Estimation of Radiation Resistance …Estimation of Radiation Resistance Values of Microorganisms in...

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APPLIED MICROBIOLOGY, Sept. 1968, p. 1300-1308 Copyright © 1968 American Society for Microbiology Vol. 16, No. 9 Printed in U.S.A Estimation of Radiation Resistance Values of Microorganisms in Food Products ABE ANELLIS AND STANLEY WERKOWSKI Microbiology Division, Food Laboratory, and Quality Assurance Office, U.S. Army Natick Laboratories, Natick, Massachusetts 01760 Received for publication 25 March 1968 Several statistical methods, including the conventional technique of Schmidt and Nank, were evaluated for estimating radiation resistance values of various strains of Clostridium botulinum by the use of partial spoilage data from an inoculated ham pack study. Procedures based on quantal response were preferred. The tedious but rigorous probit maximum likelihood determination was used as a standard of com- parison. Weibull's graphical treatment was the method of choice because it is simple to utilize, it is mathematically sound, and its LD5 values agreed closely with the reference standard. In addition, it offers a means for analyzing the type of micro- bial death kinetics that occur in the pack (exponential, normal, log normal, or mixed distributions), and it predicts the probability of microbial death with any radiation dose used, as well as the dose needed to destroy any given number of organisms, with- out the need to assume the death pattern of the partial spoilage data. The Weibull analysis indicated a normal type kinetics of death for C. botulinum spores in irradi- ated cured ham rather than an exponential order of death, as assumed by the Schmidt-Nank formula. The Weibull 12D equivalent of a radiation process, or the minimal radiation dose (MRD), for cured ham was consistently higher than both the experimental sterilizing dose (ESD) and the Schmidt-Nank average MRD. The latter calculation was lower than the ESD in three of the five instances examined, which seems unrealistic. The Spearman-Karber estimate was favored as the arith- metic technique on the bases of ease of computation, close agreement with the reference method, and providing confidence limits for the LD5o values. To establish the minimal radiation dose (MRD) requirement for a given food prototype, one re- quires a reliable mathematical method for treating the partial spoilage data derived from an inocu- lated pack study. The direct spoilage data estab- lish the minimal experimental sterilizing dose (ESD) and, as suggested by Schmidt (21), the derived 12D dose for the most radioresistant strain of Clostridium botulinum spores tested in the food involved provides the MRD. A sound experimental pack should provide the ESD. Proper mathematical treatment of the partial spoilage data, obtained from the pack, would be needed to estimate a reasonably accurate D value from which one calculates the 12D. Schmidt and Nank (22) offered the following equation for the computation of radiation D values from partial spoilage data: radiation dose (Mrad) (1) log M-logS where D is the dose which destroys 90% of the total inoculum, assuming approximate exponen- tial death; M is the total inoculum (organisms per sample units times number of units); and S is the number of spoiled sample units, assuming one survivor per spoiled unit. In the course of developing prototype radiation food processes, equation 1 was used to compute D values. Table 1 summarizes representative partial spoilage data from an inoculated ham pack study (2), together with the respective D values. In every instance, the D values increased with in- creasing doses. Similar results were observed when the equation was applied to radiation partial spoilage data obtained with bacon (3), ground beef (7), beef steak, chicken parts, pork loin (22), and minced haddock (23). The D values reported by Schmidt and Nank (22) and by Segner and Schmidt (23) admittedly rose only slightly with increasing doses. Had their dose in- crements been larger, their D values might have increased to a greater degree. By definition, D values should remain constant regardless of dose levels. The anomaly encoun- tered above may be due either to an erroneous 1300 on July 8, 2020 by guest http://aem.asm.org/ Downloaded from

Transcript of Estimation of Radiation Resistance …Estimation of Radiation Resistance Values of Microorganisms in...

Page 1: Estimation of Radiation Resistance …Estimation of Radiation Resistance Values of Microorganisms in Food Products ABEANELLIS AND STANLEY WERKOWSKI Microbiology Division, FoodLaboratory,

APPLIED MICROBIOLOGY, Sept. 1968, p. 1300-1308Copyright © 1968 American Society for Microbiology

Vol. 16, No. 9Printed in U.S.A

Estimation of Radiation Resistance Values ofMicroorganisms in Food Products

ABE ANELLIS AND STANLEY WERKOWSKIMicrobiology Division, Food Laboratory, and Quality Assurance Office, U.S. Army Natick Laboratories,

