EPA's RSEI Model: Review & Evaluation of RSEI Model - Stan Hayes
Transcript of EPA's RSEI Model: Review & Evaluation of RSEI Model - Stan Hayes
Review and Evaluation of the Risk-Review and Evaluation of the Risk-Screening Environmental Indicators Screening Environmental Indicators (RSEI) Model(RSEI) Model
Stan HayesStan HayesENVIRON International CorporationENVIRON International Corporation
Study Sponsored byStudy Sponsored by
American Petroleum InstituteAmerican Petroleum Institute
2009 EPA/ECOS TRI National Training Conference2009 EPA/ECOS TRI National Training Conference
March 30 – April 2, 2009March 30 – April 2, 2009
Bethesda, MarylandBethesda, Maryland
PresentationPresentation
RSEI review and evaluation study
Application to U.S. petroleum refineries
Evaluation findings
Specific recommendations
RSEI Score RSEI Score CalculationCalculation
Computer-based screening tool
Uses reported TRI data for air, water, and other releases
Calculates “risk-related” scores
RSEI Score RSEI Score IntentIntent
EPA:
– “The values are for comparative purposes and only meaningful when compared to other values produced by RSEI. It should be emphasized that the result is not a detailed or quantitative risk assessment.” (p. 1, EPA 2007)
– “It does not provide a detailed or quantitative assessment of risk, and is not designed as a substitute for more comprehensive, site-specific risk assessments.” (p. 17, EPA 2007)
RSEI Score RSEI Score MisinterpretationMisinterpretation
RSEI Score RSEI Score ConsequencesConsequences
Jackson Announces EPA Schools Monitoring Initiative (Washington, D.C. – March 2, 2009) Lisa Jackson, administrator of the U.S. Environmental Protection Agency, announced today a new initiative to further measure levels of toxic air …
DEQ says air around metro schools not toxic
08:56 PM CST on Tuesday, March 3, 2009
NEW ORLEANS – The Department of Environmental Quality says the air around several metro New Orleans area schools is not toxic.
The response comes one day after a USA Today report that said several schools in the state were at or above toxic levels.
DEP FINDS AIR QUALITY AROUND SCHOOLS TO BE SAFE
Findings Refute USA Today Report
HARRISBURG – The Department of Environmental Protection today reported it found no unsafe levels of air pollutants or metals after extensively examining air quality samples taken recently near four Pennsylvania schools.
RSEI Review and Evaluation StudyRSEI Review and Evaluation Study
SCOPE: RSEI model as applied to U.S. petroleum
refineries
Databases and assumptions
Toxicity weighting scheme
Scoring methodology
Evaluation Finding:Evaluation Finding:Wide Disparity in Refinery ScoresWide Disparity in Refinery Scores
010,00020,00030,00040,00050,00060,00070,00080,00090,000
100,000110,000120,000130,000140,000150,000160,000170,000180,000190,000200,000210,000220,000230,000240,000250,000
1 11 21 31 41 51 61 71 81 91 101 111 121 131 141 151 161
Refinery RSEI Score Ranking
RSEI
Sco
re
223,549
Note: Year 2005; 163 facilities in SIC Code 2911 (Petroleum Refining)
13,36590th Percentile
96850th Percentile
31,72195th Percentile
69,6492nd High
Max
Highest 5
Evaluation Finding:Evaluation Finding:Little Consistent PatternLittle Consistent Pattern
0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%
Direct Water - Fish Ing (Rec)
Direct Water - Fish Ing(Sub)
Direct Water
Stack Air
Fugitive Air
Percent of RSEI Score
Refinery #1Refinery #2Refinery #3Refinery #4Refinery #5
Evaluation Finding:Evaluation Finding:Little Consistent PatternLittle Consistent Pattern
