Lecture 4.2 – The Dissolving Process and the Rate of Dissolving
FAST DISSOLVING ORAL FILMS FOR IMMEDIATE DRUG RELEASE: …
Transcript of FAST DISSOLVING ORAL FILMS FOR IMMEDIATE DRUG RELEASE: …
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FAST DISSOLVING ORAL FILMS FOR IMMEDIATE DRUG
RELEASE: A REVIEW
Dr. Anna Balaji, Kranthi Kumar Poladi*, Achuth Reddy Vookanti
Trinity College of Pharmaceutical Sciences, Peddapalli, Karimnagar, 505172
Andhra Pradesh, India.
ABSTRACT
Fast dissolving oral films are the most advanced form of oral solid
dosage forms due to more flexibility and comfort. It improves the
efficacy of APIs by dissolving within minute in oral cavity with saliva
without chewing and water for administration. It gives quick
absorption and instant bioavailability of drugs due to high blood flow
and permeability of oral mucosa which is 4-1000 times greater than
that of skin. Fast dissolving oral films are useful for all types of health
conditions. The FDOFs plays as an alternative over conventional
tablets or capsules. Fast dissolving film combines all the advantages of
tablets with those of liquid dosage forms. It has reduced hepatic first
pass effect, minimal side effects, dose accuracy and site specific
action. The disadvantage of OTF is that high dose of drug cannot be incorporated into strip.
FDOFs can be prepared using drug 5-20% w/w, water soluble polymer 45%w/w, plasticizers
0-20%, sweetening agents 3-6%, saliva stimulating agents 2-6%, surfactants, fillers, colours
and flavours. The manufacturing methods for oral films are solvent casting, semisolid
casting, hot melt extrusion, solid dispersion extrusion and rolling. The oral films can be
evaluated by using tack test, tensile strength, tear resistance, swelling index, contact angle
measurement, disintegration time and dissolution test. The fast dissolving oral films are most
acceptable and accurate oral dosage form which bypass the hepatic system and show more
therapeutic response. Oral films can replace the over the counter drugs (OTC).
Keywords: Fast dissolving oral films, Solvent casting, OTF, Extrusion.
INTRODUCTION
Oral route is the most preferred route for the delivery of the drugs than other routes.But oral
World Journal of Pharmaceutical ReseaRch
Volume 3, Issue 2, 3751-3775. Review Article ISSN 2277 – 7105
Article Received on 01 February 2014, Revised on 26 February 2014 Accepted on 21 March 2014
*Correspondence for
Author
Kranthi Kumar Poladi
Trinity College of
Pharmaceutical Sciences,
Peddapalli, Karimnagar,
Andhra Pradesh, India.
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drug delivery systems still needs some advancements because of their some drawbacks
related to particular patients which includes geriatric, pediatric and dysphasic patients
associated with many medical conditions as they have difficulty in swallowing or chewing
solid dosage forms. Many pediatric and geriatric patients have difficulty to take solid
preparations due to fear of choking. Even with fast dissolving tablets there is a fear of
choking due to its appearance. One study showed that about 26% of 1576 patients
experienced difficulty in swallowing tablets. The most common complaint was tablet size,
appearance and taste. The problem of swallowing tablets was more difficult to geriatric and
pediatric patients, as well as travelling patients who may not have ready access to water1-4.
So, fast-dissolving drug-delivery systems came into existence in the late 1970’s as an
alternative to tablets, capsules and syrups for pediatric and geriatric patients. These systems
consist of the solid dosage forms that disintegrate and dissolve quickly in the oral cavity
without the administration of water. Research and development in the oral drug delivery from
simple conventional tablets or capsules to modified release tablets or capsules to oral
disintegrating tablet (ODT) to wafer to the recent development of oral fast dissolving films
(OFDFs). Amongst the rapid drug releasing products, oral strip technology is gaining much
attention5,6.
