Fill Dams Notes

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    Dams are among the oldest structures built by humans for collective use. A dam is a

    barrier that is constructed across a river or stream so the water can be held back or

    impounded to supply water for drinking or irrigation, to control flooding, and to

    generate power. The main kinds of dams are earth fill, rock fill, concrete gravity,

    concrete arch, and arch gravity. The last three types are all made of concrete, reinforced

    concrete, or masonry. (The term masonry can mean concrete, bricks, or blocks of

    excavated rock.) Fill dams include all dams made of earth materials (soil and rock) that

    are compacted together. One type of fill dam called a tailings dam is constructed of fine

    waste that results from processing rock during mining; at mine sites, this soil-like waste

    is compacted to form an embankment that holds water for the mining and milling

    processes or to retain the tailings themselves in water.

    Of the main categories of dams listed above, all have been built since ancient times

    although many refinements were developed in the nineteenth and twentieth centuries

    with improved engineering technology. Dams that leak have failed to do their job, either

    because they simply can't hold water or because the water seeping through them eats

    materials away from the inside of the dam causing it to fail structurally. In modern

    times, most fill dams are also built with zones including a clay center or core, filter and

    drainage layers, coarser materials sandwiching the clay core, and rock on the upstream

    (water) face to prevent erosion. These zones can be seen clearly when a cross section iscut from the upstream to the downstream side of the dam. All fill dams depend on

    weight to remain stable.

    Fill embankments are usually less expensive to construct than concrete dams. Soil or

    rock are present at the site, and construction techniques, though complex, are also less

    costly than for concrete construction. For these reasons of available materials, low cost,

    and stability with mass, fill dams are often built across broad water courses. They also

    are more flexible than concrete structures and can deform without necessarily failing iffoundation materials under the dam compress with the weight of the dam and the water.

    History

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    Quite naturally, early dam builders began by using plentiful materials like sand, timber

    and brush, and gravel. Their construction method consisted of carrying the materials by

    the basketful and loosely dumping the fill, so many of these dams may have survived

    only a few years. Scientists have not been able to pinpoint dates for the earliest dam

    construction, but they do know dams were needed where food was grown and in areas

    prone to flooding.

    Design of fill dams is based on experience; while failures are unfortunate and sometimes

    catastrophic, they are also the best teachers, and many engineering advances have been

    founded on careful study of earlier failures. The engineers of ancient India and Sri

    Lanka were the most successful pioneers of fill dam design and construction, and

    remains of earth dams can still be seen in both countries. In Sri Lanka, long

    embankments called tanks were built to store irrigation water. The Kalabalala Tank was

    37 mi (60 km) long around its perimeter.

    The most famous earth fill dam recently constructed is the Aswan High Dam that was

    built across the Nile River in Egypt in 1970-1980. An earth fill dam was also the victim

    of a spectacular failure in June 1976 when the Teton Dam in Idaho eroded from within

    due to incorrect design of the zones inside the dam that allowed seepage, failure, and

    flooding of the valley downstream. Although earth dams tend to be short and broad,

    Nurek Dam in Tajikistan is 984 ft (300 m) high.

    Raw Materials

    The materials used to construct fill dams include soil and rock. Soil is classified by

    particle size from the smallest, submicroscopic particles called clay; silt, which is also

    very fine; sand ranging from fine to coarse, where the fine grains are the smallest soil

    particles our eyes can see; and gravel. Coarser fragments called cobbles and boulders are

    also used in dam construction but usually as protective outer layers.

    Specific soil types and size ranges are needed to construct the zones within the dam, and

    explorations of the dam foundation area, the reservoir where the water will be stored,

    and surrounding areas are performed not only for design of the dam but to locate

    construction materials. The costs of fill construction rise dramatically with the distance

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    materials are hauled. Samples of potential construction materials are tested in a soil

    laboratory for grain size, moisture content, dry density (weight), plasticity, and

    permeability. Clay is not only very fine in size but has chemical characteristics that cause

    it to stick together. The combination of fine size and plastic behavior also causes the clay

    to be less permeable to water. If clay is available near the site, the dam can be built with

    an impermeable core or central zone that prevents water from passing through the dam;

    otherwise, the dam must be designed so water can seep slowly and safely through a

    different combination of materials in its zones.

    Water is also a raw material. The various soil types have compaction characteristics that

    can be determined in the laboratory and used during construction. Soil can be

    compacted to its best functional density by adding moisture and weight and impact,

    called compactive effort. Large vibrating rollers press thin layers of soil into place after

    an optimal amount of water has been added. The water and weight bond the soil

    particles together and force smaller particles into spaces between larger particles so

    voids are eliminated or made as small as possible to restrict seepage.