0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%
Polycyclic Aromatic Compounds
Naphthalene
Benzene
Ethyl Benzene
1,3-Butadiene
1,2,4-Trimethylbenzene
1,2-Dibromoethane
Mercury & Compounds
Lead & Compounds
Nickel & Compounds
Antimony & Compounds
Molybdenum Trioxide
Sulfuric Acid
Chlorine
Percent of RSEI Score
Refinery #1Refinery #2Refinery #3Refinery #4Refinery #5
Evaluation Finding:Evaluation Finding:Overweights Noncancer Effects Overweights Noncancer Effects
Probability of contracting cancer
Above upper bound of EPA acceptable risk range (100 in million)
Well above acceptable risk for other agencies (e.g., 10 in million)
Hazard Index = 1 (indicator of likelihood of risk, not risk itself)
RfC and RfD “…likely to be without appreciable risk of deleterious effects during a lifetime”
Margin of safety (often several orders of magnitude)
250 in million equivalent to HI = 1
Toxicity Weighting Assumes:
≠
Evaluation Finding:Evaluation Finding:Overweights Noncancer EffectsOverweights Noncancer Effects
RSEI InhalationToxicity Weight0 10,000 20,000 30,000 40,000 50,000 60,000 70,000 80,000 90,000 100,000
Acetaldehyde
Ammonia
Anthracene
Antimony and antimony compounds
Arsenic and arsenic compounds
Benzene
Butadiene, 1,3-
Cadmium and cadmium compounds
Carbonyl sulfide
Chromium and chromium compounds
Cumene
Cyclohexane
Ethylbenzene
Ethylene
Formaldehyde
Glycol Ethers
Hexane, n-
Hydrogen fluoride
Lead and lead compounds
Mercury and mercury compounds
Methanol
Methyl tert-butyl ether
Naphthalene
Nickel and nickel compounds
Polycyclic aromatic compounds
Propylene (Propene)
Styrene
Sulfuric acid
Toluene
Xylene (mixed isomers)
Xylene, m-
Xylene, o-
Xylene, p-
Toxicity determined by:
Cancer effects
Noncancer effects Carcinogens
Benzene
Evaluation Finding:Evaluation Finding:Toxicities Uncertain for Highest-Score ChemicalsToxicities Uncertain for Highest-Score Chemicals
0
50,000
100,000
150,000
200,000
250,000
300,000
350,000
400,000
Sulfu
ric
acid
Poly
cycl
ic a
rom
atic
com
poun
dsM
ercu
ry a
nd m
ercu
ry c
ompo
unds
Lead
and
lead
com
poun
ds1.
2.4-
Trim
ethy
lben
zene
Chl
orin
eAnt
imon
y an
d an
timon
y co
mpo
unds
Nic
kel a
nd n
icke
l com
poun
dsN
apht
hale
neBen
zene
Am
mon
iaD
ieth
anol
amin
eXyl
ene
(mix
ed is
omer
s)Cya
nide
com
poun
dsN
itrat
e co
mpo
unds
Mol
ybde
num
triox
ide
Man
gane
se a
nd m
anga
nese
com
poun
ds1.
3-But
adie
neFo
rmal
dehy
de1.
2-D
ibro
moe
than
eCar
bony
l sul
fide
Chr
omiu
m a
nd c
hrom
ium
com
poun
dsH
ydro
chlo
ric
acid
Cob
alt an
d co
balt
com
poun
dsAcr
olei
nH
ydro
gen
cyan
ide
Hyd
roge
n flu
orid
eSe
leni
um a
nd s
elen
ium
com
poun
dsn-
Hex
ane
Ethy
lene
oxi
deVan
adiu
m a
nd v
anad
ium
com
poun
dsZi
nc a
nd z
inc
com
poun
dsSi
lver
and
silv
er c
ompo
unds
Cop
per
and
copp
er c
ompo
unds
1.2.
3-Trich
loro
prop
ane
Ethy
lben
zene
p-Xyl
ene
Tol
uene
Tet
rach
loro
ethy
lene
(Pe
rchl
oroe
thyl
ene)
Prop
ylen
e (P
rope
ne)
Gly
col e
ther
sm
-Xyl
ene
Cum
ene
Ace
tald
ehyd
eo-
Xyl
ene
Trich
loro
ethy
lene
Chl
orin
e di
oxid
ePh
enol
Met
hyl t
ert-
buty
l eth
erM
etha
nol
Ace
toni
trile
Met
hyl i
sobu
tyl k
eton
eCyc
lohe
xane
Prop
ylen
e ox
ide
1.2-
Dic
hlor
oeth
ane
Ethy
lene
Cre
sol (
mix
ed is
omer
s)Et
hyle
ne g
lyco
lBip
heny
lCar
bon
tetr
achl
orid
eBar
ium
and
bar
ium
com
poun
dsCar
bon
disu
lfide
Dic
yclo
pent
adie
neCad
miu
m a
nd c
adm
ium
com
poun
dsBer
ylliu
m a
nd b
eryl
lium
com
poun
dsSt
yren
eArs
enic
and
ars
enic
com
poun
ds2.
4-D
imet
hylp
heno
ln-
But
yl a
lcoh
olAnt
hrac
ene
tert
-But
yl a
lcoh
olVin
yl a
ceta
teChl
orod
ifluo
rom
etha
ne (
HCFC
-22)
Alu
min
um (
fum
e or
dus
t)1.
