EVALUATION OF FUSION PEPTIDES AS NOVEL GENE CARRIERS...

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EVALUATION OF FUSION PEPTIDES AS NOVEL GENE CARRIERS INTO NICOTIANA BENTHAMIANA AND ARABIDOPSIS THALIANA LEAVES By MANOJ KUMAR LAKSHMANAN Thesis submitted in fulfillment of the requirements for the degree of Doctor of Philosophy FEBRUARY 2016

Transcript of EVALUATION OF FUSION PEPTIDES AS NOVEL GENE CARRIERS...

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EVALUATION OF FUSION PEPTIDES AS NOVEL

GENE CARRIERS INTO NICOTIANA BENTHAMIANA

AND ARABIDOPSIS THALIANA LEAVES

By

MANOJ KUMAR LAKSHMANAN

Thesis submitted in fulfillment of the

requirements for the degree of

Doctor of Philosophy

FEBRUARY 2016

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ACKNOWLEDGEMENT

First and foremost, I would like to convey my heartfelt thanks and

appreciations to my supervisor Prof. Dr. K. Sudesh Kumar for giving me this great

opportunity to conduct my Doctoral research in RIKEN Institute, Japan.

Secondly, my deepest gratitude goes to my co-supervisor Dr. Keiji Numata in

RIKEN Institute for all his guidance, suggestions and motivations in getting this

research done successfully. Not forgetting all the members of Enzyme Research

Team of RIKEN Biomass Engineering Program for being extremely helpful and

supportive in conducting my research works. Also, my special thanks goes to Madam

Akiko Irie, Madam Yuki Tsujimoto and Madam Kumiko Morisaki for always being

there as strong pillars of support during the darkest days of my research life. Also,

many thanks to Dr. Chuah Jo-Ann and my fellow International Program Associate

(IPA) team member, Mr. Wong Yoke Ming for their critical advice and suggestions

in improving my research and scientific writing.

Sincerest appreciations to the members of Ecobiomaterial Research

Laboratory, USM who were very encouraging and inspiring.

Multifold thanks and sincerest gratitude to USM fellowship and officials of

the IPA program in RIKEN for the financial support.

My deepest gratitude goes to my family members, my mum and brother for

their unconditional love, understanding and moral support, which has brought me

this far.

Lastly, many fold thanks to the Almighty God for his limitless blessing and

love he had granted me.

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TABLE OF CONTENTS

Page

ACKNOWLEDGEMENTS ii

TABLE OF CONTENTS iii

LIST OF TABLES viii

LIST OF FIGURES ix

LIST OF ABBREVIATIONS xiii

ABSTRAK xvi

ABSTRACT xviii

1.0 INTRODUCTION 1

2.0 LITERATURE REVIEW 6

2.1 Common plant transformation methods 6

2.1.1 Agrobacterium-mediated transformation

2.1.2 Particle bombardment method

6

11

2.2 Peptide-based gene delivery: A fast-expanding method in plant

cell research

16

2.3 Genesis of Nucleic acid-peptide complex 22

2.4 Cellular internalization mechanism of peptide-based gene carrier 28

2.4.1 Direct penetration mechanism

2.4.2 Endocytotic pathway

29

32

3.0 MATERIALS AND METHODS 35

3.1 Plasmids and bacterial strain 35

3.2 General molecular biology methods 36

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3.2.1 Preparation of competent cells 36

3.2.2 Heat shock bacterial transformation and plasmid

preparations

37

3.2.2.1 Heat shock bacterial transformation 37

3.2.2.2 Plasmid DNA preparations 37

3.2.3 Polymerase chain reaction 38

3.2.4 Agarose gel electrophoresis 39

3.3 Preparation of plants 40

3.4 Preparation of buffers 42

3.4.1 Phosphate buffered saline (PBS), 0.1 M stock solution 42

3.4.2 MES buffer (2-[N-morpholino] ethane sulfonic acid), 0.1

M stock solution

42

3.4.3 HEPES buffer (4-(2-hydroxyethyl-1-

piperazineethanesulfonic acid), 0.1 M stock solution

42

3.5 Design and synthesis of fusion and non-fusion peptides 43

3.6 Preparation of DNA-peptide complexes 44

3.6.1 Calculation of N/P ratios 45

3.6.1 (a) plasmid DNA 45

3.6.1 (b) linear double-stranded DNA 48

3.7 Characterization of DNA-peptide complexes 50

3.7.1 Size 50

3.7.2 Surface charges 51

3.7.3 Morphology 51

3.7.4 Stability 52

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3.8 Treatment of leaves with DNA-peptide complexes 54

3.9 Transfection efficiency evaluations 56

3.9.1 Quantitative evaluation 56

3.9.2 Qualitative evaluation 58

3.10 Intracellular localization studies of pDNA into plant cells

via fusion peptides

59

3.11 Introduction of pDNA into plants using the particle

bombardment method

60

3.11.1 Preparation of gold microcarriers 60

3.11.2 Coating of washed microcarriers with pDNA 60

3.11.3 Loading of microcarriers onto macrocarrier 61

3.11.4 Performing bombardment 62

3.11.5 Post bombardment, incubation of samples and

transfection efficiency evaluation

62

3.12 Cytotoxicity of fusion peptide and buffers 63

3.12.1 Quantitative measurement of cytotoxicity using

Evans blue staining

63

3.13 Statistical analysis 64

4.0 RESULTS 65

4.1 Characterization of pDNA-peptide complexes 65

4.1.1 Size 65

4.1.2 Morphology 65

4.1.3 Surface charge 69

4.1.4 Stability 69

4.2 pDNA transfection to N. benthamiana leaves 72

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4.2.1 Quantitative evaluation of the optimal N/P ratio for

transfection

72

4.2.2 Time course studies to determine the most efficient

transfection time

73

4.2.3 Comparison of the transfection efficiencies from

pDNA-peptide complexes of non-fusion peptides as a

comparison with the transfection efficiencies using fusion

peptides

74

4.2.4 Comparison between the fusion peptide based delivery

and particle bombardment method

77

4.2.5 Qualitative observations for reporter gene expression

in N. benthamiana leaves

78

4.3 pDNA transfection into A. thaliana leaves 80

4.3.1 Screening for the optimal N/P ratio for transfection 80

4.3.2 Time course studies to screen for the optimal

transfection time in A. thaliana leaves

82

4.3.3 Comparison of the transfection efficiencies from

pDNA-peptide complexes of non-fusion peptides with the

transfection efficiencies using fusion peptides in A. thaliana

leaves

82

4.3.4 Comparison between the fusion peptide based gene

delivery and particle bombardment method in A.thaliana

leaves

85

4.3.5 Qualitative observations for reporter gene expression

in A. thaliana leaves

86

4.4 Intracellular localization of pDNA-peptide complexes into

plant leaves

88

4.5 Exploration of solvents for the peptide-based gene delivery

system

91

4.5.1 Cytotoxicity evaluation of buffers towards leaves 92

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4.6 Characterization of pDNA-peptide complexes in buffers 94

4.6.1 Size 94

4.6.2 Surface charge 94

4.6.3 Morphology 97

4.7 Transfection efficiency evaluations of pDNA-peptide

complexes in buffer

99

4.8 Synthesis of linear double-stranded DNA (dsDNA) 101

4.9 Characterization of dsDNA-peptide complexes 102

4.9.1 Size 102

4.9.2 Surface charge 102

4.9.3 Morphology 105

4.10 Transfection efficiency evaluations of dsDNA-peptide

complexes in buffer and deionized water conditions

107

5.0 DISCUSSION 109

5.1 Physicochemical characterization of fusion peptide-DNA

complex

109

5.2 Delivery and transient expression of plasmid DNA (pDNA) in

plant cells via fusion peptides

120

5.3 Delivery and transient expression of double-stranded DNA

(dsDNA) into plant cells via fusion peptides

127

6.0 CONCLUSION 130

7.0 RECOMMENDATIONS FOR FUTURE STUDIES 133

REFERENCES 134

APPENDICES 153

LIST OF PUBLICATIONS 161

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LIST OF TABLES

Page

Table 2.1 Factors influencing Agrobacterium-mediated plant

transformation

9

Table 2.2 Selected transgenic plants produced by biolistics 15

Table 3.0 Bacteria strains and DNA samples used in this study 35

Table 3.1 List of non-fusion and fusion peptides used in this study 43

Table 3.2 Final concentrations of pDNA (GFP and RLuc) and

fusion peptides used in this study

47

Table 3.3 Final concentrations of dsDNA (RLuc) and fusion peptide

used in this study

49

Table 4.0 Hydrodynamic diameters (HD) and polydispersity

indexes (PDI) of pDNA-peptide complexes of R9-Bp100,

(KH)9-Bp100 and R9-Tat2 at various N/P ratios.

