Effect of soil–structure interaction on the reliability ...

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CIVIL ENGINEERING Effect of soil–structure interaction on the reliability of reinforced concrete bridges Kamel Bezih a,b, * , Alaa Chateauneuf d,e , Mahdi Kalla c , Claude Bacconnet d,e a Department of Civil Engineering, Institute of Civil Engineering, Hydraulics and Architecture, Hadj Lakhdar University, Batna 05000, Algeria b Department of Civil Engineering, Jijel University, Jijel 18000, Algeria c Department of Earth Sciences, Hadj Lakhdar University, Batna 05000, Algeria d Clermont Universite´, Universite´ Blaise Pascal, Institut Pascal, BP 10448, F-63000 Clermont-Ferrand, France e CNRS, UMR 6602, Institut Pascal, F-63171 Aubie`re, France Received 30 September 2014; revised 23 December 2014; accepted 14 January 2015 Available online 25 March 2015 KEYWORDS Soil–structure interaction; Soil uncertainties; Reliability analysis; RC bridge; Nonlinear behavior Abstract In the design of reinforced concrete (RC) bridges, the random and nonlinear behavior of soil may lead to insufficient reliability levels. For this reason, it is necessary to take into account the variability of soil properties which can significantly affect the bridge behavior regarding ultimate and serviceability limit states. This study investigates the failure probability for existing reinforced concrete bridges due to the effects of interaction between the soil and the structure. In this paper, a coupled reliability–mechanical approach is developed to study the effect of soil–structure interac- tion for RC bridges. The modeling of this interaction is incorporated into the mechanical model of RC continuous beams, by considering nonlinear elastic soil stiffness. The reliability analysis highlights the large importance of soil–structure interaction and shows that the structural safety is highly sensitive to the variability of soil properties, especially when the nonlinear behavior of soil is considered. Ó 2015 Faculty of Engineering, Ain Shams University. Production and hosting by Elsevier B.V. This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/). 1. Introduction The robustness of reinforced concrete infrastructures is of great importance for safe operation under real conditions. Degradations and loss of capacity lead to reduction of service life, to failure of members and even to collapse of the whole structure. In fact, the loss of capacity may come from the vari- ability of the soil properties which may induce higher bending moments in the structure. For this reason, the variability of soil properties should be taken into account in the analysis and design of the soil–structure system, in order to ensure reliable and economic design. Various studies have been * Corresponding author at: Department of Civil Engineering, Institute of Civil Engineering, Hydraulics and Architecture, Hadj Lakhdar University, Street of Chahid Boukhlouf Med El Hadi, CP 05000 Batna, Algeria. Tel.: +213 673353949; fax: +213 33988923. E-mail address: [email protected] (K. Bezih). Peer review under responsibility of Ain Shams University. Production and hosting by Elsevier Ain Shams Engineering Journal (2015) 6, 755–766 Ain Shams University Ain Shams Engineering Journal www.elsevier.com/locate/asej www.sciencedirect.com http://dx.doi.org/10.1016/j.asej.2015.01.007 2090-4479 Ó 2015 Faculty of Engineering, Ain Shams University. Production and hosting by Elsevier B.V. This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).

Transcript of Effect of soil–structure interaction on the reliability ...

Page 1: Effect of soil–structure interaction on the reliability ...

Ain Shams Engineering Journal (2015) 6, 755–766

Ain Shams University

Ain Shams Engineering Journal

www.elsevier.com/locate/asejwww.sciencedirect.com

CIVIL ENGINEERING

Effect of soil–structure interaction on the reliability

of reinforced concrete bridges

* Corresponding author at: Department of Civil Engineering, Institute

of Civil Engineering, Hydraulics and Architecture, Hadj Lakhdar

University, Street of Chahid Boukhlouf Med El Hadi, CP 05000

Batna, Algeria. Tel.: +213 673353949; fax: +213 33988923.

E-mail address: [email protected] (K. Bezih).

Peer review under responsibility of Ain Shams University.

Production and hosting by Elsevier

http://dx.doi.org/10.1016/j.asej.2015.01.0072090-4479 � 2015 Faculty of Engineering, Ain Shams University. Production and hosting by Elsevier B.V.This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).

Kamel Bezih a,b,*, Alaa Chateauneuf d,e, Mahdi Kalla c, Claude Bacconnet d,e

a Department of Civil Engineering, Institute of Civil Engineering, Hydraulics and Architecture, Hadj Lakhdar University,Batna 05000, Algeriab Department of Civil Engineering, Jijel University, Jijel 18000, Algeriac Department of Earth Sciences, Hadj Lakhdar University, Batna 05000, Algeriad Clermont Universite, Universite Blaise Pascal, Institut Pascal, BP 10448, F-63000 Clermont-Ferrand, Francee CNRS, UMR 6602, Institut Pascal, F-63171 Aubiere, France

Received 30 September 2014; revised 23 December 2014; accepted 14 January 2015Available online 25 March 2015

KEYWORDS

Soil–structure interaction;

Soil uncertainties;

Reliability analysis;

RC bridge;

Nonlinear behavior

Abstract In the design of reinforced concrete (RC) bridges, the random and nonlinear behavior of

soil may lead to insufficient reliability levels. For this reason, it is necessary to take into account the

variability of soil properties which can significantly affect the bridge behavior regarding ultimate

and serviceability limit states. This study investigates the failure probability for existing reinforced

concrete bridges due to the effects of interaction between the soil and the structure. In this paper, a

coupled reliability–mechanical approach is developed to study the effect of soil–structure interac-

tion for RC bridges. The modeling of this interaction is incorporated into the mechanical model

of RC continuous beams, by considering nonlinear elastic soil stiffness. The reliability analysis

highlights the large importance of soil–structure interaction and shows that the structural safety

is highly sensitive to the variability of soil properties, especially when the nonlinear behavior of soil

is considered.� 2015 Faculty of Engineering, Ain Shams University. Production and hosting by Elsevier B.V. This is an

open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).