1.1-
Trich
loro
etha
neBro
mom
etha
ne (
Met
hyl b
rom
ide)
Ace
toph
enon
eSo
dium
nitr
itese
c-But
yl a
lcoh
olAcr
ylic
aci
dCFC
-11
(trich
loro
fluor
omet
hane
)Ben
zo(g
.h.i)
pery
lene
Dio
xin
and
diox
in-lik
e co
mpo
unds
N-m
ethy
l-2-
pyrr
olid
one
Alu
min
um o
xide
(fib
rous
for
ms)
Asb
esto
s (f
riab
le)
Phos
phor
us (
yello
w o
r w
hite
)Ph
enan
thre
neD
iben
zofu
ran
RSEI
Sco
res
Aggre
gate
d A
cross
Refineri
es
Five Highest-Score Chemicals:
1. Sulfuric Acid
2. Polycyclic Aromatic Compounds
3. Mercury and Mercury Compounds
4. Lead and Lead Compounds
5. 1,2,4-Trimethylbenzene
Evaluation Finding:Evaluation Finding:Toxicities Uncertain for Highest-Score ChemicalsToxicities Uncertain for Highest-Score Chemicals
0
50,000
100,000
150,000
200,000
250,000
300,000
350,000
400,000
Sulfu
ric
acid
Poly
cycl
ic a
rom
atic
com
poun
dsM
ercu
ry a
nd m
ercu
ry c
ompo
unds
Lead
and
lead
com
poun
ds1.
2.4-
Trim
ethy
lben
zene
Chl
orin
eAnt
imon
y an
d an
timon
y co
mpo
unds
Nic
kel a
nd n
icke
l com
poun
dsN
apht
hale
neBen
zene
Am
mon
iaD
ieth
anol
amin
eXyl
ene
(mix
ed is
omer
s)Cya
nide
com
poun
dsN
itrat
e co
mpo
unds
Mol
ybde
num
triox
ide
Man
gane
se a
nd m
anga
nese
com
poun
ds1.
3-But
adie
neFo
rmal
dehy
de1.
2-D
ibro
moe
than
eCar
bony
l sul
fide
Chr
omiu
m a
nd c
hrom
ium
com
poun
dsH
ydro
chlo
ric
acid
Cob
alt an
d co
balt
com
poun
dsAcr
olei
nH
ydro
gen
cyan
ide
Hyd
roge
n flu
orid
eSe
leni
um a
nd s
elen
ium
com
poun
dsn-
Hex
ane
Ethy
lene
oxi
deVan
adiu
m a
nd v
anad
ium
com
poun
dsZi
nc a
nd z
inc
com
poun
dsSi
lver
and
silv
er c
ompo
unds
Cop
per
and
copp
er c
ompo
unds
1.2.
3-Trich
loro
prop
ane
Ethy
lben
zene
p-Xyl
ene
Tol
uene
Tet
rach
loro
ethy
lene
(Pe
rchl
oroe
thyl
ene)
Prop
ylen
e (P
rope
ne)
Gly
col e
ther
sm
-Xyl
ene
Cum
ene
Ace
tald
ehyd
eo-
Xyl
ene
Trich
loro
ethy
lene
Chl
orin
e di
oxid
ePh
enol
Met
hyl t
ert-
buty
l eth
erM
etha
nol
Ace
toni
trile
Met
hyl i
sobu
tyl k
eton
eCyc
lohe
xane
Prop
ylen
e ox
ide
1.2-
Dic
hlor
oeth
ane
Ethy
lene
Cre
sol (
mix
ed is
omer
s)Et
hyle
ne g
lyco
lBip
heny
lCar
bon
tetr
achl
orid
eBar
ium
and
bar
ium
com
poun
dsCar
bon
disu
lfide
Dic
yclo
pent
adie
neCad
miu
m a
nd c
adm
ium
com
poun
dsBer
ylliu
m a
nd b
eryl
lium
com
poun
dsSt
yren
eArs
enic
and
ars
enic
com
poun
ds2.
4-D
imet
hylp
heno
ln-
But
yl a
lcoh
olAnt
hrac
ene
tert
-But
yl a
lcoh
olVin
yl a
ceta
teChl
orod
ifluo
rom
etha
ne (
HCFC
-22)
Alu
min
um (
fum
e or
dus
t)1.
