ESTTA Tracking number: ESTTA1032860 01/31/2020
Transcript of ESTTA Tracking number: ESTTA1032860 01/31/2020
Trademark Trial and Appeal Board Electronic Filing System. http://estta.uspto.gov
ESTTA Tracking number: ESTTA1032860
Filing date: 01/31/2020
IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
BEFORE THE TRADEMARK TRIAL AND APPEAL BOARD
Proceeding 92069081
Party PlaintiffCaterpillar, Inc.
CorrespondenceAddress
NARESH KILARUFINNEGAN HENDERSON FARABOW ET AL901 NEW YORK AVE NWWASHINGTON, DC 20001-4413UNITED [email protected], [email protected],[email protected], [email protected], [email protected]
Submission Plaintiff's Notice of Reliance
Filer's Name Naresh Kilaru
Filer's email [email protected], [email protected],[email protected], [email protected], [email protected]
Signature /Naresh Kilaru/
Date 01/31/2020
Attachments 2020.01.31 - Caterpillar Notice of Reliance 1 - CAT Registrations with Exhib-its.pdf(2157489 bytes )
IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
BEFORE THE TRADEMARK TRIAL AND APPEAL BOARD
CATERPILLAR INC.,
Petitioner,
v.
CAT AND CLOUD COFFEE, LLC,
Registrant.
Cancellation No. 92069081
Registration No. 4976835
Mark: CAT & CLOUD
Registration Date: June 14, 2016
PETITIONER’S NOTICE OF RELIANCE NO. 1 UNDER 37 CFR § 2.122(d)
Pursuant to Trademark Rule 2.122(d) and TBMP § 704.03(b)(1)(A), Petitioner
Caterpillar Inc. submits of record in connection with this cancellation proceeding TSDR
printouts for some of Petitioner’s active registrations for CAT and CAT-formative marks. These
documents constitute official records from the U.S. Patent and Trademark Office TSDR
electronic database under Trademark Rule 2.122(d). The TSDR printouts show the current status
and title of the registrations.
These registrations are relevant to the issues of likelihood of confusion and dilution as
they demonstrate Petitioner’s prior rights in the CAT mark dating back to 1949 and are prima
facie evidence of the ownership and validity of the CAT mark. Moreover, all of the registrations
are incontestable pursuant to 15 U.S.C. § 1065(b), and thus constitute conclusive evidence of
Caterpillar’s exclusive right to use the marks for the products and services specified in the
registrations pursuant to 15 U.S.C. §§ 1065 and 1115(b). Finally, the registrations demonstrate
the scope and corresponding strength of Petitioner’s rights in the CAT mark, covering a wide
variety of goods and services including goods closely related to Registrant’s goods.
2
Exhibit
No.
Mark Reg. No.
Reg. Date
Goods and Services
1. CAT 564272
09-23-1952
Dump-wagons, wheel tractor-dump-wagon
combinations, and structural parts for such
products in Class 7
First Use in Commerce: 02-17-1949
Electric generators and diesel electric generator
sets, and parts furnished with said products in
Class 12
First Use in Commerce: 12-09-1948
Diesel and other internal combustion engines
adapted for employment as the source of power
for self-propelled vehicles and as stationary or
portable power units for industrial, marine and
agricultural uses; scraping, carrying and
dumping units adapted to be employed for
scraping and collecting earth, rock, or like
materials and transporting and dumping said
materials; power and manually controlled
graders, scarifiers, scrapers, and rippers adapted
to be employed for the construction and
maintenance of roads, for moving and removing
of earth, rock, snow and like materials, for
preventing soil erosion and for other industrial
and agricultural uses; tractors for industrial and
agricultural purposes; and parts and service
tools furnished with said products in Class 7
First Use in Commerce: 12-06-1948
2. CAT 742294
12-18-1962
Toy replicas of track-type tractors, tractor
loaders, bulldozers, motor graders in
Class 28
First Use in Commerce: 09-00-1955
3. CAT 770639
07-02-1964
Motor trucks, dump wagons, wheel tractor-
dump wagon combinations, wheel tractors, and
parts therefor in Class 12
First Use in Commerce: 02-17-1949
4. CAT 984444
05-21-1974
Lift trucks, and engines, attachments and parts
therefor in Class 7
First Use in Commerce: 01-30-1973
5. CAT 1023137
10-21-1975
Batteries, fuses, electrical cables, conduits,
fasteners and terminals; switches, engine
starting systems, spark plugs, spark plug firing
indicators, load signal systems, flashers, brake
accumulator buzzers, low air pressure alarms,
turn signal flashers, speedometers, odometers,
tire wear gauges, tire pressure gauges, hydraulic
system filter indicators, air cleaner service
indicators, fuel pressure gauges, engine oil
3
Exhibit
No.
Mark Reg. No.
Reg. Date
Goods and Services
pressure gauges, torque converter temperature
gauges, water temperature gauges, and service
meters in Class 9
First Use in Commerce: 08-01-1966
6. CAT 1275103
04-24-1984
Note pads, stationery type portfolios, pencils,
pens, and decals in Class 16
First Use in Commerce: 01-00-1970
Golf balls, tees and tennis balls in Class 28
First Use in Commerce: 01-00-1970
7. CAT 1265041
01-24-1984
Glasses, cups and coasters in Class 21
First Use in Commerce: 01-00-1970
Cloth, iron-on, sew-on and pressure-sensitive
patches in Class 26
First Use in Commerce: 01-00-1970
8.
1579437
01-23-1990
Maintenance and repair services in the field of
internal combustion engines, vehicles and
power equipment; namely trucks, tractors,
engines, earthmoving equipment, mater ial
handling equipment, paving equipment,
agricultural equipment, generators, and control
units for the aforementioned in Class 37
First Use in Commerce: 10-20-1988
9.
2158375
05-19-1998
Watches, clocks, cuff links, tie tacks,belt
buckles of precious metal, key chains, lapel
pins, alarm clocks, wall clocks, watch bands,
belt buckles, watch cases, chronographs for use
as watches, chronometers, tie clips, jewelry,
cigarette lighters of precious metal, ornamental
pins, pocket watches, stop watches, watch
straps, tie pins, parts for watches in Class 14
First Use in Commerce: 04-00-1990
10. CAT 2137147
02-17-1998
Industrial oils for engines, transmissions,
hydraulic systems, and drive train
compartments in Class 4
First Use in Commerce: 02-02-1987
11.
2140606
03-03-1998
Machinery for earth moving, earth conditioning
and material handling, namely, loaders and
engines therefor, and parts for vehicle and
internal combustion engines in Class 7
First Use in Commerce: 10-20-1988
Vehicles for earth and material hauling and
handling, namely, tractors and engines therefor
in Class 12
First Use in Commerce: 10-20-1988
4
Exhibit
No.
Mark Reg. No.
Reg. Date
Goods and Services
12. CAT 1298364
10-02-1984
Articles of nonprecious metal-namely, key tags,
key chains in Class 6
First Use in Commerce: 01-00-1970
Articles of precious metal-namely, belt buckles,
lapel pins, watches in Class 14
First Use in Commerce: 01-00-1970
Leather and imitation leather goods-namely,
business card cases, credit card cases, key
holders, coin holders, briefcases, garment bags
for travel, duffel bags, flight bags, tote bags,
umbrellas, traveling bags, purses and wallets in
Class 18
First Use in Commerce: 01-00-1970
Work, sport and casual clothing-namely, caps,
belts, ties, scarves, headwear, t-shirts, shorts,
sweat pants, sweat shirts, jackets, vests, gloves,
mittens, rain wear, one-piece jump suits and
socks in Class 25
First Use in Commerce: 01-00-1970
Cigarette lighters in Class 34
First Use in Commerce: 01-00-1970
13.
1908556
08-01-1995
Footwear in Class 25
First Use in Commerce: 06-00-1989
14.
2234260
03-23-1999
Work, sport and casual clothing, namely, caps,
belts, headwear, t-shirts, sweat shirts, jackets,
vests, gloves, rain wear, and socks, men's and
women's shirts and jeans in
Class 25
First Use in Commerce: 01-00-1990
15.
3365449
01-08-2008
Footwear in Class 25
First Use in Commerce: 06-00-1988
16.
2488264
09-11-2001
Retail store services in the field of clothing,
footwear, toys, tote and sport bags, watches,
sunglasses, eyeglasses, books, sporting goods
and gift items in Class 35
First Use in Commerce: 09-30-1999
17. CAT
ENGINEERED
DURABILITY
2674815
01-14-2003
Footwear in Class 25
First Use in Commerce: 11-27-2001
5
Exhibit
No.
Mark Reg. No.
Reg. Date
Goods and Services
18. 2158375
05-19-1998
Watches, clocks, cuff links, tie tacks, belt
buckles of precious metal, key chains, lapel
pins, alarm clocks, wall clocks, watch bands,
belt buckles, watch cases, chronographs for use
as watches, chronometers, tie clips, jewelry,
cigarette lighters of precious metal, ornamental
pins, pocket watches, stop watches, watch
straps, tie pins, parts for watches in Class 14
First Use in Commerce: 04-00-1990
19. 2172769
07-14-1998
Leather and imitation leather goods, namely,
wallets, credit card cases, business card cases,
key holders, coin purses, briefcases, garment
bags for travel, back packs, duffel bags, tote
bags, traveling bags, school book bags in Class
18
First Use in Commerce: 00-00-1991
Dated: January 31, 2020 Respectfully submitted,
/Naresh Kilaru/
Christopher P. Foley
Naresh Kilaru
FINNEGAN, HENDERSON, FARABOW,
GARRETT & DUNNER, L.L.P.
901 New York Avenue N.W.
Washington, DC 20001
Telephone: (202) 408.4000
Laura K. Johnson
FINNEGAN, HENDERSON, FARABOW,
GARRETT & DUNNER, L.L.P.
2 Seaport Lane
Boston, MA 02210.2001
Telephone: (202) 408.4000
Attorneys for Petitioner Caterpillar Inc.
CERTIFICATE OF SERVICE
I hereby certify that a true and accurate copy of the foregoing PETITIONER’S
NOTICE OF RELIANCE NO. 1 UNDER 37 CFR § 2.122(d) was served via electronic mail,
on January 31, 2020 upon counsel for Registrant at the following address of record:
Tawnya R. Wojciechowski
TRW LAW GROUP
19900 MACARTHUR BLVD, SUITE 530
IRVINE, CA 92612
/Travis Smith/
Trademark Legal Assistant
EXHIBIT 1
1/29/2020 Status Search SN 564272
https://tsdr.uspto.gov/#caseNumber=564272&caseSearchType=US_APPLICATION&caseType=DEFAULT&searchType=statusSearch 1/3
STATUS DOCUMENTS MAINTENANCE Back to Search Print
BULK DATA: Since May 7 at 12 a.m., the TSDR Application Programming Interface (API) has not included all information. Images of trademarkregistration certificates issued since July 2016 and some office actions are absent in the API. Customers who need to retrieve a copy of a registrationcertificate or an office action should download it directly from the TSDR documents tab. INTERMITTENT SYSTEM ISSUES: Due to high-volume usage, you may experience intermittent issues on the Trademark Status and Document Retrieval(TSDR) system between 6 – 8 a.m. ET. Refreshing your web browser should resolve the issue. If you still need assistance accessing a document, [email protected] and include your serial number, the document you are looking for, and a screenshot of any error messages you have received.