Orally fast-dissolving film is new drug delivery system for the oral drug delivery and
developed on the basis of technology of the transdermal patch. The delivery system consists
of a very thin oral strip, which is simply placed on the tongue or any oral mucosal tissue, due
to saliva it instantly wet, rapidly hydrates and adheres onto the site of application. It then
rapidly disintegrates and dissolves to release the medication for oromucosal absorption.
Technology Catalysts forecasts the market for drug products in oral thin film formulations
was valued of $500 million in 2007 and could reach $2 billion in 2012. Based on upward
global growth trends of the past decade, the fast dissolving dosage market could produce
revenues of $13 billion by 20157,8.
Current technologies of Oral Fast-Dispersing Dosage Form
Out of several technologies, few have reached commercial marketed products. Several
methods are available in the preparation of oral fast-dispersing tablets, such as modified
tableting systems, floss, or Shearform™ formation by application of centrifugal force,
controlled temperature and freeze drying14,15.
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Classification Of Fast Dissolve Technology
Fast-dissolve technologies can be divided in to three broad groups:
1. Lyophilized systems,
2. Compressed tablet-based systems,
3. Thin film strips.
1. Lyophilized systems
The technology involves taking a suspension or solution of drug with other structural
excipients and through the use of a mould forms tablet-shaped units. The tablets are then
frozen and lyophilized in the mould. The resulting tablets have a very high porosity, which
allows rapid water or saliva penetration and very rapid disintegration44.
Dose-handling capability for these systems differs depending on whether the active
ingredients are soluble or insoluble drugs. The dose capability being slightly lower for some
tablet based systems. The units require a range of taste-masked materials and have more rapid
disintegration than other tablet-based systems45.
2. Compressed tablet-based systems
This system is completely based on standard tablet technology by direct compression of
excipients.Depending on the method of manufacture, the tablet technologies have different
levels of hardness and friability. These results in varying disintegration and packaging, which
can range from standard HDPE bottles to more specialist pack designs for product
protection– for example- CIMA Labs’, PackSolv46. The speed of disintegration for fast-
dissolve tablets compared with a standard tablet is achieved by using water soluble
excipients, super-disintegrant or effervescent components, to allow rapid penetration of water
into the core of the tablet. The one exception to this approach is BiovailsFuisz technology. It
uses theShearform system to produce drug-loaded candy floss, which is then used for
tableting with other excipients. These systems can accommodate relatively high doses of drug
material, including taste-masked coated particles. The potential disadvantage is that they take
longer time to disintegrate than the thin-film or lyophilized dosage forms. The loose
compression tablet approach has increasingly been used by some technology, branded
companies and generic pharmaceutical companies, for development of fast-dissolve dosage
forms47.
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3. Oral Thin Films (OTF)
Oral films, also called oral wafers, which are administered into the oral cavity. Although oral
film systems, the third class, have been in existence for a number of years, they have recently
become advanced in fast-dissolve pharmaceutical drug delivery.
Dissolvable oral thin films (OTFs) or oral strip (OS) evolved over the past few years and in
the oral care markets in the form of breathe strips and became a novel and accepted form by
consumers for delivery of vitamins and personal care products. Companies with experience in
the formulation of polymer coatings containing active pharmaceutical ingredients (APIs) for
Transdermal drug delivery capitalized this technology to OTF formats. Today, OTFs are a
accepted technology for the systemic delivery of APIs for over-the-counter (OTC)
medications and are in the early- to middevelopment stages for prescription drugs48.
This is largely the success of the consumer breath freshener products such as Listerine
PocketPacks in the US consumer market. Such systems use a variety of hydrophilic polymers
to produce a 50-200 mm film. This film can incorporate soluble, insoluble or taste-masked
drug substances. The film is manufactured as a large sheet and then cut into dosage units for
packaging in pharmaceutically acceptable formats49.
