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    caves: training for space

    INFORMATION KIT

    European Space Agency

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    Welcome to the underworld 3

    Mission overview

    Objectives

    Key data 4

    Location Difficulty levels

    Crew

    Cave environment

    From inner to outer space 6

    Why CAVES?

    Common stressors

    Human Behavioural Performance

    Getting into the cave 8

    Training

    Equipment and food

    Expedition activities

    Underground science

    Critical issues 14

    Exploring in the dark

    Another time dimension

    Communication versus isolation

    Do it together

    Back to the surface 19

    INFORMATION KIT

    caves: training for space

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    WELCOME TO THE UNDERWORLD

    Mission overviewThe bowels of Earth have never been so close to space.

    ESAs CAVES venture takes an international crew of

    astronauts underground and prepares them to work

    under real exploration conditions.

    Conceived to teach astronauts how to work safely and

    effectively as a team in space, CAVES (Cooperative

    Adventure for Valuing and Exercising human

    behaviour and performance Skills) is an extreme

    training course. The expedition to the underworld

    offers a rare opportunity to experience challenges

    similar to those encountered during long-duration

    spaceflights.

    For six days, the cavenauts live and cooperate in a

    pitch-black cave isolated from the outside world.

    Complex cave systems some of them unmapped or

    unexplored offer the perfect environment to put

    trainees in space-like situations. In addition to

    exploring, mapping and surveying the underground

    caverns, astronauts perform a scientific programmethat includes the search for life, as they would on a

    mission to another planet.

    Many aspects of the location, environment and course

    content have been specially designed by the right

    staff, an international team of professionals that

    make CAVES an extreme yet safe space analogue

    experience.

    ObjectivesJust like in spaceflight, the successful completion of

    the mission requires that the astronauts:

    Adapt to living and working together in a

    challenging environment

    Meet team, scientific and exploration-related

    mission objectives

    Pay constant attention to safety rules,

    procedures and limited resources

    Conduct and document scientific tasks

    Overcome critical situations

    Face logistical problems and their psychological

    consequences Get used to the lack of privacy and comfort

    Cooperate and exercise their leadership skills

    Caves are totally dark - except for cavenauts own lighting. Sending astronauts and cosmonauts underground to survive and explore Sardinian caves is just one element of their long training

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    KEY DATA

    LocationCAVES takes place in Sardinia, the large Italian island

    in the Mediterranean Sea known throughout the

    world for its stunning beaches. The rugged, sparsely

    populated island contains many complex cave

    systems that are an excellent place for astronaut

    training. Their scale and variety are immense, with

    large networks of both wet and dry caves containing

    tunnels that are a tight squeeze as well as

    cathedral-sized chambers.

    The Sa Grutta cave is in the Lanaitho Valley, within

    the Supramonte cave system of the Gennargentu

    National Park, a Karst area in the middle of the island.

    Karst has a special type of landscape formed by the

    dissolution of rocks, including limestone and

    dolomite. Caves are a distinctive feature of this

    geological formation.

    Discovered in the 1950s, this cave system is located

    just a few kilometres away from populated areas, and

    yet it is immersed in the silence of nature. Its bigentrance and wide galleries tell us that it was formed

    in periods of wetter climate over a long period.

    Difficulty levelsThe astronauts do not require any prior caving or

    climbing skill, nor does the cave demand excellent

    physical fitness. However, no CAVES participant would

    claim that caving is physically easy. Days are long and

    muscles are exercised that are not necessarily used in

    everyday sports. Trainees are more comfortable and

    get less sore moving in caves when they are fit.

    Once inside the cave, the first branches of tunnels get

    progressively more difficult and it becomes harder to

    advance. Accompanied by a team of cave safety

    professionals and expert speleologists (cave

    scientists), the astronauts have to set up camp a

    few hours away from the entrance.

    The caves offer plenty of maze-like environments,three-dimensional pathways, unexplored passages

    and obstacles. ESA trainers can make things even

    more difficult by increasing the operational and

    logistical complexity, changing stress levels and

    situations while the crew explores underground.

    Participants must manage to squeeze their way

    through the small passages of the labyrinth, and

    guide the whole crew out safely. Finding the exit

    requires constant attention to detail, a sense of thebigger picture and team coordination. While exploring

    new paths, the crew creates 3D cave maps, captures

    detailed photographic surveys and takes samples of

    cave organisms.