Natick, Massachusetts 01760

Received for publication 25 March 1968

Several statistical methods, including the conventional technique of Schmidt andNank, were evaluated for estimating radiation resistance values of various strains ofClostridium botulinum by the use of partial spoilage data from an inoculated hampack study. Procedures based on quantal response were preferred. The tedious butrigorous probit maximum likelihood determination was used as a standard of com-parison. Weibull's graphical treatment was the method of choice because it issimple to utilize, it is mathematically sound, and its LD5 values agreed closely withthe reference standard. In addition, it offers a means for analyzing the type of micro-bial death kinetics that occur in the pack (exponential, normal, log normal, or mixeddistributions), and it predicts the probability of microbial death with any radiationdose used, as well as the dose needed to destroy any given number of organisms, with-out the need to assume the death pattern of the partial spoilage data. The Weibullanalysis indicated a normal type kinetics of death for C. botulinum spores in irradi-ated cured ham rather than an exponential order of death, as assumed by theSchmidt-Nank formula. The Weibull 12D equivalent of a radiation process, orthe minimal radiation dose (MRD), for cured ham was consistently higher than boththe experimental sterilizing dose (ESD) and the Schmidt-Nank average MRD. Thelatter calculation was lower than the ESD in three of the five instances examined,which seems unrealistic. The Spearman-Karber estimate was favored as the arith-metic technique on the bases of ease of computation, close agreement with thereference method, and providing confidence limits for the LD5o values.

To establish the minimal radiation dose (MRD)requirement for a given food prototype, one re-quires a reliable mathematical method for treatingthe partial spoilage data derived from an inocu-lated pack study. The direct spoilage data estab-lish the minimal experimental sterilizing dose(ESD) and, as suggested by Schmidt (21), thederived 12D dose for the most radioresistantstrain of Clostridium botulinum spores tested inthe food involved provides the MRD. A soundexperimental pack should provide the ESD.Proper mathematical treatment of the partialspoilage data, obtained from the pack, would beneeded to estimate a reasonably accurate D valuefrom which one calculates the 12D. Schmidt andNank (22) offered the following equation for thecomputation of radiation D values from partialspoilage data:

radiation dose (Mrad) (1)log M-logS

where D is the dose which destroys 90% of thetotal inoculum, assuming approximate exponen-

tial death; M is the total inoculum (organismsper sample units times number of units); and Sis the number of spoiled sample units, assumingone survivor per spoiled unit.

In the course of developing prototype radiationfood processes, equation 1 was used to computeD values. Table 1 summarizes representativepartial spoilage data from an inoculated ham packstudy (2), together with the respective D values.In every instance, the D values increased with in-creasing doses. Similar results were observed whenthe equation was applied to radiation partialspoilage data obtained with bacon (3), groundbeef (7), beef steak, chicken parts, pork loin(22), and minced haddock (23). The D valuesreported by Schmidt and Nank (22) and bySegner and Schmidt (23) admittedly rose onlyslightly with increasing doses. Had their dose in-crements been larger, their D values might haveincreased to a greater degree.By definition, D values should remain constant

regardless of dose levels. The anomaly encoun-tered above may be due either to an erroneous

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RADIATION RESISTANCE OF C. BOTULINUM

TABLE 1. Radiation resistance of representativestrains of Clostridium botulinum spores in cured

ham

Strain

33A

Avg

77A

Avg

12885A

Avg

41B

Avg

53B

Avg

Radiationdose

(Mrad)

0.51.01.52.02.53.0

0.51.01.52.02.5

0.51.01.52.02.53.03.5

0.51.01.52.02.53.0

0.51.01.52.02.5

Kinds of spoilagea

Swollen or toxic

No. of Dcans valueb

20/2019/2014/204/200/100

20/2017/2011/200/20

20/2018/203/200/20

18/2012/206/200/20

20/2018/206/201/200/100

0.1490.2190.271

0.213

0.1680.245

0.207

0.1490.200

0.175

0.0720.1410.203

0.139

0.1420.1990.241

0.194

With viableC. botulinum

No. of Dcans value

20/2017/2015/208/201/1000/100

20/2016/2011/205/200/100

20/2019/205/203/200/201/1000/100

18/2013/206/200/201/1000/100

19/2014/208/201/200/100

0.1480.2200.2820.288

0.235

0.1670.2450.309

0.240

0.1490.2060.267

0.346

0.242

0.0720.1420.203

0.282

0.175

0.0710.1400.2030.241

0.164

a Number of cans spoiled per number of cans

tested.b D = Mrad/(Log M-Log S)

assumption that radiation death of the test or-ganisms in an inoculated pack is approximatelyexponential, in which case equation 1 does notrepresent the actual death kinetics, or to an er-roneous supposition that each spoiled sample unitcorresponds to one survivor, or it may be due toboth. The mode of microbial death in an irradi-ated inoculated food pack has not yet been com-pletely elucidated, and it may vary with the type

of food used. However, it seems obvious thatirradiated samples will contain larger numbers ofsurviving spores at lower doses, and will decreaseprogressively to one spore as the doses approachlethality. Perhaps, then, a technique is needed toestimate the most probable number (MPN) ofsurvivors in the spoiled cans at each dose.The concentration of spores that survive a

given dosage in a replicate set of samples may beestimated by applying the equation of Halvorsonand Ziegler (9):

