EVALUATION OF CERTAIN INFINITE SERIES USING ......uation of other particular infinite series,...

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EVALUATION OF CERTAIN INFINITE SERIES USING THEOREMS OF JOHN, RADEMACHER AND KRONECKER by Colette Sharon Haley B.A. (Honours), Carleton University A thesis submitted to the Faculty of Graduate Studies and Research in partial fulfilment of the requirements for the degree of Master of Science School of Mathematics and Statistics Ottawa-Carleton Institute for Mathematics and Statistics Carleton University Ottawa, Ontario, Canada ©Copyright 2004 Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.

Transcript of EVALUATION OF CERTAIN INFINITE SERIES USING ......uation of other particular infinite series,...

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EVALUATION OF CERTAIN

INFINITE SERIES

USING THEOREMS

OF JOHN, RADEMACHER

AND KRONECKER

by

Colette Sharon Haley

B .A . (Honours), Carleton University

A thesis subm itted to

the Faculty of Graduate Studies and Research

in pa rtia l fu lfilm ent of

the requirements fo r the degree of

Master of Science

School of Mathematics and Statistics

Ottawa-Carleton In s titu te for Mathematics and Statistics

Carleton University

Ottawa, Ontario, Canada

© C opyright

2004

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A bstract

John’s theorem relates the sum o f a certain in fin ite series involving a real­

valued periodic function of period 1, which is o f bounded variation on [0, 1],

to a Riemann integral. A detailed proof of th is theorem based on the proof

o f Rademacher is given. John’s theorem is then used to determine the sum

o f some interesting in fin ite series. For example i t is shown th a t the sum of

1 _ 1 2 _ 2 2 _ 2 3 _ 3 £ _ _ 3 _ _3___3_ _ ± _ ±2 3 + 4 5 + 6 7 + 8 9 + 10 11+ 12 13+ 14 15+ 16 17 + " '

is Euler’s constant, see Theorem 1.6.2. Rademacher’s theorem is the exten­

sion o f John’s theorem to algebraic number fields and th is theorem is applied

to determine the sum o f fu rther in fin ite series such as

1 1 1 2 1 1 2 7r log 21 2 4 + 5 8 + 9 10 + 4 ’

see Theorem 2.4.2. F inally, Kronecker’s lim it form ula is used to determine

the sums o f the in fin ite series

“ ( - 1)™ ~ ( - 1 )n “ ( - 1)™+"am? + bmn + cn? ’ ^ am2 + bmn + cn? ’ am2 + bmn + cn? ’

77i,n=—oo m ,n = —oo m ,n = —oo(m ,n )^ (0 ,0 ) (m ,n )^ (0 ,0 ) (m ,n ) / ( 0 ,0 )

fo r any prim itive , positive-definite, integral, b inary quadratic form

ax2 + bxy + cy2.

i

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Acknowledgem ents

F irs t and foremost, I would like to thank my supervisor D r. Kenneth S.

W illiam s. He helped me to choose a topic and has guided me through the

d ifficu lt task of w riting a thesis. He has also been remarkably patient and

understanding, and for th is I thank him.

I would like to acknowledge the help and support from friends who have

encouraged me along the way, especially Chad Ternent, Tom Maloley and

M a tt Lemire.

I have dealt w ith many computer problems recently and would like to

thank everyone who has helped me to solve them.

This thesis was w ritten in George Gratzer’s book “M ath into

has been an extremely useful reference.

Lastly I am solely responsible for any errors and shortcomings le ft in th is

thesis.

ii

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N otation

Z = domain o f integers

N = set of positive integers

Q = fie ld o f rational numbers

R = fie ld of real numbers

gcd(m, n) = greatest common divisor o f m, n 6 Z, (to, n) ^ (0,0)

( n 17 = Euler’s constant = 0.5772156649... = lim I V " ' - — log n

n —>oo \ ^ ' ?\ i= l

[rc] = greatest integer < x (x 6 R)

{ z } = fractional part o f x = x — [x] (x G R)

[a, b] = {x € R |a < x < b} (a, b € R, a < b )

{xo, X i, . . . , $„} = partition of [a, 6] given by a — xq < X\ < • • • < xn = b

A x k - x k - x k- \ (k = 1, 2 ,. . . , n)

p[a, 6] = set of all partitions of [o, 6]

= Legendre-Jacobi-Kronecker symbol (d € Z, d = 0,1 (mod 4) ,n

i i i

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H (d ) = form class group o f discrim inant d

h(d) = form class number = order of form class group H (d)

f = conductor of discrim inant d

OO 00

5 3 / ( m»n) = 5 3m , n - —oo m ,n = —oo

(m ,n )^ (0 ,0 )

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Contents

Abstract i

Acknowledgements ii

Notation iii

Introduction 1

1 John’s Theorem 5

1.1 Functions o f bounded variation .................................................. 5

1.2 John’s th e o re m ............................................................................... 17

1.3 P roof o f John’s th e o re m ............................................................... 23

1.4 Evaluation o f certain in fin ite series using John’s theorem . . . 36

1.5 The generalized Euler co n s ta n ts ...................................................... 41

v

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CONTENTS vi

1.6 Dr. Vacca’s series for 7 ......................................................................49

2 Rademacher’s Theorem 56

2.1 N o ta tio n ............................................................................................... 56

2.2 Rademacher’s extension of John’s

th e o re m ................................................................................................ 61

2.3 Rademacher’s theorem for algebraic

number f ie ld s .......................................................................................62

2.4 Rademacher’s theorem for im aginary

quadratic f ie ld s ................................................................................ 63

2.4.1 RT = 0 (7 = 1 ), c = 1 + z .................................................... 65

2.4.2 t f = Q (7 = 2 ), c = 7 = 2 ........................................................69

2.4.3 K = Q {V = 7 ) ,c = 1 + f = 7 ..................................................72

2.5 Rademacher’s theorem for real quadratic fie ld s .............................75

2.5.1 K = Q (V2), c = 7 2 .......................................................... 77

2.5.2 K = Q(^/p), P (prime) = 3 (mod 4 ) ....................................... 79

2.6 Rademacher’s theorem for real cubic fields w ith two nonreal

em bedd ings.......................................................................................... 81

2.6.1 K = Q (7 2 ), c = 7 2 .......................................................... 84

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CONTENTS vii

3 Kronecker’s Theorem 86

3.1 Dedekind eta function .................................................................... 86

3.2 Weber’s fu n c tio n s ............................................................................. 90

3.3 Kronecker’s lim it fo rm u la ................................................................ 91

3.4 F ina l re s u lts .........................................................................................103

Conclusion 109

Bibliography 110

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Introduction

The aim of th is thesis is to use three theorems, namely John’s theorem,

Rademacher’s extension of John’s theorem, and Kronecker’s lim it formula,

to determine the sums o f certain in fin ite series.

In 1934 F ritz John [20] showed th a t i f f ( x ) is a real-valued function defined

for a ll real x such tha t

(1) f ( x ) is periodic of period 1,

(2) f ( x ) is o f bounded variation for 0 < x < 1,

Vand c — - is a rational number > 1 w ith q > 0 and gcd(p, q) = 1, then the Q

in fin ite series

1

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INTRODUCTION 2

converges for a ll real values o f t, where

/

q, i i p ) ( n , q \ n ,

q - p , i f p | n, q [ n,

and its sum is

logc / f ( x ) dx.J o

Since f ( x ) is o f bounded variation on [0,1], f ( x ) is Riemann integrable on

[0,1], and so f * f ( x ) dx exists. In 1936 Hans Rademacher [27] proved John’s

theorem w ith (2) replaced by the weaker condition

(2)' f ( x ) is Riemann integrable on [0,1].

We give an exposition o f Rademacher’s proof o f John’s theorem expanding

on the details where necessary in Section 1.3.

Included in the volume [28] featuring his “lost” notebook are some frag­

ments o f papers by Ramanujan. In particular, on pages 274 and 275 in [28],

there is the beginning o f a manuscript th a t probably was to focus on in te­

grals related to Euler’s constant 7 . Berndt and Bowman [8] have presented

Ramanujan’s work in th is fragment and have related i t to other theorems in

the literature. In particu lar they prove [8, Lemma 2.5, p. 21] an integral

given by Ramanujan for Euler’s constant 7 , namely,

7 = /( 1 — xnn

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INTRODUCTION 3

and use it to obtain (among others) a series representation of 7 due to Vacca

[33], namely

I t is our purpose to show th a t Vacca’s form ula for 7 , as well as the eval­

uation o f other particu lar in fin ite series, follows easily from John’s theorem.

We just mention one such evaluation. We show in Section 1.5 how Liang

and Todd’s evaluation [24] o f the in fin ite series where k is

a positive integer, can be deduced easily from John’s theorem.

In his 1936 paper, Rademacher also extended John’s theorem to algebraic

number fields. In Chapter 2 we use Rademacher’s theorem to obtain the

evaluation o f certain in fin ite series involving binary quadratic forms. In the

case of positive-definite forms, we show for example tha t

Rademacher’s theorem. In the case of indefinite forms we prove for example

tha t

1<|m W |l<3+2>/2I 771—n v 2 I

In Chapter 3 we use Kronecker’s lim it form ula to evaluate the in fin ite

series

(m ,n )^ (0 ,0 )

where the sum is ordered by increasing values of m 2+ m n + 2n2, follows from

OO

m ,n = —0 0 m + n y /2 > 0

oo f 1 \m

(m,ra)^(0,0)

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INTRODUCTION

E ( - i ) "am2 + bmn + cn21

771,71— —OO(m ,n )^ (0 ,0 )

^_-Qm+n

E am2 + bmn + cn2 ’771,71=—OO

(m ,n )# ( 0,0)

for any positive-definite, p rim itive , integral, binary quadratic form a

bxy + cy2. As an illus tra tion o f these, results, we show tha t

^ ( _ l ) m + n 47T ,

^ m 2 + 19n2 >/!9 g ’771,71=—OO v

(m ,n )^ (0 ,0 )

where 0 is the unique real root o f the cubic equation x3 — 2x — 2 = 0.

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Chapter 1

John’s Theorem

1.1 Functions of bounded variation

John’s theorem, which is the main topic o f th is chapter, expresses an in fin ite

series involving a periodic function of bounded variation as a Riemann in ­

tegral. We begin by reviewing the basic properties of functions o f bounded

variation. We follow the treatm ent given by Apostol in [4, pp. 165-169], see

also [30, pp. 117-121].

Throughout th is section, a and b denote real numbers w ith a < b .

D e fin itio n 1.1.1. Let f be a real-valued function defined on the closed in ­

terval [a, 6]. If, fo r every pa ir o f points x and y in [a, b], x < y implies

f i x ) < f ( y ) , then f is said to be increasing on [a, b\. I f x < y implies

f ( x ) < f ( y ) then f is said to be strictly increasing on [a, 6]. Decreasing and

5

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CHAPTER 1. JOHN’S THEOREM 6

strictly decreasing functions are sim ilarly defined.

Definition 1.1.2. A real-valued function f defined on the closed interval

[a, b] is said to be monotonic i f i t is increasing on [a, b] or decreasing on

[a,b].

Definition 1.1.3. I f [a,b] is a fin ite interval, then a fin ite set o f points

P = { x 0, x i , . . . , x n}

satisfying the inequalities a — Xq < Xi < • • ■ < xn- \ < xn — b is called a

partition o f \a,b]. The interval [xk- i , x k], k = 1,2, . . . , n is called the kth

subinterval o f P and we write Axk = Xk — %k-1> so that

n

Azfc = b — a.k = 1

The collection o f all possible partitions of [a,b ] is denoted by p[a, b}.

Definition 1.1.4. Let f be a real-valued function defined on [a, b]. I f P —

{ xq, x i , . . . , x n} is a partition o f [a,b], we set A f k = f ( x k ) — f { x k - 1)> k =

1 ,2 , . . . , n. I f there exists a positive number M such that

E ia /*i ^ Mk = l

fo r all partitions o f [a, b], then f is said to be o f bounded variation on [a, 6].

We now give some theorems that help us to decide when a function is of

bounded variation.

Theorem 1.1.1. Let f be a real-valued function defined on [a, 6]. I f f is

monotonic on [a, b], then f is o f bounded variation on [a, b].

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CHAPTER 1. JOHN’S THEOREM 7

Proof. As / is monotonic on [a, b], by D efin ition 1.1.2 / is either increasing

or decreasing on [a, b]. Suppose / increasing on [a, b\. Then, fo r any pa rtition

{x 0, x i , . . . , xn} o f [a, 6], we have f { x k) - i) > 0 giving A f k > 0. Now

53 ia ^ i = i t Afk = i t u ^ ) ~ = ~k = l k = 1 fe=l

so Y^k=i |A/fc| < M w ith M ~ f (b) — f (a) . Thus / is of bounded variation

on [a, 6]. I f / is decreasing on [a, 6] then —/ is increasing on [a, b] and the

above argument again shows th a t / is of bounded variation on [a, 6]. □

T heorem 1.1.2. Let f be a real-valued function defined on [a, b]. I f f is con­

tinuous on [a, b] and i f f exists and is bounded in the interior, say \ f ( x ) \ < A

fo r all x in (a, b), then f is o f bounded variation on [a, 6],

Proof. Let { x q , x x, . . . , xn} be a p a rtition o f [a, 6], Applying the mean value

theorem to the subinterval [xk- X, xk], we have

A /* = f ( x k) - f ( x k- 1) = f ( t k) (xk - x k- x) = f ( t k) A x k

for some t k G (xk- X, x k). Then

n n n n

53 = 5 3 i/W A z fc i = 53 i/ '(4 ) iA£ft < ^ 5 3 a ®*.k—1 fc= l k = l k = l

Hence X X = i |A/fc| < M w ith M = A(b — a) so f is o f bounded variation on

[a, b]. □

The function f Ix2 cos—, x ± 0,

0, x = 0

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CHAPTER 1. JOHN’S THEOREM 8

is of bounded variation on [0,1] as / is continuous on [0,1] and

f sin — + 2x cos —, x ^ 0,m = \ x

^ 0, x = 0,

and

I/ '( z ) l < 3.

We note that f need not be bounded for / to be of bounded variation.

For example, f ( x ) = x 1/3 is monotonic so / is of bounded variation in every

finite interval (Theorem 1.1.1). However, f ' { x ) = ^73 —» +00 as x —» 0.

Not all continuous functions are of bounded variation. Consider the func­

tion

{ a: sin ( —) , 0 < x < 2,\ x ) ’

0, x = 0,

which is continuous on [0,2], and the partition2 , U , 2

2n — S ’ 5 ’ 3

Here

*o = 0, x * = 2 n - ( 2 k - l ) ,k = 1,2, ' " , n ‘

For k = 2 , . . . , n we have,

A /* = f ( x k) - f ( x k- i )2 . ( (2n — (2k — l) ) 7r

sin 1 "2n — (2k — 1) \ 2

2 • ( (2n - (2k - 3) )n\2 n - ( 2 k - 3 ) V 2 /

9 9________ / 1 'jn —fe __________“ ______' / 0 7- 1 o v /2n — 2k -f-1 271 — 2k 3

/ 2 2( - 1) o ?T7- r - r +2n — 2k + 1 2n — 2& + 3

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CHAPTER 1. JOHN’S THEOREM 9

Hence

n n

E l A A l > e i a mk = l k = 2

2n - 2fc + 1 2n — 2k + 32 2

/ is not of bounded variation on [0, 2] as lim — = +oo.n—»+oo / K

T heo rem 1.1.3. Let f be a real-valued function on [a, 6]. I f f is o f bounded

variation on [a, 6], say X)|A/fc| < M fo r a ll partitions o f [a,b], then f is

bounded on [a,b]. In fact, \ f (x) \ < |/(a )| + M fo r x 6 [a, 6].

Proof. Let x € (a, b) and consider the p a rtition P = {a,x,b} . As / is of

bounded variation on [a, 6], we have

l / ( * ) l = I / O * ) “ / ( a ) + / ( a ) I < l / ( * ) “ / ( a ) I + l / ( a ) l < M + | / ( a ) |

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|/ ( * ) - /(a ) | + | / ( 6) - / ( * ) | < M,

which gives | f ( x ) — f (a ) | < M . Now

as required.

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CHAPTER 1. JOHN’S THEOREM 10

If x = a, the inequality holds trivially. If x = b, the partition {a, b} gives

]/(&)| < 1/(6) - f ( a ) I + |/(o )| < M + \f(a)\. Hence |/(x )| < |/(a )| + M for

all x G [a, b}. □

The converse of Theorem 1.1.3 is not true. The function

{ 7Txs i n—, 0 < x < 2,

*0, x = 0,

is bounded on [0,2] as |/(x )| < |x| < 2 but is not of bounded variation on

[0,2].

