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INTERNATIONAL JOURNAL OF CIVIL AND STRUCTURAL ENGINEERING
Volume 4, No 3, 2014
© Copyright by the authors - Licensee IPA- Under Creative Commons license 3.0
Research article ISSN 0976 – 4399
Received on October, 2013 Published on February 2014 215
Evaluation response reduction factor of RC framed staging elevated water
tank using static pushover analysis Tejash Patel1, Jignesh Amin2, Bhavin Patel3
1- Post Graduate Student, SVIT, VASAD, Gujarat.
2- Associate Professor, Civil engineering department SVIT, VASAD, Gujarat.
3- Senior Associate Engineer , VMS Consultancy, Ahmadabad, Gujarat
doi: 10.6088/ijcser.201304010022
ABSTRACT
The basic principal of earthquake resistance design of structures is that the structure should
not collapse but damage to the structural elements is permitted. Since a structure is allowed to
be damaged in case of severe shaking, the structure should be designed for seismic forces
much less than what is expected under strong shaking, if the structures were to remain
linearly elastic. Response reduction factor is the factor by which the actual base shear force
should be reduced, to obtain the design lateral force. The response reduction factor (R) is
depends on Over strength (Rs), Ductility (Rµ), Redundancy (RR). In the present study efforts
are made to evaluate the response reduction factors of RC framed staging elevated water
tanks having staging height of 12 m but having varying capacities. The effects of seismic
zone and fundamental time period of water tank on the Response reduction factor are also
discussed. Displacement controlled nonlinear pushover analysis is used to evaluated the base
shear capacity and ductility of tanks. It is observed that value of R for elevated water tank is
significantly affected by the seismic zone, time period and capacity of tanks.
Key words: Response reduction factor, seismic design, static nonlinear pushover analysis,
ductility.
1. Introduction
Severe damages were observed in buildings, public utility structures like water tanks and
hospitals during 26th January 2001 Bhuj earthquake. Earthquake can induce large horizontal
and overturning forces in elevated water tanks and are quite vulnerable to damage in
earthquakes due to their basic configuration involving large mass concentrated at top with
relatively slender supporting system. The basic principal of designing structures for strong
ground motion is that the structure should not collapse but damage to the structural elements
is permitted. Since a structure is allowed to be damaged in case of severe shaking, the
structure should be designed for seismic forces much less than what is expected under strong
shaking, if the structures were to remain linearly elastic. Response reduction factor is the
factor by which the actual base shear force should be reduced, to obtain the design lateral
force. Base shear force is the force that would be generated if the structure were to remain
elastic during its response to the design basic earthquake (DBE) shaking. Ozhendekci et al.
(2006) evaluated the seismic response modification factor for eccentrically braced frames.
Conclusion was made that one constant R-value cannot reflect the expected inelastic behavior
of all building which have the same lateral load resisting system. Pore et al. (2006) described
effect of response reduction factor in performance based seismic design of RC building for
India. The author concluded that response reduction factor evaluated in accordance with the
Evaluation response reduction factor of RC framed staging elevated water tank using static pushover
analysis
Tejash Patelet al
International Journal of Civil and Structural Engineering
Volume 4 Issue 3 2014 216
available literature, are much lower than the factor specified by the IS 1893. Bhavin et al.
(2010) formulated response reduction factor RC framed staging of elevated storage reservoir
according to procedure suggested by ATC-19 [1]. The values of response reduction factor of
RC elevated water tank are given in IS 1893 (Part-II) 2002, which is arrived at empirically
based on engineering judgment. The values of response reduction factor of elevated water
tank adopted by difference codes/standards are summaries in Table 1.
Table 1: “R” factor as per international standards for elevated water tank
Codes/standards “R” factor
IBC 2000/ FEMA 368 1.5 to 3.0
ACI 350.3 2.0 to 4.75
IS:1893-2002(Part -2) RCC frame support (draft code) 1.8 (OMRF)
2.5 (SMRF)
One constant R-value for elevated water tank cannot reflect the expected inelastic behavior of
all elevated water tanks located in different seismic zone and having different capacities. In
the present study efforts are made to evaluate the response reduction factor of five existing
RC framed staging elevated water tanks having staging height of 12 m but having varying
capacities. The effects of seismic zone and fundamental time period of water tank on the
Response reduction factor are also discussed. Displacement controlled nonlinear pushover
analysis is used to evaluated the base shear capacity and ductility of tanks.