1. Introduction

The robustness of reinforced concrete infrastructures is of

great importance for safe operation under real conditions.Degradations and loss of capacity lead to reduction of servicelife, to failure of members and even to collapse of the wholestructure. In fact, the loss of capacity may come from the vari-

ability of the soil properties which may induce higher bendingmoments in the structure. For this reason, the variability ofsoil properties should be taken into account in the analysis

and design of the soil–structure system, in order to ensurereliable and economic design. Various studies have been

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756 K. Bezih et al.

conducted on the effect of soil–structure interaction, highlight-ing its important role in the analysis of structures. Among thelarge amount of case studies reported in the literature,

Zolghadr Jahromi [1] has shown the significant influence ofsoil–structure interaction on the design and sizing of civil engi-neering structures. In this regard, the researches conducted by

Fenton and Griffiths [2] show the significant effect of soil–structure interaction and its overall importance in the predic-tion of the response of the coupled system. Elachachi et al.

[3,4] considered the effect of soil–structure interaction onembedded pipe networks. Studies on soil–structure interactionconsidering the effects of soil heterogeneity have been pre-sented by Breysse et al. [5]. The results showed the effect of soil

variability on the induced forces in linear mechanical systems.Recently, Jahangir et al. [6] developed analytical model toinvestigate the effects of the shrinkage of clayey soils on

buildings through soil–structure interaction analysis.As the soil is a material with strong nonlinear and

heterogeneous behavior, the studies presented by Frank and

Thepot [7] and Viladkar et al. [8] have underlined that thenonlinear effects can alter significantly the stiffness of the soilunder the structure foundations. They showed the importance

of using nonlinear material models in the analysis of soil–structure interaction. Fontan et al. [9] have studied thesoil–structure interaction of reinforced concrete bridges understatic loading. This study has shown the complexity of the

soil–structure interaction and the need for considering thespecific properties of soil and structural stiffness.

The studies in the literature are often devoted to the nomi-

nal effect of the interaction between the soil and the structure,and few works consider the effect of variability of soil proper-ties. This variability has a complex character as it results from

many sources of uncertainty, on the one hand, and as it varieswith space and time, on the other hand. Modeling the uncer-tainties in soil properties requires statistical analysis of data

coming from either laboratory testing or in-situ measurements.The identification of these uncertainties consists in modelingthree types of uncertainties: (i) natural variability of the soil(space and time variabilities), (ii) testing and measurement

errors, and (iii) model uncertainty (Kulhawy [10], Favre[11]). These uncertainties can be modeled by random fields,which can be succinctly described by a coefficient of variation

(COV) and an autocorrelation function, under the assumptionof stationarity.

The objective of the present paper is to show and to quan-

tify the importance of soil parameter uncertainties on the re-distribution of internal forces in RC structures, as well as theireffect on the safety assessment of these structures. In the fol-lowing research, a reliability–mechanical approach is devel-

oped to study the effect of soil–structure interaction. Thecoupled reliability–mechanical model is applied to assess thefailure probability of a real RC bridge by considering variable

and non-linear soil properties, in addition to variability instructural resistance and applied load, where soil structureinteraction is taken into account. The coupling between the

mechanical model and the reliability model is performed byusing the well-known First Order Reliability Method(FORM) which is widely explained in reliability textbooks

such as Ditlevsen et al. [12], it provides an estimate of the fail-ure probability based on the reliability index. Regarding bridgefoundations, the distance between the footings is always largerthan the autocorrelation length, allowing us to apply random

variable representations. The numerical analysis allows us toevaluate the safety of the RC bridge regarding the soil parame-ter uncertainties. Furthermore, the obtained results indicate

that soil–structure interaction effects and uncertainty of soilparameters should be considered in the reliability assessmentof RC structures. This analysis can have significant impact

on the design rules of redundant RC structures, especiallywhen large soil uncertainties are involved.

2. Literature review on soil behavior uncertainties

2.1. Different sources of uncertainties

The geotechnical variability is a complex attribute that resultsfrom several sources of uncertainties. According to Phoon and

Kulhawy [13], the main sources of geotechnical uncertaintiesare intrinsic variability, measurement errors, and uncertaintiesof transformation. The first type of the uncertainty which isrelated to the physical phenomenon is called aleatoric or active

and the second one which is related to measurement is calledepistemic or passive (Favre [11]). Therefore, soil propertystatistics that are determined from total variability analyses

only can be applied to the specific set of circumstances (sitecondition, measurement technique, correlation models) forwhich the design soil properties are derived (Phoon et al. [14]).

2.2. Quantification of uncertainties of soil parameters

This section aims at presenting the values of the coefficient of

variation (COV) of the shear strength parameters and the soilelastic properties proposed in the literature. The coefficient ofvariation of a given uncertain soil parameter is defined as theratio between its standard deviation and its mean value.

Several statistical studies (Phoon and Kulhawy [13], Magnan[15], Harr [16] Cherubini et al. [17] and Duncan [18]) basedon in-situ and laboratory tests have proposed intervals for

the coefficients of variation (COV) of the soil parameters.Regarding the undrained cohesion (cu), an interval of thecoefficient of variation between 10% and 55% was proposed

by most of the authors. Regarding the internal friction angle(u), the coefficient of variation proposed in the literature liesbetween 7% and 20%. The coefficient of variation of theYoung’s modulus (E) is estimated between 2% and 50%

(Nour et al. [19], and Baecher and Christian [20]).Concerning the coefficient of variation of Poisson’s ratio (m),there is no sufficient information about its interval of varia-

tion, leading some authors to suggest that the variability of thisparameter in the elastic soil settlement can be neglected, whileothers proposed a very limited range of variability (Youssef

Abdel Massih [21]).