Definition 1.1.5. Let f be a real-valued, function defined on [a,b]. Let f

be o f bounded variation on [a,b], and let J^(P ) denote the sum Y^k= i |A/fc|

corresponding to the partition P = {xo, x i , . . . , xn} o f [a, 6]. The number

V, = V /(a, b) = sup { Y ^ ( P )|P 6 p m }

is called the total variation o f f on the interval [a, 6].

Theorem 1.1.4. Let f and g be real-valued functions defined on [a,b]. Sup­

pose fu rther that f and g are both o f bounded variation on [a, b]. Then so are

their sum, difference and product. Also, we have

vf±g < V f + Vg and Vfg < AVf + BVg,

where A = sup{|#(x)| |x G [a ,6]} and B = sup{]/(x)| |x G [a, 6]} .

Proof. We just prove the second of these two inequalities. Consider h(x) —

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CHAPTER 1. JOHN’S THEOREM 11

f (x)g(x) . Then for each p a rtition P o f [a, 6], we have

\Ahk\ = \ f ( xk)g(xk) - f ( x k - i ) g ( x k- i ) \

= If { x k)g{xk) - f { x k- x)g{xk)\

+ \ f ( x k- i ) g ( x k) - f ( x k- i )g(xk- i ) \

< A \A fk\ + B\Agk\.

Hence h = f g is o f bounded variation and V/g < AVf + BVa. □

There is a close relation between monotonic functions and functions of

bounded varition. We have already seen th a t monotonic functions are always

of bounded variation (Theorem 1.1.1), and we w ill see shortly th a t functions

of bounded variation can always be w ritten in terms o f monotonic functions

(Theorem 1.1.8). Being o f bounded variation is a stronger condition than

m onotonicity, indeed, the sum or product of monotonic functions need not

be monotonic. For example, x and —x2 are monotonic on [0,1], but x — x2

is not; and x is monotonic on [—1, 1] but x2 is not.

I t should be noted th a t the reciprocal of a function of bounded variation

is not necessarily of bounded variation. For instance, suppose f ( x ) —> 0 as

x —» c. Then 1 / / is not bounded in any interval containing c. Hence by

Theorem 1.1.3, 1 / / is not o f bounded variation on such an interval. Ex­

cluding functions whose values get a rb itra rily close to zero le t us extend

Theorem 1.1.4 to quotients.

Theorem 1.1.5. Let f be o f bounded variation on [a,b] and assume that f

is bounded away from zero, that is there exists a positive number m such that

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CHAPTER 1. JOHN’S THEOREM 12

0 < m < \ f ( x ) \ fo r all x in [a, 6]. Then g = I f f is also o f bounded variation

on [a, b], and Vg < ^

Proof. We have

|A 0fc| =1 1 f ( x k- 1) - f { x k)) A f k

f(Xk) /(Zfc-l) f { x k) f ( x k- 1) f (X k ) f (x k- 1)< jA /fcl

m 2

Theorem 1.1.6. Let f be a real-valued function defined on [a, b]. Let f be o f

bounded variation on [a, 6], and assume that c € (a, 6). Then f is o f bounded

variation on [a, c] and on [c, b] and we have

Vf (a,b) = Vf (a,c) + Vf (c,b).

Proof. Consider partitions P i of [a,c] and P2 o f [c,b]. Then P0 = P i U P2 is

a pa rtition o f [a, b\. Denote by ]P (P ) the sum |A ./*| corresponding to a

p a rtition P . Then

J ^ iP l ) + = £ (i> „ ) < V,(a,b)-

Hence X X P i) and XX-^2) are bounded by Vf(a, b) so / is of bounded variation

on [a, c] and [c,b\. Now

£ ( P 0 + X ; « ! ) < V f M ) = * V,{a,c) + Vf ( c , b ) < V f (a,b).

For the reverse inequality, consider a pa rtition P = {xq,Xi , . . . , xn} <E

p[a, b] and Po = P U {c } the p a rtition obtained by adjoining the point c. I f

c 6 [£fc_i, xk\ then

l/(zfe) ~ f ( x k - 1)| < | f ( x k) - /(c)| + |/(c) - / ( z fe_i)|

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CHAPTER 1. JOHN’S THEOREM 13

giving X )(P ) ^ E M - The points of P0 in [a, c] give a p a rtitio n P i of [a, c]

and the points in [c, 6] give a pa rtition P2 o f [c, 6]. Now

E(p) s £«) = E(p>)+Ewo c)+*)•This shows th a t Vf(a, c) + Vf(c,b) is an upper bound for every sum ]T)(P).

Since th is cannot be smaller than the least upper bound, we have

V f(a ,b )< V f (a,c) + Vf (c,b).

The asserted equality now follows from the two inequalities. □

Theorem 1.1.7. Let f be a real-valued, function defined on [a, b] and let

f be o f bounded variation on [a, b]. Let V be defined on [a, b] as follows:

V (x) = Vf(a, x) i f a < x < b , V(a) = 0. Then:

(i) V is an increasing function on [a,b].

(ii) V — f is an increasing function on [a,b].

Proof. For a < x < -y < b, w rite Vf (a, y) = Vf (a, x) + Vf(x, y). Then

V(y) - V(x) = Vf (a,y) - Vf (a,x) = Vf (x,y) > 0.

Hence (i) holds.

Consider D (x) = V(x) — f { x ) i f x £ [a, 6]. For a < x < y < b ,

D (y ) - D ( x ) = V(y) - V ( x ) ~ [ f (y) - f ( x ) ]

= Vf (x,y) - [ f {y) - / ( * ) ] .

By the definition of Vf(x, y), we h a ve / (y)—f { x ) < Vf(x,y) so D ( y ) —D(x) >

0 and (ii) holds. □

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CHAPTER 1. JOHN’S THEOREM 14

T h e o rem 1.1.8. Let f be a real-valued function defined on [a, 6]. Then

f can be expressed as the differencef is o f bounded variation on [a, b] 4=>

o f two increasing junctions.

Proof. (= > ) Suppose / is of bounded variation on [a, 6]. W rite f = V — D

where D is the function from the proof of Theorem 1.1.7. Now V and D —

V — f are increasing by Theorem 1.1.7.

(4 = ) Suppose f = g — h where g, h are increasing. Then g, h are mono­

tonic and so are o f bounded variation by Theorem 1.1.1. Now g — h is o f

bounded variation by Theorem 1.1.4, and so / is of bounded variation. □

This representation is not unique! I f / = f i — fa is one representation of

/ as the difference o f two increasing functions, then f = ( f i +g ) — (/2 + g),

where g is an a rb itra ry increasing function, is another representation o f / .

I f g is strictly increasing, so are f i + g and / 2 + g, therefore Theorem 1.1.8

holds if “ increasing” is replaced by “s tric tly increasing” .

T heo rem 1.1.9. Let f be a real-valued function defined on [a,b] and let f

be of bounded variation on [a, 6]. I f x G (a, 6], let V (x ) = Vf(a,x) and put

V(a) = 0. Then every point o f continuity o f f is also a point o f continuity

o f V . The converse also holds.

Proof. (4 = ) V is monotonic as i t is increasing, hence the righ t- and left-hand

lim its V ( x + ) and V ( x - ) exist fo r each point x in (a, b). By Theorem 1.1.8,

the same is true of f ( x + ) and f ( x - ) .

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CHAPTER 1. JOHN’S THEOREM 15

I f a < x < y < b, then 0 < |f ( y ) — f ( x ) \ < V( y ) — V(x) by the definition

o f Vf(x,y) . Letting y - * x, we see 0 < |f ( x + ) - f ( x ) \ < V{x-\-) — V(x) .

S im ilarly, 0 < | f ( x ) — f ( x —) \ < V(x) — V ( x —). These inequalities im ply

th a t a po in t o f continu ity of V is also a point o f continu ity of / .

(= ^ ) Let / be continuous at the point c in (a, b). Given e > 0, there

exists S > 0 such that 0 < \x — c\ < 5 implies 0 < \ f (x) — f (c) \ < e /2. For the

same e, there exists a partition P of [c, 6], say P = {xo, x i , . . . , xn}, x0 = c,

xn — b such that

fc=l

Adding more points to the pa rtition can only increase the sum Yh |A/fc|> so

we may assume 0 < x\ — xq < 8. This means tha t

IA/i| = | /(xi) - / ( c ) | <

As { x i ,X 2 , . . . , xn} is a p a rtition of [xi,b\, we have

V>(c,») - | < | + E lA A I < | + V f a , b).k=2

Hence

Vf (c,b) - V f {xu b) < e.

B ut 0 < V{x \ ) — V(c) = Vf ( a ,x i ) - Vf(a,c) = Vf (c ,x i) = Vf(c,b) —

Vf(x i ,b ) < e. Hence 0 < x x — c < 6 implies 0 < V '(x i) — V(c) < e. This

shows V (c+ ) = V(c). S im ilarly, V (c—) — V(c). □

T heorem 1.1.10. Let f be continuous on [a, 6]. Then

f is o f bounded variation / can be expressed as the difference

on [a, b] o f two increasing continuous Junctions.

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CHAPTER 1. JOHN’S THEOREM 16

Proof. W rite / = V — D as in Theorem 1.1.7. Then V and D are increasing

by Theorem 1.1.7, and are continuous by Theorem 1.1.9. □

As in Theorem 1.1.8, Theorem 1.1.10 holds i f “ increasing” is replaced by

“s tric tly increasing” .

Theorem 1.1.11.

/ is o f bounded variation f b= > the Riemann integral / f ( x ) dx exists,

on [a, b] Ja

Theorem 1.1.11 is proved in [4, pp. 207-212].

The converse of Theorem 1.1.11 does not hold, th a t is, a function may be

Riemann integrable w ithout being o f bounded variation. Consider

/ ( * ) = ( ° < :C- 1’[ 0, x = 0.

Then / is defined on [0,1]. As

J r f ( x ) dx = £ dx = [2x ll2}\ = 2 - 2e1/2,

we have f { x ) dx = 2 so the Riemann integral exists. Consider the pa rti­

tion P o f [0, 1] w ith P = { 0, J , J, J , . . . , a } . Then A / i = f ( x i ) - f ( x Q) = n i

Suppose f is o f bounded variation on [0,1]. Then there exists a positive num­

ber M such th a tn

n 1/2 = IAAI < I ^ M (Vn)>Jt=i

but th is fails whenever n > M 2. Hence / is not of bounded variation on

[0, 1].

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CHAPTER 1. JOHN’S THEOREM 17

1.2 John’s theorem

F irst we give John’s theorem, which was stated and proved by John in 1934

in [20],

T heo rem 1.2.1. Let f be a real-valued function on (—oo,+oo) which is

periodic o f period 1 and of bounded variation on [0,1]. I f c > 1 is a given

rational number, then

£ ^ f ( S ) = lo g c i m i v ' (1 2 1 )

where an(c) is defined as follows: set c = p/q, where p and q are coprime

integers with q > 0, then

an(c) = <

0, i f P in , q fn ,

-p , i f p \ n , q fn ,

q, i f p f n , q \ n ,

q - p , i f p \ n , q \ n.

Our form ulation is sligh tly different from John’s original statement which

is as follows:

T heo rem 1.2.2. Let g be a real-valued function on (—oo, +oo) which is

periodic o f period 1 and of bounded variation on [0,1]. I f c > 1 is a given

rational number, then

£ { * ■ - i | i ) = logci 9{y) dy ' (1-2-3>fo r the same definition o /a n(c) and fo r any t G R.

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CHAPTER 1. JOHN’S THEOREM 18

We show th a t the two versions of the theorem are equivalent.

Proof. (Theorem 1.2.1 = > Theorem 1.2.2) Let g be a real-valued function

on (—oo, +oo) which is periodic of period 1 and of bounded variation on

[0,1]. Let c > 1 be a given rational number, and let £ G l .

Set f ( x ) = g(t — x ). Then / is a real-valued function of (—oo, oo). Note

th a t / is periodic of period 1 as f ( x + 1) = g(t — (x + 1)) = g(t — x — 1) =

g ( t - x ) = f (x ) .

Let {xo = 0, x i , . . . , x n = 1} be a pa rtition of [0,1].

I f t e Z we set = 1—xn_fc, k = 0 ,1 , . . . , n, so th a t {xq = 0,x'1, . . . , x ,n =

1} is a pa rtition of [0,1]. Since g is of bounded variation on [0 ,1], there exists

M > 0 such th a t

~ 9 {x 'k- 1 ) | < M ./c = l

Hencen

^ | p ( l - xn—k) - t f ( l - x n_fc+ 1 ) | < M .fc=i

As g is periodic w ith period 1 and t G Z , we have71

5 3 19 {t - xn- k) - g(t - xn_fc+i)| < M.k= 1

Next, as f ( x ) = g(t — x), we deduce tha t

n

^ 2 \ f ( Xn-k) ~ f(Xn-k+l) I < M, k=l

th a t isn

5 3 l / f a n —fc + l ) “ f ( x n - k ) I < M. k= 1

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CHAPTER 1. JOHN’S THEOREM 19

Changing the summation variable from k to I = n — fc + l , we obtainn

1=1

so tha t / is of bounded variation on [0, 1].

I f t ^ Z, then

Xq = 0 < t - [t] < 1 = xn.

Let m be the unique integer € {0 ,1 , . . . , n — 1} such tha t

t M ^ 3'm+l-

Set

x'Q = 0,

x [ = t - [i] + 1 - xn,

®n—m t — [t] + 1 — X m+ i ,

* n—m+1

Then {x'0, x'x, . . . , x'n_mJrl} is a pa rtition of [0,1]. Since g is o f bounded vari­

ation on [0, 1], there exists M \ > 0 such th a t

n—m + l

X ) Is K ) -0 (a 4 - i) l ^ M i-k= i

Hencen—m

1 “ M + 1 “ x n + l - k ) - g ( t - [t] + 1 - Zn+2-fc)|k=2

n—m

fc=2

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CHAPTER 1. JOHN’S THEOREM 20

As f ( x ) = g(t — x ) we deduce tha t

n —m

53 l / ( M - 1 + Z n + l- fc ) - f ( [ t ] - 1 + X n +2-fc )| < M i .

k=2

As / is periodic of period 1, we obtain

n —m

53 l / ( X n + l- i fc ) ~ / ( z « + 2 - f c ) l < M i .

k= 2

Changing the summation variable from k to I = n — k + 1 , we obtain

n —1

53 \ f ( x i ) - f ( x i + i ) \ < M i,l=m+1

tha t is,

equivalently

n —1

53 i/c^+i) - /(^)i < Mi,l=m+1

5 3 — /(^ fe - i) i < M i.k = m + 2

As <? is of bounded variation on [0,1], by Theorem 1.1.3 g is bounded on [0,1].

As g is periodic o f period 1, g is bounded on (—oo, oo). As f ( x ) = g(t — x),

f is bounded on (—oo, oo), say |/(x ) | < K for a ll i £ l Hence

n n

\ f ( x k ) ~ f ( X k - l ) \ = \ f ( x m+1) ~ f ( x m) \ + \ f ( x k) - f ( x k- i ) \k=m + 1 k = m + 2

< | / ( Z m + l ) | + l / ( * m ) | + M i

< 2 K + M i.

S im ilarly by form ing a pa rtition from Xq, Xi , . . . , xm we can bound J2k=i I f ( x k)-

f ( x k — 1)|, proving th a t / is o f bounded variation on [0, 1].

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CHAPTER 1. JOHN’S THEOREM 21

Lastly using Theorem 1.2.1, we have

y an(c) / logn \ _ y an(c) , f \ogn^ n 9 \ lo g c ) ^ n V logC>

: f f ( y )Jo

logo I f ( y ) dy )

log c g(t — y) dy Jo

r t - lr t - l= —logc g(z) dz (w ith z = t — y)

= log c g(z) dz Jt-1

= log c g(y) dy.Jo

(Theorem 1.2.2 =4> Theorem 1.2.1) Let / be a real valued function on

(—00, 00) which is periodic o f period 1 and of bounded variation on [0, 1].

Let c > 1 be a given rational number.

Set g(x) — f ( —x). Then g is a real valued function on (—00, 00). Note

tha t g is periodic of period 1 as g(x + 1) = f ( —(x + 1)) = f ( —x — 1) =

f ( - x ) = g(x).

Let xo = 0, x i , . . . , xn = 1 be a p a rtition o f [0,1]. Then

x'Q = 1 - Xn, x'x = l — rrn_ i , . . . , x'n = 1 - x0

is also a pa rtition o f [0, 1].