2.303 lognx = lo-a q

where x is the MPN of organisms surviving perreplicate sample; n is the total number of replicatesamples per dose; q is the number of negativesample units per dose (nonswollen, nontoxic, orsterile, depending on the spoilage criterion de-sired); and a is the sample volume [regarded byStumbo et al. (24) as unit volume when all sampleunits are of equal volume]. Hence, log S = log(x X n), and the equation 1 becomes:

radiation dose (Mrad)(2)D log M log 2.303 n (logn-)]

It is analogous to the mathematical treatmentpreferred by Stumbo et al. for estimating thermalD values.As expected, both methods of computation

gave practically identical D values near sterility.But as the dose decreased, with a concomitantincrease in the proportion of spoiled samples,equation 2 had the advantage of producing anarrower spread ofD values than equation 1 overany given range of doses. A comparison of dataderived by the two calculations shows that themodified Schmidt-Nank formula (equation 2)consistently yielded somewhat higher averageD values (Table 2). However, even when the num-ber of surviving botulinal spores was estimatedby a direct MPN recovery technique from ir-radiated preincubated ham (8), or by a directcolony count from irradiated phosphate buffer(28),D values calculated from these data increaseddirectly with dose.

Lewis (13) pointed out that methods of com-putation such as those indicated above give riseto a systematic bias in the unweighted average,and lack an estimate of precision. Moreover, thedetermination of D values from radiation partialspoilage data presupposes that the test organismapproximates exponential death under the experi-mental conditions imposed, which may not al-ways be the case. For these reasons, and becausethe D values in various inoculated packs actually

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ANELLIS AND WERKOWSKI

TABLE 2. Comparisont of D values of strains of Clostridium botulinum spores, computed by various methods

D values (Mrad) of strain no.Method of computation Type ofncomputation

33A 77A 12885A 41B 53B

1. Finney (normal) ......... Arithmetic- 0.248 ± 0.019a 0.254 + 0.029 0.213 i 0.035 0.168 d 0.038 0.180 :h 0.020graphic

2. Finney (log normal) . Arithmetic- 0.236 t 0.019 0.247 - 0.022 0.200 =1: 0.026 0.148 + 0.020 0.163 + 0.019graphic

3. Miller-Tainter........... Graphic 0.256 + 0.040 0.250 + 0.022 0.178 i 0.010 0.157 + 0.007 0.184 i 0.0214. Reed-Muench ........... Arithmetic 0.260 0.221 0.202 0.172 0.1825. Schmidt.Graphic 0.256 + 0.018 0.257 :1 0.029 0.222 :1: 0.026 0.171 ± 0.024 0.182 1 0.0226. Schmidt-Nank. Arithmetic 0.235 0.240 0.242 0.175 0.1647. Schmidt-Nank

(modified).Arithmetic 0.240 0.246 0.246 0.178 0.1678. Spearman-Karber. Arithmetic 0.256 + 0.023 0.257 : 0.030 0.209 ± 0.019 0.168 : 0.026 0.182 :1 0.0219. Thompson.Arithmetic 0.261 + 0.022 0.259 : 0.024 0.206 + 0.019 0.169 + 0.024 0.183 + 0.025

10. Weibull.Graphic 0.248 0.257 0.225 0.171 0.18211. Weiss.Graphic 0.260 i 0.016 0.250 : 0.018 0.170 + 0.016 0.160 + 0.016 0.182 4 0.016

a Confidence intervals computed at the 95% level.

increased with rising doses, we regard these pro-cedures as unsatisfactory.An inoculated pack that yields partial spoilage

data is, statistically, a bioassay producing aquantal response. The test results are recorded asnumbers of samples surviving (+) or sterile (-),and the numbers vary with dose. The quantalresponse is represented by the LDo value. Schmidt(20) has shown how the LD5o is related to the Dvalue, (from which a 12D process is computed)as follows:

