FINANCIAL DISCLOSURE REPORT Report Required by the …...- Automatic Data Processing, Inc. els -...

____________ _ Date _____ _

A0-10

ev. l/20t.l4

.Report .Required by the Ethics FINANCIAL DISCLOSURE REPORT in Government Act of 1978

2004 (5 U.S.C. app. §§ 101-111)

I. Person Repor

Brotman, Stanl

ting (Last name, First name. Middle initial)

ey S

2. Court or Organization

U.S.D.C, New Jersey

3. Date ofReport

05/12/2005

4. Title (Article

magistrate judge

U.S. District Jud

Ill Judges indicate active or senior status;

s indicate full- or part-time)

ge/Sr. Status

5. ReportTypc (check appropriate type)

@ Nomination, Date

@Initial @Annual @Final

6. Reporting Period

01/01/2004

to

12/31/2004

7. Chambers or

6030 M.H. Cohe

4th & Cooper St

Camden, NJ 08

Office Address

n US Courthouse

reets, Box I 029

102-1029

8. On the basis of the info1mation contained in this Report and any

modifications pertaining thereto, it is, in my opinion, in compliance

with applicable laws and regulations.

Reviewing Officer

IMPORTANT NOTES: The instructions accompanying this form must be followed. Compll'.te all parts, checking the NONE box for each part

where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; sec pp. 9-13 of filing instructions)

D NONE - (No reportable positions.)

1.

2.

Chairman

NAME OF ORGANIZATION/ENTITY

ABA Judicial Immigration Education Project

(Reporting individual only; see pp. 14-16 offiling instructions) II. AGREEMENTS.

NONE - (No reportable agreements.)

PARTIES AND TERMS

I.

1,_.,j

: i C)

--

DESCRIPTION

5.

Name of Person Reporting FINANCIAL DISCLOSURE REPORT Date of Report

Brotman, Stanley S 05/12/2005

III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 of filing instructions)

A. Filer's Non-Investment Income

NONE - (No reportable non-investment income.)

I.

SOURCE AND TYPE GROSS INCOME

(yours, not spouse's)

B. Spouse's Non-Investment Income - (If you were married during any portion of the reporting year, please complete this section. Dollar amount not required except for honoraria.)

D NONE - (No reportable non-investment income.)

SOURCE AND TYPE

I. 2004 Director, American Automobile Association, Club of South New Jersey

IV. REIMBURSEMENTS transportation, lodging, food, entertainment.

(Includes those to spouse and dependent children. See pp. 25-27 of instructions.)

D NONE (No such reportable reimbursements.) -

SOURCE

I. Seminar on "Law and Terrorism", !'.JC 3/10 - 3112/04, Durham, N.C. (Discussion, Lodge, Food)

2. NY Intellectual Property Law Association 3/26 - 3127/04 , New York City (Lodge, Food)

3. National Workshop for District Judges, FJC 4119 - 4/21/04, Phila, PA (Discussion, Trans., Lodge, Food)

4. Joint Workshop for 2nd & 3rd Circuit Judges, FJC 4/25 - 4/27/04, New Paltz, NY (Discussion, Trans., Lodge, Food)

Third Circuit Judicial Conference 11/2 - 11/5/04, Hershey, PA (Discussion, Trans., Lodge, Food)

FINANCIAL DISCLOSURE REPORT Name of Person Reporting

Brotman, Stanley S

Date of Report

05/12/2005

V. GIFTS. (Includes those to spouse and dependent children. See pp. 28-31 of instructions.)

NONE - (No such reportable gifts.)

DESCRIPTION

1.

VI. (Includes those of spouse and dependent children. See pp. 32-34 of instructions.)

DESCRIPTION VALUE CODE

1.

LIABILITIES.

NONE - (No reportable liabilities.)

CREDITOR

(4)

------

-FINANCIAL DISCLOSURE REPORT Page 1 of9

Name of Person Reporting

Brotman, Stanley S

Date of Report

05/12/2005

-- income, value, trnnscntions (incllldes those ofthe spouse and dependent children. See pp. 34-:57 of filing instructions.)VII. INVESTMENTS and TRUSTS

A.

