Edexcel Level 3 Certificate in Fire Safety (Fire …...The Edexcel Level 3 Certificate in Fire...
Transcript of Edexcel Level 3 Certificate in Fire Safety (Fire …...The Edexcel Level 3 Certificate in Fire...
Edexcel Level 3 Certificate in Fire Safety (Fire Auditors) (QCF)
Edexcel Level 4 Certificate in Fire Safety (Fire Auditors) (QCF)
Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) (QCF)
Specification
Specialist qualifications
First teaching April 2013 Issue 3
Pearson Education Limited is one of the UK’s largest awarding organisations, offering academic and vocational qualifications and testing to schools, colleges, employers and other places of learning, both in the UK and internationally. Qualifications offered include GCSE, AS and A Level, NVQ and our BTEC suite of vocational qualifications, ranging from Entry Level to BTEC Higher National Diplomas. Pearson Education Limited administers BTEC qualifications.
Through initiatives such as onscreen marking and administration, Pearson is leading the way in using technology to modernise educational assessment, and to support teachers and learners.
This specification is Issue 3. We will inform centres of any changes to this issue. The latest issue can be found on the Edexcel website: www.edexcel.com
References to third party material made in this specification are made in good faith. We do not endorse, approve or accept responsibility for the content of materials, which may be subject to change, or any opinions expressed therein. (Material may include textbooks, journals, magazines and other publications and websites.)
All information in this specification is correct at time of publication.
Authorised by Martin Stretton Prepared by Karon Nicod/Jeni Dixon/Cheryl Bott
Publications Code BA030061
All the material in this publication is copyright © Pearson Education Limited 2013
Contents
1 Introducing Specialist qualifications 1
What are Specialist qualifications? 1
2 Qualification summary and key information 2
QCF qualification title and Qualification Number 4
Objective of the qualifications 4
Relationship with previous qualifications 5
Progression opportunities through Edexcel qualifications 5
Industry support and recognition 5
Relationship with National Occupational Standards 5
3 Centre resource requirements 6
4 Qualification structures 7
Edexcel Level 3 Certificate in Fire Safety (Fire Auditors) (QCF) 7
Edexcel Level 4 Certificate in Fire Safety (Fire Auditors) (QCF) 8
Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) (QCF) 9
5 Assessment 11
6 Recognising prior learning and achievement 12
Recognition of Prior Learning 12
Credit transfer 12
7 Centre recognition and approval 13
Approvals agreement 13
8 Quality assurance of centres 14
9 Programme delivery 15
10 Access and recruitment 16
11 Access to qualifications for learners with disabilities or specific needs 17
12 Units 18
Unit title 18
Unit reference number 18
QCF level 18
Credit value 18
Guided learning hours 18
Unit aim 18
Essential resources 18
Learning outcomes 18
Assessment criteria 19
Unit amplification 19
Information for tutors 19
Unit 1: Identify and report hazards and risks associated with fire in simple premises 20
Unit 2: Assess risks associated with fire in simple premises 29
Unit 3: Confirm measures are in place to protect people from fire in simple premises 40
Unit 4: Review fire protection systems in simple premises 48
Unit 5: Plan and gather evidence for the purposes of fire safety regulation in simple premises 58
Unit 6: Visit simple premises for the purposes of fire safety regulation 66
Unit 7: Assess risks associated with fire in complex premises and environments 79
Unit 8: Ensure measures are in place to protect people from fire in complex premises and environments 90
Unit 9: Review fire protection systems in complex premises and environments 98
Unit 10: Review safety measures at locations that are regulated and/or licensed 108
Unit 11: Visit complex premises and environments for the purposes of fire safety regulation 118
Unit 12: Review fire safety matters relating to existing or proposed construction 131
Unit 13: Work in partnership to minimise risks to the community 145
Unit 14: Support the management of risks at incidents 156
Unit 15: Review fire safety matters relating to premises under construction, demolition and alteration 169
Unit 16: Prepare and present evidence in court and other formal proceedings in relation to fire safety measures 178
Unit 17: Draft statutory enforceable documents for the purposes of fire safety regulation 186
Unit 18: Serve statutory enforceable documents for the purposes of fire safety regulation 193
13 Further information and useful publications 199
14 Professional development and training 200
Annexe A 201
Mapping with National Occupational Standards 201
Purpose of this specification
The purpose of a specification as defined by Ofqual is to set out:
the qualification’s objective
any other qualification which a learner must have completed before taking the qualification
any prior knowledge, skills or understanding which the learner is required to have before taking the qualification
units that a learner must have completed before the qualification will be awarded and any optional routes
any other requirements which a learner must have satisfied before the learner will be assessed or before the qualification will be awarded
the knowledge, skills and understanding which will be assessed as part of the qualification (giving a clear indication of their coverage and depth)
the method of any assessment and any associated requirements relating to it
the criteria against which learners’ level of attainment will be measured (such as assessment criteria)
any specimen materials
any specified levels of attainment.
