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EIA Study and Report Preparation · EIA Study and Report Preparation 20 June, 2013 Dr. Suneel...
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EIA Study and Report Preparation
20 June, 2013
Dr. Suneel Pandey
Senior Fellow
EIA as an Environmental Management Tool
• An assessment of the impact of a planned activity on
the environment”
• EIA is a planning tool used to predict and evaluate the
potentially significant impacts of proposed action and
provide a mitigation plan for minimizing adverse
impacts for making decision on the proposed project/
program/policy
• Rio principle 17 states
“EIA as national instrument, shall be undertaken for the
proposed activities that are likely to have a significant
adverse impact on the environment and are subject to a
decision of a competent national authority”
Environmental Impact Assessment
(EIA) - Introduction
• EIA - Tool for integrating objectives of environmental
management into decision making process.
• Environmental (Protection) Act 1986, empowered Central
Government to introduce requirement of formal EIA
procedure prior to clearance for the projects likely to have
significant environmental impacts.
• Notable(& most important) feature of EIA notification was to
treat EIA process as “Statutory requirement” rather than an
“Administrative requirement”.
EIA – A Tool for Sustainable
Development
• 1978 - Hydro projects, thermal power projects were
subjected to environmental assessment
• 1980-1994 - DoE/MoEF was doing all projects requiring
PIB approval
• EIA for environmental clearance was made mandatory in
1994 under E (P) Act
• 1994-2006 - MoEF listed 32 category of listed projects
including private investments
• Earlier only MoEF was assigned the responsibility of the
appraisal of projects for EIA Clearance
EIA/EC Process in India
• Cumbersome procedure
• Disproportionate details sought with applications
• Delay in appraisal meetings
• Time consuming and requiring undue effort
• Reopening of technical issues during various stages of appraisal
• Poor quality of EIA studies by consultants
• Delays by other concerned agencies
Identified Constraints in EC Process
under EIA Notification, 1994
Ownership of EIA Report &
Other Documents by the
Project Proponent (MoEF OM Dated Dec. 5th, 2011)
Violation of EPA/EIA/CRZ
Notification (MoEF OM Dated Nov. 16th, 2010)
Steps to be Followed in EIA Study/EC Process
EIA
Network
• Screening
• Scoping
• Baseline Data Collection
• Prediction of Impacts
• Evaluation of Impacts
• Environmental Management Plan (EMP)
• Post Project Monitoring (PPM)
• Public hearing
EIA Methodology -
Preparation of EIA/EMP Report
• Whether Project Requires Environmental Clearance (EC) ( As per EIA
Notification (2006) as amended till date?
• Whether it is NH/SH Project /or Expansion Project in Hilly Area above
100m MSL?
• What is the Category of Project ( Category “A” or “B”)?
• Whether EC will be Provided by MoEF (As Category “A” or Category “B”
Project due to absence of duly constituted SEIAA?
• Whether “GC” Applies or Not?
• Whether they Require Forest/Wildlife/CRZ Clearance Also ?
• What are existing MoEF provisions/rules/procedures?
• If EC (As Per EIA Notification) is Required Along with other
Environmental Clearances?
Steps to be Followed in EIA
Study/EC Process
• Depending Upon the Answers, we know that What Clearances have to
obtained and where we have to approach for EC & Submit Duly Filled
Form 1 with Pre-Feasibility Report (or DPR as required) along with
Proposed ToR to the Concerned EAC of MoEF/SEIAA
• For Other “Clearances” Separate Forms Have to be Filled as per the
Prescribed Proforma
• EAC Prescribes additional ToR depending on project setting/description
& environmental setting
• If project involves Forest Clearance – Ensure that a formal request in
Prescribed Proforma has been made to Concerned State Government/
Forest Deptt. for Stage –I Clearance
• If it involves “Wildlife Clearance” – Separate Form has to be Submitted –
Before the ToR Stage
Contd…
• Carryout EIA Study as per ToR and additional ToR provided to
project proponent
• Generally public hearing is mandatory except for projects
which do not require additional land acquisition
• Conduct PH (coordinated by concerned SPCB) in affected
districts as per the specified procedure (based on Draft EIA
Report)
• Include comments/clarifications in Final EIA Report
• Present the Final EIA Report to EAC
• Provide Clarifications (If Sought by EAC)
• If the project require Forest Clearance, Stage-I clearance
must be available with project proponent
Steps to be Followed in EIA
Study/EC Process- Contd.