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Table 4.1 Hydrodynamic diameters (HD) and polydispersity index

(PDI) of pDNA-peptide complexes of (KH)9-Bp100 at

various N/P ratios prepared in 30 mM buffers.

95

Table 4.2 Hydrodynamic diameters (HD) and polydispersity index

(PDI) of dsDNA-peptide complexes of (KH)9-Bp100 at

various N/P ratios prepared in deionized water and 30

mM buffers.

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LIST OF FIGURES

Page

Figure 1 The peptide-based gene delivery system. 5

Figure 2.1 Schematic representation of a typical octopine-type Ti

plasmid and the T-DNA region of a typical octopine-type Ti

plasmid

7

Figure 2.2 Ca Categories and examples of plant species transformed by

Agrobacterium

10

Figure 2.3 Components of the Biolistic® PDS-1000/He particle

delivery system.

12

Figure 2.4 Biolistic® PDS-1000/He bombardment process. 12

Figure 2.5 Reaction scheme for linking CPPs to cargoes. 25

Figure 2.6 Quantized folding of pDNA into polyplex micelles 26

Figure 2.7 Mechanisms of peptide uptake across the cellular membrane. 30

Figure 3.1 Three week old Nicotiana benthamiana (a) and Arabidopsis

thaliana (b) seedlings

41

Figure 3.2 Schematic showing the summary for the preparation steps of

DNA-peptide complexes at various N/P ratios before being

used for physicochemical characterization and/or

transfection efficiency studies.

53

Figure 3.3 Infiltration process performed on the abaxial section of (a) N.

benthamiana and (b) A. thaliana leaves.

55

Figure 4.0 Atomic force microscopy (AFM) images showing

polyioncomplexes prepared at N/P ratio 0.5 for (a) (KH)9-

Bp100 (b) R9-Bp100 and (c) R9-Tat2 fusion peptides.

67

Figure 4.1 AFM images for pDNA-peptide complexes of fusion

peptides R9-Bp100 (a-e), (KH)9-Bp100 (f-j) and R9-Tat

2 (k-

o) prepared at N/P ratios of 1 - 20.

68

Figure 4.2 Plot of zeta potential against various N/P ratios for pDNA-

peptide complexes of R9-Bp100, (KH)9-Bp100 and R9-Tat

2

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prepared in deionized water.

Figure 4.3 Gel retardation assay for polyioncomplexes of (a) R9-Bp100,

(b) (KH)9-Bp100 and (c) R9-Tat

2 prepared at various N/P

ratios.

71

Figure 4.4 Screening for the optimal N/P ratio for transfection in N.

benthamiana leaves. RLuc activities for peptide-pDNA

complexes of R9-Bp100, (KH)9-Bp100 and R9-Tat

2 fusion

peptides at various N/P ratios.

73

Figure 4.5 Time course studies to screen for the optimal transfection

time and comparison of transfection efficiencies between

fusion and non-fusion peptide-pDNA complexes in N.

benthamiana leaves. (a.) Rluc activities of pDNA-peptide

complexes of R9-Bp100, (KH)9-Bp100 and R9-Tat2 fusion

peptides prepared at N/P ratio of 0.5 against incubation time.

(b.) RLuc activities of pDNA-peptide complexes of non-

fusion peptides R9, (KH)9, Bp100 and Tat2 prepared at N/P

ratio of 0.5 against incubation time.

76

Figure 4.6 Comparison of transfection efficiencies in N. benthamiana

leaves from fusion peptide-based method with particle

bombardment method at 12 h after delivery. Naked pDNA,

which was introduced via infiltration into the leaves was

used as a negative control.

77

Figure 4.7 Confocal laser scanning microscopy images showing (a)

successful green fluorescent protein (GFP) expression in N.

benthamiana leaf epidermal cells (b) chloroplast

autofluorescence (c) overlay of images a and b. (d-f)

enlarged images of a-c showing successful GFP expression

in nucleus shown in white arrows.

79

Figure 4.8 Screening for the optimal N/P ratio for transfection in A.

thaliana leaves. Rluc activities for peptide-pDNA complexes

of R9-Bp100, (KH)9-Bp100 and R9-Tat

2 fusion peptides at

various N/P ratios.

81

Figure 4.9 Time course studies to screen for the optimal transfection

time and comparison of transfection efficiencies between

fusion and non-fusion peptide-pDNA complexes in A.

thaliana leaves. (a.) Rluc activities of pDNA-peptide

complexes of R9-Bp100, (KH)9-Bp100 and R9-Tat2 fusion

peptides prepared at N/P ratio of 0.5 against incubation time.

(b.) RLuc activities of pDNA-peptide complexes of non-

fusion peptides R9, (KH)9, Bp100 and Tat2 prepared at N/P

ratio of 0.5 against incubation time.

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Figure 4.10 Comparison of transfection efficiencies in A. thaliana leaves

from fusion peptide-based method with particle

bombardment method at 12 h after delivery. Naked pDNA

was used as a negative control.

85

Figure 4.11 Confocal laser scanning microscopy images showing (a)

successful green fluorescent protein (GFP) expression in N.

benthamiana leaf epidermal cells (b) chloroplast

autofluorescence (c) overlay of images a and b. GFP

expressions were imaged at 12 h after infiltration of pDNA-

peptide complexes of (KH)9-Bp100 at N/P ratio of 0.5 into

N. benthamiana leaves.

87

Figure 4.12 Intracellular localization studies on N. benthamiana leaves. 89

Figure 4.13 Intracellular localization studies on A. thaliana leaves. 90

Figure 4.14 Quantitative cytotoxicity of buffers at various pH (MES

buffer: pH 5.0, 6.0, and 7.4; PBS buffer: pH 7.4; and HEPES

buffer: pH 7.4 and 8.0) and concentrations (0.1, 1, 10, 30, 50,

and 100 mM) to N. benthamiana leaves assessed by Evans

blue staining.

93

Figure 4.15 Surface charges (zeta potential) of pDNA-peptide complexes

of (KH)9-Bp100 prepared at different N/P ratios (0.1, 0.5, 1,

2, and 5) in various buffers

96

Figure 4.16 Atomic force microscopy (AFM) image showing pDNA-

peptide complexes of (KH)9-Bp100 prepared at N/P ratio of

0.5 in 30 mM PBS buffer, pH 7.4

98

Figure 4.17 Quantitative transfection results for N. benthamiana leaves

in buffer condition. Rluc activities for peptide-pDNA

complexes of (KH)9-Bp100 fusion peptides at various N/P

ratios prepared in buffers.