Description of Assets (including tmst assets)

Place "(X)" alkr each asset exempt from prior disclosure

D NONE (No reportable income, assets, or transactions)

1. Advantage Primary Liq. Fd/Oppenheimer

2. U.S.Enviro Systems,Ine. e/s (formerly Cogenic Energy) System

3. General Electric c/s

4. Xerox Corporation c/s

5. PNC Bank c/s

6. Sun Nat.Bank, Vineland, NJ (chkg acct)

7. Israel Bonds

8. Wachovia Cap. Acct., formerly Command Money Fund/Prudential

9. Wachovia Corp.

10. Israel Bonds

11. Minotola National Bank, Vineland, NJ (checking)

12. TRUST:

13. - GlenmedeFund Inc-Tax Exempt Cash Port prin. cash&reserve

14. - Passaic Co. NJ Genl Imp! Mbia(dtd 12/l/92;due 12/01 /05)

15. - NJ St Hwy Au Esc (dtd 8/15/78;due l /1/11)

16. - Little Egg Hbr Mun Util Wtr & Swr(dtd 3/l/97;due 7/1/06)

17. - NJ St Edi Fae Auth Drew Univ. (dtd 3/15/97;due 3/1/04)

18. - Manalapan EnglishtownNJRegl BrdEd(dtd 6/1/93;due5/I/07)

B. I ncomc during.

reporting period

(I) (2)

Amount Type (e.g. Code 1 div. rent. or

(A-H) int.)

A Interest

A None

B Dividend

A Dividend

B Dividend

A Interest

A Interest

B Interest

A Dividend

A Interest

A Interest

c Interest

c Interest

A Interest

B Interest

B lnterest

c Interest

c. D.

Gross value at end of Transactions drning reporting period report ing period

(I) (2) (1) Ifnot exempt from disclosure

Value Value Code 2 Method

(J-P) Code3

(Q-W)

J T

J T

L T

K T

K T

K T

J T

J T

K T

J T

J T

M T

K T

J T

K T

L T

L T

(2) (3)

Type (e.g. Date: Value buy, sell, Month- Code2 merger. Day (J-P)redemption)

Called 1/2 J

Maturity 3/1 L

(5)

Gain Identity of

Code I buyer/seller

(A-H) (if private transaction)

I. Income/Gain Codes: A = $I ,000 or less B =$1,00 l -S2,500 c = $2,501-$5,000 D = $5,001-$15,000 E = $15,001-$50,000

(See Columns Bl and 04) F - $50.001-$100,000 G = $100,001-$1,000,000 HI =•SI.000,001-$5,000,000 H2 =More than $5,000,000

2. Value Codes: ·"· S 15,000 or kss K = $15,00!-S50.000 L =· S50,00l-$100.000 M = $100,001-$250,000

(See Columns CI and D3 l N = S250.000-S500,000 0 = $500,001-$1,000,000 Pl = $1,000,001-$5,000,000 P2 = $5,000,001-$25,000,000

l'.l $2)_000.00 l-$511_0110,000 P4 $More than $50.000.000

3. Value Metlwd Codes 0 -- !\pprnisal R "'· Cost (Real Estate Only)

·

S •· Assessment T = Cash/Market

(See Cohmrn C21 l! = Ro,1k Value V =Other ------- -- · -- - · - -·--- --------------- -·-· -------· · ·----

W = Estimated

(3) (4) (5)

- ----· ---------

FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report

Page 2of9 Brotman, Stanley S 05/12/2005

VII. INVESTMENTS and TRUSTS -- income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)

A. B. c. D.

Description of Assets Income during

reporting petiod Gross value at end (lf reporting period

Transactions during reporting period

(including tmst assets)

19.

20.

21.

22.

23.

24.

25.

26.

27.

28.

29.

30.

31.

32.

33.

34.

35.

36.

(I) (2)

Place "'(X)" after each asset exempt Amount Type (e.g.from prior disclosure Code I div. rent. or

(A-H) int.}

- Gloucester Cnty NJ G.O. (dtd 1011197; due 211108) B Interest

- General Electric Co. els

- Colgate Palmolive Co. els

- Johnson & Johnson els

- Merck & Co., Inc. els

- Royal Dutch Petroleum New els

- City Group, Inc. els

- Fed Nat'! Mtg Assn. els

- Bank of America els

- Automatic Data Processing, Inc. els

- Microsoft Corp. els .

- SBC Communications, Inc. els

- Intel Corp. els

- Chase Manhattan Corp.els

Daimler Chrysler els

IBM els

Pepsico, Inc. els

Sara Lee Corp. els .