Generated on: This page was generated by TSDR on 2020-01-29 15:52:57 EST
Mark: CAT
US Serial Number: 71575190 Application Filing Date: Mar. 10, 1949
US Registration Number: 564272 Registration Date: Sep. 23, 1952
Register: Principal
Mark Type: Trademark
TM5 Common StatusDescriptor:
LIVE/REGISTRATION/Issued and Active
The trademark application has been registered with the Office.
Status: The registration has been renewed.
Status Date: Sep. 23, 2012
No Image exists for this case.
Mark Information
Related Properties Information
Goods and Services
Mark Literal Elements: CAT
Standard Character Claim: No
Mark Drawing Type: 1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S)
Claimed Ownership of USRegistrations:
0079056, 0085816, 0120744, 0131491, 0134971, 0137035, 0277417, 0345499, 0504829, 0506258 and others
Note:The following symbols indicate that the registrant/owner has amended the goods/services:
Brackets [..] indicate deleted goods/services;Double parenthesis ((..)) identify any goods/services not claimed in a Section 15 affidavit of incontestability; andAsterisks *..* identify additional (new) wording in the goods/services.
For: DUMP-WAGONS, WHEEL TRACTOR-DUMP-WAGON COMBINATIONS, AND STRUCTURAL PARTS FOR SUCH PRODUCTS
International Class(es): 007 U.S Class(es): 019 - Primary Class
Class Status: ACTIVE
Basis: 1(a)
First Use: Feb. 17, 1949 Use in Commerce: Feb. 17, 1949
For: ELECTRIC GENERATORS AND DIESEL ELECTRIC [ ELECTRIC ] GENERATOR SETS, AND PARTS FURNISHED WITH SAIDPRODUCTS
International Class(es): 012 U.S Class(es): 021 - Primary Class
Class Status: ACTIVE
Basis: 1(a) Privacy - Terms
1/29/2020 Status Search SN 564272
https://tsdr.uspto.gov/#caseNumber=564272&caseSearchType=US_APPLICATION&caseType=DEFAULT&searchType=statusSearch 2/3
Basis Information (Case Level)
Current Owner(s) Information
Attorney/Correspondence Information
Prosecution History
First Use: Dec. 09, 1948 Use in Commerce: Dec. 09, 1948
For: DIESEL AND OTHER INTERNAL COMBUSTION ENGINES ADAPTED FOR EMPLOYMENT AS THE SOURCE OF POWER FOR SELF-PROPELLED VEHICLES AND AS STATIONARY OR PORTABLE POWER UNITS FOR INDUSTRIAL, MARINE AND AGRICULTURALUSES; SCRAPING, CARRYING AND DUMPING UNITS ADAPTED TO BE EMPLOYED FOR SCRAPING AND COLLECTING EARTH,ROCK, OR LIKE MATERIALS AND TRANSPORTING AND DUMPING SAID MATERIALS; POWER AND MANUALLY CONTROLLEDGRADERS, SCARIFIERS, SCRAPERS, AND RIPPERS ADAPTED TO BE EMPLOYED FOR THE CONSTRUCTION AND MAINTENANCEOF ROADS, FOR MOVING AND REMOVING OF EARTH, ROCK, SNOW AND LIKE MATERIALS, FOR PREVENTING SOIL EROSIONAND FOR OTHER INDUSTRIAL AND AGRICULTURAL USES; TRACTORS FOR INDUSTRIAL AND AGRICULTURAL PURPOSES; ANDPARTS AND SERVICE TOOLS FURNISHED WITH SAID PRODUCTS
International Class(es): 007 U.S Class(es): 023 - Primary Class
Class Status: ACTIVE
Basis: 1(a)
First Use: Dec. 06, 1948 Use in Commerce: Dec. 06, 1948
Filed Use: Yes Currently Use: Yes
Filed ITU: No Currently ITU: No
Filed 44D: No Currently 44E: No
Filed 44E: No Currently 66A: No
Filed 66A: No Currently No Basis: No
Filed No Basis: No
Owner Name: CATERPILLAR INC.
Owner Address: 100 N.E. ADAMS STREETPEORIA, ILLINOIS UNITED STATES 616299620
Legal Entity Type: CORPORATION State or Country WhereOrganized:
DELAWARE
Attorney of Record
Attorney Name: Jonathan M. Gelchinsky Docket Number: 8407.5129-14
Attorney Primary EmailAddress:
[email protected] Attorney Email Authorized: Yes
Correspondent
CorrespondentName/Address:
Jonathan M. GelchinskyFinnegan, Henderson, Farabow, Garrett & Dunner, L.901 New York Avenue NWWASHINGTON, DISTRICT OF COLUMBIA UNITED STATES 20001-4413
Phone: 202.408.4000 Fax: 202.408.4400
Correspondent e-mail: [email protected] Correspondent e-mailAuthorized:
Yes
Domestic Representative - Not Found
Date Description Proceeding Number
Sep. 24, 2012 NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Sep. 23, 2012 REGISTERED AND RENEWED (FOURTH RENEWAL - 10 YRS) 76293
Sep. 23, 2012 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED 76293
Sep. 23, 2012 CASE ASSIGNED TO POST REGISTRATION PARALEGAL 76293
Sep. 10, 2012 TEAS SECTION 8 & 9 RECEIVEDPrivacy - Terms
1/29/2020 Status Search SN 564272
https://tsdr.uspto.gov/#caseNumber=564272&caseSearchType=US_APPLICATION&caseType=DEFAULT&searchType=statusSearch 3/3
TM Staff and Location Information
Assignment Abstract Of Title Information
Oct. 16, 2008 CASE FILE IN TICRS
Feb. 27, 2008 ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Feb. 27, 2008 TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Oct. 18, 2006 REVIEW OF CORRESPONDENCE COMPLETE 59315
Apr. 20, 2006 PAPER RECEIVED
May 04, 2002 REGISTERED AND RENEWED (THIRD RENEWAL - 10 YRS)
May 04, 2002 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Oct. 05, 2001 REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED
Feb. 28, 1995 REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS)
Jul. 07, 1992 REGISTERED - SEC. 9 FILED/CHECK RECORD FOR SEC. 8
Sep. 23, 1972 REGISTERED AND RENEWED (FIRST RENEWAL - 20 YRS)
TM Staff Information - None
File Location
Current Location: GENERIC WEB UPDATE Date in Location: Sep. 23, 2012
Summary
Total Assignments: 1 Registrant: CATERPILLAR TRACTOR CO.
Assignment 1 of 1
Conveyance: ASSIGNS THE ENTIRE INTEREST AND THE GOODWILL
Reel/Frame: 0531/0979 Pages: 2
Date Recorded: Jul. 10, 1986
Supporting Documents: No Supporting Documents Available
Assignor
Name: CATERPILLAR TRACTOR CO. Execution Date: May 22, 1986
Legal Entity Type: CORPORATION State or Country WhereOrganized:
CALIFORNIA
Assignee
Name: CATERPILLAR INC.
Legal Entity Type: CORPORATION State or Country WhereOrganized:
DELAWARE
Address: 100 N.E. ADAMS ST.PEORIA, ILLINOIS
Correspondent
Correspondent Name: CATERPILLAR, INC.
Correspondent Address: C/O EUGENE C. GOODALEPEORIA, IL 61629
Domestic Representative - Not Found
Conveyance Filter
Proceedings - Click to Load
Privacy - Terms
EXHIBIT 2
1/29/2020 Status Search SN 742294
https://tsdr.uspto.gov/#caseNumber=742294&caseSearchType=US_APPLICATION&caseType=DEFAULT&searchType=statusSearch 1/3
STATUS DOCUMENTS MAINTENANCE Back to Search Print
BULK DATA: Since May 7 at 12 a.m., the TSDR Application Programming Interface (API) has not included all information. Images of trademarkregistration certificates issued since July 2016 and some office actions are absent in the API. Customers who need to retrieve a copy of a registrationcertificate or an office action should download it directly from the TSDR documents tab. INTERMITTENT SYSTEM ISSUES: Due to high-volume usage, you may experience intermittent issues on the Trademark Status and Document Retrieval(TSDR) system between 6 – 8 a.m. ET. Refreshing your web browser should resolve the issue. If you still need assistance accessing a document, [email protected] and include your serial number, the document you are looking for, and a screenshot of any error messages you have received.
Generated on: This page was generated by TSDR on 2020-01-29 16:00:36 EST
Mark: CAT
US Serial Number: 72137716 Application Filing Date: Feb. 12, 1962
US Registration Number: 742294 Registration Date: Dec. 18, 1962
Register: Principal
Mark Type: Trademark
TM5 Common StatusDescriptor:
LIVE/REGISTRATION/Issued and Active
The trademark application has been registered with the Office.
Status: The registration has been renewed.
Status Date: Oct. 17, 2012
No Image exists for this case.
Mark Information
Related Properties Information
Goods and Services
Basis Information (Case Level)
Mark Literal Elements: CAT
Standard Character Claim: No
Mark Drawing Type: 1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S)
Claimed Ownership of USRegistrations:
0564272
Note:The following symbols indicate that the registrant/owner has amended the goods/services:
Brackets [..] indicate deleted goods/services;Double parenthesis ((..)) identify any goods/services not claimed in a Section 15 affidavit of incontestability; andAsterisks *..* identify additional (new) wording in the goods/services.
For: Toy Replicas of [ Wheel Tractors, ] Track-Type Tractors, Tractor Loaders, Bulldozers, [ Dump Wagons, ] Motor Graders [, Scrapers andRippers ]
International Class(es): 028 U.S Class(es): 022 - Primary Class
Class Status: ACTIVE
Basis: 1(a)
First Use: Sep. 1955 Use in Commerce: Sep. 1955
Filed Use: Yes Currently Use: Yes
Filed ITU: No Currently ITU: No Privacy - Terms
1/29/2020 Status Search SN 742294
https://tsdr.uspto.gov/#caseNumber=742294&caseSearchType=US_APPLICATION&caseType=DEFAULT&searchType=statusSearch 2/3
Current Owner(s) Information
Attorney/Correspondence Information
Prosecution History
TM Staff and Location Information
Assignment Abstract Of Title Information
Filed 44D: No Currently 44E: No
Filed 44E: No Currently 66A: No
Filed 66A: No Currently No Basis: No
Filed No Basis: No
Owner Name: Caterpillar Inc.