100

Figure 4.18 Agarose gel electrophoresis showing PCR amplification of

double stranded DNA encoding RLuc (2040 bp).

101

Figure 4.19 Surface charges (zeta potential) of linear dsDNA-peptide

complexes of (KH)9-Bp100 prepared at different N/P ratios

(0.1, 0.5, 1, 2, and 5) in (a) various buffers and (b) deionized

water.

104

Figure 4.20 Atomic force microscopy (AFM) image showing dsDNA-

peptide complexes of (KH)9-Bp100 prepared at N/P ratio of

0.5 in (a) 30 mM PBS buffer, pH 7.4 and (b) Deionized

water.

106

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Figure 4.21 Quantitative transfection results for N. benthamiana leaves

with linear dsDNA-peptide complexes under various buffers

and deionized water conditions. (a) Rluc activities for linear

dsDNA-peptide complexes of (KH)9-Bp100 fusion peptides

at various N/P ratios prepared in buffers. (b) Rluc activities

for linear dsDNA-peptide complexes of (KH)9-Bp100 fusion

peptides at various N/P ratios prepared in deionized water.

108

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LIST OF ABBREVIATIONS

AFM Atomic Force Microscopy

AID Arginine-rich Intracellular Delivery

BCA Bicinchoninic acid

bp base pairs

CaCl2 Calcium Chloride

CLSM Confocal Laser Scanning Microscopy

cm centimeter

CPP Cell Penetrating Peptide

DLS Dynamic Light Scattering

EDTA Ethylenediaminetetracetic acid

DMSO Dimethyl Sulfoxide

DNA Deoxyribonucleic acid

dsDNA Linear double-stranded Deoxyribonucleic Acid

dsRNA double-stranded Ribonucleic Acid

g grams

g/L gram / litre

g/mol gram / mol

GFP Green Fluorescent Protein

GUS β-Glucuronidase

HCl Hydrochloric acid

HD Hydrodynamic Diameter

HEPES 4-(2-hydroxyethyl-1-piperazineethanesulfonic acid)

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HPLC High Performance Liquid Chromatography

kb kilo base pairs

KCl Potassium Chloride

KH2PO4 Potassium di-Hydrogen Phospate

KOH Potassium Hydroxide

L Liter

LB Luria Bertani medium

M Molar

MES 2-(N-morpholino) ethane sulfonic acid

mg milligram

μg microgram

mL milliliter

mM millimolar

μL microliter

μM micromolar

μm micrometer

NaOH Sodium Hydroxide

nm nanometer

nmol nanomol

N/P Nitrogen / Phosphate ratio

PBS Phosphate Buffered Saline

PCR Polymerase Chain Reaction

P35S Cauliflower Mosaic Virus 35S promoter

pDNA plasmid Deoxyribonucleic Acid

PDI Polydispersity Index

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RLuc Renilla luciferase

RLU Relative Light Units

RNA Ribonucleic Acid

rpm revolutions per minute

siRNA short interfering Ribonucleic Acid

SOB Super Optimal Broth

SOC Super Optimal Broth with Catabolite repression

TAE Tris-Acetate-EDTA buffer

TNOS Nopaline Synthase Terminator

UV-Vis Ultraviolet-Visible Spectroscopy

v/v volume/volume

w/v weight/volume

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PENILAIAN PEPTIDA GABUNGAN SEBAGAI PEMBAWA GEN YANG

BARU KE DALAM DAUN NICOTIANA BENTHAMIANA DAN

ARABIDOPSIS THALIANA

ABSTRAK

Penghantaran gen menggunakan peptida melibatkan proses pengenalan gen

asing ke dalam sel haiwan dan tumbuhan melalui peptida berfungsi yang

mengandungi domain penembus sel dan jujukan polikation. Peptida penembus sel

berkebolehan untuk memasuki sel-sel hidup, sementara jujukan polikation

berkebolehan untuk bercantum dan memadatkan plasmid DNA secara elektrostatik.

Dalam kajian ini, potensi peptida gabungan yang melingkungi unjuran polikation dan

domain berfungsi dengan berkebolehan untuk menembusi sel hidup telah dibentuk

dan diuji sebagai pengangkut gen ke dalam sel tumbuhan. Peptida-peptida gabungan

yang mempunyai unjuran polikation, nona-arginin (R9) dan ko-polimer histidin-

lisina (KH)9 berserta peptida penembus sel Bp100 (KKLFKKILKYL) dan Tat2

(RKKRRQRRRRKKRRQRRR) telah dicampurkan dengan plasmid DNA (pDNA)

yang mengekod Renilla luciferase (RLuc) untuk membentuk kompleks pDNA-

peptida pada pelbagai nisbah N/P. Nisbah, N/P merujuk kepada nisbah bilangan

kumpulan amina daripada peptide per bilangan kumpulan fosfat daripada pDNA.

Kompleks tersebut dicirikan dari segi saiz, cas permukaan (potensi zeta), stabiliti and

morfologi. Kompleks-kompleks yang telah dihasilkan pada pelbagai nisbah N/P (0.1,

0.5, 1, 2, 5, 10 and 20) dalam air ternyahion telah disusupkan pada permukaan bawah

daun Nicotiana benthamiana dan Arabidopsis thaliana yang berusia 3 minggu dan

dikuantifikasikan untuk mengekspres gen RLuc meggunakan ‘Renilla luciferase

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assay’ pada selang masa yang tertentu sehingga 144 jam. Kompleks yang disediakan

pada nisbah N/P 0.5 menunjukkan bentuk globul dengan diameter hidrodinamik

dalam lingkungan 300-400 nm dan caj permukaan negatif. Kompleks ini juga telah

mencatatkan aktiviti RLuc yang tertinggi pada 12 jam selepas penyusupan bagi

semua peptida gabungan (KH)9-Bp100 yang diuji. Berdasarkan pemerhatian yang

diperoleh daripada kajian peringkat pertama ini, kompleks pDNA-peptida telah diuji

dengan lebih lanjut meggunakan pelbagai jenis larutan penampan dengan nilai pH

yang berbeza. Untuk kajian ini, kompleks-kompleks secara terlebih dahulu dibentuk

pada pelbagai nisbah N/P (0.1, 0.5, 1, 2 and 5) dalam larutan penampan dan dicirikan

dari segi saiz, caj permukaan dan morfologi. Kajian efisiensi transfeksi telah

dilakukan ke atas daun N. benthamiana dan keputusan kajian ini telah mencadangkan

bahawa kompleks pDNA-peptida pada nisbah N/P 0.5 masih menunjukkan efisiensi

yang terbaik dalam larutan penampan (30 mM PBS, pH 7.4) dan menunjukkan

aktiviti yang setanding dengan keputusan yang diperoleh dalam air ternyahion.

Dalam peringkat ketiga, DNA bebenang ganda dua (dsDNA) yang mengekod RLuc

telah disintesis menggunakan teknik PCR dengan menggunakan pDNA RLuc

sebagai templat. DNA ini telah digunakan untuk membentuk kompleks dsDNA-

peptida dalam air ternyahion dan larutan penampan yang terdiri daripada pelbagai

nisbah N/P. Kompleks dsDNA-peptida pada nisbah N/P 1 memberikan efiensi

transfeksi yang tertinggi dalam kedua-dua kondisi air ternyahion dan larutan

penampan (30 mM PBS, pH 7.4).

