First WHO Model List of Essential In Vitro Diagnostics

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WHO Technical Report Series 1017 First WHO Model List of Essential In Vitro Diagnostics 1017 First WHO Model List of Essential In Vitro Diagnostics WHO Technical Report Series

Transcript of First WHO Model List of Essential In Vitro Diagnostics

W H O T e c h n i c a l R e p o r t S e r i e s

1017

First WHO Model List of Essential In Vitro Diagnostics

1017First W

HO

Model List of Essential In Vitro D

iagnosticsW

HO

Technical Report Series

ISBN 978 92 4 121026 3

This report presents the First WHO Model List of Essential In Vitro Diagnostics (EDL) and recommendations by the Strategic Advisory Group of Experts on In Vitro Diagnostics (SAGE IVD), commissioned to act as an advisory body on matters of global policies and strategies related to in vitro diagnostics (IVDs). The report described the scope and recommended use of the List and details of the methods, the criteria for prioritizing IVDs and the procedures for establishing the List. It also includes the procedures for updating the List, its integration with other WHO initiatives and its adaption to national contexts. Finally, it contains recommendations from the SAGE IVD on EDLs.

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W H O T e c h n i c a l R e p o r t S e r i e s1 0 1 7

First WHO Model List of Essential In Vitro Diagnostics

© World Health Organization 2019

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First WHO Model List of Essential In Vitro Diagnostics(WHO Technical Report Series, No. 1017)ISBN 978-92-4-121026-3 ISSN 0512-3054

iii

Contents

Abbreviations and acronyms iv

1. Introduction 1

2. First WHO Model List of Essential In Vitro Diagnostics 32.1 Explanatory notes 3

2.1.1 Scope of the first EDL 32.1.2 Content and format 32.1.3 Recommended use of the EDL 42.1.4 Glossary 5

2.2 Model List of Essential In Vitro Diagnostics 6I. For primary health care 6I.a General IVDs for primary health care 8I.b Disease-specific IVDs for primary health care 11II. For health care facilities with clinical laboratories 18II.a General IVDs for health care facilities with clinical laboratories 19II.b Disease-specific IVDs for health care facilities with clinical laboratories 25

3. Methods used to establish the List 433.1 Strategic Advisory Group of Experts on In Vitro Diagnostics 433.2 Selection of IVDs for inclusion in the first EDL 443.3 Principles that should guide preparation of the EDL 453.4 Draft first EDL proposed by the Secretariat 46

3.4.1 Method for assessing IVDs for inclusion or deletion 473.4.2 Identification of high-priority IVDs for the EDL 48

4. Integration of the EDL with other WHO initiatives 51

5. Procedures for revising the EDL 54

6. Adaptation of the EDL for national lists 56

7. Recommendations 57

References 59

WHO sources used to select the general laboratory tests 60

Acknowledgements 61

Annex 1 Participants in the first meeting of the WHO Strategic Advisory Group of Experts on

In Vitro Diagnostics 62

Annex 2Declarations of interest of SAGE IVD members 65

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Abbreviations and acronyms

CLIA chemiluminescence immunoassay

ECL electrochemiluminescence

EDL Model List of Essential In Vitro Diagnostics

EIA enzyme immunoassay

G6PD glucose-6-phosphate dehydrogenase

GLASS Global Antimicrobial Resistance Surveillance System

HBV hepatitis B virus

HCV hepatitis C virus

IVD in vitro diagnostic

MSF Médecins Sans Frontières

RDT rapid diagnostic test

SAGE Strategic Advisory Group of Experts

TB tuberculosis

USCDC Centers for Disease Control and Prevention (USA)

USFDA Food and Drug Administration (USA)

1

1. IntroductionThe three strategic priorities of WHO stated in its Thirteenth General Programme of Work 2019–2023 are to advance universal health coverage, address health emergencies and promote healthier populations (1). The WHO Model List of Essential Medicines contains the medications considered to be the most effective and safe to meet the most important needs in a health system, thus advancing these strategic priorities. Access to good-quality, affordable in vitro diagnostics (IVDs) that allow health providers to make timely diagnoses and offer the most appropriate treatment is also essential for reaching these goals. The WHO Model List of Essential Medicines published in 2017 (2) included a recommendation by the Expert Committee on the Selection of Essential Medicines that WHO prepare a list of essential in vitro diagnostics, which will make an important contribution to universal health coverage.

Like the Model List of Essential Medicines, the Model List of Essential In Vitro Diagnostics (“essential diagnostics list”, EDL) is intended to provide evidence-based guidance to countries for creating their own lists of essential in vitro diagnostic tests. National essential medicines lists have been successful in facilitating access to treatment, particularly in low-resourced countries, by prioritizing the most important medicines all countries should make available to their populations. It is expected that national EDLs will provide the same benefits for in vitro diagnostic tests. It should be noted that EDLs may be included in national lists of essential / priority medical devices that are used for public procurement, reimbursement or for universal health coverage (3).

The EDL comprises a group of IVDs that are recommended by WHO for use at various levels of a tiered national health care system (4). The List is not intended to be prescriptive with respect to the IVDs nor the levels at which they can or should be used. Countries should make their own decisions about which IVDs to select and where they are to be used on the basis of the national or regional burden of the disease, unmet needs, available resources and priorities.

The EDL will provide guidance and serve as a reference to ministries of health, programme managers, users such as laboratory managers, procurement officers and reimbursement systems in Member States, who are establishing or updating national lists of essential IVDs for universal health coverage. It will also inform United Nations agencies and nongovernmental organizations that support the selection, procurement, supply, donations or provision of IVDs. Finally, it will inform and guide the private sector for medical technology on IVD priorities and the IVDs needed to address global health issues.

While the EDL provides a list of tests required at various levels of the health care system, the EDL cannot be useful without an integrated, connected, tiered laboratory system, with adequate human resources, training, laboratory

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infrastructure and regulatory and quality-assurance systems (5). Its impact also requires adoption and adaptation of the EDL by Member States, establishment of national and regional EDLs and the selection and supply mechanisms necessary to ensure access to the IVDs.

This report presents the first EDL and describes the process by which it was established and proposed next steps.

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2. First WHO Model List of Essential In Vitro Diagnostics2.1 Explanatory notes2.1.1 Scope of the first EDLThis List is the definitive Model List of Essential In Vitro Diagnostics and replaces two previous versions that were published on the WHO website in May and November 2018.

The EDL consists of:

■ general laboratory tests that can be used for routine patient care as well as for the detection and diagnosis of communicable and noncommunicable diseases. These IVDs are grouped by discipline (e.g. clinical chemistry, serology, haematology, microbiology and mycology) and test type (e.g. bilirubin, complete blood count).

■ IVDs for the detection, diagnosis and monitoring of WHO priority diseases: HIV infection, tuberculosis (TB), malaria, hepatitis B, hepatitis C, human papillomavirus (HPV) infection and syphilis. These IVDs are grouped by disease area and analyte tested.

The EDL does not list specific brands but lists IVDs according to their biological targets. Links are provided to information on specific products in categories of tests listed in the EDL that have been prequalified by WHO or are recommended by a WHO disease programme; these are updated regularly.

2.1.2 Content and formatThe first EDL consists of:

■ 35 test categories of general IVDs that can be used for the assessment and diagnosis of a wide array of common and important diseases and

■ 27 test categories of IVDs for the detection, diagnosis and monitoring of HIV infection, tuberculosis, malaria, hepatitis B and C, syphilis and HPV infection,

for a total of 62 test categories and 107 test formats.For each test listed in the EDL, the following are described:

■ test purpose; ■ assay format; ■ specimen type;

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■ facility level (primary level or higher level with laboratory); ■ link to WHO guidance, if available; and ■ link to a WHO prequalified or recommended test or that specific

category, if available.

2.1.3 Recommended use of the EDLFor effective use of the EDL and its adaptation for national requirements, Member States should consider factors such as local demographics, burden of disease, disease elimination priorities, availability of treatments, training and experience of personnel, local unmet testing needs and gaps, supply chain, cost of IVDs, reagents and supplies, quality assurance capacity, financial resources, information technology capability and environmental factors. For that purpose, WHO has collated and maintains an IVD-specific webpage1 linked to the EDL, with information to support selection and use of IVDs, including relevant WHO clinical guidelines, selected systematic reviews, key references, lists of prequalified IVDs and IVDs recommended by WHO disease control departments and resources on quality assurance, basic techniques, procurement and maintenance.

The EDL should not be used in isolation but within the scope of testing services that meet the clinical needs and expectations of each country through their laboratory networks. An example of a tiered health care delivery and laboratory network in a resource-limited country is shown in Fig. 1 (6). The base of the pyramid reflects primary care facilities, which serve most patients directly. Next, there is a smaller number of centralized facilities that serve fewer patients directly. National reference laboratories and some provincial laboratories may not serve patients directly or may offer broad specialist consultation and serve as referral centres for quality assurance and training or for complex testing of samples either sent by facilities lower down the system and transported or from patients referred from other facilities. Other factors that determine use of IVDs are access to electricity, reagent-grade water and specialized human resources (7).

1 https://www.who.int/in-vitro-diagnostic/en/

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Fig. 1Example of tiered health facilities for use of IVDs

Source: adapted from reference 6.

In the first EDL, to simplify its presentation and use, IVDs are listed for two tiers: primary care settings where no or minimal laboratory services are available (level I in Fig. 1) and facilities with laboratories (levels II, III and IV).

2.1.4 GlossaryEssential diagnostics. Diagnostics that satisfy the priority health care needs of the population and are selected with due regard to disease prevalence and public health relevance, evidence of efficacy and accuracy and comparative cost-effectiveness; similar to the definition of an essential medicines.

Health care facility with laboratory support. District, regional, provincial or specialized hospitals or laboratories and national reference laboratories. Trained laboratory technicians, specialist expertise and laboratory infrastructure/equipment are available at the appropriate level. All diagnostic tests available at the primary care level are assumed to be available at higher levels as appropriate.

In vitro diagnostics. A subset of medical devices, defined as devices which, whether used alone or in combination, are intended by the manufacturer for the examination in vitro of specimens derived from the human body solely or principally to provide information for diagnostic, monitoring or compatibility purposes. They include reagents, calibrators, control material and test kits (8).

Medical device. Any article, apparatus, instrument, machine, appliance, implant, reagent for in vitro use, software, material or other similar related articles,

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intended to be used, alone or in combination, for human beings, for one or more of the specific medical purpose(s) of:

■ diagnosis, prevention, monitoring, treatment or alleviation of disease; ■ diagnosis, monitoring, treatment, alleviation of or compensation for

an injury; ■ investigation, replacement, modification, or support of the anatomy

or of a physiological process; ■ supporting or sustaining life; ■ control of conception; ■ disinfection of medical devices; ■ providing information by means of in vitro examination of

specimens derived from the human body; and ■ does not achieve its primary intended action by pharmacological,

immunological or metabolic means, in or on the human body, but which may be assisted in its intended function by such means (8).

Primary health care facilities. Health centres, doctors’ offices, health posts, outreach clinics. Typically, self-testing and rapid diagnostics tests are available, but there are either no laboratories or small laboratories with trained health care personnel but no trained laboratory technicians.

2.2 Model List of Essential In Vitro Diagnostics

The EDL is presented by health care facility level in two tiers:

■ I. Primary health care; with section:a. for general IVDs,2 andb. for specific diseases

■ II. Health care facilities with clinical laboratories, with section:a. for general IVDs,2 andb. for specific diseases

I. For primary health careIncludes IVDs for health posts, community health centres, doctors’ offices, outreach clinics and ambulatory care. Typically, self-testing and rapid diagnostics

2 WHO documents used to compile general laboratory tests for the first EDL are listed under “Sources used for general laboratory tests”.

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tests are available, but there are either no laboratories or only small laboratories with trained health care personnel but no trained laboratory technicians. If laboratory facilities are available in a primary health care facility, please refer to the IVDs described in the next tier. In some cases, samples may be taken where there are no laboratories and processed at the next tier.