Since / is of bounded variation on [0,1], there exists M > 0 such th a t

X ) If ( x 'k) - / (Zfc-i) l < M and J 2 1/(1 - x'n_k) - / ( I - < _ fc+1)| < M.fc = l k = l

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CHAPTER 1. JOHN’S THEOREM 22

As / ( I - x'n_k) = f ( - x n- k) = g(xn- k), we have

n

23 \9(Xn-k) ~ g(Xn-k+1)| < M.fc=1

Setting j = n — k + 1 gives 2 3 \g(xj~i) - g(xj)\ < M , and, as we mayj = l

change the order due to the absolute value,

71

- 9 i xj - i ) \ < M >3=1

so g is o f bounded variation on [0, 1].

Lastly, setting t — 0 in Theorem 1.2.2, we have

an{c) f l o g n \ _ ^ an(c) f log n \E u n W £ I iV & n \ _ V - a n \ u) t , _

n 7 Vlog c ) ~ ^ n 9 \71=1 \ o / n _ j \

= log c [ g(y) dyJo

= log c I f ( —y) dy I of f i - v )Jo

= log c f ( l - y ) d y Jo

= —logc f ( z ) dz (w ith z = l — y)Jo

= log c [ f ( z ) dz,Jo

as required. □

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CHAPTER 1. JOHN’S THEOREM

1.3 Proof of John’s theorem

23

Let c > 1 be a rational number. Set c = p/q, where p G Z , q € N and

gcdfp, q) = 1. Set A = — . Let a e E b e such th a t 0 < a < 1. Let M e N.logc

We begin by lis ting a few simple properties o f c,p, q, A, a and M th a t we

w ill need in the proof of John’s theorem.

Lem m a 1.3.1. (i) p > q,

(ii) log c > 0,

( iii) A, A-1 > 0,

(iv) a + A log M q < A log Mp,

(v) {A lo g M p } = {A log M g },

(vi) . logq = lQgP 1logP — log? log p log q

Proof, (i) As c = p/q > 1 and q > 0 we have p > q.

(ii) As c > 1 we have log c > log 1 = 0.

(iii) By (ii) we have

1 A 1 1> 0, — = log c > 0.logc A

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CHAPTER 1. JOHN’S THEOREM 24

(iv) We have

a < 1 = » a < AA-1 =>• a < A log c

=$> a: < A log - ==> a < A log” & q ~ ° M q

==> a < A (log M p — log Mq)

= » a + A log M q < A log Mp.

(v) Also

{A log M p } — { A log M p — A log M q + A log M q }

= {A log ^ + A log M q }

= {A • A-1 + A log M q ]

= {1 + A log M g}

= {A log M g }.

(vi) F ina lly

logg — (log p — log g) + log p logp= —1 +

logp — log q logp — log q log p — log q

Next we recall Euler’s constant

7 = lim -j — log = 0.5772156649__

We w ill need the follow ing estimate.

Lem m a 1.3.2. Let x ,y € R be such that x > y > 0. Then

£ I = l o g ( * ) + < > ( ! ) .£ £ m \ y j \ y j

y < m < x

as y +oo, where the constant implied by the O-symbol is absolute.

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CHAPTER 1. JOHN’S THEOREM 25

Proof. The asym ptotic formula

T - = logy + 7 + O ( - ) , y -> oo ^ m V y Ime N m < y

is well-known, see for example [3, p. 55]. The im plied constant is absolute.

Thus for x > y > 0 we have

1E 1 = E 1-Em " , to " , tom€N meN meN

y < m < x m < x y < m

= ^ lo g x + 7 + 0 - ^ logy + 7 + O Q

= iosG)+oS)’as y —» oo. □

We now make use of Lemmas 1.3.1 and 1.3.2 to prove the follow ing result.

Lem m a 1.3.3.

lim Y — = ctrA-1 .M -* o o TOmeN

M q < m < M p 0 < {—A log m }<a

Proof. We have

E 1 = E i" , TO " , TOm€N m€N

M q < m < M p M q < m < M p0 < {—A logm }<a 0 < —A log m —[—A log m ]<a

E -1TO^ez meNE

A log M q < £ < \ log JVf p - f l M q < m < M p0 < —A lo g m —[—A lo g m ]< a

[— A lo g m ] = —I

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CHAPTER 1. JOHN’S THEOREM 26

Elez

A log M q < t< —\ log M p+1

E€eN

A log Mq<£<A log M p+1

E£ez

A log Mq<£< A log M p+1

E 1m£N

M q<m <M p 0 < —A log m + i< a

[—Alogm]= —£

E -1me N

M q<m <M p 0 < —A log m+£<a

me N M q<m <M p e-a t

e A < m < e *

We now break the sum over £ into 4 subsums S i, S3, S4 according to the£ _ Q ^

sizes o f e“ and e* relative to M p and Mq. We have

E E - = Si+S2 + S3 + S4,£eZ meN

A log M q < t< \ log M p+1 M q<m <M pI —C*

where

e a <m<e>

= E E s-iez meNA log M q < £< \ log M p+1 M q<m <M p

e-a e a < M g

M p <e^

= E E s-£ez meN

A log M q < £< \ log M p+1 fcr.aI — Of

Mq<e A

Mp<e^l—Ot

e A < M p

* - E E s-£ez meN

A log M q <£< \ log M p+1 M ?<rn< efe~TT<Mq

e% <M p

e A < m < M p

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CHAPTER 1. JOHN’S THEOREM 27

s<= E £ b£ez me nA log M q <£< \ log M p +1 1

£ q C A <771^6 AMq<e A

< M p

We note th a t S2 = 0 unless e1 2 < M p. Also in the sum S3 we observe tha t

M g < e* as A log M g < A

F irst we examine S i. By Lemma 1.3.2 we have

* - £ M 9 * ° ( i ) )A log M q<£<A log M p+1 A log M p<£<a+A log Mq

= 0,

as a + A log M q < A log M p by Lemma 1.3.1 (iv).

Next we determine S2. By Lemma 1.3.2 we have

* = E M ¥ s ) + ° ( - k£€Z

A log M q < £< \ log M p+1 c*+A log Mq<£<a+A log Mp

A log Mp<£

, _ , <-ae a / \ e a .

- a J£eZ ' \ o A /

A log Mp<£< A log M p+as M ; ? M +

by Lemma 1.3.1 (iv). We consider 3 cases according as {A log M p } = 0,

0 < {A log M p } < 1 — a, o r l — a < {A log M p } < 1.

I f {A log M p } = 0 then A log M p G Z so i = A log M p. Thus

& = log + O ^ 1g(A log M p —a )/A J \ g(A log M p —a)/A

- + o ( — \. a v m :

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CHAPTER 1. JOHN’S THEOREM 28

I f 0 < {A log M p } < 1—a then [A log M p \+ 1 > A log M p + a so A log M p £

Z and no such integer £ exists so S2 = 0.

I f 1 — a < {A log M p } < 1 then A log M p Z and [A log Mp] + 1 <

A log M p + a and £ = [A log Mp] + 1. Then

M p \ ^ / 1S2 log

log

g([A log M p]+1—a)/A

M p

+ 0

g(A log M p —{A log M p }+ 1 —a)/A

1+1A log Mp) ^ / 1 \

^ M J

e ([A log M p]+1—a)/A

+ 0 g(Alog Mp— {A log M p }+ l-c t) /A

Hence

log (e a " a“ J + 0

& 1 + {A log M p } ( J _ 'A + V M .

i +0(s)-S2 = 0,

a - l + {A lo g M p } ( 1 ' A + ° [ m .

{A log M p } = 0,

0 < {A lo g M p } < l —a;,

1 — a < {A log M p } ,

Now we tu rn to the evaluation of S3. We have by Lemma 1.3.2

1S3 = E

tezA log Mq<£<A log M p+1

£<o+Alog M q £ < \ log M p

h ^ W q ) + 0 K M

Eeez

A log M q<£<a+A log Mqlog|^ ) +0( s /

by Lemma 1.3.1 (iv).

Here we consider 3 cases according as {A log M q } = 0, 0 < {A log M q } <

1 — a, or 1 — a < {A log M q } < 1.

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CHAPTER 1. JOHN’S THEOREM 29

I f {A log M q } = 0 then A log M q € Z and we have

I f 0 < {A log M q } < 1 - a then [A log Mq] + 1 > a + A log M q so

A log M q 0 Z and no such integer £ exists so S3 = 0.

I f 1 — a < {A log M q } < 1 then [A log M g] + 1 < A log M q + a and we

have

S3 = log[A log Mql-fl \

e a

M q

[A log Mq] + 1H i

log M q + O l —

1 — {A lo g M g } + 0 / J _ AA M .

Hence

Ss =

0 { i ) ,

0,1 — {A log M q }

A

which is equivalent to

o ( A ) ,s3 = < 0 ,

1 — {A log M q }

{A log M g } = 0,

0 < {A log M g } < 1 — a,

+ 1 - » < {A lo g M g },

{A log M p } = 0,

0 < (A log M p } < 1 — a,

+ ° [ j j r ) > 1 - a < {A lo g M p },

as (A log M p } = {A log M g }, by Lemma 1.3.1 (v).

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CHAPTER 1. JOHN’S THEOREM 30

Lastly we consider S4 . By Lemma 1.3.2 we have

A log M q<£<A log Mp+1 a+A log Mq<£< A log Mp

a+A log Mq<£<A log Mp

We consider 3 cases according as {A log M p } = 0, 0 < {A log M p } < 1—a,

or 1 — a < {A log M p } < 1.

I f {A log M p } = 0 then A log M p e Z and no such integer I exists so

SA = 0.

I f 0 < {A log M p } < 1 — a then I = [A log Mp] and

I f 1 — a < {A log M p } < 1 then no such integer £ exists and S± = 0.

Hence

P utting i t a ll together, we now look at the required sum S\ + S2 + S3 + 64

in 3 cases according as {A log M p } = 0, 0 < { A log M p } < 1 — a, o r l — a <

{A log M p } < 1.

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0 {A log M p } — 0,

0 < { A log M p } < 1 — a,

1 — a < {A log M p } < 1.

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CHAPTER 1. JOHN’S THEOREM

I f {A log M p } — 0 then

S l = 0 , f t = 2 + 0 ( i ) . S 3 = o ( i ) , S 4 = 0 ,

so

S± + S2 + £3 + S4 = — + 0 •

I f 0 < { A log M p } < 1 — a then

Si = 0, S2 = 0, £3 = 0, SA = j + o ( j j ) ,

so

Si + Si + Ss + S ^ j + O ^ y

I f 1 — a < { A log M p } < 1 then

S1 = 0, ga = a ~ 1 + ( l0gM p}+ ° Q _ ) .

S4 = 0, g3 = l - { A b g M p } + 0 Q _ ^

SO

Sl + S , + 8, + 3t = ^ - l + {AI°gMp} + l - { A l o g M r f + 0 / lA V 1VI

= x+0(f )-Hence in a ll three cases we have

s1 + s2 + s3 + s4 = j + o (J ^ J

so

lim V ' — =M-* 00 <' m AmCN

Mq<m<Mp 0<{—Alog m}<a

as required.

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CHAPTER1. JOHN’S THEOREM 32

For a € [0,1] we define a special step function <j)a as follows: for y G R

we set

M y ) = 0) y e R,

0 i ( i ) = 1) y € M,

and for a ^ 0,1

M v) = { x ’ 0 “ W < (1-3.1)[ o, a < { y } < 1.

Lemma 1.3.4.

lim V "' — (f>a(—A logm ) = aA-1 .M -* oo 771

m€N M q<m<M p

Proof. As </>o(y) = 0 for a ll y, Lemma 1.3.4 is tr iv ia lly true for a = 0 and we

may assume th a t 0 < a < 1.

By the defin ition o f <pa we have

£ ^ f e ( - A l ° g m ) = £ 1m 6N meN

M q<m<M p M q<m<M p0 < { — A logm }< a

and the asserted result follows by applying Lemma 1.3.3. □

Lemma 1.3.5. Let f be a periodic step function o f period 1. Then

d im — / ( - A l o g m ) = A-1 / f ( y )d y .

M q<m <M p

Proof. As / is a periodic step function of period 1, / can be b u ilt up as a

linear combination o f a fin ite number of the step functions 4>a(y) w ith differ­

ent parameters a. Hence the asserted result holds by repeated application of

Lemma 1.3.4. □

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CHAPTER 1. JOHN’S THEOREM 33

Lemma 1.3.6. Let f be a periodic function of period 1, which is Riemann

integrable on [0,1], Then

lim — /( -A lo g m ) = A-1 f f ( y ) dy.M~°° m J 0

M q<m <M p

Proof. Let e > 0. As f ( y ) is a Riemann integrable function on [0,1] and is

periodic of period 1, there exist two step-functions and <£(?/) o f period

1 such tha t

m < f ( v ) < H v ) (1-3.2)

and

[ (<% ) - 4>{v)) dy < e, (1.3.3)Jo

see for example [5, Sections 1.1, 1.2, pp. 11-26]. Set

Sm {4>) = 53 - 0 ( -A log to), to

me N M q<m <M p

Sm ($) = 53 —$(~A logm).mmeNM q<m <M p

Then, by Lemma 1.3.5, we have

lim SM{<f>) = A-1 [ 4>{y) dy,M —> oo J Q

lim SM($) = A-1 [ $(y) dy, (1.3.4)M —*oo J o

and from (1.3.2) we have

Sm {4>) < 53 - / ( - A l o g m ) <m me N M q<m <M p

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CHAPTER 1. JOHN’S THEOREM 34

Prom th is and (1.3.4) we conclude

/*i______________________ i1 4>{y) dy < lim in f V " — / ( - A l o g m )

J o Z a mM q<m <M p

< l im sup ^ 2m€N m

M q<m <M pM q<m <M p

JO

and applying (1.3.3) gives the asserted result. □

We now have the results needed to prove John’s theorem (Theorem 1.2.2).

Proof. We follow the proof of John’s theorem given by Rademacher in [27,

pp. 170-173], but expanding on the details where necessary. We note th a t

the proof only requires g to be Riemann integrable (recall from Theorem

1.1.11 th a t functions of bounded variation are always Riemann integrable).

We wish to study the expression

for a Riemann integrable function g and an(c) as defined in (1.2.2). We begin

by showing tha t we need only consider such N which are divisib le by pq.

For 0 < R < pq, as an(c) and g are bounded, we have

i™ E ir9(i_Alogn)n = 1

Npq+R Npq+R

g(t — X log n) < A ^n=Npq+ln=Npq+ 1

fo r some constant A.

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CHAPTER 1. JOHN’S THEOREM

By Lemma 1.3.2 we have

Npq+R 1

n=Npq+ 1

= log

1 nNpq<n<Npq+R

Npq + R N+0(vNpq

= log{ I + + 0 ( j j

Hence

proving our claim.

Now set

N p q )

lim Y — = log 1 = 0,oo *n.

Npq+R

N -* oo e~~J n n=Npq+ 1

Mpq / \

-5m (5) = E “ A logn).1n = l

Then, using the definition of an(c), we obtain

Sm (9) = E A l o g n ) - E - 0( t - A l o g n )* * r?. •> ■ * r i

l<n<M pqq|n

Mp

\ < n < M p qp|n

Mq" y 2 2= y \ - g ( t - A logm ?) - V - <?(* - A logm p).

i TO ' TOm = l m = l

Using Lemma 1.3.1 (v i), we have

log to + log qA log mq =

which gives

? (i - A logm ?) = g ( t ■

as g is periodic o f period one. As

g ( t - A logm p) = ? ( t -

log TO+

logp - 1,logp — log q logp — log q logp — log q

log to logplog P - log q logp - log q

log to logp \logp - lo g q logp log q ) ’

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CHAPTER 1. JOHN’S THEOREM 36

we deduce tha t

log p log q log p log qlog m log p

We set t = A logp, for i f (1.2.3) is true for any special value to, i t is also

1.4 Evaluation of certain infinite series using

John’s theorem

We begin by choosing f ( x ) = 1 (x £ R). C learly / satisfies the conditions of

John’s theorem.

T heo rem 1.4.1. Let p and q be coprime integers w ithp > q > 0. Then

true for any other t, as g{x) and g(x — to + t) regarded as functions of x are

both periodic and Riemann integrable.

Hence a ll we need to show is

Mp .

lim SM(g) = lim V — s (-A lo g m ) = A' 1 / g(y) dy

B ut th is was shown in Lemma 1.3.6, and the proof is complete. □

where an is defined in (1.2.2).

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CHAPTER1. JOHN’S THEOREM 37

Taking p = 2 and q = 1, we obtain the well known result

1 - - + = log 2.2 3 4 &

W ith p = 3 and q = 1 we have

, 1 2 1 1 2 1 1 2 , 01 H------------ 1------1------------ j------1------------ 1------ = log3.