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EVALUATION OF FUSION PEPTIDES AS NOVEL GENE CARRIERS

INTO NICOTIANA BENTHAMIANA AND ARABIDOPSIS THALIANA

LEAVES

ABSTRACT

Peptide-based gene delivery involves introduction of foreign genes into animal

and plant cells via functional peptides, containing cell penetrating domains and

polycationic sequences. Cell penetrating domains are capable of being internalized

into living cells, while polycationic sequences can electrostatically interact and

condense DNA. In this study, three fusion peptides consisting of polycationic

sequences and functional domains with cell penetrating ability were designed and

evaluated as potential gene carriers for plant cells. The fusion peptides, consisting of

nona-arginine (R9) and histidine-lysine (KH)9 polycationic sequences as well as

Bp100 (KKLFKKILKYL) and Tat2 (RKKRRQRRRRKKRRQRRR) cell penetrating

domains respectively were mixed with pDNA encoding Renilla luciferase (RLuc) to

form pDNA-peptide complexes at various N/P ratios. Here, N/P ratio refers to the

ratio of number of amines from peptides per number of phosphates from pDNA. The

complexes were characterized in terms of size, surface charges (zeta potential),

stability and morphology. The complexes prepared at various N/P ratios (0.1, 0.5, 1,

2, 5, 10 and 20) in deionized water were infiltrated at the abaxial section of 3-week

old Nicotiana benthamiana and Arabidopsis thaliana leaves and quantified for RLuc

gene expression using RLuc assay at various time points up to 144 hours. Complexes

of (KH)9-Bp100 prepared at N/P ratio 0.5 demonstrated globular shapes with

hydrodynamic diameters between 300-400 nm and negatively charged surface. This

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complexes also showed the highest transfection efficiencies at 12 hours after

infiltration for all the fusion peptides compared to the other N/P ratios. Based on the

observation obtained in this first section, the pDNA-peptide complexes were further

evaluated in different buffers and pH. For this, complexes were first prepared at

various N/P ratios (0.1, 0.5, 1, 2 and 5) and characterized in terms of size, surface

charge and morphology. Transfection efficiency studies performed on N.

benthamiana leaves suggested that pDNA-peptide complexes at N/P ratio 0.5 still

showed the highest levels of efficiencies in buffer solution (30 mM, PBS, pH 7.4)

along with the results obtained in deionized water. In the third stage, a linear double

stranded DNA (dsDNA) encoding RLuc genes were synthesized using PCR methods

with the pDNA encoding RLuc as the template and used to prepare dsDNA-peptide

complexes in both deionized water and buffers at various N/P ratios. The dsDNA-

peptide complexes at N/P ratio 1 gave highest transfection efficiencies in both

deionized water and buffer conditions (30 mM, PBS, pH 7.4).

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CHAPTER 1

1.0 INTRODUCTION

In the world of plant science research, plant genetic transformation is a common

process, as it is routinely executed in many labs either to understand the plant

behaviour or harness its huge genetic potentials. What started off as a successful

routine experiment by Estrella-Hererra (1983) has since come a long way into the

current state, where genetically modified plants have become part of a billion dollar

industry in this world. According to a report by Nature in 2013, as of 2012 a total

number of 170 million hectares of genetically modified crops have been planted

worldwide and the number has been growing ever since. The global value of

genetically modified seed was at a staggering 15 billion USD in 2012. These

statistical reports have clearly shown, that growing genetically modified crops are

becoming a common but increasingly important practice globally. With the largely

expanding human population and rapidly changing climate around the globe, the

fundamental need to produce high quality and tolerant crops to sustain the human

population in this world has arisen. One most effective way to achieve high quality

crops is by genetically engineering the plants in order to improve/modify its native

traits to become tolerant against harsh environmental conditions and/or produce high

yield of products. Plant transformation has been used to improve the native crop

traits in order to become pest, disease and herbicide resistant (Toenniessen et al.,

2003, Funke et al., 2006, Vaughn et al., 2005) as well as to modify the crops to

become draught tolerant (Hu and Xiong, 2014). Besides that, nutritional content in

food based crops were significantly improved using genetic engineering techniques

(Paine et al., 2005, Newell-McGloughlin, 2008).

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Achieving a successful genetically transformed plant requires reliable and

reproducible methods in genetic engineering. A good transformation method will

always ensure that plants can be routinely transformed at high efficiencies.

Numerous methods have been applied to genetically transform plants, but out of

these large options, there are two methods widely used to consistently transform

plants. These methods have been superior over other available techniques in

achieving successful genetically transformed plant. They are Agrobacterium-

mediated transformation and particle bombardment or gene gun method (Newell,

2000). Agrobacterium-mediated transformation employs the plant pathogen

Agrobacterium tumefaciens to transfer genes into plants using its T-DNA harbouring

the genes of interest (Ziemienowicz, 2014). Many successful plant transformations

were achieved using this method due to its ability to transfer large intact DNA,

simple transgene insertions and stable integration and inheritance. However, this

technique remains largely recalcitrant for many monocot plants due to its species

limitations (Barampuram and Zhang, 2011). Particle bombardment or gene gun

method uses DNA coated high velocity microprojectiles to deliver genes into plants.

This technique has countered the species specificity issue raised in Agrobacterium

mediated transformation, as many important monocot plants such as wheat, corn and

rice were successfully transformed using this method. Besides that, this method has

enabled organelle transformation in plant cells such as chloroplast, mitochondria and

nucleus (Kikkert et al., 2005). Despite resolving the species limitation issue and

initiating organelle targeting, this method has several drawbacks, due to its

transformation efficiency compared to Agrobacterium-mediated transformation, high

cost of equipment, tendency for complex integration and multiple copy insertions

and gene and tissue damage due to high velocity or vacuum intolerance (Kikkert et

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al., 2005). The common requirements for transformation systems for practical plant

genetic engineering are ready availability of the target tissue, applicability to a wide

range of plant types, high efficiency in terms of economy and reproducibility,

technical simplicity such that it does not require demanding procedures or equipment

and safety to operators as in no dangerous or hazardous operation procedures (Birch,

1997). It is therefore essential to kick start a new method which could encompass all

these requirements and become a potentially leading next generation strategy for an

enhanced plant genetic transformation.

Peptide-based gene delivery method has been extensively studied and showed

tremendous success in animal cell system (Simeoni et al., 2003, Numata and Kaplan,

2010a). Whilst having a huge potential, this technique however is poorly studied in

plant cells with only a few reports citing success in the delivery of plasmid DNA

(pDNA) using cell penetrating peptides (CPP) into permeabilized immature wheat

embryo (Chugh and Eudes, 2008), mung bean and soy bean roots (Chen et al., 2007)

and double stranded RNA (dsRNA) into tobacco suspension cells to induce post-

transcriptional gene silencing (Unnamalai et al., 2004). Furthermore, the

permeability and transfection activities via the peptide-based delivery has not been

properly quantified in the studies mentioned above. The peptide-based gene delivery

system could be advantageous by having no species limitation issue and can

potentially be applicable in any type of plants. Besides that, the delivery of genes via

this system does not require any costly equipment or special plant preparations such

as protoplasting and has low risk of gene damage since no strong mechanical forces

are involved in aiding the gene delivery.

It was previously found in animal cells that fusion peptides consisting of silk

protein and CPP are effective as gene carriers both in vivo and in vitro (Numata and

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Kaplan, 2010b, Numata et al., 2011b). Furthermore, the transfection efficiencies was

found to be greatly enhanced when functional peptide such as tumour homing

domain was added into the fusion peptides. This showed that the presence of

functional peptides on the surface of the pDNA-peptide complexes helped to increase

the transfection efficiencies (Numata et al., 2011a). Therefore in this study, fusion

peptides with DNA binding polycationic sequences along with CPP were designed.