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publ

ic_r

epor

t/en

/)

Gui

delin

es o

n he

patit

is B

an

d C

test

ing

(Feb

ruar

y 20

17):

http

://ap

ps.w

ho.in

t/iri

s/

bits

trea

m/h

andl

e/10

665/

25

4621

/978

9241

5499

81-

eng.

pdf?

sequ

ence

=1

12

WH

O T

echn

ical

Rep

ort S

erie

s, N

o. 1

017,

201

9First WHO Model List of Essential In Vitro Diagnostics

Tabl

e I.b

continued

Dis

ease

Dia

gnos

tic

test

Test

pur

pose

Ass

ay

form

atSp

ecim

en

type

WH

O p

requ

alifi

ed

or re

com

men

ded

prod

ucts

WH

O s

uppo

rtin

g do

cum

ents

HIV

in

fect

ion

HIV

1/2

an

tibod

y (a

nti-H

IV A

b)

HIV

sel

f-tes

ting

RDT

Ora

l flui

d

Capi

llary

w

hole

blo

od

Publ

ic re

port

s of

WH

O

preq

ualifi

ed IV

Ds

(htt

p://

ww

w.w

ho.in

t/di

agno

stic

s_la

bora

tory

/ev

alua

tions

/pq-

list/

self-

test

ing_

publ

ic-r

epor

t/en

/)

Gui

delin

es o

n H

IV s

elf-

test

ing

and

part

ner

notifi

catio

n (2

016)

http

://ap

ps.w

ho.in

t/iri

s/bi

tstr

eam

/han

dle/

1066

5/

2516

55/9

7892

4154

9868

-en

g.pd

f?se

quen

ce=1

Cons

olid

ated

gui

delin

es

on H

IV te

stin

g se

rvic

es

(Jul

y 20

15)

http

://w

ww

.who

.int/

hiv/

pub/

guid

elin

es/h

iv-

test

ing-

serv

ices

/en/

WH

O im

plem

enta

tion

tool

for p

re-e

xpos

ure

prop

hyla

xis

(PrE

P) o

f HIV

in

fect

ion,

mod

ule

10 fo

r te

stin

g pr

ovid

ers

(201

7)

http

://w

ww

.who

.int/

hiv/

pub/

prep

/pre

p-im

plem

enta

tion-

tool

/en/

For t

he

diag

nosi

s of

H

IV in

fect

ion:

ad

ults

, ad

oles

cent

s, ch

ildre

n an

d in

fant

s ov

er 1

8 m

onth

s of

age

RDT

Ora

l flui

d

Capi

llary

w

hole

blo

od

First WHO Model List of Essential In Vitro Diagnostics

13

Tabl

e I.b

continued

Dis

ease

Dia

gnos

tic

test

Test

pur

pose

Ass

ay

form

atSp

ecim

en

type

WH

O p

requ

alifi

ed

or re

com

men

ded

prod

ucts

WH

O s

uppo

rtin

g do

cum

ents

HIV

in

fect

ion

cont

inue

d

Com

bine

d H

IV a

ntib

ody/

p24

antig

en

(ant

i-HIV

/p2

4 Ag

)

For t

he

diag

nosi

s of

H

IV in

fect

ion:

ad

ults

, ad

oles

cent

s, ch

ildre

n an

d in

fant

s ov

er 1

8 m

onth

s of

age

RDT

Ora

l flui

d

Capi

llary

w

hole

blo

od

Publ

ic re

port

s of

WH

O

preq

ualifi

ed IV

Ds

(htt

p://

ww

w.w

ho.in

t/di

agno

stic

s_la

bora

tory

/ev

alua

tions

/pq-

list/

hiv-

rdts

/pub

lic_r

epor

t/en

/)

Cons

olid

ated

gui

delin

es

on H

IV te

stin

g se

rvic

es

(201

5)ht

tp://

ww

w.w

ho.in

t/hi

v/pu

b/gu

idel

ines

/hiv

-te

stin

g-se

rvic

es/e

n/

Mal

aria

Plas

mod

ium

sp

p. a

ntig

ens;

sp

ecie

s sp

ecifi

c (e

.g.

HRP

2) a

nd/o

r pa

n-sp

ecie

s sp

ecifi

c (e

.g.

pan-

pLD

H)

For d

iagn

osis

of

one

or

mor

e hu

man

m

alar

ia s

peci

es

(P. f

alci

paru

m,

P. v

ivax

, P.

mal

aria

e,

P. o

vale

)

RDT

Capi

llary

w

hole

blo

odPu

blic

repo

rts

of W

HO

pr

equa

lified

IVD

s (h

ttp:

//w

ww

.who

.int/

diag

nost

ics_

labo

rato

ry/

eval

uatio

ns/p

q-lis

t/m

alar

ia/p

ublic

_rep

ort/

en/)

WH

O g

uide

lines

for t

he

trea

tmen

t of m

alar

ia, t

hird

ed

ition

(201

5)ht

tp://

apps

.who

.int/

iris/

bits

trea

m/1

0665

/162

441/

1/

9789

2415

4912

7_en

g.pd

f

Mal

aria

rapi

d di

agno

stic

te

st p

erfo

rman

ce. R

esul

ts

of W

HO

pro

duct

test

ing

of m

alar

ia R

DTs

: Rou

nd 7

(2

015–

2016

)ht

tp://

ww

w.w

ho.in

t/m

alar

ia/p

ublic

atio

ns/

atoz

/978

9241

5126

8/en

/

14

WH

O T

echn

ical

Rep

ort S

erie

s, N

o. 1

017,

201

9First WHO Model List of Essential In Vitro Diagnostics

Tabl

e I.b

continued

Dis

ease

Dia

gnos

tic

test

Test

pur

pose

Ass

ay

form

atSp

ecim

en

type

WH

O p

requ

alifi

ed

or re

com

men

ded

prod

ucts

WH

O s

uppo

rtin

g do

cum

ents

Mal

aria

co

ntin

ued

WH

O g

ood

prac

tices

for

sele

ctin

g an

d pr

ocur

ing

rapi

d di

agno

stic

test

s fo

r m

alar

ia (2

011)

ht

tp://

apps

.who

.int/

iris/

bi

tstr

eam

/han

dle/

1066

5/

4453

0/97

8924

1501

125_

eng.

pdf?

sequ

ence

=1

Plas

mod

ium

sp

p.Fo

r dia

gnos

is

of o

ne o

r mor

e hu

man

mal

aria

sp

ecie

s (P

. fal

cipa

rum

,P.

viv

ax, P

. m

alar

iae,

P.

oval

e an

d P.

 kno

wle

si) a

nd

mon

itorin

g re

spon

se to

tr

eatm

ent

Ligh

t m

icro

scop

y (if

goo

d qu

ality

m

icro

scop

y av

aila

ble)

Capi

llary

w

hole

blo

odW

HO

gui

delin

es fo

r the

tr

eatm

ent o

f mal

aria

, thi

rd

editi

on (2

015)

http

://ap

ps.w

ho.in

t/iri

s/bi

tstr

eam

/106

65/1

6244

1/

1/97

8924

1549

127_

eng.

pdf

Basi

c m

alar

ia m

icro

scop

y Pa

rt I:

Lea

rner

’s gu

ide

(201

0)

http

://ap

ps.w

ho.in

t/iri

s/

bits

trea

m/h

andl

e/10

665/

44

208/

9789

2415

4782

6_en

g.pd

f?se

quen

ce=1

First WHO Model List of Essential In Vitro Diagnostics

15

Tabl

e I.b

continued

Dis

ease

Dia

gnos

tic

test

Test

pur

pose

Ass

ay

form

atSp

ecim

en

type

WH

O p

requ

alifi

ed

or re

com

men

ded

prod

ucts

*

WH

O s

uppo

rtin

g do

cum

ents

Mal

aria

co

ntin

ued

Mal

aria

mic

rosc

opy

stan

dard

ope

ratin

g pr

oced

ures

(201

5)

http

://w

ww

.wpr

o.w

ho.

int/

mvp

/lab_

qual

ity/

mm

_sop

/en/

Tube

rcul

osis

Myc

obac

teriu

m

tube

rcul

osis

For d

iagn

osis

an

d tr

eatm

ent

mon

itorin

g of

ac

tive

TB

Mic

rosc

opy

Sput

umIm

plem

entin

g tu

berc

ulos

is

diag

nost

ics:

Pol

icy

fram

ewor

k (2

015)

ht

tp://

apps

.who

.int/

iri

s/bi

tstr

eam

/106

65/

1627

12/1

/978

9241

50

8612

_eng

.pdf

Com

pend

ium

of W

HO

gu

idel

ines

and

ass

ocia

ted

stan

dard

s: E

nsur

ing

optim

um d

eliv

ery

of

the

casc

ade

of c

are

for

patie

nts

with

tube

rcul

osis

(2

017)

http

://ap

ps.w

ho.in

t/iri

s/

bits

trea

m/h

andl

e/10

665/

25

9180

/978

9241

5125

72-

eng.

pdf?

sequ

ence

=1Im

plem

entin

g tu

berc

ulos

is d

iagn

ostic

s:

Polic

y fr

amew

ork

(201

5)

http

://ap

ps.w

ho.in

t/iri

s/bi

tstr

eam

/106

65/1

6271

2/

1/97

8924

1508

612_

eng.

pdf

* All

TB te

sts a

re e

valu

ated

and

gui

delin

es d

evel

oped

thro

ugh

the

WHO

Glo

bal T

B Pr

ogra

mm

e.

16

WH

O T

echn

ical

Rep

ort S

erie

s, N

o. 1

017,

201

9First WHO Model List of Essential In Vitro Diagnostics

Tabl

e I.b

continued

Dis

ease

Dia

gnos

tic

test

Test

pur

pose

Ass

ay

form

atSp

ecim

en

type

WH

O p

requ

alifi

ed

or re

com

men

ded

prod

ucts

*

WH

O s

uppo

rtin

g do

cum

ents

Tube

rcul

osis

co

ntin

ued

For d

iagn

osis

of

act

ive

TBLo

op

med

iate

d is

othe

rmal

am

plifi

catio

n (L

AM

P)

Sput

umTh

e us

e of

loop

-m

edia

ted

isot

herm

al

ampl

ifica

tion

(TB-

LAM

P)

for t

he d

iagn

osis

of

pulm

onar

y tu

berc

ulos

is:

Polic

y gu

idan

ce (2

016)

http

://ap

ps.w

ho.in

t/iri

s/

bits

trea

m/1

0665

/ 24

9154

/1/9

7892

4151

1 18

6-en

g.pd

f?ua

=1

Imm

une

resp

onse

For d

iagn

osis

of

late

nt T

B in

fect

ion

Intr

ader

mal

tu

berc

ulin

sk

in te

st

(TST

)

N/A

Late

nt T

B in

fect

ion:

U

pdat

ed a

nd

cons

olid

ated

gui

delin

es

for p

rogr

amm

atic

m

anag

emen

t (20

18)

http

://ap

ps.w

ho.in

t/iri

s/

bits

trea

m/h

andl

e/10

665/

26

0233

/978

9241

5502

39-

eng.

pdf;j

sess

ioni

d=

6D1B

B246

312B

378A

CF

EBF9

BFFA

FEB0

ED?

sequ

ence

=1

* All

TB te

sts a

re e

valu

ated

and

gui

delin

es d

evel

oped

thro

ugh

the

WHO

Glo

bal T

B Pr

ogra

mm

e.

First WHO Model List of Essential In Vitro Diagnostics

17

Tabl

e I.b

continued

Dis

ease

Dia

gnos

tic

test

Test

pur

pose

Ass

ay

form

atSp

ecim

en

type

WH

O p

requ

alifi

ed

or re

com

men

ded

prod

ucts

WH

O s

uppo

rtin

g do

cum

ents

Syph

ilis

Ant

ibod

ies

to

Trep

onem

a pa

llidu

m

For d

iagn

osis

or

as

an a

id in

th

e di

agno

sis

of T

. pal

lidum

RDT

Capi

llary

w

hole

blo

odW

HO

list

of p

requ

alifi

ed

in v

itro

diag

nost

ic

prod

ucts

(htt

p://

ww

w.

who

.int/

diag

nost

ics_

labo

rato

ry/e

valu

atio

ns/

PQ_l

ist/

en/)

WH

O la

bora

tory

di

agno

sis

of s

exua

lly

tran

smitt

ed in

fect

ions

, in

clud

ing

hum

an

imm

unod

efici

ency

viru

s (2

013)

ht

tp://

apps

.who

.int/

iris/

bi

tstr

eam

/han

dle/

1066

5/

8534

3/97

8924

1505

840_

en

g.pd

f?se

quen

ce=1

Com

bine

d an

tibod

ies

to

T. p

allid

um

and

to

HIV

-1/2

For d

iagn

osis

or

as

an a

id in

th

e di

agno

sis

of H

IV-1

/2 a

nd/

or T

. pal

lidum

RDT

Capi

llary

w

hole

blo

odPu

blic

repo

rts

of W

HO

pr

equa

lified

IVD

s (h

ttp:

//w

ww

.who

.int/

diag

nost

ics_

labo

rato

ry/

eval

uatio

ns/p

q-lis

t/hi

v-rd

ts/p

ublic

_rep

ort/

en/)

WH

O In

form

atio

n no

te

on th

e us

e of

dua

l HIV

/sy

phili

s ra

pid

diag

nost

ic

test

s (R

DT)

(201

7)ht

tp://

apps

.who

.int/

iris/

bi

tstr

eam

/han

dle/

1066

5/

2528

49/W

HO

-RH

R-17

.01-

en

g.pd

f?se

quen

ce=1

18

WH

O T

echn

ical

Rep

ort S

erie

s, N

o. 1

017,

201

9First WHO Model List of Essential In Vitro Diagnostics

II. For health care facilities with clinical laboratoriesThis list is for district, regional, provincial or specialized hospitals or laboratories and national reference laboratories. Trained laboratory technicians, specialist expertise and laboratory infrastructure and equipment are available at the appropriate level. All diagnostic tests available at the primary care level are assumed to be available at higher levels, as appropriate. The list comprises: section a for general laboratory equipment and section b for tests for specific diseases.

