Failure Modes, Effects and Diagnostic AnalysisTotal failure rate (safety function) 1994 FIT 2069 FIT...

22
The document was prepared using best effort. The authors make no warranty of any kind and shall not be liable in any event for incidental or consequential damages in connection with the application of the document. © All rights on the format of this technical report reserved. Failure Modes, Effects and Diagnostic Analysis Project: Smartline Radar Level RM71 Customer: Honeywell Process Solutions Fort Washington, PA USA Contract No.: Q11/05-066 Report No.: Hon 11/05-066 R001 Version V1, Revision R1, October 2008 Stephan Aschenbrenner - William Goble

Transcript of Failure Modes, Effects and Diagnostic AnalysisTotal failure rate (safety function) 1994 FIT 2069 FIT...

Page 1: Failure Modes, Effects and Diagnostic AnalysisTotal failure rate (safety function) 1994 FIT 2069 FIT SFF 89% 88% SIL AC 3 SIL1 SIL1 A user of the Smartline Radar Level RM71 can utilize

The document was prepared using best effort. The authors make no warranty of any kind and shall not be liable in any event for incidental or consequential damages in connection with the application of the document.

© All rights on the format of this technical report reserved.

Failure Modes, Effects and Diagnostic Analysis

Project: Smartline Radar Level RM71

Customer:

Honeywell Process Solutions Fort Washington, PA

USA

Contract No.: Q11/05-066 Report No.: Hon 11/05-066 R001

Version V1, Revision R1, October 2008 Stephan Aschenbrenner - William Goble

Page 2: Failure Modes, Effects and Diagnostic AnalysisTotal failure rate (safety function) 1994 FIT 2069 FIT SFF 89% 88% SIL AC 3 SIL1 SIL1 A user of the Smartline Radar Level RM71 can utilize

© exida.com GmbH hon 1105066 r001 v1r1 rm71 fmeda, October 24, 2008 Stephan Aschenbrenner Page 2 of 4

Management summary This report summarizes the results of the hardware assessment carried out on the Smartline Radar Level RM71 with software versions V1.1.3 (FE) and V1.02.80 – V1.0.0.27 (BE).

The hardware assessment consists of a Failure Modes, Effects and Diagnostics Analysis (FMEDA). A FMEDA is one of the steps taken to achieve functional safety assessment of a device per IEC 61508. From the FMEDA, failure rates are determined and consequently the Safe Failure Fraction (SFF) is calculated for the device. For full assessment purposes all requirements of IEC 61508 must be considered.

For safety applications only the described versions were considered. All other possible output variants or electronics are not covered by this report. The failure rates used in this analysis are from the exida Electrical & Mechanical Component Reliability Handbook for Profile 2 and 4.

The Smartline Radar Level RM71 is considered to be a Type B1 subsystem with a hardware fault tolerance of 0. For Type B subsystems with a hardware fault tolerance of 0 the SFF shall be > 60% for SIL 1 subsystems according to table 3 of IEC 61508-2.

exida performed a quantitative analysis of the mechanical parts of the Smartline Radar Level RM71 to calculate the mechanical failure rates of the sensor element using the exida Electrical & Mechanical Component Reliability Handbook. The results of the quantitative analysis were used for the calculations described in section 4.5.1.

The failure rates listed below do not include failures resulting from incorrect use of the Smartline Radar Level RM71, in particular humidity entering through incompletely closed housings or inadequate cable feeding through the inlets.

It is assumed that the connected logic solver is configured as per the NAMUR NE43 signal ranges, i.e. the Smartline Radar Level RM71 with 4..20 mA current output communicates detected faults by an alarm output current ≤ 3,6mA or ≥ 21mA. Assuming that the application program in the safety logic solver does not automatically trip on these failures, these failures have been classified as dangerous detected failures. The following table shows how the above stated requirements are fulfilled.

1 Type B subsystem: “Complex” subsystem (using micro controllers or programmable logic); for details see 7.4.3.1.3 of IEC 61508-2.

Page 3: Failure Modes, Effects and Diagnostic AnalysisTotal failure rate (safety function) 1994 FIT 2069 FIT SFF 89% 88% SIL AC 3 SIL1 SIL1 A user of the Smartline Radar Level RM71 can utilize

© exida.com GmbH hon 1105066 r001 v1r1 rm71 fmeda, October 24, 2008 Stephan Aschenbrenner Page 3 of 4

Table 1: Summary for RM71– Failure rates 2

exida Profile 2 exida Profile 4

Failure category Failure rates (in FIT) Failure rates (in FIT)

Fail Safe Detected (SD) 0 0

Fail safe detected 0 0

Fail Safe Undetected (SU) 596 626

Fail safe undetected 0 0

Residual 587 617

Annunciation undetected (95%) 9 9

Fail Dangerous Detected (DD) 1183 1203

Fail dangerous detected 1017 1037

Fail High (detected by logic solver) 13 13

Fail Low (detected by logic solver) 153 153

Annunciation detected 0 0

Fail Dangerous Undetected (DU) 215 240

Fail dangerous undetected 214 239

Annunciation undetected (5%) 1 1

No part 106 139

Total failure rate (safety function) 1994 FIT 2069 FIT

SFF 89% 88%

SIL AC 3 SIL1 SIL1

A user of the Smartline Radar Level RM71 can utilize these failure rates in a probabilistic model of a safety instrumented function (SIF) to determine suitability in part for safety instrumented system (SIS) usage in a particular safety integrity level (SIL). A full table of failure rates for different operating conditions is presented in section 4 along with all assumptions.