The polycationic sequences or cationic homopeptides will preferentially interact

electrostatically with DNA molecules to form condense complexes due to its high

cationic charge density, while the CPP, which has lower extent of DNA binding

capability than cationic homopeptides will aid the cellular entry of the complexes

(Figure 1). These fusion peptides were tested for their ability to deliver genes in vivo

into intact plant cells. They were evaluated on the leaves of two model plants,

Nicotiana benthamiana and Arabidopsis thaliana in deionized water platform. The

outcomes from this first stage of study were used to choose the peptides and model

plants to be used in the subsequent stages. In the second and third stages, the peptide-

based gene carrier was evaluated in buffer conditions at various pH and the ability of

the peptide to carry genes in various DNA forms (plasmid DNA and linear double-

stranded DNA).

Therefore, the main objectives of this study are:

a. To design fusion-peptides capable of binding DNA into complexes and

deliver into plant cells

b. To determine the physicochemical properties of the plasmid DNA (pDNA)-

peptide and linear double stranded DNA (dsDNA)-peptide complexes in

deionized water and buffer platforms.

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Polycationic sequence [DNA binding]

Cell Penetrating Peptide [CPP]

(KH)9 –Bp100: KHKHKHKHKHKHKHKHKHKKLFKKILKYL R9-Bp100: RRRRRRRRRKKLFKKILKYL R9-Tat2: RRRRRRRRRRKKRRQRRRRKKRRQRRR

Plasmid DNA (pDNA)

Linear double stranded DNA

(dsDNA)

DNA-peptide complex

Plant Cell

Nucleus

c. To test (quantitative and qualitative) the ability of the fusion-peptide to

deliver genes into N. benthamiana and A. thaliana leaves.

Figure 1: The peptide-based gene delivery system. (a) Fusion peptides

(KH)9-Bp100, R9-Bp100 and R9-Tat2 used in this study and negatively

charged pDNA and dsDNA. (b) Formation of DNA-peptide complexes when

pDNA or dsDNA is mixed with fusion peptide via electrostatic interactions.

(c) Upon infiltration into leaves, the complexes with the aid of CPP

internalizes into the plant cells and the DNA is released and expressed

throughout the cell. Figure is not drawn to scale.

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CHAPTER 2

2.0 LITERATURE REVIEW

2.1 Common plant genetic transformation methods

Plant transformation in general refers to the process of introduction of foreign

genes into plant cells, which in later stages are taken up by the host genome via

homologous recombination and stably expressed by the plant or transiently expressed

without homologous recombination (Newell, 2000). Either way, both transformations

are equally important in various areas of plant research. Various methods have now

become available to perform plant genetic transformations. However, this chapter

will emphasize on the two most commonly used methods to achieve successful plant

transformations. These methods are Agrobacterium-mediated transformation and

biolistics or particle bombardment method (Barampuram and Zhang, 2011, Rivera et

al., 2012).

2.1.1 Agrobacterium mediated transformation

Originally discovered as a plant pathogen, Agrobacterium tumifaciens is a

Gram-negative soil bacterium, which has a capability to infect and induce crown gall

tumours at the wounded regions of dicotyledonous plants (Kado, 1991, Zambryski,

1992, Hooykaas and Beijersbergen, 1994). The process of tumour induction occurs

when Agrobacterium transfers part of its 200-800 kb Ti plasmid, the T-DNA into

plant cells. The T-DNA is flanked by a 24 bp T-DNA border sequences which are

highly homologous (Gerard et al., 1992, Fortin et al., 1993, Goodner et al., 2001).

The map of the typical Ti plasmid and the T-DNA region is shown in Figure 2.1. The

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process of T-DNA transfer is regulated by a series of virulence (vir) genes, which are

induced by compounds secreted by wounded plant cells, such as acetosyringone (AS)

(Winnans, 1992). T-DNA along with several vir proteins are exported into the plant

cells via the VirB/D4 type IV secretion system (Christie, 2004). The vir region

possesses eight operons, namely virA, virB, virC, virD, virE, virF, virG, and virH

encoding proteins to regulate the transfer of T-DNA into host cells. For genetic

transformation purposes, the genes of interest is placed between left and right border

repeats of T-DNA (Gelvin, 2003) and the T-DNA harbouring the genes of interest is

stably transformed into the host cell using following mechanisms (a)

microhomology-based integration of single-stranded T-DNA or (b) integration of

double-stranded T-DNA into double strand breaks (Ziemienowicz, 2014).

Figure 2.1: Schematic representation of a typical octopine-type Ti

plasmid (A) and the T-DNA region of a typical octopine-type Ti plasmid

(B). (A) The T-DNA is divided into three regions. TL (T-DNA left), TC

(T-DNA center), and TR (T-DNA right). The black circles indicate T-

DNA border repeat sequences. oriV, the vegetative origin of replication

of the Ti plasmid, is indicated by a white circle. (B) The various T-

DNA-encoded transcripts, and their direction of transcription, are

indicated by arrows. Genes encoding functions involved in auxin

synthesis (auxin), cytokinin synthesis (cyt), and the synthesis of the

opines octopine (ocs), mannopine (mas), and agropine (ags) are

indicated (Gelvin, 2003).

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Plant proteins are known to contribute significantly to Agrobacterium-mediated

transformation. BTI1, VIP1, Ku80, CAK2Ms, histones H2A,H3-11 and H4, SGA1,

UDP glucosyltransferase, and GALL S interacting proteins were reported to be

involved in T-DNA and virulence protein transfer, cytoplasm trafficking, nuclear

targeting, T-DNA integration, stability and expression, and defense responses

(Ziemienowicz, 2014). The transformation efficiency using Agrobacterium method is

governed by several factors, which includes genotype of the plant, plasmid vector,

bacterial strain, composition of culture medium, tissue damage, suppression and

elimination of Agrobacterium infection after co-cultivation (Kavitah et al., 2010,

Sood et al., 2011). The summary of these factors have been listed in detail in review

by Ziemienowicz (2014) and is shown in Table 2.1.

Agrobacterium-mediated transformation was first used on model plants such

as Arabidopsis thaliana, Medicago trunculata, Nicotiana tabacum and Nicotiana

benthamiana. Over the years, the plant range which showed successful

transformation using Agrobacterium has expanded largely. This includes some

monocot plants which were previously recalcitrant to this method. The categories of

plants in this list include cereal crops, legumes, industrial crops, vegetables, turf

grass, woody plants, root plants, tropical plants, nuts and fruits, ornamental plants

and medicinal plants (Figure 2.2).

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Table 2.1: Factors influencing Agrobacterium-mediated plant transformation

(Ziemienowicz, 2014)

Factors Examples

Explant type

Root, shoot, cotyledon, embryo,

hypocotyl

Vector plasmid

pCAMBIA, pGreen, pGA, pCG, pGPTV,

Bi-BAC, etc.

Bacterial strain LBA4404, EHA101 ,C58, AGL1

Composition of culture medium

Salt concentration, sugars, growth

regulators

Temperature of co-cultivation

Range: 19–30 °C; optimal temp.

dicots:19–20 °C, monocots: 24–25 °C

Time of co-cultivation 1–5 days; common: 24h, 48h, 60h, 72h

Agrobacterium density 1× 106–1×1010 cfu/ml

pH of co-cultivation medium Acidic pH: 5.2, 5.5, 5.6, 5.8 or 6.0

Antibiotics

Cefotaxime, carbenecillin, kanamycin,

timentin

Chemicals

Acetosyringe, L-cysteine, dithiothreitol

and sodium thiosulphate

Surfactants Silwet L77, pluronic acid F68, Tween20

Selectable markers hpt, pat, nptIIa

a hpt hygromycin phosphotransferase gene, pat phosphinothricin acetyl transferase gene, nptII neomycin

phosphotransferasegene

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Figure 2.2: Categories and examples of plant species transformed by

Agrobacterium (Ziemienowicz, 2014)

Model plants Arabidopsis (Arabidopsis thaliana), barrel clover (Medicago

truncatula), tobacco (Nicotiana benthamiana, N. tabacum

Cereal crops

Barley (Hordeum vulgare), maize (Zea mays), rice (Oryza sativa),

rye (Secale cereal), sorghum (Sorghum bicolor), wheat (Triticum

aestivum)

Legume

plants

Alfalfa (Medicago sativa), chickpea (Cicer arietinum), clovers

(Trifolium spp.), peas (Pisum sativum), peanut (Arachis hypogaea),

pigeon pea (Cajanus cajan), soybean (Glycine max), beans

(Phaseolus spp.)