2.3. Modeling of soil uncertainties

The uncertainties of the soil parameters described in the pre-vious section have to be taken into account in any geotechnicalprobabilistic analysis, with simplified and advanced probabilis-tic approaches. In these simplified probabilistic approaches, the

uncertain soil parameters are modeled as random variablescharacterized by their probability density functions (PDFs) ortheir statistical moments (i.e. mean value and standard

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Effect of soil–structure interaction on RC bridges 757

deviation). The variability of a given uncertain parameter ismeasured by the coefficient of variation (COV) of this parame-ter. In the advanced approaches for modeling the uncertain soil

parameters, the spatial variability of a given uncertain soilparameter is taken into account by considering the uncertainparameter as random field. In order to accurately quantify the

soil spatial variability, a large number of in-situ observationsare required. The state of the art on uncertaintymodeling in geo-technical structure can be found in (Youssef AbdelMassih [21]).

Regarding the mechanical behavior, several authors haveconsidered the effects of soil behavior uncertainties on thecomputation of the settlement and the bearing capacity ofshallow foundations. Fenton and Griffiths [22] presented a

parametric study on the bearing capacity of shallow founda-tions, resting on soil with heterogeneous friction and cohesiveparameters. Two isotropic random fields representing the

cohesion and internal friction angle were used by consideringvarious values of the coefficients of variation and the correla-tion distance. They noted that critical situations appear when

the correlation distance is equal to the foundation width.Mao et al. [23] developed a probabilistic approach for ultimatebearing capacity of shallow foundations under inclined load-

ing, where the polynomial chaos modeling is coupled withthe limit analysis. The results showed that increasing theinclined load has a significant effect on the shape of the proba-bility density function of the ultimate bearing capacity.

In parallel, several authors introduced the variability of soilproperties in the analysis of the bearing capacity of deep foun-dations, by taking into account the soil–structure interaction.

Lance and Misra [24] have developed a reliability-based designmethodology using the ‘‘t–z’’ model of soil–structure interac-tion, in order to analyze the deep foundations under the ser-

viceability limit state. The probabilistic analysis wasperformed using Monte Carlo simulations to generate a largenumber of load–displacement curves. As a result, they

obtained the displacement distribution, which can be usedfor the design and operation of deep foundations based on acriterion of allowable differential settlement. Recently, Farag[25] proposed a probabilistic framework for simplified pseudo-

static model of pile foundations under lateral spread to com-pute the pile reliability. This model takes both geometric andsoil nonlinearities into account, while, the response surface for-

mulation takes into consideration the geometry, load, materialand model uncertainties. The reliability corresponding tostructural limit states and the most influencing random vari-

ables are determined. It has been observed that the most influ-encing variables are lateral displacement and the pile radius.

In addition, several studies have been conducted to under-stand the effect of spatial variability of the soil properties

(Fenton and Griffiths [22,26], and Niandou and Breysse [27]),where the uncertain parameters of the soil are modeled by ran-dom fields. These authors showed that the spatial variation in

soil properties induces significant effects on the compactionand the bending moments, according to the correlation length.However, most of these studies, considered only the variability

in the transverse direction of the foundation. Denis et al. [28] areamong the few authors who developed a finite element modelfor soil-foundation interaction by taking into account the influ-

ence of the longitudinal variability of clayey soil on the cal-culation of differential settlement, the angular distortion andthe bending moment in the foundation of a lightly loaded wall.Their numerical results showed that the bending moment and

the angular distortion of the foundation vary with the correla-tion length, which corresponds to about the quarter of the foun-dation length. More recently, Imanzadeh et al. [29] used two

approaches for the design of continuous spread footings, forlow weight buildings with relatively lightly loaded walls usingthe Winkler soil–foundation interaction model. These

approaches were compared for two different cases: the first casedealing with the spatial variability of Young’s soil modulus (Es)and the second case with the spatial variability of Es coupled

with the presence of a geological anomaly as a lens of clayey soilof weak mechanical properties. The results showed that the spa-tial variability of soil modulus and a geological anomaly as alens of clayey soil of weak mechanical properties increase sig-

nificantly, for both foundation and overall structure designs,the values of maximum settlements, maximum differential set-tlements and maximum bending moments but they decrease

the uncertainties on the estimations of themaximum differentialsettlement and maximum bending moment.

The major part of the above studies is dedicated to the eval-

uation of the failure probability of the system response, wherethe parameters are the mechanical parameters of the soil andthe applied loads on the foundation. They have showed that

the probability of failure is sensitive to the variability of soilproperties and to the applied load. Therefore, the preciseassessment of soil variability is very important to obtain accu-rate probabilistic results for structural design. These results

have motivated the present work where the reduction of struc-tural capacity due to soil variability is considered.

In the following sections, the nonlinear soil model is pre-

sented and the effect of parameter variabilities is considered.The characterization of the stiffness and ultimate stress disper-sions is performed in terms of the friction angle variability.

Then, the probabilistic model is applied to bridge analysis.

