External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in...
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Transcript of External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in...
![Page 1: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/1.jpg)
External Sorting
Chapter 13.
![Page 2: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/2.jpg)
Why Sort?
A classic problem in computer science! Data requested in sorted order
e.g., find students in increasing gpa order First step in bulk loading B+ tree index. Useful for eliminating duplicates (Why?) Useful for summarizing groups of tuples Sort-merge join algorithm involves sorting.
Problem: sort 100Gb of data with 1Gb of RAM. why not virtual memory?
![Page 3: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/3.jpg)
So?
Don’t we know how to sort? Quicksort Mergesort Heapsort Selection sort Insertion sort Radix sort Bubble sort Etc.
Why don’t these work for databases?
![Page 4: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/4.jpg)
Example: merge sort
Apple
Banana
Blueberry
Grapefruit
KiwiMangoOrange
Strawberry
Apple
Banana
Blueberry
Grapefruit
KiwiMango
Orange
Strawberry
Apple
BananaGrapefruit
Orange
Blueberry
KiwiMango
Strawberry
Apple
BananaGrapefruit
Orange
Blueberry
KiwiMango
Strawberry
![Page 5: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/5.jpg)
Example: merge sort
Apple
BananaGrapefruit
Orange
Strawberry
MangoKiwi
Blueberry
Grapefruit
AppleBanana
Orange
Strawberry
KiwiBlueberry
Mango
Blueberry
AppleBanana
Grapefruit
Strawberry
MangoKiwi
Orange
![Page 6: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/6.jpg)
Isn’t that good enough? Consider a file with N records Merge sort is O(N lg N) comparisons We want to minimize disk I/Os
Don’t want to go to disk O(N lg N) times! Key insight: sort based on pages, not records
Read whole pages into RAM, not individual records Do some in-memory processing Write processed blocks out to disk Repeat
![Page 7: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/7.jpg)
Streaming Data Through RAM An important method for sorting & other DB operations Simple case:
Compute f(x) for each record, write out the result Read a page from INPUT to Input Buffer Write f(x) for each item to Output Buffer When Input Buffer is consumed, read another page When Output Buffer fills, write it to OUTPUT
Reads and Writes are not coordinated E.g., if f() is Compress(), you read many pages per write. E.g., if f() is DeCompress(), you write many pages per read.
f(x)RAM
InputBuffer
OutputBuffer
OUTPUTINPUT
![Page 8: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/8.jpg)
2-Way Sort: Requires 3 Buffers Pass 0: Read a page, sort it, write it. only one buffer page is used (as in previous slide)
Pass 1, 2, 3, …, etc.: requires 3 buffer pages merge pairs of runs into runs twice as long three buffer pages used.
Main memory buffers
INPUT 1
INPUT 2
OUTPUT
DiskDisk
Merging Runs
![Page 9: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/9.jpg)
Two-Way External Merge Sort
Each pass we read + write each page in file.
N pages in the file => the number of passes
So total cost is:
Idea: Divide and conquer: sort subfiles and merge
log2 1N
2 12N Nlog
Input file
1-page runs
2-page runs
4-page runs
8-page runs
PASS 0
PASS 1
PASS 2
PASS 3
9
3,4 6,2 9,4 8,7 5,6 3,1 2
3,4 5,62,6 4,9 7,8 1,3 2
2,34,6
4,7
8,91,35,6 2
2,3
4,46,7
8,9
1,23,56
1,22,3
3,4
4,56,6
7,8
![Page 10: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/10.jpg)
Merging Runs
General External Merge Sort
To sort a file with N pages using B buffer pages: Pass 0: use B buffer pages. Produce sorted runs of B pages
each. Pass 1, 2, …, etc.: merge B-1 runs.
N B/
B Main memory buffers
INPUT 1
INPUT B-1
OUTPUT
DiskDisk
INPUT 2
. . . . . .
. . .
More than 3 buffer pages. How can we utilize them?