Table 1: Types of wafers and their properties
Property/Sub Type Flash release water Mucoadhesive
melt-away wafer
Mucoadhesive sustained
release wafer Area (cm2) 2-8 2-7 2-4
Thickness(µm) 20-70 50-500 50-250
Structure Film: single layer Single or multilayer system Multi layer system
Excipients Soluble, highly hydrophilic polymers
Soluble, hydrophilic Polymers
Low/Non-soluble Polymers
Drug phase Solid solution Solid solution or
suspended drug particles
Suspension and/or solid
solution
Application Tongue(upper palate) Gingival or buccal Region
Gingival, (other region in
the oral cavity) Site of action Systemic or local Systemic or local Systemic or local
Dissolution Maximum 60 seconds
Disintegration in a few minutes, forming gel Maximum 8-10 hours
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Classification of Oral Film
There are three different subtypes
1. Flash release,
2.Mucoadhesive melt-away wafer,
3.Mucoadhesive sustained-release wafers.
These three types of oral films are differentiated from each other in following table 1.
Advantages of Oral Thin Film
1. This dosage form has some advantages over other oral formulations such as-
2. Availability of large surface area that leads to the rapid disintegration and dissolution in
oral cavity.
3. The disadvantage of most ODT is that they are fragile and brittle which needs special
package for protection during storage and transportation. Since the films are flexible there
is ease of transportation, consumer handling and storage.
4. As compared to drops or syrup formulations, precision in the administered dose is
ensured for each of the strips.
5. Pharmaceutical companies and consumers preferred OTFs as accepted alternative to
traditional medicine forms such as liquids, tablets, and capsules. OTFs offer fast, accurate
dosing in a safe, efficacious format that is convenient and portable, without the need of
water.
6. The oral or buccal mucosa being highly vascularized, drugs can be absorbed directly and
can enter the systemic circulation without undergoing first-pass metabolism. This
advantage can be exploited in preparing products with improved oral bioavailability.
7. Since the first pass effect can be avoided, there can be reduction in the dose which can
lead to reduction in side effects.
8. Patients suffering from dysphagia, repeated emesis, motion sickness, and mental
disorders prefer this dosage form as they are unable to swallow large quantity of water.
9. OTFs disintegrate on a patients tongue in a few seconds for the rapid release of one or
more APIs. The formulation of dissolvable films is facilitated through aqueous polymer
matrices with high molecular weight (MW), and provides flexibility to achieve certain
physical properties.
10. Beneficial in cases such as motion sickness, acute pain, suede episodes of allergic attack
or coughing, where an ultra rapid onset of action required60.
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11. Stability for longer duration of time, since the drug remains in solid dosage form till it is
consumed. So, it combines advantage of solid dosage form in terms of stability and liquid
dosage form in terms of bioavailability.
12. The sublingual and buccal delivery of a drug via thin film has the potential to improve the
onset of action, lower the dosing, and enhance the efficacy and safety profile of the
medicament.
13. Provide new business opportunity like product differentiation, product promotion, patent
extension50.
Disadvantage of Oral Strip
The disadvantage of Oral Strip is that high dose cannot be incorporated into the strip.
However, research has proven that the concentration level of active ingredient can be
improved up to 50% per dose weight51. Novartis Consumer Health's Gas-X® thin strip has a
loading of 62.5 mg of simethicone per strip61. There are number of technical limitations with
the use of film strips. The volume of the dosage unit is clearly proportional to the size of the
dose, which means these are best suited to lower-dose products. For example, Labtec claim
that the Rapid Film technology can incorporate dose of up to 30 mg. The other challenge with
these dosage forms is achieving Dose Uniformity61.
Special features of mouth dissolving films
Thin elegant film
Available in various size and shapes
Unobstructive
Excellent mucoadhesion
Fast disintegration
Rapid release9
The ideal characteristics of a drug to be selected
The drug should have pleasant taste.
The drug should have low dose upto 40 mg.
The drugs with smaller and moderate molecular weight are preferable.
The drug with good stability and solubility in water and in saliva.
It should be partially unionized at the pH of oral cavity.
It should have the ability to permeate oral mucosal tissue10.
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Table 2: Comparison between orally fast dissolving films and oral disintegrating
tablets11.