    Increasingly, fill dams also include geotextiles and geomembranes. Geotextiles are

    nonwoven fabrics that are strong and puncture-resistant. They can be placed between

    lifts as the dam is raised to strength weak materials. They are also used as filter fabrics

    to wrap coarser drain rock and limit the migration of fine soil into the drainage material.

    Geomembranes are made of high-density polyethylene (HDPE) plastic and are

    impermeable. They can be used to line the upstream face of a fill dam or even to line the

    entire reservoir.

    Feasibility and

    Preliminary Design

    A specific need for a dam, whether it is water supply, storage of tailings or other

    materials, or flood control, stimulates the process of designing and building a fill dam.

    The need and the location are usually closely connected, so several sites may be

    considered. During feasibility studies, engineers identify these sites, make preliminary

    cost comparisons, decide on a probable design, and chose the best site for exploration.

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    Feasibility certainly refers to the cost of building the dam, but it also includes the

    technical practicalities of site suitability, design, construction, and long-term

    maintenance and safety.

    After a feasible site is chosen, a preliminary design of the dam is developed. The location

    of the dam is superimposed on a topographical map so the dimensions of the top of the

    dam relative to the tops of the adjacent hills and the proposed water level can be shown

    as well as the extent of the base of the dam in the stream channel. The proposed water

    level elevation shows the extent of the reservoir and determinesalong with the shape

    of the basinthe quantity of water that the reservoir will hold. Quantities of water

    stored and materials used in constructing the dam help determine the value of the

    project and its costs. Sometimes multiple iterations of site selection, pre-design, and

    cost estimating are needed. Ideally, the foundation area under the dam will not require

    much excavation or grouting to prevent seepage, and the materials inside the reservoir

    area can be excavated and used to build the dam so that more reservoir storage is gained

    at the same time as soil or rock are excavated to construct the embankment.

    When the optimal site is chosen on paper, an exploration program is developed and

    performed. During the exploration, test borings are drilled along the line of the axis of

    the dam across its proposed width, along or near the proposed upstream and

    downstream toes of the dam, at the site of the proposed spillway, and in the reservoir

    area. The borings are excavated deep into the foundation to evaluate its strength and

    permeability (potential for seepage) properties. As the borings are drilled through the

    overlying soil, it is also sampled and tested in the laboratory so it can be evaluated as

    potential dam construction material. Field tests of permeability are also performed at

    the site of the dam and in the reservoir area. If it is the source for construction

    materials, test pits are also dug in the reservoir area so that the volume of available soil

    (and related costs) can be estimated.

    Design

    After the field exploration and laboratory testing are complete, the engineering team

    begins final design of the dam based on the preliminary assumptions, the findings in the

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    field, and any changes in design or economics that are based on field findings. In

    designing a fill dam, engineers look at five critical considerations: the mass of the dam

    that will make it stable; design of a core and other interior zones to prevent seepage

    through the dam; design of a cutoff wall or other seepage prevention under the dam;

    erosion protection on the upstream face; and economics.

    Fill dams are typically shaped like triangles with the apex or point at the top or crest of

    the dam and the broad base on the floor of the creek channel. The width of the base in

    cross section provides friction to prevent sliding, and the total mass of the dam makes it

    strong enough to resist the weight of water behind it. The foundation area is cleaned of

    soft, permeable, and compressible soil; and a cut-off wall is cut down to rock or firm

    soil. The cut-off wall can be constructed of steel sheet piling or concrete, but, for most

    fill dams built since about 1960, the cut-off wall is simply an extension of the clay core.

    Where foundation rock or soil contains voids or fractures, a series of holes may be

    drilled into the foundation, and concrete grout is injected in the holes to seal the

    fractures and help cut off seepage.

    The zones of a fill dam may consist of a number of distinct layers from the center of the

    dam and moving upstream toward the water and a different set of layers from the center

    moving downstream. Materials for the zones are selected for strength properties and

    permeability characteristics, and the placement of one zone next to another is carefully

    governed by sets of calculations based on these properties. Filter and drainage zones are

    included so that any water succeeding in reaching the inside of the dam is channeled

    around the core and out through drainage layers at the base of the dam.