First WHO Model List of Essential In Vitro Diagnostics

19

II.a

Gene

ral I

VDs f

or h

ealth

care

facil

ities

with

clin

ical l

abor

ator

ies

Use

Dia

gnos

tic te

stTe

st p

urpo

seA

ssay

form

atSp

ecim

en ty

pe

Clin

ical

ch

emis

try

and

imm

unoa

ssay

s

Ala

nine

am

ino-

tran

sfer

ase

(ALT

)To

ass

ess

liver

func

tion

(oft

en d

one

with

asp

arta

te

amin

otra

nsam

inas

e A

ST))

Opt

ical

and

ele

ctro

-an

alyt

ical

met

hods

Seru

m

Plas

ma

Alb

umin

To d

etec

t or m

onito

r mal

nutr

ition

, liv

er

or k

idne

y di

seas

ePh

otom

etric

, tur

bidi

met

ric

and

neph

elom

etric

test

ing

Urin

e

Seru

m

Plas

ma

Alk

alin

e ph

osph

atas

eTo

det

ect o

r mon

itor m

alnu

triti

on,

Page

t’s d

isea

se o

r cer

tain

mal

igna

ncie

s, in

clud

ing

liver

can

cer

Colo

rimet

ric te

stin

gSe

rum

Plas

ma

Asp

arta

te a

min

o-

tran

sfer

ase

(A

ST)

To a

sses

s of

live

r fun

ctio

n (o

ften

don

e w

ith a

lani

ne

amin

otra

nsfe

rase

(ALT

))

Opt

ical

and

ele

ctro

-an

alyt

ical

met

hods

Seru

m

Plas

ma

Bilir

ubin

To d

etec

t/m

onito

r liv

er d

isea

se, l

iver

/pa

ncre

as a

nd b

ile d

uct d

isor

ders

, and

re

d ce

ll de

stru

ctio

n

Opt

ical

and

ele

ctro

-an

alyt

ical

met

hods

Seru

m

Plas

ma

Bloo

d pH

and

ga

ses

To a

sses

s lu

ng fu

nctio

n, m

etab

olic

or

kidn

ey d

isor

ders

, and

mon

itor o

xyge

n th

erap

y

Mea

sure

men

t of b

lood

pH

, oxy

gen

and

carb

on d

ioxi

de

Elec

tro-

anal

ytic

al m

etho

ds,

incl

udin

g po

rtab

le a

naly

sers

Art

eria

l who

le b

lood

Veno

us w

hole

blo

od

Bloo

d ur

ea

nitr

ogen

(BU

N)

To a

sses

s ki

dney

func

tion

and

dise

ase

Opt

ical

and

ele

ctro

-an

alyt

ical

met

hods

Seru

m

Plas

ma

20

WH

O T

echn

ical

Rep

ort S

erie

s, N

o. 1

017,

201

9First WHO Model List of Essential In Vitro Diagnostics

Tabl

e II.a

continued

Use

Dia

gnos

tic te

stTe

st p

urpo

seA

ssay

form

atSp

ecim

en ty

pe

Clin

ical

ch

emis

try

and

imm

unoa

ssay

s co

ntin

ued

Crea

tinin

eTo

est

imat

e gl

omer

ular

filtr

atio

n ra

te

(eG

FR) a

nd u

rine

albu

min

/cre

atin

ine

ratio

Key

clin

ical

mar

ker f

or m

anag

emen

t of

sev

ere

infe

ctio

ns (i

.e. s

epsi

s, La

ssa

feve

r), a

nd a

ntim

icro

bial

regi

men

ad

just

men

t

Opt

ical

and

ele

ctro

-an

alyt

ical

met

hods

Seru

m

Urin

e

Elec

trol

ytes

To m

onito

r org

an d

amag

e an

d el

ectr

olyt

e al

tera

tions

Opt

ical

and

ele

ctro

-an

alyt

ical

met

hods

Seru

m

Plas

ma

Glu

cose

To d

iagn

ose

and

scre

en fo

r dia

bete

s an

d in

term

edia

te h

yper

glyc

aem

ia, t

o di

agno

se h

ypog

lyca

emia

Auto

mat

ed a

naly

ser

Plas

ma

Seru

m

Hae

mog

lobi

n A

1c

(HbA

1c)

Dia

gnos

is a

nd m

onito

ring

of d

iabe

tes

mel

litus

ELIS

A

Auto

mat

ed a

naly

ser

Capi

llary

who

le

bloo

d

Veno

us w

hole

blo

od

C-re

activ

e pr

otei

n (C

RP)

To d

etec

t infl

amm

atio

n as

an

indi

cato

r of v

ario

us c

ondi

tions

(e.g

. ca

rdio

vasc

ular

dis

ease

[CVD

] – h

igh

sens

itivi

ty C

RP re

quire

d -

seps

is)

RDT

EIA

Veno

us w

hole

blo

od

Seru

m

Plas

ma

Lipi

d pr

ofile

To a

sses

s ris

k of

dev

elop

ing

CVD

an

d ty

pe 2

dia

bete

s by

mea

surin

g ch

oles

tero

l, tr

igly

cerid

es a

nd

lipop

rote

ins

Colo

urim

etry

Spec

trop

hoto

met

ryPl

asm

a

Seru

m

First WHO Model List of Essential In Vitro Diagnostics

21

Tabl

e II.a

continued

Use

Dia

gnos

tic te

stTe

st p

urpo

seA

ssay

form

atSp

ecim

en ty

pe

Clin

ical

ch

emis

try

and

imm

unoa

ssay

s co

ntin

ued

Basi

c m

etab

olic

pa

nel (

BMP)

Incl

udes

glu

cose

, sod

ium

chl

orid

e,

carb

on d

ioxi

de, b

lood

ure

a ni

trog

en

(BU

N),

BUN

/cre

atin

ine

ratio

, glo

mer

ular

fil

trat

ion

rate

(eG

FR) a

nd m

ay in

clud

e ca

lciu

m

Phot

omet

ric a

nd

colo

rimet

ric te

stin

g, io

n-se

lect

ive

pote

ntio

met

ry

(8-p

aram

eter

aut

omat

ed

clin

ical

che

mis

try

anal

yser

)

Veno

us w

hole

blo

od

Seru

m

Plas

ma

Com

preh

ensi

ve

met

abol

ic p

anel

BMP

plus

mag

nesi

um, p

rote

in,

albu

min

, glo

bulin

, alb

umin

/glo

bulin

ra

tio, b

iliru

bin

(dire

ct o

r tot

al),

alka

line

phos

phat

ase,

ala

nine

and

asp

arta

te

amin

otra

nsfe

rase

s (A

LT a

nd A

ST)

As

with

BM

P (1

4 or

mor

e pa

ram

eter

au

tom

ated

clin

ical

che

mis

try

anal

yser

)

Veno

us w

hole

blo

od

Seru

m

Plas

ma

Am

ylas

e an

d lip

ase

To a

sses

s ac

ute

panc

reat

itis

Colo

urim

etric

and

ph

otom

etric

ana

lyse

rsSe

rum

Perit

onea

l flui

d (A

myl

ase)

Trop

onin

T/I

For d

iagn

osis

of m

yoca

rdia

l inf

arct

ion

EIA

(han

dhel

d or

larg

e au

tom

ated

inst

rum

ent)

Veno

us w

hole

blo

od

Plas

ma

Urin

alys

isD

etec

tion

of s

ubst

ance

s in

the

urin

e as

soci

ated

with

met

abol

ic d

isor

ders

, re

nal d

ysfu

nctio

n or

urin

ary

trac

t in

fect

ions

Auto

mat

ed c

hem

ical

an

alys

erU

rine

22

WH

O T

echn

ical

Rep

ort S

erie

s, N

o. 1

017,

201

9First WHO Model List of Essential In Vitro Diagnostics

Tabl

e II.a

continued

Use

Dia

gnos

tic te

stTe

st p

urpo

seA

ssay

form

atSp

ecim

en ty

pe

Bloo

d tr

ansf

usio

nBl

ood

cros

s-m

atch

ing

To d

eter

min

e bl

ood

com

patib

ility

fo

r blo

od tr

ansf

usio

ns; R

h ty

ping

for

preg

nant

wom

en

Ant

iser

a fo

r agg

lutin

atio

nVe

nous

who

le b

lood

Tran

sfus

ion

tran

smitt

ed

infe

ctio

ns

To s

cree

n fo

r e.g

. Cha

gas,

hum

an

T-ly

mph

otro

pic

viru

s (H

TLV

) in

the

bloo

d su

pply

etc

. (se

e al

so E

DL

sect

ions

on

HIV

& s

yphi

lis)

EIA

(mic

ropl

ate)

Man

ual m

etho

dSe

rum

Plas

ma

CLIA

/ECL

(aut

omat

ed

inst

rum

ent)

Seru

m

Plas

ma

Sero

logy

Hum

an c

horio

nic

gona

dotr

opin

(h

CG)

Preg

nanc

yO

ptic

al m

etho

dSe

rum

Mic

robi

olog

y,

myc

olog

y an

d pa

rasi

tolo

gy

Urin

e di

pstic

k an

d ur

ine

mic

rosc

opy

Det

ectio

n of

UTI

s (d

ipst

ick)

and

id

entifi

catio

n of

red

and

whi

te b

lood

ce

lls, c

asts

, squ

amou

s ep

ithel

ial

cells

, bac

teria

, yea

st, S

chis

toso

ma

haem

atob

ium

and

oth

er c

ellu

lar

com

pone

nts

(mic

rosc

opy)

Mul

ti-pa

ram

eter

str

ips

(dip

stic

k) a

nd li

ght

mic

rosc

opy

Urin

e

Mic

rosc

opy

Mic

robi

al m

orph

olog

y, p

rese

nce

or a

bsen

ce o

f whi

te b

lood

cel

ls

vers

us s

quam

ous

epith

elia

l cel

ls fo

r pr

esum

ptiv

e id

entifi

catio

n

Mic

rosc

opic

exa

min

atio

n of

sl

ides

as

wet

pre

para

tions

or

whi

ch h

ave

been

trea

ted

with

org

anis

m-s

peci

fic

chem

ical

sta

ins

(e.g

. Gra

m

stai

n)

Dis

ease

app

ropr

iate

sp

ecim

ens

(e.g

. ve

nous

who

le

bloo

d, u

rine,

sto

ol,

cere

bros

pina

l flui

d,

etc.

)

First WHO Model List of Essential In Vitro Diagnostics

23

Tabl

e II.a

continued

Use

Dia

gnos

tic te

stTe

st p

urpo

seA

ssay

form

atSp

ecim

en ty

pe

Mic

robi

olog

y,

myc

olog

y an

d pa

rasi

tolo

gy

cont

inue

d

Cultu

reIn

itial

ste

p in

det

ectio

n an

d id

entifi

catio

n of

bac

teria

l spe

cies

for

sele

ctio

n of

app

ropr

iate

ant

ibio

tic

regi

men

s

Cultu

re o

n gr

owth

med

ia

plat

es in

an

incu

bato

r fo

llow

ed b

y re

cove

ry

of is

olat

es a

nd s

peci

es

iden

tifica

tion

(tra

ditio

nal

man

ual t

echn

ique

s or

au

tom

ated

equ

ipm

ent)

Dis

ease

app

ropr

iate

sp

ecim

ens

(e.g

. ve

nous

who

le

bloo

d, u

rine,

sto

ol,

cere

bros

pina

l flui

d et

c.)