2. Concept of response reduction factor
The concept of R factor is based on the observations that well detailed seismic framing
systems can sustain large inelastic deformations without collapse and have excess of lateral
strength over design strength. Response reduction (R) factors are essential seismic design
tools, which are typically used to describe the level of inelasticity expected in lateral
structural systems during an earthquake. The response reduction factor (R) is depends on
Over strength (Rs), Ductility (Rµ), Redundancy (RR). According to ATC-19, it is described
as
R = Rs * RR * Rµ.
Figure 1: Conception of response reduction factor
Evaluation response reduction factor of RC framed staging elevated water tank using static pushover
analysis
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International Journal of Civil and Structural Engineering
Volume 4 Issue 3 2014 217
Over strength factor (Rs) accounts for the yielding of a structure at load higher than the
design load due to various Partial safety factors, strain hardening, oversized members,
confinement of concrete. Non-structural elements also contribute to the over strength.
Ductility factor (Rµ) is a ratio of ultimate displacement or code specified permissible
displacement to the yield displacement. Higher ductility implies that the structure can
withstand stronger shaking without collapse. Redundancy factor (RR) depends on the number
of vertical framing participate in seismic resistance. Yielding at one location in the structure
does not imply yielding of the structure as a whole. Hence the load distribution, due to
redundancy of the structure, provides additional safety margin. The Over strength factor,
Ductility factor and Redundancy factor can be workout on the basis of generalized pushover
curve shown in figure 1.
3. Description of water tank
In present study five RC elevated water tanks having a capacity of 20m3, 30m3, 50m3, 60m3,
and 70m3 are considered. For all the tanks, the height of staging is 12m and staging comprise
of 4 columns as shown in Figure 2. The brief description of the elevated water tanks are given
in Table.2.
Figure 2: Staging configuration of water tank
Table 2: Description of water tank
Capacity 20m3 30m3 40m3 50m3 70m3
Location Maheshana
(Gujarat)
Ahmadabad
(Gujarat)
Ahmadabad
(Gujarat)
Gandhinagar
(Gujarat)
Kalol
(Gujarat)
Seismic Zone III III III III III
Container
length and
width
3.8 3.8 4.5 5.69 6.0
Height of
container(m) 2.45 2.85 2.75 2.80 2.80
Container
Wall
thickness(m
m)
150 150 150 150 150
Evaluation response reduction factor of RC framed staging elevated water tank using static pushover
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Top slab
container
thickness(m
m)
120 125 125 120 125
Bottom slab
container
thickness(m
m)
200 200 200 200 200
Height of
staging(m) 12 12 12 12 12
Tie beam
levels
Plinth + @
4.0 m c/c
Plinth + @
4.0 m c/c
Plinth + @
4.0 m c/c
Plinth + @
4.0 m c/c
Plinth +
@ 4.0 m
c/c
Column
size(mm) 350x350 350x350 350x350 350x350 400x400
No. of bar
and dia. Of
bar in
column
4-20 # 4-25 # 6-20 # 8-16 # 8 -20#
Plinth
beam(mm) 230x450 230x450 230x450 230x450 230x450
Size of
Braces
beam(mm)
230x450 230x450 230x450 230x450 230x450
Bottom slab
beam(mm) 300x500 300x500 250x600 300x700 300x700
No of
column 4 4 4 4 4
Length of
column(m) 4 4 4 4 4
Soil type Medium Medium Medium Medium Medium
4. Structural modeling and analysis procedure
ETABS v.9.5 software is used to perform the non linear static pushover analysis. The RC
beams and columns are modeled as 3-D frame elements with centerline dimension. Slabs are
modeled as membrane elements and are assumed to behave as rigid diaphragms. Column
foundations are assumed to be fixed. Damping ratio of 5 percent is assumed for all natural
modes. Flexure moment (M3), axial biaxial moment (P-M2-M3) and axial compressive shear
force (V) hinges are assigned at the face of beam, column, and bracing respectively using the
static pushover analysis.
ATC-40 has described the modeling procedure, acceptance criteria and analysis procedures
for nonlinear static pushover analysis. The force-deformation criterion for hinges used in
pushover analysis is shown in figure 3.