3. Probabilistic model of soil behavior

3.1. Nonlinear behavior model

Before considering the interaction effects, it is necessary tospecify the soil behavior model to be introduced in themechanical analysis of soil–structure system. In the presentsection, the nonlinear behavior of natural soils is defined and

introduced in the finite element model of RC bridge founda-tions, using a specific program developed under MATLABsoftware in order to calculate the displacements and the bend-

ing moments in the structure.It is proposed in this study to consider the hyperbolic model

developed in the work of Kondner [30]. The constitutive law of

soil is based on the approximation of the stress–strain curveobtained in drained triaxial compression tests. The hyperbolicrelationship proposed by Kondner [30] is written as (Fig. 1):

q1 � q3 ¼e1

1Eiþ e1ðq1�q3Þult

ð1Þ

where q1 and q3 denote the major and minor principal stresses,respectively, e1 is the axial strain, Ei is the initial tangent

Young’s modulus and (q1 � q3)ult is the asymptotic value ofthe deviatoric stress.

Duncan and Chang [31] extended the Kondner’s law byintroducing the initial tangent modulus proposed by Janbu

[32]:

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Figure 1 Representation of the hyperbolic law for the soil [30].

Figure 2 Stress–strain curves for random sampling of soil

parameters.

758 K. Bezih et al.

Ei ¼ K � Pa �q3Pa

� �n

ð2Þ

where Pa is the atmospheric pressure, K and n are parameters

calibrated by drained triaxial compression tests, performed atdifferent confining pressures q3. This model considers a hyper-bolic stress–strain relationship and depends on the stress his-

tory and deformation properties of the soil volume. Duncanand Chang [31] introduced the parameter Rf as the ratiobetween the failure deviatoric stress (q1 � q3)f and the maxi-

mum asymptotic stress (q1 � q3)ult as follows:

Rf ¼ðq1 � q3Þfðq1 � q3Þult

ð3Þ

As the rupture happens before reaching the asymptoticcurve, this parameter is always less than one (Rf 6 1). The state

of stress at failure is also supposed to verify the Mohr–Coulomb plasticity criterion:

ðq1 � q3Þf ¼2ðc cosuþ q3 sinuÞ

1� sinuð4Þ

where c and u represent the cohesion and the internal frictionangle of the soil, respectively. As a result, the final expressionof the tangent Young’s modulus Et is:

Et ¼ K � Pa �q3Pa

� �n

1� Rfð1� sinuÞðq1 � q3Þ2ðc cosuþ q3 sinuÞ

� �2ð5Þ

In the present study, the considered soil is sandy soil, forwhich the nominal parameters are u = 30� and c = 0 kPa.

Having Pa = 100 kPa and Rf = 0.7, the calibration of thedeterministic hyperbolic model for this soil leads to parametersK= 200 and n= 0.25.

3.2. Randomness in soil constitutive law

The constitutive law of the soil is governed by empirical

parameters which are determined by laboratory and in-situtesting. For sandy soil, a preliminary analysis has shown that

the tangent elasticity modulus in Duncan’s law (Eq. (5)) ismainly sensitive to the friction angle and the confinementstress. Moreover, the Duncan model parameters cannot be

considered as constants and independent from the soil proper-ties, especially the friction angle in sandy soils. Fig. 2 shows anumber of samples of stress–strain curves with the friction

angle and the confinement stress having coefficients of varia-tion of 12% and 15%, respectively. It is clear from these curvesthat the settlement and the soil capacity are highly sensitive to

the soil properties. For a given level of deviatoric stress, thedispersion of settlement is much more sensitive, especially forhigh loading levels (e.g. above 200 kPa in Fig. 2).

In the present study, the model errors are not considered in

order to highlight the impact of intrinsic uncertainties relatedto the soil parameters themselves. The tangent elasticity modu-lus in Eq. (5) shows the contribution of two terms: the first one

is related to the initial soil modulus which is a function of Kand n, and the second term is related to the nonlinear effectsdepending on the stress level. It is therefore necessary to

characterize these two terms to allow for appropriateprobabilistic analysis. The followed procedure consists in con-sidering the laboratory results to characterize the relationship

between the friction angle and the model parameters, on theone hand, and to identify the dispersion of soil constitutivelaw, on the other hand. These properties will then be intro-duced in the behavior law of the soil in-situ.

For sandy soil, Table 1 shows experimental data given inSelig et al. [33], where it is clearly seen that K and n presentconsiderable variation in terms of the friction angle. Based

on these data, it is proposed herein to fit the test data by thefollowing relationships (Fig. 3a and b):

KðuÞ ¼ 0:2uþ exp 4:68u30

� �2� �ð6:aÞ

nðuÞ ¼ �0:08� 1:38u30

� �þ exp 0:54

u30

� �2� �ð6:bÞ

Concerning the ultimate deviatoric stress, the statisticalanalysis using Monte Carlo simulation method is carried outfor expression (4), using the confinement stress q3 = 260 kPa,

while the uncertain parameter is the internal friction which isassumed to be normally distributed (Phoon and Kulhawy[13]). Ten thousand of Monte Carlo simulations have been

applied to get the distribution of the ultimate strength, as

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Table 1 Initial modulus parameters for different friction

angles for sandy soil (Selig et al. [33]).

u K n

23� 16 0.95

28� 75 0.25

30� 110 0.25

32� 200 0.26

34� 440 0.4

Effect of soil–structure interaction on RC bridges 759

shown in (Fig. 4a). These Monte Carlo simulations allowed usto define the relationship between the coefficient of variation(COV) of the friction angle and the (COV) of the ultimate

deviatoric stress, as following:

COVðq1�q3Þult ¼ 1:85 COVðuÞ ð7Þ

In addition to the linearity between the two coefficients ofvariation, the above relationship shows an amplification effect,as the COV of the soil strength is nearly twice the COV of thefriction angle (Fig. 4b).