    CrewThe CAVES crew is typically formed by a dozen people.

    The core of the group is made of six astronauts,

    selected from ESA and American, Russian, Canadian

    and Japanese space agencies. They go deep into the

    cave system with safety experts and an ESA human

    factors trainer. Their movements through the caves

    are followed by a professional media caving team.

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    Cave environmentEven for experienced outdoorsmen, life in the dark, cold and humid

    underground environment is a completely new situation that presents

    interesting psychological and logistical problems. In many ways, cave

    conditions may resemble those in extraterrestrial environments.

    An agreeable temperature, large galleries and rich landscapes there are many

    reasons that make the Sa Grutta cave ideal for this kind of training. Sa Gruttahas a constant temperature of 14C and 100% humidity, slightly colder than on

    the International Space Station, where the temperature ranges from 18C

    to 25C. The Karst system of the caves promise a few years of further

    exploration, and the first designated campsite has drinking water.

    Even though it does not have complex obstacles, the Sa Grutta cave poses

    challenges to explorers. Venturing down a black pit, crawling through a narrow

    sump, or just going into the blackness of the unknown offers great potential

    for experiencing the thrill and wonders of real exploration. The unusual

    environment turns out to be the most demanding yet most fulfilling aspect of

    the training. Participants are rewarded for overcoming personal and team

    challenges with moments of unrivalled natural beauty and a well-deserved

    sense of accomplishment.

    Posing in a cave during the orientation phase of CAVES 2011. Clockwise from left, Sergey Ryzhikov from Russia,

    Norishige Kanai from Japan, ESA astronaut Thomas Pesquet, Randolph Bresnik from NASA and ESAs Tim Peake

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    FROM INNER TO OUTER SPACE

    Why CAVES?The cave environment naturally provides many space-

    relevant conditions. There is isolation from the outside

    world, confinement, minimal privacy, technical

    challenges and limited equipment and supplies for

    hygiene and comfort just like in space.

    The CAVES concept dates back to 2006. After

    organising operational outdoor training courses in

    combination with land and sea survival skills,

    ESA started to study ways to have a closer link to how

    space is experienced, explains Loredana Bessone,

    course designer and coordinator of CAVES. The initial

    goal was to make astronauts work more efficiently as a

    team and bear the high psychological stress. While

    survival situations offer a good basis to work on, a

    strong resemblance to space was lacking.

    As a reference ESA took competency models for

    aviation training and survival courses from the Italian

    special army forces. A test course took place in 2008

    where international partners were invited toparticipate as observers. Since then, more and more

    situations similar to spaceflight were introduced

    underground. The cave stopped being a mere place to

    go through it became a real operational, scientific

    and logistical stand-in.

    CAVES is designed to recreate important aspects as

    realistically as possible of long-duration spaceflight

    stressors. While microgravity conditions cannot

    be reproduced, the sloping and irregular surfaces,limited light penetration, and possibility for

    vertical movement offered by speleological gear

    challenges three-dimensional perception of space used

    for route-finding and orientation. The use of artificial

    light in constant darkness alters the perception of time

    and colour. The absence of natural time parameters

    disrupts the circadian rhythm and lead to changing

    sleep patterns.

    Safety protocols and procedures also resemble those

    used in spaceflight. For example, the section between

    the cave entrance and base camp is rigged with metal

    cables secured to the rock face high above a riverbed.

    As during a spacewalk, participants must use double

    tethers to ensure they are securely attached to the

    cables at all times, while moving carefully to avoid

    snagging equipment on sharp rocks.

    CAVES is also similar to some aspects of spaceflight

    operations and protocol. Participants must follow

    a daily timeline with set objectives, morning and

    evening planning conferences are held with

    mission control for management of unusual

    situations. This encourages teamwork, leadership,

    followership, decision-making and development of

    interpersonal skills.

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    Common stressorsCAVES is not a stress test. The stressors experienced are

    those common to all isolated, confined and extreme

    environments. Examples of stressful situations are:

    getting along with team mates when tired, making

    decisions as a group under conflicting priorities, and

    maintaining safety in places where rescue is

    complicated and slow.

    Here is a list of some the stressors that exploration of

    outer space shares with exploring underground.