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
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1 Introducing Specialist qualifications
What are Specialist qualifications?
There are three sizes of qualification in the QCF:
Award (1 to 12 credits)
Certificate (13 to 36 credits)
Diploma (37 credits and above).
Every unit and qualification in the QCF has a credit value.
The credit value of a unit is based on:
one credit for every 10 hours of learning time
learning time – defined as the time taken by learners at the level of the unit, on average, to complete the learning outcomes to the standard determined by the assessment criteria.
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
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2 Qualification summary and key information
Qualification title Edexcel BTEC Level 3 Certificate in Fire Safety (Fire Auditors) (QCF)
QCF Qualification Number (QN) 600/2642/X
Qualification framework Qualifications and Credit Framework (QCF)
Date registrations can be made 01/09/2011
Age range that the qualification is approved for
18+
Credit value 26
Assessment Centre-devised assessment (internal assessment)
Guided learning hours 136
Grading information The qualification and units are at pass grade.
Entry requirements No prior knowledge, understanding, skills or qualifications are required before learners register for this qualification. However, centres must follow the Edexcel Access and Recruitment policy (see Section 10, Access and recruitment)
Qualification title Edexcel BTEC Level 4 Certificate in Fire Safety (Fire Auditors) (QCF)
QCF Qualification Number (QN) 600/2647/9
Qualification framework Qualifications and Credit Framework (QCF)
Date registrations can be made 01/09/2011
Age range that the qualification is approved for
18+
Credit value 23
Assessment Centre-devised assessment (internal assessment)
Guided learning hours 112
Grading information The qualification and units are at pass grade
Entry requirements No prior knowledge, understanding, skills or qualifications are required before learners register for this qualification. However, centres must follow the Edexcel Access and Recruitment policy (see Section 10, Access and recruitment)
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
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Qualification title Edexcel BTEC Level 4 Diploma in Fire Safety (Fire Inspectors) (QCF)
QCF Qualification Number (QN) 600/2652/2
Qualification framework Qualifications and Credit Framework (QCF)
Date registrations can be made 01/09/2011
Age range that the qualification is approved for
18+
Credit value 37
Assessment Centre-devised assessment (internal assessment)
Guided learning hours Minimum — 179
Maximum — 198
Grading information The qualification and units are at pass grade
Entry requirements No prior knowledge, understanding, skills or qualifications are required before learners register for this qualification. However, centres must follow the Edexcel Access and Recruitment policy (see Section 10, Access and recruitment)
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QCF qualification title and Qualification Number
Centres will need to use the QCF Qualification Number (QN) when they seek public funding for their learners. As well as a QN, each unit within a qualification has a QCF unit reference number (URN).
The qualification title, units and QN will appear on each learner’s final certificate. You should tell your learners this when your centre recruits them and registers them with us. Further information about certification is in the Edexcel Information Manual on our website at www.edexcel.com.
Objective of the qualifications
The Edexcel Level 3 Certificate and Level 4 Certificate and Diploma in Fire Safety (QCF) are for learners who work in, or want to work in, Fire Safety.
They give learners the opportunity to:
develop knowledge related to fire safety auditing and inspection
develop skills in fire safety auditing and inspection
achieve nationally-recognised qualifications
develop their own personal growth and engagement in learning.
The Edexcel Level 3 Certificate in Fire Safety (Fire Auditors) (QCF) is suitable for managers, staff and owner-occupiers who are responsible for ensuring that suitable and sufficient fire safety arrangements are made and maintained. It is also suitable for personnel in a fire safety regulator role with responsibility for ensuring the requirements of fire safety and associated regulations are being met through cooperation or enforcement. They will operate in the context of simple premises. A simple premises is defined as any building that was built to a recognised design code and when inspected has had no variation that has a major impact on the life safety principles of the original design concept.