Generic Structure of EIA Report as per
EIA Notification, 2006 S. NO. EIA STRUCTURE CONTENTS
1. Introduction Purpose of report; Identification of project & project proponent; Brief description of nature, size, location and importance of project to country,
region; Scope of study – details of regulatory scoping carried out (As per Terms of Reference)
2. Project Description Condensed description of those aspects of the project likely to cause environmental effects. Details of the following: Type of project; Need for
the project; Location (maps showing general location, specific location, project boundary & project site layout); Size or magnitude of operation;
Proposed schedule for approval and implementation; Project description. Including drawings showing project layout, components of project
etc. Schematic representations of the feasibility drawings which give information important for EIA purpose; Description of mitigation measures
to meet environmental standards, environmental operating conditions,
3. Description of the
Environment
Study area, period, components & methodology; Establishment of baseline for valued environmental components, as identified in scope; Base
maps of all environmental components
4. Anticipated Environmental
Impacts & Mitigation
Measures
Details of Investigated Environmental impacts due to project location, possible accidents, project design, project construction, regular
operations, final decommissioning or rehabilitation of a completed project; Measures for minimizing adverse impacts identified; Irreversible &
Irretrievable commitments of environmental components Assessment of significance of impacts; Mitigation measures
5. Analysis of Alternatives
(Technology& Site)
In case, scoping exercise results in need for alternatives: Description of each alternative; Summary of adverse impacts of each alternative;
Mitigation measures proposed for each alternative and; Selection of alternative
6. Environmental Monitoring
Program
Technical aspects of monitoring the effectiveness of mitigation measures
7. Additional Studies Public Consultation; Risk assessment; Social Impact Assessment.; R&R Action Plans
8. Project Benefits Improvements in physical infrastructure; Improvements in social infrastructure; Employment potential –skilled; semi-skilled and unskilled;
Other tangible benefits
9. Environmental Cost Benefit
Analysis
If recommended at the Scoping stage
10. EMP Description of administrative aspects of ensuring that mitigative measures are implemented & their effectiveness monitored, after approval of
the EIA
11 Summary & Conclusion Overall justification for implementation of project; Explanation of how, adverse effects have been mitigated
12. Disclosure of Consultants
Engaged
The names of the Consultants engaged with their brief resume and nature of Consultancy rendered
Project or Activity Category With Threshold
Limit
Category With
Threshold Limit
Condition, if any
A B
7 (f) Highways i) New National Highways;
and ii) Expansion of
National Highways greater
than 30km involving
additional right of way
greater than 20m involving
land acquisition and
passing through more than
one State.
(i) All New State
Highways Project;
and
(ii) State Highway
expansion project in Hilly
Terrain (above 1,000 m
AMSL) and or
ecologically sensitive
areas
General Conditions shall apply, any
project or activity specified in category
“B” will be treated as Category A, if
located in whole or in part within 10km
from the boundary of:
i) Protected Areas notified under the
Wildlife (Protection) Act, 1972
ii) Critically Polluted areas as identified
by the Central Pollution Control Board
from time to time,
iii) Notified Eco- sensitive areas by MoEF
iv) inter-state boundaries and
international boundaries
Note: Highways include expressways.