2 3 4 5 6 7 8 9 6

W ith p = 3 and q = 2 we obtain

2 3 2 1 2 3 2 1 , 3---------- 1------------ 1------------ 1----------------(- .. . = Jog —.2 3 4 6 8 9 1 0 12 6 2

These series are a ll o f the form

00E Qn

n ’7 1= 1

where {a n} is a repeating sequence of integers. Such a series is called a

harmonic-type series. The harmonic series itse lf demonstrates tha t not a ll

harmonic-type series converge. Lesko [23] has recently established a necessary

and sufficient condition for a harmonic-type series to converge, namely

oo

A harmonic-type series — with repeating coefficients a i,a 2 , . . . , a ki n

n = lk

converges i f and only i f ^ a* = 0.i = 1

Series o f the formoo

E O-n k r - ’

n = l

where { a „ } is a repeating sequence o f integers and A: is a given real number,

have been treated by Longuet-Higgins [25].

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CHAPTER 1. JOHN’S THEOREM 38

For an integer b > 1 i t is convenient to define

f b - 1, i f b | n, en = €n( b ) = { (1.4.1)

[ - 1, i f bj(n,

as in [8, p. 22] and [12, p. 261]. C learly

an(b) = -e n(&), en(2) = ( -1 ) ” . (1.4.2)

Taking p = b and q = 1 in Theorem 1.4.1 we obtain

C o ro lla ry 1.4.1. Let b be an integer > 1. Then

y ; ^ = - io g 6.r)

71=1

Corollary 1.4.1 is well-known. I t appears for example in [16, Problem 31],

[19], [22, p. 136].

We next use John’s theorem to evaluate the in fin ite series

^ (-1 )"-* flogn \ kn \ log 2 /

for any k E N. Recall th a t {y } = y — [y] is the fractional pa rt of the real

number y.

T heo rem 1.4.2. For k G N , we have

( ~ l ) n f logn V ___ 1_log 2.

Proof. In John’s theorem we take c = p/q = 2/1 and f { x ) = {a ;}fc (a; G

Then / is real valued on (—00, 00) and is periodic of period 1.

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CHAPTER 1. JOHN’S THEOREM 39

By (1.4.2) we have

a „(2) = —e„(2) = - ( - 1)» = ( - 1) " - 1.

Set

g(x) = xk, x e [0, 1],

, f s f 0, X e [0,1),h(x) = I

[ 1, s = 1.

Then g is o f bounded variation on [0,1] as i t is monotonic on [0,1] and h is

obviously of bounded variation. Now / = g — h so / is o f bounded variation

on [0,1] by Theorem 1.1.4.

Then, by John’s theorem, we have

= log 2 [ yk dy Jor yk+l 1 1

= log 2 1 y_k + l

1 log 2,k + 1

and the asserted result follows. □

Taking k ~ 1 in Theorem 1.4.2 we obtain

C o ro lla ry 1.4.2.

f^ (- l)" I logn 1 l , , . n§ n \ log 2 / 2 g '

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CHAPTER 1. JOHN’S THEOREM 40

Next we use John’s theorem to evaluate an in fin ite series which includes

° ° / 1 \7 1 r i _______ ^ kf s ( - l ) " f l o g n y n \ log 2 J

n = l

as the special case 6 = 2.

T h eo rem 1.4.3. Let k e N . Let b € N 6e such that b > 1. Then

OOy e J V r i o g r n i = _ _ l _ l o J

n 1 log 6 J Jfe + l &71=1 v '

Proof. In John’s theorem we take c = b. By (1.4.2), we see th a t

We choose f ( x ) = { x } k (x 6 R) so th a t / is real-valued on (—00, 00), is

periodic of period 1, and of bounded variation on [0, 1].

Then, by John’s theorem, we have

E T I 10* 1*71= 1 v

and the asserted result follows. □

°° € (b) f lo (ti/Qj] 1 ^F ina lly we use John’s theorem to evaluate the series > — ■ < —. , > .

£1 n \ log 6 /

T heorem 1.4.4. Let k € N. Lef a and b be integers with a > 1 and b > 1.

Then kr i o g ( n / q ) \ _ 1

^ n \ log 6 J fc + 1

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CHAPTER 1. JOHN’S THEOREM 41

Proof. We use John’s theorem in the form of Theorem 1.2.2. We choose

g(x) = { - x } k, c = b, * =

Then

®n(c) = €n(fi)

and John’s theorem gives

th a t is

^ n \ lo g t J k + 1 g ’

as asserted. □

1.5 The generalized Euler constants

Euler’s constant 7 is defined by

7 = lim [ V 1 - logn | = 0.5772156649.... (1.5.1)\ U 3 )

I t is well known th a t

^ i = log x + 7 + 0 ^ , (1.5.2)

as x —> +oo, see for example [3, p. 55].

The generalized Euler constants 7* (k = 0 ,1 ,2 , . . . ) are defined by

* = 0.1.2........ (1.5.3)n_>0° \ 3 k + 1 J

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CHAPTER 1. JOHN’S THEOREM 42

see [12, p. 259], where we understand log0 1 = 1. C learly

7o = 7* (1.5.4)

From [3, p. 70] we know th a t

£ ^ = i l 0 g’ * + 71 + 0 ( ^ ) , ( 1.5.5)

as x —> +oo.

n 2 V xn<x v

We next use the asymptotic formulas (1.5.2) and (1.5.5) to evaluate the00 jo jj

series ^ ( —l )n_1------- , which w ill be needed in the next section.n n = 1

Theorem 1.5.1.

E ( - l ) " - 1^ = —7 log 2 + log2 2., 71 71= 1

Proof. Let N € N. Then

2 N . 2 N , 2 N

= £ « - i7 1 = 1 7 1 = 1 71=1

IVo log 2n

^ 2n

log 2n

71=1

N

= -Ei n71=1

N

E log 2 + logn

i n71=1

logn- k « » E " E -n n

7 1= 1 71=1

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CHAPTER 1. JOHN’S THEOREM 43

Hence

Y ( - = V'!2«!!_log2y' I_y' ‘2«Iin -4-f n n n

n = 1 n= l 7i=l n=l

= 5 log2(2JV) + T1 + o ( ^ H )

— log 2 ( lo g N + 'y + O

- Q lo g > W + 11 + 0 ( ^ ) )

= Q (log 2 + log iV )2 - log 2 log N - i log2 N^j

+ (7 i “ 7 log 2 - 7 i) + 0

= Q log2 2 + log 2 log N + ^ log2 N - log 2 log iV - ^ log2 iV

-7 lo g 2 + o ( ^ )

= - log2 2 — 7 log 2 + O •

Letting N —> +oo we obtain

V " '(—l ) n -1 logn 1 2o---------------------- —7 log 2 + - log 2,

n 271=1

which gives the asserted result. □

Theorem 1.5.1 can be found in [12, p. 263] and [15, p. 288].

Our next result provides a generalization of Theorem 1.5.1.

T he o rem 1.5.2. Let b > 1 be an integer. Then

£ £n(5) = 7 log b - | log2 b.71= 1

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CHAPTER 1. JOHN’S THEOREM 44

Proof. For x > 1 we have

logn -<r-v m -,\l°g n v™' lognE « - w T = E f e w + D ^ - E - nn < x n<x n< x

- f t V ' lo g n _ y ' lo gnn n

n<x n<»xb]n

_ b y - log (fan) logn, bn " n

n<x/b n<x

= log6 Y ) i + E ! ^ - V l 2 L n“ n ' n “ n

n<«/fe n<x/b n<x

= lo g i, ( lo g f + 7 + o ( ^ ) )

- Q log2 x + 71+ )"logs

s= log b log s — log2 6 + 7 log b

~ log 6(2 log x - log b) + O

= “ log2 6 + 7 log 6 + O •

Letting x —> +oo we obtain

£ e” (6) ~ ~ = 7 log 6 ~ ^ log2 b.n= 1

Theorem 1.5.1 is the special case b = 2 of Theorem 1.5.2.

In 1972 Liang and Todd [24] proved the follow ing extension of Theorem

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CHAPTER1. JOHN’S THEOREM

n = l t>=0 ' '

We generalize Liang and Todd’s result as follows.

T heo rem 1.5.3. Let b > 1 be an integer. Let k e N. Then

^ /1Alog* n log^+ 'JE ‘ • w — = E L I (log6) “ t + T '7 1 = 1 V = 0 V '

Proof. Let N 6 N. Then

°° i fc , 1.en(6 )__ = hm 2^en(6)——

n at—»oo ' n71= 1 71= 1

{ JW 1 fc 1 «V ( 6 - 1 ) ! ^ + E ( - I ) ^ n

' n y nn = l n = l6|n tyVi

{ Mb 1 k Mb , ky » ^ - y y - D — ”

' n *—• nn = 1 n = lb|T.

{ IV 1 fc L 1 fc 'y - r log nb log n 2 - i n 2 ^ n7 1= 1 71= 1

— (logn + lo g 6) fc log* n

fc,log n

= nm yN-+00 n n

1 7 1= 1 71= 1

{ N 1 k / u \ Nb

7 1= 1 S=0 ' ' 71= 1

{ k / U \ N 1 « Nb 1 ft

S Q ^ E ^ - E ^ "5=0 x ' n=l n=l

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CHAPTER 1. JOHN’S THEOREM 46

log k n log k+1N b \ logfc+1 Nb

s—0

Nb

E n k + l / f c + lkTl=l

k fk= E L lo^ sb j s - i k

s= 0 ' S

N->oo \ E-/ \ s I S + l f c + l

■ 5 C R " ’-

k - i /jfcN

,• S 1 /, t , ,» M log^ 6 log^+ JV6'+ i t e S o ( r + r ( g g ^ “ T + i r + i - ,

- E(TW^»/lo g fc+1 Nb log*+1 b logk+l N b \

+ limN-* oo \ A; + 1 A; + 1 k + l

f k \ k_ log* * 16= E ( J l0 b ' i ' - ~ k + T -3 = 0

Theorem 1.5.3 can also be deduced from Corollary 1 and Proposition 4

in [12, pp. 260-261].

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CHAPTER 1. JOHN'S THEOREM 47

Before proceeding we recall Euler’s summation formula.

T h eo rem 1.5.4. I f f has a continuous derivative f on the interval [y,x],

where 0 < y < x, then

= / f ( t) dt + [ ( * - [ * ] ) / ' ( * ) <**y<n<x V y

+ / ( * ) ( N - x) - f(y)(ly) - v)‘

Proof. See [3, p. 54]. □

T heorem 1.5.5. Let k E N . Then

E log k n log k+1n f\o g k x '- Z — = 7. , , + 7fc + O

n<xn k + 1

as x oo.

Proof. In Theorem 1.5.4 we choose y = 1 and f ( x ) = ^ - £. C learly

k logfc_1 x — logfc x/ '(* ) = X*

is continuous on [ l,x ]. Then Euler’s summation form ula gives

l< n < x

k\ogk l t — logfet 'dt

Now

/

log XX

(N - x).

log Ktdt =

log k+1t k + l

x _ logfc+1 X

i k + 1

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CHAPTER 1. JOHN’S THEOREM 48

' k log t — log t

= / V w > (

J dt

k log*-1 1 - logk t st 2

dt

poo

/ (t-W)J %h\ogk l t — \ogKt '

a : t 2.fc- i o r t

t

— + O^log fcx '

for x sufficiently large and a constant Ak\ and

! ^ ([a;] _ x) = o ^X

Thus

En<x

log* n log*+1xn

+ Ak + O'\ogk x '

As

k + l

log* n logfe+1 x n k + 1

we deduce th a t Ak = 7&, so tha t

log* n log*+1x

lim f v 'x—*oo I / \ n < x

En< x

n k + l + 7k + 0

x

— Ik i

^ lo g *s '

dt

as asserted. □

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CHAPTER 1. JOHN’S THEOREM 49

1.6 Dr. Vacca’s series for 7

Euler’s constant 7 is defined by means o f a lim it, namely

7 = lim f 1 + 7H 1- - - lo g n ) .rc—>oo y i n J

Vacca [33] in 1909 was the firs t person to show th a t 7 can be expressed by

means o f an in fin ite series, namely

( - 1)'

71= 1n

lognlog 2

The series (1.6.1) has become known as “D r. Vacca’s series for 7 ” . We

obtain (1.6.1) by deducing i t from Corollary 1.4.2 and Theorem 1.5.1. For

other proofs o f (1.6.1), see Addison [1], Bauer [6], Gerst [13], Koecher [21],

and Sandham [31].

Theorem 1.6.1.( - 1)”

n = ln

logn log 2

Proof. As [y} = y — {y } , we have

£71=1

( ~ l) rn

logn log 2 E ( - 1) " /lo g n J 'lo g n 'lN

^ n \ l ° g 2 \ lo g 2 j ;

_ y > ( - l ) n logn y s ( ~ l) n f lo g n ) n log 2 n 1 log 2 J

n = l ° n = l v y^_-| 7»

lo§ 2 S n l0gn 5 n \ log 2 /_ ^ ( - 1)^ f lo g n )

71= 1

log 27 log 2 - ^ log2 2 ) - log 2

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CHAPTER1. JOHN’S THEOREM 50

by Theorem 1.5.1 and Corollary 1.4.2 respectively. Hence

E71= 1

( - i)"n

logn log 2

= 7 _ I l og2 + I lo g 2 = 7 ,

as asserted. □

As a consequence of Theorem 1.6.1 we have the follow ing alternative series

for 7 .

T heo rem 1.6.2.

2n+1 - 1

Proof. We have

y . / 1_ _ 1 _ 1 ,^ n \ 2 n 2n + 1 2n+1 - 1 n = l ' >

00 2n+1—1

E»En= 1 m=2n 00 2n+1- l

( - 1) 'm

= E En—1 m—2"

00 2n+1- l

( - 1) 'm

-n

n = 1 m =2n

00 -Qm

by Theorem 1.6.1. □

Our next result generalizes the Vacca series for 7 .

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CHAPTER 1. JOHN’S THEOREM 51

T heorem 1.6.3. Let b be an integer > 1. Then

00

7 = Een(6)

n = 1n

lognlog6

Proof. We have

E7 1= 1

Cn(6)n

logn log b

_ en(b) f log n f logn ) \ ^ n \ log 6 \ lo g fe /y

- OO 1 0 0

k E ^ - Elog 6

1log 6

7-

71= 1 71= 1

en(b) f log n n \ n ,

7 log 6 — i log2 6^ - ^ log b

Theorem 1.6.3 is due to Berndt and Bowman [8, p. 22, Theorem 2.6].

Our proof is much simpler than th a t of Berndt and Bowman, which involves

complicated integrals.

Exactly as we proved Theorem 1.6.2, we can prove the follow ing result as

a consequence of Theorem 1.6.3.

T heo rem 1.6.4. Let b be an integer > 1. Then

7 = ? _ + ________’ v bn bn + 1 bn+1 - I J 'n = l x '

The follow ing generalization of Theorem 1.6.3 was proved recently by

Berndt and Bowman [8, Theorem 2.8, p. 23].

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CHAPTER 1. JOHN’S THEOREM

T h eorem 1.6.5. Let a and b be integers with a > 1 and b > 1. Then

t = Een(&)

nlog(n /a)

log b

a—1 1

- lo§ a-71= 1

Proof. We have

En~a

£n(b)n

lo g in /a ) ' log b

en(b) / log (n /a ) f log(n /a ) } \^ n V lo g b I log b ] )

— _ 1 _ V f h ) lo g a £n(b) v e»(6) f log 6 " n log 6 " n n 1

° 7 1= 1 ° 7 1= 1 7 1= 1 V'

e»(6) f log(re/a) log 6

= ^ (^ log fe - | lo g 2 fc) - § | (- 'o s ^ - (- | I ° S &)

= 7 - ^ lo g 6 + loga + ^ log&

= 7 + log a.

Hence

7 - E= E

log (n /a) log b

— log a

log (n/a)log a.

71=1

Fina llya—1

E71—*1

(&)n

log (n /a ) log b

0—1

- E €n(b) + 1 log(n /a)

71= 1

a—1

n

£ -' nn —1b \n

lo g (n /a )’ log b ,

log 6a—1

a—1 ..

- E 1“ n71=1

lo g (n /a )' log b

U*—X -j

E 171=1

log (n /a )log 6

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CHAPTER 1. JOHN’S THEOREM 53

E 1\<n<a /b

log (bn/a) log 6

log bE H 1+\<n<a /b

E - - E -■4—', n ' n1 <n<a/b a/b<n<a

1 <n<a

log (n /a ) '

log (n /a) log b

E 1l< n < o

log(n /a) log 6

log (n /a )log b

E ; - E £(-1)~n<a/b

E -1 < n < a a —1 -

E v

, n ' n1 <n<a/b a/b<n<a

n= 1

Again our proof of Theorem 1.6.5 is simpler than th a t o f Berndt and

Bowman [8, Theorem 2.8]. Berndt and Bowman remark th a t th is theorem

is “apparently equivalent to ” a theorem o f Glaisher [14] w ithou t giving any

details.