B Dividend

A Dividend

A Dividend

A Dividend

B Dividend

B Dividend

A Dividend

B Dividend

A Dividend

A Dividend

B Dividend

B Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

(l) (2) (!) If not exempt from disclosure

(2)

Value Value Type (e.g. Date: Value Gain Identity of Code2 Method buy, sell, Month- Code 2 Code I buyer/seller (J-P) Code3 merger Day (J-P) (A-H) (if private

(Q-W) redemption) transaction)

L T

L T

K T Partial Sale 9/22 K E

K T

K T Sale 10/5 K E

L T

L T

K T Sale 2126 K E

K T Stock Split 8130 K

K T

K T Part II/I J B Redemp

K T Sold 3123 K D

J T

J T

J T

M T

J T

J T

-·· ··----- ---· ·--- -----·- - -· ---·----

I. Income/Gain Code : A = S 1,000 orbs 8 = $I .001-$2.500 c = $2,501-$5,000 D = $5,001-$15,000 E = s15,00 l-$50,000

(See Columns BI and D4) F - $50.00 I -$H>0,0(!0 G = $I r10.orl1-$ i..OOO,OOO HI •• S i.000,00l-S5,000.000 H2 =· More than $5,000,000

2. Value Codes: •· Sl5,000 or loss K = $15,001-$50.000 L .•. 550,001-$100.000 M •. $I 00,001-$250.000

(See Colunrns Cl and D.1) N = S250.000-S50ll,OOD 0 = $500.001-$1,000,000 Pl =SI ,OOO,OOl-S5,000,000 P2 = $5,000,001-$25,000,000

P.l " $25.000.001-$5C1,01lO,OOO P4 - More 1ban $50,000,000

3. Value Method Codes Q -= Appraisal R · Coot (Real Estate Only) s · Assessment T • Caoh/Market

[See C\)lmnn C2J \; = B<X)k Value \I =Uthe,. w Estimated

(2)

·--------------------

----------------------------�


Page 3of9, Brotman, Stanley S 05/12/2005

VII. INVESTMENTS and TRUSTS -- income, value, transcations (includes those of the spouse and dependent children. Sec pp. 34-57 of filing instrnctions.)

A. B. c. D. Income during Gross value at end of Transactions during reporting period

Desc1iption of Assets reporting period reporting period (including tmst assets)

(I) (2) (I) (2) (I) If not exempt from disclosure

(3) (4) (5) Place "(Xl" atlcr each asset exempt Amount Type (e.g. Value Value Type (e.g. Date: Value Gain Identity of from prior disclosure Code I div. rent. or Code 2 Method buy, sell, Month- Code 2 Code 1 buyer/seller

(A-H) int.) (J-P) Code3 merger\> Day (J-P) (A-H) (if private (Q-W) redemption) transaction)

37. Specialty Retail Group, Inc. c/s None J T

38. THE GLENMEDE TRUST CO.(IRA I):

39. - Glenmede Fund, Inc.: Strategic Equity Part A Int/Div M T

40. THE GLENMEDE TRUST CO.(IRA2):

41. - Glenmede Fund, Inc. : Strategic Equity Part A Int/Div K T

42. THE GLENMEDE TRUST CO. INVESTMENT ADVISORY:

43. - Glenmede Fund, Inc.: Strategic EquityPart B Dividend L T

44. Verizon c/s A Dividend J T

45. Pepsico, Inc. c/s A Dividend J T

46. Motorola, Inc. c/s A Dividend J T

47. J.P.Morgan Chase c/s A Dividend K T

48. Intel c/s A Dividend K T

49. NJ Healthcare Fae. (dtd 7/1/94; due 7/1/03) A Interest J T

50. Edgewater NJ Series 1997 (dtd 9/15/97; due 7/2 004) A Interest J T Maturity 7115 J

51. Somerset Cty,NJ,Gen.Obl.Series A Interest K T l 998(dtd I 2/J/98;duel 2/1 /06)

52. Israel Bonds A Interest J T

53. Vodaphone AirTouch c/s A Dividend K T

54. -TRUST:

I. lncorne/Gain Codes: A = S 1,000 or Jess B = $1.001-$2,500 c = $2,501-S5,000 D = $5,001-$15,000 E = $15,001-$50,000

(See Columns BI and D4) F = $50.001-$!00,000 G = $100,001-$1,000,000 HI = $1,000,001-$5,000,000 H2 = More than $5,000,000

2. Value Codes: = S 15,000 or Jess K = $15,001-$50,000 L = SSO,OOJ-$!00,000 M = $100,001-$250,000

(See Columns CI mid D3) N = S250.000-S500,000 0 = $500.001-$1,000,000 Pl = Sl ,000,001-S5,000,000 P2 = $5,000,001-$25,000,000

j>} = $25.000.001-$50,000,00ll P4 = SMorc than $50,000,000

3. Yalu Mcthud Code' () .-. Appraisal R · .= Cost (Real Estate Only) s -.. t\....1:;scs meut T =• Cash/Market

(See Column C2 J ------ ··-··-

{] = Ro,)k Valut · - --- ·--

\! =Other w =Estimated ----···---··--·------ -----

·'·

(3) (4)

c

FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting

Page 4of9 Brotman, Stanley S 0511212005

VII. INVESTMENTS and TRUSTS -- income, value, trnnscations (includes those oft he spouse and clcpenclent children. See pp. 34-57 of filing instmctions.)