Owner Address: 100 N.E. Adams StreetPeoria, ILLINOIS UNITED STATES 61629
Legal Entity Type: CORPORATION State or Country WhereOrganized:
DELAWARE
Attorney of Record
Attorney Name: Jonathan M. Gelchinsky Docket Number: 8407.5129-13
Attorney Primary EmailAddress:
[email protected] Attorney Email Authorized: Yes
Correspondent
CorrespondentName/Address:
Jonathan M. GelchinskyFinnegan, Henderson, Farabow, Garrett & Dunner, L.901 NEW YORK AVENUE NWWASHINGTON, DISTRICT OF COLUMBIA UNITED STATES 20001-4413
Phone: 202.408.4000 Fax: 202.408.4400
Correspondent e-mail: [email protected] Correspondent e-mailAuthorized:
Yes
Domestic Representative - Not Found
Date Description Proceeding Number
Oct. 17, 2012 NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Oct. 17, 2012 REGISTERED AND RENEWED (THIRD RENEWAL - 10 YRS) 75184
Oct. 17, 2012 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED 75184
Oct. 16, 2012 TEAS SECTION 8 & 9 RECEIVED
Oct. 29, 2008 CASE FILE IN TICRS
Feb. 27, 2008 ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Feb. 27, 2008 TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Feb. 19, 2002 REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS)
Feb. 19, 2002 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Dec. 18, 2001 REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED
Dec. 18, 1982 REGISTERED AND RENEWED (FIRST RENEWAL - 20 YRS)
Dec. 10, 1968 REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
TM Staff Information - None
File Location
Current Location: GENERIC WEB UPDATE Date in Location: Oct. 17, 2012
Summary Conveyance FilterPrivacy - Terms
1/29/2020 Status Search SN 742294
https://tsdr.uspto.gov/#caseNumber=742294&caseSearchType=US_APPLICATION&caseType=DEFAULT&searchType=statusSearch 3/3
Total Assignments: 1 Registrant: Caterpillar Tractor Co.
Assignment 1 of 1
Conveyance: ASSIGNS THE ENTIRE INTEREST AND THE GOODWILL
Reel/Frame: 0531/0979 Pages: 2
Date Recorded: Jul. 10, 1986
Supporting Documents: No Supporting Documents Available
Assignor
Name: CATERPILLAR TRACTOR CO. Execution Date: May 22, 1986
Legal Entity Type: CORPORATION State or Country WhereOrganized:
CALIFORNIA
Assignee
Name: CATERPILLAR INC.
Legal Entity Type: CORPORATION State or Country WhereOrganized:
DELAWARE
Address: 100 N.E. ADAMS ST.PEORIA, ILLINOIS
Correspondent
Correspondent Name: CATERPILLAR, INC.
Correspondent Address: C/O EUGENE C. GOODALEPEORIA, IL 61629
Domestic Representative - Not Found
Proceedings - Click to Load
Privacy - Terms
EXHIBIT 3
1/29/2020 Status Search SN 770639
https://tsdr.uspto.gov/#caseNumber=770639&caseSearchType=US_APPLICATION&caseType=DEFAULT&searchType=statusSearch 1/3
STATUS DOCUMENTS MAINTENANCE Back to Search Print
BULK DATA: Since May 7 at 12 a.m., the TSDR Application Programming Interface (API) has not included all information. Images of trademarkregistration certificates issued since July 2016 and some office actions are absent in the API. Customers who need to retrieve a copy of a registrationcertificate or an office action should download it directly from the TSDR documents tab. INTERMITTENT SYSTEM ISSUES: Due to high-volume usage, you may experience intermittent issues on the Trademark Status and Document Retrieval(TSDR) system between 6 – 8 a.m. ET. Refreshing your web browser should resolve the issue. If you still need assistance accessing a document, [email protected] and include your serial number, the document you are looking for, and a screenshot of any error messages you have received.
Generated on: This page was generated by TSDR on 2020-01-29 16:05:01 EST
Mark: CAT
US Serial Number: 72174081 Application Filing Date: Jul. 31, 1963
US Registration Number: 770639 Registration Date: Jun. 02, 1964
Register: Principal
Mark Type: Trademark
TM5 Common StatusDescriptor:
LIVE/REGISTRATION/Issued and Active
The trademark application has been registered with the Office.
Status: The registration has been renewed.
Status Date: May 05, 2014
No Image exists for this case.
Mark Information
Related Properties Information
Goods and Services
Basis Information (Case Level)
Mark Literal Elements: CAT
Standard Character Claim: No
Mark Drawing Type: 1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S)
Claimed Ownership of USRegistrations:
0564272, 0742294
Note:The following symbols indicate that the registrant/owner has amended the goods/services:
Brackets [..] indicate deleted goods/services;Double parenthesis ((..)) identify any goods/services not claimed in a Section 15 affidavit of incontestability; andAsterisks *..* identify additional (new) wording in the goods/services.
For: Motor Trucks, Dump Wagons, Wheel Tractor-Dump Wagon Combinations, Wheel Tractors, and Parts Therefor
International Class(es): 012 U.S Class(es): 019 - Primary Class
Class Status: ACTIVE
Basis: 1(a)
First Use: Feb. 17, 1949 Use in Commerce: Feb. 17, 1949
Filed Use: Yes Currently Use: Yes
Filed ITU: No Currently ITU: No
Filed 44D: No Currently 44E: No Privacy - Terms
1/29/2020 Status Search SN 770639
https://tsdr.uspto.gov/#caseNumber=770639&caseSearchType=US_APPLICATION&caseType=DEFAULT&searchType=statusSearch 2/3
Current Owner(s) Information
Attorney/Correspondence Information
Prosecution History
TM Staff and Location Information
Filed 44E: No Currently 66A: No
Filed 66A: No Currently No Basis: No
Filed No Basis: No
Owner Name: Caterpillar Inc.
Owner Address: 100 N.E. Adams StreetPeoria, ILLINOIS UNITED STATES 61629
Legal Entity Type: CORPORATION State or Country WhereOrganized:
DELAWARE
Attorney of Record
Attorney Name: Whitney Devin Cooke Docket Number: 8407.5129-11
Attorney Primary EmailAddress:
[email protected] Attorney Email Authorized: Yes
Correspondent
CorrespondentName/Address:
Whitney Devin CookeFinnegan, Henderson, Farabow, Garrett & Dunner LLP901 New York Avenue NWWashington, DISTRICT OF COLUMBIA UNITED STATES 20001-4413
Phone: 202.408.4000 Fax: 202.408.4400
Correspondent e-mail: [email protected] Correspondent e-mailAuthorized:
Yes
Domestic Representative - Not Found
Date Description Proceeding Number
May 05, 2014 NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
May 05, 2014 REGISTERED AND RENEWED (THIRD RENEWAL - 10 YRS) 68502
May 05, 2014 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED 68502
Apr. 23, 2014 REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED 68502
May 05, 2014 CASE ASSIGNED TO POST REGISTRATION PARALEGAL 68502
Apr. 23, 2014 TEAS SECTION 8 & 9 RECEIVED
Nov. 14, 2008 CASE FILE IN TICRS
Feb. 27, 2008 ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Feb. 27, 2008 TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Oct. 19, 2006 REVIEW OF CORRESPONDENCE COMPLETE 59315
Apr. 20, 2006 PAPER RECEIVED
Nov. 28, 2003 REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS)
Nov. 28, 2003 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Sep. 24, 2003 REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED
Sep. 24, 2003 TEAS SECTION 8 & 9 RECEIVED
Jul. 17, 2003 PAPER RECEIVED
Jun. 02, 1984 REGISTERED AND RENEWED (FIRST RENEWAL - 20 YRS)
TM Staff Information - None
File Location
Current Location: GENERIC WEB UPDATE Date in Location: May 05, 2014Privacy - Terms
1/29/2020 Status Search SN 770639
https://tsdr.uspto.gov/#caseNumber=770639&caseSearchType=US_APPLICATION&caseType=DEFAULT&searchType=statusSearch 3/3
Assignment Abstract Of Title Information
Summary
Total Assignments: 2 Registrant: Caterpillar Tractor Co.
Assignment 1 of 2
Conveyance: ASSIGNS THE ENTIRE INTEREST AND THE GOODWILL
Reel/Frame: 0531/0979 Pages: 2
Date Recorded: Jul. 10, 1986
Supporting Documents: No Supporting Documents Available
Assignor
Name: CATERPILLAR TRACTOR CO. Execution Date: May 22, 1986
Legal Entity Type: CORPORATION State or Country WhereOrganized:
CALIFORNIA
Assignee
Name: CATERPILLAR INC.
Legal Entity Type: CORPORATION State or Country WhereOrganized:
DELAWARE
Address: 100 N.E. ADAMS ST.PEORIA, ILLINOIS
Correspondent
Correspondent Name: CATERPILLAR, INC.
Correspondent Address: C/O EUGENE C. GOODALEPEORIA, IL 61629
Domestic Representative - Not Found
Assignment 2 of 2
Conveyance: CHANGE OF NAME
Reel/Frame: 2794/0516 Pages: 3
Date Recorded: Jul. 17, 2003
Supporting Documents: assignment-tm-2794-0516.pdf
Assignor
Name: CATERPILLAR TRACTOR CO. Execution Date: Jul. 02, 2003
Legal Entity Type: CORPORATION State or Country WhereOrganized:
No Place Where Organized Found
Assignee
Name: CATERPILLAR INC.
Legal Entity Type: CORPORATION State or Country WhereOrganized:
DELAWARE
Address: 100 N.E. ADAMS ST.PEORIA, ILLINOIS 61629-9620
Correspondent
Correspondent Name: GENE BOLMARCICH
Correspondent Address: 100 N.E. ADAMS ST.PEORIA, IL 61629-9620
Domestic Representative - Not Found
Conveyance Filter
Proceedings - Click to Load
Privacy - Terms
EXHIBIT 4
1/29/2020 Status Search SN 984444
https://tsdr.uspto.gov/#caseNumber=984444&caseSearchType=US_APPLICATION&caseType=DEFAULT&searchType=statusSearch 1/3
STATUS DOCUMENTS MAINTENANCE Back to Search Print
BULK DATA: Since May 7 at 12 a.m., the TSDR Application Programming Interface (API) has not included all information. Images of trademarkregistration certificates issued since July 2016 and some office actions are absent in the API. Customers who need to retrieve a copy of a registrationcertificate or an office action should download it directly from the TSDR documents tab. INTERMITTENT SYSTEM ISSUES: Due to high-volume usage, you may experience intermittent issues on the Trademark Status and Document Retrieval(TSDR) system between 6 – 8 a.m. ET. Refreshing your web browser should resolve the issue. If you still need assistance accessing a document, [email protected] and include your serial number, the document you are looking for, and a screenshot of any error messages you have received.
Generated on: This page was generated by TSDR on 2020-01-29 16:06:57 EST
Mark: CAT
US Serial Number: 72452924 Application Filing Date: Mar. 29, 1973
US Registration Number: 984444 Registration Date: May 21, 1974
Register: Principal
Mark Type: Trademark
TM5 Common StatusDescriptor:
LIVE/REGISTRATION/Issued and Active
The trademark application has been registered with the Office.
Status: The registration has been renewed.
Status Date: Apr. 08, 2014
Mark Information
Related Properties Information
Goods and Services
Basis Information (Case Level)
Mark Literal Elements: CAT
Standard Character Claim: No
Mark Drawing Type: 1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S)
Claimed Ownership of USRegistrations:
0564272, 0770639
Note:The following symbols indicate that the registrant/owner has amended the goods/services:
Brackets [..] indicate deleted goods/services;Double parenthesis ((..)) identify any goods/services not claimed in a Section 15 affidavit of incontestability; andAsterisks *..* identify additional (new) wording in the goods/services.
