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Finding Answers: Disparities Research for Change
A National Program of the Robert Wood Johnson Foundation at the University of Chicago
How Cultural Competency, Language Access, and Health Literacy Are Integrated Into Programs and Interventions Aimed At
Reducing Disparities
Marshall H. Chin, MD, MPH
Richard Parrillo Family Professor
Director, RWJF Reducing Health Care Disparities Through Payment and Delivery System Reform
University of Chicago
Finding Answers: Disparities Research for Change
A National Program of the Robert Wood Johnson Foundation at the University of Chicago
Disclosures / Funding AHRQ T32 HS00084, K12 HS023007, U18
HS023050 The Commonwealth Fund HRSA John A. Hartford Foundation Merck Foundation NIDDK K24 DK071933, R18 DK083946-01A1, P30
DK092949 Robert Wood Johnson Foundation National Quality Forum committees President, Society of General Internal Medicine CMS Innovation Center – technical assistance
Finding Answers: Disparities Research for Change
A National Program of the Robert Wood Johnson Foundation at the University of Chicago
A Roadmap and Best Practices for Organizations to Reduce Racial and Ethnic Disparities in Health Care
Chin MH, et al. JGIM 2012; 27(8):992-1000
www.solvingdisparities.org
Finding Answers: Disparities Research for Change
A National Program of the Robert Wood Johnson Foundation at the University of Chicago
Roadmap for Reducing Racial and Ethnic Disparities in Care
1) Recognize disparities and commit2) Implement QI infrastructure and
process3) Make equity an integral part of
quality4) Design intervention(s)5) Implement, evaluate, and adjust
intervention(s)6) Sustain intervention(s) Chin MH et al. JGIM 2012; 27:992-
1000
Finding Answers: Disparities Research for Change
A National Program of the Robert Wood Johnson Foundation at the University of Chicago
Roadmap for Reducing Racial and Ethnic Disparities in Care
#1 Recognize disparities and commit to reducing them
Chin MH. Ann Intern Med 2008; 149:206-208.
Finding Answers: Disparities Research for Change
A National Program of the Robert Wood Johnson Foundation at the University of Chicago
Examine Your Performance Data Stratified by Race, Ethnicity,
Language, and SES
Individual and organizational readiness to change
Finding Answers: Disparities Research for Change
A National Program of the Robert Wood Johnson Foundation at the University of Chicago
Make Sure Your Disparities Training is State of the Art
SGIM Goals for Health Disparities Courses
Existence of disparities, etiologies, solutions
Mistrust, subconscious bias, stereotyping
Communication, trust building Commitment to reduce disparities
Smith WR et al. Ann Intern Med 2007; 147:654-665
Finding Answers: Disparities Research for Change
A National Program of the Robert Wood Johnson Foundation at the University of Chicago
Univ. of Chicago Course• Self-insight exercises• Field trips & Chicago history• Group disparities project• Reflective essays and discussion• Individual patient care (e.g.
interpreters) and policy (e.g. Medicare)
• Advocacy Vela et al. JGIM 2008; Vela et al. JGIM 2010.
Finding Answers: Disparities Research for Change
A National Program of the Robert Wood Johnson Foundation at the University of Chicago
Stratified Data and Cultural Competency Training Alone
Do Not Improve Clinical Performance Measures
Disparity data interventions helpful but not sufficient
Knowledge/attitude interventions helpful but not sufficient - Sequist TD et al. Ann Intern Med 2010
Finding Answers: Disparities Research for Change
A National Program of the Robert Wood Johnson Foundation at the University of Chicago
Hillary Clinton, Black Lives Matter, and Movement Advocacy
Finding Answers: Disparities Research for Change
A National Program of the Robert Wood Johnson Foundation at the University of Chicago
Hillary Clinton and Black Lives Matter
“You can get lip service from as many white people you can pack into Yankee Stadium and a million more like it who are going to say: ‘We get it, we get it. We are going to be nicer,’ ” she says. “That’s not enough, at least in my book.”