Orally Dissolving Films Oral Disintegrating Tablets It is a film It is a tablet Greater dissolution due to larger surface area
Lesser dissolution due to less surface area
Better durable than oral disintegrating tablets
Less durable as compared with oral films
More patient compliance Less patient compliance than films
Low dose can only be incorporated
High dose can be incorporated
No risk of chocking It has a fear of chocking STRUCTURAL FEATURES OF ORAL MUCOSA
Structure
The outermost layer of the oral mucosa is the stratified squamous epithelium. Beneath this
lies a basement membrane, which is a lamina propria followed by the sub mucosa as the
innermost layer. The epithelium layer is similar to that of stratified squamous epithelia found
in the rest of the body in that it has a mitotically active basal cell layer, advancing through a
number of differentiating intermediate layers to the superficial layers, where cells are shed
from the surface of the epithelium16. The turnover time for the buccal epithelium has been
estimated for about 5-6 days and this is representative of the oral mucosa as a whole. The
thickness of oral mucosa varies depending up on the site: such as the buccal mucosa
measures about 500-800 µm, whereas the mucosal thickness of the hard and soft palates, the
floor of the mouth, the ventral tongue and the gingivae measures about 100-200 µm. The
epithelium composition also varies depending upon the site in the oral cavity. The mucosa of
the gingivae and hard palate are keratinized which are similar to the epidermis which contains
ceramides and acylceramides (that are neutral lipids) which have been found to be associated
with the barrier function. The mucosal layer of the soft palate, the sublingual and the buccal
regions, however, are not keratinized and relatively impermeable to water and have only
small amounts of ceramides17-19. They also contain small amounts of neutral but polar lipids,
mainly cholesterol sulphate and glucosylceramides. The non-keratinized epithelial layer have
been found to be more permeable to water than keratinized epithelia17-20.
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Fig 1: Different layers of oral mucosa
Permeability
The above figure represents the layers of oral mucosa from outside to innermost. In general in
terms of permeability the oral mucosa is intermediate between that of the epidermis and
intestinal mucosa. It is estimated that the permeability of the buccal mucosa is about 4-4000
times greater than that of the skin21. It has been assumed that there are considerable
differences in permeability between different regions of the oral cavity because of the diverse
structures and functions of the different oral mucosa17.
The permeation enhancer plays an important role in oral region or the better absorption of
APIs. So there is need of permeation enhancer in case of drugs that are absorbed orally where
the drug is released from the formulation. Some of the examples of permeation enhancers are:
Aprotinin22
23-lauryl ether23
Azone24-26
Benzalkonium chloride27
Cetylpyridinium chloride 28-31
Cyclodextrin32
Dextran sulphate33
Menthol 23
Sodium glycodeoxycholate34-39
Sodium taurodeoxycholate40
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Composition of oromucosal region
The oromucosal cells are mainly made up of proteins and carbohydrates. It acts as a lubricant
and adhesive in nature, allowing cells to move freely relative to one another with less
friction41. The mucus present is also believed to play an important role in bio adhesion of
mucoadhesive drug delivery systems42. In the oral mucosa, mucus is secreted by the major
and minor salivary glands as part of saliva whereas in other parts of body mucus is
synthesized and secreted by the goblet cells. The 70% of the total mucin found in saliva is
contributed by the minor salivary glands41-43.
Another important feature of the oral cavity is the presence of saliva (contributes to digestive
secretion) produced mainly by the three pairs of salivary glands such as (parotid,
submandibular and sublingual glands). Saliva is mostly water contributing of 1% organic and
inorganic materials. The digestive enzyme which is present in saliva is the salivary amylase,
which helps in breaking down starch molecules to shorter chains of glucose molecules. The
Saliva contains many of the chemicals that are found in plasma as the saliva is made from
blood plasma.
The flow rate is the major determinant of the salivary composition which in turn mainly
depends upon three factors: that is the time of day, the type of stimulus and the degree of
stimulation41-43. The pH of saliva ranges from 5.5 to 7. The daily production of salivary
volume ranges between 0.5 to 2 litres and it is this amount of fluid that is available to hydrate
oral mucosal dosage forms. The main reason behind the selection of hydrophilic polymeric
matrices as vehicles for oral transmucosal drug delivery systems is this water rich
environment of the oral cavity.