Screening/Threshold Criteria for Road/
Highway Project as per EIA Notification 2006
(Amendments)
Guidelines of World Bank on the requirements
of the Contents of an EIA report
• Executive Summary
• Policy, Legal, Institutional Framework
• Project Description
• Baseline Data
• Environmental Impact Analysis
• Cost/Benefit Analysis
• Analysis of Alternatives
• Mitigation Plan
• Institution Building
• Environmental Monitoring Plan
• Consultation
• High
• High
• High
• High
• High
• Low
• High
• High
• High
• High
• High
Guidelines of European Bank for
Reconstruction & Development (EBRD) on the
requirements of the Contents of an EIA report
• Executive Summary
• Policy, Legal, Institutional Framework
• Project Description
• Baseline Data
• Environmental Impact Analysis
• Cost/Benefit Analysis
• Analysis of Alternatives
• Mitigation Plan
• Institution Building
• Environmental Monitoring Plan
• Consultation
• High
• High
• High
• High
• High
• Low
• High
• High
• High
• High
• High
Guidelines of Asian Development Bank (ADB)
on the requirements of the Contents of an EIA
report
• Executive Summary
• Policy, Legal, Institutional Framework
• Project Description
• Baseline Data
• Environmental Impact Analysis
• Cost/Benefit Analysis
• Analysis of Alternatives
• Mitigation Plan
• Institution Building
• Environmental Monitoring Plan
• Consultation
• High
• High
• High
• High
• High
• High
• High
• High
• High
• High
• High
Guidelines of MoEF on the requirements of the
Contents of an EIA report
• Executive Summary
• Policy, Legal, Institutional Framework
• Project Description
• Baseline Data
• Environmental Impact Analysis
• Cost/Benefit Analysis
• Analysis of Alternatives
• Mitigation Plan
• Institution Building
• Environmental Monitoring Plan
• Consultation
• High
• High
• High
• High
• High
• Low
• Low
• High
• Low
• High
• Low
Characteristics of an EIA Report
Emphasis on four aspects:
a) Layout
b) Presentation
c) Content and
d) Summary
Brief description of Content
• Introduction
• Project Description
• Alternatives
• Baseline Environment
• Impact Identification
• Evaluation and Prediction of Impacts
• Environmental Management and Monitoring Plan
Baseline Data Collection
Points to Be Considered for
Baseline Data Generation
• Improvement in the approach to select the monitoring
network
• Improvement in the approach to design the monitoring
network
• Improvement in the quality of Baseline data
• Development of standardized data base format
• Creation of a national data bank on environmental
quality using GIS as a tool.
• Air Quality (Along with Meteorological Parameters)
• Noise
• Water Environment ( Ground & Surface)
Quality & Quantity Assessment
• Flora & Fauna
• Socio-Economic
•Primary Data ( Actual On-Field Collection) and/or
•Secondary Data (From Reliable/Authentic Sources )
All Information are to collected within 10Km / CoI for Road & Highway Projects
Baseline Data Collection
Ambient Air Quality Standards
*Annual Arithmetic Mean of minimum 104 measurements in a year taken twice a week 24 hourly at uniform interval.
**24-hourly/8-hourly values should be met 98% of the time in a year. However, 2% of the time, it may exceed but not on the two consecutive days.
National Ambient Air Quality Standards,
2009
Ambient Noise Standards
Category of Area Limit in dB(A) Leq
Day time Night time
Industrial Area 75 70
Commercial Area 65 55
Residential Area 55 45
Silence Zone 50 40
• Day Time: 6 am to 10 pm
• Night time:10 pm to 6 am
• Silence zone: Areas upto 100 m around premises such as
hospitals, educational institutions and courts.
• The Silence zones are to be declared by the Competent Authority
Ambient Air Quality Standards in Respect of
Noise
Environmental Management Plan (EMP)
• Avoid adverse impacts as far as possible by use of
preventative measures (Impact Avoidance)
• Minimize or reduce adverse impacts to ‘as low as
practicable’ levels (Impact Minimization)
• Remedy or compensate for adverse residual impacts
which are unavoidable and cannot be reduced further
(Impact Compensation)
Elements of EMP
• Pre-Construction /Design Stage/Phase
• Construction Phase (Including Site Clearing Operations)
• Operation
• Environmental Issues may vary in New Project (Greenfield)
as compared to up-gradation/widening road/highway project
(depending on project & environmental setting)
• EMP may also accordingly vary
Phases of EMP
• Applicable Environmental Laws
• Ways & means to ensure compliance of Environmental Laws
/Rules/Regulations
• Identification/Delegation of the responsibilities to ensure
compliance
• Special emphasis on
• Availability of raw materials (water, sand, aggregate, soil, fly
ash, etc.) (quality, quantity & identification of their sources)
• Tree cutting
• Construction of bye-passes (effect due to acquisition of
prime agricultural land
Issues to be covered/addressed in
EMP
• Compliance of various IRC Guidelines MoRTH
Specifications to be ensured
• Road safety considerations are integral part of EIA/EMP
Report
• Detailed Environmental Monitoring Programme/Budget for
EMP has to be indicated in the EMP
Issues to be Covered/Addressed In
EMP- Contd.