It is important to realize that the “residual” failures are included in the “safe undetected” failure category according to IEC 61508:2000. Note that these failures on their own will not affect system reliability or safety, and should not be included in spurious trip calculations.

2 It is assumed that complete practical fault insertion tests can demonstrate the correctness of the failure effects assumed during the FMEDA. 3 SIL AC (architectural constraints) means that the calculated values are within the range for hardware architectural constraints for the corresponding SIL but does not imply all related IEC 61508 requirements are fulfilled.

Page 4: Failure Modes, Effects and Diagnostic AnalysisTotal failure rate (safety function) 1994 FIT 2069 FIT SFF 89% 88% SIL AC 3 SIL1 SIL1 A user of the Smartline Radar Level RM71 can utilize

© exida.com GmbH hon 1105066 r001 v1r1 rm71 fmeda, October 24, 2008 Stephan Aschenbrenner Page 4 of 4

The failure rates are valid for the useful life of the Smartline Radar Level RM71 (see Appendix 2).

Page 5: Failure Modes, Effects and Diagnostic AnalysisTotal failure rate (safety function) 1994 FIT 2069 FIT SFF 89% 88% SIL AC 3 SIL1 SIL1 A user of the Smartline Radar Level RM71 can utilize

© exida.com GmbH hon 1105066 r001 v1r1 rm71 fmeda, October 24, 2008 Stephan Aschenbrenner Page 5 of 22

Table of Contents

2.1  exida ............................................................................................................................... 7 

2.2  Roles of the parties involved ........................................................................................... 7 

2.3  Standards / Literature used ............................................................................................. 7 

2.4  Reference documents ..................................................................................................... 8 

2.4.1  Documentation provided by the customer ............................................................ 8 

2.4.2  Documentation generated by exida ..................................................................... 8 

3.1  System description .......................................................................................................... 9 

3.2  Measuring principle ......................................................................................................... 9 

3.3  Characteristics of MIN Detection .................................................................................. 10 

4.1  Description of the failure categories .............................................................................. 11 

4.2  Methodology – FMEDA, Failure rates ........................................................................... 12 

4.2.1  FMEDA ............................................................................................................... 12 

4.2.2  Failure rates ....................................................................................................... 12 

4.3  Assumptions ................................................................................................................. 13 

4.4  Analysis of the process connection ............................................................................... 13 

4.5  Results .......................................................................................................................... 14 

4.5.1  RM 71 ................................................................................................................. 15 

5.1  Example PFDAVG calculation for profile 2 ...................................................................... 16 

7.1  Liability .......................................................................................................................... 18 

7.2  Releases ....................................................................................................................... 18 

7.3  Release Signatures ....................................................................................................... 18 

Appendix 1.2: Possible proof tests to detect dangerous undetected faults .......................... 20 

Appendix 3.1: exida electronic database ............................................................................ 22 

Appendix 3.2: exida mechanical database .......................................................................... 22 

Page 6: Failure Modes, Effects and Diagnostic AnalysisTotal failure rate (safety function) 1994 FIT 2069 FIT SFF 89% 88% SIL AC 3 SIL1 SIL1 A user of the Smartline Radar Level RM71 can utilize

© exida.com GmbH hon 1105066 r001 v1r1 rm71 fmeda, October 24, 2008 Stephan Aschenbrenner Page 6 of 22

1 Purpose and Scope Generally three options exist when doing an assessment of sensors, interfaces and/or final elements.

Option 1: Hardware assessment according to IEC 61508

Option 1 is a hardware assessment by exida according to the relevant functional safety standard(s) like IEC 61508 or EN 954-1. The hardware assessment consists of a FMEDA to determine the fault behavior and the failure rates of the device, which are then used to calculate the Safe Failure Fraction (SFF) and the average Probability of Failure on Demand (PFDAVG). When appropriate, fault injection testing will be used to confirm the effectiveness of any self-diagnostics.

This option provides the safety instrumentation engineer with the required failure data as per IEC 61508 / IEC 61511. This option does not include an assessment of the development process and does not rate the safety integrity of the software.

Option 2: Hardware assessment with proven-in-use consideration per IEC 61508 / IEC 61511

Option 2 extends Option 1 with an assessment of the proven-in-use documentation of the device including the modification process.

This option for pre-existing programmable electronic devices provides the safety instrumentation engineer with the required failure data as per IEC 61508 / IEC 61511. When combined with plant specific proven-in-use records, it may help with prior-use justification per IEC 61511 for sensors, final elements and other PE field devices.