Industrial

crops

Canola (Brassica napus), Cotton (Gassypium hirsutum), Indian

mustard (Brassica juncea), sunflower (Helianthus annus)

Vegetable

plants

Cabbage (Brassica oleracea), cucumber (Cucumis sativus),

eggplant (Solanum melongena), lettuce (Letuca sativa), tomato

(Lycopersicum esculentum)

Root plants Carrot (Daucus carota), cassava (Manihot esclenta), potato

(Solanum tuberosum), sweet potato (Ipomoea batatas)

Turf grasses

Bermuda grass (Cynodon spp.), perennial ryegrass (Lolium

perenne), switch grass (Panicum virgatum), tall fescue (Festuca

arundinacea), bent grass (Argostis spp.)

Tropic plants Banana (Musa spp.), Citrus spp., coffee (Coffea spp.), papaya

(Carica papaya), pineapple (Ananas comosus), sugarcane

(Saccharum spp.)

Woody

species

American elm (Ulmus americana), cork oak (Quercus suber),

Eucalyptus, pine (Pinus radiate), poplar (Populus spp.), rubber

trees (Hevea brasiliensis)

Nuts and

fruits

American chestnut (Castanea dentata), apple (Malus x domestica),

blueberry (Vaccinium corymbosum), grapevine (Vitis vinifera),

strawberry (Fragaria x ananassa)

Ornamental

plants

Carnation (Dianthus caryophylus), chrysanthemum (Dendrathema

x glandiflora), orchids (cymbidium spp., Oncidium, Phalaenopsis),

petunia (Petunia hybrida), rose (Rosa hybrida)

Medicinal

plants

Ginseng (Panax ginseng), hemp (Cannabis sativa), opium poppy

(Papaver somniferum)

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2.1.2 Microprojectile/Particle bombardment method

The particle bombardment method employs high metal particles or known as

projectiles to deliver intact DNA into plant cells. This method was first introduced by

Sanford in 1987 (Sanford, 1987). It was later, when Klein and co-workers identified

the huge potential of this method. They found that tungsten microparticles could be

used to coat nucleic acids such as DNA/RNA and delivered and transiently expressed

in onion epidermal cells (Klein et al., 1987 ). Following that, Christou and co-

workers (1988) reported stable transformation of soy bean callus using particle

bombardment method. From this novel discovery, the term biolistics (biological

ballistics) was officially adapted for the process and device introduced by Sanford.

Biolistic® is a registered trademark of E.I du Pont Nemours and Co., which is now

sold under the auspices of Bio Rad Laboratories, Hercules, CA. The most widely

used particle bombardment device is the Biolistic ® PDS-1000/He particle delivery

system marketed by Bio Rad Laboratories. This system utilizes high pressure helium

released by a rupture disk to mobilize a macrocarrier sheet loaded with millions of

DNA coated gold/tungsten microparticles toward target cells (Kikkert et al., 2005). A

stopping screen holds the macrocarrier and the microcarrier continue to fly towards

the target cells. The graphical summary of the Biolistic® PDS-1000/He particle is

shown in Figure 2.3 and the bombardment mechanism is shown in Figure 2.4.

The particle bombardment method is applicable to wide variety of tissues and

intact cells due to its simple methodology. In plants, this method has been used to

achieve transient gene expressions, production of genetically transformed plant and

inoculation of plants with viral pathogens. Besides that, organellar gene delivery was

established using this method.

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Figure 2.3: Components of the Biolistic® PDS-1000/He particle delivery

system. (Drawing courtesy of Bio-Rad Laboratories, Hercules, CA.)(Kikkert et

al., 2005)

Figure 2.4: Biolistic® PDS-1000/He bombardment process. The velocity of

the macrocarriers is dependent on the helium pressure in the gas acceleration

tube, the distance from the rupture disk to the macrocarrier (gap distance) (A),

the macrocarrier travel distance to the stopping screen (B), the distance

between the stopping screen and target cells (C), and the amount of vacuum in

the bombardment chamber. (Drawing courtesy of Bio-Rad Laboratories,

Hercules, CA.)(Kikkert et al., 2005)

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Organelles such as chloroplasts, mitochondria and nucleus of important monocot

crops (wheat, corn and rice) were successfully transformed using this technique. As

with any plant transformation method, several parameters need to be optimized for

the process to be maximally effective. With particle bombardment, the parameters

can be grouped as physical, biological, and environmental (Southgate et al., 1995,

Taylor and Fauquet, 2002) Physical parameters include the composition and size of

the microcarriers, the attachment of DNA to the microcarriers, and several

instrument parameters. The first biological parameter to consider is a gene construct

in the form of a circular or linear plasmid or a linear expression cassette (promoter–

gene–terminator). It is important to match the promoter or other regulatory sequences

with the plant tissue, so that the gene will be expressed at desired levels. Other

biological parameters include tissue type, cell size, cell culture age and general

cellular health, target tolerance of vacuum, cell density, and cell turgor pressure. The

physiological status of the target influences receptivity to foreign DNA delivery and

susceptibility to injury that may adversely affect the outcome of the transformation

process (Kikkert et al., 2005).

Environmental factors such as temperature; humidity; and light intensity,

quality, and duration have a direct effect on tissue physiology and thus

transformation success (McCabe and Christou, 1993). In addition, some explants

may require a “healing” period after bombardment under special regimens of light,

temperature, and humidity (McCabe and Christou, 1993). Humidity also is important

in microcarrier preparation and bombardment. High humidity can cause the

microcarriers to clump and/or to bind irreversibly to the macrocarrier, thus reducing

transformation rates. High humidity may also affect alcohol stocks used during the

DNA/microcarrier coating steps.

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The physical nature of the biolistic process eliminates concerns about using

another biological organism in the transformation process. In grapevines, there is

often a hypersensitive response to Agrobacterium that causes plant cell death (Perl et

al., 1996). Particle bombardment method removes both the need to kill

Agrobacterium after transformation and the occurrence of false positives arising

from growth of Agrobacterium in the host tissues. Furthermore, plasmid construction

is often simplified and co-transformation with multiple transgenes (Francois et al.,

2002) is routine, because plasmid DNA is simply mixed together before coating onto

the microcarriers. The use of linear expression cassettes (also called clean gene

technology) eliminates the chance that extraneous plasmid backbone DNA will be

inserted into the target as can happen with whole plasmids or Agrobacterium (Fu et

al., 2000). Particle bombardment is the method of choice for the study of transient

gene expression and for plastid transformation (Taylor and Fauquet, 2002). Some

disadvantages of this method are that the transformation efficiency may be lower

than with Agrobacterium and the device and consumables are costly. Many

researchers did not want to consider particle bombardment because of the tendency

for complex integration patterns and multiple copy insertions that could cause gene

silencing. Some researchers have overcome this problem by reducing the quantity of

DNA loaded onto the microcarriers or by use of linear cassettes (Fu et al., 2000).