D = LD50 (3)D=logA - logO0.69(3where LD50 is the dose at which 50% of the sampleunits are negative (nonswollen, nontoxic, orsterile, depending on the spoilage criterion de-sired); A is the initial number of organisms persample unit; and 0.69 is the number of survivingorganisms per sample unit when 50% of the sam-ple units are negative (derived from the pre-viously indicated equation for x).Numerous graphical and arithmetic methods,

of varying degrees of complexity and accuracy,are available for estimating LD5o values (5, 14,15). Only a few of these are examined here, andthe viable data in Table 1 are used for computa-tions. Among these procedures, probably the onethat yields the highest possible accuracy, al-though extremely laborious, is the rigorous probitmaximum likelihood method described in detailby Finney (6). Since it is not clear what form ofdistribution the partial spoilage data follow, bothnormal and log normal calculations were madeby this method and are used here as reference

standards for comparison with other determina-tions (Table 2).There are many simplifications of the maximum

likelihood method that produce varying losses ofaccuracy. Two of the simplest to apply are de-scribed by Weiss (27) and by Miller and Tainter(16). Miller and Tainter have developed an excel-lent graph paper that eliminates most of thearithmetic. Both of these procedures were usedto derive D values (Table 2).Schmidt (20) developed a method which Lewis

(13) found superior to those represented by equa-tions 1 and 2 because it gives less undue weightto results at the extremes of the dose-responserange. D values calculated by his procedure areincluded in Table 2.A simple technique for handling quantal data,

which interpolates between successive responsesthat straddle P = 0.5, is the method of Reed andMuench (19). Because it is widely accepted, de-spite criticism by Thompson (25), it was used toderive D values for comparison with the rigorousprobit method (Table 2). Thompson (25) objectedalso to Karber's method as being a degenerateform of his own moving average interpolation,which he regards as a statistically basic treatment;it does not assume the form of the dose-responsecurve and it uses proper principals of graduationsand interpolation. This technique, too, was usedto estimate D values, which are presented inTable 2.Although Thompson (25) criticized Karber's es-

timate, the Spearman-Karber assay was consid-ered by Lewis (13) and Bross (5) to be statisti-cally sound and preferable to other types ofcalculations, even for small (20 or less) samplebioassays. The Spearman-Karber method is de-

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RADIATION RESISTAN

fined as follows:

d utm = tu + 2- d Pi (4)

where tm is LD60; tu is the highest sublethal dose(for swelling, toxicity, or sterility, depending onthe spoilage criterion desired); d is the dose in-crement used; u is the number of dose levels belowthe minimal lethal dose; and Pi = the percentageof negative sample units. D values derived by thistreatment were included in Table 2.A relatively recent contribution to probability

statistics is the versatile Weibull distribution (1,10-12, 18, 26), which is a three-parameter model.Its cumulative function is denoted by:

F(x) = I -e[(x-a/r,)]# (5)

99.

z

1a-CL

1CE OF C. BOTULINUM 1303

where F(x) is the probability of producing anegative sample unit (nonswollen, nontoxic, orsterile); x is the irradiation dose; a is the locationparameter; -q is the scale parameter; and ,B is theshape parameter. This equation has been foundvery useful in the reliability field where medianlife and other characteristics of data from un-known distributions are to be evaluated. Kao(12) suggested its application to bioassays toderive LDuo values. Moreover, Berrettoni (4)demonstrated the efficiency of the Weibull tech-nique to analyze exponential, normal, and mixeddistributions represented by empirical data. Theusefulness of this method has been enhanced evenmore by the development of various forms ofWeibull graph papers (11, 17, 18). Using thegraph paper of Nelson (17), slightly modified,

LD50- 1.6-0.4w1.2 MRAD

r = -0.4 MRADA - 3.27w 1.8 MRAD

_ fSr>Ano *rr *s L UV LL tvU-l L l,) P

-. .......................... . _ ..... ... .. . ...... . ... . .as\s\> * s

I Z - @^ .1-< | ! | ! 1 .s __1 * n . . 91 s 1 i ! |__ t Y r -- --

"T_ .6, s R-7 -* 7|||||||._1,1-

9OLt;t§e*-H~ _+t .,' l

70 ee|v++||4rvF*t4S F , _it-T4F|e1

70 -**.i 'i- *4..t +q1 v _ t'e-:+:::-::...-t .: :: t: :, ::: :.>' *t: :.-:*t: t : ._. . .:°; *--t * + + - + s~~~~4a t-*-*+ l t 4 ~.77 .>vT+ tt<-

20 . .+..z:t ..v zw_ ..................[

i _=t + t v | - t b- , t t-L t t- I t - 1 : | n: : a: : t a: ; ; v : t t - L t t 4 W t $~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~10_**4i- 4't.' +';-+- +'+'t+.. ....te-;st~'t+

20[|-'t- . -- .'* '* ' < X t A _ .,tF(X ,t_44 - -et-,- _ -tit4tt

2-g+|= 8-_ 4t W t - t ..-- t-_I__.. ... *+ .* +-- ._. ..t'*'+t!.++_+*_.++ttt+tt

2 _ 3 i+J>-1t$4.6 _.7 8 9 2 -; 4- 5 6- 7 a 9_10

DOSE (MRAD)

FIG. 1. Radiation survival ofClostridium botulinum 41B spores.