Option 3: Full assessment according to IEC 61508

Option 3 is a full assessment by exida according to the relevant application standard(s) like IEC 61511 or EN 298 and the necessary functional safety standard(s) like IEC 61508 or EN 954-1. The full assessment extends Option 1 by an assessment of all fault avoidance and fault control measures during hardware and software development.

This option provides the safety instrumentation engineer with the required failure data as per IEC 61508 / IEC 61511 and confidence that sufficient attention has been given to systematic failures during the development process of the device.

This assessment shall be done according to option 1.

This document shall describe the results of hardware assessment according to IEC 61508:2000 carried out on the Smartline Radar Level RM71 with software versions V1.1.3 (FE) and V1.02.80 – V1.0.0.27 (BE).

The information in this report can be used to evaluate whether a sensor subsystem, including the Smartline Radar Level RM71 meets the average Probability of Failure on Demand (PFDAVG) requirements and the architectural constraints / minimum hardware fault tolerance requirements per IEC 61508. It does not consider any calculations necessary for proving intrinsic safety.

Page 7: Failure Modes, Effects and Diagnostic AnalysisTotal failure rate (safety function) 1994 FIT 2069 FIT SFF 89% 88% SIL AC 3 SIL1 SIL1 A user of the Smartline Radar Level RM71 can utilize

© exida.com GmbH hon 1105066 r001 v1r1 rm71 fmeda, October 24, 2008 Stephan Aschenbrenner Page 7 of 22

2 Project management

2.1 exida

exida is one of the world’s leading knowledge companies specializing in automation system safety and availability with over 300 years of cumulative experience in functional safety. Founded by several of the world’s top reliability and safety experts from assessment organizations and manufacturers, exida is a partnership with offices around the world. exida offers training, coaching, project oriented consulting services, internet based safety engineering tools, detail product assurance and certification analysis and a collection of on-line safety and reliability resources. exida maintains a comprehensive failure rate and failure mode database on process equipment.

2.2 Roles of the parties involved

HONEYWELL Supplier of the Smartline Radar Level RM71

exida Performed the hardware assessment according to option 1 (see section 1).

exida was contracted in September 2008 to perform the FMEDA of the above mentioned device.

2.3 Standards / Literature used The services delivered by exida were performed based on the following standards / literature.

[N1] IEC 61508-2:2000 Functional Safety of Electrical/Electronic/Programmable Electronic Safety-Related Systems

[N2] Electrical & Mechanical Component Reliability Handbook, 2nd Edition, 2008

exida L.L.C, Electrical & Mechanical Component Reliability Handbook, Second Edition, 2008, ISBN 978-0-9727234-6-6

[N3] IEC 60654-1:1993-02, second edition

Industrial-process measurement and control equipment – Operating conditions – Part 1: Climatic condition

Page 8: Failure Modes, Effects and Diagnostic AnalysisTotal failure rate (safety function) 1994 FIT 2069 FIT SFF 89% 88% SIL AC 3 SIL1 SIL1 A user of the Smartline Radar Level RM71 can utilize

© exida.com GmbH hon 1105066 r001 v1r1 rm71 fmeda, October 24, 2008 Stephan Aschenbrenner Page 8 of 22

2.4 Reference documents

2.4.1 Documentation provided by the customer

[D1] TD_OPTIFLEX1300_en_080730.pdf Technical Datasheet “OPTIFLEX 1300 C” 4000112203 – TD OPTIFLEX1300 R08 en © Krohne 06/2008

[D2] HB_OPTIFLEX_en_080428.pdf Handbook “OPTIFLEX 1300 C” 4000172301 – HB OPTIFLEX1300 R02 en © Krohne 01/2008

[D3] OF1300C_BE_080918.pdf Circuit diagram “Backend / Ex, New Level” STR2138270100 Ind. i

[D4] OF1300C_EMC_080918.pdf Circuit diagram “EMC, New Level” STR2138320100 Ind. D

[D5] STR2138280100f.pdf Circuit diagram “Time Base Board” STR2138280100 Ind. f

[D6] STR2138290100d.pdf Circuit diagram “Power Supply / Ex, TDR” STR2138290100 Ind. D

[D7] OW7300C_DSP_080918.pdf Circuit diagram “DSP, New Level” STR2138260100 Ind. g

[D8] F2.09601.01 C.pdf Mechanical drawing “CORPS SONDE TDR MONO / BI LIQUIDE” F2.09601.01 Ind. C