![Page 11: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/11.jpg)
Example
Input Output
![Page 12: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/12.jpg)
Example
Input Output
![Page 13: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/13.jpg)
Example
Input Output
![Page 14: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/14.jpg)
Example
Input Output
![Page 15: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/15.jpg)
Example
Input Output
![Page 16: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/16.jpg)
Example
Input Output
![Page 17: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/17.jpg)
Example
Input Output
![Page 18: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/18.jpg)
Example
Input Output
![Page 19: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/19.jpg)
Example
Input Output
![Page 20: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/20.jpg)
Example
Input Output
![Page 21: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/21.jpg)
Example
Input Output
![Page 22: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/22.jpg)
Example
Input Output
![Page 23: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/23.jpg)
Example
Input Output
![Page 24: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/24.jpg)
Example
Input Output
![Page 25: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/25.jpg)
Example
Input Output
![Page 26: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/26.jpg)
Example
Input Output
![Page 27: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/27.jpg)
Example
Input Output
![Page 28: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/28.jpg)
Cost of External Merge Sort
Number of passes: Cost = 2N * (# of passes) E.g., with 5 buffer pages, to sort 108 page
file: Pass 0: = 22 sorted runs of 5 pages
each (last run is only 3 pages) Pass 1: = 6 sorted runs of 20 pages
each (last run is only 8 pages) Pass 2: 2 sorted runs, 80 pages and 28 pages Pass 3: Sorted file of 108 pages
1 1 log /B N B
108 5/
22 4/
Formula check: ┌log4 22┐= 3 … + 1 4 passes √
![Page 29: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/29.jpg)
Number of Passes of External Sort N B=3 B=5 B=9 B=17 B=129 B=257 100 7 4 3 2 1 1 1,000 10 5 4 3 2 2 10,000 13 7 5 4 2 2 100,000 17 9 6 5 3 3 1,000,000 20 10 7 5 3 3 10,000,000 23 12 8 6 4 3 100,000,000 26 14 9 7 4 4 1,000,000,000 30 15 10 8 5 4
( I/O cost is 2N times number of passes)
![Page 30: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/30.jpg)
Can I do two passes?
Pass 0: sort runs Pass 1: merge runs
P pages file Given B buffers Need:
No more than B-1 runs Each run no longer than B pages
Can do two passes if P ≤ B * (B-1)
Question: what’s the largest file we can sort in three passes? N passes?
![Page 31: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/31.jpg)
Internal Sort Algorithm
Quicksort is a fast way to sort in memory. An alternative is “tournament sort”(a.k.a.
“heapsort”) Top: Read in B blocks Output: move smallest record to output buffer Read in a new record r insert r into “heap” if r not smallest, then GOTO Output else remove r from “heap” output “heap” in order; GOTO Top
![Page 32: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/32.jpg)
Blocked I/O for External Merge Sort
Do I/O a page at a time Not one I/O per record
In fact, read a block (chunk) of pages sequentially!
Suggests we should make each buffer (input/output) be a block of pages. But this will reduce fan-in during merge passes! In practice, most files still sorted in 2-3 passes.
Theme: Amortize a random I/O across more data read. But pay for it in memory footprint
![Page 33: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/33.jpg)
Double Buffering
Goal: reduce wait time for I/O requests during merge Idea: 2 blocks RAM per run, disk reader fills one
while sort merges the other Potentially, more passes; in practice, most files still sorted in
2-3 passes.
OUTPUT
OUTPUT'
Disk Disk
INPUT 1
INPUT k
INPUT 2
INPUT 1'
INPUT 2'
INPUT k'
block sizeb
B main memory buffers, k-way merge
Theme: overlap I/O and CPU activity via read-ahead (prefetching)
![Page 34: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/34.jpg)
Solution: double buffering
Keep a second set of buffers Process one set while waiting for disk I/O to fill the
other set
Input Output
![Page 35: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/35.jpg)
Solution: double buffering
Keep a second set of buffers Process one set while waiting for disk I/O to fill the
other set
Input Output
![Page 36: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/36.jpg)
Solution: double buffering
Keep a second set of buffers Process one set while waiting for disk I/O to fill the
other set
InputOutput
![Page 37: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/37.jpg)
Solution: double buffering
Keep a second set of buffers Process one set while waiting for disk I/O to fill the
other set
Input Output
![Page 38: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/38.jpg)
Solution: double buffering
Keep a second set of buffers Process one set while waiting for disk I/O to fill the
other set
Input Output
![Page 39: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/39.jpg)
Solution: double buffering
Keep a second set of buffers Process one set while waiting for disk I/O to fill the
other set
Input Output
![Page 40: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/40.jpg)
Using B+ Trees for Sorting
Scenario: Table to be sorted has B+ tree index on sorting column(s).