Evaluation response reduction factor of RC framed staging elevated water tank using static pushover
analysis
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International Journal of Civil and Structural Engineering
Volume 4 Issue 3 2014 219
Figure 3: Force-deformation criterion for hinges used in pushover analysis
In figure 3, five points labeled A, B, C, D, and E are used to define the force deflection
behavior of the hinge and three points labeled IO, LS and CP are used to define the
acceptance criteria for the hinge. IO, LS and CP stand for Immediate Occupancy, Life Safety
and Collapse Prevention respectively. The values assigned to each of these points vary
depending on the type of member as well as many other parameters defined in the ATC-40 .
In order to achieve the objective, the following procedure was adopted
1. Developing a three dimensional model of existing RC frame.
2. Application of gravity loads, live loads, water load, etc.
3. Application of static lateral load induced due to earthquake, at CG of container
4. Developing M-θ & V- δ relationship for RC Trestle.
5. Pushing the structure using the load patterns of static lateral loads, to displacements
larger than those associated with target displacement using static pushover analysis
6. Developing pushover curve and estimating the force and deformations in each
element at the level of displacement corresponding to target displacement
7. The element force and deformation demands of last step are then compared with the
element capacities.
Moment-rotation (M- θ) and Axial load-Bending Moment (P-M) relationships for flexural
and compression members have been developed using Kaustub Dasgupta’s (2000) software.
After assigning hinge properties to the structure, the static pushover cases were defined.
Typically, the gravity loads were applied first and then subsequent lateral static pushover load
cases were specified to start from the final conditions of the gravity pushover. In the gravity
case, the structure was loaded with the dead load and 25% of the live load. The application of
gravity loads was force-controlled whereas the application of lateral loads was displacement-
controlled. The first mode response of the structure was assigned as the load pattern for the
lateral push applied to the structure. The procedure involves applying horizontal loads, in a
prescribed pattern, to a model of the structure, incrementally; i.e., “pushing” the structure;
and plotting the total applied shear force and associated lateral displacement at each
increment. The nonlinear static procedure requires prior estimation of target displacement.
The target displacement serves as an estimate of the maximum displacement of the selected
point (node) in the subject structure during the design earthquake.
A
LS IO
B
CP E D
C
Displacement
Fo
rce
Evaluation response reduction factor of RC framed staging elevated water tank using static pushover
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International Journal of Civil and Structural Engineering
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The node associated at CG of container is the target point/node selected for comparison with
target displacement. The maximum limit for the roof displacement is specified as 0.004H,
where H is the height of the structure. The base shear and roof displacements are recorded at
every step, to obtain the pushover curve.
5. Results and discussion
5.1 Pushover curve of 20m3 water tank
For 20m3 water tank the height from the base to CG of container is 14.71m and hence target
displacement is set to 58.84 mm. The 3-D modeling of 20m3 water tank in ETAB is shown in
Fig.4. The displacement is applied step-by-step to the structure in an incremental manner.
The base shear and roof displacement is recorded at every step. Due to plan symmetry of
structure, the pushover analysis is carried out in X direction only. Hence, earthquake loads on
tank in full condition is given in X-direction only. The push over curve for 20m3, 30m3, 40m3,
50m3 and 70m3 water tanks is shown in Fig.5 to 9 for seismic zone-III respectively. From
result it is observed that the first hinge is formed at 8th step. The maximum number of hinges
formed in elastic range only. Hence, it indicates that there is a need of retrofitting for
members. The calculation for evaluation of response reduction factor for 20m3 water tank in
seismic zone-III is shown below.
Figure 4: 3D modeling of 20m3 tank Figure 5: Pushover curve for 20m3
Figure 6: Pushover curve for 30m3 Figure 7: Pushover curve for 40m3
Evaluation response reduction factor of RC framed staging elevated water tank using static pushover
analysis
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International Journal of Civil and Structural Engineering
Volume 4 Issue 3 2014 221
Figure 8: Pushover curve for 50m3 Figure 9: Pushover curve for 70m3
5.1.1 Estimation of strength factor
Maximum Base Shear (from pushover curve) Vo= 240 kN
Design Base shear (as per EQ calculation) Vd = 89.7287 kN
Using equation for strength factor, given in ATC – 19 Rs = Vo / Vd = 240 / 89.729
Rs = 2.68
5.1.2 Estimation of ductility factor
Maximum drift capacity ∆m = 58.84 mm (0.004 H)
Yield drift ∆y = 24mm (from pushover curve)
Using equation for displacement ductility ratio, given in ATC-19 [1]
µ = ∆m / ∆y = 58.84 / 24 =2.46
Using equation for ductility factor, derived by Miranda and Bertero
R µ = {(µ - 1 / Φ) + 1}
Φ for medium soil = 1+{1 /(12T -µT)}–{(2 / 5T)*e-2(ln(T) – 0.2)^2}
T = 0.7231seconds (From ETABS model)
Φ = 0.8263
Rµ = 2.82
5.1.3 Estimation of redundancy factor
The value of redundancy factor as suggested in ATC-19 is summaries in Table 3.