    The upstream (water) face of the dam is sometimes protected with a concrete slab or an

    asphalt face. More commonly, cobble- and boulder-sized stones are placed on this face

    near the water surface; this facing is called riprap and prevents wave action at the water

    surface from eroding the dam construction materials. Other facilities for controlling the

    water level and any water movement through or over the dam, like an emergency

    spillway, are also designed specifically for the dam's location, uses, type and materials of

    construction, and water inflows into the reservoir.

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    The economics of dam construction are considered throughout the design process.

    Construction materials must be available at or near the site. Rock can be placed at

    steeper angles than soil, and it weighs more; so a dam built mostly of rock can be

    smaller in design section. Excavating and moving rock can be more expensive than soil,

    however, so the design engineers must consider cost factors. Other materials like

    asphalt, concrete, steel, and cement for grouting are also expensive. The proper balance

    of safety and economy must be determined by the engineers. Large earthmoving

    machines have made construction of zoned, fill dams more

    Cross section of a typical fill dam.

    economical than construction of concrete dams at many sites.

    The Construction Process

    1. Fill dams are constructed in the dry season when water levels in the river orstream are lower, rainfall on sources of fill material is less likely, and conditions

    are better for operating large construction equipment. Before construction

    actually begins, the site is surveyed to locate the dam alignment on the existing

    ground, the areas that will be excavated, and the borrow areas or sources for the

    soil or rock used in construction. Construction management facilities are set up;

    usually, the construction manager (a field engineer with years of similarexperience) will work out of a trailer on site. Depending on the site, it may be

    necessary to install instruments to monitor the effects of dam construction on

    adjacent hillsides or other features and to measure groundwater levels

    throughout construction in the foundation and surroundings. And, of course, the

    flow of the stream that is being dammed through the site must be stopped. This

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    can be done by a variety of methods including diverting the stream, perhaps to

    flow through a neighboring channel, or stopping it upstream with a temporary

    dam or cofferdam.

    2. Before construction of the dam begins, the foundation area must be prepared. Inrare cases, dams can be constructed directly on the existing materials in the

    channel floor; at most sites, these materials are compressible (and would cause

    the dam to settle irregularly) and permeable (allowing water to pass under the

    dam). The foundation area also includes the abutments, which are the hillsides

    forming the two ends of the dam. Soil and soft or highly fractured rock are

    excavated, sorted by type, and stockpiled for later use in dam construction. The

    surface of the foundation bedrock is cleaned to a surprising degree; it is broomed

    and hosed with water so that any voids or irregularities are visible and cleaned ofsoft soil. The foundation is carefully inspected before any construction work;

    additional exploratory drilling may be done if there are any questions about the

    foundation's condition. If the rock is fractured or contains voids or holes, these

    are sealed with cement grout that is injected through small diameter drill holes in

    a process called dental work.

    3. The base of the dam must go down into the ground before it rises above it. Atrench that is the full width of the dam (across the channel) is cut into firm rock.

    The trench is called a keyway or cutoff wall and may have several benches or

    notches into rock. It prevents the dam from sliding along a smooth foundation

    and also creates a longer path for any seepage to try to flow under the dam. The

    impervious clay that will make up the core of the dam is placed in the keyway and

    compacted and raised, layer by layer, until the top of the keyway or base of the

    majority of the foundation is reached.

    4. The soil in the keyway and all the zones of the dam are raised to the same levels atthe same time. Ramps may have to be cut

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    Aeriol view of a planned fill dam.

    into the keyway area for the construction equipment, and then they must be built

    up to the working surface of the rising top of the dam. Whenever possible, roads

    are cut in from the two sides (abutments) of the dam for the easiest access;

    eventually, an access road will be built on the crest of the dam and extending onto

    these abutments.

    Large earthmovers haul the specific type of soil needed to raise the zone of thedam they are working on. The soil is spread in thin layers, usually 6-8 in (15.2-

    20.3 cm) thick, sprayed with water to the correct moisture content, and

    compacted with sheepsfoot rollers (compactive rollers with prongs resembling

    animal hooves mounted in rows around the roller that press and vibrate the soil

    firmly in place). If gravel is used in construction, a vibrating roller is used to

    vibrate the grains together so their angles intermesh and leave no openings.

    Throughout the compaction process, inspectors approve the soil that is hauled onsite and hauled to the particular zone of the dam. They reject material that is

    contaminated with grasses, roots, trash, or other debris; and they also reject soil

    that does not appear to be the proper grain size for that zone of the dam. For

    quality control, samples are collected and tested in the laboratory (for large dams,

    an on-site soil lab is installed in a construction trailer) for a variety of

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    classification tests. Meanwhile, the inspector uses a nuclear density gauge to test

    the soil for density and moisture content when it has been placed and compacted.

