board Member NIA Vice PresidenVCFO 0.43% 0 0

Bottling Co. Pepsi Bottling Co. Logansport IN USA

Brian Morrill President Cass County Title Co. Chairman of the NIA President Cass 0.42% 0 36.67% Owner.

Board County Title Co. Cass County nue Co. Logansport IN USA

Dr. Todd Weinstein Surgeon Logansport Memorial Board Member NIA Surgeon Logansport 0 .36% 0 0

Hospital Memorial Hospital Logansport IN USA

R. Tod Groff Attorney at Law Board Member NIA Attorney at Law, 0.13% 0 50% Owner • Miller,

Miller, Groff, and Groff, and Damm,

Damm, P.C. P.C. Logansport IN USA

J. Anthony Firmani EVP & CFO of MPI Corporation Board Member NIA EVP & CFO of MPI 0.12% 0 0

Corporation Zionsville IN USA