    STRESSORS OF LONG-DURATION SPACEFLIGHT*

    ESAs HBP personnel play no role in trainee evaluation

    so cavenauts can use them as much as they want as a

    resource to gain or improve skills. The cavenauts are

    encouraged to reflect on key events, behaviour and

    their consequences. Together, the cave conditions and

    mission design provide ample matter for behavioural

    performance reflection. Previous CAVES participants

    agreed that the most enjoyable part was both the

    excellent camaraderie during the mission and the

    exhilaration that comes from exploring a new

    environment.

    Physiological/Physical

    Psychological Psychosocial Human Factors

    Absence of naturalparameters

    Limited possibility forabort and rescue

    Interpersonal tensionbetween crew and ground

    Limited exchange ofcommunications with externalenvironment

    Altered circadianrhythms

    High-risk conditions andpotential for loss of life

    Family-life disruption Limited equipment, facilitiesand supplies

    Decreased exposureto sunlight

    System and missioncomplexity

    Enforced interpersonalcontact

    Mission danger and riskassociated with equipmentfailure, malfunction or damage

    Sensory/perceptualdeprivation of variednatural sources

    Alterations in sensorystimuli

    Multicultural issues Food restrictions andlimitations

    Sleep disturbance Disruptions in sleep Host/Guestphenomenon

    Technology-interfacechallenges

    * Morphew, 2001

    Human Behavioural PerformanceThe CAVES course philosophy relies on the HumanBehavioural Performance (HBP) competency model for

    long-term stays on the Space Station. While a

    challenging experience in a team environment can be

    instructive by itself, structured guidance in real-time by

    a behavioural expert ensures participants get the most

    out of their training time.

    Behavioural experts are part of the team and

    participate unobtrusively in the activities. They guide

    participants to reach their goals, help them to lead

    their first behavioural debriefing, and are always

    available to provide objective feedback or sound advice.

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    GETTING INTO THE CAVE

    TrainingThe total duration of the course is 12 days. Participants

    must be mentally, technically and physically prepared

    for the cave expedition. Before getting into real action,

    astronauts undergo a mix of classroom and outdoor

    instruction for four days.

    The crew benefits from full immersion into topics

    such as how to explore subterranean environments,

    how caves are formed or what are the best ways to

    communicate with each other. Technical lectures also

    cover emergency procedures and the science of

    speleology. During the course, they learn to orient

    themselves and how to get out of the cave in case

    someone is injured.

    Instructors refresh practical Human Behaviour

    Performance tools and strategies for the astronauts

    such as stress-management techniques, analytic

    decision-making, briefing and debriefing. Participants

    must organize the team and responsibilities, and plan

    for logistical needs. Setting concrete personal and

    team goals is also part of the pre-cave training.

    Outdoor training gives astronauts a taste of the

    mission field. On prepared areas, experienced cavinginstructors introduce them to specialised equipment.

    Practice of rock-climbing skills such as ascending,

    traversing, and descending continues until all

    participants are competent.

    The cavenauts are also exposed to a complex cave

    with multiple routes, and their goal is to remember

    the way out. It is difficult to recognise the path when

    you turn back. Everyone took a wrong turn at some

    point - but as a team we managed to achieve the

    objective and a valuable lesson was learnt,

    remembers ESA astronaut Tim Peake from his CAVES

    2011 experience.

    Rock climbing is part of the outdoor training participants

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    Days 1-4Preparatory Training

    Practical lessons, demonstrations

    and exercises, familiarisation with

    cave progression techniques, HBP

    basics.

    Days 11-12Post-mission phase

    Equipment return, final debriefing,

    peer and course feedback, post-

    mission report & presentation

    preparation, final presentation.

    Days 5-10Extended Caves Exploration

    Caves exploration, surveying,

    photography and scienceprogramme.

    CAVES Timeline

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    Time for individual or group physical activities are also

    planned to ensure participants feel well-stretched

    and warmed-up prior to the expedition. By the time

    they arrive at the camp site they are ready to explore

    the cave in total autonomy.

    Equipment and foodJust as astronauts, cavenauts travel light. They share

    tents, ropes and kitchen gear. At the cave entrance,

    participants leave behind any unnecessary load. Like

    in the Space Station, underwear and socks are

    changed every other day. Three pairs of socks and

    three pieces of underwear are enough for the six-day

    experience. The crew will wear caving suits and even

    special pyjamas. Toothbrush and soda bicarbonate are

    part of the basic hygiene and health kits.