Table 3: Redundancy factor (RR) from ATC-19
Lines of vertical seismic framing
Drift redundancy factor
2 0.71
3 0.86
4 1
RR = 0.71
Evaluation response reduction factor of RC framed staging elevated water tank using static pushover
analysis
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International Journal of Civil and Structural Engineering
Volume 4 Issue 3 2014 222
5.1.4 Estimation of response reduction factor R:
R= RS x Rµ x RR = 2.68 x 2.82 x 0.71
R=5.36 Table 4 shows the value of R-factor and its key component for 20m3 water tank for different
seismic zones.
Table 4: “R” factor of 20m3 Capacity ESR
Zone II III IV V
Time period 0.8932 0.7231 0.5837 0.5049
Ductility ratio (µ) 2.22 2.46 2.57 2.80
Ductility factor (Rµ) 2.63 2.82 2.86 3.12
Redundancy factor (RR) 0.71 0.71 0.71 0.71
Over strength factor (RS) 3.75 2.68 1.783 1.188
Response reduction factor 7.01 5.36 3.62 2.63
Table 5 to 8 shows the time period, ductility factor, and response reduction factor for 30m3,
40m3, 50m3 and 70m3 capacity water tank in different seismic zones. The response reduction
factor and ductility factor is considerably affected by the seismic zone, capacity of container
and fundamental time period of water tanks. The effects of the time period on response
reduction factor and ductility factor of water tanks are shown in Fig. 10 and 11 respectively.
As the time period of the water tank increases, the response reduction factor is also increases.
Fig. 12 and 13 shows the variation of response reduction factor and ductility factor with
seismic zone. Response reduction factor reduces as the seismic zone increases and it
increases as the fundamental time period increases. It is observed that ductility factor (Rµ)
increases as the seismic zone increases, whereas over strength factor (Rs) reduces as the
seismic zone increase. For all considered water tank the values of R-factor reduces as the
seismic zone increases. It is also observed that R-factor varies from 2.63 to 4.0 for tank in full
condition in seismic zone-V.
Table 5: “R” factor of 30m3 Capacity ESR
Zone II III IV V
Time period 0.9104 0.7810 0.6319 0.5602
Ductility ratio (µ) 2 2.20 2.456 2.69
Ductility factor (Rµ) 2.35 2.52 2.617 2.63
Redundancy factor (RR) 0.71 0.71 0.71 0.71
Over strength factor (RS) 4 2.95 2.02 1.71
Response reduction factor 6.674 5.278 3.75 3.19
Evaluation response reduction factor of RC framed staging elevated water tank using static pushover
analysis
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International Journal of Civil and Structural Engineering
Volume 4 Issue 3 2014 223
Table 6:“R” factor of 40m3 Capacity ESR
Zone II III IV V
Time period 0.9658 0.7638 0.6934 0.5413
Ductility ratio (µ) 1.9375 2.05 2.16 2.28
Ductility factor (Rµ) 2.28 2.32 2.3765 2.38
Redundancy factor (RR) 3.89 3.21 2.25 1.87
Over strength factor (RS) 0.71 0.71 0.71 0.71
Response reduction factor 6.30 5.28 3.80 3.15
Table 7: “R” factor of 50m3 Capacity ESR
Zone II III IV V
Time period 1.2106 0.9305 0.7712 0.6735
Ductility ratio (µ) 1.7 1.87 2.145 2.38
Ductility factor (Rµ) 1.92 2.10 2.43 2.60
Redundancy factor (RR) 4.26 3.41 2.54 1.97
Over strength factor (RS) 0.71 0.71 0.71 0.71
Response reduction factor 5.80 5.1 4.37 3.63
Table 8: “R” factor of 70m3 Capacity ESR
Zone II III IV V
Time period 1.1426 0.8909 0.7123 0.6038
Ductility ratio (µ) 1.86 2.05 2.245 2.56
Ductility factor (Rµ) 2.16 2.40 2.65 2.94
Redundancy factor (RR) 0.71 0.71 0.71 0.71
Over strength factor(RS) 3.92 3.20 2.54 1.92
Response reduction factor 6.01 5.46 4.78 4.0
Evaluation response reduction factor of RC framed staging elevated water tank using static pushover
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International Journal of Civil and Structural Engineering
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Figure 10: Variation of “R” factor with Time period
Figure 11 Variation of “Rµ” factor with Time period
Figure 12: Variation of “R” factor with Seismic zone
Evaluation response reduction factor of RC framed staging elevated water tank using static pushover
analysis
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International Journal of Civil and Structural Engineering
Volume 4 Issue 3 2014 225
Figure 13: Variation of “Rµ” factor with Seismic zone
5.2 Conclusions
In this study the response reduction factor (R) of exiting RC framed elevated water tank
having a 12m height of staging but different capacities are evaluated.