For: LIFT TRUCKS, AND ENGINES, ATTACHMENTS AND PARTS THEREFOR
International Class(es): 007 U.S Class(es): 023 - Primary Class
Class Status: ACTIVE
Basis: 1(a)
First Use: Jan. 30, 1973 Use in Commerce: Jan. 30, 1973
Filed Use: Yes Currently Use: Yes
Filed ITU: No Currently ITU: No
Filed 44D: No Currently 44E: No
Filed 44E: No Currently 66A: No
Filed 66A: No Currently No Basis: No Privacy - Terms
1/29/2020 Status Search SN 984444
https://tsdr.uspto.gov/#caseNumber=984444&caseSearchType=US_APPLICATION&caseType=DEFAULT&searchType=statusSearch 2/3
Current Owner(s) Information
Attorney/Correspondence Information
Prosecution History
TM Staff and Location Information
Filed No Basis: No
Owner Name: CATERPILLAR INC.
Owner Address: 100 N.E. ADAMS ST.PEORIA, ILLINOIS UNITED STATES 61629
Legal Entity Type: CORPORATION State or Country WhereOrganized:
DELAWARE
Attorney of Record
Attorney Name: Whitney Devin Cooke Docket Number: 8407.5129-08
Attorney Primary EmailAddress:
[email protected] Attorney Email Authorized: Yes
Correspondent
CorrespondentName/Address:
Whitney Devin CookeFinnegan, Henderson, Farabow, Garrett & Dunner, LL901 New York Avenue NWWashington, DISTRICT OF COLUMBIA UNITED STATES 20001-4413
Phone: 202.408.4000 Fax: 202.408.4400
Correspondent e-mail: [email protected] Correspondent e-mailAuthorized:
Yes
Domestic Representative - Not Found
Date Description Proceeding Number
May 20, 2014 NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Apr. 08, 2014 NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Apr. 08, 2014 REGISTERED AND RENEWED (THIRD RENEWAL - 10 YRS) 76985
Apr. 08, 2014 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED 76985
Mar. 12, 2014 REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED 76985
Apr. 08, 2014 CASE ASSIGNED TO POST REGISTRATION PARALEGAL 76985
Mar. 12, 2014 TEAS SECTION 8 & 9 RECEIVED
Aug. 06, 2008 CASE FILE IN TICRS
Feb. 27, 2008 ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Feb. 27, 2008 TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Oct. 18, 2006 REVIEW OF CORRESPONDENCE COMPLETE 59315
Apr. 20, 2006 PAPER RECEIVED
Sep. 30, 2003 REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS)
Sep. 30, 2003 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Jul. 02, 2003 REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED
Jul. 02, 2003 TEAS SECTION 8 & 9 RECEIVED
Jul. 20, 1994 REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Apr. 26, 1994 REGISTERED - SEC. 9 FILED/CHECK RECORD FOR SEC. 8
Apr. 21, 1980 REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
TM Staff Information - None
File Location
Current Location: POST REGISTRATION Date in Location: May 20, 2014 Privacy - Terms
1/29/2020 Status Search SN 984444
https://tsdr.uspto.gov/#caseNumber=984444&caseSearchType=US_APPLICATION&caseType=DEFAULT&searchType=statusSearch 3/3
Assignment Abstract Of Title Information
Summary
Total Assignments: 1 Registrant: CATERPILLAR TRACTOR CO.
Assignment 1 of 1
Conveyance: ASSIGNS THE ENTIRE INTEREST AND THE GOODWILL
Reel/Frame: 0531/0979 Pages: 2
Date Recorded: Jul. 10, 1986
Supporting Documents: No Supporting Documents Available
Assignor
Name: CATERPILLAR TRACTOR CO. Execution Date: May 22, 1986
Legal Entity Type: CORPORATION State or Country WhereOrganized:
CALIFORNIA
Assignee
Name: CATERPILLAR INC.
Legal Entity Type: CORPORATION State or Country WhereOrganized:
DELAWARE
Address: 100 N.E. ADAMS ST.PEORIA, ILLINOIS
Correspondent
Correspondent Name: CATERPILLAR, INC.
Correspondent Address: C/O EUGENE C. GOODALEPEORIA, IL 61629
Domestic Representative - Not Found
Conveyance Filter
Proceedings - Click to Load
Privacy - Terms
EXHIBIT 5
1/29/2020 Status Search SN 1023137
https://tsdr.uspto.gov/#caseNumber=1023137&caseSearchType=US_APPLICATION&caseType=DEFAULT&searchType=statusSearch 1/3
STATUS DOCUMENTS MAINTENANCE Back to Search Print
BULK DATA: Since May 7 at 12 a.m., the TSDR Application Programming Interface (API) has not included all information. Images of trademarkregistration certificates issued since July 2016 and some office actions are absent in the API. Customers who need to retrieve a copy of a registrationcertificate or an office action should download it directly from the TSDR documents tab. INTERMITTENT SYSTEM ISSUES: Due to high-volume usage, you may experience intermittent issues on the Trademark Status and Document Retrieval(TSDR) system between 6 – 8 a.m. ET. Refreshing your web browser should resolve the issue. If you still need assistance accessing a document, [email protected] and include your serial number, the document you are looking for, and a screenshot of any error messages you have received.
Generated on: This page was generated by TSDR on 2020-01-29 16:11:09 EST
Mark: CAT
US Serial Number: 73001719 Application Filing Date: Sep. 24, 1973
US Registration Number: 1023137 Registration Date: Oct. 21, 1975
Register: Principal
Mark Type: Trademark
TM5 Common StatusDescriptor:
LIVE/REGISTRATION/Issued and Active
The trademark application has been registered with the Office.
Status: The registration has been renewed.
Status Date: May 28, 2015
No Image exists for this case.
Mark Information
Related Properties Information
Goods and Services
Basis Information (Case Level)
Mark Literal Elements: CAT
Standard Character Claim: No
Mark Drawing Type: 1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S)
Claimed Ownership of USRegistrations:
0564272
Note:The following symbols indicate that the registrant/owner has amended the goods/services:
Brackets [..] indicate deleted goods/services;Double parenthesis ((..)) identify any goods/services not claimed in a Section 15 affidavit of incontestability; andAsterisks *..* identify additional (new) wording in the goods/services.
For: BATTERIES, FUSES, ELECTRICAL CABLES, CONDUITS, FASTENERS AND TERMINALS; SWITCHES, ENGINE STARTING SYSTEMS,SPARK PLUGS, SPARK PLUG FIRING INDICATORS, LOAD SIGNAL SYSTEMS, FLASHERS, BRAKE ACCUMULATOR BUZZERS, LOWAIR PRESSURE ALARMS, TURN SIGNAL FLASHERS, SPEEDOMETERS, ODOMETERS, TIRE WEAR GAUGES, TIRE PRESSUREGAUGES, HYDRAULIC SYSTEM FILTER INDICATORS, AIR CLEANER SERVICE INDICATORS, FUEL PRESSURE GAUGES, ENGINEOIL PRESSURE GAUGES, TORQUE CONVERTER TEMPERATURE GAUGES, WATER TEMPERATURE GAUGES, AND SERVICEMETERS
International Class(es): 009 - Primary Class U.S Class(es): 021, 026
Class Status: ACTIVE
Basis: 1(a)
First Use: Aug. 01, 1966 Use in Commerce: Aug. 01, 1966
Privacy - Terms
1/29/2020 Status Search SN 1023137
https://tsdr.uspto.gov/#caseNumber=1023137&caseSearchType=US_APPLICATION&caseType=DEFAULT&searchType=statusSearch 2/3
Current Owner(s) Information
Attorney/Correspondence Information
Prosecution History
TM Staff and Location Information
Filed Use: Yes Currently Use: Yes
Filed ITU: No Currently ITU: No
Filed 44D: No Currently 44E: No
Filed 44E: No Currently 66A: No
Filed 66A: No Currently No Basis: No
Filed No Basis: No
Owner Name: CATERPILLAR INC.
Owner Address: 100 N.E. ADAMS ST.PEORIA, ILLINOIS UNITED STATES 61629
Legal Entity Type: CORPORATION State or Country WhereOrganized:
DELAWARE
Attorney of Record
Attorney Name: Christopher P. Foley Docket Number: 8407.5129-07
Attorney Primary EmailAddress:
[email protected] Attorney Email Authorized: Yes
Correspondent
CorrespondentName/Address:
Christopher P. FoleyFinnegan Henderson Farabow Garrett & Dunner, LLP901 New Yor Avenue NWWashington, DISTRICT OF COLUMBIA UNITED STATES 20001-4413
Phone: 202-408-4000 Fax: 202.408.4400
Correspondent e-mail: [email protected] Correspondent e-mailAuthorized:
Yes
Domestic Representative - Not Found
Date Description Proceeding Number
May 28, 2015 NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
May 28, 2015 REGISTERED AND RENEWED (THIRD RENEWAL - 10 YRS) 76293
May 28, 2015 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED 76293
May 06, 2015 TEAS SECTION 8 & 9 RECEIVED
Feb. 27, 2008 ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Feb. 27, 2008 TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Oct. 30, 2007 CASE FILE IN TICRS
Feb. 14, 2005 REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS)
Feb. 14, 2005 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Jan. 31, 2005 REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED
Jan. 31, 2005 TEAS SECTION 8 & 9 RECEIVED
Nov. 02, 1995 REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Aug. 21, 1995 POST REGISTRATION ACTION CORRECTION
Aug. 21, 1995 REGISTERED - SEC. 9 FILED/CHECK RECORD FOR SEC. 8
Nov. 02, 1981 REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
TM Staff Information - None Privacy - Terms
1/29/2020 Status Search SN 1023137
https://tsdr.uspto.gov/#caseNumber=1023137&caseSearchType=US_APPLICATION&caseType=DEFAULT&searchType=statusSearch 3/3
Assignment Abstract Of Title Information
File Location
Current Location: GENERIC WEB UPDATE Date in Location: May 28, 2015
Summary
Total Assignments: 1 Registrant: CATERPILLAR TRACTOR CO.
Assignment 1 of 1
Conveyance: ASSIGNS THE ENTIRE INTEREST AND THE GOODWILL
Reel/Frame: 0531/0979 Pages: 2
Date Recorded: Jul. 10, 1986
Supporting Documents: No Supporting Documents Available
Assignor
Name: CATERPILLAR TRACTOR CO. Execution Date: May 22, 1986
Legal Entity Type: CORPORATION State or Country WhereOrganized:
CALIFORNIA
Assignee
Name: CATERPILLAR INC.
Legal Entity Type: CORPORATION State or Country WhereOrganized:
DELAWARE
Address: 100 N.E. ADAMS ST.PEORIA, ILLINOIS
Correspondent
Correspondent Name: CATERPILLAR, INC.
Correspondent Address: C/O EUGENE C. GOODALEPEORIA, IL 61629
Domestic Representative - Not Found
Conveyance Filter
Proceedings - Click to Load
Privacy - Terms
EXHIBIT 6
1/29/2020 Status Search SN 1275103
https://tsdr.uspto.gov/#caseNumber=1275103&caseSearchType=US_APPLICATION&caseType=DEFAULT&searchType=statusSearch 1/3
STATUS DOCUMENTS MAINTENANCE Back to Search Print
BULK DATA: Since May 7 at 12 a.m., the TSDR Application Programming Interface (API) has not included all information. Images of trademarkregistration certificates issued since July 2016 and some office actions are absent in the API. Customers who need to retrieve a copy of a registrationcertificate or an office action should download it directly from the TSDR documents tab. INTERMITTENT SYSTEM ISSUES: Due to high-volume usage, you may experience intermittent issues on the Trademark Status and Document Retrieval(TSDR) system between 6 – 8 a.m. ET. Refreshing your web browser should resolve the issue. If you still need assistance accessing a document, [email protected] and include your serial number, the document you are looking for, and a screenshot of any error messages you have received.