Bloo

d cu

lture

Fo

r the

dia

gnos

is o

f bac

teria

l and

fu

ngal

blo

odst

ream

infe

ctio

ns (s

epsi

s)Bl

ood

cultu

re b

ottle

in

an in

cuba

tor f

ollo

wed

by

reco

very

of i

sola

tes

and

spec

ies

iden

tifica

tion

(tra

ditio

nal m

anua

l te

chni

ques

or a

utom

ated

eq

uipm

ent)

Veno

us w

hole

blo

od

Ant

imic

robi

al

susc

eptib

ility

te

stin

g

Fina

l ste

p in

sel

ectio

n of

app

ropr

iate

an

tibio

tic re

gim

ens

afte

r spe

cies

id

entifi

catio

n

Ant

imic

robi

al s

usce

ptib

ility

te

stin

g of

isol

ates

– m

ay

be d

one

man

ually

by

disc

di

ffusi

on te

chni

que

or

auto

mat

ed p

latf

orm

s

Mic

robi

al is

olat

es

Hae

mat

olog

yH

aem

atoc

rit (H

t)D

iagn

osis

and

mon

itorin

g of

ana

emia

Volu

me

of re

d bl

ood

cells

as

a pe

rcen

tage

of t

otal

blo

od v

olum

e

Mic

ro-h

aem

atoc

rit

cent

rifug

eCa

pilla

ry o

r ven

ous

who

le b

lood

24

WH

O T

echn

ical

Rep

ort S

erie

s, N

o. 1

017,

201

9First WHO Model List of Essential In Vitro Diagnostics

Tabl

e II.a

continued

Use

Dia

gnos

tic te

stTe

st p

urpo

seA

ssay

form

atSp

ecim

en ty

pe

Hae

mat

olog

y co

ntin

ued

Prot

hrom

bin

time

test

and

in

tern

atio

nal

norm

aliz

ed ra

tio

(PT/

INR)

To d

etec

t or d

iagn

ose

a bl

eedi

ng

diso

rder

or e

xces

sive

clo

ttin

g di

sord

er

(pro

thro

mbi

n tim

e (P

T));

mon

itor

perf

orm

ance

of a

ntic

oagu

lant

m

edic

atio

ns (I

nter

natio

nal n

orm

alis

ed

ratio

(IN

R))

Han

d-he

ld o

r aut

omat

ed

coag

ulat

ion

anal

yser

Citr

ate

plas

ma

Plat

elet

cou

ntD

iagn

osis

of t

hrom

bocy

tope

nia

Mar

ker t

o m

anag

e se

vere

infe

ctio

ns

asso

ciat

ed w

ith b

leed

ing

and

seps

is (i

.e. v

iral h

aem

orrh

agic

feve

r, m

enin

goco

ccae

mia

) and

cer

tain

ha

emat

olog

ical

dis

orde

rs

Hae

moc

ytom

eter

Capi

llary

who

le

bloo

d

Hae

mat

olog

y an

alys

erVe

nous

who

le b

lood

Com

plet

e bl

ood

coun

t (CB

C)Au

tom

ated

, di

ffere

ntia

l

Eval

uatio

n of

pat

ient

’s ov

eral

l hea

lth

and

to d

etec

t a w

ide

rang

e of

di

sord

ers,

incl

udin

g an

aem

ia, i

nfec

tion

and

leuk

aem

ia

Auto

mat

ed h

emat

olog

y an

alys

er (w

hite

blo

od c

ell

coun

t (W

BC),

red

bloo

d ce

ll co

unt (

RBC)

, pla

tele

ts,

haem

oglo

bin

(Hb)

and

ha

emat

ocrit

(Ht)

incl

udes

ly

mph

ocyt

es, m

onoc

ytes

an

d gr

anul

ocyt

es (f

or th

ree-

part

diff

eren

tial)

Veno

us w

hole

blo

od

First WHO Model List of Essential In Vitro Diagnostics

25

II.b

Dise

ase-

spec

ific I

VDs f

or h

ealth

care

facil

ities

with

clin

ical l

abor

ator

ies

Dis

ease

Dia

gnos

tic

test

Test

pur

pose

Ass

ay

form

atSp

ecim

en

type

WH

O p

requ

alifi

ed

or re

com

men

ded

prod

ucts

WH

O s

uppo

rtin

g do

cum

ents

Hep

atiti

s B

Hep

atiti

s B

surf

ace

antig

en

(HBs

Ag)

Scre

enin

g fo

r acu

te

and

chro

nic

hepa

titis

B v

irus

(HBV

) inf

ectio

n:

infa

nts

> 12

m

onth

s of

ag

e, c

hild

ren,

ad

oles

cent

s, ad

ults

RDT

Veno

us

who

le b

lood

Plas

ma

Seru

m

Publ

ic re

port

s of

WH

O

preq

ualifi

ed IV

Ds

(htt

p://

ww

w.w

ho.in

t/di

agno

stic

s_la

bora

tory

/ev

alua

tions

/pq-

list/

hbsa

g/pu

blic

_rep

ort/

en/)

Gui

delin

es o

n he

patit

is B

an

d C

test

ing

(Feb

ruar

y 20

17)

http

://ap

ps.w

ho.in

t/iri

s/

bits

trea

m/h

andl

e/10

665/

25

4621

/978

9241

5499

81-

eng.

pdf?

sequ

ence

=1

EIA

Plas

ma

Seru

m

CLIA

Plas

ma

Seru

m

Viro

logi

cal

(HBV

DN

A –

qu

antit

ativ

e)

Stag

ing

to

asse

ss th

e ne

ed

for t

reat

men

t in

chr

onic

HBV

in

fect

ion

and

mon

itorin

g of

re

spon

se to

tr

eatm

ent

Nuc

leic

ac

id te

stSe

rum

Plas

ma

26

WH

O T

echn

ical

Rep

ort S

erie

s, N

o. 1

017,

201

9First WHO Model List of Essential In Vitro Diagnostics

Tabl

e II.b

continued

Dis

ease

Dia

gnos

tic

test

Test

pur

pose

Ass

ay

form

atSp

ecim

en

type

WH

O p

requ

alifi

ed

or re

com

men

ded

prod

ucts

WH

O s

uppo

rtin

g do

cum

ents

Hep

atiti

s B

cont

inue

dH

epat

itis

B e

antig

en

(HBe

Ag)

Stag

ing

to

asse

ss th

e ne

ed fo

r HBV

tr

eatm

ent i

n ch

roni

c H

BV

infe

ctio

n

EIA

Seru

m

Plas

ma

CLIA

Seru

m

Plas

ma

IgM

-spe

cific

an

tibod

ies

to h

epat

itis

B co

re a

ntig

en

(IgM

ant

i-HBc

)

For t

he

diag

nosi

s of

ac

ute

HBV

in

fect

ion 

– us

ed fo

r ou

tbre

ak

inve

stig

atio

n

EIA

(m

icro

plat

e)

Man

ual

met

hod

Seru

m

Plas

ma

CLIA

/ECL

(a

utom

ated

in

stru

men

t)

Seru

m

Plas

ma

Ant

ibod

ies

to h

epat

itis 

B su

rfac

e an

tigen

(ant

i-H

Bs)

To d

eter

min

e eff

ectiv

enes

s of

H

BV v

acci

natio

n at

pat

ient

and

at

a p

opul

atio

n le

vel

Als

o us

ed a

s a

mar

ker f

or

reco

very

from

H

BV in

fect

ion

EIA

(m

icro

plat

e)

Man

ual

met

hod

Seru

m

Plas

ma

CLIA

/ECL

(a

utom

ated

in

stru

men

t)

Seru

m

Plas

ma

First WHO Model List of Essential In Vitro Diagnostics

27

Tabl

e II.b

continued

Dis

ease

Dia

gnos

tic

test

Test

pur

pose

Ass

ay

form

atSp

ecim

en

type

WH

O p

requ

alifi

ed

or re

com

men

ded

prod

ucts

WH

O s

uppo

rtin

g do

cum

ents

Hep

atiti

s C

Ant

ibod

ies

to

HCV

(ant

i-HCV

)

Scre

enin

g fo

r H

CV in

fect

ion:

in

fant

s >

18

mon

ths

of

age,

chi

ldre

n,

adol

esce

nts,

adul

ts

RDT

Veno

us

who

le b

lood

Plas

ma

Seru

m

Publ

ic re

port

s of

WH

O

preq

ualifi

ed IV

Ds

(htt

p://

ww

w.w

ho.in

t/di

agno

stic

s_la

bora

tory

/ev

alua

tions

/pq-

list/

hcv/

publ

ic_r

epor

t/en

/)

Gui

delin

es o

n he

patit

is B

an

d C

test

ing

(Feb

ruar

y 20

17)

http

://ap

ps.w

ho.in

t/iri

s/bi

tstr

eam

/han

dle/

1066

5/

2546

21/9

7892

4154

9981

- en

g.pd

f?se

quen

ce=1

EI

A

(mic

ropl

ate)

M

anua

l m

etho

d

Seru

m

Plas

ma

CLIA

/ECL

(a

utom

ated

in

stru

men

t)

Seru

m

Plas

ma

Ant

ibod

ies

to

HCV

(ant

i-H

CV) a

nd H

CV

core

ant

igen

(H

CV c

Ag)

Scre

enin

g fo

r pa

st o

r pre

sent

H

CV in

fect

ion:

in

fant

s > 

18

mon

ths

of

age,

chi

ldre

n,

adol

esce

nts,

adul

ts

EIA

(m

icro

plat

e)

Man

ual

met

hod

Seru

m

Plas

ma

CLIA

/ECL

(a

utom

ated

in

stru

men

t)

Seru

m

Plas

ma

HCV

cor

e an

tigen

(H

CV c

Ag)

For d

iagn

osis

of

vira

emic

HCV

CL

IA/E

CL

(aut

omat

ed

inst

rum

ent)

Seru

m

Plas

ma

28

WH

O T

echn

ical

Rep

ort S

erie

s, N

o. 1

017,

201

9First WHO Model List of Essential In Vitro Diagnostics

Tabl

e II.b

continued

Dis

ease

Dia

gnos

tic

test

Test

pur

pose

Ass

ay

form

atSp

ecim

en

type

WH

O p

requ

alifi

ed

or re

com

men

ded

prod

ucts

WH

O s

uppo

rtin

g do

cum

ents

Hep

atiti

s C

cont

inue

dH

CV R

NA

(q

ualit

ativ

e or

qu

antit

ativ

e)

For d

iagn

osis

of

vira

emic

HCV

an

d m

onito

ring

of re

spon

se to

tr

eatm

ent a

s a

test

of c

ure

Nuc

leic

ac

id te

stSe

rum

Plas

ma

HIV

in

fect

ion

Ant

ibod

ies

to

HIV

-1/2

(ant

i-H

IV) t

est

For t

he

diag

nosi

s of

H

IV in

fect

ion:

ad

ults

, ad

oles

cent

s, ch

ildre

n an

d in

fant

s >

18

mon

ths

of a

ge

RDT

Veno

us

who

le b

lood

Plas

ma

Seru

m

Publ

ic re

port

s of

WH

O

preq

ualifi

ed IV

Ds

(htt

p://

ww

w.w

ho.in

t/di

agno

stic

s_la

bora

tory

/ev

alua

tions

/pq-

list/

self-

test

ing_

publ

ic-r

epor

t/en

/)

Gui

delin

es o

n H

IV s

elf-

test

ing

and

part

ner

notifi

catio

n (2

016)

ht

tp://

apps

.who

.int/

iris/

bi

tstr

eam

/han

dle/

1066

5/

2516

55/9

7892

4154

9868

-en

g.pd

f?se

quen

ce=1

EIA

(m

icro

plat

e)

Man

ual

met

hod

Seru

mPl

asm

aCo

nsol

idat

ed g

uide

lines

on

HIV

test

ing

serv

ices

(J

uly

2015

) ht

tp://

ww

w.w

ho.in

t/hi

v/pu

b/gu

idel

ines

/hiv

-te

stin

g-se

rvic

es/e

n/CL

IA/E

CL

(aut

omat

ed

inst

rum

ent)

Seru

mPl

asm

a

First WHO Model List of Essential In Vitro Diagnostics

29

Tabl

e II.b

continued

Dis

ease

Dia

gnos

tic

test

Test

pur

pose

Ass

ay

form

atSp

ecim

en

type

WH

O p

requ

alifi

ed

or re

com

men

ded

prod

ucts

WH

O s

uppo

rtin

g do

cum

ents

HIV

in

fect

ion

cont

inue

d

WH

O im

plem

enta

tion

tool

for p

re-e

xpos

ure

prop

hyla

xis

(PrE

P) o

f HIV

in

fect

ion,

mod

ule

10 fo

r te

stin

g pr

ovid

ers

(201

7)

http

://w

ww

.who

.int/

hiv/

pub/

prep

/pre

p-im

plem

enta

tion-

tool

/en/

For s

cree

ning

fo

r HIV

in th

e bl

ood

supp

ly

and

in b

lood

pr

oduc

ts.