>'_I

t.I

VOL. 16, 1968

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ANELLIS AND WERKOWSKI

information from Table 1 was plotted to yieldLD50 values (Fig. 1), and converted to D values(Table 2).

DIscussioN

The comparative order of radiation resistancesof the five botulinal strains, as computed by theeleven different procedures, are listed in Table 3.If rigidly applied, it can be seen that the ordervaried with the method of calculation. For ex-ample, strain 33A is the most resistant in fourmethods, second in resistance in five methods, andthird in resistance in two other techniques; strain77A is the most resistant in six procedures andsecond in resistance in five others. Strain 12885Avaries in resistance from first place in two methodsto third in seven methods, and to fourth place intwo methods; strain 41B fluctuates between fourthplace in two procedures and fifth place in nineother techniques, while strain 53B shifts in resist-ance between third place in two methods, fourthin seven methods, and fifth in two methods.Hence, one must give more careful thought to theselection of a statistical method for determiningsensitivity values when comparing the relativeradiation resistances of microorganisms.

Overall, among the arithmetic treatments ex-plored, the Spearman-Karber technique seems toagree most closely with our reference standard. Itis easy to use, it does not assume the type ofdistribution of the dose-response data, it permitscomputation of even one partial spoilage "point,"and it readily provides confidence limits. Practi-cally no difference was found between this methodand Thompson's (25) somewhat more involvedmoving average assay. The description of the

TABLE 3. Order of radiation resistance of Clostri-dium botulinum strains in cured ham, computed

by various methods

Method ofcomputa-

tiona

1.......

2.......3.......4.......5.......

6.......7.......

8.......9.......10.......11.......

Strain order of resistance, highest to lowest

1st

77A77A33A33A77A12885A77A,12885A77A33A77A33A

2nd

33A33A77A77A33A77A

33A77A33A77A

3rd 4th

12885A12885A53B12885A12885A33A33A

12885A12885A12885A53B

aSee sequence in Table 2.

53B53B12885A53B53B41B41B

53B53B53B12885A

5th

41B41B41B41B41B53B53B

41B41B41B41B

procedure by Lewis (13) may be difficult to fol-low; hence, its application to the data in Table 1is clarified in the Appendix.Among the graphic procedures examined, the

Weibull analysis, which is described in detail inthe Appendix, is preferred for several reasons.Unlike other graphical methods, it makes no as-sumption regarding the type of distribution thatthe raw experimental data represents. In the caseof the cured ham pack, it agrees most closely withthe normal, rather than with the log normal probitmodel or with the conventional Schmidt-Nankexponential form. Chi-square tests, comparing thegoodness of fit of the Weibull results with thoseobtained by the two probit methods, produced acloser agreement between the normal and theWeibull assay (Table 4).The Weibull function offers additional advan-

tages. It is simple to use, it readily provides infor-mation regarding the distribution pattern ofdeath, it is mathematically sound because thegraphical and theoretical values are in good agree-ment (10), and it predicts the probability of micro-bial death in an inoculated pack with any radia-tion dose applied, as well as the dose needed todestroy any given number of organisms.

This last attribute provides a direct means ofestimating the MRD, or the equivalent of anexponential 12D radiation process, without theneed to base the calculation on an assumed ex-ponential distribution (i.e., the computation of aD value followed by D X 12). Table 5 comparesthe 12D values derived by the conventionalSchmidt-Nank (equation 1) and Weibull (equa-tion 5) methods. The latter computation is de-tailed in the Appendix.The Weibull equivalents to the 12D values are

consistently higher than the Schmidt-Nank cal-culations (Table 5). The values for strains 33A,12885A, 41B, and 53B are considered reasonablepredictions because each consisted of a minimumof four plotted points. Strain 77A, however, pro-

TABLE 4. Comparative chi-square values for theWeibull and probit methods used for estimatingradiation D values from partial spoilage data

Computation methods

Clostridium botulinumstrain no. Probit

WeibullNormal Log normal

33A........... 7.5 7.8 13.777A........... 1.6 1.2 2.712885A .......... 12.4 10.2 5.841B ........... 2.0 1.2 4.453B........... 0.9 1.0 5.1

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RADIATION RESISTANCE OF C. BOTULINUM

vided only three points for plotting purposes;hence, its value is considered a questionableestimate. One should not be forced to extrapolatefrom three data points to obtain the three param-eters of the Weibull function, although, in thisinstance, the plotted points straddled the 50%point.