Generated on: This page was generated by TSDR on 2020-01-29 16:37:01 EST
Mark: CAT
US Serial Number: 73392835 Application Filing Date: Sep. 29, 1982
US Registration Number: 1275103 Registration Date: Apr. 24, 1984
Register: Principal
Mark Type: Trademark
TM5 Common StatusDescriptor:
LIVE/REGISTRATION/Issued and Active
The trademark application has been registered with the Office.
Status: The registration has been renewed.
Status Date: Mar. 29, 2014
Publication Date: Jan. 31, 1984
No Image exists for this case.
Mark Information
Related Properties Information
Goods and Services
Mark Literal Elements: CAT
Standard Character Claim: No
Mark Drawing Type: 1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S)
Claimed Ownership of USRegistrations:
0564272, 0742294 and others
Note:The following symbols indicate that the registrant/owner has amended the goods/services:
Brackets [..] indicate deleted goods/services;Double parenthesis ((..)) identify any goods/services not claimed in a Section 15 affidavit of incontestability; andAsterisks *..* identify additional (new) wording in the goods/services.
For: Note Pads, Stationery Type Portfolios, Pencils, Pens, and Decals
International Class(es): 016 - Primary Class U.S Class(es): 037, 038
Class Status: ACTIVE
Basis: 1(a)
First Use: Jan. 1970 Use in Commerce: Jan. 1970
For: Golf Balls, Tees and Tennis Balls
International Class(es): 028 - Primary Class U.S Class(es): 022
Class Status: SECTION 8 - CANCELLED
Basis: 1(a)Privacy - Terms
1/29/2020 Status Search SN 1275103
https://tsdr.uspto.gov/#caseNumber=1275103&caseSearchType=US_APPLICATION&caseType=DEFAULT&searchType=statusSearch 2/3
Basis Information (Case Level)
Current Owner(s) Information
Attorney/Correspondence Information
Prosecution History
First Use: Jan. 1970 Use in Commerce: Jan. 1970
Filed Use: Yes Currently Use: Yes
Filed ITU: No Currently ITU: No
Filed 44D: No Currently 44E: No
Filed 44E: No Currently 66A: No
Filed 66A: No Currently No Basis: No
Filed No Basis: No
Owner Name: CATERPILLAR INC.
Owner Address: 100 NE ADAMS STPEORIA, ILLINOIS UNITED STATES 61629
Legal Entity Type: CORPORATION State or Country WhereOrganized:
DELAWARE
Attorney of Record
Attorney Name: Whitney Devin Cooke Docket Number: 8407.5129-05
Attorney Primary EmailAddress:
[email protected] Attorney Email Authorized: Yes
Correspondent
CorrespondentName/Address:
Whitney Devin CookeFinnegan, Henderson, Farabow, Garrett & Dunner LLP901 New York Avenue NWWashington, DISTRICT OF COLUMBIA UNITED STATES 20001-4413
Phone: 202.408.4000 Fax: 202.408.4400
Correspondent e-mail: [email protected] Correspondent e-mailAuthorized:
Yes
Domestic Representative - Not Found
Date Description Proceeding Number
Mar. 29, 2014 NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Mar. 29, 2014 REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS) 66607
Mar. 29, 2014 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED 66607
Mar. 28, 2014 REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED 66607
Mar. 28, 2014 TEAS SECTION 8 & 9 RECEIVED
May 06, 2008 CASE FILE IN TICRS
Feb. 27, 2008 ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Feb. 27, 2008 TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Jul. 19, 2003 REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Jul. 19, 2003 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
May 09, 2003 REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED
May 08, 2003 TEAS SECTION 8 & 9 RECEIVED
Jul. 09, 1990 REGISTERED - PARTIAL SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Apr. 23, 1990 REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED
Jan. 31, 1984 PUBLISHED FOR OPPOSITION Privacy - Terms
1/29/2020 Status Search SN 1275103
https://tsdr.uspto.gov/#caseNumber=1275103&caseSearchType=US_APPLICATION&caseType=DEFAULT&searchType=statusSearch 3/3
TM Staff and Location Information
Assignment Abstract Of Title Information
Apr. 24, 1984 REGISTERED-PRINCIPAL REGISTER
Dec. 19, 1983 NOTICE OF PUBLICATION
Dec. 16, 1983 NOTICE OF PUBLICATION
Dec. 14, 1983 NOTICE OF PUBLICATION
Oct. 26, 1983 APPROVED FOR PUB - PRINCIPAL REGISTER
Oct. 17, 1983 CORRESPONDENCE RECEIVED IN LAW OFFICE
Apr. 29, 1983 NON-FINAL ACTION MAILED
Apr. 21, 1983 ASSIGNED TO EXAMINER
TM Staff Information - None
File Location
Current Location: GENERIC WEB UPDATE Date in Location: Mar. 29, 2014
Summary
Total Assignments: 1 Registrant: Caterpillar Tractor Co.
Assignment 1 of 1
Conveyance: ASSIGNS THE ENTIRE INTEREST AND THE GOODWILL
Reel/Frame: 0531/0979 Pages: 2
Date Recorded: Jul. 10, 1986
Supporting Documents: No Supporting Documents Available
Assignor
Name: CATERPILLAR TRACTOR CO. Execution Date: May 22, 1986
Legal Entity Type: CORPORATION State or Country WhereOrganized:
CALIFORNIA
Assignee
Name: CATERPILLAR INC.
Legal Entity Type: CORPORATION State or Country WhereOrganized:
DELAWARE
Address: 100 N.E. ADAMS ST.PEORIA, ILLINOIS
Correspondent
Correspondent Name: CATERPILLAR, INC.
Correspondent Address: C/O EUGENE C. GOODALEPEORIA, IL 61629
Domestic Representative - Not Found
Conveyance Filter
Proceedings - Click to Load
Privacy - Terms
EXHIBIT 7
1/29/2020 Status Search SN 1265041
https://tsdr.uspto.gov/#caseNumber=1265041&caseSearchType=US_APPLICATION&caseType=DEFAULT&searchType=statusSearch 1/3
STATUS DOCUMENTS MAINTENANCE Back to Search Print
BULK DATA: Since May 7 at 12 a.m., the TSDR Application Programming Interface (API) has not included all information. Images of trademarkregistration certificates issued since July 2016 and some office actions are absent in the API. Customers who need to retrieve a copy of a registrationcertificate or an office action should download it directly from the TSDR documents tab. INTERMITTENT SYSTEM ISSUES: Due to high-volume usage, you may experience intermittent issues on the Trademark Status and Document Retrieval(TSDR) system between 6 – 8 a.m. ET. Refreshing your web browser should resolve the issue. If you still need assistance accessing a document, [email protected] and include your serial number, the document you are looking for, and a screenshot of any error messages you have received.
Generated on: This page was generated by TSDR on 2020-01-29 17:35:11 EST
Mark: CAT
US Serial Number: 73392836 Application Filing Date: Sep. 29, 1982
US Registration Number: 1265041 Registration Date: Jan. 24, 1984
Register: Principal
Mark Type: Trademark
TM5 Common StatusDescriptor:
LIVE/REGISTRATION/Issued and Active
The trademark application has been registered with the Office.
Status: The registration has been renewed.
Status Date: Feb. 12, 2014
Publication Date: Nov. 01, 1983
No Image exists for this case.
Mark Information
Related Properties Information
Goods and Services
Mark Literal Elements: CAT
Standard Character Claim: No
Mark Drawing Type: 1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S)
Claimed Ownership of USRegistrations:
05642720, 07422940 and others
Note:The following symbols indicate that the registrant/owner has amended the goods/services:
Brackets [..] indicate deleted goods/services;Double parenthesis ((..)) identify any goods/services not claimed in a Section 15 affidavit of incontestability; andAsterisks *..* identify additional (new) wording in the goods/services.
For: Glasses, Cups and Coasters
International Class(es): 021 - Primary Class U.S Class(es): 002, 033
Class Status: ACTIVE
Basis: 1(a)
First Use: Jan. 1970 Use in Commerce: Jan. 1970
For: Cloth, Iron-On, Sew-On and Pressure-Sensitive Patches
International Class(es): 026 - Primary Class U.S Class(es): 040
Class Status: ACTIVE
Basis: 1(a)Privacy - Terms
1/29/2020 Status Search SN 1265041
https://tsdr.uspto.gov/#caseNumber=1265041&caseSearchType=US_APPLICATION&caseType=DEFAULT&searchType=statusSearch 2/3
Basis Information (Case Level)
Current Owner(s) Information
Attorney/Correspondence Information
Prosecution History
First Use: Jan. 1970 Use in Commerce: Jan. 1970
Filed Use: Yes Currently Use: Yes
Filed ITU: No Currently ITU: No
Filed 44D: No Currently 44E: No
Filed 44E: No Currently 66A: No
Filed 66A: No Currently No Basis: No
Filed No Basis: No
Owner Name: CATERPILLAR INC.
Owner Address: 100 N.E. ADAMS STPEORIA, ILLINOIS UNITED STATES 616299620
Legal Entity Type: CORPORATION State or Country WhereOrganized:
DELAWARE
Attorney of Record
Attorney Name: Jonathan M. Gelchinsky Docket Number: 8407.5129-04
Attorney Primary EmailAddress:
[email protected] Attorney Email Authorized: Yes
Correspondent
CorrespondentName/Address:
JONATHAN M. GELCHINSKYFINNEGAN, HENDERSON, FARABOW, GARRETT &901 NEW YORK AVENUE NWWASHINGTON, DISTRICT OF COLUMBIA UNITED STATES 20001-4413
Phone: 202.408.4000 Fax: 202.408.4400
Correspondent e-mail: [email protected] Correspondent e-mailAuthorized:
Yes
Domestic Representative - Not Found
Date Description Proceeding Number
Feb. 12, 2014 NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Feb. 12, 2014 REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS) 66607
Feb. 12, 2014 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED 66607
Jan. 13, 2014 REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED 66607
Feb. 11, 2014 CASE ASSIGNED TO POST REGISTRATION PARALEGAL 66607
Jan. 13, 2014 TEAS SECTION 8 & 9 RECEIVED
May 12, 2008 CASE FILE IN TICRS
Feb. 27, 2008 ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Feb. 27, 2008 TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
May 02, 2003 REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
May 02, 2003 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Feb. 20, 2003 REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED
Feb. 20, 2003 TEAS SECTION 8 & 9 RECEIVED
Apr. 13, 1990 REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Jan. 22, 1990 REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED Privacy - Terms
1/29/2020 Status Search SN 1265041
https://tsdr.uspto.gov/#caseNumber=1265041&caseSearchType=US_APPLICATION&caseType=DEFAULT&searchType=statusSearch 3/3
TM Staff and Location Information
Assignment Abstract Of Title Information
Nov. 01, 1983 PUBLISHED FOR OPPOSITION
Jan. 24, 1984 REGISTERED-PRINCIPAL REGISTER
Nov. 01, 1983 PUBLISHED FOR OPPOSITION
Nov. 01, 1983 PUBLISHED FOR OPPOSITION
Sep. 20, 1983 NOTICE OF PUBLICATION
Sep. 19, 1983 NOTICE OF PUBLICATION
Sep. 16, 1983 NOTICE OF PUBLICATION
Sep. 15, 1983 NOTICE OF PUBLICATION
Aug. 05, 1983 APPROVED FOR PUB - PRINCIPAL REGISTER
Aug. 04, 1983 ASSIGNED TO EXAMINER
TM Staff Information - None
File Location
Current Location: GENERIC WEB UPDATE Date in Location: Feb. 12, 2014
Summary
Total Assignments: 1 Registrant: Caterpillar Tractor Co.