FORMULATION CONSIDERATION12
Active pharmaceutical ingredient
Film forming polymers
Plasticizer
Surfactants
Sweetening agent
Saliva stimulating agent
Flavoring agent
Coloring agent
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Active pharmaceutical ingredient
A typical composition of the film contains 1-25% w/w of the drug and variety of APIs can be
delivered through fast dissolving films. Small dose molecules are to be incorporated in
OFDFs. Multivitamins upto 10% w/w of dry film weight was incorporated in the films with
dissolution time of less than 60 seconds. It is useful to have micronized API which will
improve the texture of the film and gives better dissolution and uniformity in the OFDFs.
Many APIs,are bitter in taste which are potential candidates for this technology80. This makes
the formulation unpalatable especially for pediatric preparations, so the API should be taste
masked with sweeteners. Various methods can be used to improve the palatability. Among
those, the simplest one involves the mixing and co-processing of API with excipients with
pleasurable taste and termed as obscuration technique13.
Table 3: The drugs which have incorporated via orally fast dissolving films are
mentioned below
Drug Action Dose (mg)
Salbutamol Anti asthmatic 4 Levocetrizine Antihistaminic 75
Chlorohexidine Antiseptic 12 Ondensteron Anti emetic 2.5
Film forming polymer
The final thin film that is used must necessarily be water soluble as it should be disintegrated
in saliva. To prepare a thin film formulation that is water-soluble, excipients or polymer must
be water soluble with low molecular weight and excellent film forming capacity. The
polymer employed should be non-toxic, non-irritant and devoid of leachable impurities. It
should have good wetting and spread ability property53.
The polymer should exhibit sufficient peel, shear and tensile strengths. It should be readily
available and should not be very expensive. The polymers can be used alone or in
combination to improve hydrophilicity, flexibility, mouthfeel and solubility characteristics of
fast dissolving films81.
The stiffness of the strip depends on the type of polymer and the amount of polymer in the
formulation. Polyvinyl pyrrolidone films are brittle in nature and so co-povidone is mixed
with poly vinyl pyrrolidone for preparation of flexible fast disintegrating films.Combination
of microcrystalline cellulose and maltodextrincan be used to formulate fast dissolving films
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of piroxicam by hot melt extrusion technique. In this case, microcrystalline cellulose is used
to achieve the film non-sticky, smooth and also used to decrease the disintegration time,
improve the dissolution of drug from the films. Water soluble polymer include natural gums
such as those derived from guar, xanthun, acacia, Arabic or tragacanth, other available
polymers are, polyethylene oxide, acrylic based polymer and several types of sodium
carboxymethyl cellulose (CMC), several types of hydroxypropyl methyl cellulose (HPMC), a
synthetic copolymer of polyethylene glycol–polyvinyl alcohol (Kollicoat IR) and sodium
alginate. Cellulose ethers are widely available. Pullulan, an a-1,6-linked maltotriose produced
from the fungus Aureobasidiumpullulans, has also been used. Five starches and maltodextrin
have investigated as alternative film formers. The physicochemical characteristic of the
polymers selected for film formulation play a vital role in determining the disintegration time
of thin film oral dosage form65.
Plasticizer
Plasticizer is a vital ingredient of the fast dissolving films which help to improve the
flexibility of the strip and reduces the brittleness of the films. It improves the film forming
properties by reducing the glass transition temperature of the polymer. The selection of
plasticizer will depend upon its compatibility with the polymer and also the type of solvent in
the casting of film. The flow of polymer will get better with the use of plasticizer and
enhances the strength of the polymer. Glycerol, Propylene glycol, low molecular weight
polyethylene glycols, phthalate derivatives like dimethyl, diethyl and dibutyl phthalate,
citrate derivatives such as tributyl, triethyl, acetyl citrate, triacetin and castor oil are some of
the commonly used plasticizer82.