Table 2.2 shows some examples of important crops that have been successfully

transformed using particle bombardment method

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Table 2.2: Selected transgenic plants produced by biolistics reviewed by (Rivera et

al., 2012)

Crop Crop

Maize Sugar cane

Tobacco Barley

Rice Cow pea

Carrot Peanut

Petunia Chickpeas

Sorghum Alfalfa

Brassica napus Spruce

Potato Conifer

Wheat Pine

Grass Eucalyptus

Tomato Fescue

Sugar Beet Soybean

Legume Arabidopsis

Cotton Strawberry

Algae Cereals

Banana Papaya

Onion Garlic

Bean Nut

Grape Cassava

Triticale Oat

Millets Chrysanthemum

Rose Orchid

Jute Linum

Rape Rye

Lesquerella Betalain

Lettuce Lemon fruit tree

Citrus Palm

Silver birch Coffee

Pepper Moss

Powlownia

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2.2 Peptide-based gene delivery: A fast-expanding method in plant cell research

Cell penetrating peptides (CPP) is a special class of peptide which is short (30 amino

acids long), cationic or amphipathic in nature, contains predominantly lysine and

arginine amino acids, easy to prepare and generally non-cytotoxic. They have the

innate ability to reach cytoplasmic/nuclear regions in live cells after internalization

(Joliot and Prochiantz, 2004). The first CPP discovered in 1988 was derived from the

Transactivator of Transcription (Tat) of Human Immunodeficiency Virus 1 (HIV-1)

(Green and Loewenstein, 1988, Frankel and Pabo, 1988). This peptide has 11 amino

acid sequences (YGRKKRRQRRR), which is responsible for the cellular entry of

Tat (Vives et al., 1997). In the later years, more CPPs were derived from natural

(protein), synthetic and chimeric sources. Peptide-based gene delivery system stood

out from the other polymeric gene delivery methods due to their innate ability to

effectively overcome the cell’s lipid bilayer membrane barrier, while carrying a

cargo along. Together with that, they have been found to be sufficiently stable for in-

vivo applications (Amantana et al., 2007, Weiss et al., 2007, Neundorf et al., 2008,

Pujals et al., 2008) and are more potent with higher specificity and low toxicology

concerns (Lindgren and Langel, 2011).

Plant cells differ from animal cells in two major ways. One is their

photosynthetic capability and the second is the presence of a cell wall surrounding

the cell membrane. The latter has a complex structure made of simple sugar

polymers, cellulose and hemicellulose, and lignin. Although rigid, its nature changes

with the cell cycle to facilitate growth and division. Younger cells tend to have a

thinner cell wall than mature cells (Chugh et al., 2010). The first published evidence

that peptides specifically may be used for macromolecular delivery into plant cells

was reflected in the studies which showed that core histone proteins had cellular

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penetration attributes in petunia protoplasts and suspension cultured cells (Rosenbluh

et al., 2004). Core histone proteins (e.g., H2A, H2B, H3 and H4) share the primary

characteristics of CPPs with high cationic properties and DNA binding affinity,

suggesting that CPPs may also be applied to plant cells. Despite the potential

advantages of CPPs, plant cells have some morphological and chemical differences

to that of mammalian cells which can render a portion of the knowledge obtained

from mammalian cell studies of little benefit. These differences include, but are not

limited to, membrane lipid composition (fatty acids, head groups, etc.), the cellulose

cell wall, rates of endocytosis, membrane signalling systems and media conditions

for tissue culture. Even with these several potentially confounding factors, common

CPPs that have been successful in mammalian cell systems, like Tat, have also

shown success in plant tissue culture systems. However, this success has been

limited and there is a growing demand to establish an understanding of how CPPs

interact specifically with plant cells and how to improve their efficacy

(Ziemienowicz et al., 2015).

Much like how it has been found in other non-mammalian cell types, CPPs in

the absence of a bound cargo are often capable of energy independent translocation

across the cell membrane of plant cells. In a study comparing Bowes human

melanoma cells to tobacco SR-1 protoplasts it was found that Transportan displayed

the highest translocation efficiency compared to pVEC, Penetratin and TP10 in the

tobacco protoplasts. Despite a clear indication of translocation this efficiency was

much lower than translocation of these same CPPs in the cultured melanoma cells

(Mae et al., 2007). The reasons for this large difference in efficiency are not yet

clear, but are likely related to the chemical make-up of the plasma membrane of the

protoplasts. Further work in protoplasts was seen in triticale mesophyll protoplasts

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using Tat and Tat2, a proprietary dimer of Tat (Chugh and Eudes, 2007). Not only

was translocation observed but accumulation in the nucleus was also found in both

Tat and Tat2, with Tat2 displaying 1.6 times higher build up. Interestingly, lowering

of temperature of incubation to 4 °C was found to increase accumulation by nearly

double what was found at 25 °C, indicating an inclination towards an energy

independent mechanism of uptake. Although penetration was much less than that in

mammalian cell systems, it is interesting to note that CPP uptake has been observed

in both monocot and dicot protoplasts with similar results (Chugh and Eudes, 2007,

Chugh and Eudes, 2008a). However, delivery in protoplasts does not address a

systemic layer of complexity intrinsic to plant cells, the plant cell wall. It must be

recognized that the plant cell wall presents a unique challenge to CPP translocation

due to its ubiquity in practical tissue culture systems (e.g., induced callus, cell

suspension and microspores) and, of course, in mature plants. The plant cell wall

consists primarily of polysaccharides, the principle one being cellulose in somatic

tissue systems. The cell wall presents both a physical and chemical barrier to the use

of CPP in plant cells. It acts as an adsorptive surface to highly cationic CPPs likely

due to a slightly negative charge (Mizuno et al., 2009).

This adsorptive behavior can reduce the concentration of the solubilized

CPPs and thereby reduce the amount that can make contact with the membrane and

therefore translocate. It has also been shown that permeabilization of the cell wall

increases uptake of CPPs in immature wheat embryos (Chugh and Eudes, 2008b)

indicating that the diameter of the cell wall pores and permeability of the cellulose

matrix are, not surprisingly, factors in efficient uptake. Furthermore, CPPs derived

from Brome mosaic virus (BMV) capsid protein (CPNT, CP9-22, and CP12-22)

showed significant translocation and accumulation within cells of Arabidopsis and

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barley root hairs, but nearly ubiquitous accumulation at the cell wall, further

reinforcing the issue of the cell wall (Qi et al., 2011). In non-somatic tissue,

particularly in isolated cereal microspores, the translocation of free peptide has also

been verified. In the case of triticale microspores, translocation of free peptide was

observed using fluoresceinated Tat, Tat2 , pVEC, and Transportan (Chugh et al.,

2009). It was shown that Transportan translocated in the greatest amounts despite

having little cationic character compared to the other peptides tested. This data seems

to suggest that significant basic or cationic character alone is not sufficient for

translocation of peptides across the plant cell membrane. Microspores themselves

present a valuable model platform for these studies as they possess an immature

exine, which is (by comparison to the cellulosic cell wall of somatic tissues) very

impermeable, except for the micropore, a region of exposed membrane (Chugh et al.,

2009). Additionally, the exine is composed of a chemically disparate polymer called

sporopollenin, which is far more flexible and has more negative charge character

than cellulose (Kim and Douglas, 2013, Lallemand et al., 2013). These

characteristics exacerbate the already present concerns of the cellulosic cell wall.

Despite these heightening, translocation was still demonstrated in measurable

quantities, strongly indicating the potential of CPPs in this tissue culture system as

well. In order to increase the efficiency of CPP translocation, the plant cell wall

remains a primary issue of interest.