Assignment 1 of 1
Conveyance: ASSIGNS THE ENTIRE INTEREST AND THE GOODWILL
Reel/Frame: 0531/0979 Pages: 2
Date Recorded: Jul. 10, 1986
Supporting Documents: No Supporting Documents Available
Assignor
Name: CATERPILLAR TRACTOR CO. Execution Date: May 22, 1986
Legal Entity Type: CORPORATION State or Country WhereOrganized:
CALIFORNIA
Assignee
Name: CATERPILLAR INC.
Legal Entity Type: CORPORATION State or Country WhereOrganized:
DELAWARE
Address: 100 N.E. ADAMS ST.PEORIA, ILLINOIS
Correspondent
Correspondent Name: CATERPILLAR, INC.
Correspondent Address: C/O EUGENE C. GOODALEPEORIA, IL 61629
Domestic Representative - Not Found
Conveyance Filter
Proceedings - Click to Load
Privacy - Terms
EXHIBIT 8
1/29/2020 Status Search SN 1579437
https://tsdr.uspto.gov/#caseNumber=1579437&caseSearchType=US_APPLICATION&caseType=DEFAULT&searchType=statusSearch 1/3
STATUS DOCUMENTS MAINTENANCE Back to Search Print
BULK DATA: Since May 7 at 12 a.m., the TSDR Application Programming Interface (API) has not included all information. Images of trademarkregistration certificates issued since July 2016 and some office actions are absent in the API. Customers who need to retrieve a copy of a registrationcertificate or an office action should download it directly from the TSDR documents tab. INTERMITTENT SYSTEM ISSUES: Due to high-volume usage, you may experience intermittent issues on the Trademark Status and Document Retrieval(TSDR) system between 6 – 8 a.m. ET. Refreshing your web browser should resolve the issue. If you still need assistance accessing a document, [email protected] and include your serial number, the document you are looking for, and a screenshot of any error messages you have received.
Generated on: This page was generated by TSDR on 2020-01-29 17:38:24 EST
Mark: CAT
US Serial Number: 73762371 Application Filing Date: Nov. 07, 1988
US Registration Number: 1579437 Registration Date: Jan. 23, 1990
Register: Principal
Mark Type: Service Mark
TM5 Common StatusDescriptor:
LIVE/REGISTRATION/Issued and Active
The trademark application has been registered with the Office.
Status: The registration has been renewed.
Status Date: Oct. 06, 2009
Publication Date: Oct. 31, 1989
Mark Information
Related Properties Information
Goods and Services
Mark Literal Elements: CAT
Standard Character Claim: No
Mark Drawing Type: 3 - AN ILLUSTRATION DRAWING WHICH INCLUDES WORD(S)/ LETTER(S)/NUMBER(S)
Design Search Code(s): 26.05.21 - Triangles that are completely or partially shaded 27.03.01 - Geometric figures forming letters, numerals or punctuation
Claimed Ownership of USRegistrations:
0564272, 0778638 and others
Note:The following symbols indicate that the registrant/owner has amended the goods/services:
Brackets [..] indicate deleted goods/services;Double parenthesis ((..)) identify any goods/services not claimed in a Section 15 affidavit of incontestability; andAsterisks *..* identify additional (new) wording in the goods/services.
For: MAINTENANCE AND REPAIR SERVICES IN THE FIELD OF INTERNAL COMBUSTION ENGINES, VEHICLES AND POWEREQUIPMENT; NAMELY TRUCKS, TRACTORS, ENGINES, EARTHMOVING EQUIPMENT, MATER IAL HANDLING EQUIPMENT, PAVINGEQUIPMENT, AGRICULTURAL EQUIPMENT, GENERATORS, AND CONTROL UNITS FOR THE AFOREMENTIONED
International Class(es): 037 - Primary Class U.S Class(es): 103
Class Status: ACTIVE
Basis: 1(a)
First Use: Oct. 20, 1988 Use in Commerce: Oct. 20, 1988 Privacy - Terms
1/29/2020 Status Search SN 1579437
https://tsdr.uspto.gov/#caseNumber=1579437&caseSearchType=US_APPLICATION&caseType=DEFAULT&searchType=statusSearch 2/3
Basis Information (Case Level)
Current Owner(s) Information
Attorney/Correspondence Information
Prosecution History
Filed Use: Yes Currently Use: Yes
Filed ITU: No Currently ITU: No
Filed 44D: No Currently 44E: No
Filed 44E: No Currently 66A: No
Filed 66A: No Currently No Basis: No
Filed No Basis: No
Owner Name: CATERPILLAR INC.
Owner Address: 100 N. E. ADAMS STREETPEORIA, ILLINOIS UNITED STATES 61629
Legal Entity Type: CORPORATION State or Country WhereOrganized:
DELAWARE
Attorney of Record
Attorney Name: Christie Baty Heinze Docket Number: 8407.5131-12
Attorney Primary EmailAddress:
[email protected] Attorney Email Authorized: Yes
Correspondent
CorrespondentName/Address:
CHRISTIE BATY HEINZEFINNEGAN, HENDERSON, FARABOW, ETAL901 NEW YORK AVENUE NWWASHINGTON, DISTRICT OF COLUMBIA UNITED STATES 20001-4413
Phone: 202-408-4000 Fax: 202.408.4400
Correspondent e-mail: [email protected] Correspondent e-mailAuthorized:
Yes
Domestic Representative - Not Found
Date Description Proceeding Number
Jan. 23, 2019 COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Oct. 06, 2009 REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS) 59807
Oct. 06, 2009 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Sep. 10, 2009 ASSIGNED TO PARALEGAL 59807
Sep. 01, 2009 TEAS SECTION 8 & 9 RECEIVED
Dec. 11, 2008 CASE FILE IN TICRS
Feb. 27, 2008 ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Feb. 27, 2008 TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Jun. 19, 2000 REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Jun. 19, 2000 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Nov. 24, 1999 REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED
Jul. 03, 1996 REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Jan. 18, 1996 REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED
Jan. 23, 1990 REGISTERED-PRINCIPAL REGISTER
Oct. 31, 1989 PUBLISHED FOR OPPOSITION
Sep. 30, 1989 NOTICE OF PUBLICATION
Aug. 30, 1989 APPROVED FOR PUB - PRINCIPAL REGISTER Privacy - Terms
1/29/2020 Status Search SN 1579437
https://tsdr.uspto.gov/#caseNumber=1579437&caseSearchType=US_APPLICATION&caseType=DEFAULT&searchType=statusSearch 3/3
TM Staff and Location Information
Assignment Abstract Of Title Information - None recorded
Aug. 18, 1989 CORRESPONDENCE RECEIVED IN LAW OFFICE
Feb. 21, 1989 NON-FINAL ACTION MAILED
Jan. 27, 1989 ASSIGNED TO EXAMINER 63031
Jan. 10, 1989 ASSIGNED TO EXAMINER 62841
TM Staff Information - None
File Location
Current Location: GENERIC WEB UPDATE Date in Location: Oct. 06, 2009
Proceedings - Click to Load
Privacy - Terms
EXHIBIT 9
1/29/2020 Status Search SN 2158375
https://tsdr.uspto.gov/#caseNumber=2158375&caseSearchType=US_APPLICATION&caseType=DEFAULT&searchType=statusSearch 1/3
STATUS DOCUMENTS MAINTENANCE Back to Search Print
BULK DATA: Since May 7 at 12 a.m., the TSDR Application Programming Interface (API) has not included all information. Images of trademarkregistration certificates issued since July 2016 and some office actions are absent in the API. Customers who need to retrieve a copy of a registrationcertificate or an office action should download it directly from the TSDR documents tab. INTERMITTENT SYSTEM ISSUES: Due to high-volume usage, you may experience intermittent issues on the Trademark Status and Document Retrieval(TSDR) system between 6 – 8 a.m. ET. Refreshing your web browser should resolve the issue. If you still need assistance accessing a document, [email protected] and include your serial number, the document you are looking for, and a screenshot of any error messages you have received.
Generated on: This page was generated by TSDR on 2020-01-29 17:51:47 EST
Mark: CAT
US Serial Number: 75205498 Application Filing Date: Nov. 29, 1996
US Registration Number: 2158375 Registration Date: May 19, 1998
Register: Principal
Mark Type: Trademark
TM5 Common StatusDescriptor:
LIVE/REGISTRATION/Issued and Active
The trademark application has been registered with the Office.
Status: The registration has been renewed.
Status Date: Mar. 19, 2018
Publication Date: Feb. 24, 1998
Mark Information
Related Properties Information
Goods and Services
Mark Literal Elements: CAT
Standard Character Claim: No
Mark Drawing Type: 3 - AN ILLUSTRATION DRAWING WHICH INCLUDES WORD(S)/ LETTER(S)/NUMBER(S)
Design Search Code(s): 26.05.21 - Triangles that are completely or partially shaded 27.03.01 - Geometric figures forming letters, numerals or punctuation
Note:The following symbols indicate that the registrant/owner has amended the goods/services:
Brackets [..] indicate deleted goods/services;Double parenthesis ((..)) identify any goods/services not claimed in a Section 15 affidavit of incontestability; andAsterisks *..* identify additional (new) wording in the goods/services.
For: watches, clocks, cuff links, tie tacks,[ tie bars, ] [ bracelets, pendants, ] belt buckles of precious metal, [ earrings, charms, ] key chains, [ stickpins, ] lapel pins, [ necklaces, watch fobs, ] alarm clocks, wall clocks, watch bands, belt buckles, watch cases,[ jewelry chains, watch chains,charms, ] chronographs for use as watches, chronometers, [ cigarette holders, ear clips, ] tie clips, [ costume jewelry, ] jewelry, cigarettelighters of precious metal, [ necktie fasteners, ] ornamental pins, pocket watches, [ rings, ] stop watches, watch straps, [ tie fasteners, ] tiepins, [ watch movements, ] parts for watches
International Class(es): 014 - Primary Class U.S Class(es): 002, 027, 028, 050
Class Status: ACTIVE
Basis: 1(a)
First Use: Apr. 1990 Use in Commerce: Apr. 1990Privacy - Terms
1/29/2020 Status Search SN 2158375
https://tsdr.uspto.gov/#caseNumber=2158375&caseSearchType=US_APPLICATION&caseType=DEFAULT&searchType=statusSearch 2/3
Basis Information (Case Level)
Current Owner(s) Information
Attorney/Correspondence Information
Prosecution History
Filed Use: Yes Currently Use: Yes
Filed ITU: No Currently ITU: No
Filed 44D: No Currently 44E: No
Filed 44E: No Currently 66A: No
Filed 66A: No Currently No Basis: No
Filed No Basis: No
Owner Name: Caterpillar Inc.