EIA

(m

icro

plat

e)

Man

ual

met

hod

Seru

m

Plas

ma

Scre

enin

g do

nate

d bl

ood

for t

rans

fusi

on

tran

smis

sibl

e in

fect

ions

: Re

com

men

datio

ns (2

009)

http

://ap

ps.w

ho.in

t/iri

s/

bits

trea

m/h

andl

e/10

665/

44

202/

9789

2415

4788

8_

eng.

pdf?

sequ

ence

= 1&

isA

llow

ed=y

CLIA

/ECL

(a

utom

ated

in

stru

men

t)

Seru

m

Plas

ma

Com

bine

d H

IV a

ntib

ody/

p24

antig

en

(ant

i-HIV

/p24

Ag

) tes

t

For t

he

diag

nosi

s of

HIV

in

fect

ion:

adu

lts,

adol

esce

nts,

child

ren

and

infa

nts

> 18

m

onth

s of

age

RDT

Veno

us

who

le b

lood

Plas

ma

Seru

m

Publ

ic re

port

s of

WH

O

preq

ualifi

ed IV

Ds

(htt

p://

ww

w.w

ho.in

t/di

agno

stic

s_la

bora

tory

/ev

alua

tions

/pq-

list/

hiv-

rdts

/pub

lic_r

epor

t/en

/)

Cons

olid

ated

gui

delin

es

on H

IV te

stin

g se

rvic

es

(201

5)

http

://ap

ps.w

ho.in

t/iri

s/

bits

trea

m/h

andl

e/10

665/

17

9870

/978

9241

5089

26_

eng.

pdf?

sequ

ence

=1

30

WH

O T

echn

ical

Rep

ort S

erie

s, N

o. 1

017,

201

9First WHO Model List of Essential In Vitro Diagnostics

Tabl

e II.b

continued

Dis

ease

Dia

gnos

tic

test

Test

pur

pose

Ass

ay

form

atSp

ecim

en

type

WH

O p

requ

alifi

ed

or re

com

men

ded

prod

ucts

WH

O s

uppo

rtin

g do

cum

ents

HIV

in

fect

ion

cont

inue

d

EIA

(m

icro

plat

e)

Man

ual

met

hod

Seru

mPl

asm

a

CLIA

/ECL

(a

utom

ated

in

stru

men

t)

Seru

mPl

asm

a

For s

cree

ning

fo

r HIV

in th

e bl

ood

supp

ly

and

in b

lood

pr

oduc

ts

EIA

(m

icro

plat

e)

Man

ual

met

hod

Seru

mPl

asm

aSc

reen

ing

dona

ted

bloo

d fo

r tra

nsfu

sion

tr

ansm

issi

ble

infe

ctio

ns:

Reco

mm

enda

tions

(200

9)ht

tp://

apps

.who

.int/

iris/

bits

trea

m/h

andl

e/10

665/

44

202/

9789

2415

4788

8_

eng.

pdf?

sequ

ence

= 1&

isA

llow

ed=y

CLIA

/ECL

(a

utom

ated

in

stru

men

t)

Seru

mPl

asm

a

Qua

litat

ive

or

quan

titat

ive

viro

logi

cal t

est

For d

iagn

osis

of

HIV

infe

ctio

n in

infa

nts

< 18

m

onth

s of

age

Nuc

leic

ac

id te

stCa

pilla

ry

who

le b

lood

Veno

us

who

le b

lood

Drie

d bl

ood

spot

Seru

mPl

asm

a

Publ

ic re

port

s of

WH

O

preq

ualifi

ed IV

Ds

(htt

p://

ww

w.w

ho.in

t/di

agno

stic

s_la

bora

tory

/ev

alua

tions

/pq-

list/

hiv-

vrl/p

ublic

_rep

ort/

en/)

Cons

olid

ated

gu

idel

ines

on

the

use

of

antir

etro

vira

l dru

gs fo

r tr

eatin

g an

d pr

even

ting

HIV

infe

ctio

n (2

016)

http

://w

ww

.who

.int/

hiv/

pub/

arv/

arv-

2016

/en/

First WHO Model List of Essential In Vitro Diagnostics

31

Tabl

e II.b

continued

Dis

ease

Dia

gnos

tic

test

Test

pur

pose

Ass

ay

form

atSp

ecim

en

type

WH

O p

requ

alifi

ed

or re

com

men

ded

prod

ucts

WH

O s

uppo

rtin

g do

cum

ents

HIV

in

fect

ion

cont

inue

d

Qua

ntita

tive

viro

logi

cal t

est

Mon

itorin

g re

spon

se

to a

ntiv

iral

trea

tmen

t

Nuc

leic

ac

id te

stD

ried

bloo

d sp

ot

Seru

m

Plas

ma

Publ

ic re

port

s of

WH

O

preq

ualifi

ed IV

Ds

(htt

p://

ww

w.w

ho.in

t/di

agno

stic

s_la

bora

tory

/ev

alua

tions

/pq-

list/

hiv-

vrl/p

ublic

_rep

ort/

en/)

CD4

cell

enum

erat

ion

(qua

ntita

tive)

For s

tagi

ng

adva

nced

HIV

di

seas

e

Flow

cy

tom

etry

Capi

llary

w

hole

blo

od

Veno

us

who

le b

lood

Publ

ic re

port

s of

WH

O

preq

ualifi

ed IV

Ds

(htt

p://

ww

w.w

ho.in

t/di

agno

stic

s_la

bora

tory

/ev

alua

tions

/pq-

list/

hiv-

vrl/p

ublic

_rep

ort/

en/)

Cryp

toco

ccal

an

tigen

test

Fo

r scr

eeni

ng

and

diag

nosi

s of

cry

ptoc

occa

l m

enin

gitis

in

peop

le li

ving

w

ith a

dvan

ced

HIV

dis

ease

RDT

Cere

bros

pina

l flu

id

Veno

us w

hole

bl

ood

Seru

m

Plas

ma

Gui

delin

es fo

r the

di

agno

sis,

prev

entio

n,

and

man

agem

ent o

f cr

ypto

cocc

al d

isea

se

in H

IV-in

fect

ed a

dults

, ad

oles

cent

s an

d ch

ildre

n (2

018)

ht

tp://

apps

.who

.int/

iris/

bi

tstr

eam

/han

dle/

1066

5/

2603

99/9

7892

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0277

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f?se

quen

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Cere

bros

pina

l flu

id

Seru

m

Plas

ma

32

WH

O T

echn

ical

Rep

ort S

erie

s, N

o. 1

017,

201

9First WHO Model List of Essential In Vitro Diagnostics

Tabl

e II.b

continued

Dis

ease

Dia

gnos

tic

test

Test

pur

pose

Ass

ay

form

atSp

ecim

en

type

WH

O p

requ

alifi

ed

or re

com

men

ded

prod

ucts

WH

O s

uppo

rtin

g do

cum

ents

Mal

aria

Plas

mod

ium

sp

p. a

ntig

ens;

sp

ecie

s sp

ecifi

c (e

.g.

HRP

2) a

nd/o

r pa

n-sp

ecie

s sp

ecifi

c (e

.g.

pan-

pLD

H)

For d

iagn

osis

of

one

or

mor

e hu

man

m

alar

ia s

peci

es

(P. f

alci

paru

m,

P. v

ivax

, P.

 mal

aria

e,

P. o

vale

)

RDT

Capi

llary

w

hole

blo

od

Veno

us

who

le b

lood

Publ

ic re

port

s of

WH

O

preq

ualifi

ed IV

Ds

(htt

p://

ww

w.w

ho.in

t/di

agno

stic

s_la

bora

tory

/ev

alua

tions

/pq-

list/

mal

aria

/pub

lic_r

epor

t/en

/)

WH

O g

uide

lines

for t

he

trea

tmen

t of m

alar

ia,

third

edi

tion

(201

5)ht

tp://

apps

.who

.int/

iris/

bits

trea

m/1

0665

/162

441/

1/

9789

2415

4912

7_en

g.

pdf

Mal

aria

rapi

d di

agno

stic

te

st p

erfo

rman

ce: R

esul

ts

of W

HO

pro

duct

test

ing

of m

alar

ia R

DTs

: Rou

nd 7

(2

015–

2016

)ht

tp://

ww

w.w

ho.in

t/

mal

aria

/pub

licat

ions

/ at

oz/9

7892

4151

268/

en/

WH

O g

ood

prac

tices

for

sele

ctin

g an

d pr

ocur

ing

rapi

d di

agno

stic

test

s fo

r m

alar

ia (2

011)

ht

tp://

apps

.who

.int/

iris/

bi

tstr

eam

/han

dle/

1066

5/

4453

0/97

8924

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en

g.pd

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quen

ce=1

First WHO Model List of Essential In Vitro Diagnostics

33

Tabl

e II.b

continued

Dis

ease

Dia

gnos

tic

test

Test

pur

pose

Ass

ay

form

atSp

ecim

en

type

WH

O p

requ

alifi

ed

or re

com

men

ded

prod

ucts

WH

O s

uppo

rtin

g do

cum

ents

Mal

aria

cont

inue

dPl

asm

odiu

m

spp.

For d

iagn

osis

of

one

or

mor

e hu

man

m

alar

ia s

peci

es

(P. f

alci

paru

m,

P. v

ivax

, P.

 mal

aria

e,

P. o

vale

and

P.

 kno

wle

si) a

nd

mon

itorin

g re

spon

se to

tr

eatm

ent

Ligh

t m

icro

scop

yCa

pilla

ry

who

le b

lood

Veno

us

who

le b

lood

WH

O g

uide

lines

for t

he

trea

tmen

t of m

alar

ia,

third

edi

tion

(201

5)ht

tp://

apps

.who

.int/

iris/

bi

tstr

eam

/106

65/1

6244

1/

1/97

8924

1549

127_

eng.

pd

f

Basi

c m

alar

ia m

icro

scop

y Pa

rt I:

Lea

rner

’s gu

ide

(201

0)

http

://ap

ps.w

ho.in

t/iri

s/

bits

trea

m/h

andl

e/10

665/

44

208/

9789

2415

4782

6_

eng.

pdf?

sequ

ence

=1

Mal

aria

mic

rosc

opy

stan

dard

ope

ratin

g pr

oced

ures

(201

5)ht

tp://

ww

w.w

pro.

who

. in

t/m

vp/la

b_qu

ality

/ m

m_s

op/e

n/

34

WH

O T

echn

ical

Rep

ort S

erie

s, N

o. 1

017,

201

9First WHO Model List of Essential In Vitro Diagnostics

Tabl

e II.b

continued

Dis

ease

Dia

gnos

tic

test

Test

pur

pose

Ass

ay

form

atSp

ecim

en

type

WH

O p

requ

alifi

ed

or re

com

men

ded

prod

ucts

WH

O s

uppo

rtin

g do

cum

ents

Mal

aria

cont

inue

dG

luco

se-6

-ph

osph

ate

dehy

drog

enas

e ac

tivity

(G6P

D)

To d

eter

min

e G

6PD

act

ivity

(n

orm

al,

inte

rmed

iate

, de

ficie

nt) a

nd

spec

ifica

lly to

in

form

dec

isio

n to

adm

inis

ter 8

- am

inoq

uino

line

grou

p dr

ugs

for

radi

cal c

ure

of

P. v

ivax

For s

cree

ning

ne

wbo

rns

for

G6P

D d

efici

ency

Sem

i qu

antit

ativ

e flu

ores

cent

sp

ot te

st

Veno

us

who

le b

lood

Publ

ic re

port

s of

WH

O

preq

ualifi

ed IV

Ds

(htt

p://

ww

w.w

ho.in

t/di

agno

stic

s_la

bora

tory

/ev

alua

tions

/pq-

list/

mal

aria

/pub

lic_r

epor

t/en

/)

Beut

ler E

, Blu

me

KG,

Kapl

an JC

, Loh

r GW

, Ra

mot

B, V

alen

tine

WN

. In

tern

atio

nal C

omm

ittee

fo

r Sta

ndar

diza

tion

in H

aem

atol

ogy:

Re

com

men

ded

scre

enin

g te

st fo

r gl

ucos

e-6-

phos

phat

e de

hydr

ogen

ase

defic

ienc

y. B

r J H

aem

atol

19

79;4

3:46

9–47

7W

HO

gui

delin

es fo

r the

tr

eatm

ent o

f mal

aria

, th

ird e

ditio

n (2

015)

http

://ap

ps.w

ho.in

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s/bi

tstr

eam

/106

65/1

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1/

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8924

1549

127_

eng.

pd

f

First WHO Model List of Essential In Vitro Diagnostics

35

Tabl

e II.b

continued

Dis

ease

Dia

gnos

tic

test

Test

pur

pose

Ass

ay

form

atSp

ecim

en

type

WH

O p

requ

alifi

ed

or re

com

men

ded

prod

ucts

*

WH

O s

uppo

rtin

g do

cum

ents

Tube

rcul

osis

Myc

obac

teriu

m

tube

rcul

osis

ba

cter

ia

For d

iagn

osis

an

d tr

eatm

ent

mon

itorin

g of

ac

tive

TB

Mic

rosc

opy

Oth

er

spec

imen

ty

pes

Impl

emen

ting

tube

rcul

osis

dia

gnos

tics:

Po

licy

fram

ewor

k (2

015)

ht

tp://

apps

.who

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iris/

bits

trea

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f

Com

pend

ium

of W

HO

gu

idel

ines

and

ass

ocia

ted

stan

dard

s: E

nsur

ing

optim

um d

eliv

ery

of

the

casc

ade

of c

are

for

patie

nts

with

tube

rcul

osis

(2

017)

http

://ap

ps.w

ho.in

t/iri

s/

bits

trea

m/h

andl

e/10

665/

25

9180

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9241

5125

72-

eng.

pdf?

sequ

ence

=1

Impl

emen

ting

tube

rcul

osis

dia

gnos

tics:

Po

licy

fram

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k (2

015)

ht

tp://

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.who

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For d

iagn

osis

an

d tr

eatm

ent

mon

itorin

g of

act

ive

TB

incl

udin

g dr

ug-

resi

stan

t TB

Bact

eria

l cu

lture

Sput

um

or o

ther

sp

ecim

en

type

s

* All

TB te

sts a

re e

valu

ated

and

gui

delin

es d

evel

oped

thro

ugh

the

WHO

Glo

bal T

B Pr

ogra

mm

e.