Figure 3 Evolution of the model parameter

Figure 4 Typical results of the Monte Carlo simulation: (a) probab

coefficient of variation.

3.3. Probabilistic constitutive law of soil in-situ

Knowing that the analyses developed in the previous subsec-

tion are related to experimental works for soil samples, ourpurpose now is to use these variability characterizations forthe soil in-situ to be considered for practical applications.

Eq. (7) shows a linear relationship between the COVs of thefriction angle and the ultimate deviatoric stress. Moreover,the two variables are fully correlated and it is therefore neces-

sary to describe the realizations of the ultimate deviatoricstress as function of the internal friction angle. In the follow-ing, the use of these conditions in the reliability analysis will

be explained.The ultimate deviatoric stress can be defined in terms of

normalized standard variable according to the relationship:

ðq1 � q3Þult ¼ mðq1�q3Þult þ rðq1�q3Þultuðq1�q3Þult¼ mðq1�q3Þult þ COVðq1�q3Þultmðq1�q3Þult

� uu

ð8Þ

where mðq1�q3Þult , rðq1�q3Þult and COVðq1�q3Þult are respectively the

mean, the standard deviation and the coefficient of variation of

s n and K in terms of soil friction angle.

ility density function and (b) distribution of the soil capacity and

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760 K. Bezih et al.

the ultimate deviatoric stress (q1 � q3)ult, and uðq1�q3Þult and uu

are respectively the standard normal variables associated with

ultimate deviatoric stress and friction angle (a standard normalvariable has zero mean and unit standard deviation); under fullcorrelation condition, we can write as follows: uðq1�q3Þult ¼ uu.

Replacing Eq. (7) in Eq. (8) and using the relationshipu = mu + COVumuuu, the ultimate deviatoric stress

(q1 � q3)ult can be written in the form:

ðq1 � q3Þult ¼ mðq1�q3Þult þ 1:85 COVumðq1�q3Þult uu

¼ mðq1�q3Þult 1þ 1:85umu� 1

� �� � ð9Þ

where u is the random variable of the friction angle and mu its

mean value. This relationship allows us to define the randomultimate deviatoric stress as a function of the random frictionangle of the soil, which is very interesting for calculating the

failure probability of the structure using FORM method.This equation allows us to scale the friction angle statistics,using the mean ultimate deviatoric stress, in order to determinethe variability of soil strength. For practical use of this equa-

tion, it is sufficient to know the mean value of ultimate devia-toric stress mðq1�q3Þult for the soil in-situ, which requires few

testing efforts. In our numerical application, the mean ultimatedeviatoric stress is given as 742 kPa.

3.4. Deterministic model

The deterministic model developed in this work was used to

calculate the maximum bending moment of RC structure.For this model, the soil–structure interaction is taken intoaccount by considering the hyperbolic relationship for the soilunder the structure footings, as following:

q ¼ q3 þv

zK0þ vðq1�q3Þult

ð10Þ

where q is the applied vertical stress, q3 is the confinement

stress at the center of the stress influence zone under the foot-ing, v is the vertical displacement of the footing, and (q1 � q3)-

ult is the ultimate capacity described by Eq. (9) and K0 is theinitial soil stiffness under the footing, which can be expressed

by the following relationship:

K0 ¼ KðuÞ � Pa �q3Pa

� �nðuÞ

ð11Þ

The initial stiffness K0 of the spring model is computed interms of the initial elasticity modulus of the soil under the foot-

ing inside the influence zone of depth z, which is taken as 1.5times the footing width. By considering the developments inthe above sections, it becomes possible to consider the effectof the friction angle variability on both: the initial stiffness

K0 and the ultimate capacity (q1 � q3)ult.

3.5. Model implementation

In order to allow for numerical applications of the deter-ministic model developed in the above sections, a finite elementprogram under MATLAB has been developed and coupled

with reliability analysis procedures. The RC structure is mod-eled by usual beam finite elements and the soil behavior ismodeled by nonlinear spring elements under the footings.

Direct solution of this system is not possible because of thenonlinearity of the soil behavior law. It is therefore essentialto introduce iterative procedures to ensure the equilibrium

between internal forces and external loads at the end of eachloading step. For this purpose, an incremental and iterativeprocedure is developed using the tangent stiffness matrix which

is computed for the system at each iteration. The well-knownNewton–Raphson [34] scheme allows us to solve the equilib-rium equations and therefore to determine the load–displace-

ment curve under various load cases.

4. Application to existing RC bridge

The practical application of this study is carried out on a RCbridge at Oued MEDILA in Tebessa area, joining the twocities of Fercane and El Meita, in the east of Algeria. The

design and construction of the bridge was carried out by thecompany SERO-EST, assisted by the laboratory of publicstructures (LTPE) in the east of Algeria for soil investigations.This company has provided the bridge and soil data for the

present study. The considered bridge is 407 m long and 9 mwide, as illustrated in (Fig. 5a). The bridge deck is simply sup-ported on a series of constant height supports, divided into two

abutments and twenty-six piers. The intermediate spans have alength of 15.10 m. The deck is constituted of RC slab withthickness t = 25 cm, coated on one formwork and supported

by six RC girders with a distance of 1.50 m between cross-sec-tion centers (Fig. 5b). Along its length, the bridge is consti-tuted by a series of three-span girders separated byexpansion joints.

Due to repetitive aspect of the bridge, it is chosen to con-sider the side access EL Meita, constituted of three-span gird-ers with total length equal to 45.30 m. Each one of the three

spans has a length of 15.10 m, with a constant moment of iner-tia. The design of this bridge is checked according toEurocodes 1 and 2 [35,36]. The bearing capacity of the soil

to be considered for the structure design is calculated fromthe pressuremeter test, showing an ultimate soil stress givenby: (q1 � q3)ult = 742 kPa.