[D9] F2.09607.00 I.pdf Mechanical drawing “BOITIER EQUIPE” F2.09607.00 Ind. I

[D10] OF1300C_BE_080930.efm of 01.10.08 FMEDA Backend

[D11] OF1300C_EMC_080930.efm of 01.10.08 FMEDA EMC Board

[D12] OF1300C_FE_080930.efm of 01.10.08 FMEDA Frontend

[D13] OF1300C_PS_080930.efm of 01.10.08 FMEDA Power Supply

2.4.2 Documentation generated by exida

[R1] FMEDA_V7_Sensor_and_housing_OPTIFLEX_V0R1.efm of 16.09.08

[R2] FMEDA_V7_OF1300C_V1R3.efm of 24.10.08

Page 9: Failure Modes, Effects and Diagnostic AnalysisTotal failure rate (safety function) 1994 FIT 2069 FIT SFF 89% 88% SIL AC 3 SIL1 SIL1 A user of the Smartline Radar Level RM71 can utilize

© exida.com GmbH hon 1105066 r001 v1r1 rm71 fmeda, October 24, 2008 Stephan Aschenbrenner Page 9 of 22

3 Description of the analyzed subsystem

3.1 System description

RM71 is a Guided Radar (TDR) Level Meter for measuring distance, level, interface, level and interface, volume and mass.

The Smartline Radar Level RM71 is considered to be a Type B subsystem with a hardware fault tolerance of 0.

The FMEDA has been carried out on the parts indicated in Figure 1, except for Part 7, the graphical display which is not part of the safety function.

Figure 1: RM71

3.2 Measuring principle

The measuring is based on the TDR principle, which is a well known technique in the continuity measurement of communication cables. Pulses of low power microwaves (nano-seconds) are sent along the conductors’ rods or cables. At the point where the waves meet the product surface, the waves are reflected by the product. The intensity of the reflection depends on the dielectric constant of the product. The higher the dielectric constant, the stronger the reflection will be, e.g. up to 80% reflection for water. The instrument measures the time between emission

Page 10: Failure Modes, Effects and Diagnostic AnalysisTotal failure rate (safety function) 1994 FIT 2069 FIT SFF 89% 88% SIL AC 3 SIL1 SIL1 A user of the Smartline Radar Level RM71 can utilize

© exida.com GmbH hon 1105066 r001 v1r1 rm71 fmeda, October 24, 2008 Stephan Aschenbrenner Page 10 of 22

and reception which is proportional to the distance. Dust, vapour, foam etc. will not affect the level measurement as long as they have a low dielectric constant.

Figure 2: Measuring principle

3.3 Characteristics of MIN Detection

In case of MIN detection the following causes lead to the situation where the Smartline Radar Level RM71 can no longer be used for safety related functions with the listed failure rates, Safe Failure Fraction and PFDAVG:

─ Thick and/or solid build-up

─ False echoes from flat obstructions or obstructions with a sharp edge

─ Applications using agitators

─ Foam with a density > 5 g/cm3

However, reduced proof test intervals can help to detect such unwanted causes.

Page 11: Failure Modes, Effects and Diagnostic AnalysisTotal failure rate (safety function) 1994 FIT 2069 FIT SFF 89% 88% SIL AC 3 SIL1 SIL1 A user of the Smartline Radar Level RM71 can utilize

© exida.com GmbH hon 1105066 r001 v1r1 rm71 fmeda, October 24, 2008 Stephan Aschenbrenner Page 11 of 22

4 Failure Modes, Effects, and Diagnostic Analysis

The Failure Modes, Effects, and Diagnostic Analysis was done together with the manufacturer and is documented in [R2]. Failures have been classified according to the following failure categories.

4.1 Description of the failure categories

In order to judge the failure behavior of the Smartline Radar Level RM71, the following definitions for the failure of the product were considered.

Fail-Safe State The fail-safe state is defined as the output reaching the user defined threshold value.

Fail Safe Failure that causes the subsystem to go to the defined fail-safe state without a demand from the process.

Fail Dangerous Failure that leads to a measurement error of more than 2% of full span and therefore has the potential to not respond to a demand from the process (i.e. being unable to go to the defined fail-safe state).

Fail Dangerous Undetected Failure that is dangerous and that is not being diagnosed by internal diagnostics.

Fail Dangerous Detected Failure that is dangerous but is detected by internal diagnostics and causes the output signal to go to the predefined alarm state.

Fail High A fail high failure (H) is defined as a failure that causes the output signal to go to the over-range or high alarm output current (> 21mA).

Fail Low A fail low failure (L) is defined as a failure that causes the output signal to go to the under-range or low alarm output current (< 3.6mA).

Annunciation Failure that does not directly impact safety but does impact the ability to detect a future fault (such as a fault in a diagnostic circuit). Annunciation failures are divided into annunciation detected (AD) and annunciation undetected (AU) failures.

Residual Failure mode of a component that plays a part in implementing the safety function but is neither a safe failure nor a dangerous failure. For the calculation of the SFF it is treated like a safe undetected failure.

No part Component that plays no part in implementing the safety function but is part of the circuit diagram and is listed for completeness. When calculating the SFF this failure mode is not taken into account. It is also not part of the total failure rate.

The failure categories listed above expand on the categories listed in IEC 61508 which are only safe and dangerous, both detected and undetected. The reason for this is that not all failure modes have effects that can be accurately classified according to the failure categories listed in IEC 61508:2000.