36

WH

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echn

ical

Rep

ort S

erie

s, N

o. 1

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201

9First WHO Model List of Essential In Vitro Diagnostics

Tabl

e II.b

continued

Dis

ease

Dia

gnos

tic

test

Test

pur

pose

Ass

ay

form

atSp

ecim

en

type

WH

O p

requ

alifi

ed

or re

com

men

ded

prod

ucts

*

WH

O s

uppo

rtin

g do

cum

ents

Tube

rcul

osis

co

ntin

ued

M. t

uber

culo

sis

DN

AFo

r dia

gnos

is

of a

ctiv

e TB

and

si

mul

tane

ous

dete

ctio

n of

rif

ampi

cin

resi

stan

ce

Cart

ridge

-ba

sed

nucl

eic

acid

te

st

Sput

um

or e

xtra

-pu

lmon

ary

tube

rcul

osis

sp

ecim

en

type

s

WH

O M

eetin

g re

port

of

a te

chni

cal e

xper

t co

nsul

tatio

n: N

on-

infe

riorit

y an

alys

is o

f Xp

ert M

TB/R

IF U

ltra

com

pare

d to

Xpe

rt M

TB/

RIF

(201

7)ht

tp://

apps

.who

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ndle

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sess

ioni

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ence

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mat

ed re

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ime

nucl

eic

acid

am

plifi

catio

n te

chno

logy

for r

apid

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43

3. Methods used to establish the List3.1 Strategic Advisory Group of Experts on In Vitro DiagnosticsIn March 2017, the WHO Expert Committee on Selection and Use of Essential Medicines recommended that an EDL be developed. In support of that recommendation, WHO created an EDL Secretariat, which drafted the first edition of the EDL in consultation with WHO disease programmes. A strategic technical advisory group of experts (SAGE IVD)3 was then established to advise WHO on the in vitro diagnostics to be included. The terms of reference of the group were as follows:

1. Serve as a principal advisory group to the WHO Director-General on all aspects of IVDs.4

2. For priority, essential and neglected IVDs, where no established advisory mechanisms exist, the SAGE IVD will:a. provide technical advice on global policies and strategies,

ranging from development, assessment, use of IVDs and their linkages with other health interventions;

b. advise on the adequacy of progress towards the achievement of IVDs-related goals set in the World Health Assembly resolutions;

c. recommend policies for long-term and integrated diagnostic capabilities as indispensable element for universal health coverage and global public health security;

d. suggest guiding principles for how, when and where to use particular IVDs in national, regional and global settings;

e. review the pipeline of existing and innovative IVDs for noncommunicable diseases, rare diseases and infectious diseases, including for emerging pathogens and existing public health conditions of international concern, and identify major gaps;

3 All introductory and background material, including the terms of reference of the SAGE IVD, are available on the WHO website (http://www.who.int/medical_devices/diagnostics/back-doc_WHO-model-list-essential-diagnostics-updt.pdf ).

4 Except where policy and technical recommendations on IVD are provided through WHO established advisory mechanisms, such as for HIV, tuberculosis and malaria. For these, SAGE IVD would accept such recommendations without further review and incorporate such advice in its consideration of organization-wide policies.

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f. provide high level advice on development and maintenance of appropriate standards for IVDs, including methodologies for evidence review;

g. provide advice to WHO Secretariat for the development of the List of Essential Diagnostics (EDL) and in line with the work of the Expert Committee on Selection and Use of Essential Medicines.

h. provide advice on WHO activities in the area of IVDs, including engagement of WHO in partnerships in the development, access and use of needed IVDs.

The terms of reference were approved by the Director-General of WHO and posted on the WHO website with a call for candidates. The applications were reviewed by the EDL Secretariat and sent for approval to the Director-General. The 19 members of the SAGE IVD were selected with due attention to regional, professional and gender balance. SAGE IVD operated with its current membership until September 2018, and the Group agreed to hold monthly teleconferences until that time to discuss matters related to the EDL. A new SAGE IVD will be convened for each review of the EDL, some members being replaced each time.

3.2 Selection of IVDs for inclusion in the first EDLThe EDL Secretariat prepared a draft list of IVDs in collaboration with WHO departments that had assessed in vitro diagnostic tests for HIV, malaria, tuberculosis and syphilis, defined as categories of tests for identifying specific biological markers. The EDL Secretariat also reviewed WHO guidance, disease-specific clinical and diagnostic guidelines, technical manuals, and the WHO priority medical devices list.5 They also considered the tests listed by WHO Prequalification of In Vitro Diagnostics and in other WHO IVD assessments.

The draft list was posted for public consultation in March 2018. The comments received from the consultation were analysed by the EDL Secretariat and integrated into a list presented to the SAGE IVD at its first meeting, on 16–20 April 2018 at WHO headquarters in Geneva, Switzerland. The work of the SAGE IVD takes place in the context of WHO’s commitment to transparent, evidence-based decision-making. Annex 1 lists the participants at the first meeting of the SAGE IVD, and Annex 2 lists their declarations of interest.

The first SAGE IVD was asked to make recommendations to the EDL Secretariat on:

■ principles that should guide preparation of the EDL;

5 WHO documents reviewed to compile and propose the general laboratory tests for the first EDL are listed under “Sources used for general laboratory test”.

Methods used to establish the List

45

■ integration of the EDL with existing WHO work on IVDs; ■ the draft first EDL proposed by the Secretariat; ■ procedures for revising the EDL, including methods for assessing

candidate IVDs for inclusion, priorities for inclusion of IVDs in subsequent Lists and procedures for addressing applications for inclusion or deletion; and

■ integrating user feedback and adapting the EDL for national lists.

SAGE IVD designated IVDs that should be available in primary health care settings where laboratories are not available and those that should be available in laboratories, hospitals and reference laboratories.

3.3 Principles that should guide preparation of the EDLThe EDL comprises IVDs, a subset of medical devices intended for examination in vitro of specimens taken from the human body. For the purposes of the EDL, “IVD” refers to categories of tests for identifying specific biological markers and not to individual tests. For example, as several tests are available for measuring HIV load, the IVD for “HIV load” refers to a category of tests for measuring this end-point. The word “test” is used interchangeably with “assay” to refer to laboratory assays and rapid diagnostic tests. Further, the word “sample” is used interchangeably with “specimen”.

The proposed procedure for preparing the EDL was based on experience in preparing the WHO Model List of Essential Medicines, which suggested that the best approach would be to include tests associated with WHO priority diseases, for which there is robust evidence and which are well covered by WHO guidelines for use; these would be complemented by a set of general laboratory tests described in WHO publications.6 The list will be reviewed annually, with the addition or deletion of items as appropriate. On principle, it was proposed that IVDs be added or deleted according to an evidence-based, public health approach, as little evidence may be available for certain types of tests and in certain countries, especially in low- and middle-income countries.

The first SAGE IVD endorsed the aim of the EDL, to offer wide-ranging benefits to health care systems by:

■ prioritizing laboratory testing and infrastructure; ■ bulk and advance purchasing of IVDs to increase affordability; ■ improving laboratory capacity, organization, sample processing and

other aspects to improve responses to public health emergencies;

6 WHO documents reviewed to compile and propose the general lab tests for the first draft EDL are listed in the reference section under WHO sources for general laboratories

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■ helping IVD designers and manufacturers to develop new or improved IVDs, including through target product profiles; and

■ supporting the rational use of medicines in the WHO Model List of Essential Medicines.

The SAGE IVD agreed on the core principle of prioritizing IVDs required for progress towards universal health coverage. The Group also agreed that the EDL should, in principle, include IVDs recommended by or necessary for implementation of WHO guidelines. It noted, however, that some publications are out of date and recommended revision of the WHO technical documents that constitute resources for EDL as a priority.

The SAGE IVD identified four main themes in preparation of the EDL.

1. The scope must be clearly defined.2. The EDL should indicate the tests and laboratory infrastructure

that are appropriate for different levels of health care delivery.3. The results of clinical studies indicate treatment decisions and

not the direct result of test performance and cannot be used as evidence to support the use of IVDs.

4. The EDL should not be read in isolation, because diagnostic tests are part of an entire system of diagnostics delivery, which includes training, laboratory infrastructure, quality assurance and supply chain management.

An executive summary, which included the initial version of the List, was published on the WHO website in May 2018. After identification of several minor errors by SAGE IVD members and the EDL secretariat, a corrected version was posted in November 2018. The List included in this publication, which has further minor corrections, is the definitive first WHO Model List of Essential In Vitro Diagnostics and replaces the two previous versions.

3.4 Draft first EDL proposed by the SecretariatThe SAGE IVD considered the subjects summarized above and a first draft of the EDL.

The SAGE IVD endorsed the procedure that was used to draft the first EDL and concluded that the EDL should have three components.

■ A preface describing the scope and objectives and instructions for users, including the appropriate level of the health care system in which tests should be used, how tests were selected for inclusion on the EDL, the relation between EDL and prequalification and any necessary disclaimers.

Methods used to establish the List

47

■ A chart of the laboratory tests chosen for inclusion, consisting of IVD tests for physiological evaluation of patients and detection and diagnosis of diseases and IVD tests for the detection, diagnosis and monitoring of WHO priority diseases: HIV infection, TB, malaria, hepatitis B, hepatitis C, syphilis and HPV infection. The list will include links to WHO technical information.

■ Procedures for revising the EDL, including methods for assessing candidate IVDs for inclusion, priorities for inclusion of IVDs in subsequent EDLs and procedures for addressing applications for inclusion or deletion

The SAGE IVD discussed how the EDL should be structured, the process to be used in considering applications for addition or deletion of tests, the collection and assessment of evidence about IVDs and assessment of the utility of the EDL for its target audience.

3.4.1 Method for assessing IVDs for inclusion or deletion The SAGE IVD considered the methods used to assess IVDs in WHO disease programmes and suggestions for optimizing methods for future editions of the EDL. The Group also considered the importance of avoiding methodological requirements that render assessment of applications technically demanding or create inequitable obstacles to submissions from stakeholders with limited resources.

The SAGE IVD agreed that in all cases there should be:

■ a systematic summary of evidence, with systematic reviews of test accuracy performed with accepted methods;

■ assessment of the strength and limitations of the evidence, including significant aspects for which evidence is lacking; and

■ consideration of the generalizability of evidence, particularly to low-resource settings.

The SAGE IVD also agreed that:

■ assessment of the clinical accuracy of a test in the setting in which it would be used will generally be required;

■ the required accuracy of a tests will be difficult to decide, given that clinical accuracy depends on reference standards, patient populations and testing protocols;

■ randomized controlled clinical trials are not necessarily applicable for assessing the performance of IVDs; and

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■ evidence of impact on disease detection and management may be easier to obtain and more useful than evidence of impact on patient outcomes.

3.4.2 Identification of high-priority IVDs for the EDLThe SAGE IVD considered a proposal for identifying high-priority candidate IVDs by reference to WHO disease priorities. Relevant WHO staff and the SAGE IVD discussed areas of high clinical priority that might guide prioritization of candidate IVDs for inclusion in future editions of the EDL. The areas were:

■ antimicrobial resistance ■ fungal disease ■ influenza ■ reproductive health ■ neglected tropical diseases ■ public health emergencies ■ noncommunicable diseases.

Antimicrobial resistanceThe Global Antimicrobial Resistance Surveillance System (GLASS) was launched in 2015 for collaboration in surveillance of antimicrobial resistance by standardized collection of data on patients and populations from national surveillance sites. GLASS has drawn up a list of essential IVDs for the identification and testing of eight priority pathogens for antimicrobial susceptibility: Escherichia coli, Klebsiella pneumoniae, Acinetobacter baumannii, Staphylococcus aureus, Streptococcus pneumoniae, Salmonella spp., Shigella spp. and Neisseria gonorrhoeae.

Fungal diseasesFungi that cause opportunistic infections in patients with HIV/AIDS were discussed, particularly cryptococcal meningitis, Pneumocystis pneumonia, disseminated histoplasmosis and aspergillosis complicating pulmonary TB.

InfluenzaThe gold standard in testing is polymerase chain reaction, for which there are a number of commercial kits. The Centers for Disease Control and Prevention in the USA (USCDC) has an in-house test that is updated regularly; primers and probes are made available only to national reference laboratories and public health laboratories.