The traffic on the bridge is defined by the load model(LM1) in Eurocode1, which considers uniformly distributeddead load DL, Uniform live load UDL; wheel live loads TSon each conventional lane and sidewalks load QT. This model

covers most of the effects of car and truck traffic. For the con-sidered bridge, the roadway width is equal to 7 m, whichinvolves two conventional lanes with 3 m of width and a resid-

ual area of 1 m. The application of loads on the lanes followsthe Eurocode recommendations for the distribution of trafficlanes. To calculate the bending moments in the bridge girders,

it is necessary to define the mechanical model of the bridge asshown in Fig. 6, where X is the position of the last axle withrespect to the first support A. The structural analysis is carriedout by considering the most unfavourable combination for the

ultimate limit state (ULS).The goal of this application is to enhance the understand-

ing of the effects of soil–structure interaction for RC

bridges, on the one hand, and to assess the failure probabil-ity of a reinforced concrete (RC) bridge under considerationof variable and non-linear soil properties and some variabil-

ity in the structural resistance and applied load, on the otherhand.

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Figure 5 Oued MEDILA bridge: (a) view of the bridge and (b) typical cross-sections.

Figure 6 Mechanical model of reinforced concrete bridge with

three identical spans.

Effect of soil–structure interaction on RC bridges 761

5. Reliability assessment of soil–structure interaction

5.1. Limit state function

The reliability is evaluated according to each failure modedescribed by a limit state function; the reliability analysis hasto be performed to ensure safe design of reinforced concrete

structures (Neves et al. [37]). In this analysis, the input randomvariables are defined by their probability distributions. Thefailure mode considered in the present analysis corresponds

to the ultimate limit state of the bridge deck, which is givenby the bending capacity of RC girders. This limit state functionG(X) is written as:

GðXÞ ¼MRðXÞ �MSðXÞ ð12Þ

where X denotes the vector of random variables, G(X) is thelimit state function, MR is the ultimate bending moment ofthe girder and MS is the applied moment taking into accountthe soil–structure interaction. The failure probability Pf of

the structure corresponds to the probability that the appliedload effect exceeds the structural resistance, which is writtenas:

Pf ¼ PðGðXÞ � 0Þ ð13Þ

5.2. Reliability analysis

The random variables considered in this work are provided in

Table 2, where the loading mean values are given for the

Ultimate Limit State (ULS). All the random variables are con-sidered lognormally distributed, which is a commonly accepted

assumption in the literature. The coefficients of variation aredrawn either from the literature (Holicky et al. [38]) or fromthe practice in civil engineering structures. The coefficient of

variation (COV) is taken as 8% for the resisting bendingmoment of RC cross-sections, according to known reinforce-ment steel dispersion and the COV of the friction angle istaken between 5% and 15% as indicated in the literature

(Phoon et al. [14]).The failure probability of the structure is computed for the

limit state function G(X), by using the First Order Reliability

Method implemented in the software LIFREL, (i.e. softwareof reliability-based analysis) developed by the second author.For each new point in the iterative process, the ultimate

moments in the girder cross-sections are computed for the loadcases at the ULS, by using the numerical model developedunder MATLAB, in which the soil–structure interaction isappropriately considered. Fig. 7 depicts the flowchart of the

solution procedure coupling reliability and mechanical analy-ses, through the software LIFEREL and MATLAB. The pro-cedure includes two iterative loops: one for the nonlinear

mechanical analysis and the one for the First OrderReliability Method (FORM). The result leads to the failureprobability of the considered cross-sections as well as the

importance factors regarding various random variables.

5.2.1. Impact of soil variability

In order to well assess the effect of the soil on the structural

safety, it has been chosen to consider only two random vari-ables in this reliability analysis: the friction angle (u) with vari-ous COV values and the resisting moment (MR) with COV

equal to 8%.At this first step of the study, only the soil properties and

the bridge resisting moment are considered as random, while

the loading variables (DL, UDL and TS) are considered deter-ministic equal to their characteristic values. It is important tonote that, in this case, the calculated failure probabilities areconditioned by the characteristic values and should not be

compared with the recommendation safety targets; the uncon-ditional probabilities are given when all variables are consid-ered as random, which is provided by Section 5.2.2 The aim

of this section is to investigate the effect of the statistical

Page 8: Effect of soil–structure interaction on the reliability ...

Table 2 Random variables for the analysis of RC bridge girder at the ULS.

Random variables Mean value COV (%)

Support B Span 1 Span 2

Bending resistance (kN m) 12,048 10,956 7674 8

Internal friction angle (u�) 30 5–15

Confinement stress q3 (kPa) 45 15

Dead load (kN/m) 135 10

Uniform live load (kN/m) 108 15

Wheel live load (kN/m) 400 20

Figure 7 Flowchart of the coupled reliability-algorithm procedure using LIFREL and Finite element model.

762 K. Bezih et al.

characteristic (i.e., coefficient of variation COV) of the randomvariables on the bending capacity of RC girders.

Under elastic soil behavior assumptions, the initial tangentYoung’s modulus can be used to get the linear solution on theresponse soil–structure system. Fig. 8 shows the influence of

the dispersion on the failure probability, at the three criticalcross-sections. It is clearly observed that the failure probabilityis largely increased when the friction angle is considered as ran-

dom with linear soil behavior. This effect is strongly amplified

with the increase of the coefficient of variation of the frictionangle.