55.

56.

57.

58.

59.

60.

61.

62.

63.

64.

65.

66.

67.

68.

69.

70.

71.

72.

A.

Desc1iptiou of Assets (including tmst assets)

Place "'(Xl" aticr each asset exempt from prior disclosure

- Home Depot, Inc. els

- American International Group els

- Burlington Cnty NJ Gen Imp GO (dtd 7/5/98; due 711512009)

- American International Group c/s

- Exxon Mobil Corp. els

- Sayreville, NJ (dtd 911/00; 4.6% Due 9/1110)

- Mercer County, NJ Impt.(dtd 12115100 4.4%,due 11/1/10)

- NJ Healthcare FacFing Auth. Rev(dtd 111/98 4.2%;due711/05)

- Ocean City,NJ FSA G.O.(dtd 411/98 4.5%;due 4/1108)

THE GLENMEDE TRUST CO.(IRA I):

- Glenmede Fund, Inc.: Strategic Equity Part

THE GLENMEDE TRUST CO.(IRA2):


THE GLENMEDE TRUST CO. TNVESTMENT ADVISORY:


Verizon Communications cls

Parsippany-Troy Hills Twp.NJ (dtd 6/2f92;due 411/06)

Unique Mobility, Inc. els

B. Income during

reporting pe1iod

(Ii (2)

Amount Type (e.g. Code I div. rent. or

(A-H) int.)

A Dividend

A Dividend

B Interest

A Dividend

B Dividend

B Interest

B Interest

B Interest

B Interest

B Dividend

B Dividend

B Dividend

A Dividend

A Interest

A Dividend

c. D. Gross value at end of Tnmsactions during reporting period repo11ing period

( 1) (2) (1) lfnot exempt from disclosure

(2) (5) Value Value Type (e.g. Date: Value Gain Identity of Code 2 Method buy, sell, Month - Code 2 Code I buyer/seller(.1-P) Code3 merger, Day (J-P) (A-H) (if private


K T

J T

K T Called 7115 K

K T

K T

K T

K T

K T

K T

L T

K T

K T

J T

K T

J T

------------------· -- - ----

I. Income/Gain Codes: .A = S t ,000 or k;;s B = $1.00 1-S2.500 = $2,50 l -$5 ,000 D = $5,001-$15,000 E = S!5,001-$50,000

(Sec Columns HI and D4J F S50.oo 1-$1 no.ono G = $100,001-$1,000,000 HI = s1.000.001-$5,000.000 H2 =More than $5,000,000

2. Value Codes: ···SI 5,1100 or less K 0 $15.00l-S50.000 L 0• S50,00l-$100.000 M "$100,001-$250,000

(See Cohm111s CI and D.n N = S250.000-S5Ll0.ll00 0 = $500.00l-$1,000,000 Pl = Sl,000,00l-S5,000,000 P2 = $5,000,001-$25,000,000

[>.< · S25.000.001-$50.000,000 P4 ·· Sfvlor.: I han $50.000.000

Value Mcthud Code' <) Apprai<al R ·-- Cost (Real Estate Onlyj s Asscssn1cnt T '"Cash/Market

(See C'lumn C2J lJ = 3,,,lk Vcilue \I =Other w =Estimated

--------··-·--··---·----·· ----

!)

(3) (4) (5)

....



VIL INVESTMENTS and TRUSTS -- income, vahie, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instmctions.)

A.

Description of Assets (including trusr assets)

Place "(Xi" atler each asset exempt from prior disclosure

73. Unique Mobility, Inc. els

74. -TRUST:

75. - Glassboro,NJSchlDist,FSA, dtd 7/1101,4 3/4%,7/1/11

76. - Medtronic, Inc. c/s

77. - NJ SY EDL FACS Auth Re Ambac dtd 7/1/01 4.3% 7/1/11

78. THE GLENMEDE TRUST CO.(IRAI):

79. - Glenmede Fund, Inc.; Strategic Equity Fund

80. - Glenmede Maxi-Cap Index Fund

81. - Vanguard Institutional Index 500 FD

82. THE GLENMEDE TRUST CO.(IRA2):

83. - Glenmede Fund, Inc. • Strategic Equity Part

84. - Glenmede Max-Cap Index Fund

85. - Vanguard Institutional Index 500 FD

86. THE GLENMEDE TRUST CO. INVESTMENT ADVISORY:

87. - Vanguard Institutional Index 500 Fund

88. Kraft Foods, lnc.CLA c/s

89. NJSt.Transit Sys 1993 (dtd 4/10/93 4.60 due 611510 I)

90. Essex Cnty.Gen.O lig.(dtd 11/15/95 5.00 due 11/15/06)

B. Income during

reporting period

(I) (2)

Amount Type (e.g. Code I div. rent. or (A-H) . int.)