Owner Address: 100 N.E. Adams StreetPeoria, ILLINOIS UNITED STATES 61629
Legal Entity Type: CORPORATION State or Country WhereOrganized:
DELAWARE
Attorney of Record
Attorney Name: Christopher P. Foley Docket Number: 8407.5131-10
Attorney Primary EmailAddress:
[email protected] Attorney Email Authorized: Yes
Correspondent
CorrespondentName/Address:
Christopher P. FoleyFinnegan, Henderson, Farabow, Garrett & Dunner, LL901 New York Avenue, NWWashington, DISTRICT OF COLUMBIA UNITED STATES 20001
Phone: 202-408-4000 Fax: 202.408.4400
Correspondent e-mail: [email protected]@finnegan.com
Correspondent e-mailAuthorized:
Yes
Domestic Representative - Not Found
Date Description Proceeding Number
Dec. 06, 2018 APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED 88888
Dec. 06, 2018 TEAS CHANGE OF OWNER ADDRESS RECEIVED
Mar. 19, 2018 NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Mar. 19, 2018 REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS) 59136
Mar. 19, 2018 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED 59136
Mar. 17, 2018 CASE ASSIGNED TO POST REGISTRATION PARALEGAL 59136
Mar. 05, 2018 TEAS SECTION 8 & 9 RECEIVED
May 19, 2017 COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Aug. 02, 2008 REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) 59807
Aug. 02, 2008 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Jul. 25, 2008 ASSIGNED TO PARALEGAL 59807
Jul. 14, 2008 TEAS SECTION 8 & 9 RECEIVED
Feb. 27, 2008 ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Feb. 27, 2008 TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Aug. 15, 2007 CASE FILE IN TICRS
Sep. 04, 2003 REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Jun. 24, 2003 REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED Privacy - Terms
1/29/2020 Status Search SN 2158375
https://tsdr.uspto.gov/#caseNumber=2158375&caseSearchType=US_APPLICATION&caseType=DEFAULT&searchType=statusSearch 3/3
TM Staff and Location Information
Assignment Abstract Of Title Information - None recorded
Jun. 23, 2003 TEAS SECTION 8 & 15 RECEIVED
May 19, 1998 REGISTERED-PRINCIPAL REGISTER
Feb. 24, 1998 PUBLISHED FOR OPPOSITION
Jan. 23, 1998 NOTICE OF PUBLICATION
Dec. 08, 1997 APPROVED FOR PUB - PRINCIPAL REGISTER
Dec. 05, 1997 ASSIGNED TO EXAMINER 69800
Dec. 03, 1997 EXAMINER'S AMENDMENT MAILED
Jul. 05, 1997 NON-FINAL ACTION MAILED
Jun. 19, 1997 ASSIGNED TO EXAMINER 69800
TM Staff Information - None
File Location
Current Location: GENERIC WEB UPDATE Date in Location: Mar. 19, 2018
Proceedings - Click to Load
Privacy - Terms
EXHIBIT 10
1/29/2020 Status Search SN 2137147
https://tsdr.uspto.gov/#caseNumber=2137147&caseSearchType=US_APPLICATION&caseType=DEFAULT&searchType=statusSearch 1/3
STATUS DOCUMENTS MAINTENANCE Back to Search Print
BULK DATA: Since May 7 at 12 a.m., the TSDR Application Programming Interface (API) has not included all information. Images of trademarkregistration certificates issued since July 2016 and some office actions are absent in the API. Customers who need to retrieve a copy of a registrationcertificate or an office action should download it directly from the TSDR documents tab. INTERMITTENT SYSTEM ISSUES: Due to high-volume usage, you may experience intermittent issues on the Trademark Status and Document Retrieval(TSDR) system between 6 – 8 a.m. ET. Refreshing your web browser should resolve the issue. If you still need assistance accessing a document, [email protected] and include your serial number, the document you are looking for, and a screenshot of any error messages you have received.
Generated on: This page was generated by TSDR on 2020-01-29 18:03:33 EST
Mark: CAT
US Serial Number: 75236983 Application Filing Date: Feb. 05, 1997
US Registration Number: 2137147 Registration Date: Feb. 17, 1998
Register: Principal
Mark Type: Trademark
TM5 Common StatusDescriptor:
LIVE/REGISTRATION/Issued and Active
The trademark application has been registered with the Office.
Status: The registration has been renewed.
Status Date: Dec. 15, 2017
Publication Date: Nov. 25, 1997
No Image exists for this case.
Mark Information
Goods and Services
Basis Information (Case Level)
Mark Literal Elements: CAT
Standard Character Claim: No
Mark Drawing Type: 1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S)
Note:The following symbols indicate that the registrant/owner has amended the goods/services:
Brackets [..] indicate deleted goods/services;Double parenthesis ((..)) identify any goods/services not claimed in a Section 15 affidavit of incontestability; andAsterisks *..* identify additional (new) wording in the goods/services.
For: industrial oils for engines, transmissions, hydraulic systems, and drive train compartments
International Class(es): 004 - Primary Class U.S Class(es): 001, 006, 015
Class Status: ACTIVE
Basis: 1(a)
First Use: Feb. 02, 1987 Use in Commerce: Feb. 02, 1987
Filed Use: Yes Currently Use: Yes
Filed ITU: No Currently ITU: No
Filed 44D: No Currently 44E: No
Filed 44E: No Currently 66A: No
Filed 66A: No Currently No Basis: NoPrivacy - Terms
1/29/2020 Status Search SN 2137147
https://tsdr.uspto.gov/#caseNumber=2137147&caseSearchType=US_APPLICATION&caseType=DEFAULT&searchType=statusSearch 2/3
Current Owner(s) Information
Attorney/Correspondence Information
Prosecution History
Filed No Basis: No
Owner Name: Caterpillar Inc.
Owner Address: 100 N.E. Adams StreetPeoria, ILLINOIS UNITED STATES 61629
Legal Entity Type: CORPORATION State or Country WhereOrganized:
DELAWARE
Attorney of Record
Attorney Name: Christopher P. Foley Docket Number: 8407.5129-02
Attorney Primary EmailAddress:
[email protected] Attorney Email Authorized: Yes
Correspondent
CorrespondentName/Address:
Christopher P. FoleyFinnegan Henderson Farabow Garrett & Dunner LLP901 New Yor Avenue NWWashington, DISTRICT OF COLUMBIA UNITED STATES 20001-4413
Phone: 202.408.4000 Fax: 202.408.4400
Correspondent e-mail: [email protected]@[email protected]
Correspondent e-mailAuthorized:
Yes
Domestic Representative - Not Found
Date Description Proceeding Number
Dec. 15, 2017 NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Dec. 15, 2017 REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS) 76874
Dec. 15, 2017 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED 76874
Dec. 15, 2017 CASE ASSIGNED TO POST REGISTRATION PARALEGAL 76874
Nov. 17, 2017 TEAS SECTION 8 & 9 RECEIVED
Feb. 27, 2008 ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Feb. 27, 2008 TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Feb. 16, 2008 REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) 68502
Feb. 16, 2008 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Feb. 08, 2008 ASSIGNED TO PARALEGAL 68502
Feb. 06, 2008 TEAS SECTION 8 & 9 RECEIVED
Apr. 09, 2007 CASE FILE IN TICRS
May 15, 2003 REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Apr. 15, 2003 REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED
Feb. 20, 2003 REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED
Feb. 20, 2003 TEAS SECTION 8 & 15 RECEIVED
Feb. 17, 1998 REGISTERED-PRINCIPAL REGISTER
Nov. 25, 1997 PUBLISHED FOR OPPOSITION
Oct. 24, 1997 NOTICE OF PUBLICATION
Sep. 15, 1997 APPROVED FOR PUB - PRINCIPAL REGISTER
Aug. 29, 1997 ASSIGNED TO EXAMINER 69800
Aug. 21, 1997 ASSIGNED TO EXAMINER 74309
Privacy - Terms
1/29/2020 Status Search SN 2137147
https://tsdr.uspto.gov/#caseNumber=2137147&caseSearchType=US_APPLICATION&caseType=DEFAULT&searchType=statusSearch 3/3
TM Staff and Location Information
Assignment Abstract Of Title Information - None recorded
TM Staff Information - None
File Location
Current Location: GENERIC WEB UPDATE Date in Location: Dec. 15, 2017
Proceedings - Click to Load
Privacy - Terms
EXHIBIT 11
1/29/2020 Status Search SN 2140606
https://tsdr.uspto.gov/#caseNumber=2140606&caseSearchType=US_APPLICATION&caseType=DEFAULT&searchType=statusSearch 1/3
STATUS DOCUMENTS MAINTENANCE Back to Search Print
BULK DATA: Since May 7 at 12 a.m., the TSDR Application Programming Interface (API) has not included all information. Images of trademarkregistration certificates issued since July 2016 and some office actions are absent in the API. Customers who need to retrieve a copy of a registrationcertificate or an office action should download it directly from the TSDR documents tab. INTERMITTENT SYSTEM ISSUES: Due to high-volume usage, you may experience intermittent issues on the Trademark Status and Document Retrieval(TSDR) system between 6 – 8 a.m. ET. Refreshing your web browser should resolve the issue. If you still need assistance accessing a document, [email protected] and include your serial number, the document you are looking for, and a screenshot of any error messages you have received.
Generated on: This page was generated by TSDR on 2020-01-29 22:09:55 EST
Mark: CAT
US Serial Number: 75236985 Application Filing Date: Feb. 05, 1997
US Registration Number: 2140606 Registration Date: Mar. 03, 1998
Register: Principal
Mark Type: Trademark
TM5 Common StatusDescriptor:
LIVE/REGISTRATION/Issued and Active
The trademark application has been registered with the Office.
Status: The registration has been renewed.
Status Date: Dec. 19, 2017
Publication Date: Dec. 09, 1997
Mark Information
Goods and Services
Mark Literal Elements: CAT
Standard Character Claim: No
Mark Drawing Type: 3 - AN ILLUSTRATION DRAWING WHICH INCLUDES WORD(S)/ LETTER(S)/NUMBER(S)
Design Search Code(s): 26.05.21 - Triangles that are completely or partially shaded
Note:The following symbols indicate that the registrant/owner has amended the goods/services:
Brackets [..] indicate deleted goods/services;Double parenthesis ((..)) identify any goods/services not claimed in a Section 15 affidavit of incontestability; andAsterisks *..* identify additional (new) wording in the goods/services.