    No one ventures out of the 10-m-wide base camp

    without the proper equipment. A helmet, a harness,

    two headlamps and all kinds of caving gear go in the

    backpack. There are tools that make astronaut life

    easier, such as measuring tapes, laser range-finders

    for measuring distances and the indispensable

    multipurpose tool.

    The menu for CAVES is limited by transport capacity

    and storage requirements, just as in space. Althoughparticipants make their own cave-dwelling food

    selection during a tasting exercise, diet mainly

    consists of dried and canned foods.

    Expedition activitiesCAVES gets real when the astronauts enter the caves

    mouth. Once inside, the technical instructors lead the

    team to a base camp a few hours inside the mountain,

    providing supervision and instruction as participants

    apply their new skills to various cave obstacles.

    At base camp the team is left to set up the tents and

    organise themselves. Technical instructors delegate

    all planning and decision-making authority to

    the teams elected leader. From that moment,

    the campsite becomes their home for six dark days.

    The daily routine is organised around timelines. Every

    day, the team performs exploration, mapping and

    sample taking as part of the scientific activities

    related to the cave environment.

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    Part of the CAVES 2011 expedition poses next to cave lakes. Looking for life, participants do scientific sampling in these clear and drinkable waters

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    Mastering ascending and descending skills while

    carrying backpacks full of rocks is not enough to

    explore a cave. Mapping is a crucial part of the

    expedition activities. Participants divide themselves in

    scout teams to find new routes, create photographic

    reportages and make accurate cave surveys of the

    rooms they discover. At every step, they could bump

    into a sump, splash into a lake or find breath-taking

    new cave formations.

    Technical instructors are always nearby, particularly

    during exploration of new areas of the cave system.They can intervene before safety is compromised, and

    cave rescue services are on standby at all times.

    Astronauts are taken to the Safe Haven, which is an

    emergency meeting point, to familiarise themselves

    with the area before they set up camp. Safety is prime,

    in caves as in space.

    CAVES mission tasks include managing supplies and

    resources. In the evening, there is a daily planning

    conference with the ground support team to ensure

    that all personnel needs are covered for the next day,

    to report on daily activities, and to make the ground

    support team aware of the upcoming plans for the

    next day. Space-like operations are applied all the way

    through.

    Underground scienceScience is a fixed part of the expedition. Like in the

    International Space Station, astronauts carry outaround five experiments each day. This number can

    increase depending on what they find on their way.

    Scientific work includes mapping the area, taking

    photographs, monitoring air flow, temperature and

    humidity, as well as taking geological and

    microbiological samples. Participants test the quality

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    of the water, and hunt for pictures of little

    cave-dwellers. In the dark environment of the cave,

    photography becomes a challenge and helmet lamps

    are an indispensable tool to light scenes.

    Astronauts are taught during training to strictly

    follow procedures. Multitasking and high

    concentration at all times are required to conduct

    tasks exactly as meant to be. The crew fill in

    fact-sheets and tables, write down the description of

    the area and collect as much data as possible.

    Scientists back home will be looking at details whenanalysing those samples.

    The CAVES experience gets participants acquainted to

    the methods of sampling. They collect minerals that

    are growing in the cave, various sediments, water and

    even analyse the microbiology of the air they breathe.

    Microbiological contamination from the caving

    activities is also checked.

    Looking for life is an extra challenge for the mission.

    Astronauts learn microbiological sampling and

    biological baiting techniques to detect underground

    life. Due to the high air-flow, there are no bats in the

    cave, but strange creatures and new specimens could

    live in this alien environment.

    Open traps with food are left in certain spots to

    attract animals, particularly arthropods. Aided by a

    book detailing around 20 species, the cavenauts must

    identify and count their living prey. They also go

    fishing for small organisms in the dozens of lakes thecave has. A net allows them to do scientific sampling

    in the water and a catch of crustaceans that

    specialists can later analyse and identify.

    CAVES produces long-term scientific data too. After

    installing antennas and an anemometer, the

    monitoring equipment gives constant information

    about wind velocity and direction, as well as the

    temperature and humidity within the cavity.

    Astronauts produce graphs from the recorded datathat help scientists understand how the cave

    breathes. The correlation between the temperature

    outside and inside Sa Grutta tells a lot about its

    morphology, and indicates the possible existence of

    another yet unmapped entrance.