A Dividend

A Interest

A Dividend

A Interest

A Dividend

B Dividend

B Dividend

A Dividend

A Dividend

B Dividend

A Dividend

A Dividend

B Interest

B Interest

c. D. Gross value at end of Transactions dwing reporting period reprn1ing period

(l) (2) (I) Ifnot exempt from disclosure

(2) Value Value Type (e.g. Date: Value Gain Identity of Code 2 Method bny, sell, Month· Code2 Code I buyer/seller (J-P) Code3 merger, Day {J-P) (A-H) (if private

(Q·W) redemption) transaction)

J T

K T

K T

K T

J T

L T Sale 6/01 L

L T Part.Sale 11/23 J

J T

K T Sale 6/01 K

K T Part Sale 11/23 J

K T

J T

K T

K T

·-

I. Income/Gain Codes: A =SI ,000 or less B = $1.0U 1-S'.UOO c = S2,501-S5,000 D = $5,00 l-$15,000 E = $15,001-$50,000

(Sec Column> BI and ll4) I- '$50.001-$ l(JO.fll)f) G '' $100,00J-$1,000,000 Hl $ l ,000.001-$5.000.000 H2 =More than $5,000,000 " Value Codes: '-· SI 5,000 or less K = $15.00 l-$50,000 L ' · · $50,001-$100,000 M = $100,001-$250,000

(See Columns Cl and D.1) N = s2so.ooo-sso1;_noo () = $500.001-$1,000,000 Pl = S 1,000,001-S5,000,000 P2 = $5,000,00l-S25,000,000

P:< Sc.5.000.001-$511.000,000 P4 ' $More than $50.000,000

3. Value Mcth1id Codes i\pprnisal R - Cost (Real Esmte Only) s Assessment T --· Cash/Market (Set C11lunrn C:21 L =Ro )"- Valut v =Other w =Estimated

-----·--··- ·----- ---· ------· ---·-·

(3)

'FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting

Page 6of9 Brotman, Stanley S 05/1212005

VII. INVESTMENTS and TRUSTS -- income. value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instrnctions.)

91.

92.

93.

94.

95.

96.

97.

98.

99.

100.

101.

102.

103.

104.

105.

106.

107.

108.

;\,

Dcsc1iption of Assets (including trust assets)

Place "(X)" after each asset exempt from prior disclosure

TRUST

- NJ SPORTS&EXPOSITION dtd 111/02 4.6% due 311112

- Pfizer, Inc. els

- Target Corp. els

- United Parcel Service els

NJ ST.HSG&MTG FIN ACY BOND dtd 2/05/02;due 511108 3.65%

Maplewood Twp,NJ dtd 12101/95;due 12/1/04 4.50%

Hudson Cty NJ Corr.Fae. dtd 12/15102; 1211105 2.00%

State oflsrael Bond dtd 2101102 4.0%

State oflsrael Bond dtd 1210 II02 4.0%

Amgen, Inc. c/s

Mercer Cnty,NJ lmp.Auth.dtd 8101/02;due 8101109 3.25%

Davis N.Y. Venture Fund Class C

Evergreen Managed Income Fund, PFD SHS SER

Lucent Technologies, els

Allianz RCM Innovation Fund formerly PIMCO Pea lnnov. Fund

Prudential Financial, Inc ..

·CD Franklin Bank, Austin, TX; 1.350 dtd 8/20/03, due 5/20/04

B. Income during

reporting period

(I) (2)

Amount Type (e.g. Code I div. rent. or (A-H) int.)

B Interest

A Dividend

A Dividend

A Dividend

A Interest

A Interest

c Interest

A Interest

A Interest

A Dividend

A Interest

A Dividend

B Interest

A Dividend

A Interest

A Dividend

B Interest

c. D. Gross value at end of Transactions during reporting period rep011ing period

(1) (2) (1) If not exempt from disclosure

(2) Value Value Type (e.g. Date: Value Code 2 Method buy, sell, Month- Code 2 (J-P) Code3 merger Day (J-P)

(Q-W) redemption)

K T

K T Sale 11/15 K

K T

K T

K T

K T Maturity 12/l K

M T

J T

J T

J T

K T

K T

L T

J T

J T

J T

L T Maturity 5120 L

(4) (5)

Gain Identity of Code I buyer/seller (A-H) (if private

transaction)

·--·------··-·---··--- -··- .