1.1-
Trich
loro
etha
neBro
mom
etha
ne (
Met
hyl b
rom
ide)
Ace
toph
enon
eSo
dium
nitr
itese
c-But
yl a
lcoh
olAcr
ylic
aci
dCFC
-11
(trich
loro
fluor
omet
hane
)Ben
zo(g
.h.i)
pery
lene
Dio
xin
and
diox
in-lik
e co
mpo
unds
N-m
ethy
l-2-
pyrr
olid
one
Alu
min
um o
xide
(fib
rous
for
ms)
Asb
esto
s (f
riab
le)
Phos
phor
us (
yello
w o
r w
hite
)Ph
enan
thre
neD
iben
zofu
ran
RSEI
Sco
res
Aggre
gate
d A
cross
Refineri
es
#1 Sulfuric Acid:
No value specified in EPA IRIS primary toxicity database
Database hierarchy defaults to Cal/EPA
Lack of interagency consensus
Evaluation Finding:Evaluation Finding:Toxicities Uncertain for Highest-Score ChemicalsToxicities Uncertain for Highest-Score Chemicals
0
50,000
100,000
150,000
200,000
250,000
300,000
350,000
400,000
Sulfu
ric
acid
Poly
cycl
ic a
rom
atic
com
poun
dsM
ercu
ry a
nd m
ercu
ry c
ompo
unds
Lead
and
lead
com
poun
ds1.
2.4-
Trim
ethy
lben
zene
Chl
orin
eAnt
imon
y an
d an
timon
y co
mpo
unds
Nic
kel a
nd n
icke
l com
poun
dsN
apht
hale
neBen
zene
Am
mon
iaD
ieth
anol
amin
eXyl
ene
(mix
ed is
omer
s)Cya
nide
com
poun
dsN
itrat
e co
mpo
unds
Mol
ybde
num
triox
ide
Man
gane
se a
nd m
anga
nese
com
poun
ds1.
3-But
adie
neFo
rmal
dehy
de1.
2-D
ibro
moe
than
eCar
bony
l sul
fide
Chr
omiu
m a
nd c
hrom
ium
com
poun
dsH
ydro
chlo
ric
acid
Cob
alt an
d co
balt
com
poun
dsAcr
olei
nH
ydro
gen
cyan
ide
Hyd
roge
n flu
orid
eSe
leni
um a
nd s
elen
ium
com
poun
dsn-
Hex
ane
Ethy
lene
oxi
deVan
adiu
m a
nd v
anad
ium
com
poun
dsZi
nc a
nd z
inc
com
poun
dsSi
lver
and
silv
er c
ompo
unds
Cop
per
and
copp
er c
ompo
unds
1.2.
3-Trich
loro
prop
ane
Ethy
lben
zene
p-Xyl
ene
Tol
uene
Tet
rach
loro
ethy
lene
(Pe
rchl
oroe
thyl
ene)
Prop
ylen
e (P
rope
ne)
Gly
col e
ther
sm
-Xyl
ene
Cum
ene
Ace
tald
ehyd
eo-
Xyl
ene
Trich
loro
ethy
lene
Chl
orin
e di
oxid
ePh
enol
Met
hyl t
ert-
buty
l eth
erM
etha
nol
Ace
toni
trile
Met
hyl i
sobu
tyl k
eton
eCyc
lohe
xane
Prop
ylen
e ox
ide
1.2-
Dic
hlor
oeth
ane
Ethy
lene
Cre
sol (
mix
ed is
omer
s)Et
hyle
ne g
lyco
lBip
heny
lCar
bon
tetr
achl
orid
eBar
ium
and
bar
ium
com
poun
dsCar
bon
disu
lfide
Dic
yclo
pent
adie
neCad
miu
m a
nd c
adm
ium
com
poun
dsBer
ylliu
m a
nd b
eryl
lium
com
poun
dsSt
yren
eArs
enic
and
ars
enic
com
poun
ds2.
4-D
imet
hylp
heno
ln-
But
yl a
lcoh
olAnt
hrac
ene
tert
-But
yl a
lcoh
olVin
yl a
ceta
teChl
orod
ifluo
rom
etha
ne (
HCFC
-22)
Alu
min
um (
fum
e or
dus
t)1.