Typically the plasticizers are used in the concentration of 0–20 percent; w/w of dry polymer
weight. Inappropriate use of plasticizer may lead to film cracking, splitting and peeling of the
strip. The use of certain plasticizers may also affect the absorption rate of the drug64.
Surfactants
Surfactants act as solubilizing or wetting or dispersing agent in formulation so that the film
gets dissolved within seconds and release active agent quickly. Some of the commonly used
surfactants are sodium lauryl sulphate, benzalkonium chloride, tweens etc. One of the most
important surfactant is polaxamer 407 that is used as solubilizing, wetting and dispersing
agent83.
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Sweetening agents
Sweeteners are important part of the formulation intended to be disintegrated or dissolved in
the oral cavity. Sweeteners are used in the concentration of 3 to 6 %w/w either alone or in
combination. Both natural sweeteners as well as artificial sweeteners are used in fast
dissolving films. Polyhydric alcohols such as sorbitol, mannitol, and isomalt can be used in
combination as they provide good mouth‐feel and cooling sensation. However the use of
natural sugars in such preparation needs to be restricted for diabetic patients. Due to this
reason, the artificial sweeteners have gained more popularity in food and pharmaceutical
preparations. Saccharin, cyclamate and aspartame are the first generation of the artificial
sweeteners followed by acesulfame-K, sucralose, alitame and neotame which fall under the
second generation artificial sweeteners84.
Acesulfame-K and sucralose have more than 200 and 600 time sweetness. Neotame and
alitame have more than 2000 and 8000 time sweetening power as compared to sucrose.
Aspartame was used for the preparation of oral strips of valdecoxib. Sucralose and
neotameare used in the suppression of the bitter taste of fast dissolving films of diclofenac
and ondansetronrespectively.
Saliva stimulating agent
The saliva stimulating agents is used to increase the rate of production of saliva that would
aid in the faster disintegration of the formulations. Generally acids which are used in the
preparation of food can be utilized as salivary stimulants. Eg.Citric acid, malic acid, lactic
acid, ascorbic acid and tartaric acid. These agents are used alone or in combination between 2
to 6%w/w of weight of the strip85.
Flavoring agents
Preferably up to 10%w/w flavors are added in the OFDF formulations The acceptance of the
oral dissolving formulation is largely depends on the initial flavor quality which is observed
in first few seconds after the product has been consumed and the after taste of the formulation
which lasts for at least about 10 min. The selection of flavor is dependent on the type of drug
to be used in the formulation. Age plays a significant role in the taste fondness86. The
geriatric like mint or orange flavors while younger generation like flavors like fruit punch,
raspberry etc. Flavoring agents can be selected from synthetic flavor oils, oleo resins, extract
derived from various parts of the plants like leaves, fruits and flowers and can be used alone
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or in the combination87. Peppermint oil, cinnamon oil, spearmint oil, oil of nutmeg are
examples of flavor oils while vanilla, cocoa, coffee, chocolate and citrus are fruity flavors.
Apple, raspberry, cherry, pineapple are few examples of fruit essence type88.
Coloring agents
FD & C approved coloring agents are used (not exceeding concentration levels of 1 percent;
w/w) in themanufacturing of orally fast dissolving films. Eg.Titaniumdioxide89.
METHOD OF PREPARATION
One or more of the following process can be used combinely to manufacture the mouth
dissolving films.
1. Solvent casting
2. Semisolid casting
3. Hot melt extrusion
4. Solid dispersion extrusion
5. Rolling52
1. Solvent casting method
In solvent casting method excipients are dissolved in water. Then water soluble polymers are
added and dissolved. At last drug is added and stirred to form homogeneous solution. Finally
solution is casted in to the Petri plate and dried54.
Water / suitable solvent + Excipients
Heated upto 600c Stirred at 1000rpm
Solution + Add Polymers
Cooled to room temp Stirred at 1000rpm
Add Drug
Stirred until to form homogeneous solution
Dried on petry dish
Film is formed
Figure 2: Flow chart of solvent casting method for the preparation of fast dissolving
films
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Advantages
Better uniformity of thickness and better clarity than extrusion.
