Federal Budget Process
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Transcript of Federal Budget Process
The Federal Budget Process
Developed and presented by:The Navajo Nation Washington Office
February 7, 2011
Short Review
• General Description of the Federal Budget Process
• Navajo Nation Participation in the Federal Budget Process
• Opportunities for the Navajo Nation to Affect the Process
• Congressional Overview
Budget Terminology
• Budget Formulation and the President’s Budget Request
• House and Senate Budget Resolutions• Congressional Appropriations• Budget Execution
The Federal BudgetFY 2011
Oct. 2010 Sept.2011
FY 2012
Oct. 2010-Sept.2011
FY 2013
Oct. 2012-Sept.2013
(a) Oct.2010–Sept.2011,
Congress still working on
FY2011
(b) First Monday in Feb.2011
(c) Dec 2010-June 2011
(a) Budget Execution until March 4, 2011
• Continuing Resolution• Mini-omnibus• Government
Shutdown?• House 2008 Levels?
Navajo Nation Spends Federal Money
(b) President’s Budget Request to Congress Feb. 2011•Freeze at 2010 Levels•Freeze at 2011 Levels
Navajo Nation Washington Office presents summary of President’s Request to Navajo Nation
(c) Administration Budget Planning and Formulation
Navajo Nation presents NN budget requests to federal agencies (BIA, IHS,HUD,etc.)
(a) Mar 2011–Sept 2011
(b) First Monday in Feb. 2012
(a) Congressional Appropriations
Navajo Nation Washington Office Advocates the NN budget request to U.S. Congress
(b) President’s Budget Request to Congress Feb. 2012
Navajo Nation Washington Office presents summary of President’s Request to Navajo Nation
(a) Oct 2011-Sept 2012
(b) Mar 2013-Sep 2013
(a) Budget Execution
Navajo Nation Spend Federal Money
(b) Congressional Appropriations
Navajo Nation Washington Office Advocates the NN budget request to U.S. Congress
Formulating the President’s Budget Request for FY2013
• Admin. Planning and Formulation (March 2011)
– Establishes goals and objectives – Sets priorities – Identifies key programs – Establishes budget targets
• Navajo Nation Involvement– Navajo Nation sets priorities (Feb. 2011)– Attend BIA and IHS Budget Formulation Meetings– Regional BIA Budget Consultations and Tribal/Interior
Budget Council taken into account by Agency and incorporated into FY 13 Budget
Step 1The President proposes a budget for
FY2012The first Monday of February - The president presents
Congress with a budget request for the next fiscal year. The budget projects revenue and provides a plan for how that revenue will be used. The president's request signals his priorities to Congress and how much funding the president thinks is needed in each budget area.
The Navajo Nation Washington Office provides a summary of the President’s Request (approximately 1-2 days after released) to the Navajo Nation.
Step 2Congress passes a Budget
Resolution for FY2012March through May - The Senate Budget Committee and
the House Budget Committee each develop their own separate budget resolution. The budget resolution does not have the force of law but provides a blueprint and a target for spending.
The Navajo Nation Washington Office along with the Navajo Nation Divisions develop testimony responding to the President’s Request and advocates the Navajo Nation budget requests
Step 3Appropriations Committees Propose Annual Funding Levels for FY2012
April through September - Based on the budget resolution, the House and Senate Appropriations chairmen allocate a funding level for each discretionary spending bill. The 12 appropriation subcommittees in the Senate and 10 in the House then draft an appropriations bill. It is up to each of these subcommittees to decide, within its spending limit, the funding levels for different programs in its jurisdiction. Once the subcommittee approves the spending bill, the bill moves to the full House and Senate appropriations committees for approval.
The Navajo Nation Washington Office provides advocacy, an Appropriations update/summary to the Navajo Nation.
Step 4The House and the Senate each pass their appropriation bills for FY2012
Summer through Fall - Each chamber must approve each of the appropriations bills. Senators and Representatives can increase specific funding levels by offering or voting for amendments when the appropriations bills go to the House or Senate floor for debate and final passage.
The Navajo Nation Washington Office continuously meet with Senators and Representatives to advocate the Navajo Nation budget request.
Step 5Congress approves all
appropriations bills for FY2012 Toward the Fall - Congress is supposed to
complete action on all the spending bills by September 30, which is the end of the fiscal year. If any bills are not finished by then, Congress can pass a Continuing Resolution which defines funding levels until final agreements are reached. The appropriations process is complete when the president signs each of the appropriations bills into law.
What happens during the Congressional review?
• The House and Senate hold hearings on the President’s Request
• The House and Senate invite Administration witnesses and Public witnesses
• The House and Senate Budget Committees develop a budget resolution
• The House and Senate Budget Resolutions are non-binding, but set targets for the Appropriations Subcommittees.
What happens during the Congressional review? (cont.)
• House Appropriations Subcommittee– Subcommittees hold
hearings– Subcommittees “mark-up”
and send to full Approps. Committee
• House Appropriations Committee– “Mark-up” the
subcommittee (consider amendments)
– Submit a House Report to the full House for vote
• Senate Appropriations Subcommittee– Subcommittees hold
hearings– Subcommittees “mark-up”
and send to full Approps. Committee
• Senate Appropriations Committee– “Mark-up” the
subcommittee version (consider amendments)
– Submit a Senate Report to the full Senate for vote
At every step of the process, the Navajo Nation can make a difference.
The Navajo Nation must present its UNITED-ONE VOICE position to Congress
Let us work together to communicate the Navajo Nation position
AZ/NM/UT Congressional Delegation
• AZ Senators-Republicans John McCain, Jon Kyl (not seeking re-election)
• NM Senators-Democrats Tom Udall and Jeff Bingaman• UT Senators-Republicans Orrin Hatch and Mike Lee
(New)
• AZ Cong. Dist. 1-Republican Paul Gosar (New)• NM Cong. Dist. 3-Democrat Ben R. Lujan (New
Committee Assignment-House Natural Resources Subcommittee on Indian and Alaska Natives)
• UT Cong. Dist. 2-Democrat Jim Matheson
Paul Gosar (D-1st Dist. AZ)
• New Arizona Congressman for 1st District is Republican Paul Gosar
• Dentist-Small Business Owner • Fiscally Conservative-Wants to Reduce the Federal
Deficit • Serves on three House Natural Resources
Subcommittees: (1) Indian and Alaska Natives Affairs, (2) Energy and Mineral Resources, and (3) Water and Power
Senator Mike Lee (R-UT)
• New Utah Senator is Republican Mike Lee• Constitutional Lawyer • Fiscally Conservative-Wants to Reduce the Federal
Deficit • 2nd Cousin to fellow Senators Tom and Mark Udall• Will serve on three Senate Committees: (1) Foreign
Relations, (2) Judiciary and (3) Energy and Natural Resources
Other Significant Congressional Assignments
• New Chairman of the Senate Committee on Indian Affairs is Daniel Akaka (D-HI)
• New Chairman of House Natural Resources is Doc Hastings (R-WA)
• Chairman of Subcommittee on Indian and Alaska Native affairs is Don Young (R-Alaska