The “Residual” and “Annunciation” failures are provided for those who wish to do reliability modeling more detailed than required by IEC 61508:2000. The “Residual” failures are defined as safe undetected failures even though they will not cause the safety function to go to a safe state. Therefore they need to be considered in the Safe Failure Fraction calculation.

Page 12: Failure Modes, Effects and Diagnostic AnalysisTotal failure rate (safety function) 1994 FIT 2069 FIT SFF 89% 88% SIL AC 3 SIL1 SIL1 A user of the Smartline Radar Level RM71 can utilize

© exida.com GmbH hon 1105066 r001 v1r1 rm71 fmeda, October 24, 2008 Stephan Aschenbrenner Page 12 of 22

4.2 Methodology – FMEDA, Failure rates

4.2.1 FMEDA

A Failure Modes and Effects Analysis (FMEA) is a systematic way to identify and evaluate the effects of different component failure modes, to determine what could eliminate or reduce the chance of failure, and to document the system under consideration.

An FMEDA (Failure Mode Effect and Diagnostic Analysis) is an FMEA extension. It combines standard FMEA techniques with extensions to identify online diagnostics techniques and the failure modes relevant to safety instrumented system design. It is a technique recommended to generate failure rates for each important category (safe detected, safe undetected, dangerous detected, dangerous undetected, fail high, fail low) in the safety models. The format for the FMEDA is an extension of the standard FMEA format from MIL STD 1629A, Failure Modes and Effects Analysis.

4.2.2 Failure rates

The failure rate data used by exida in this FMEDA are from the exida Electrical & Mechanical Component Reliability Handbook for Profile 2 and 4. The rates were chosen in a way that is appropriate for safety integrity level verification calculations. It is expected that the actual number of field failures due to random events will be less than the number predicted by these failure rates.

For hardware assessment according to IEC 61508 only random equipment failures are of interest. It is assumed that the equipment has been properly selected for the application and is adequately commissioned such that early life failures (infant mortality) may be excluded from the analysis.

Failures caused by external events however should be considered as random failures. Examples of such failures are loss of power, physical abuse, or problems due to intermittent instrument air quality.

The assumption is also made that the equipment is maintained per the requirements of IEC 61508 or IEC 61511 and therefore a preventative maintenance program is in place to replace equipment before the end of its “useful life”. Corrosion, erosion, coil burnout etc. are considered age related (late life) or systematic failures, provided that materials and technologies applied are indeed suitable for the application, in all modes of operation.

The user of these numbers is responsible for determining their applicability to any particular environment. Accurate plant specific data may be used for this purpose. If a user has data collected from a good proof test reporting system that indicates higher failure rates, the higher numbers shall be used. Some industrial plant sites have high levels of stress. Under those conditions the failure rate data is adjusted to a higher value to account for the specific conditions of the plant.

Page 13: Failure Modes, Effects and Diagnostic AnalysisTotal failure rate (safety function) 1994 FIT 2069 FIT SFF 89% 88% SIL AC 3 SIL1 SIL1 A user of the Smartline Radar Level RM71 can utilize

© exida.com GmbH hon 1105066 r001 v1r1 rm71 fmeda, October 24, 2008 Stephan Aschenbrenner Page 13 of 22

4.3 Assumptions

The following assumptions have been made during the Failure Modes, Effects, and Diagnostic Analysis of the Smartline Radar Level RM71.

Failure rates are constant, wear out mechanisms are not included.

Propagation of failures is not relevant.

The HART protocol is only used for setup, calibration, and diagnostics purposes, not during normal operation.

The device is installed per manufacturer’s instructions.

Failures during parameterization are not considered.

Complete practical fault insertion tests can demonstrate that the diagnostic coverage (DC) corresponds to the assumed DC in the FMEDAs.

Sufficient tests are performed prior to shipment to verify the absence of vendor and/or manufacturing defects that prevent proper operation of specified functionality to product specifications or cause operation different from the design analyzed.

The mean time to restoration (MTTR) after a safe or detectable failure is 24 hours.

All modules are operated in the low demand mode of operation.

External power supply failure rates are not included.

Because the display is not part of the safety function, the failure rate of the display is not considered in the calculation.

The time of a connected safety PLC to react on a dangerous detected failure and to bring the process to the safe state is identical to MTTR.

The worst-case internal fault detection time is 16 seconds. Depending on the application, this interval needs to be considered directly in the SIL verification.

The output signals are fed to a SIL 2 or greater compliant input board of a safety PLC.

The application program in the safety logic solver is configured according to NAMUR NE43 to detect under-range and over-range failures and does not automatically trip on these failures; therefore these failures have been classified as dangerous detected failures.

Only the current output 4..20mA is used for safety applications.

Materials are compatible with process conditions.

The measurement limits (including pressure and temperature ranges) are considered.