NY Times. Aug. 19, 2015
“I don’t believe you change hearts,” Mrs. Clinton says, summarizing her basic view of social policy movements. “I believe you change laws, you change allocation of resources, you change the way systems operate.”
Finding Answers: Disparities Research for Change
A National Program of the Robert Wood Johnson Foundation at the University of Chicago
Roadmap Step 2 Implement basic quality
improvement structure and process – Quality culture– Quality improvement team– Goal setting and measuring– Local champion– Leadership support
Finding Answers: Disparities Research for Change
A National Program of the Robert Wood Johnson Foundation at the University of Chicago
Roadmap Step 3
Make equity an integral component of quality improvement efforts
Finding Answers: Disparities Research for Change
A National Program of the Robert Wood Johnson Foundation at the University of Chicago
IOM Model of Quality
Crosscutting
Dimensions
EQUITY
VALUE
Components of Quality Care
Type of Care
Chronic condition management
Acute
Treatment
Preventive
Care
Effectiveness
Safety
Timeliness
Patient/family-centeredness
Care Coordination
Health Systems Infrastructure Capabilities
Access
Efficiency
Crosscutting
Dimensions
EQUITY
VALUE
Components of Quality Care
Type of Care
Chronic condition management
Acute
Treatment
Preventive
Care
Effectiveness
Safety
Timeliness
Patient/family-centeredness
Care Coordination
Health Systems Infrastructure Capabilities
Access
Efficiency
Finding Answers: Disparities Research for Change
A National Program of the Robert Wood Johnson Foundation at the University of Chicago
Roadmap Step 4 Design intervention(s)
– Determine root causes– Consider 6 levels of influence– Review literature– Learn from peers– Consider specific interventions
Finding Answers: Disparities Research for Change
A National Program of the Robert Wood Johnson Foundation at the University of Chicago
Roadmap Step 4 Design intervention(s)
– Determine root causes Process mapping Talk to target population, not just proxies
– Minority providers may not be proxies for the target population
Finding Answers: Disparities Research for Change
A National Program of the Robert Wood Johnson Foundation at the University of Chicago
Conceptual Model
Provider
Patient
Financing / Regulation / Accreditation
Health CareOrganization
Person
Community
Process
Outcomes
Access
Chin MH et al. Med Care Res Rev 2007
Chin MH & Goldmann D. JAMA 2011
Finding Answers: Disparities Research for Change
A National Program of the Robert Wood Johnson Foundation at the University of Chicago
6 Levels of Influence: Cultural Competency, Language Access, Health Literacy Policy:
Clinical performance standards – reimburse.Structural measures of culturally competent organization – e.g. interpretersClinical outcomes
Equity index tools to rate organizationsMandated through legislation
Finding Answers: Disparities Research for Change
A National Program of the Robert Wood Johnson Foundation at the University of Chicago
6 Levels of Influence Health Care Organization: Diversity, Inclusion, and Equity
initiativesEquity as a true strategic priority
Senior leadershipResources and core team to
facilitate and help move mountains within organizations
Finding Answers: Disparities Research for Change
A National Program of the Robert Wood Johnson Foundation at the University of Chicago
6 Levels of Influence Microsystem: Integration of language
services and interpreters into care team; make easy to access for providers
Provider: Working with interpreters; Cultural competency training; Shared decision making training
Finding Answers: Disparities Research for Change
A National Program of the Robert Wood Johnson Foundation at the University of Chicago
6 Levels of Influence Patient/Family: Patient
empowerment; Shared decision making training; Easy access to language services
Community: Community empowerment; community health workers; Social determinants of health
Finding Answers: Disparities Research for Change
A National Program of the Robert Wood Johnson Foundation at the University of Chicago
Roadmap Step 4 (Cont.) Evidence-based strategies
– Multifactorial attacking different levers– Culturally tailored QI– Team-based care– Families and non-health partners– Patient navigators– Interactive skills-based
training
Finding Answers: Disparities Research for Change
A National Program of the Robert Wood Johnson Foundation at the University of Chicago
Roadmap Step 5 Implement, evaluate, and adjust
intervention(s)
Finding Answers: Disparities Research for Change
A National Program of the Robert Wood Johnson Foundation at the University of Chicago
Consolidated Framework for Implementation Research
Intervention (relative advantage) Outer (external incentives) Inner (culture) Individuals (beliefs) Process (plan, execute, evaluate)
Damschroder et al. Implement Sci 2009; 4:50.