Certain 12D values computed by the Schmidt-Nank formula are not supported by actual experi-mental evidence. For example, the ESD for strains12885A, 41B, and 53B are higher than their re-spective 12D values. On the other hand, the Wei-bull equivalents are consistently higher than theESD. This is to be expected because the ESD cor-responds to the destruction of 108 to 109 spores perstrain; whereas, the Weibull data estimate thedestruction of 1012 spores per strain.

Finally, when an inoculated pack study fails toprovide calculable partial spoilage data for anumber of test organisms, the experiment mightbe saved for a Weibull analysis by combining thedata and accumulating the spoilage levels amongas many organisms as feasible, as shown in Table6.The information in Table 6, treated by the

Weibull method (Fig. 2), yielded the followingequation:

F(x) = 1 -e[(x+0.5/1.95]3 4

Using the mean spore population per can (5.36x 106) of the 10 botulinal strains tested, the com-puted 12D equivalent is 3.55 Mrad, which agreeswith the Weibull calculations for the individualstrains (Table 5).

It is realized that the estimation ofD values bythe exponential equations 1, 2, and 3 is illegitimatewhen partial spoilage data follow a normal dis-tribution. At present, however, the MRD cannotbe determined by any other means if the Weibullanalysis is inapplicable because of inadequatedata. Hence, Table 2 was prepared with this defectin mind; it serves its purpose by indicating theeffect on comparative changes in resistance of thebotulinal strains merely by varying the statisticalhandling of the data. To avoid the dilemma ofmaking calculations from unknown modes ofdeath kinetics, a different concept ought to beused to establish a commercially safe radiationprocess rather than to apply indiscriminatelyvarious statistical computations for all inoculatedpack studies. Another approach to the problemwill be reported at a later date.

It is hoped that this report will stimulate otherinvestigators in this field to examine their datawith other statistical treatments in addition to thepopular, but less satisfactory, Schmidt-Nankmethod. However, regardless of the computa-tional techniques used, an ideal inoculated pack

TABLE 5. Comparison ofa 12D radiation process forcured ham computed by the Schmidt-Nank andWeibull methods from partial spoilage dataa

Clostridium botulinum Computationmethods,

Expenrimentalsterilizing dose

(ESD) 0M-,Strain Spores/dose E

33A.. 4.9 X 108 2.5 < ESD < 3.0 2.8 3.577A.. 7.5 X 107 2.0 < ESD < 2.5 2.9 3.9b12885A.. 4.8 X 108 3.0 < ESD < 3.5 2.9 3.141B.... 7.3 X 108 2.5 < ESD < 3.0 2.1 3.553B..... 1.0 X 109 2.0 < ESD < 2.5 2.0 3.1

a From Anellis et al. (2), and Table 1.b Based on three points only.

TABLE 6. Cumulative spoilage data of irradiatedcured ham inoculated with Clostridium botulinum

spores-

No. of cans of hamRadiation dose

(Mrad) With viableTested C. botsdi,sumb

0 200 1830.5 200 1711.0 200 1511.5 200 642.0 200 212.5 1,000 33.0 1,000 23.5 1,000 0

a From Anellis et al. (2), and Table 5.b The partial spoilage data from all 10 strains

were combined. The mean spore population percan for the 10 strains was 5.36 X 106. F(x) =

(x + 0.5 1.1 - e ( 01.95 ,and x = 3.55 Mrad, the 12D

equivalent.

should yield at least two partial spoilage data"points" on both sides of an LD5o. It is realizedthat this is not always possible to achieve. Thevarious procedures described herein for calculat-ing radiation resistance values should be appli-cable also for estimating equivalent resistancevalues from thermal process partial spoilage data.

APPENDIXWeibull method. The viable data of strain 41B

(Table 1) are used to illustrate the method. Convertthe partial spoilage data, including skips, to per centsterility (cans sterile/cans tested). Plot the per centsterility-dose response as shown in Fig. 1 curve A.Since the plot is concave upward, make it linear bymoving each point the same dose interval to the right.In curve B, each point was adjusted by a distance of

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1306~~~~ANELLIS AND WERKOWSKI AP.MCOIL

Irs-0."A-,WEIBULL PROBABILITY CHART

I-

wCf)

zLUC,a:LUa.

LD050--1.25 MRAD

C'=-O0.5MRAD= 1.95 MRAD

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4

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77.!50

3

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4EL!.2 .3 .4 .5 -6 .7 .0 .9 2 3 4 5 6 7 a 9

DO SE (MRAO)

Fio. 2. Radiation survival of Clostridium botulinum spores in cured ham. Cumulative data of all 10 strains.