For: machinery for earth moving, earth conditioning and material handling, namely, loaders and engines therefor, and parts for vehicle andinternal combustion engines
International Class(es): 007 - Primary Class U.S Class(es): 013, 019, 021, 023, 031, 034, 035
Class Status: ACTIVE
Basis: 1(a)
First Use: Jul. 13, 1988 Use in Commerce: Oct. 20, 1988
For: vehicles for earth and material hauling and handling, namely, tractors and engines therefor
International Class(es): 012 - Primary Class U.S Class(es): 019, 021, 023, 031, 035, 044
Class Status: ACTIVE
Basis: 1(a)
First Use: Jul. 13, 1988 Use in Commerce: Oct. 20, 1988 Privacy - Terms
1/29/2020 Status Search SN 2140606
https://tsdr.uspto.gov/#caseNumber=2140606&caseSearchType=US_APPLICATION&caseType=DEFAULT&searchType=statusSearch 2/3
Basis Information (Case Level)
Current Owner(s) Information
Attorney/Correspondence Information
Prosecution History
Filed Use: Yes Currently Use: Yes
Filed ITU: No Currently ITU: No
Filed 44D: No Currently 44E: No
Filed 44E: No Currently 66A: No
Filed 66A: No Currently No Basis: No
Filed No Basis: No
Owner Name: Caterpillar Inc.
Owner Address: 100 N.E. Adams StreetPeoria, ILLINOIS UNITED STATES 616296490
Legal Entity Type: CORPORATION State or Country WhereOrganized:
DELAWARE
Attorney of Record
Attorney Name: Christopher P. Foley Docket Number: 8407.5131-11
Attorney Primary EmailAddress:
[email protected] Attorney Email Authorized: Yes
Correspondent
CorrespondentName/Address:
Christopher P. FoleyFinnegan, Henderson, Farabow, Garrett & Dunner LLP100 N.E. Adams StreetPeoria, ILLINOIS UNITED STATES 61629
Phone: 202-408-4000 Fax: 202-408-4400
Correspondent e-mail: [email protected]@[email protected]
Correspondent e-mailAuthorized:
Yes
Domestic Representative - Not Found
Date Description Proceeding Number
Dec. 19, 2017 NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Dec. 19, 2017 REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS) 71359
Dec. 19, 2017 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED 71359
Dec. 19, 2017 CASE ASSIGNED TO POST REGISTRATION PARALEGAL 71359
Nov. 21, 2017 TEAS SECTION 8 & 9 RECEIVED
Mar. 03, 2017 COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Mar. 31, 2008 REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) 73376
Mar. 31, 2008 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Mar. 03, 2008 ASSIGNED TO PARALEGAL 73376
Feb. 29, 2008 TEAS SECTION 8 & 9 RECEIVED
Feb. 27, 2008 ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Feb. 27, 2008 TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Mar. 28, 2007 CASE FILE IN TICRS
Oct. 18, 2006 REVIEW OF CORRESPONDENCE COMPLETE 59315
Apr. 20, 2006 PAPER RECEIVED
Sep. 10, 2003 REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. Privacy - Terms
1/29/2020 Status Search SN 2140606
https://tsdr.uspto.gov/#caseNumber=2140606&caseSearchType=US_APPLICATION&caseType=DEFAULT&searchType=statusSearch 3/3
TM Staff and Location Information
Assignment Abstract Of Title Information - None recorded
Aug. 05, 2003 POST REGISTRATION ACTION MAILED - SEC. 8 & 15
Mar. 28, 2003 REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED
Mar. 28, 2003 TEAS SECTION 8 & 15 RECEIVED
Mar. 03, 1998 REGISTERED-PRINCIPAL REGISTER
Dec. 09, 1997 PUBLISHED FOR OPPOSITION
Nov. 07, 1997 NOTICE OF PUBLICATION
Sep. 25, 1997 APPROVED FOR PUB - PRINCIPAL REGISTER
Sep. 12, 1997 EXAMINER'S AMENDMENT MAILED
Sep. 04, 1997 ASSIGNED TO EXAMINER 74289
TM Staff Information - None
File Location
Current Location: GENERIC WEB UPDATE Date in Location: Dec. 19, 2017
Proceedings - Click to Load
Privacy - Terms
EXHIBIT 12
1/29/2020 Status Search SN 1298364
https://tsdr.uspto.gov/#caseNumber=1298364&caseSearchType=US_APPLICATION&caseType=DEFAULT&searchType=statusSearch 1/4
STATUS DOCUMENTS MAINTENANCE Back to Search Print
BULK DATA: Since May 7 at 12 a.m., the TSDR Application Programming Interface (API) has not included all information. Images of trademarkregistration certificates issued since July 2016 and some office actions are absent in the API. Customers who need to retrieve a copy of a registrationcertificate or an office action should download it directly from the TSDR documents tab. INTERMITTENT SYSTEM ISSUES: Due to high-volume usage, you may experience intermittent issues on the Trademark Status and Document Retrieval(TSDR) system between 6 – 8 a.m. ET. Refreshing your web browser should resolve the issue. If you still need assistance accessing a document, [email protected] and include your serial number, the document you are looking for, and a screenshot of any error messages you have received.
Generated on: This page was generated by TSDR on 2020-01-29 22:12:29 EST
Mark: CAT
US Serial Number: 73392831 Application Filing Date: Sep. 29, 1982
US Registration Number: 1298364 Registration Date: Oct. 02, 1984
Register: Principal
Mark Type: Trademark
TM5 Common StatusDescriptor:
LIVE/REGISTRATION/Issued and Active
The trademark application has been registered with the Office.
Status: The registration has been renewed.
Status Date: Sep. 19, 2014
Publication Date: Jul. 24, 1984
No Image exists for this case.
Mark Information
Related Properties Information
Goods and Services
Mark Literal Elements: CAT
Standard Character Claim: No
Mark Drawing Type: 1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S)
Claimed Ownership of USRegistrations:
0564272, 0742294 and others
Note:The following symbols indicate that the registrant/owner has amended the goods/services:
Brackets [..] indicate deleted goods/services;Double parenthesis ((..)) identify any goods/services not claimed in a Section 15 affidavit of incontestability; andAsterisks *..* identify additional (new) wording in the goods/services.
For: Articles of Nonprecious Metal-Namely, Key Tags, Key Chains [ and Name Plates ]
International Class(es): 006 - Primary Class U.S Class(es): 002, 012, 013, 014, 023, 025, 050
Class Status: ACTIVE
Basis: 1(a)
First Use: Jan. 1970 Use in Commerce: Jan. 1970
For: Articles of Precious Metal-Namely, [ Tie Tacks, ] Belt Buckles, Lapel Pins, Watches [ and Watch Fobs ]
International Class(es): 014 - Primary Class U.S Class(es): 002, 027, 028, 050
Class Status: ACTIVE
Basis: 1(a)Privacy - Terms
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Basis Information (Case Level)
Current Owner(s) Information
Attorney/Correspondence Information
First Use: Jan. 1970 Use in Commerce: Jan. 1970
For: Leather and Imitation Leather Goods-Namely, Business Card Cases, Credit Card Cases, Key Holders, Coin Holders, Briefcases, GarmentBags for Travel, Duffel Bags, Flight Bags, Tote Bags, Umbrellas, Traveling Bags, Purses and Wallets
International Class(es): 018 - Primary Class U.S Class(es): 003, 041
Class Status: ACTIVE
Basis: 1(a)
First Use: Jan. 1970 Use in Commerce: Jan. 1970
For: Work, Sport and Casual Clothing-Namely, Caps, Belts, Ties, Scarves, Headwear, T-Shirts, Shorts, Sweat Pants, Sweat Shirts, Jackets,Vests, Gloves, Mittens, Rain Wear, One-Piece Jump Suits and Socks
International Class(es): 025 - Primary Class U.S Class(es): 039
Class Status: ACTIVE
Basis: 1(a)
First Use: Jan. 1970 Use in Commerce: Jan. 1970
For: Cigarette Lighters [ and Ash Trays ]
International Class(es): 034 - Primary Class U.S Class(es): 002, 008, 009, 017
Class Status: ACTIVE
Basis: 1(a)
First Use: Jan. 1970 Use in Commerce: Jan. 1970
Filed Use: Yes Currently Use: Yes
Filed ITU: No Currently ITU: No
Filed 44D: No Currently 44E: No
Filed 44E: No Currently 66A: No
Filed 66A: No Currently No Basis: No
Filed No Basis: No
Owner Name: CATERPILLAR INC.
Owner Address: 100 N.E. ADAMS ST.PERORIA, ILLINOIS UNITED STATES 61629
Legal Entity Type: CORPORATION State or Country WhereOrganized:
DELAWARE
Attorney of Record
Attorney Name: Christopher P. Foley Docket Number: 8407.5129-06
Attorney Primary EmailAddress:
[email protected] Attorney Email Authorized: Yes
Correspondent
CorrespondentName/Address:
Christopher P. FoleyFinnegan Henderson Farabow Garrett & Dunner LLP901 New York Avenue NWWashington, DISTRICT OF COLUMBIA UNITED STATES 20001-4413
Phone: 202.408.4000 Fax: 202.408.4400
Correspondent e-mail: [email protected] Correspondent e-mailAuthorized:
Yes
Domestic Representative - Not FoundPrivacy - Terms
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Prosecution History
TM Staff and Location Information
Assignment Abstract Of Title Information
Date Description Proceeding Number
Sep. 19, 2014 NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Sep. 19, 2014 REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS) 67603
Sep. 19, 2014 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED 67603
Sep. 18, 2014 TEAS SECTION 8 & 9 RECEIVED
May 16, 2008 CASE FILE IN TICRS
Feb. 27, 2008 ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Feb. 27, 2008 TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Feb. 06, 2004 REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Feb. 06, 2004 REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Oct. 24, 2003 REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED
Oct. 24, 2003 TEAS SECTION 8 & 9 RECEIVED
Dec. 18, 1990 REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Sep. 24, 1990 REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED
Oct. 02, 1984 REGISTERED-PRINCIPAL REGISTER
Jul. 24, 1984 PUBLISHED FOR OPPOSITION
May 21, 1984 NOTICE OF PUBLICATION
Apr. 17, 1984 APPROVED FOR PUB - PRINCIPAL REGISTER
Feb. 28, 1984 CORRESPONDENCE RECEIVED IN LAW OFFICE
Dec. 12, 1983 NON-FINAL ACTION MAILED
Oct. 28, 1983 CORRESPONDENCE RECEIVED IN LAW OFFICE
Apr. 27, 1983 NON-FINAL ACTION MAILED
Apr. 21, 1983 ASSIGNED TO EXAMINER
TM Staff Information - None
File Location
Current Location: GENERIC WEB UPDATE Date in Location: Sep. 19, 2014
Summary
Total Assignments: 1 Registrant: Caterpillar Tractor Co.
Assignment 1 of 1
Conveyance: ASSIGNS THE ENTIRE INTEREST AND THE GOODWILL
Reel/Frame: 0531/0979 Pages: 2
Date Recorded: Jul. 10, 1986
Supporting Documents: No Supporting Documents Available
Assignor
Name: CATERPILLAR TRACTOR CO. Execution Date: May 22, 1986
Legal Entity Type: CORPORATION State or Country WhereOrganized:
CALIFORNIA
Assignee
Name: CATERPILLAR INC.
Legal Entity Type: CORPORATION State or Country WhereOrganized:
DELAWARE
Address: 100 N.E. ADAMS ST.
Conveyance Filter
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PEORIA, ILLINOIS
Correspondent
Correspondent Name: CATERPILLAR, INC.
Correspondent Address: C/O EUGENE C. GOODALEPEORIA, IL 61629
Domestic Representative - Not Found
Proceedings - Click to Load
Privacy - Terms
EXHIBIT 13
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EXHIBIT 14
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