Methods used to establish the List

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Reproductive healthThe priority IVDs for reproductive health are point-of-care tests for syphilis, HPV infection and N. gonorrhoeae. WHO recommends that all pregnant women be screened for syphilis as part of the universal health coverage package. HPV testing and treatment of pre-cancerous cervical lesions are also part of the package for women, and WHO will launch a campaign on HPV testing in 2018. Point-of-care testing for N. gonorrhoeae is considered important to ensure appropriate selection of antibiotic.

Neglected tropical diseasesWHO focuses on three neglected tropical diseases: dengue, visceral leishmaniasis and schistosomiasis and soil-transmitted helminths. These infections present a range of challenges for health care: outbreak management for dengue, elimination and case management for leishmaniasis and mass drug administration for schistosomiasis and soil-transmitted helminths. For each disease, there is either a test for which performance has been assessed or a recent “diagnostic landscape” document.

Public health emergenciesThe emergencies addressed by WHO are cholera, Ebola virus disease, Lassa virus disease, Marburg virus disease, meningitis, Middle East respiratory syndrome coronavirus disease, plague, severe acute respiratory syndrome and yellow fever. The responsible technical group did not propose inclusion of IVDs for these diseases in the first EDL. It plans comprehensive mapping of IVDs for 35 diseases of concern and consultation with the United Nations Children’s Fund, Médecins Sans Frontières (MSF), USCDC, the International Federation of Red Cross and Red Crescent Societies, the United States Agency for International Development and the Department for International Development in the United Kingdom with a view to submitting candidate tests for the 2019 and 2020 editions of the EDL.

Noncommunicable diseasesThe priority is IVDs for cancer that can be widely used in low- and middle-income countries. At present, diagnosis of cancer requires anatomical pathology services, which are often weak or lacking in resource-poor settings. Screening tests for several cancers allow effective, affordable treatment of early-stage disease. These are cancers of the breast, cervix (HPV testing) and colo-rectum (faecal immunochemical tests in stool).

SAGE IVD agreed that the above list of priority conditions, with the addition of sepsis, could usefully guide prioritization of IVDs for inclusion in

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the next editions of EDL. With regard to antimicrobial resistance, SAGE IVD agreed that the GLASS list of priority pathogens for surveillance should guide assessment of candidate IVDs for the EDL.

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4. Integration of the EDL with other WHO initiativesThe SAGE IVD identified groups within WHO that are conducting work relevant to that of the SAGE IVD and agreed on the importance of coordinating the work.

WHO Expert Committee on Biological StandardizationThe WHO Constitution requires the Organization “to develop, establish and promote international standards with respect to biological and pharmaceutical products”. For this purpose, WHO has established expert committees, including the Expert Committee on Biological Standardization. The Committee has published a number of written standards on IVDs, invited discussion with the SAGE IVD and noted that it looked forward to discussing the report of the first SAGE IVD meeting at the meeting of the Committee in October 2018.

The SAGE IVD agreed that it should establish regular, formal communication with the Expert Committee on Biological Standardization on matters of common concern.

WHO priority status of HIV, tuberculosis, malaria, viral hepatitis, syphilis and human papillomavirusIt was proposed that the first EDL include tests relevant to WHO priority diseases – HIV infection, tuberculosis, malaria, viral hepatitis B and C, syphilis and HPV infection – for which there are WHO guidelines and technical reports, including recommendations for the IVDs to be used. The SAGE IVD considered:

■ the IVDs recommended for each of these diseases and the reasons for the recommendations;

■ the evaluation process used to recommend the tests; ■ how guidelines for testing and treatment in each disease were

developed, including evidence retrieval, assessment and synthesis; ■ how the recommendations are formulated; and ■ whether “grading of recommendations assessment, development

and evaluation” (GRADE) was used, when applicable, to assess the quality of evidence from studies for formulating recommendations.

The SAGE IVD agreed that:

■ existing recommendations for IVD use in the proposed WHO priority disease areas would form the basis for inclusion of IVDs in the first edition of the EDL;

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■ testing for cryptococcal antigen in blood and cerebrospinal fluid would be included in the HIV section; and

■ tests included in the EDL should be commercially available.

General laboratory testsA second area proposed for inclusion in the first EDL was general core and routine laboratory tests for clinical chemistry, haematology, blood transfusion, microbiology (virology, bacteriology, parasitology and mycology) and histopathology. For the first EDL, the tests proposed to the SAGE IVD were selected on the basis of the scientific validity of an analyte, i.e. the association between an analyte and a clinical condition or physiological state; and clinical utility. Many of these tests are required for effective management of patients with the high-priority diseases listed above and have already been described in WHO publications.7

The SAGE IVD agreed to include the proposed list of general laboratory tests in the first EDL.

WHO Prequalification of In Vitro Diagnostics The EDL and the list of the WHO Prequalification of In Vitro Diagnostics are complementary and distinct. The Prequalification lists include high-priority IVDs that have been assessed by WHO and are identified by brand (in contrast to the EDL, which lists categories of IVDs). Currently, the Prequalification lists has a narrower scope than the EDL. The inclusion of a category of tests on the Prequalification list is not a requirement for it to be considered for inclusion on the EDL. In the context of the EDL, the Prequalification lists should be considered a resource, as they list prequalified brands of products that correspond to certain categories of tests in the EDL. Relevant links are provided in the EDL.

The SAGE IVD noted that WHO prequalification plays an important role in increasing access to IVDs of assured quality, safety and performance. The Group affirmed that the EDL and the WHO programme for prequalification are complementary in improving access of Member States to IVDs.

The Prequalification of In Vitro Diagnostics requested guidance from the SAGE IVD with respect to its proposed process for selecting IVDs for review, which comprised the:

■ burden of disease associated with the target condition;

7 WHO documents reviewed to compile and propose the general lab tests for the first draft EDL are listed in the reference section under WHO sources for general laboratories

Integration of the EDL with other WHO initiatives

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■ health interventions associated with the IVD; ■ existence of WHO recommendations for the IVD; ■ EDL listing of the IVD; ■ current demand for similar tests; and ■ expectation of donor funding for supplying the IVD.

The SAGE IVD discussed the criteria and agreed that they were appropriate, with the addition of a public health impact on disease burden and deletion of the availability of donor funding. The Group agreed that prequalification of tests by WHO was neither necessary nor sufficient for their inclusion on the EDL.

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5. Procedures for revising the EDLThe SAGE IVD considered a draft process from the EDL Secretariat for adding, removing or updating IVDs in future editions of the EDL. The SAGE IVD agreed to form a working group to review and advise the EDL Secretariat on the application form. The EDL Secretariat proposed a timeline for submission and review.

The SAGE IVD agreed that all applications should include:

■ information on the applicant: – name of and information about the person or organization

making the application; and – name(s) of and information about the people or institutions

consulted on or supporting the application;

■ the disease or condition addressed: – evidence of the public health importance of the disease or

condition; – how the candidate IVD contributes to diagnosis or treatment;

and – how the disease or condition affects the mortality, morbidity,

quality of life or economic status of patients;

■ description of the IVD: – intended use, test utility and method; – specimen type and sample volume; – performance; – how results are provided to the intended user; – storage and transport requirements; and – biosafety requirements;

■ summary of evidence: – studies of diagnostic accuracy; – evaluations; – clinical evidence; – non-clinical data: appraisals of quality and ease of use;

■ social issues: – ethics;

Procedures for revising the EDL

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– human rights; and – equity;

■ impact on health care system: – comparative cost and cost–effectiveness; – resource and budget impact on health care systems, including

human resources and supplies of consumables; and – sustainability;

■ proposed text for the EDL.

The proposed process for review of applications for inclusion in the EDL is illustrated in Fig. 2.

The EDL will be updated annually. WHO will issue a call each year for applications to add IVD test categories to the next edition of the EDL, and additions will be made to the List to promote progress towards the goal of universal health coverage.

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6. Adaptation of the EDL for national listsThe SAGE IVD considered adaptation of the model EDL for national and institutional EDLs, including factors such as local patterns of prevalent diseases, the availability of diagnostics and treatments, including medicines, health care facilities and personnel, sustainability and affordability. The SAGE IVD asked that feedback from countries be solicited as a priority. It noted that there would be a process of trial, feedback and revision and suggested that WHO work with “pathfinder” countries to make the process more efficient.

It will be important that Member States adopt and adapt the EDL to establish national EDLs. Implementation of the lists will require investment in integrated, connected, tiered laboratory systems, with adequate human resources, training, laboratory infrastructure, and regulatory and quality assurance systems. The local costs of IVDs, supplies and reagents should also be considered.

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7. Recommendations The SAGE IVD made the following recommendations to the WHO Secretariat.

■ Recognizing the importance of tests for a wide variety of diseases, the EDL should include a broad list of general laboratory tests, as well as tests for the following initial set of diseases, pursuant to WHO policy and for which there is high-quality guidance: HIV infection, TB, malaria, hepatitis B, hepatitis C, HPV infection and syphilis.

■ The EDL Secretariat should consider including tests for the following priority diseases or conditions in future editions of the EDL: antimicrobial resistance, neglected tropical diseases, noncommunicable diseases, outbreaks and emergencies and sepsis.

■ The EDL Secretariat should include a detailed preface to the EDL to explain its objectives, limitations and guidance for use. The preface should include: the scope of the EDL, definitions of health service levels, the rationale for the contents and the importance of adapting the list to local or regional settings and conditions.

■ The EDL Secretariat should emphasize that, while the EDL provides a list of important tests for use at various levels of the health system, the list will not be useful without an integrated, connected, tiered laboratory system, with adequate human resources, training, laboratory infrastructure and regulatory and quality assurance systems.

■ Member States can adapt the EDL and prepare national or regional EDLs; they should also ensure the necessary mechanisms for impact.

■ Revise and update the WHO technical documents that constitute resources for the EDL to ensure that they are relevant and current. This task should be a priority, if necessary supported by WHO collaborating centres, other institutions and SAGE IVD.

■ Support EDL with a dedicated page on the WHO website containing information on IVDs and laboratories.

■ The EDL Secretariat should review the WHO prequalification process, and acknowledge that it plays an important role in increasing access to IVDs of assured quality, safety and performance. SAGE IVD appreciates that EDL and prequalification are complementary in improving access of Member States to IVDs.

On 20 April 2018, an open session was held with SAGE IVD members and representatives of nongovernmental organizations, trade associations and

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WHO Member States to discuss the outcomes of the first SAGE IVD meeting. It was agreed that, for future EDLs, an open session will be held before the SAGE IVD meeting to discuss issues raised during the open consultation.

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References1. Thirteenth General Programme of Work 2019–2023. Geneva: World Health Organization; 2018

(http://www.who.int/about/what-we-do/gpw-thirteen-consultation/en/).

2. The selection and use of essential medicines. Report of the WHO Expert Committee, 2017 (including the 20th WHO Model List of Essential Medicines and the 6th Model List of Essential Medicines for Children). Geneva: World Health Organization; 2017 (WHO Technical Report Series, No. 1006; https://apps.who.int/iris/handle/10665/259481, accessed 21 February 2019).

3. Global Health Observatory data on national lists of medical devices. Geneva: World Health Organization; 2017 (https://www.who.int/gho/health_technologies/medical_devices/lists/en/).

4. Consultation on technical and operational recommendations for clinical laboratory testing harmonization and standardization, 22–24 January 2008, Maputo, Mozambique. Geneva: World Health Organization; 2008 (http://www.who.int/healthsystems/round9_9.pdf).

5. Guidance for development of national laboratory strategic plans. Brazzaville: WHO Regional Office for Africa; Atlanta (GA): Centers for Disease Control and Prevention; 2009 (http://www.who.int/hiv/amds/amds_guide_dev_nat_lab_strat.pdf).

6. Guidance for procurement of in vitro diagnostics and related laboratory items and equipment. Geneva: World Health Organization; 2017 (https://apps.who.int/iris/handle/10665/255577).

7. Guide for national public health laboratory networking to strengthen integrated disease surveillance and response (IDSR). Brazzaville: WHO Regional Office for Africa; 2008 (http://www.afro.who.int/publications/guide-national-public-health-laboratory-networking-strengthen-integrated-disease).

8. Global Harmonization Task Force. Definition of the terms medical and in vitro diagnostic (IVD) medical device. Geneva: World Health Organization; 2012 (http://www.imdrf.org/docs/ghtf/find/891/technical-docs/ghtf-sg1-n071-2012-definition-of-terms-120516.pdf#search, accessed 3 May 2018).

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WHO sources used to select the general laboratory testsAsia Pacific strategy for strengthening health laboratory services (2010–2015). New Delhi: WHO Regional Office for South-East Asia and Manila: WHO Regional Office for the Western Pacific; 2010 (http://www.wpro.who.int/health_technology/documents/asia_pacific_laboratory_strategy2010-2015.pdf?ua=1).