I. lncome/Gain Codes: A = Sl,000 t)r i.,,, B = $ 1 ,001-$2,500 C = S2,501-S5,000 D =$5,00l-$15,000 E = S 15,001-$50,000

(Sec Columns HI and D4) = S50.001-$100,000 G = $100,001-$1,000,000 H 1 = $1,000.001-S5,000.000 H2 = More than S5,000,000

2. Value Codes: - S 15,000 or less K = $15,001-£50,000 L -" $50,001-$100,000 M = $100,001-$250,000

ISee Ct)htmn Cl and D.1) N = S250,000 -S500 ,000 0 = $500.001-$1,000,000 Pl = l.OOO,OOl-S5,000,000 P2 = $5,000,001-$25,000,000

P.1 • · S2 .000.00!-$5U,Otll>,OOO P4 " SMore than $50.000,000

3. Value {V1cthud C\)tk:s () Apprnisal R =Cost (Real Estate Only) S ·' A.sscssment T = Cash/Market

I See Colunm C2 J lJ =Rot)\.. V01iut \I =Other W = Estimated

-------·-···

(4)


Page 7of9 Brotman, Stanley S 05/1212005

VII. INVESTMENTS and TRUSTS -- income, value, trnnscations (includes those of the spouse and dependent children. See pp. 34-57 of tiling instructions.)

A.

Dcsc1iption of Assets (including trnst assets)

Place "(X)'' aIler each asset exempt from prior disclosure

109. CD Nicolet Bank, Green Bay WI, 1.70 dtd 5121103, due 5/20/04

110. S.J. Port. Corp., NJ Rev, 3.50, dtd 12/01/02, due 611104

ll l. CD Cap.One Bank, McClain, VA , 2.0 dtd 11126103, due 11/26/04

ll2. TRUST

113. - Goldman Sacks Group els

114. - United Parcel Service els

115. - Dell, Inc. c/s

116. - S&P 500 Depository Receipts

117. - Mercer County, NJ Imp. Auth .. 3.0, dtd 2/15103 due 9/1103

118. - Anheuser Busch Cos, Inc.

119. - Intel Corp., els

120. - Pfizer, Inc., els

121. RUST

122. - Cisco Systems, els.

123.

1 24. - Comcast Corp., els

125. - Devon Energy Corp., els

126.

B. c. D. Income during Gross value at end of Transactions during reporting period

reporting period reporting period

(I) (2) (1) (2) (1) If not exempt from disclosure

(2) (3) (5) Amount Type (e.g. Value Value Type (e.g. Date: Value Gain Identity of Code I div. rent. or Code 2 Method buy, sell, Month- Code 2 Code I buy >r/sellcr (A-H) int.) (J-P) Code 3 merger, Day (.T-P) (A-H) (if private


B Interest L T Maturity 11/22 L

A Interest K T

B Interest L T Maturity 11126 L

A Dividend K T

A Dividend K T

A Dividend K T

A Interest L T

A Interest L T

A Dividend K T

A Dividend J T

A Dividend J T

None K T Buy 3123

Sold 9/23 K

None K T Buy 3123

A Dividend J T Buy 3123

Stock Split 11116 J

------·--· ----- --- ·- -- --- · ]_ odes· !\ = R = $1.001-S .500 cIncome/Gain C S1,000 or less

(See Columns HI and D4) F = $50.001-$1 f>0,00()

2. Value Cocks. " S 15,000 or k"

(See Colun111s CI a11d D.il N S 50.000-S500.000=

P3 $ 5.000.001-1>'50,0illl,OOO

3. Yalu Method (\Kie> <) Appraisal

(See Col um" C ; 1; = Bl)nk V 1hK·

G $I 00,001-$1,000,000 HI

K $15,00 l-S51l.OOO L -

() = $500.001-$ 1,000,000 Pl

p

R Cost (Real lcstme Only) s

\' =Other w ---·-·-······------------= $2,501-55,000

·-- SJ .OOO.OOl-S5.000.000· SS0,001-$100.000

= s1,000,001-$5,000,000

)Mure than $50.000.000 --Asscssn1c-11t -=Estimated ---··- - ··-----

D = $5,001-$15,000 F. =SI 5,001-$50,000

f12 -- More than $5,000,000

M = $100,001-$250,000

P2 = $5,000,001-S25,000,000

T ,., Cash/Market

�------- ---·----·---··--·- --- -----·---

(4) (5)

I.