4.4 Analysis of the process connection

The manufacturer together with exida performed a quantitative analysis of the mechanical parts of the Smartline Radar Level RM71 to calculate the mechanical failure rates of the sensor element using the exida Electrical & Mechanical Component Reliability Handbook. The results of the quantitative analysis were used for the calculations described in section 4.

Page 14: Failure Modes, Effects and Diagnostic AnalysisTotal failure rate (safety function) 1994 FIT 2069 FIT SFF 89% 88% SIL AC 3 SIL1 SIL1 A user of the Smartline Radar Level RM71 can utilize

© exida.com GmbH hon 1105066 r001 v1r1 rm71 fmeda, October 24, 2008 Stephan Aschenbrenner Page 14 of 22

4.5 Results

For the calculation of the Safe Failure Fraction (SFF) the following has to be noted:

total consists of the sum of all component failure rates. This means:

total = SD + SU + DD + DU

SFF = 1 – DU / total

Page 15: Failure Modes, Effects and Diagnostic AnalysisTotal failure rate (safety function) 1994 FIT 2069 FIT SFF 89% 88% SIL AC 3 SIL1 SIL1 A user of the Smartline Radar Level RM71 can utilize

© exida.com GmbH hon 1105066 r001 v1r1 rm71 fmeda, October 24, 2008 Stephan Aschenbrenner Page 15 of 22

4.5.1 RM 71

The FMEDA carried out on RM71 under the assumptions described in sections 4.3 to 4.5 results in the following failure rates:

exida Profile 2 exida Profile 4

Failure category Failure rates (in FIT) Failure rates (in FIT)

Fail Safe Detected (SD) 0 0

Fail safe detected 0 0

Fail Safe Undetected (SU) 596 626

Fail safe undetected 0 0

Residual 587 617

Annunciation undetected (95%) 9 9

Fail Dangerous Detected (DD) 1183 1203

Fail dangerous detected 1017 1037

Fail High (detected by logic solver) 13 13

Fail Low (detected by logic solver) 153 153

Annunciation detected 0 0

Fail Dangerous Undetected (DU) 215 240

Fail dangerous undetected 214 239

Annunciation undetected (5%) 1 1

No part 106 139

Total failure rate (safety function) 1994 FIT 2069 FIT

SFF 89% 88%

SIL AC 4 SIL1 SIL1

4 SIL AC (architectural constraints) means that the calculated values are within the range for hardware architectural constraints for the corresponding SIL but does not imply all related IEC 61508 requirements are fulfilled.

Page 16: Failure Modes, Effects and Diagnostic AnalysisTotal failure rate (safety function) 1994 FIT 2069 FIT SFF 89% 88% SIL AC 3 SIL1 SIL1 A user of the Smartline Radar Level RM71 can utilize

© exida.com GmbH hon 1105066 r001 v1r1 rm71 fmeda, October 24, 2008 Stephan Aschenbrenner Page 16 of 22

5 Using the FMEDA results

The following section describes how to apply the results of the FMEDA.

It is the responsibility of the Safety Instrumented Function designer to do calculations for the entire SIF. exida recommends the accurate Markov based exSILentia tool for this purpose.

The following results must be considered in combination with PFDAVG values of other devices of a Safety Instrumented Function (SIF) in order to determine suitability for a specific Safety Integrity Level (SIL).

5.1 Example PFDAVG calculation for profile 2

An average Probability of Failure on Demand (PFDAVG) calculation is performed for a single (1oo1) Smartline Radar Level RM71 considering a proof test coverage of 95% (see Appendix 1.2) and a mission time of 10 years. The failure rate data used in this calculation are displayed in section 4. The resulting PFDAVG values for a variety of proof test intervals are displayed in Table 2.

For SIL1 applications, the PFDAVG value needs to be < 1.00E-01.

Table 2: PFDAVG values

T[Proof] = 1 year T[Proof] = 2 years T[Proof] = 5 years

PFDAVG = 1.39E-03 PFDAVG = 2.29E-03 PFDAVG = 4.97E-03

This means that for a SIL1 application, the PFDAVG for a 1-year Proof Test Interval considering profile 2 data is approximately equal to 1% of the range.

Figure 3 shows the time dependent curve of PFDAVG.

PFDAVG vs. Proof Test Interval

0,00E+00

1,00E-03

2,00E-03

3,00E-03

4,00E-03

5,00E-03

6,00E-03

7,00E-03

8,00E-03

9,00E-03

1,00E-02

1 2 3 4 5 6 7 8 9 10

Years

PF

DA

VG

Optiflex 1300 C

Figure 3: PFDAVG(t)

Page 17: Failure Modes, Effects and Diagnostic AnalysisTotal failure rate (safety function) 1994 FIT 2069 FIT SFF 89% 88% SIL AC 3 SIL1 SIL1 A user of the Smartline Radar Level RM71 can utilize

© exida.com GmbH hon 1105066 r001 v1r1 rm71 fmeda, October 24, 2008 Stephan Aschenbrenner Page 17 of 22

6 Terms and Definitions DCD Diagnostic Coverage of dangerous failures

FIT Failure In Time (1x10-9 failures per hour)

FMEDA Failure Modes, Effects, and Diagnostic Analysis

HFT Hardware Fault Tolerance

Low demand mode Mode where the frequency of demands for operation made on a safety-related system is no greater than one per year and no greater than twice the proof test frequency.