1.1-
Trich
loro
etha
neBro
mom
etha
ne (
Met
hyl b
rom
ide)
Ace
toph
enon
eSo
dium
nitr
itese
c-But
yl a
lcoh
olAcr
ylic
aci
dCFC
-11
(trich
loro
fluor
omet
hane
)Ben
zo(g
.h.i)
pery
lene
Dio
xin
and
diox
in-lik
e co
mpo
unds
N-m
ethy
l-2-
pyrr
olid
one
Alu
min
um o
xide
(fib
rous
for
ms)
Asb
esto
s (f
riab
le)
Phos
phor
us (
yello
w o
r w
hite
)Ph
enan
thre
neD
iben
zofu
ran
RSEI
Sco
res
Aggre
gate
d A
cross
Refineri
es
#2 Polycyclic Aromatic Compounds:
Toxicity assumed to be B(a)P, most toxic chemical in category
B(a)P small fraction of PAC emissions
Evaluation Finding:Evaluation Finding:Toxicities Uncertain for Highest-Score ChemicalsToxicities Uncertain for Highest-Score Chemicals
0.1
1.0
0.1
0.01 0.001
1.0
0.1
0.0
0.2
0.4
0.6
0.8
1.0
1.2
Benz(a) anthracene
Benzo(a) pyrene
Benzo(b)fluoranthene
Benzo(k)fluoranthene
Chrysene Dibenz(a,h)anthracene
Indeno(1,2,3-cd) pyrene
7-PAH (Probable Human Carcinogens)
EPA R
elat
ive
Pote
ncy
Fac
tor
(RPF)
- B
(a)P
= 1
Evaluation Finding:Evaluation Finding:Toxicities Uncertain for Highest-Score ChemicalsToxicities Uncertain for Highest-Score Chemicals
0.14 0.61 0.15
46.01
0.02
14.70
0.040
5
10
15
20
25
30
35
40
45
50
Benz(a)anthracene
Benzo(a)pyrene
Benzo(b)fluoranthene
Benzo(k)fluoranthene
Chrysene Dibenz(a,h)anthracene
Indeno(1,2,3-cd) pyrene
7-PAH (Probable Human Carcinogens)
2003 E
mis
sions
(tons)
7-PAH air emissions from five refineries in
SCAQMD in 2003
Evaluation Finding:Evaluation Finding:Inconsistent With Standard Risk AssessmentInconsistent With Standard Risk Assessment
RSEI:– Not quantitative estimate of risk– Scoring derived from 1990’s Superfund’s Hazard Ranking System– Combines cancer risk and noncancer hazard into single score
Standard Risk Assessment Practice:– Quantitative estimate of risk– As recommended by National Academy of Sciences and by
EPA in air toxics and Superfund risk assessment guidance– Treats cancer risk and noncancer hazard separately
Many Available Refinery Risk Assessments:– Results may be inconsistent with RSEI scores– Risk drivers may be different– Rank ordering may be different
Evaluation Finding:Evaluation Finding:Inconsistent With Standard Risk AssessmentInconsistent With Standard Risk Assessment
8
2
0.4
0.1 0.00070.07
0.02 0.0010
1
10
100
Refinery#1
Refinery#2
Refinery#4
Refinery#5
Refinery#1
Refinery#2
Refinery#4
Refinery#5
Cance
r R
isk (
in m
illio
n)
0.0
0.2
0.4
0.6
0.8
1.0
Chro
nic
HI
Cancer Risk
Noncancer Hazard
010,00020,00030,00040,00050,00060,00070,00080,00090,000
100,000110,000120,000130,000140,000150,000160,000170,000180,000190,000200,000210,000220,000230,000240,000250,000
1 11 21 31 41 51 61 71 81 91 101 111 121 131 141 151 161
Refinery RSEI Score Ranking
RSEI
Sco
re
RSEIHighest 5
Source: EPA (2007), “Residual Risk Assessment for MACT I Petroleum Refining Sources”
Inhalation exposure and Refinery MACT 1 sources. Solid bars (Refineries #2 and #5) indicate inhalation major contributor to RSEI scores. Cross-hatched bars (Refineries #1 and #4) indicate non-inhalation pathways major contributors.
Evaluation Finding:Evaluation Finding:Inconsistent With Standard Risk AssessmentInconsistent With Standard Risk Assessment
Source: EPA (2007), “Residual Risk Assessment for MACT I Petroleum Refining Sources”
Inhalation exposure and Refinery MACT 1 sources.
y = -53.089x + 7318.9
R2 = 0.0004
-
50,000
100,000
150,000
200,000
250,000
0 10 20 30 40 50 60 70 80
Maximum Cancer Risk (in million)
RSEI
Sco
re
RecommendationsRecommendations
1. Verify consistency with available risk assessments
2. Calculate and report cancer and noncancer scores separately
3. Re-equilibrate toxicity weights to better balance cancer and noncancer effects
4. Use composite toxicities for chemical categories, particularly PACs
5. Flag or show uncertainty where substantial interagency consensus does not exist, particularly for sulfuric acid
6. Use more realistic fish ingestion assumptions about fisher population, fishing likelihood and incidence, and fish consumption
7. Verify that surface water discharges actually enter drinking water
8. Allow for systematically conservative TRI data reporting practices
9. Improve reliability of default stack parameters
10. Update databases regularly to incorporate data corrections