Finding Answers: Disparities Research for Change
A National Program of the Robert Wood Johnson Foundation at the University of Chicago
Behavior Change Theory Beliefs and knowledge
– Why innovations are good Social norms
– It’s the culture / QI collaboratives Environmental factors
– Incentives Self-efficacy
– Coaching / QI collaboratives
Finding Answers: Disparities Research for Change
A National Program of the Robert Wood Johnson Foundation at the University of Chicago
Motivation Intrinsic
– Professionalism– Do the right thing
Extrinsic– Financial– Other rewards
Finding Answers: Disparities Research for Change
A National Program of the Robert Wood Johnson Foundation at the University of Chicago
Roadmap Step 6 Sustain intervention(s)
– Institutionalization Culture, incentives, integrate into daily
operations– Societal Business Case
Direct medical costs - $229 billion 2003-2006
Indirect costs - $1 trillion 2003-2006 Healthy national workforce – US Census
Bureau– 2050 – Hispanic 30%, Black 13%, Asian 8% Laveist TA 2009; US Census Bureau 2008.
Finding Answers: Disparities Research for Change
A National Program of the Robert Wood Johnson Foundation at the University of Chicago
Where’s the Business Case?
Finding Answers: Disparities Research for Change
A National Program of the Robert Wood Johnson Foundation at the University of Chicago
Roadmap Step 6 Sustain intervention(s)
– Values – Right thing to do– Business Case – Align policy incentives
Global payments – Accountable care organizations (ACOs), bundled payments
Population health Pay-for-performance Link community & health care system - CDC,
HHS Community needs assessment for non-profit
hospitals
Finding Answers: Disparities Research for Change
A National Program of the Robert Wood Johnson Foundation at the University of Chicago
RWJF Reducing Health Care Disparities Through Payment and Delivery
System Reform
Program Office at University of Chicago
Delivery system intervention Payment reform
– Pay for performance– Global payment– Shared savings
Finding Answers: Disparities Research for Change
A National Program of the Robert Wood Johnson Foundation at the University of Chicago
Heckler Report 1985
Finding Answers: Disparities Research for Change
A National Program of the Robert Wood Johnson Foundation at the University of Chicago
CMS (Medicare & Medicaid)Align the Financial
Incentives Require public reporting of stratified disparities data
Strengthen incentives for prevention and primary care– Global payment / shared savings– Update MD RVU payment schedule – cognitive – Encourage intersectoral partnerships
Pay for reducing disparities– Include equity accountability measures in
payment programs
Finding Answers: Disparities Research for Change
A National Program of the Robert Wood Johnson Foundation at the University of Chicago
Align the Financial Incentives 2 Align equity measures across public &
private payors Take care of safety net providers
– Adequate payment– Calibrate DSH cuts to insurance
expansion– Support for quality improvement– Risk adjustment to create level playing
field Conduct payment and delivery demo
projects Have explicit equity lens - payment and QI
Finding Answers: Disparities Research for Change
A National Program of the Robert Wood Johnson Foundation at the University of Chicago
Leadership Matters
“Leadership matters. It is our professional responsibility as clinicians, administrators, and policymakers to improve the way we deliver care to diverse patients. We can do better.”
Chin MH. NEJM 2014; 317:2331-2.
Finding Answers: Disparities Research for Change
A National Program of the Robert Wood Johnson Foundation at the University of Chicago