It has been established that protein above 25 kDa is unable to cross the cell

wall, preventing macromolecules from interacting with the cell membrane and

entering the cell through endocytosis (Stewart et al., 2008). In soybean cell

suspension cultures, the major constraint limiting macromolecule endocytosis was

also the size of the molecule (Horn et al., 1992). A negative slope log-linear

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relationship was found between the molecular weight of the macromolecule and its

rate of internalization, with no uptake above 150 kDa (IgG). Recent investigations

showed that peptides, such as Tat, Tat2, arginine-rich intracellular delivery peptides

(AID), pVEC, transportan, and penetratin, can be taken up by suspensions of

protoplasts from tobacco cells and triticale mesophyll cells (Chugh and Eudes, 2007,

Chugh and Eudes, 2008a, Unnamalai et al., 2004, Chen et al., 2007). The uptake of

pVEC and transportan in various plants tissues were also studied (Chugh and Eudes,

2008a). Among the various plant tissues studied, pVEC and transportan showed

significantly weaker fluorescence in leaf tips than coleoptiles excised from 7-day-old

triticale seedlings. However, leaf bases that are highly meristematic in nature and the

root tips known for high mitotic activity showed significant internalization of both

pVEC and transportan as observed by fluorescence microscopy.

Covalent and noncovalent transduction of small 24 kDa fluorescent reporter

proteins by Tat-PTD and arginine-rich intracellular delivery (AID) proteins in mung

bean, soybean, corn, and onion root tip cells were reported by Chang and coworkers

(Chang et al., 2005, Chang et al., 2007). The cell wall remains a major obstacle for

transduction of larger proteins in plant tissues, such as immature scutellum and

cotyledon, a model system for genetic transformation studies owing to their

amenability toward tissue culture procedures and high efficacy for plant regeneration

(Chugh et al., 2010). Permeabilization of cell wall is a prerequisite to achieve

efficient translocation of CPPs and their macromolecular cargoes (Chugh and Eudes,

2008b). Following such pretreatment, non-labeled Tat monomer (Tat) and dimmer

(Tat2) are able to deliver the large protein β-glucuronidase (GUS, Mw 270 kDa)

efficiently. The permeabilization treatment of the immature embryos also increased

the intensity of the blue color. Commercially available Chariot kit (pep-1 as the

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carrier peptide) for protein delivery in mammalian cell lines delivered GUS enzyme

in wheat embryos efficiently. Chariot kit has also been used for direct delivery of

bacterial avirulence (Avr) proteins into resistant Arabidopsis protoplasts resulting in

hypersensitive cell death in a gene for gene-specific manner (Wu et al., 2003). Low

temperature (4 °C) treatment of the permeabilized embryos resulted in low GUS

enzyme activity, indicating that endocytosis is involved in Tat2-mediated cargo

translocation, as temperatures below 10 °C are known to inhibit endocytic pathways

in cells (Chugh and Eudes, 2008b). This was validated using inhibitors of

endocytosis and macropinocytosis. Both type of inhibitors caused reduction in GUS

enzyme activity; however, no conclusive picture emerged that could enable us to

determine involvement of a specific pathway in the uptake of cargo complex in

immature embryos (Chugh and Eudes, 2008b). More than one mechanism appear to

be involved simultaneously for the uptake of noncovalent cargo complex in somatic

plant cells and may involve both endocytosis and macropinocytosis pathways.

However, micropinocytosis was the mechanism of uptake of fluorescent protein

covalently linked to AID peptide (Chang et al., 2005). Tat2, AID, and R12 being

arginine rich can bind DNA electrostatically resulting in complex formation that can

be used for gene delivery in the plant cells.

Successful nucleic acid (DNA and dsRNA) transfection has been reported in

protoplast, tobacco cell suspension culture, mungbean and soyabean root tips, and

permeabilized immature wheat embryos (Unnamalai et al., 2004, Chugh and Eudes,

2007, Chen et al., 2007, Chugh and Eudes, 2008b). Posttranscriptional gene silencing

was achieved using sense and antisense constructs of 0.4 and 0.9 kb in dsRNA/R12-

treated tobacco cell suspension culture (Unnamalai et al., 2004). The authors

detected a 21-bp small interfering RNA. Transient GUS gene expression in

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permeabilized immature embryos showed that Tat2 can efficiently cross cell wall and

translocate plasmid DNA in somatic plant cells amenable to regeneration of plantlets.

The complex size at the optimal ratio (4:1) of Tat2 and plasmid DNA varied between

0.85 and 4 μm (Chugh and Eudes, 2008b).

2.3 Genesis of nucleic acid-peptide complexes

In the peptide-based gene delivery system, the key factor which determines

the success of gene delivery in living cells is the interaction or attachment of cargo to

be delivered with the peptide. The peptide has to pack the cargo into condensed and

compact shapes before they could be brought across the cell wall and membrane

barrier. This interaction can be achieved either covalently or non-covalently. There

are various covalent methods used to bind the cargoes to peptides, such as

sulfosuccinimidyl suberate linkage, carbodiimide conjugation, and thiol-amine

coupling (Huang et al., 2015). Covalent methods were mostly used to conjugate

drugs, antibody fragments and fluorescent markers. Although a stable association

between the cargo and peptide could be achieved using this technique, the covalent-

linking procedure is however very time consuming, expensive and labour intensive.

Furthermore, in order to achieve covalent linking, the functionality of the peptide-

cargo complex could be compromised (Huang et al., 2015). The first report on the

successful delivery of peptide-fusion protein into various tissue sections in mice via

covalent linking was from Schwarze and co-workers in 1999 (Schwarze et al., 1999).

Subsequently, several reports were published on the successful delivery of nucleic

acids into various cell lines via covalent method (Sebestyen et al., 1998, Snyder and

Dowdy, 2004, Nan et al., 2005, Ciolina et al., 1999).

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Non-covalent interactions on the other hand were achieved using biotin-

streptavidin interactions, electrostatic interactions, and metal-affinity interactions.

The advantages of using non-covalent techniques are, ease of use, simplicity in

production, versatility in terms of cargo composition and retention of cargo

functionality (Chang et al., 2014, Huang et al., 2015). Using this methods, nucleic

acids, oligonucleotides and other biomolecules such as collagen, insulin and

fluorescent proteins (Wang et al., 2006, Hou et al., 2007, Meade and Dowdy, 2007,

Eguchi and Dowdy, 2009, Chen et al., 2012). Figure 2.5 shows the pictorial summary

of both covalent and non-covalent methods in the binding between peptide and target

cargoes. This thesis will focus primarily on the binding of peptide with DNA using

electrostatic interactions and a more comprehensive review on the binding

mechanism will be covered in this chapter.

Electrostatic interaction by definition is the bond that is achieved when a

cationic molecule comes together with an anionic molecule via attraction of opposite

charges. When charges from both molecules are cancelled off, a stable product or

complex is formed. This same concept is applied in the binding of nucleic acids with

peptides using electrostatic interactions. A nucleic acid molecule, be it a DNA, RNA

or siRNA are negatively charged due to their phosphate backbone. A peptide,

particularly CPPs and domains with polycationic peptides such as lysine, histidine

and arginine are positively charged due to the amine group from the peptides. When

nucleic acids are deliberately mixed with cationic peptides, both molecules will

electrostatically interact, causing the nucleic acid molecules to be folded and

condensed into compact rods or globular/toroidal shapes by the peptides. (Hansma et

al., 1998, Vijayanathan et al., 2004, Osada et al., 2010, Osada et al., 2012).

Understanding the folding mechanism of the nucleic acid has been a great interest

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lately due to the ongoing efforts to enhance gene delivery and expression in living

cells. In the reports published by Osada and group in 2010 and 2012 respectively, a

simple mechanism on the condensation process of catiomers on pDNA have been

proposed. The quantized folding model as termed by them showed that the

supercoiled double helix of pDNA collapses into rod structure and undergoes further

folding in a specific manner.