    Going exploring is not only about running around and

    enjoying yourself, but requires documenting

    everything. Armed with a compass, measurement

    tapes and laser distance-meters, the crew must

    size-up every passage, produce topographic surveys

    and take properly exposed images.

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    Exploring in the darkBeing in a cave is something like mountaineering, but

    much more challenging. The isolation, darkness and

    the possibility of snagging on sharp rocks or crevices

    mean you simply dont know what to expect when

    exploring a cave.

    Headlamps offer small areas of illumination and

    therefore limited field of view. A bulky protective

    overall, boots, and cave bag further reduce agility.

    The protective gloves used to handle cables and ropes

    reduce sensitivity and dexterity, making equipment

    difficult to work with and requires special attention to

    make sure clips and buckles are properly secured.

    Astronauts must be aware of the location and safety

    of others to ascend or descend a vertical obstacle.

    Only one person can be attached to a cable section

    at a time, and participants must constantly

    communicate when the cable is free or occupied.

    CRITICAL ISSUES

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    Another time dimensionTime in caves passes very strangely. There are few

    external stimuli no smell other than yourself,

    no sounds except from the water drops falling from

    the ceiling of the cave.

    The use of artificial light in constant darkness alters the

    perception of time and colour. The absence of natural

    time indicators may also modify the circadian rhythm

    and lead to sleep alterations. As on a space mission, the

    daily routine is organised around timelines.

    The fascinating experience makes participants reflect

    on timescales. As ESA astronaut Tim Peake puts it,

    The truly beautiful cathedral-like landscape inside

    the cave, with its gleaming stalactites and stalagmites

    for tens of millions of years in the making, puts you

    in perspective about the short period humans have

    been on this planet.

    Communication versus isolationThe team lives and works in close quarters. This

    ensures interpersonal contact, forcing participants

    to confront personal and intercultural differences.

    If disagreement arises, solutions must be found.

    In a mission dominated by isolation, effective

    communication, constant situational awareness,

    cooperative teamwork and stress management are

    key for success.

    Planning sessions are held twice a day through a

    telephone line to the support team at the cave

    entrance. The ground team can provide information

    about conditions that might affect the mission, help

    to coordinate exploration and science tasks, organise

    a resupply shipment or serve as a means of

    emergency communication. One of the hardest parts

    of the experience is being out of contact with family

    and friends.

    A rudimentary phone line connects the cavenauts to the outside world

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    Participant during a cavewalk. Similar to spacewalks, astronauts had to use a strict tethering protocol to move during the long traverse to the exploration area

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    Echoes and sound dispersion in the cave can threaten

    the flow of information. In order to effectively

    communicate, participants use simple phrases when

    talking with team members. Scouts cannot go further

    than the distance travelled by voice from the group.

    Trailing participants must acknowledge every

    message, and must also pass information forward if

    the team risks becoming too spread out.

    Do it togetherTeamwork is one of the primary goals of CAVES. Before

    going underground the crew organises itself and

    distributes tasks. The team leader takes care of

    organising the crew and the activities of the day,

    ensures daily reports and debriefings and takes

    decisions along the way. The campsite manager

    takes care of inventory, logistics of resupply and the

    campsite organisation. One team member is in charge

    of photographic surveying while another takes

    responsibility for exploration and mapping. Two more

    astronauts handle the technical and scientific

    programme with the data and samples that are taken.

    The crew has to find both effective and creative

    solutions to the problems they encounter on their

    way. Different cultures, languages and backgrounds

    must be in tune to achieve mission success.

    Astronauts recall that exploring unknown passages

    and having to make decisions on how to proceed are

    the most exciting moments. Should they use ropes or

    an inflatable boat in the underground lakes? Should

    they continue together or divide themselves into

    small groups? Above all, they value the friendships

    forged between them.

    Cave team portrait. From left, Norishige Kanai from Japan, ESA astronauts Tim Peake a nd Thomas Pesquet, Randolph Bresnik from USA, and Sergey Ryzhikov from Russia

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    For further information, please contact:

    ESA/ESTEC

    Communication Office

    Tel: +31 71 565 3009E-mail: [email protected]

    CreditsThis document has been compiled, written and produced by

    the European Space Agency in Noordwijk, the Netherlands.

    2012 European Space Agency

    Photo credits: ESA/ Randy Bresnik, Vittorio Crobu,

    Thomas Pesquet, Sirio Sechi