PFDAVG Average Probability of Failure on Demand

SFF Safe Failure Fraction summarizes the fraction of failures which lead to a safe state and the fraction of failures which will be detected by diagnostic measures and lead to a defined safety action.

SIF Safety Instrumented Function

SIL Safety Integrity Level

Type B subsystem “Complex” subsystem (using micro controllers or programmable logic); for details see 7.4.3.1.3 of IEC 61508-2

T[Proof] Proof Test Interval

Page 18: Failure Modes, Effects and Diagnostic AnalysisTotal failure rate (safety function) 1994 FIT 2069 FIT SFF 89% 88% SIL AC 3 SIL1 SIL1 A user of the Smartline Radar Level RM71 can utilize

© exida.com GmbH hon 1105066 r001 v1r1 rm71 fmeda, October 24, 2008 Stephan Aschenbrenner Page 18 of 22

7 Status of the document

7.1 Liability

exida prepares reports based on methods advocated in International standards. Failure rates are obtained from a collection of industrial databases. exida accepts no liability whatsoever for the use of these numbers or for the correctness of the standards on which the general calculation methods are based.

Due to future potential changes in the standards, best available information and best practices, the current FMEDA results presented in this report may not be fully consistent with results that would be presented for the identical product at some future time. As a leader in the functional safety market place, exida is actively involved in evolving best practices prior to official release of updated standards so that our reports effectively anticipate any known changes. In addition, most changes are anticipated to be incremental in nature and results reported within the previous three year period should be sufficient for current usage without significant question.

Most products also tend to undergo incremental changes over time. If an exida FMEDA has not been updated within the last three years and the exact results are critical to the SIL verification you may wish to contact the product vendor to verify the current validity of the results.

7.2 Releases

Version History: V1R1: Edited and updated per Honeywell OEM document

V1R0: Review comments incorporated; October 24, 2008

V0R1: Initial version; October 16, 2008

Author: Stephan Aschenbrenner

Review: V1R1: William Goble

V0R1: Rachel Amkreutz (exida), October 20, 2008

Richard Marlier (Manufacturer), October 23, 2008

Release status: Released to HONEYWELL

7.3 Release Signatures

Dipl.-Ing. (Univ.) Stephan Aschenbrenner, Partner

Rachel Amkreutz, Safety Engineer

Page 19: Failure Modes, Effects and Diagnostic AnalysisTotal failure rate (safety function) 1994 FIT 2069 FIT SFF 89% 88% SIL AC 3 SIL1 SIL1 A user of the Smartline Radar Level RM71 can utilize

© exida.com GmbH hon 1105066 r001 v1r1 rm71 fmeda, October 24, 2008 Stephan Aschenbrenner Page 19 of 22

Appendix 1: Possibilities to reveal dangerous undetected faults during the proof test

According to section 7.4.3.2.2 f) of IEC 61508-2 proof tests shall be undertaken to reveal dangerous faults which are undetected by diagnostic tests.

This means that it is necessary to specify how dangerous undetected faults which have been noted during the FMEDA can be detected during proof testing.

Table 3 shows an importance analysis according to the exida database (profile 2) of the ten most critical dangerous undetected faults and indicate how these faults can be detected during proof testing.

Appendix 1 shall be considered when writing the safety manual as it contains important safety related information.

Table 3: Importance Analysis for RM 71

Component % of total du Detection through

Probe 16,80% 100% functional test with different input signals and monitoring of the output signals

G2 9,34% 100% functional test with different input signals and monitoring of the output signals

IC107 7,38% 100% functional test with different input signals and monitoring of the output signals

IC21-ROM 6,51% 100% functional test with different input signals and monitoring of the output signals

IC16-ROM 6,51% 100% functional test with different input signals and monitoring of the output signals

IC17, IC20 4,93% 100% functional test with different input signals and monitoring of the output signals

Pos. 17 4,20% 100% functional test with different input signals and monitoring of the output signals

IC5 4,19% 100% functional test with different input signals and monitoring of the output signals

IC19 4,08% 100% functional test with different input signals and monitoring of the output signals

G1 3,73% 100% functional test with different input signals and monitoring of the output signals

Page 20: Failure Modes, Effects and Diagnostic AnalysisTotal failure rate (safety function) 1994 FIT 2069 FIT SFF 89% 88% SIL AC 3 SIL1 SIL1 A user of the Smartline Radar Level RM71 can utilize

© exida.com GmbH hon 1105066 r001 v1r1 rm71 fmeda, October 24, 2008 Stephan Aschenbrenner Page 20 of 22

Appendix 1.2: Possible proof tests to detect dangerous undetected faults

A possible proof test could consist of the following steps, as described in Table 4.