Film has fine gloss and freedom from defects such asdie lines.
Film has more flexibility and better physical properties. The preferred finished film
thickness is typically 12-100 µm, although various thicknesses are possible to meet API
loading and dissolution needs55.
Disadvantages
The polymer must be soluble in a volatile solvent or water.
A stable solution with a reasonable minimum solid content and viscosity should be
formed.
Formation of a homogeneous film and release from the casting support must be
possible56.
2. Semisolid casting
This method is adopted when acid insoluble polymers are to be used. Add solution of film
forming to a solution of acid insoluble polymer in ammonium or sodium hydroxide gel mass
is obtained. Acid-insoluble polymers used to prepare films include: cellulose acetate
phthalate, cellulose acetate butyrate. Acid insoluble polymer and film forming polymer
should be used in the ratio of 1:457.
3. Hot melt extrusion
In hot melt extrusion method the drug is mixed with carriers in solid form. Then dried
granular material is introduced into the extruder and screw speed should set at 15 rpm to
process the granules inside extruder for approximately 3–4 min. The processing temperatures
should be 800C (zone 1), 1150C (zone 2), 1000C (zone 3) and 650C (zone 4). The extrudate (T
= 650C) then pressed into a cylindrical to obtain a film58.
Advantages
Without use of any solvent or water.
Fewer processing steps.
Compressibility properties of the API may not be of importance.
Better alternative for poorly soluble drugs.
More uniform dispersion because of intense mixing and agitation.
Less energy compared with high shear methods59.
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Disadvantages
Thermal degradation due to use of high temperature
Flow properties of the polymer are essential to processing
Limited number of available polymers
All excipients must be devoid of water or any other volatile solvent63
Solid dispersion extrusion
In this method immiscible components are extrude with drug and then solid dispersions are
prepared. Finally the solid dispersions are shaped in to films by means of dies66-69.
Rolling Method
In rolling method a solution or suspension of drug with film forming polymer is prepared and
subjected to the roller. The solution or suspension should have specific rheological
consideration. The solvent is mainly water and mixture of water and alcohol. The film is
dried on the rollers and cuttedin to desired shapes and sizes70.
EVALUATION
Mechanical properties
Thickness
Dryness/tack test
Tensile strength
Percent elongation
Young’s modulus
Tear resistance
Folding endurance
Organoleptic test
Swelling test
Surface pH test
Contact angle
Transparency
Assay/Content Uniformity
Disintegration test
In-vitro Dissolution test
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Mechanical properties
Thickness: As the thickness of film is directly proportional with drug content uniformity so it
is necessary to maintain uniformity in the thickness of the film. It can be measured by screw
gauge or calibrated digital Vernier Calipers at different strategic locations71.
Dryness test/tack tests :About eight stages of film drying process have been identified and
they are set‐to‐touch, dust‐free, tack‐free (surface dry), Dry‐to touch, dry‐hard, dry‐through
(dry‐to‐handle), dry‐to‐recoat and dry print‐free. Although these tests are primarily used for
paint films most of the studies can be adapted to evaluate pharmaceutical OFDF. Tack is the
tenacity with which the strip adheres to an accessory (a piece of paper) that has been pressed
into contact with the strip. Instruments are also available for this study62.
Tensile strength :Tensile strength is the maximum stress applied to a point at which the strip
breaks. It is calculated by the applied load at rupture divided by the cross‐sectional area of the
strip as given in the equation below72.
Percent elongation :When stress is applied, a film sample stretches and this is referred to as
strain. Strain is basically the deformation of film divided by original dimension of the sample.
Generally elongation of film increases as the plasticizer content increases73.
L = Increase in length of film
L0 = Initial length of film
Young's modulus: Young's modulus or elastic modulus is the measure of stiffness of strip. It
is represented as the ratio of applied stress over strain in the region of elastic deformation as
follows:
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Hard and brittle strips demonstrate a high tensile strength and Young's modulus with small
elongation74.
