WealthPlanned! features Page 1

Crafted by

TM

India’s first integrated Financial

Planning and Wealth Management

solution

An Integrated Financial Planning and

Wealth Management solution for Wealth

Advisory companies and institutions

WealthPlanned from CMC Ltd. is the first wealth management solution

that integrates sophisticated Financial Planning with Order Execution,

Management and Reporting.

The following is a list of CMC’s comprehensive features.

WealthPlannedi Features

I. General

Integrated Financial Planning

6-step Financial Planning as per FPSB

Other Capital Market solutions like Broker, DP, Lending, etc.

Fully Browser based system

Maker – Checker with Value based Authorization

Work Flow

Prospecting for potential clients

On-premise and On-cloud options

Managed Services (ITES) available Contd…

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II. Client Management

Client Information

Client Category – Individual, FII, NRI/NRE, Corporate body.

Client Type – Discretionary, Non - Discretionary, Advisory, Execution only

Family Grouping and General grouping

KYC Document management and Document Checklist

Client Risk Definition

Client Demat a/c, Broking a/c and Bank a/c

Document Scanning & Archive

III. Financial Planningii

Risk Profiling

Comprehensive Financial Plan Generation

Investment Review

Plan Review Process

Insurance Need Analysis & Review

Document Creation in PDF/Word/HTML/EXL

Invoicing

Dynamic creation of portfolio based on asset allocation

Build multiple portfolios on different asset allocation templates

Automatic creation of order/instructions for purchase/sell

Make your own Plan Documents and include look and feel of your plans

multiple research templates based on segmentation of clients

Incorporate multiple investment solutions to offer alternatives

Goal Based Financial Planning

Capturing Income Expenditure & Cash Flow Analysis

Investment Plan Builder

Regular Saving Plan

Integration with MS Outlook Exchange

Multi-lingual (Hindi plus some other)

IV. Research Data

Model Asset Allocation Templates based on Risk Profile and Age profile.

Design of various Model Portfolio Templates.

Periodic Review of Model Portfolio Templates.

Update and Track Market View of the Securities.

Import of research data on Model portfolio templates.

Import of research Market view of the Securities.

WealthPlanned’s Financial

Planning is based on the “Six

steps of Financial Planning”

methodology recommended by

the international Financial

Planning Standards Board (FPSB)

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CMC Ltd.’s solutions suite

for the Capital Market

V. Portfolio Management

Cash & Security Corpus Inward of client

Client Asset Allocation – based on Model Asset allocation

Client Portfolio Design – based on Model Portfolio

Balance Client corpus against Portfolio design

Periodic review of Client portfolio

Rebalancing of client portfolio

Client consultation with documentation

Automated order generations

Security Ledger

Portfolio view by family & Individual

VI. Order Management

Order Entry – Equity & Mutual fund

Order export to Brokers and RTAs(MF)

Import of Trade file & Contract notes

Import of RTA allocation file for MF

Manual Entry option for contract notes

Manual Entry option for MF allocation

VII. Corporate Actions

Import of CA announcements

Alerts to RMs and Clients of CA dates

Overdue alerts of CA to clients and RMs

Import of DP and Bank Statements to reconcile CA – Bonus, Dividend, Interest pay-outs

Manual Entry option for CA – Bonus, Dividend ,Rights

VIII. Pooled - Discretionary

Multiple PMS Schemes with a Portfolio of Securities

Fund Manager of each PMS scheme

Separate Broking & Demat A/c for every PMS Scheme – Pooled Accounts

Blocked Buy/Sell orders for a Scheme

Allocation of Securities to the client Demat a/c

Review Scheme based research

Rebalancing Scheme & Oder generation

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IX. Billing

Multiple Billing Schemes

Asset Mgmt fees, Profit Sharing, Entry Load, Exit Load

Optional transaction based billing

Flexible Billing Frequency

X. Revenue Aggregation

Define Commissions on various MF Schemes and FI instruments

Define Commissions on Brokerages on Stocks

Calculate Commissions; updating Ledger account.

Receipt of commissions; follow-up with agencies.

XI. Dash Boards

Asset under Management – by Branch, RM, Family and Individual

Deviation Report for an account

Revenue by Branch, RM, Family, Account

Revenue aggregation by Asset class, by Instruments – Stock, MF, Bonds

XII. Reports

Performance report

Short term and Long term Capital gains.

Client transaction details

Client Listing

Monthly Commissions Asset class wise

Billing Summary Report

Client Profit and Loss

Asset under Management

Deviation Report for any individual

CA announcements

CA Overdue

XIII. Master Data

Exchange Scrip master

Mutual fund master

Daily price files and NAVs

Debt types and Debt Schemes

CONTACT

Email:

wealthplanned@cmcltd.com

Website:

www.cmcltd.com/products/wealthplanned.htm

linkedin:

http://in.linkedin.com/in/wealthplanned

twitter: @wealthplanned

Facebook: wealthplanned!

CALL YASH: +91 9892457988

i WealthPlanned is the Trademark of CMC Ltd. ii Financial Planning powered by OMNIMax

TM. OMNIMax is the trademark of OMNIMax Software Solutions Ltd., New Zealand