Public Hearing Related Issues
28th. Sept.11- OM Public Hearing
• PHs shall be supervised by DM/District Collector/Dy. Commissioner or their representative (not below ADM), assisted by SPCB/ UTPP Representative.
• Date, time and venue postponement shall not be undertaken
• If done due to Exceptional Circumstances, Postponement shall be displayed and notified to the public
• Fresh dates to be taken and notified by SPCB/UTPCC member secretary and DM/ DC/ Deputy Commissioner
Presentation before Appraisal Committee for Prior EC
Self-evaluation of Quality and
Adequacy of EIA report
• Readability • Write Clearly
• Remove all ambiguities
• Avoid use of technical/jargon; all
technical terms should be clearly
explained.
Self-evaluation of Quality and
Adequacy of EIA report
• Consideration
and focus
• Do not slant or misinterpret
findings
• Avoid confusion or mix-up
among economic,
environmental, and
ecological impacts and
productivity
• Avoid unsubstantiated
generalities
• Avoid conflicting statements
Self-evaluation of Quality and
Adequacy of EIA report
• Presentation
• Use well-defined, acceptable,
qualitative terms
• Quantify factors, effects, uses
and activities that are readily
amenable to quantification.
Self-evaluation of Quality and
Adequacy of EIA report
• Data • Identify all sources
• Use up-to-date data
• Use field data collection
programmes as necessary
• Use technically approved data
collection procedures
• Give reasons for use of unofficial
data.
Self-evaluation of Quality and
Adequacy of EIA report
• Methods
and
Procedures
• Use quantitative estimation
procedures, techniques and
models for arrival at the best
estimates.
• Identify and describe all
procedures and models used
• Identify sources of all
judgments
• Use procedures and models
acceptable by professional
standards.
Self-evaluation of Quality and
Adequacy of EIA report
• Interpretation
of Findings
• Consider and discuss all
impact areas before any
are dismissed as not
applicable.
• Analyse controversial
issues, and discuss the
implications of all results
Self-evaluation of Quality and
Adequacy of EIA report
• Interpretation
of Findings • Consider the implications for
each area of a range of
outcomes having significant
uncertainty
• Analyse each alternative in
detail and give reasons for
not selecting it.
• Scrutinize and justify all
interpretation, procedures,
and findings that must stand
up under expert
professional scrutiny.
Documentation requirements for
submission of EIA report
• Feasibility report (One copy);
• Site clearance for site specific projects mentioned in the EIA
notification;
• EIA and EMP reports (20 copies);
• No Objection certificate from SPCB’s and other local
authorities;
• Duly filled in Application form (Environmental Appraisal
Questionnaire);
Documentation requirements for
submission of EIA report
• Risk analysis Report (20 copies), in case of projects involving hazardous substances;
• Rehabilitation plan where displacement of people is anticipated;
• Commitment regarding availability of water and electricity from competent authorities;
• Clearance from Airports Authority of India, if applicable; and
• Details of public hearing conducted by the concerned SPCB.
How to prepare the findings for
Reviewer?
• To what extent are both the beneficial and adverse environmental effects clearly explained?
• What are the risks of adverse consequences and how are they evaluated?
• What is the scope of the EIA in terms of external factors and time lag effects?
• What (if any) are the impacts on environmentally sensitive areas, endangered species and their habitats, and recreational/aesthetic areas?
How to prepare the findings for
Reviewer?
• What alternatives are considered: no project? other sites? other technologies?
• What lessons from previous similar projects are incorporated?
• How do the environmental effects change the costs and benefits of the project?
• What adverse effects are unavoidable?
• What public participation and review of project plans or the EIA have occurred?
How to prepare the findings for
Reviewer?
• What mitigation measures are proposed, and
who would be responsible for implementing
them?
• What are the parameters to be monitored so
that the sate of the environment can be studied
throughout the project?
• Consultant will have to make the presentation
• Higher official from project proponent/user agency has to
accompany consultant during presentation/discussion
• EIA Report has to submitted in time to all concerned
• Special emphasis has to be given to various issues raised in
Public Hearing
• Point-wise replies/presentation is required
• No lengthy introduction/arguments
• All supporting documents/information must be kept in readiness
• If project involves some special environmental issue/adequate
emphasis to be made in the Presentation
Presentation Before EAC/SEAC