Fig. 9 compares the linear and nonlinear soil models, interms of friction angle COV. At the support B, the failureprobability is 1.21 · 10�3 when only the resisting moment is

considered as random. This value is taken as reference toassess the role of soil variability. This probability increasesto 5.26 · 10�3, 2.67 · 10�2 and 7.58 · 10�2 when the friction

angle is considered as random with coefficients of variation

Page 9: Effect of soil–structure interaction on the reliability ...

Figure 8 Failure probability as a function of friction angle

dispersion for linear soil constitutive law.

Effect of soil–structure interaction on RC bridges 763

of 5%, 10% and 15%, respectively. The same trend is observedfor the cross-sections at spans 1 and 2, but with lower increaserate. Also, similar to the results obtained in Section 5.2.2, the

variability of the system response was found to be very sensi-tive to the variability of the soil friction angle.

Although the failure probability significantly increases with

the soil dispersion, the increase is much higher when the non-linear behavior is considered. It can be concluded that the useof deterministic soil constitutive law is not conservative as itleads to over-estimate the effective reliability of the bridge

and consequently its under-design. In this application, theimpact of soil–structure interaction increases by nearly a factorof two the failure probability at the internal supports and at

span cross-sections. As already known for structural analysis,the cross-sections at supports and the mid-span cross-sectionsare very sensitive to the soil–structure interaction.

These results show clearly that the failure probability is lar-gely increased when the friction angle is considered as randomwith nonlinear soil behavior. This effect is strongly amplified in

case of large COV of the friction angle. The following observa-tions can therefore be underlined:

Figure 9 Failure probability as a function of friction angle dispersion

in span 1 and (c) in span 2.

(1) Dependence relationship: The failure probability

increases with the increase of the COV of the frictionangle, and becomes very large in the case of nonlinearelastic soil behavior.

(2) High sensitivity: Small changes in the COV of the frictionangle affect significantly the failure probability. The con-sideration of probabilistic friction angle is thereforemandatory for structural safety, as it plays a very impor-

tant role in the moment redistribution within the bridge.(3) Coupled effect: The coupled effect of both randomness

and nonlinearity of soil behavior leads to larger failure

probabilities.

For the case of 10% of friction angle COV, Fig. 10 shows

the importance of the model variables on the cross-sectionsafety, where phi(A), phi(B), phi(C) and phi(D) representrespectively the friction angles (uA, uB, uC and uD) underthe footings A, B, C and D of the bridge. It can be observed

that the friction angle plays a significant role on the safety ofRC cross-sections, and its role is much larger for the cross-sec-tion at intermediate support B (59%) than for the cross-sec-

tions at spans 1 (28%) and 2 (25%). This is explained by thefact that small settlement at the end footing A leads to highincrease of the moment at the cross-section B, which may hap-

pen for weak soil conditions at A (low friction angle) andstrong soil conditions at B (high friction angle). For thecross-section at B, the friction angles of soil under the founda-

tions A, B and C play significant roles (21%, 22% and 16%respectively), while for span 2 only the friction angles at Band C have significant effects (12% and 13% respectively).

It comes from this analysis that the effect of soil uncertain-

ties is much higher for negative moments at the internal sup-ports than for the positive moments in the girder spans.Moreover, the random soil–structure interaction has very sig-

nificant effect on the safety of redundant RC bridges andshould not be neglected for safe design of these structures.

5.2.2. Bridge reliability assessment

In order to provide comprehensive assessment of the reliabilitylevel, all the main random variables should be considered in

for linear and nonlinear soil constitutive law: (a) at support B, (b)

Page 10: Effect of soil–structure interaction on the reliability ...

Figure 10 Importance factors at bridge cross-sections for 10% of coefficient of variation: (a) at support B, (b) in span 1 and (c) in span 2.

764 K. Bezih et al.

the analysis. For this purpose, the loading variables are nowconsidered as random, with the statistical properties given inTable 2. The reference value of the failure probability is

obtained by considering the soil properties as deterministic(i.e. only loading and resistance are considered as random),which is usually the case when soil–structure interaction isneglected. This reference configuration shows failure

Figure 11 Failure probability as a function of friction angle

dispersion.

Figure 12 Importance factors of the model paramete

probabilities of 1.5 · 10�6 at support B, 3.1 · 10�4 at span 1and 1.1 · 10�4 at span 2.

In order to allow for understanding the effect of the disper-

sion of the random variables on the bridge, the reliabilityanalysis is performed for different values of the coefficientsof variation of the friction angle. Fig. 11 plots the evolutionof the failure probabilities in terms of the COV of the friction

angle. The effect of soil dispersion is still significant althoughthe loading randomness is considered. The effect of the frictionangle is much more significant for the cross-section at the sup-

port B, than for the two other cross-sections, which is concor-dant with the analysis performed in Section 5.2.1.

In the case of a COV of 10% for the friction angle, the

importance factors are depicted in Fig. 12 for the threecross-sections. The reliability at cross-section A, B and C isvery sensitive to the variability of friction angles, with 45%

as the sum of the four importance factors of soil. The interac-tion effect decreases for the cross-section in span 1 (17%) andeven more for the cross-section in span 2 (9%).

Table 3 depicts the reliability results for the three cross-sec-

tions with the friction angle COV of 0, 5, 10 and 15%. It is seenthat when the COV is less than 5%, the effect of soil–structureinteraction uncertainties can be neglected. However, when the

COV reaches 10%, its effect becomes significant, especially forthe cross-section at support. Finally, when this coefficientreaches 15%, the importance of the friction angle uncertainties

becomes mandatory for the overall reliability of the structure.

rs: (a) at support B, (b) in span 1 and (c) in span2.

Page 11: Effect of soil–structure interaction on the reliability ...