0.4 Mrad; this is the location parameter (-y). TheLDj,o is the dose (abscissa) which intersects the cor-rected curve at the 50% point (ordinate), or 1.6Mrad. Since the adjustment of the curve was madeto the right by adding 0.4 Mrad, correct the LD60 bydeducting the same quantity. The corrected LD50 iS1.2 Mrad. Equation 3 can now be applied to computethe D value.

Normally, the adjustment for linearity is not ex-pected to be greater than the lowest dosage plotted.If the points in curve A had been over corrected, theplot would be concave downward, as indicated bycurve C. Conversely, if curve A, the initial curve,had been concave downward, it would have beennecessary to move it to the left to obtain linearity, butthe corrected LD50 would be the sum of the initial,LD6,o and the amount of adjustment to the left. Ofcourse, if curve A is linear, no correction is necessary.Finally, if the initial data permit the fitting of a curve

in either direction, it is indicative of aberrant or in-sufficient data (as was experienced with strain12885A), and the results should be discarded; how-ever, one may obtain some tentative information fromsuch data, especially if four or more points are in-volved, by fitting the best straight line through thesepoints, preferably by the least-squares technique.

Obtain the shape parameter (j3) by drawing astraight line perpendicular to the corrected plot(curve B) through the estimation point in the upperleft hand corner of the graph. The /3 value is the pointwhere this line crosses the j3 scale, or 3.2. A shapeparameter of approximately 1.0 indicates an expo-nential distribution, a value of about 2.0 denotes alog normal form, and one closer to 3.3 represents anormal distribution. The scale parameter (n7), too,is read directly from the graph where curve B crossesthe ty estimator, or 1.8.

Substituting the above values in equation 5, we get

"ll,

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Page 8: Estimation of Radiation Resistance …Estimation of Radiation Resistance Values of Microorganisms in Food Products ABEANELLIS AND STANLEY WERKOWSKI Microbiology Division, FoodLaboratory,

RADIATION RESISTANCE OF C. BOTULINUM

for strain 41B:

F(x) = 1 - e-lx- (-0.4)/1.8]32 (6)

This formula permits the calculation of the prob-ability of producing sterility with any desired dosewhen an inoculated pack contains strain 41B. It canbe used also to estimate the dose that will destroyany given number of organisms. The followingexample illustrates how to compute the dose equiva-lent to a 12D process, or a reduction of 1012 spores ofstrain 41B to 101. Rewrite equation 6 to:

1 - F(x) = e-($+0 4/1 8)8.2 (7)

where 1 - F(x) is the probability that a sample unitwill survive.

Since 7.3 X 106 is the number of spores contained ineach irradiated can, and C is the number of inoculatedcans (with 7.3 X 106 spores per can) required toequal 1012 spores, then C = 1012/7.3 X 106, andC = 1.37 X 106 cans. Assuming that C + 1 cansreceived a dose which sterilized all but one can, andsubstituting in equation 7:

1 - F(x) = (137) 1 = e-(+04/1.8)3.2 (8)(13)(101) + 1

Take the natural log (base e) of both terms:

-0.31481 - 5(2.30259) = - (x .4)82

Take the common log (base 10) of both sides:

1.0730 = 3.2log +18

and x = 3.50 Mrad.

Spearman-Karber method. Again utilizing strain41B, convert the partial spoilage data to per centsterility (as in the Weibull technique). Accumulatethese, between 0% and 100%, thus:

u

.2 Pi = 0.10 + 0.35 + 0.70 + 1.00 + 0.99 = 3.14i-1

and substituting in equation 4, we get:

tm = 2.5 + - 0.5(3.14) = 1.18 Mrad2

To compute the standard error of the LD5o (ti),use the equation:

Sm = d (9P(lP)i=l lni

where Sm is the standard error; d and Pi are as in

equation 4; and ni is the number of samples per dose.Substituting the spoilage data, we get:

sm = 0.5

(0.10)(0.9) + (0.35)(0.65) + (0.70)(0.30)'V 20

(0.99)(0.01)100

= 0.5 V\/.026474 = 0.0814

Compute the lower and upper limits for the LD50 atthe 95% confidence interval with the following equa-tion:

LD5o 1t 1.96 Sm (10)

or lower LD5o limit = 1.18 - 1.96 X 0.0814 = 1.02,and upper LD5o limit = 1.18 + 1.96 X 0.0814 = 1.34

L1TERATURE CI=T)1. American Society for Testing and Materials.

1963. A guide for fatigue testing and the sta-tistical analysis of fatigue data. 2nd ed. Am.Soc. Testing Mater. Spec. Tech. Publ. No.91-A.