Idea: Can retrieve records in order by traversing leaf pages.
Is this a good idea? Cases to consider:
B+ tree is clustered B+ tree is not clustered
Good idea!Could be a very bad idea!
![Page 41: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/41.jpg)
Clustered B+ Tree Used for Sorting
Cost: root to the left-most leaf, then retrieve all leaf pages (Alternative 1)
If Alternative 2 is used? Additional cost of retrieving data records: each page fetched just once.
Always better than external sorting!
(Directs search)
Data Records
Index
Data Entries("Sequence set")
![Page 42: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/42.jpg)
Unclustered B+ Tree Used for Sorting
Alternative (2) for data entries; each data entry contains rid of a data record. In general, one I/O per data record!
(Directs search)
Data Records
Index
Data Entries("Sequence set")
![Page 43: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/43.jpg)
External Sorting vs. Unclustered Index
p: # of records per page B=1,000 and block size=32 for sorting p=100 is the more realistic value.
N Sorting p=1 p=10 p=100
100 200 100 1,000 10,000
1,000 2,000 1,000 10,000 100,000
10,000 40,000 10,000 100,000 1,000,000
100,000 600,000 100,000 1,000,000 10,000,000
1,000,000 8,000,000 1,000,000 10,000,000 100,000,000
10,000,000 80,000,000 10,000,000 100,000,000 1,000,000,000
)/log1(*2 1 BNNCost B
![Page 44: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/44.jpg)
What did that cost us?
Traverse B+ tree to left-most leaf page Read all leaf pages
For each leaf page, read data pages
Data not in B+ tree: Height + Width + Data pages
Data in B+ tree: Height + Width
![Page 45: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/45.jpg)
Example
1,000,000 records, 12,500 data pages Assume keys are 10 bytes, disk pointers are 8 bytes
So 300 entries per 8 KB B+ tree page (if two-thirds full)
Data not in B+ tree 12,500 entries needed = 42 leaf pages Two level B+tree Total cost: 1 + 42 + 12,500 = 12,543 I/Os 2 minutes versus 17 minutes for external merge sort
Data in B+ tree Three level B+ tree, 12,500 leaf pages Total cost: 2 + 12,500 = 12,502 I/Os Also about 2 minutes
![Page 46: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/46.jpg)
What if the B+ tree is unclustered? We know the proper sort order of the data But retrieving the data is hard!
![Page 47: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/47.jpg)
What if the B+ tree is unclustered? Result is that in the worst case, may need
one disk I/O per record Even though we know the sort order!
Usually external merge sort is better in these cases Unless all you need is the set of keys
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Summary
External sorting is important External merge sort minimizes disk I/O cost:
Pass 0: Produces sorted runs of size B (# buffer pages). Later passes: merge runs.
# of runs merged at a time depends on B, and block size.
Larger block size means less I/O cost per page. Larger block size means smaller # runs merged. In practice, # of runs rarely more than 2 or 3.
![Page 49: External Sorting Chapter 13.. Why Sort? A classic problem in computer science! Data requested in sorted order e.g., find students in increasing gpa.](https://reader031.fdocuments.in/reader031/viewer/2022032600/56649dbb5503460f94aace63/html5/thumbnails/49.jpg)
Summary (cont.)
Choice of internal sort algorithm may matter: Quicksort: Quick! Heap/tournament sort: slower (2x), longer runs
The best sorts are wildly fast: Despite 40+ years of research, still improving!
Clustered B+ tree is good for sorting; unclustered tree is usually very bad.