Table 3 Reliability results of bridge cross-sections for different friction angle COV.

Cross-section COV (%) Pf Important factors

u (%) MR (%) DL (%) UDL (%) TS (%)

Support B 0 1.46E�06 0.0 68.2 7.8 19.0 4.9

5 8.84E�06 12.0 55.6 8.6 19.1 4.6

10 1.73E�04 45.5 31.9 7.1 12.6 2.8

15 2.66E�03 71.3 15.3 4.7 7.0 1.7

Span 1 0 3.07E�04 0.0 53.9 5.0 13.2 27.9

5 3.52E�04 2.3 52.5 5.1 13.1 27.0

10 6.32E�04 17.0 43.7 5.5 11.8 21.9

15 2.37E�03 45.3 27.5 5.4 8.5 13.3

Span 2 0 1.14E�04 0.0 43.4 0.9 14.4 41.4

5 1.23E�04 1.0 43.5 1.0 14.7 39.8

10 1.74E�04 8.1 39.9 1.2 13.9 36.9

15 6.08E�04 36.7 27.3 1.8 10.8 23.4

Effect of soil–structure interaction on RC bridges 765

At this level, the importance factor is 71.3% for support B,45.3% for span 1 and 36.7% for span 2.

This table indicates that if we take a large coefficient ofvariation of the friction angle, the results are very differentfrom the calculated with linear computed bearing structures.

This reflects the important role of soil variability and soil–struc-ture interaction in statically undetermined RC bridge design.

6. Conclusion

The main objective of this work is to assess the effect of soilparameter uncertainties on the reliability of RC bridges,

through the consideration of soil–structure interaction. Toachieve this goal, a numerical model was developed for con-tinuous beam on nonlinear elastic foundations. The failureprobabilities of three critical cross-sections, are computed by

FORM, considering the bending capacity, the internal frictionangle of the soil and the loading as random. The obtainedresults show that the soil variability plays an important role

on the behavior of soil–structure in RC bridges. Finally, aparametric study showed the large effect of soil–structureinteraction on the bridge reliability, especially when the soil

nonlinearity is considered.It has been shown that the use of rigid support assumption,

which is very common in practice, leads to significant over-

estimation of the bridge reliability, which does not fulfillrobustness and precaution principles. It is therefore recom-mended to model appropriately the soil behavior, includingnonlinearities and variabilities. Further works are undergoing

to take into account the effect of long-term soil deformations,as well as nonlinear behavior of RC bridge structures.

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Kamel Bezih graduated with a Master

research, specializing in mechanical of soil and

rock, from Pierre and Marie Curie University

(Paris 6), France in 2002. In addition, a

Magister degree in Civil Engineering, spe-

cializing in: Structure and Geomaterials as

well from University of Batna, Algeria in

2004. He is currently pursuing a Ph.D. at the

Institute of Civil Engineering, Hydraulics and

Architecture, University of Batna, Algeria.

His research interests include numerical

modeling of structure, geotechnical modeling tools, the mechanical

behavior of soil, sol-structure interaction and the evaluation of the

reliability of structures in Civil Engineering. He’s also participated in

several national and international conferences.

Alaa Chateauneuf, Ph.D. in engineering sci-

ence and Head of the research department

‘‘Mechanics, Materials and Structures’’ of

Pascal Institute, is a full professor at the Blaise

Pascal University in France. He is lecturer in

Structural Reliability and Design, Finite

Element Methods, Reinforced Concrete

Structures, and Life-cycle Optimization.

During the last 25 years, he has developed

original methods and tools on ‘‘Reliability

and Optimization of Structural Systems’’. He

has supervised 24 Ph.D. theses and published more than 320 papers in

the field of civil and mechanical engineering. He is the co-author of

several books and software in reliability-based analysis and design. He

is also involved in various international and industrial projects and is a

member of international research groups, such as: ESReDA (European

Safety, Reliability and Data Association), where he is leading the

Project Group on Reliability-based Optimization of the Life Cycle

Cost of Structures and Infrastructures.

Mahdi Kalla was graduated from the

University of Constantine, Algeria. He

received the B.Sc. degree in 1975 and the

Master research from the Universities of Paris

I (Sorbonne), France, in 1982. From 1986 to

1991, he’s been a director of the National

Institute for Earth Sciences (INES). In 1990

he received his Magister degree from the

Universities of Sciences and Technologies

(USTHB, Algiers), Algeria, and a PhD

degrees in geomorphology research from the

Universities of Paris VII (Denis Didrot), France, in 1995. Since 2002,

he has been the head of the natural hazards and territory planning

laboratory (LRNAT), and then promoted to full Professor with the

department of Earth Sciences, University of Batna, Algeria in 2006.

His research interest covers physical space dynamic and natural haz-

ards.

Claude Bacconnet was born in Clermont

Ferrand (France), June 18, 1962. In 1991 he

received his PhD degrees in Civil Engineering

from the University of Blaise Pascal France.

Since 1991, he’s held an Associate Professor

position at the Polytech Clermont,

Department of the civil Engineering and he is

a Researcher at the Institute Pascal (MMS

team). Since 2012, He is the co-director of the

Polytech Clermont. His research interests the

development of in situ physical and mechani-

cal characterization methods of soils centered on the static or dynamic

penetration tests, and the application of statistical, geostatistical and

probabilistic methods to modelize the spatial variability of the prop-

erties, to estimate the reliability of structures, or to feed approaches of

risk analysis. The concerned domains are mainly soil investigation

methods, earth dams, subterranean works and micro-piles, in a context

of diagnosis and control. He has been co-supervising 12 PhD Thesis.