Consolidated guidelines on the use of antiretroviral drugs for treating and preventing HIV infection: recommendations for a public health approach, second edition. Geneva: World Health Organization; 2016 (http://apps.who.int/iris/handle/10665/208825).

Guidelines on hepatitis B and C testing. Geneva: World Health Organization; 2017 (http://apps.who.int/iris/ /handle/10665/254621).

HEARTS Technical package for cardiovascular disease management in primary health care: access to essential medicines and technology. Geneva: World Health Organization; 2018 (WHO/NMH/NVI/18.3; http://apps.who.int/iris/handle/10665/260420).

Interagency list of priority medical devices for essential interventions for reproductive, maternal, newborn and child health. Geneva: World Health Organization; 2015 (http://www.who.int/medical_devices/publications/interagency_med_dev_list/en/).

Laboratory quality standards and their implementation. Manila: WHO Regional Office for the Western Pacific; and New Delhi: WHO Regional Office for South-East Asia; 2011 (https://apps.who.int/iris/handle/10665/205405).

WHO expert meeting report on short, medium and longer term product development priorities in HIV-related diagnostics, 6–7 June 2012, Geneva, Switzerland. Geneva: World Health Organization; 2012 (https://apps.who.int/iris/handle/10665/75971).

WHO Global Model Regulatory Framework for Medical Devices including in vitro diagnostic medical devices. WHO Medical device technical series. Geneva: World Health Organization; 2017 (https://apps.who.int/iris/handle/10665/255177).

WHO guide for the stepwise laboratory improvement process towards accreditation in the African Region (SLIPTA). Brazzaville: WHO Regional Office for Africa; 2015 (http://www.afro.who.int/publications/who-guide-stepwise-laboratory-improvement-process-towards-accreditation-slipta-african).

WHO list of priority medical devices for cancer management. WHO Medical device technical series. Geneva: World Health Organization; 2017 (https://apps.who.int/iris/handle/10665/255262).

Manual of basic techniques for a health laboratory, 2nd edition. Geneva: World Health Organization; 2003 (https://apps.who.int/iris/handle/10665/42295).

Screening donated blood for transfusion-transmissible infections: recommendations. Geneva: World Health Organization; 2009 (http://apps.who.int/iris/handle/10665/44202).

Use of glycated haemoglobin (HbA1c) in the diagnosis of diabetes mellitus: abbreviated report of a WHO consultation. Geneva: World Health Organization; 2011 (WHO/NMH/CHP/CPM/11.1; https://apps.who.int/iris/handle/10665/70523).

The sources also includedWHO publications on medical devices (http://www.who.int/medical_devices/publications/en/).

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Acknowledgements WHO acknowledges the technical input of all SAGE IVD members and WHO programmes and comments from various nongovernmental organizations, industry, academics and other stakeholders and from the EDL Secretariat.

WHO thanks the Department for International Development, United Kingdom, for providing a funding grant to support the EDL.

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Annex 1

Participants in the first meeting of the WHO Strategic Advisory Group of Experts on In Vitro DiagnosticsGeneva, Switzerland, 16–20 April 2018

Members8

Professor G. Araj, Director of Clinical Microbiology, Department of Pathology and Laboratory Medicine, American University of Beirut Medical Center, Lebanon

Dr S. Best, former Director, National Serology Reference Laboratory, Fitzroy, Victoria, Australia

Dr R. Bhatia, former Director, Communicable Diseases, WHO Regional Office for South-East Asia, New Delhi, India

Dr J.Y. Carter, Technical Director, Clinical and Diagnostics, Amref Health Africa, Nairobi, Kenya

Professor F. Chappuis, Head, Division of Tropical and Humanitarian Medicine, and Associate Professor, University Hospitals of Geneva; Medical Advisor (human African trypanosomiasis), Médecins Sans Frontières, Switzerland

Professor J. Deeks, Biostatistics, Evidence Synthesis and Test Evaluation Research Group, Institute of Applied Health Research, University of Birmingham, Birmingham, England

Professor A.O. Emeribe, Laboratory of Haematology and Blood Transfusion Science, University of Calabar, Etagbor; Registrar and Chief Executive Officer, Medical Laboratory Science Council of Nigeria, Abuja, Nigeria

Professor H.Y. Faye-Kette, Microbiology, Bacteriology and Virology, Medical Sciences School, University Felix Houphouet-Boigny, Abidjan, Côte d’Ivoire

Dr S.A. Hojvat, consultant, Rockville (MD), USA

Professor H. Huang, Director, National Tuberculosis Clinical Laboratory, Centres for Disease Control, Beijing, China

Professor J. Jacobs, Tropical Laboratory Medicine, Institute of Tropical Medicine, University of Antwerp, Antwerp, Belgium

Dr N. Janejai, Deputy Director, National Institute of Health, Department of Medical Sciences, Nonthaburi, Thailand

8 Unable to attend: Professor P.E. Castle, Department of Epidemiology and Population Health, Albert Einstein College of Medicine, New York City (NY), United States of America (USA); Dr W. Sikhondze, Technical Advisor and Research Coordinator, Swaziland National Tuberculosis Control Programme, Mbabane, Eswatini.

Annex 1

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Professor A. Newland, Haematology, The Royal London Hospital, Barts Health NHS Trust, London, England

Professor M. Pai, Canada Research Chair in Epidemiology and Global Health; Director, McGill Global Health Programmes; Associate Director, McGill International TB Centre; McGill University, Montreal, Canada

Professor R. Peeling, Chair of Diagnostics Research, London School of Hygiene and Tropical Medicine; Director, International Diagnostics Centre, London, England

Professor O. Perovic, Principal Pathologist, Antimicrobial Resistance Laboratory and Culture Collection Centre for Healthcare-Associated Infections, Antimicrobial Resistance and Mycoses; Associate Professor, University of Witwatersrand, Johannesburg, South Africa

Dr K. Walia, Lead, Antimicrobial Surveillance Network, Senior Scientist, Division of Epidemiology and Communicable Diseases, Indian Council of Medical Research, New Delhi, India

ObserversProfessor K. Cichutek, Paul-Ehrlich Institute, Langen, Germany

Dr C. Morris, National Institute for Biological Standards and Control, Ridge, Hertfordshire, England

Secretariat (World Health Organization, Geneva, Switzerland)Ms A. Alic, Ethics Officer, Compliance and Risk Management and Ethics

Dr T. Besselaar, Technical Officer, High Threat Pathogens

Ms B. Cappello, Technical Officer, Innovation, Access and Use, Department of Essential Medicines and Health Products

Ms E. Cooke, Head, Regulation of Medicines and Other Health Technologies, Department of Essential Medicines and Health Products

Dr J. Cunningham, Technical Officer, Prevention Diagnostics and Treatment, Global Malaria Programme

Dr S. Garner, Coordinator, Innovation Access and Use, Department of Essential Medicines and Health Products

Dr C. Gilpin, Scientist, Laboratories, Diagnostics and Drug Resistance, Global TB Programme

Ms L. Hattingh, Berkeley (CA), United States of America (USA) (WHO Consultant)

Dr S. Hill, Director, Department of Essential Medicines and Health Products

Dr A. Ilbawi, Technical Officer, Management of Noncommunicable Diseases

Dr I. Knezevic, Team Leader, Technologies, Standards and Norms, Department of Essential Medicines and Health Products

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Dr A.C. Kuesel, Scientist (Intervention Research), UNICEF/UNDP/World Bank/UN Special Programme for Research and Training in Tropical Diseases

Dr F.X. Lery, Coordinator, Technologies, Standards and Norms, Department of Essential Medicines and Health Products

Dr L. Moja, Technical Officer, Innovation, Access and Use, Department of Essential Medicines and Health Products

Dr F.G. Moussy, Scientist, Innovation, Access and Use, Department of Essential Medicines and Health Products

Mr D. Mubangizi, Coordinator, Prequalification Team, Department of Essential Medicines and Health Products

Murtagh, Evanston, IL, USA (WHO Consultant)

Dr W.A. Perea Caro, High Threat Pathogens, WHO Health Emergencies Programme

Ms M.M. Perez Gonzalez, Technical Officer, Prequalification Team, Department of Essential Medicines and Health Products

Dr C.L. Pessoa da Silva, Medical Officer, Surveillance Team, Antimicrobial Resistance

Mrs I. Prat, Technical Officer, Prequalification Team, Department of Essential Medicines and Health Products

Mr J. Quirin, Legal Officer, Office of the Legal Counsel

Ms M. Rabini, Technical Officer, Innovation, Access and Use, Department of Essential Medicines and Health Products

Ms A. Sands, Safety and Vigilance Team, Department of Essential Medicines and Health Products

Professor L. Schroeder, Chemical Pathology, Director of Point of Care Testing; Associate Director, Chemical Pathology, Clinical Pathology, Department of Pathology, University of Michigan, Ann Arbor (MI), USA (WHO Consultant)

Dr M. Simão, Assistant Director-General, Access to Medicines, Vaccines and Pharmaceuticals

Dr S. Swaminathan, Deputy Director-General for Programmes

Dr M. Taylor, Medical Officer, Human Reproduction

Dr W.S.K. Urassa, Scientist, Prequalification Team, Department of Essential Medicines and Health Products

Mrs A. Velazquez Berumen, Senior Adviser, Innovation, Access and Use, Department of Essential Medicines and Health Products

Dr L. Vojnov, Technical Officer (Diagnostics Adviser), Treatment and Care, HIV/AIDS

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Annex 2

Declarations of interest of SAGE IVD members

Professor Madhukar Pai advised the Group that he had been a consultant with the Bill & Melinda Gates Foundation and provided technical assistance to their TB India Program. The consultancy ended on 31 March 2018. He is a member of the Scientific Advisory Committee of the Foundation for Innovative New Diagnostics (FIND) and serves on the Access Advisory Committee of the Global Alliance for TB Drug Development. Since 2015, he has also been part of WHO’s Strategic and Technical Advisory Group for TB.

Dr Susan Best advised the Group that she was given support by DiaSorin to attend a European Society of Clinical Virology conference in Italy in September 2017, where she presented a poster that reported on the performance of the DiaSorin Liaison hepatitis B immunoassay in blood specimens collected from cadavers. DiaSorin did not financially support the work that led to the presentation.

Dr Jonathan Deeks advised the Group that he reviewed WHO guidelines related to diagnostics for TB, malaria, HIV and hepatitis with a view to harmonizing processes. Dr Deeks also developed background materials for the HIV department to support their guideline development.

Dr Sally Hojvat advised the Group that, in 2016–2017, she reviewed dossiers on two HPV diagnostic devices and subsequent responses on deficiencies from diagnostics companies for the WHO prequalification team. She also reviewed several documents on product technical specifications for the WHO prequalification team in 2016–2017. Additionally, she provides advice to a regulatory contractor for non-profit institutions and commercial diagnostic companies on matters related to the US Food and Drug Administration pre- and post-commercialization regulatory policy, which involves infectious disease diagnostics (except for HIV laboratory tests of moderate complexity). She provides advice to the same contractor on matters related to the protection of human subjects in clinical trials for diagnostic devices. Further, Dr Hojvat was the Director of the Division of Microbiology at the US Food and Drug Administration, which was responsible for reviewing and evaluating the safety and effectiveness of all IVD microbiology devices (reagents, software and instruments) submitted to the US Food and Drug Administration for pre-market device clearance, approval, waiver of the Clinical Laboratory Improvement Amendments and Emergency Use Authorization and was responsible for ensuring pre-market and post-market compliance associated with IVD microbiology devices. She also represented the US Food and Drug Administration on human subject protection

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and was responsible for outreach on IVDs for infectious diseases, including the response to emerging pathogens such as influenza H1N1, Middle East respiratory syndrome, and Ebola virus, and potential biological threats such as anthrax and plague, working with US health and human services agencies (Biomedical Advanced Research and Development Authority, National Institutes of Health, Public Health Emergency Medical Countermeasures Enterprise), the Department of Defense research laboratories and WHO prequalification regulatory teams.

The EDL Secretariat reviewed the disclosures listed above and concluded that these experts had no conflict of interest in respect of the meeting and could fully participate.

W H O T e c h n i c a l R e p o r t S e r i e s

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First WHO Model List of Essential In Vitro Diagnostics

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iagnosticsW

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ISBN 978 92 4 121026 3

This report presents the First WHO Model List of Essential In Vitro Diagnostics (EDL) and recommendations by the Strategic Advisory Group of Experts on In Vitro Diagnostics (SAGE IVD), commissioned to act as an advisory body on matters of global policies and strategies related to in vitro diagnostics (IVDs). The report described the scope and recommended use of the List and details of the methods, the criteria for prioritizing IVDs and the procedures for establishing the List. It also includes the procedures for updating the List, its integration with other WHO initiatives and its adaption to national contexts. Finally, it contains recommendations from the SAGE IVD on EDLs.