In Theorem 1.5.3 we evaluated the in fin ite series

QO 1 kX y n( b ) - ^ , b (> 1 ) € Z , k e Kn = l

We now have enough inform ation to estimate the sum

6 ( > 1 ) € Z , k e N ,n<x n

fo r large x.

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CHAPTER 1. JOHN’S THEOREM 54

T heorem 1.6.6. Let b, k G N with b > 1. Then

5-0

as x —¥ oo.

Proof. Let b, k G N w ith b > 1, and rr G R. Then

m log *n V ^/1 , . V ' 1°gfenE £- ( 6) — = 2 ^ ( 1 + e* (6) )— - 2 . —n < s n<x n<x

— $ logfc n v logfc nn<* n < x6jn

_ logfc bn y-v logfc n“ n Z - j n

n<x/b n<x

_ (log6 + lo g n )fc y -v lo g fcnn n

n<x/b n<x

= E s e Q ^ + ^ - e ^71< x / 6 5 = 0 N 7

A:fcN\ i i - u r logSn v - ^ logfcn- „ "E „

«=0 ' / n<x/b n<x

( logfe+1 x/b ( logfc x1 7 + 7 k + 0 1 &

k + l \ xk

rn E (*+1)log‘~'6 log‘+1 x / h + ' E © logl5=0 x 7 5=0 x 7

logfc+1 x (\o g k xl k + 0

k + 1 \ x

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- sb 7*

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CHAPTER 1. JOHN’S THEOREM 55

as asserted.

k +- ( lo g 6 + lo g x /b )k+l - — j— logfc+1 bi K + l

s = 0+E log*+1X

k + lJ k + O

'logk x 'X

- Es=0k

= E

logfe s 6 7S —

logfc-s ft 7s -s=0

k +

1k +

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Chapter 2

Radem acher’s Theorem

2.1 N otation

The follow ing notation is used throughout th is chapter.

Let K be an algebraic number field of degree n over the rational number

field Q. The ring of integers of K is denoted by O k - The number o f roots

o f un ity in K is denoted by w {K ), the discrim inant of K by d (K ) and the

regulator o f K by R {K ). The number o f real fields among the conjugate

fields o f K is denoted by r and the number o f nonreal fields by 2s so th a t

n = r + 2s. The structure constant of the fie ld K is the quantity

2 '+ V R ( K )

w (K )^ \d (K Y \'

Two nonzero ideals A and B o f Ok are said to be equivalent, w ritte n A ~ B,

56

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CHAPTER 2. RADEMACHER’S THEOREM 57

i f there exist 0) £ Ok and /3 (^ 0) £ Ok such tha t

< a > A —< (3> B. (2.1.2)

Clearly ~ is an equivalence relation on the set of nonzero ideals of Ok - The

equivalence class containing A is denoted by [A]. Since the quotient field of

Ok is K [2, Theorem 6.1.5, p. I l l ] , (2.1.2) is equivalent to the existence of

c(y^ 0) £ K such th a t

A = cB. (2.1.3)

The norm of an element c £ K is denoted by N(c) [2, p. 222] and the norm

of an ideal A o f Ok by N (A ) [2, p. 143]. The greatest common divisor of

A and B is denoted by (A, B ). The follow ing result w ill be im portant in the

extension of John’s theorem to algebraic number fields due to Rademacher

[27, Theorem, p. 173].

T heo rem 2.1.1. Let c 0) £ K . Then there exist unique nonzero ideals

A and B o f Ok such that

A = cB, (A, B ) = < 1 > .

Proof. As c 0) £ K there exist a { ^ 0) £ Ok and b £ N such th a t

c = a/b,

see for example [2, Theorem 4.2.6, p. 85]. Let P i, . . . ,P m be the set of

prime ideals which divide either < a > or < b > (or both). Then there exist

nonnegative integers a i , . . . , om and nonnegative integers b\ , . . . , bm such tha t

< a > = P 1a i- - -P f lm, < b > = P * 1 ■ • • P ^m.

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CHAPTER 2. RADEMACHER’S THEOREM 58

Reorder P i, . . . , Pm so th a t a* > bi fo r i = 1 ,2 , . . . , k and a; < bi for i =

k + 1, . . . ,ra . Set

= p ai-6i . . . p ak—bk Q _ p fck+l- “fc+i . . . p bm—am1 fe Aj+1 wi

Then

■Pi01 • • • pmm = < & > = < be > = c < b > = cPx61 • • • P ^m

soD ai-6l p Ofc—6fc - p 6fc+l-Ofc+l P b r r x - O m

1 ' " k k+l m >

tha t is,

A = cB.

Since the only prim e ideals d ivid ing A are P i , , Pk, the only prime ideals

d ivid ing B are Pk+i, . . . ,P m, and P i, . . . ,Pm are d istinct, i t follows tha t

(A ,B ) = < 1 > ,

which establishes the existence o f A and B.

Suppose A! and B ' are nonzero ideals o f Ok such tha t

A! = cB', (A', B ') = < 1 > .

Then

A 'B = (cB ')B = (<zB)B ' = A B '.

Hence

A I A 'B .

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CHAPTER 2. RADEMACHER’S THEOREM 59

B ut {A, B ) = < 1 > , so

A \ A ' ,

say

A ' = A M

for some ideal M o f Ok - Then

A M B = A 'B = A B ',

so

B ' = B M .

Hence

< 1 > = (A1, B ') = {A M , B M ) = M {A , B ) = M < 1 > = M .

Thus

A! = A < 1 > = A, B ' - B < 1 > = B ,

which establishes the uniqueness of A and B. □

E xam p le 2.1.1. Let K = Q (> /=5). We choose c = € K . We

determine ideals A and B o f Ok = Z + Z \ /—5 such that

A = ( 1 + ) B, { A ,B ) = < 1 > .

We /iave

N (1 + a /T 5) = 6 = 2-3, iV(2) = 4 = 22.

The prime ideal factorizations o f < 2 > and < 3 > are

< 2 > = P 2, < 3 > = PXP2,

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CHAPTER 2. RADEMACHER’S THEOREM 60

where

P = < 2,1 + V --5 > = < 2,1 - > ,

P i = < 3,1 + >/=5 > , P2 = < 3 , 1 - V C 5 > ,

see /o r example [2, p. 265]. Clearly P ^ P1; P ^ P2, P i ^ P2, N (P ) = 2

and JV(Pi) = iV(P2) = 3. Now

< l + v/= 5 > = < 1 + vc 3 > < 1 - V c 5,2,3,1 + >/Z5>

= < 6,2(1 + \ / —5), 3(1 + V —5), (1 + V - 5 ) 2 >

= < 2,1 + >/—5 > < 3,1 + V -5 >

- P P i

and

< 2 > = P 2,

so we choose (guided by the choice in the proof o f Theorem 2.1.1)

A = P l, B = P.

Clearly (A, B ) = 1 and

cB = 1 = < 1 + \ / —5 > < 2 > " * BZ

= P P \P ~2P = P i = A.

I f c e P - is such th a t jiV(c)| > 1 so th a t c ^ 0, by Theorem 2.1.1 there

exist unique nonzero ideals A and B o f Ok such tha t

A = cB, (A, B ) = 1,

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CHAPTER 2. RADEMACHER’S THEOREM 61

and we define by analogy w ith (1.2.2) the arithm etic function a/(c) for any

nonzero ideal I o f Ok by

af (c) = <

0, i f A / I , B / I ,

-N (A ) , if A 11, B / I ,

N (B ), i f A / / , B \ I ,

N ( B ) - N ( A ) , i f A \ I , B 11.

(2.1.4)

2.2 Rademacher’s extension of John’s

theorem

The follow ing extension of John’s theorem was proved by Rademacher [27,

Theorem, p. 173] in 1936.

T heorem 2.2.1. Let M be a nonzero ideal o f Ok - Let c € K be such that

|iV(c)| > 1. I f f ( x ) is Riemann integrable on [0,1] and o f period 1, then

where the sum is over nonzero ideals I o f Ok equivalent to M and the sum­

mands are arranged according to increasing N ( I ) .

The above series inherits its convergence from the ordering o f N ( I) . Note

also th a t we only require the function f { x ) to be Riemann integrable on its

period, which is a looser requirement than being of bounded variation.

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CHAPTER 2. RADEMACHER’S THEOREM 62

2.3 Rademacher’s theorem for algebraic

number fields

In th is section, we consider the special case of Theorem 2.2.1 when f ( x ) is

identically 1 and K is assumed to contain an integral element c of norm ±2.

The la tte r condition ensures th a t a j(c) = ±1 for every nonzero ideal I o f

T heo rem 2.3.1. Let K be an algebraic number field such that there exists

c G Ok with |iV(c)| = 2. Let M be a nonzero ideal o f Ok - Then

where the sum is over a ll nonzero ideals I o f Ok equivalent to M and the

summands are arranged according to increasing N ( I ) , and

O k -

(2.3.1)-1 , i f < c > \ I .

Proof. We take

A = < c > , B = < 1 >

so that

c = A /B , (A, B ) = 1.

Also

N (A ) = N (< c > ) = \N(c)\ = 2.

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CHAPTER 2. RADEMACHER’S THEOREM 63

For any nonzero ideal I o f Ok we have

N ( B ) = 1,o j(c) = <

if < c > J ( I ,

N (B ) - N (A ) = 1 - 2 = - 1 , i f < c > | I ,

= —e(c, A).

Also let f ( x ) = 1 (x 6 R). Then f ( x ) is Riemann integrable on [0,1] w ith

Jq f ( x ) dx = 1 and has period 1 as f ( x + 1) = 1 = f ( x ) ( i e R). Hence, by

Rademacher’s theorem, we have

ai{c)E N ( I)= k log 2

so that

E

le [M ]

e(c, I ) 2T+snsR (K )

m m N W w ( K ) J \ m j \

completing the proof.

log 2

2.4 Rademacher’s theorem for imaginary

quadratic fields

Let K be an im aginary quadratic field. Then there exists a unique squarefree

integer m < 0 such th a t K = Q (y/m ), see for example [2, Theorem 5.4.1, p.

95]. In th is case

3 II r = 0, 3 = 1 ,*

2, i f m 7 —1, —3,

II 4, i f t o = — 1 ,

6, i f to = —3,

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CHAPTER 2. RADEMACHER’S THEOREM 64

d(K) =m, if to = 1 (mod 4),

0K =

4to, if to ^ 1 (mod 4),

Z + Z a/ to, ifT O = l (mod 4),

Z + , i f to ^ 1 (mod 4),

R ( K ) = 1,

see for example [2, Theorem 5.4.3, p. 98; Theorem 5.4.2, p. 96; D efin ition

13.7.1, p. 380]. The structure constant « of K is given by

7r 4 ’

7T

3 7 3 ’7r

v W ’7T

^ • y /H

if TO = —1,

i f to = -3 ,

i f to = 1 (mod 4), to ^ —3,

, i f to ^ 1 ( m o d 4 ) , T O ^ — 1.

(2.4.1)

Rademacher’s theorem for im aginary quadratic fields, a special case of

Theorem 2.3.1, is as follows:

T heo rem 2.4.1. Let K be an imaginary quadratic field such that there exists

c E Ok with N (c) = 2. Let to be the unique squarefree negative integer such

that K = Q (v/ro). Let M be a nonzero ideal o f Ok - Then

e(c, I )Eie[M] m

= —/clog 2,

where the sum is over nonzero ideals I o f Ok equivalent to M and the sum­

mands are arranged according to increasing N ( I ) , e(c, I ) is given by (2.3.1)

and k is given by (2.4.1).

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CHAPTER 2. RADEMACHER’S THEOREM 65

We next determine those im aginary quadratic fields K such th a t O k

contains an element c of norm 2.

I f K = Q (\/m ) w ith m ^ 1 (mod 4) we seek c = x + y \/rn (x, y G Z)

such th a t a;2 + |to|t/2 = 2. I f |m| > 3 there are no integers x and y satisfying

th is equation. I f |m| = 2, th a t is m = —2, we can take x = 0, y — 1. I f

\m\ = 1, th a t is m = —1, we can take x =■ y — Thus we have the two

possibilities

K = Q { y / - i ) , c = 1 + *,

K = Q(y/^2), c= V = 2 .

I f K = Q (y/m ) w ith m = 1 (mod 4) we seek c = ( j j e Z , x =

Cu -4” Imhy2?/ (mod 2)) such th a t -------^—!— = 2, th a t is a:2 + \m\y2 = 8. I f \m\ > 9

there are no integers x and y satisfying th is equation. For \m\ < 8 the

eligible m = 1 (mod 4) are m = — 3 and m = —7. I f m = — 3 the equation

x2 + 3y2 = 8 has no solutions in integers x and y. I f \m\ = —7 the equation

x2 + 7y2 = 8 has the solution x — y = 1. This gives the single possibility

K = Q (v^7 ), c = i i | E Z .

We examine these three possibilities in the next three subsections.

2.4.1 K = Q (v/Z l) , c = 1 + i

W ith K = Q (a /- I) , we have Ok = Z + Z \ / —1 = Z + Z i As h (K ) = 1,

see for example [10, p. 151], Ok is a principal ideal domain (in fact, Ok is a

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CHAPTER 2. RADEMACHER’S THEOREM 66

Euclidean domain, see for example [2, p. 33]). Here by (2.4.1) the structure7T

constant is k = —.4

We choose

c = 1 + i

so that

N(c) = (1 + *)(1 - i ) = 2.

Thus for an a rb itra ry ideal I o f Ok = Z + Z i we have

, 1, i f < l + i> | I ,e (c ,I) =

-1, i f < 1 + i > / / .

We next determine a necessary and sufficient condition for an ideal I o f

Ok to be divisib le by < 1 + i > . As Ok is a principal ideal domain, we have

I = < a + b i> for some a,b 6 Z. Then

< 1 + i > 11 <=>■ < 1 + i > |< a + b i>

l + i \ a + bi

3 c, d € Z such tha t a + bi = (1 + i) (c + di)

•<==> 3 c, d 6 Z such th a t a = c — d,b — c + d

<==> a = b (mod 2).

Thus

e(c, / ) = e (l 4- i, < a + bi > ) = (—l ) a+6.

As h (K ) = 1 every nonzero ideal of Ok is equivalent to < 1 > so we choose

M = < 1 >

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CHAPTER 2. RADEMACHER’S THEOREM 67

so th a t w ith K * = i^ \ { 0 }

[M \ = {cxM C 0 K \<* e K * }

= {(a + bi) < 1 > C 0 K \a, b e Q, (a, b) ^ (0 ,0 )}

= { < a + bi > \a,b e Z , (a, b) ^ (0 ,0 )}.

Hence, by Theorem 2.4.1 we have

V ' (Z 1.)!+b = —— log 2a2 + b2 4 g

/= < a + 6 i>a,6eZ

Now

< a + > = < a' + b'i > a + bi = 6 (a' + b 'i),

for some u n it 0 o f Ok- Since the only units in O k are ±1 , ± i, we deduce

th a t(—i)o+b ^ x (-!)«+ »

a2 + 62 4 a2 + 627^0 a,bGZ

I= < a + b i> (a,fc)^( 0,0)QttbGZ

Hence we have proved the follow ing result.

Theorem 2.4.2.( _ ! ) « *

4 - ; ^ - m 2 8(a, 6)^(0,0)

We emphasize th a t the sum in Theorem 2.4.2 is ordered according to

increasing values of a2 + b2 so tha t

4 4 4 8 4 4 8 ,“ I + 2 + 4 “ 5 + 8 “ 9 + l 0 ------------~ W,0g2-

As a check on our calculations, we derive Theorem 2.4.2 in another way.

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CHAPTER 2. RADEMACHER’S THEOREM 68

Alternate proof o f Theorem 2.4.2. We have

(_ i)°+ » “ „ ( - i ) a+62 ~* a2 + b2 2—i 2-4 a2 + b2

a,beZ n = l a,6GZ(a,b)^(0,0) a2+b2= n

= E in—1 a,6GZ

a2+62= n

as 2 i l2a + b = a + b — n (mod 2).

Now, by a classical result (see for example [17, pp. 115-120], [35]), we have

E i=*£/-4'(

a2

so tha t

X da,bSZ d\na?+b2=n

2 -~> a2 + b2 2— 1 n 2—i I da,beZ n = l d |n

(<z,6) (0f0)

mmd =l e = lVd

, < l 1 \ A 1 1 1- 4 1 - - + - ------- 1 - X + X - T +3 5 J \ 2 3 4

= “ 4 ( 0 (log 2)

= -7T log 2.

as desired. ^

We note th a t Theorem 2.4.2 agrees w ith the fina l form ula in [27] and w ith

the value of 02(1) given in [37, p. 192].