Tear resistance: Tear resistance of plastic film or sheeting is a complex function of its
resistance to rupture. Basically very low rate of loading 51 mm (2 in)/min is employed and is
to measure the force to initiate tearing. The maximum stress or force (that is generally found
near the onset of tearing) required to tear the strip is recorded as the tear resistance value in
Newtons (or pounds‐force)75.
Folding endurance :Folding endurance is determined by repeated folding of the strip at the
same place till the strip breaks. The number of times the film is folded without breaking is
said as the folding endurance value76.
Organoleptic evaluation :For evaluation of psychophysical evaluation of the product,
special controlled human taste panels are used. In-vitro methods of utilizing taste sensors,
specially designed apparatus and drug release by modified pharmacopoeial methods are being
used for this purpose. These in-vitro taste assessment apparatus and methodologies are well
suited for high‐throughput taste screening of oral pharmaceutical formulations77.
Surface pH of film :Surface pH of the films was determined by placing the film on the
surface of 1.5% w/v agar gel followed by placing pH paper (pH range 1-11) on films. The
change in the colour of pH paper was observed and reported78.
Swelling index :It is useful in case of film formulation having gelling property and measured
by 2methods.
1. Linear expansion coefficient in water
Film is immersed in water. Specimen is taken 2,4,6,8,10,15,30 and 60 seconds and the size of
side length is measured. It is calculated as:
Where:
L1 = Side length after immersion
L0 = Side length before immersion
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Poladi et al. World Journal of Pharmaceutical Research
2. Amount absorbed in purified water
The film is weighed (W1) and put into the stainless steel mesh basket. The weight after
immersion in water is measured (W2).Similarly weight after immersion of basket without
film(W3).The amount absorbed(W) is determined by following equation
Transparency: The transparency of the films can be determined using a simple UV
spectrophotometer. Cut the film samples into rectangles and placed on the internal side of the
spectrophotometer cell. The determine transmittance of films at 600 nm. The transparency of
the films was calculated as follows
Transparency = (logT600)/b = - €c
Where T600 is the transmittance at 600 nm and b is the film thickness (mm) and c is
concentration79.
Assay/ Content uniformity: This is determined by any standard assay method described for
the particular API in any of the standard pharmacopoeia. Content uniformity is determined by
estimating the API content in individual strip. Limit of content uniformity is 85–115
percent73.
Disintegration time : Disintegration of orally fast dissolving films requires USP
disintegration apparatus. The disintegration time limit of 30 seconds or less. Disintegration
time will vary depending on the formulation but typically the disintegration range from 5 to
30 seconds. Although, no official guidance is available for oral fast disintegrating films strips.
Dissolution test: Dissolution testing can be performed using the standard basket or paddle
apparatus. The dissolution medium will essentially be selected as per the sink conditions and
highest dose of the API. Many times the dissolution test can be difficult due to tendency of
the strip to float onto the dissolution medium when the paddle apparatus is employed75.
Contact angle measurement :Time dependent contact angle is measured by an optical
contact angle meter. The Contact angle is measured by different methods like the two
tangential methods, a height width ratio, the circle fitting and sessile drop fitting76.
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Poladi et al. World Journal of Pharmaceutical Research
Table 4: Commercial Thin Film oral Dosage Form Products
Product Manufacturer Active Pharmaceutical Agent Strength (mg)
Triaminic Novartis Dextromethorphan HBr 7.5
Triaminic Novartis Diphenhydramine HCl 12.5
Theraflu Novartis Dextromethorphan HBr 15
Gas-X Novartis Simethicone 62.5
Sudafed Pfizer Phenylephrine HCl 10
Benadryl Pfizer Diphenhydramine HCl 12.5
Chloraseptic Prestige Benzocaine Menthol 3/3
Suppress InnoZen Menthol 2.5
Orajel Del Menthol/Pectin 2/30
Listerine Pfizer Cool mint –
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