Table 4 Steps for a possible proof Test

Step Action

1 Bypass the safety PLC or take other appropriate action to avoid a false trip

2 Inspect the device for any visible damage or contamination.

3 Send a HART command to the transmitter to go to the high alarm current output and verify that the analog current reaches that value.

This tests for compliance voltage problems such as a low loop power supply voltage or increased wiring resistance. This also tests for other possible failures.

4 Perform a two-point calibration of the transmitter and verify that the analog current reaches the expected values.

5 Send a HART command to the transmitter to go to the low alarm current output and verify that the analog current reaches that value.

This tests for possible quiescent current related failures

6 Restore the loop to full operation

7 Remove the bypass from the safety PLC or otherwise restore normal operation

This test will detect approximately 95% of possible “du” failures of the transmitter including the sensor element.

Page 21: Failure Modes, Effects and Diagnostic AnalysisTotal failure rate (safety function) 1994 FIT 2069 FIT SFF 89% 88% SIL AC 3 SIL1 SIL1 A user of the Smartline Radar Level RM71 can utilize

© exida.com GmbH hon 1105066 r001 v1r1 rm71 fmeda, October 24, 2008 Stephan Aschenbrenner Page 21 of 22

Appendix 2: Impact of lifetime of critical components on the failure rate

According to section 7.4.7.4 of IEC 61508-2, a useful lifetime, based on experience, should be assumed.

Although a constant failure rate is assumed by the probabilistic estimation method (see section 4.3) this only applies provided that the useful lifetime5 of components is not exceeded. Beyond their useful lifetime the result of the probabilistic calculation method is therefore meaningless, as the probability of failure significantly increases with time. The useful lifetime is highly dependent on the component itself and its operating conditions – temperature in particular (for example, electrolytic capacitors can be very sensitive).

This assumption of a constant failure rate is based on the bathtub curve, which shows the typical behavior for electronic components. Therefore it is obvious that the PFDAVG calculation is only valid for components which have this constant domain and that the validity of the calculation is limited to the useful lifetime of each component.

It is assumed that early failures are detected to a huge percentage during the installation period and therefore the assumption of a constant failure rate during the useful lifetime is valid.

Table 5 shows which components with reduced useful lifetime are contributing to the dangerous undetected failure rate and therefore to the PFDAVG calculation and what their estimated useful lifetime is.

Table 5: Useful lifetime of components with reduced useful lifetime contributing to du

Type Name Useful life at 40°C Capacitor (electrolytic-solid) – Aluminum

C16, C6, C12, C11 Approximately 90 000 Hours6

Sensor element According to manufacturer’s specification

When plant experience indicates a shorter useful lifetime than indicated in this appendix, the number based on plant experience should be used.

5 Useful lifetime is a reliability engineering term that describes the operational time interval where the failure rate of a device is relatively constant. It is not a term which covers product obsolescence, warranty, or other commercial issues. 6 The operating temperature has a direct impact on this time. Therefore already a small deviation from the ambient operating temperature reduces the useful lifetime dramatically. Capacitor life at lower temperatures follows "The Doubling 10°C Rule" where life is doubled for each 10°C reduction in operating temperature.

Page 22: Failure Modes, Effects and Diagnostic AnalysisTotal failure rate (safety function) 1994 FIT 2069 FIT SFF 89% 88% SIL AC 3 SIL1 SIL1 A user of the Smartline Radar Level RM71 can utilize

© exida.com GmbH hon 1105066 r001 v1r1 rm71 fmeda, October 24, 2008 Stephan Aschenbrenner Page 22 of 22

Appendix 3: Description of the considered profiles

Appendix 3.1: exida electronic database

Profile Profile according to IEC60654-1 Ambient Temperature [°C] Temperature Cycle [°C / 365 days] Average

(external) Mean

(inside box)

1 B2 30 60 5

2 C3 25 30 25

3 C3 25 45 25

PROFILE 1:

Cabinet mounted equipment typically has significant temperature rise due to power dissipation but is subjected to only minimal daily temperature swings.

PROFILE 2:

Low power electrical (two-wire) field products have minimal self heating and are subjected to daily temperature swings.

PROFILE 3:

General (four-wire) field products may have moderate self heating and are subjected to daily temperature swings.

Appendix 3.2: exida mechanical database

Profile Profile according to IEC60654-1 Ambient Temperature [°C] Temperature Cycle [°C / 365 days] Average

(external) Mean

(inside box)

1 B2 30 60 5

2 C3 25 30 25

3 C3 25 45 25

4 D1 25 30 35

PROFILE 1:

Cabinet mounted equipment typically has significant temperature rise due to power dissipation but is subjected to only minimal daily temperature swings.

PROFILE 2:

Mechanical field products have minimal self heating and are subjected to daily temperature swings.

PROFILE 3:

Mechanical field products may have moderate self heating and are subjected to daily temperature swings.

PROFILE 4:

Unprotected mechanical field products with minimal self heating, are subject to daily temperature swings and rain or condensation.