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CHAPTER 2. RADEMACHER’S THEOREM 69

2.4.2 K — Q ( \ / -2 ) , c = V ^ 2

W ith K = Q ( \/—2), we have Ok = Z + Z \ /—2- As /i(A ') = 1 (see for

example [10, p. 151]), O# is a principal ideal domain (in fact, Ok is a

Euclidean domain, see for example [2, p. 33]). Here by (2.4.1) the structure7T

constant is re = — ■=.2 y/ 2

We choose

c = V —2

so tha t

7V(c) = (> /= 2 )(-V = 2 ) = 2.

Thus for an a rb itra ry ideal J o f Ok = Z + Z \ /—2, we have

1 ,if < \/~ 2 > |

1, i f < y p 2 > / I .

We next determine a necessary and sufficient condition for an ideal I o f

O k be to divisible by < y/ — 2 > . As O k is a principal ideal domain we have

I = < a + b^f—2 > for some a, b e Z. Then

< y f— 2 > | / 4=4> < \ /^ 2 > |< a + b \ fm >

y/ — 2 | a + by/ —2

>/—2 | a

4=r> 2 | a.

Thus

e(c, / ) — e (\/—2, < a + by/ ^ 2 > ) = ( -1 ) “ .

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CHAPTER 2. RADEMACHER’S THEOREM 70

As h (K ) = 1, every nonzero ideal of Ok is equivalent to < 1 > so we

choose

M —< 1 >

so tha t

[M \ = {a M C Ok \ol G K * }

= {(a + by/^2) < 1 >C 0 ^ |a ,6 G Q, (a,b) / (0 ,0 )}

= {< a + &>/—2 > |a, 6 G Z, (a, 6) ^ (0 ,0 )}.

Hence, by Theorem 2.4.1, we have

/#< o>/=<a+6's/~2>

a,6€Z

(~1)° = l _ l 0g2^ a2 + 2 b2 2 ^2

Now

< a + by/— 2 > = < a7 + b'yf— 2 > <£=>■ a + by/ — 2 = 6 {a! + 6z\Z~2),

for some u n it 0 o f Ok = Z + Z \ /—2- But the only units o f Z + Z%/—2 are

±1 so

V ( - 1)* 1 V ( - 1 ) °

. A ; a2 + 2 ^ 2 4 - i a2 |2 6 2'/#< 0> a,6ez/=<a+fcV—2> (a,6) (0,0)

a,b€Z

Hence we have proved the follow ing result.

T heo rem 2.4.3.

(a ,6 ) /(0 ,0 )

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CHAPTER 2. RADEMACHER’S THEOREM 71

As a check on our calculations, we derive Theorem 2.4.3 in another way.

Alternate proof o f Theorem 2.4.3. We have (as a = a2 = a2+2&2 (mod 2))

(-1)° = ~ v (~l)a4"1 a2 + 262 " 4 - a2 + 262

a,i>6 Z n = l a,6GZ(a,6)^(0,0) a2+262= n

= E ^ r E i-n = l o,6GZ

a2+262=7i

Now

E ! = 2E (t )a,6eZ d|n ' '

a2+2b2=n

(see for example [11, Theorem 64, p. 78], [36]) so th a t

( - l ) r t * = ~ ( - i ) . / _ 8 -

+ 262 Z -. n d .(

(_ l)de / _8

a,6G Z 7 i= l d|n(a, 6)^(0,0)

^ ^ de V da,e= l N

= 2 E( - l ) de / —8'

de \ d Ja ,e= l x '

-e = l d = l

= -2 (lo g 2 ) L ( l, -8 ) ,

where the D irich le t L-series L ( l, D ) for an a rb itra ry discrim inant D is given

by^ ( - ) t(l,D) = E iJ2-n ~ \

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CHAPTER 2. RADEMACHER’S THEOREM 72

For D < 0 by D irich le t’s class number form ula we have

■ A (g ) 2tth(D )^ n w (D )-J \D \'

see for example [17, Theorem 10.1, p. 321]. W ith D = -8 , as w (—8) = 2,

\J \D \ = y/ 8 = 2y/2 and h (—8) = 1, we have

f ' S ) = - J Ln 2^2"71=1 V

Thus

T (~ 1}‘ - 2floC2) * - ’rl0g2 ** + » 2v*2 V2 '

(a,6 )^ (0 ,0)

We note th a t Theorem 2.4.3 agrees w ith the value of 0 i( \/2 ) given in [37,

p. 192].

W ith K = Q C v^T), we have 0 K = Z + Z ( i± ^ ) . As h (K ) = 1 (see

for example [10, p. 151]), Ok is a principal ideal domain (in fact, Ok is a

Euclidean domain, see for example [2, p. 34]). Here by (2.4.1) the structure7T

constant is k = —=.V7

We choose1 + a/= 7

C = ^ —

so tha t

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CHAPTER 2. RADEMACHER’S THEOREM 73

Thus for an a rb itra ry ideal I o f Ok = Z + Z ^ 14Y ~ ^ , we have

l , i f ( i ± # z ) | / ,e(c, I ) =

_ l , i f

We next determine a necessary and sufficient condition for an ideal I o f

Ok to be divisib le by *s a Pr inciPal ideal domain we

have I = (^a + b |

<i±r EZ>

1 +' j for some a, b G Z. Then

( !± * 2 >1 + y/—7

21 + y/ ~ 7

a + b

• * * m >

t 3 )

1^3) (1^3)

2 I a.

a

a

Thus

e (c ,/) = e

As h (K ) = 1, every nonzero ideal of Ok is equivalent to < 1 > so we

choose

M = < 1 >

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CHAPTER 2. RADEMACHER’S THEOREM 74

so tha t

As

[M \ = {a M C Ok W € K * }

= {(z + y V ^ f ) < 1 >C 0*1®, y e Q, (x, y) ^ (0 ,0 )}

= | / a + 6 f l ^ - I ) \ k 6 e Z , ( a , 6 ) ^ ( 0 , 0 ) j .

= ( a + & ( i J ^ E Z ) ) (a+&(lz EZ))— o? 4* ob -4- 2 ,

by Theorem 2.4.1 we have

/ - iv *= — 7= log 2.y - ( ~ l ) a ____

a2 + ab + 2 b2 y/ 7i^< o>

a,&€Z

Now

„ . ( l ± £ 1 ) .

where 0 is a u n it o f Ok = Z + Z . B ut the only units o f Z + Z

are ±1 so

v ( ~ l) a _ 1 v (~ 1)arT~Z a2 + ab + 2 b2 2 ^ a2 + ab + 2 b2'/#< o> a,bez

J = ( a + b ( ^ V Z?) ) (o.6)#(0,0)a,e>€Z

Hence we have proved the follow ing result.

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CHAPTER 2. RADEMACHER’S THEOREM 75

T heorem 2.4.4.

V ' (~ 1}° - log 22 , a’ + a& + 26> V7

(a,6) (0,0)

As the pa rity o f a is not d irectly related to the parity of a2 + a6 + 262, i t is

not possible to give a proof o f Theorem 2.4.4 along the lines of the alternative

proofs of Theorems 2.4.2 and 2.4.3 given earlier.

2.5 Rademacher’s theorem for real quadratic

fields

Let K be an real quadratic field. Then there exists a unique squarefree

integer m > 0 such th a t K — see for example [2, Theorem 5.4.1, p.

95]. In th is case

n = 2, r = 2, s = 0,

w (K ) = 2,

{ m, i f m = 1 (mod 4), v

4m, i f m ^ 1 (mod 4),

{Z + Z yfrri, i f m = 1 (mod 4),

Z + z ( ± ± ^ ) , i f m ^ l (mod 4),

R (K ) = log rj, where 77 is the fundamental u n it(> 1) o f AT,

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CHAPTER 2. RADEMACHER’S THEOREM 76

see for example [2, Theorem 5.4.2, p. 96; Theorem 13.7.1, p. 380]. Thus, as

Rademacher’s theorem fo r real quadratic fields, a special case of Theorem

2.3.1 is as follows:

T heo rem 2.5.1. Let K be a real quadratic field such that there exists c & Ok

with |iV(c)| = 2. Let m be the unique squarefree positive integer such that

K = Q (y/m ). Let M be a nonzero ideal o f Ok - Then

where the sum is over nonzero ideals I o f Ok equivalent to M and the sum­

mands are arranged according to increasing N ( I ) , e(c, I ) is given by (2.3.1)

and n is given by (2.5.1).

D e fin itio n 2.5.1. An integer a o f areal quadratic field is said to be prim ary

the field.

T h eorem 2.5.2. Every nonzero real quadratic integer has exactly one asso­

ciate which is primary.

i f m ^ 1 (mod 4).

(mod 4)(2.5.1)

a > 0, I < —7 < r f , a

where a ' denotes the conjugate o f a and rj (> 1) is the fundamental un it o f

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CHAPTER 2. RADEMACHER’S THEOREM 77

Theorem 2.5.2 is proved in Cohn [10, Theorem 3, p. 146].

In Section 2.4 we saw th a t there are only three im aginary quadratic fields

K containing an integral element c o f norm ±2. In contrast each of the

in fin ite ly many real quadratic fields Q(y/p) (p (prime) = 3 (mod 4)) contains

such an element.

2 .5 .1 K = Q ( \ /2 ) , c = a/2

W ith K = Q (\/2 ), we have Ok = Z + Z \/2 - As h (K ) = 1 (see for example [10,

p. 271]), Ok is a principal ideal domain (in fact, Ok is a Euclidean domain [2,

Theorem 2.2.6, p. 35]). The fundamental u n it is ift = l+ \ /2 (see for example

[2, Example 13.7.1, p. 381]), so the regulator is R (K ) = lo g (l + \/2 ). Here

by (2.5.1) the structure constant is k =

We choose

c V2

so tha t

N(c) = (V2)(-\/2) = -2.

Thus for an a rb itra ry ideal I o f Ok = Z + Z \/2 , we have

eM)J i . * < V 2 > | / ,

\ - l , i f (V2)XI .

We next determine a necessary and sufficient condition for an ideal I o f

Ok to be divisib le by (\/2 )- As Ok is a principal ideal domain we have

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CHAPTER 2. RADEMACHER’S THEOREM 78

I = < a + by/2 > for some a, 6 6 Z. Then

< V 2 > \ I <=$> < V 2 > \< a + by/ 2 >

y/ 2 | a 4- by/ 2

V 2 | a

2 I a.

Thus

e(c, / ) = e(V2, < a + 6\/2 > ) = (—l ) a.

As h (K ) = 1, every nonzero ideal of Ok is equivalent to < 1 > so we

choose

M = < 1 >

so tha t

[M ] = {a M C O k\& € AT*}

= {(a + &V2) < 1 > C 0 K\a, b € Q, (a, 6) / (0 ,0 )}

= | < a + by/2 > |a, 6 € Z, (a, b) / (0,0). jAs N (< a > ) = |Af(aOI> we have

N ( < a + by/2 > ) = |JV(a + &V2)|

= | (a + 6 \/2 ) (a — by/2) |

= |a2 — 262|,

and so by Theorem 2.5.1, we have

V ,(-!)“ = _ M 1.±.,V2)1 2l“ 2 - 2^1 V2 l0g2-

/=<a+b\/2>a,beZ

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CHAPTER 2. RADEMACHER’S THEOREM 79

We next determine a unique generator a+by/2 for the ideal I . By Theorem

Let p (prime) = 3 (mod 4) and le t K = Then Ok = Z + Z^/p.

We note th a t Ok is not necessarily a principal ideal domain. Here we have

n = 2, r = 2, s = 0, w (K ) = 2, d (K ) = 4p and R (K ) = log rj, where rj is the

fundamental u n it of K .

I f p — 3 (mod 8) then x2 — py2 = - 2 is solvable in integers x, y, and if

p = 7 (mod 8) then x2 —py2 = +2 is solvable in integers x, y, see for example

[2, Exercises 14,15, p. 297] respectively. This gives rise to an element o f norm

(—l ) E7i 2 in K = Q (y/p) whenever p = 3 (mod 4). Let c = x + y^Jp £ O k

2.5.2 we set a + by/2 in the range

a + W 2 > 0 , 1 < a + b ^ < ( 1 + a / 2 ) 2 ,a — by/ 2

th a t is,

a + bV2 > 0, 1 < < 3 + 2 ^ ,a — by/ 2

to get a unique generator.

Hence we have proved the follow ing result.

T heo rem 2.5.3.

a,be Za+b'v/2>0

2.5.2 K = Q (y/p), p (prime) = 3 (mod 4)

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CHAPTER 2. RADEMACHER’S THEOREM 80

be such an element of norm (—1 )^ 2 . As x2 — py2 = (—1)£412 we have

x2 + y2 = 2 (mod 4) so th a t x = y = 1 (mod 2).

Let I be a nonzero principal ideal of Ok - Then, by Theorem 2.5.2, there

exists a unique element a + by/p o f Ok such th a t I = < a + by/p > and

a + by/pa + by/p > 0 , 1 <

We have

e(c, I ) = e(c, < a + by/p > ) = <

Now, as x = y = 1 (mod 2), we obtain

a - b y / p < V

1, i f c | a + by/p,

- 1 , i f c / a + by/p.

so tha t

Also

c | a + by/p 4=» x + yyfp | a + by/p

2 | (a + by/p)(x - yy'p)

2 | (az - pby) - (ay -

4= ^ 2 \ (a + b) - (a + b)y/p

2 I a + b

e(c, / ) = e(x + y y /p , < a + by/p > ) = ( - l ) a+6.

N ( I ) = N ( < a + by/p > ) = |iV(o + by/p) \

= \ (a + b y / p ) ( a - b y / p ) \ = \a2 - p b 2 \.

Hence, by Theorem 2.3.1 we have

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CHAPTER 2. RADEMACHER’S THEOREM 81

T heorem 2.5.4.

(_l)a+f> (log 2) (log rj)

S I VPa+by/p> 0

2.6 Rademacher’s theorem for real cubic fields

with two nonreal embeddings

Let K be a real cubic field w ith two nonreal conjugate fields. Then n = 3,

r = 1 and s = 1. The only roots of un ity in K are ±1 so w (K ) — 2 (see

for example [2, Theorem 13.5.3, p. 367]). The cubic field K has a unique

fundamental u n it 77 (> 1) (see for example [2, Theorem 13.4.2, p. 362]). The

regulator R {K ) of K is

R (K ) = | log 7 7] = log 77,

(see for example [2, D efin ition 13.7.1, p. 380]). The structure constant o f K

2r+BirsR (K ) 2tt log r/

w (k ) V \ W T \ V W M '

T heorem 2.6.1. Let K be a real cubic field with two nonreal embeddings.

Letr) > 1 be the unique fundamental un it o f Ok , so that a ll units o f Ok are

given by ± 77™ (71 € Z ). Given a £ Ok \ { 0} there exists a unique associate f i

o f a such that

13 > ° ’ 1 ~ \NQ3)\V2 < V'

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CHAPTER 2. RADEMACHER’S THEOREM 82

Proof. The associates o f a are ± rjna (n € Z ). I f a > 0, we choose /3 =

+r]na > 0, and i f a < 0, we choose (3 = —r)na > 0. Thus /3 is a positive

associate of a.

Clearly

P = \P \ = Vn\<*\ = sgn(a)77n.

Denoting the conjugates o f (3 by 0 and 0 ' , we obtain

0 = ± (V ) a , 0 ' = ± a .

Hencea' a" ( ' " \ n ' "f3 (3 = ( e e ) a a .

As 77 is a u n it o f Ok we have

777/ 77” = A (77) = ±1.

Now 77 > 1 and 77" = r f so th a t 0 0 ' = 0 0 = \0 12 > 0 and thus

' " 17777 77 = 1.

Hence

Thus

and so

/ / / 1 ” = v

77n

pprpr

P \a\rj2n

\P'P"\ K aw|

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CHAPTER 2. RADEMACHER’S THEOREM 83

|o;|7y2rlNow ; „, is a s tric tly increasing function of n G Z as u > 1 such tha t

|o; a I

.. \a\rpn \a\rj2nhm \ - r - a 7 = 0. 1™ Tr~ n7 = + 00.n~ *~ 00 |q: a I n-»+oo | a a |

Hence there exists a unique m G Z such tha t|o ; |^ 2 ( m - l ) ^ ^ |o ; |^ 2m

th a t is

/ 111 ^ l — i / n 1 >a a cc a

| a aThus 0 = sgn(a)r}n is the unique associate of a such tha t

00>O, 1 <F ina lly we note tha t

0 0

01 0

< 1 f .

so th a t the condition 1 <

0 0 " 0 0 0 " N (0 )

- K < rj2 is equivalent to

1 <~ \N (0 )\W V

giving the asserted result. □

T h e o rem 2.6.2. Let K be a real cubic field with two nonreal conjugate fields.