· $50.001-$1 O(J,000

FINANCIAL DISCLOSURE REPORT Date of Report Name of P.:rson Reporting

Page 8of9 Brotman, Stanley S 0511212005

VII. INVESTMENTS and TRUSTS -- income, value, trnnscations (includes 1hose of the spouse and dependent children. See pp. 34-57 of filing instmctions.)

A.

Desc1iption of Assets (including tmst assets)

Place "(Xl" a1ler each asset exempt from prior disclosure

127. - Walt Disney Co., cls

128. - Johnson Controls, els

129. - Lowes Cos, Inc. cls

130. - Oracle Systems, els

131. - 3M Co, els

132. - Walt Disney, Co., els

133. - Home Depot, lnc., els

134. - Lowes Cos, Inc. els

135. - Wachovia Corporation, els

136. - Kellogg Co., els

137. - Proctor & Gamble Co., els

138. - Cisco Systems, els

139. - Medtronic, lnc.,cls

140. - Varian Medical Systems, Inc., els

141. - York PA Subn School District dtd 12115/04, due 2115/05, 3%

142. - Commerical Bk. Thomasville, GA CTF Dep. dtd 5104 due 5105

143. - Lehman Bro. 2.35% dtd 11124104 due 5124/05

144. - Corus Bk., 2.1% d.td 8129103 due 8129/05

B. c. D. Income during: Gross value at end of Transactions during reporting period

reporting pe1iod repm1ing period

(I) (2) (I) (2) {I) Ifnot exempt from disclosure

(2) (3)

Amount Type (e.g. Value Value Type (e.g. Date: Value Gain Identity of Code 1 div. rent. or Code2 Method buy, sell, Month- Code2 Code I buyer/seller

(A-H) int.) (J-P) Code3 merger, Day (J-P) (A-H) (if private (Q-W) redemption) transaction)


A Dividend K T Buy 3/23

A Dividend K T Buy 3123

None K T Buy 3/23








None K T Buy 11122


A Dividend K T Buy I 1/29

B Interest L T Buy 12115

B Interest L T Buy 5/20 L

B Interest L T Buy 11118 L

B Interest L T Buy 12/03 L

-·---- -

[ncome/(iain Codes- A = $1,000 ,ir less B = $1.001-$2.500 c = £2,501-S5,000 D = $5,001-$15,000 E = $15,001-$50,000

(See Column I> I and D4) F G •• $1(10,001 -$1.000,000 Hl '' $1,000.001-$5.000.000 H2 ,, More than S5,000,000

2. Value Codes· ,, S 15,000 or less K $15.001-$50.000 L ., SS0,001-$100.000 M = $I 00,001-$250,000

(See Columns CI :ind [)3) N = S250.000-S5\l0,000 () = $500.0ll l-$ I ,000,000 Pl = S I ,000,001-S5,000,000 P2 = $5,000,001-$25,000,000

1'3 '' $25.000.00 J-$5fl,OOO,OOO 1'4 $1Vlorc than $50.000.000

I! '------ - ·

3 Valui.:: tvlcthod C\)dc1.;

(See C1l111nn C.:21

Q 0- Appraisal

lS = Bot1k Value --

---· --------------

R

v

- Cost (Real Estate Only) s .=- Assl·ssme11t

=Otha w = Estimrw:d · ---------------- --- ---·-

T •• Cash/Market

(4)

-

(I) (2)



-- income, value, transcations (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.)VIL INVESTMENTS and TRUSTS

n.

Income during reporting period

A.

Desc1iption of Assets (including tmst assets)

Place "(Xf atier each asset exempt from prior disch)sure

145. Freescale Semiconductor, c/s

I. lncome/Gnin Codes: A = S 1,000 or leS'

(See Columns 13 l and D4) F = S50.001-$100,000 Value Codc:s: ··SI 5,il(>(l or kss

(See Columns CI and D3) N = S250.000-S500,0ll0

P.\ Sc :i.000.00 I -$Sll,Otlf>,00<1

3. Value: Mcthud Cmk> () 1\pprnisal

(See c,,lurnn C? ! l! = f-!O\)k Value

c. D. Gross value at end of Transactions during repo11ing period rep011ing period

(I) (2) (I) If not exempt from disclosure

(2) (3) (5) Value Codc2

Value Meth<)ci

Type (e.g. buy, sell,

Date:

Month-Value

Code2 Gain Code I

Identity of buyer/seller

(J-P) Code 3 (Q-W)

merger, redemption)

Day (J-P) (A-H) (if private transaction)

J T Spin Off 7/1 J

c = $2,501-$5,000 D = $5,00'l-$15,000 E = S 15,001-$50,000

HI -· Sl,000,001-$5.000,000 J-12 = More than $5,000,000

L -- S50,00l-$100.000 M = $100,0(11-$250,000

Pl = S1,000,001-$5,000,000 P2 = $5,000,001-$25,000,000

P4 '· SMorc than $50,000,000

S Asscs ment T = Cash/Market

W Estimated

Amnuut Code I (A-H)

Type (e.g. div. rent. or i nt .)