    The nuclear density gauge uses a very tiny radioactive source to emit radioactive

    particles into the soil; the particles bounce back onto a detector plate and indicate

    the moisture and density of the soil in place. The process is not harmful to the

    environment or the operator (who wears a badge to monitor radioactive

    exposure) and provides data without having to excavate and sample. If the

    compaction requirements are not met, that layer of soil is excavated, placed

    again, and recompacted until its moisture and density are suitable.

    Construction of the fill dam proceeds layer by layer and zone by zone until the

    height of each zone and, eventually, the crest of the dam are reached. If the entire

    dam cannot be built in one construction season, the dam is usually designed in

    phases or stages. Completing a construction stage (or the entire dam) is often a

    race against time, the weather, and the project budget.

    5. Some earth dams have instruments installed in them at the same time as fillplacement is done, and the instruments are constructed to the surface in layers

    and zones, just like the fill. The condition of the dam is monitored throughout its

    lifetime, as required by federal, state, and local laws and by standards of

    engineering practice. Types of instruments vary depending on the location of the

    dam; almost all dams have settlement monuments that are surveyed to measure

    any settlement in the surface or zones of the dam, slope indicators to show if the

    sloping faces inside or on the surface of the dam are moving, and water-level

    indicators to monitor the water level in the dam's zones. Dams in seismically

    active areas may also be equipped with instruments to measure ground shaking.

    6. Fill dams may have a variety of other facilities, depending on their, size, use, andlocation. An emergency spillway is required at all dams to allow for flood watersto flow over an escape route, rather than over the top of the dam. Other spillways

    for production of hydroelectric power may be designed and constructed at power-

    generating dams, and inlet and outlet tunnels are needed to release water for

    irrigation and drinking-water supplies at embankments built for those purposes.

    At fill dams, it is usually desirable to place these other facilities in excavations

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    through the foundation or abutment rock; the process of compacting earth

    against structures that actually pass through the fill is tricky and allows for

    seepage paths.

    7. Sometimes the reservoir area is also cleared when it is to be filled with water,particularly if lumber can be harvested. It is not necessary (and it is much too

    expensive) to clear it of all shrubs and grass. The process of filling the reservoir is

    relatively slow, so most wildlife will move as the water level rises; areas of

    concern include habitats for rare or endangered species, and drowning of these

    habitats has been a concern in the construction of a number of dams.

    When the dam is complete, the water that was diverted from the stream channel is

    allowed to fill the reservoir. As the water rises, it is also rising in portions of the dam,

    and instruments within the dam are monitored carefully during the reservoir-filling

    period. Monitoring of the dam's performance, both by instruments and simple

    observation, is performed routinely; and safety plans are filed with local emergency

    services so that sudden changes in instrument readings or the appearance of the dam or

    its reservoir triggers actions to alert and evacuate persons living in the path of flood

    waters downstream. Repairs are also performed routinely.

    Quality Control

    Quality engineering is essential in the construction of a fill dam because the materials

    used have lower strength properties than the steel and concrete required for concrete

    dams and because placement ultimately determine strength, potential for problems like

    seepage and settlement, and finally performance and safety. The geotechnical project

    engineer occupies the key role of making sure the design and earth materials match to

    make a safe product; but many other professionals including geologists, construction

    technicians, other engineers, and the representatives of overseeing agencies are fully

    committed to the same purpose.

    Byproducts/Waste

    There are no byproducts in fill dam construction, although fill is sometimes generated

    for building access roads and other support structures. Waste is also minimal to

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    nonexistent; excavation of excess soil and especially rock is very expensive as is hauling

    these materials so waste is engineered out of the design.

    The Future

    Primarily due to environmental concerns, design and construction of any dam in the

    future will be a much-studied and controversial process. Fill dams, however, tend to be

    perceived as more environmentally friendly because they are made of earth materials

    and blend into the scenery better than monolithic concrete structures. Fill dams have

    proven useful and less expensive solutions to meeting human needs for water supply,

    and vast improvements in engineering technology have improved their safety record in

    the late twentieth century. Although many costs and agendas must be considered in

    building dams, fill dams have and will continue to prove themselves allies in the needs

    to provide drinking water, irrigation supply, and flood control.

    Read more:How fill dam is made - material, making, history, used, processing,

    dimensions, product, History, Raw Materials, Feasibility and Preliminary Design,

    Design, The Construction Process, Quality Controlhttp://www.madehow.com/Volume-

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