The significant outcomes of works are summarized as follows:
1. The response reduction factor is considerably affected by the seismic zone and
fundamental time period of water tanks. It reduces as the seismic zone increases and
increases as the fundamental time period increases.
2. To ensure the consistent level of damaged, values of response reduction factor should
be based on both fundamental period of the staging and type of soil.
3. The values of response reduction factor for a given RC framing system should vary
between seismic zones. Also the reinforcement detailing requirements should vary
with seismic zone.
4. Estimation of response reduction factor with exact analysis will help in an economical
design.
5. It is observed that response reduction varies from 2.63 to 4 for tank in full condition
in seismic zone V.
6. References
1. ATC -19, (1995), Structural Response Modification Factors ATC-19 Report, Applied
Technology Council Redwood City California.
2. ATC 40, (1996), Seismic Evaluation and Retrofit of Concrete Buildings, Volume
ATC-40 Report, Applied Technology Council.
Evaluation response reduction factor of RC framed staging elevated water tank using static pushover
analysis
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International Journal of Civil and Structural Engineering
Volume 4 Issue 3 2014 226
3. Bhavin Patel and Dhara shah, (2010), Formulation of Response Reduction Factor for
RCC Framed Staging of Elevated Water Tank, World Congress on Engineering ,
London ,U.K.
4. Chopra A.K., (2001), Dynamics of Structures–Theory and Applications to Earthquake
Engineering, Pearson Education, Singapore, private limited.
5. Dasgupta. P. (2000), Effect of Confinement on Strength and Ductility of Large RC
Hollow Sections”. M.Tech Thesis, I.I.T. – Kanpur.
6. FEMA 273, (1997), NEHRP Guidelines for The Seismic Rehabilitation of Buildings,
Developed by The Building Seismic Safety Council for The Federal Emergency
Management Agency, Report NO. FEMA 273, Washington, D.C.
7. I.S 456 2000, Indian Standard Code of Practice for Plain and Reinforced Concrete,
Bureau of Indian Standards, New Delhi.
8. I.S 1893 2000, Indian Standard Criteria for Earthquake Resistant Design of Structures
Part-1 General Provisions and Buildings, Bureau of Indian Standards, New Delhi.
9. Ozhendekci Devrim, Ozhendekci Nuri and Zafer Ozturk, (2006), The Seismic
Response Modification Factor For Eccentrically Braced Frames, 1st ECEES, Geneva.
10. Park R. and Paulay, T., Reinforced Concrete Structure, John Wiley and Sons, Inc.,605
Third Avenue, New York, 1975.
11. Paulay, T, and Priestley M.J.N, (1992), Seismic Design of Reinforced Concrete and
Masonry Buildings, john Wiley & Sons, Inc., USA.
12. Pore S.M., Bhunia D., Prakash V., Pandey A.D. and Prajapati G.I., (2006),
Evaluation of Response Reduction Factor for RC Building in Performance Based
Seismic Design, 2nd International Congress on Computational Mechanics and
Simulation (ICCMS-06), Organized by Indian Institute of Technology Guwahati and
Indian Association for Computational Mechanics (IndACM), December 8-10,2006,
Indian Institute of Technology Guwahati, GUWAHATI, INDIA.