None

B = $1.001-$2.500

G 0 $100,orn-$1,000,000

K $15,001-$50.001)

() = $500.00 l-$1,000,000

R ·. Cc»t (Real Estme Only)

V = Cnher

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT


(Indicate part of Report.) VIII. ADDITIONAL INFORMATION OR EXPLANATIONS

(a) Entries I and 2 of the 2003 Financial Disclosure Report reflect former Money Market Funds which with change in managers have been consolidated into one Money Market Fund in my Oppenheimer Account entitled "Advantage Primary Liq Fd. Entry l with its new designation "Advantage Primary Liq Fd" survives.

{b) Entry 90 of the 2003 Financial Disclosure Report includes "Glenmede Maxi-Cap Index Fund" as an asset which was in fact sold on 6128/01. Such sale was inadvertently omitted in the 2001 Financial Disclosure Report and is reflected herein as entry 80.

( c) Entry 94 of the 2003 Financial Disclosure Report includes "Glenmede Maxi-Cap Index Fund" as an asset which was in fact sold on 6/28/01. Such sale was inadvertently omitted in the 200 l Financial Disclosure Report and is reflected herein as entry 84.

(d) Entry 13 of this report reflects a consolidation of entries 16 and 36 of the 2003 Financial Disclosure Report.

(e) Entries 39, 41, 43, 65, 67, 69 of this report have been amended to note the correct name of the assets in each of such entries is "Glenmede Fund, Inc.: Strategic Equity Part".

(f) The Entry number reflected in entry 9 of Section VIII of the 2003 Financial Disclosure Report should have been #128, not #134.

Date ____ --S_·-_j,_,_"'7- / __ v_s; __ _

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT


IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the·acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. § 50 l et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544

Report, page

Report, page

Cl (/)

UNITED STATES DISTRICT COURT DISTRICT OF NEW JERSEY

CHAMBERS OF

STANLEY S. BROTMAN SENIOR JUDGE

August 22, 2005

Hon. Mary M. Lisi, Chair

Committee on Financial Disclosure

Administrative Office

of the U.S. Courts One Columbus Circle, N.E.

Suite 2-301

Washington, DC 20544

Re: Financial Disclosure Report - 2004

Dear Judge Lisi:

MITCHELL H. COHEN US COURTHOUSE

ONE JOHN F. GERRY PLAZA

FOURTH & COOPER STS., BOX 1029 CAMDEN, NJ 08101-1029

Phone: (856) 757-5062 Fax: (856) 757-5478

This is to acknowledge the receipt of your letter of August 2, 2005 calling my attention to certain additional information required by Section 102 of the Act which is still needed to

complete my report.

I respond accordingly:

As to Part VII of the 7:

Line 122

Line 124

Line 125

Is amended to insert in Column D(3) Value Code "K"

Is amended to insert in Column D(3) Value Code "K"

Is amended to insert in Column D(3) Value Code "J"

As to Part VII of the 8: 0

Line 127

Line 128

Line 129

Line 130

Line 131

Line 132

Line 133

Line 134

Line 135

, .., o-(f)Z

Is amended to insert in Column D(3)Value Code "J" c:J> Al :z:

Is amended to insert in Column D(3)Value Code "K" 010 CJ)>'iiIs amended to insert in Column D(3 )Value Code "K" -'1

Is amended to insert in Column D(3)V alue Code "K" ,_:-)r-q

Is amended to insert in Column D(3)Value Code "K"

Is amended to insert in Column D(3)Value Code "J"



Is amended to insert in Column D(3)Value Code "K"

,._,= = (.J1 AJ :i:=- rnc: en ("') N m.C" -

<)> m -.. a 0 N

Line 136 Is amended to insert in Column D(3)Value Code "J"

Line 137 Is amended to insert in Column D(3)Value Code "J"

Line 138 Is amended to insert in Column D(3)Value Code "K"



Line 14 1 Is amended to insert in Column D(3)Value Code "L".

I understand that the written response to your letter will be considered an amendment to

my 2004 report and is releasable to members of the public, and is included within the

certification of Part IX of the report.

I trust the information contained herein satisfactorily responds to your request of August

2, 2005. Should you require any further information, please advise.

Sincerely,

SSB/jk

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