Suppose that there exists c G O k with |iV(c)| — 2. Then

e(c, I ) 27r(log7?)(log2)

V N ( ! ) s / W ) '

where the sum is over a ll nonzero principal ideals I o f Ok and the summands

are arranged according to increasing N ( I ) , and e(c, I ) is given by (2.3.1).

We now apply Theorem 2.6.2 to the cubic fie ld K = Q (v/,2) which is

a real cubic fie ld w ith two nonreal conjugate fields Q (w s/2) and Q(tu2s /2),

where w G C is such th a t w ^ 1, w3 = 1.

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CHAPTER 2. RADEMACHER’S THEOREM 84

2.6.1 K = Q ( \//2), c = \/2

Let K = Q (s/2). Then d (K ) = —108, see for example [2, Table 1, p. 177].

As h (K ) = 1 (see for example [2, Table 9, p. 329]), O k = {u + v \ / 2 +

vj{y/2)2 \u ,v ,w € Z } is a principal ideal domain. Let c = \/2 G Ok- Then

N(c) = 2. We have n = 2, r = 1, a = 1, w (K ) = 2, d {K ) = -108. The

fundamental u n it is rj = l + \ / 2 + ( \ /2 ) 2 [2, Table 11, p. 375], so the regulator

is R {K ) = lo g (l + $ 2 + (V 2 )2). Hence

27rIog(l + ^ + ( ^ ) 2) 7rlog(l + V 2 + ( V 2 ) 2)K V I -1 0 8 ] 3 \/3

Let I be a principal ideal of Ok - Then, by Theorem 2.6.1, there exists a

unique (5 = x + y \ / 2 + z(ty2)2 G Ok such th a t I = < (3 > and

/ 3 > 0 , 1 - |iV(/?)|V2 < r >

th a t is,

x + y + z{\J2)2 > 0 , 1 <x + y V2 + z { $ 2 ) 2

< 1 + V2 + (v ^ )(x3 + 2 y3 + 4 z3 — 6 xyz ) 1! 2

as

N ^ + y y f i + z \ f 2 = a:3 + 2y3 + 4z3 — 6 xyz > 0.

We have

e(c,J) = e (c ,< /3 > )

1, i f < c > |< j3 >

-1 , i f < c > /< 0 >

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CHAPTER 2. RADEMACHER’S THEOREM 85

= ( - l ) x-

Hence, by Theorem 2.3.1 we have

T heo rem 2.6.3.

( -1 ) *

1, i f c | 0 ,

-1 , i f c //3 ,

1, i f v^2 | x + y f f i + z ( ^ 2 )2,

-1 , i f y/2 )(x + y ^ / 2 + z ( ^ 2 )2,

1, i f v^2 | x,)

-1 , i f \^2 )(x,1

1, i f 2 | x,

-1 , i f 2 /x ,

E „ x 3 + 2 y3 + 4 z3 — 6 xyzx,y,z€Z y y

x+yfy2+z{fy2)2>0

7r(log 2) lo g (l + y/2 + ( y ^ )2)

3 \/3

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Chapter 3

Kronecker’s Theorem

3.1 Dedekind eta function

In th is section we give some properties of the Dedekind eta function th a t we

w ill need in the next section.

Let H denote the upper ha lf of the complex plane, th a t is

H — {z G C\z = x + iy , x ,y eM , y > 0}.

For z e H the Dedekind eta function 77(z) is defined by

OO

ij(z ) = eKiz/12 [ I ( ! “ e2” imz). (3.1.1)771=1

This in fin ite product converges absolutely and uniform ly in every compact

subset of H , see for example [32, p. 15]. Thus i](z) is analytic in H . Since

86

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CHAPTER 3. KRONECKER’S THEOREM 87

none of the factors o f the convergent in fin ite product is zero for z € H it

follows th a t r)(z) ^ 0 for z € H , see [32].

Theorem 3.1.1.

\rj{x + iy)\ = \r } ( -x + iy)\

fo r all x, y € M with y > 0.

Proof. Let x, y G K. w ith y > 0. Then

OO

r)(±x + iy ) = J J ( l - e2nim ±x+i^ )m= 1

oo= n a - e~2nmye±2nimx)

m= 1

so tha t

\r j(±x + iy)\ = e~ ] ^ [ | l -oo

I - e -*nu>ye,

m= 1

Now| j g—2nyg2m m x | _

so tha t

^ g—2iry g2irimx _ I j g —2irj/g—27rimi I

\r)(x + iy)\ = \r } ( -x + iy)\,

as asserted. □

The fundamental transform ation formulae of r/(z) are [32, pp. 17-18], [34,

Vol. 3, p. 113]

7)(z + 1) = eni/12rj(z), r) = \ /^ iz r ) (z ) , (3.1.2)

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CHAPTER 3. KRONECKER’S THEOREM 88

where the branch o f the squareroot is taken so th a t i t has the value 1 at

z — i.

I t follows from (3.1.2) th a t i f a ,p ,y , 8 £ Z satisfy aS — P7 = 1 then

77 O /g + f ) = ev V + < ^ (*), (3.1.3)

where e = e (a ,P ,y ,8 ) and |e| = 1, see [32, Prop. 3, p. 17].

Hence

V'a z + jT ,7 z + 8 , = h 'z + ^ M z ) ! 4 (3.1.4)

Now le t ax2 + bxy + cy2 and a'x2 + b'xy + dy2 be two positive-definite,

integral, binary quadratic forms of discrim inant d (so th a t a, a' > 0, c, d >

0, d < 0) which are equivalent, so th a t there exist a ,P ,y ,5 G Z w ith aS —

Py = 1, say

a'x2 + b’xy + dy2 = a(Sx + Py) 2 + b(8 x + Py)(yx + ay) + c( 7® + a y)2.

Then

and

Set

Then

a' = aS2 + bSy + cy2

b' = 2a8P + byP + b8 a + 2cya.

b + V d

az + p _ b ' + yfd yz + 8 2 a'

G H

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CHAPTER 3. KRONECKER’S THEOREM 89

and

Thus, by (3.1.4), we have

\y z -\-8 f = —.a

4a' fb + V d \

n * J a H * j (3.1.5)

We note tha t

rj(iy) € E+, e ~ ^ - q e E + (3.1.6)

for y > 0, so th a t

V'1 + iy '

(3.1.7)

E xam p le 3.1.1. We consider the form x2 + 2y2 o f discrim inant —8. Here

a = 1,6 = 0 ,c = 2,d = —8. As x2 + 2y2 is equivalent to 2x2 + y2 (since

2x2 + y2 = (Ox + (—1 )y ) 2 + 2 ( lx + 0y2)) we have a' = 2, b' = 0, d = 1, d' =

d = — 8 . 77ms by (3.1.5) we hove

48 \

4

H 4 j = 2" { 2 )

Then by (3.1.7) we deduce

Taking logarithms o f (3.1.5) we obtain

'b + y/dlog a — 4 log V

2 a= log a' — 4 log V

V + \ fd2a!

(3.1.8)

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CHAPTER 3. KRONECKER’S THEOREM 90

In particular, as ax2 + bxy + cy2 and cx2 — bxy + ay2 are equivalent forms

(since ax2 + bxy + cy2 = c(0x + 1 y ) 2 — b( Ox + ly ) { —lx + 0y) + a(—lx + 0 y)2),

we have by (3.1.8) and Theorem 3.1.1

log a — 4 log Vb + y/d'

2 a= log c — 4 log

= log c — 4 log

V

V

'- b + Vd2c

’b + Vd2c

. (3.1.9)

We close th is section by noting the follow ing two im portant relationships

satisfied by the Dedekind eta function, which follow from the theory of theta

functions, see for example [18, p. 275]: for ^ € H

' 1 + z 'V (!) rj(2z) = em/24if(z),

+ lG r)(2zf = e ~ ^ 3rj’1 + z'

(3.1.10)

(3.1.11)

3.2 W eber’s functions

For z e H Weber’s functions f (z ) ,f i(z ) ,f2(z) are defined in terms o f the

Dedekind eta function by

f(z) = v ,

*?(§)h i? ) =rj(z) ’

f2(z) = V2rj{z) '■

(3.2.1)

(3.2.2)

(3.2.3)

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CHAPTER 3. KRONECKER’S THEOREM 91

see [34, Vol. 3, p. 114]. From (3.1.10), (3.1.11), (3.2.1), (3.2.2) and (3.2.3)

we obtain

(3.2.4)

and

/ ( * ) ' = A M 8 + / 2(* )8 (3.2.5)

see for example [34, Vol. 3, p. 114].

From (3.1.6) and (3.2.1) - (3.2.3) we see tha t i f m 6 N then f ( y /—m),

/itV^m), e R+.

E xam p le 3 .2.1. Prom Example 3.1.1 and (3.2.2) we deduce

in agreement with the value given in [34, Vol. 3, p. 721].

3.3 Kronecker’s limit formula

Throughout th is section, ax2 + bxy+cy2 is a positive-definite, integral binary

quadratic form of discrim inant d = b2 — 4ac.

We saw in Theorems 2.4.2, 2.4.3 and 2.4.4 th a t Rademacher’s theorem

allowed us to evaluate the sums

M V = 2 ) = 21' 4

(m ,n )^( 0,0)m ,n€ Z

(m ,n )^( 0,0)m,n€Z

(m,n)^(0,0)

m 2 + m n + 2n2'( - 1)

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CHAPTER 3. KRONECKER’S THEOREM 92

However i t does not seem possible to use Rademacher’s theorem to evaluate

the more general sums

“ , ( - 1) " y V ( - 1)" W ( ~ l) " +n^ am2 + bmn + cn2 ’ am2 + bmn + m 2 ’ am2 + bmn + cn21

m ,n = —oo m ,n = —oo m ,n = —oo

where the dash (') indicates th a t the term (m, n) = (0,0) is om itted. For

these we use a theorem o f Kronecker, known as Kronecker’s lim it formula,

which asserts th a t as s —* 1+ we have0°

V ' r— 5— ^ ----------j r - = • — !— + K (a ,b ,c) + 0 ( s - l ) , (3.3.1)^ (am2 + bmn + cn2)s . / } s — 1

771,71=—OO V ' V I I

see for example [32, Theorem 1, p. 14], where d — b2 — 4ac < 0 and

T.. , . 47T7 2 tclo g \d\ 27r . 87r ,

J f(o ’ 6' c) = ^ f - W + ^ log a ^ log

b + y/d^ “ 2 7

. (3.3.2)

By (3.1.9) we see th a t

K (a ,b ,c ) = K (c,b ,a ). (3.3.3)

00Theorem 3.3.1. (i) £ - i + = 2g(4a, 2i», c )-g (a , 6, c),

771,71=—OO(m ,9l)^(0,0)

771,71=—OO(171,71)^(0,0)

^ ( i ) m+n 27Tlog4 ,(m) > — ; r = ------- 7= ----- 2 A (4a, 26, c)

^ am2 + bmn 4- cn2 */OF771,71=—OO V I I

(m ,n )^(0 ,0 )

—2K(a, 26,4c) + 2Ar(a, 6, c).

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CHAPTER 3. KRONECKER’S THEOREM 93

Proof, (i) Let s > 1. Then

( i + ( - i nY ' u + i - i n = y '' (am2 + bmn + cn2)s ^ (am2 + bmn + cn2)s

n = —oo N 7 m ,n = —oo v 7m even

oo ^

= E' (4am2 + 2 bmn + cn2) 3 *m ,n = —oo v 7

Hence, as 4am2 + 2bmn + cn2 has discrim inant

(26)2 — 4(4a)c = 462 — 16ac = 4(62 — 4ac) = 4 d,

we obtain, by Kronecker’s lim it formula

(~ l)m______^ (am2 + bmn + cn2) 3m ,n =—oo 7

oo oo

= 2 V ' _________ -_____________ V '_ -________(4am2 + 2 bmn + cn2) 3 (am2 + bmn + cn2 ) 3

m ,n = —oo N 7 m ,n = —oo v 7

= 2 K (A a ,2 b ,c )-K (a ,b ,c ) + 0 ( s - l ) .

Letting s —> 1+ we obtain

00 > ( 1lim V t , >■ ;--------- r r - = 2K(4at 2bt c ) - K ( a , b t c).

s_>1+ (am2 + bmn + cn2) 3 v ’ ' y 5 ’ ’m ,n = —oo 7

°° > (—i ) mAs > t— -— --------------— converges, we obtain the asserted result.

' (am2 + bmn + cn2)m ,n = —oo v 7

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CHAPTER 3. KRONECKER’S THEOREM 94

(ii) We have by part (i) and (3.3.3)

y ( - i ) n = y ______( - i ) mam2 4 - hm.n. A- m? Q/p -]

o

- E ( - 1 ) ’

am? + bmn + cn2 ^ an2 + bnm + cm?m ,n=—co m ,n = —oo

cm2 + bmn + an2m ,n = —oo

= 2K (4c, 26, a) - K (c, 6, a)

= 2i f (a, 26,4c) — i f (a, 6, c).

(iii) Let s > 1. We have

y (1 + ( - ! ) " ) ( !+ (-!)") = y V 4(am? 4- bmn + cn2)s ^ (am? + bmn + cn2) 6

m ,n =—oo N ' m ,n = —oo ' 'mtn even

1 00 — Y 'As~l *—J (am? + bmn 4- cn2)sm ,n = —oo K 7

i

so tha t

y = f_}_ _ 4 y - ' 14— (am2 + 6mn + cn2)5 I 4s-1 / (am2 + bmn + cn2) 3m ,n = —oo ' / \ / rn,n=—oo ' 7

( - 1)«00- y ________

(am2 + bmn + cn2)s77l,n=—OO v 7uu

- E' ( - i ) "' (am2 + 6m n 4- cn2)6

,71=—OO x 7

Now

— i = g-C3- 1)1 4 _ i43~i

= (1 — (s — 1) log4 + 0 ((s — l ) 2)) — 1

= - ( s - 1) log 4 + 0 ((s - l ) 2)

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CHAPTER 3. KRONECKER’S THEOREM 95

so tha t

1 \ 00

£4 3 - I * J ^ ( a m 2 _|_ f} m n 4 . o t 2 ) 3771,71=—00 v '

(-(> - 1) log4 + 0 ((s - l)2)) ( , 1 , + /s'(a, 6, c) + 0 (s - 1)

—27rlog4>/MI

+ 0(s — 1).

Hence le tting s -+ 1+ and appealing to (i) and (ii) we obtain

(_ l)m +n — 27T log 4£ '

7711 Tl - OOam2 + 6mn + cn2 - ^ ~ W-*,2f,,c) - c))

—(2 if (a, 26,4c) — K (a, b, c))

as asserted. □

Appealing to Theorem 3.3.1 and (3.3.2), we obtain the follow ing theorem.