2. Anellis, A., D. Berkowitz, C. Jarboe, and H. M.El-Bisi. 1967. Radiation sterilization of proto-type military foods. II. Cured ham. Appl.Microbiol. 15:166-177.

3. Anellis, A., N. Grecz, D. A. Huber, D. Berko-witz, M. D. Schneider, and M. Simon. 1965.Radiation sterilization of bacon for militaryfeeding. Appi. Microbiol. 13:37-42.

4. Berrettoni, J. N. 1964. Practical applications ofthe Weibull distribution. Indus. Quality Con-trol 21:71-79.

5. Bross, I. 1950. Estimates of the LD5o: a critique.Biometrics 6:413-423.

6. Finney, D. J. 1952. Probit analysis. CambridgeUniversity Press, London.

7. Grecz, N., O. P. Snyder, A. A. Walker, and A.Anellis. 1965. Effect of temperature of liquidnitrogen on radiation resistance of spores ofClostridiwn botulinum. Appl. Microbiol. 13:527-536.

8. Greenberg, R. A., B. 0. Bladel, and W. J. Zingel-mann. 1965. Radiation injury of Clostridiumbotulinwn spores in cured meat. Appl. Micro-biol. 13:743-748.

9. Halvorson, H. O., and N. R. Ziegler. 1933.Application of statistics to problems in bac-teriology. I. A means of determining bacterialpopulation by the dilution method. J. Bacteriol.25:101-121.

10. Kao, J. H. K. 1958. Computer methods for esti-mating Weibull parameters in reliability studies.Inst. Radio Engrs. Trans. Reliability QualityControl 13:15-22.

11. Kao, J. H. K. 1960. A summary of some newtechniques on failure analysis. Proc. 6th Natl.

VOL. 16, 1968 1307

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ANELLIS AND WERKOWSKI

Symp. Reliability and Quality Control inElectron. p. 190-201.

12. Kao, J. H. K. 1963. Sampling procedures andtables for life and reliability testing based onthe Weibull distribution. Quality control andReliability Tech. Rept. TR6. U.S. GovernmentPrinting Off., Washington, D.C.

13. Lewis, J. C. 1956. The estimation of decimal re-duction times. Appl. Microbiol. 4:211-221.

14. McIntosh, A. H. 1961. Graphical and other shortstatistical methods for all-or-none bioassaytests. J. Sci. Food Agr. 12:312-316.

15. Miller, L. C. 1950. Biological assays involvingquantal responses. Ann. N.Y. Acad. Sci.52:903-919.

16. Miller, L. C., and M. L. Tainter. 1944. Estimationof the ED5o and its error by means of log-arithmic-probit graph paper. Proc. Exptl.Biol. Med. 57:261-264.

17. Nelson, L. S. 1967. Weibull probability paperIndus. Qual. Control 23:452-453.

18. Plait, A. 1962. The Weibull distribution withtables. Indus. Quality Control 19:17-26.

19. Reed, L. J., and H. Muench. 1938. A simplemethod of estimating fifty per cent endpoints.Am. J. Hyg. 27:493-497.

20. Schmidt, C. F. 1957. Thermal resistance of micro-organisms, p. 831-884. In G. F. Reddish (ed.),Antiseptics, disinfectants, fungicides, and

chemical and physical sterilization. Lea andFebiger, Philadelphia.

21. Schmidt, C. F. 1963. Appendix II. Dose require-ments for the radiation sterilization of food.Intern. J. Appl. Radiation Isotopes 14:19-26.

22. Schmidt, C. F., and W. K. Nank. 1960. Radi-ation sterilization of food. I. Procedures forthe evaluation of the radiation resistance ofspores of Clostridiwn botulinum in food prod-ucts. Food Res. 25:321-327.

23. Segner, W. P., and C. F. Schmidt. 1966. Radi-ation resistance of spores of Clostridium botu-linum type E, p. 287-298. In Food irradiation.Intern. At. Energy Agency, Vienna.

24. Stumbo, C. R., J. R. Murphy, and J. Cochran.1950. Nature of thermal death time curves forP.A. 3679 and Clostridium botulinum. FoodTechnol. 4:321-326.

25. Thompson, W. R. 1947. Use of moving averagesand interpolation to estimate median-effectivedose. Bacteriol. Rev. 11:116-145.

26. Weibull, W. 1961. Fatigue testing and analysis ofresults. Pergamon Press, Inc., New York.

27. Weiss, E. S. 1948. An abridged table of probits foruse in the graphic solution of the dosage-effectcurve. Am. J. Public Health 38:22-24.

28. Wheaton, E., and G. P. Pratt. 1962. Radiationsurvival curves of Clostridium botulinum spores.J. Food Sci. 27:327-334.

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