771,71=—OO

Theorem 3.3.2. (i) ^

m f r (-1)771,71=—C

OO

(«o £ '

( - 1)" 87ram2 + bmn + cn2

log / l'b + Vd'

2 a

87T

771,71=—OO

am2 + bmn + cn2

( _ ^ ’w+n

am2 + bmn + cn2

v f f l

87T

log

log

/2

/

'& + V 3 '2a

6 + Vd.2a

Proof, (i) By (3.3.2) we have

K (a ,b ,c ) = - B lh iM + - - ^ l o gs /R vW v13f v/RI

Vb + -\/d

2 a

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CHAPTER 3. KRONECKER’S THEOREM 96

and

K(4a, 2b, c) =47T7

~ 7W \27T7

27r log 4 |c?| 27rlog4a 87T

v / iR V * Rlog V

'2 b + y/4d 8 a

7rlog4 7rlog |d| 7rlog4 7rloga

V R [ y jd f v13f \ /P i y p f47T

log Vb + Vd

4 a

27T7 7T log |d| 7T log a 47rlog

b + Vd4 a

so tha t

2 i^ (4a, 2b, c) — i f (a, b, c)

47T7 27r log |d| 27r log a 87r

a /R V P i -Mlog V

b + Vd4 a

47T7 2n log \d\ 27rloga 87r ,H 7 = ----------------- 7 = = - 7 = log

87T

W i

■ M VW\^b±& '\

VW \ V W \V

b + Vd2 a

logV \ 2cT)

( b+Vd\{ 4a )

Then, appealing to Theorem 3.3.1 (i) and (3.2.2), we obtain

£ ( - i ) ’772,73,=—OO

(m ,n)^(0,0)

am2 + bmn + cn28?r

V W \

87T

~ W \

logV (*8?)V

log

( b+\/d\V 4a ;

b + Vdf i 2 a

(ii) By (3.3.2) we have

47T7K (a , b, c) —

27rlog|d| 27rloga 87r , —7= = ---------------- + ------; = --------- 7= log 77v ld f v ld i v W V H

'6 + V d '2a

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CHAPTER 3. KRONECKER’S THEOREM 97

and

K (a , 2b, 4c)47T7 27T log 4|d| ^ 27rloga 8 tt

vipf , / mlog

27T7 7rlog4 7rlog\d\ ^ 7rloga 47r

v f f l v W vTdf v M >/PT

V

log

2 6 + \/4 d ' 2 a

b+ VdV '

so tha t

2 K (a , 2b, 4c) — K (a , b, c)

47T7 27rlog4 27rlog|d| 27rloga 87r+

% / H v W % / H v ' M l v f f llog V

'b + Vd

47T7 ^ 27T log |d| 27r log a ^ 871" ^

v W y p f v r i y R

47r log 2 87r

V'b + Vd'

2 a

log■n { < ¥ )

V (I 2a )

Then, appealing to Theorem 3.3.1(ii) and to (3.2.3), we obtain

( - 1)

m .n —~ooam? + bmn + cn2

4 7 r , _ o 8 ? r I

\ m v w \

87r , „ ( b + Vd

V' b + \/d \ < a )

Vf in -v tAI 2a )

log f i2 as/¥\

(iii) Prom parts (i) and (ii) we have

-2tf(4 a , 26, c) - 2 t f ( a ,2b, 4c) + 2K (a , b, c)

= —(2i^(4a, 26, c) — K (a , b, c)) — (2K (a , 2b, 4c) — K (a , b, c))

87r

V W \log

Vb ± V d \

4 a )

47t log 2 8 n

VW \ V\d\log

( te a )

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CHAPTER 3. KRONECKER’S THEOREM 98

= 27T log 4 8tr I7? ( ^ ) 117? C +4 ^ )

V P f "s/Pi

Appealing to Theorem 3.3.1(iii), and to (3.2.2), (3.2.3), and (3.2.4), we

obtain

£771,71=—OO

(m ,n)^(0,0)

am2 4- bmn + cn287T

7 R

87T

log 2 2

log

Ab + Vd

2 a

V 2

AW V d '

2a

- l

87T

V\d\log / b + V ]d [

2a

completing the proof. □

In the next theorem we reprove Theorem 2.4.3 using Theorem 3.3.2.

T heo rem 3.3.3.

f * ( - l ) m2—* m 2 + 2n2

771,71=—OO(m ,n)#(0,0)

V 2 l0g2 '

Proof. From Example 3.2.1 we have

h (v^2) = 21/<4.

Taking a = 1, b = 0, c = 2, d = b2 — 4ac = —8 in Theorem 3.3.2 (i) we obtain

t771,71=— OO V

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CHAPTER 3. KRONECKER’S THEOREM 99

- - t H 21/4>

~ 7 I los2as required. □

Taking a = 1, b = 0, c = A e N, so tha t d = b2 — 4ac = —4A < 0, in

Theorem 3.3.2 we recover a result of Zhang and W illiam s [37, Theorem 3, p.

189] proved in 1999. We give the results in terms of Ramanujan’s functions

3k = 2 -1' 4/i(v /=A), Gj = 2 -1'7 (v '= A ),

see [29, p. 27].oo / ' i \m

T h e o rem 3.3.4. (i) £ log (2 *}) .771,71=—OO v

(m ,n)^(0,0)

( ~ l ) n 7T

771,71=—OO(m ,n)^(0,0)

(“) E rf+w = _ log(2G*)771,71=—OO v

(m ,n)^(0,0)

Proof, (i) By Theorem 3.3.2(i) we have

(-1)™ _ 8tt

rm ,n = —ooE' O T -

4?r log/i(V^A)VA

47f log(21/45A)Va

* log(2).V a

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CHAPTER 3. KRONECKER’S THEOREM 100

(ii) By Theorem 3.3.2(ii) and (3.2.4) we have

'sAJ

£ 'm ,n = —oo

( - i ) " m 2 + An2

47T7x47T

logV a & / ( vC A )/i (x/= A )

log (2 -V V ( v^ A )2 -1',V i (vc A ))

^ lo g f e G i )

= ^ l o g ^ G j )

(iii) By Theorem 3.3.2(ii) we have

£ 'm ,n =—oo m2 + An2

8?r

2\/A 47T^ lo g / ( v ^ X )

^ l o g ^ C * )

^ lo g ( 2 G y ,

completing the proof. □

The firs t four values in Table V I of [34, Vol. 3, p. 721] are

= 21'4,/ , (V = 2 ) = 2*/*

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CHAPTER 3. KRO NECKER’S THEOREM

/(> /= 3 ) = 21/3,

f i (V —4) = 23//8 (w ith a typo corrected).

From (3.2.4) and (3.2.5) we deduce

A ( 7 = 1 ) = h ( 7 = 1 ) = 2 V 8

/ (7=2) = 21'8 (72 + l ) 1/8, A (7=2) = 21'8 (75 - l) V8,

A (7=3) = 21'18 (2 + 7s)1/8 A (7=3) = 2^12 (2 - 73 ) 1/8

/ (7=4) = 2‘/« (1 + 72)1/4 A (7=4) = 2^le ( l - 72) V4

HenceSi = 2-V8, G l = 1,

\ 1/892 1, G2 = 2- 1/8 ( ^ + l ) ,

93 = 2-1/6 (2 + ^ ) 1/8, G3 = 21//12,

f t = 2^ , G4 = 2-3/ 16 ( l + V ^ )1/4.

Appealing to Theorem 3.3.4 we obtain the follow ing series evaluations.

T heo rem 3.3.5.

( - l ) m _ 7TOO

E - ~ > * 2’m 2 + n 2 v.771,7l<— OO

(m ,n)#(0,0)

^ ( — l ) n 7T ,^ m2 + n 2 ~ ~ 2m,n=~oo

(m ,n)^(0,0)

00 / 1 \m + n

2 1 2 = — 7r l ° g 2 -td ." -1- 77"m 2 + n2771,71=—OO

(m ,n)#(0,0)

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CHAPTER 3. KRONECKER’S THEOREM

Theorem 3.3.6.

” J _ 1 )m _ _ L l0o;2^ m? + 2 n 2 V2

771,n = —oo v(m ,n)^(0,0)

( “ I ) ” _ ^ l n ^^ m 2 + 2n2 “ ~ 2 \ / l 2 \ / Im ,n =—oo v v

(m ,n)^(0,0)

“ (_!)■»*■ _ ____ j _ „

J iz L * , ™2 + 2" 2 2^ 2 2V2(m ,n)^(0,0)

Theorem 3.3.7.

(—l ) m _ 7T 0 7r

771,71=—OO v v(m ,n)#(0,0)

Y '' ( ~ l) n ^ ^ i

m2 + 3»2 _ " S v ? g + 2VS771,71=—OO v v

(m ,n )/(0 ,0 )

~ ( _ ! ) m + n 4?r

^ m 2 + 3n2 “ 3v/3771,71=—OO V

(ro,n)^(0,0)

Theorem 3.3.8.

_ ( - ! )"» _ 3 f i j^ m 2 + An2 4 g ’

771,71=—OO(m ,n)^(0,0)

E ( — l ) n 7T 7T

m 2 + 4n2 ~ ~ 8 ® 2 ®771,71=—OO

(m ,n)^(0,0)

« ( _ ! ) « + » 7T n 7T ,

m 2 + 4n2 “ 8 g 2 S771,71=—OO

(m ,n)^(0,0)

log (\/2 + 1)

log (\/2 + 1)

5g (2 + V 3 ) ,

5g (2 + \/§ ) ,

I + V 2) ,

i + V2).

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CHAPTER 3. KRONECKER’S THEOREM 103

3.4 Final results

The evaluation o f Weber’s functions \f(z )\, \f i(z )\ and 1/ 2(2)! at quadratic

irra tiona lities z — (d < 0) has recently been carried out by Muzaffar

and W illiam s [26]. P u tting the ir evaluation together w ith Theorem 3.3.2, we

obtain the evaluation o f the in fin ite series

y V (■-1)™ y V ( -1 ) " y V (-1)™ +"^ am2 + bmn + cn2 ’ am2 + bmn + cn2 ’ ^ am2 + bmn + cn2 ’

m ,n = “ 0 0 771,71=—oo 771,71= —oo

for a positive-definite, prim itive, integral binary quadratic form ax2+ 6 xy+ q /2

of discrim inant d (< 0).

In order to state the result of Muzaffar and W illiam s it is necessary to

introduce some notation. Let d be the discrim inant of a positive-definite,

prim itive , integral b inary quadratic form ax2+bxy+cy2 so th a t d = b2 —4ac =

0 or 1 (mod 4), a > 0, c > 0, d < 0. The conductor / o f d is the largest

integer such th a t d / f 2 = 0 or 1 (mod 4). We set A = d / f 2. The set

o f classes of positive-definite, p rim itive , integral, binary quadratic forms of

discrim inant d(< 0) under the action of the modular group

r ,s , t ,u € Z, ru — st = 11

is denoted by H (d). I t is well known th a t H (d) is a fin ite abelian group w ith

respect to Gaussian composition, see for example [9]. The group H (d) is

called the form class group. The order of H (d) is the class number h(d). We

w rite [a, 6, c] for the class containing the form ax2 + bxy + cy2. The iden tity

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CHAPTER 3. KRONECKER’S THEOREM 104

of H (d ) is the class

1 =

1,0, -d

1, 1,1 - d

i f d = 0 (mod 4),

, i f d = 1 (mod 4).

The inverse o f the class K — [a, 6, c] E H (d) is the class K 1

H (d). Let A i , . . . A s be generators of H (d) chosen so th a t

[a, - b, c] €

h i/i2 ■■•hs = h(d), 1 < h i | h2 \ • • • | hs, o rd ^ * ) = h i( i = 1 , . . . , s).

For K = A * 1 • • • A kss E i/(d ) and L = A [x ■ ■ ■ Ae/ e H (d) we define

X ( K , L ) = e2ni( ^ + - +h^ ) .

I f p is a prim e w ith ^ = 1, we le t x \ and rc2 be the two solutions of x2 = d

(mod 4p), 0 < x < 2p, w ith x \ < x2. We define the class K p E H {d) by

x \ — d

so tha t

K p = P> x i ’ 4p

’ 4p

For K ( j t I ) E -ff(d) the Bernays constant [7, Teil I, §3, §4, pp. 36-68] is

defined by

pa h '

I t is known th a t j (K ,d ) is a nonzero real number such th a t j (K ,d ) =

j ( K _1, d) [26, Lemma 7.6]. For K E H {d) and n E N we define H x{n )

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CHAPTER 3. KRONECKER’S THEOREM 105

to be the number of integers h satisfying

h2 - d0 < h < 2 n, h2 = d (mod 4n),

Further for n 6 N and K E H (d) we set

n, h,4 n

= K .

YK ( n ) = Y , x ( K , L ) H L (n).L£H{d)

For K E H (d) and a prim e p we set

A (K ,d ,P ) = Y ^ 1 -d=o F

Then we define for K E H(d)

l ( K , d ) = n ( l + x(-K ' K p ) ) l [ A ( K , d , p ) .p > pi?

r f/

We also set

*«> - n (* - £ ) •(f)=i

Finally for K E H(d) we define

TTi/jy- _ * V \ d \ \ ' / r T S - \— 1 ^ l ( ^ ) P ( T J \

48W r ^ * {L ’ K ) J iL id jL±I

We are now ready to state the result o f Muzaffar and W illiam s [26, Theorem

2]. I t is convenient to w rite fo(z) for f(z ) . The power of 2 occurring in the

nonzero rational number r is denoted by v2 (r), so th a t

j,2(24) = u2 (23 • 3) = 3,

1/2 ( t ) = U2^ 2 ' 3-1 ’ =2’

= ^ ( 2' 3 ■ 3-1 ■ 7) = - 3-

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CHAPTER 3. KRONECKER’S THEOREM

T heorem 3.4.1. Let K = [a,b,c] € H {d). Set

q0 = a + b + c, q\ = c, q2 = a,

1, i fq i = 2 (mod 4),

1, i f q% = 0 (mod 4), b = 1 (mod 2)

1/2, i f q% = 0 (mod 4), b = 0 (mod 2)

2, i f qi = l (mod 2),

fo r i = 0 ,1,2,

M 0 =

M x =

M 2 =

2a Aq, Ao(2a + 6), ~ ( a + 6 + c)

2aAi, Ai6, y c

A2a, A26, 2A2c

€ # (A^d),

m, = 2 - 21 _ " 2 ( A i ) = <

0, * / Ai = 1,

1, i f Xi = 2,

-2 , i f Xi = 1/2,

/o r i = 0,1,2. Then

b + \ /d/*

fo r i — 0,1,2.

2a =(i:1/4

Prom Theorems 3.3.2 and 3.4.1 we obtain the following theorem.

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CHAPTER 3. KRONECKER’S THEOREM 107

T heo rem 3.4.2. With the notation o f Theorem 3.4.1,

(i) t am? + bmn + cn2771,71=—OO

^ {i log g ) +mi (gi|))2- ,( /) I o g 2 + E ( K , $ _ E ( M u A?(j)

uu

(M) E ( - i ) "am2 + bmn + cn?

771,71=—OO

TPf {1los © + to*2+ A 2 d )

on) E00 / . \ m -|_n(-1 )*

am2 + bmn + cn2771,71=—OO

. 1,0g g ) +mo(g||))2-W/,log2 + i5(if,d) _ £(Mo,^)

We conclude th is thesis w ith an example illus tra ting Theorem 3.4.2. We

take

a = 1, 6 = 0, c = 19

so tha t

d = -7 6 , / = 2, A = -1 9 , g ) = -1 , M f ) = 1.

K = [1,0,19] e H ( - 7 6 ) ,

qQ = 20, qi = 19, q2 = 1,

A° = - , Ai = 2, A2 = 2,

Mo = [1,1,5] € # ( - 1 9 ) ,

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CHAPTER 3. KRONECKER’S THEOREM 108

m 0 = 2 — 21“ V2(Ao) = 2 - 4 = -2 .

Muzaffar and W illiam s [26] have shown tha t

E (K , d) = log ( J jL ) , £ (M „, -1 9 ) = 0,

where 0 is the unique real root of x3—2x—2 = 0. Thus, by Theorem 3.4.2(iii),

we have

(_ i)m +n 8tt / l . , - 2 1 . _ . ( 6 \ \

^ m 2 + 1 9 n 2 “ i/7 6 \4 2 ' 3 ' 8 S + g (,21/3 J J47T ( \ 1 1 \

= - 7 f 5 ( 2 lo« 2 - 6 l0s2 + l0 g 9 - 3 1Og2)

m ,n =—oo

47Tlog 0.

We have proved

T h eo rem 3.4.3.

V - ' ( - l ) m+n 47T , „^ m 2 + 19n2m ,n = —oo

S im ilarly we can show from Theorem 3.4.2(i), tha t

V ' 4 ^ = — ^= lo g (2 7 + 5\/29),^ m 2 + 58n2 y/58m ,n = —oo v

a result given by Zucker and Robertson in [38].

We finish by remarking th a t the series in Theorem 3.4.2 are related to

series o f the form V ------------= ------, k e N , see [35], [36], [37].n sinh(\/& 7m) 1 J 1 J

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Conclusion

We conclude th is thesis by mentioning a possible line of fu ture research. We

have noted th a t certain in fin ite series evaluations such as

f ; ± v r _ _ j i _ , o g 2 _ ^ L log('2 + V 3 ) i^ m 2 + 3n2 3\/3 2 \/3 V /m ,n = —oo v v

(m,n)^(0,0)

mUL2 = _3 ^ l0g2+2 ^ l0g(2 + V )’m ,n = —oo v v(m ,n )^ (0 ,0 )

“ ( _ l ) m + n ^ 4?T

^ m 2 + 3n2 “ 3 ^3m ,n=—oo v(m ,n )# (0 ,0 )

see Theorem 3.3.7, follow from Kronecker’s lim it form ula but do not appear to

be capable of deduction from Rademacher’s theorem. I t is therefore natural

to conjecture th a t there is a generalization of Rademacher’s theorem which

gives the above results as special cases. Much remains to be investigated.

109

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BIBLIOGRAPHY 111

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BIBLIOGRAPHY 113

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BIBLIOGRAPHY 114

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