The Edexcel Level 4 Certificate in Fire Safety (Fire Auditors) (QCF) is suitable for managers, staff and owner-occupiers who are responsible for ensuring that suitable and sufficient fire safety arrangements are made and maintained for complex premises. A complex premises is defined as any building that was built without a recognised design code or had a major variation that has had a major impact on the life safety principles of the building or built as fire engineering solution under BS7974 or similar.
The Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) (QCF) is suitable for fire safety practitioners employed to work with others, such as managers, safety site representatives, owners or occupiers who need to ensure that suitable and sufficient fire safety arrangements are made and maintained, including those for complex premises. It is also suitable for regulators who have to ensure that the requirements of fire safety and associated regulations are being met.
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
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Relationship with previous qualifications
These qualifications are a direct replacement for the Edexcel levels 2, 3, and 4 NVQs in Fire Safety, which have now expired. The qualifications are listed below:
Qualification title Qualification number
Accreditation start date
Accreditation end date
Edexcel Level 2 NVQ in Fire Safety
100/5655/5 01/10/05 31/09/11
Edexcel Level 3 NVQ in Fire Safety
100/5656/7 01/10/05 31/09/11
Edexcel Level 4 NVQ in Fire Safety
100/5657/9 01/10/05 31/09/11
Progression opportunities through Edexcel qualifications
Learners who have achieved the Edexcel Level 3 Certificate in Fire Safety (Fire Auditors) (QCF) may progress to the Level 4 Certificate in Fire Safety (Fire Auditors) (QCF).
Learners who have achieved the Edexcel Level 4 Certificate in Fire Safety (Fire Auditors) (QCF) may progress to the Level 4 Diploma in Fire Safety (Fire Inspectors) on achieving a further three units, which facilitates progression and access to the inspector role.
Industry support and recognition
These qualifications are supported by Skills for Justice, the SSC for Justice, Community Service and Legal Services.
Relationship with National Occupational Standards
These qualifications relate to the National Occupational Standards in Fire and Rescue Services.
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
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3 Centre resource requirements
As part of the approval process, centres must make sure that the resources below are in place before offering the qualification.
Centres must have appropriate physical resources (for example, equipment, IT, learning materials, teaching rooms) to support the delivery and assessment of the qualifications.
Staff involved in the assessment process must have relevant expertise and occupational experience.
There must be systems in place to make sure there is continuing professional development for staff delivering the qualifications.
Centres must have appropriate health and safety policies in place relating to the use of equipment by learners.
Centres must deliver the qualifications in accordance with current equality legislation.
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
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4 Qualification structures
Edexcel Level 3 Certificate in Fire Safety (Fire Auditors) (QCF)
Learners will need to meet the requirements outlined in the table below before Edexcel can award the qualification.
Minimum number of credits that must be achieved 26
Unit Unit reference number
Mandatory units Level Credit Guided learning hours
1 M/503/1893 Identify and report hazards and risks associated with fire in simple premises
3 4 20
2 J/503/3603 Assess risks associated with fire in simple premises
3 5 25
3 M/503/3420 Confirm measures are in place to protect people from fire in simple premises
3 5 21
4 R/503/3412 Review fire protection systems in simple premises
3 5 28
5 J/503/1916 Plan and gather evidence for the purposes of fire safety regulation in simple premises
3 4 28
6 J/503/3424 Visit simple premises for the purposes of fire safety regulation
3 3 14
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Edexcel Level 4 Certificate in Fire Safety (Fire Auditors) (QCF)
Learners will need to meet the requirements outlined in the table below before Edexcel can award the qualification.
Minimum number of credits that must be achieved 23
Unit Unit reference number
Mandatory units Level Credit Guided learning hours
7 Y/503/3606 Assess risks associated with fire in complex premises and environments
4 5 20
8 T/503/1927 Ensure measures are in place to protect people from fire in complex premises and environments
4 5 21
9 M/503/3613 Review fire protection systems in complex premises and environments
4 5 28
10 R/503/3605 Review safety measures at locations that are regulated and/or licensed
4 4 28
11 K/503/3593 Visit complex premises and environments for the purposes of fire safety regulation
4 4 15
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
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Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) (QCF)
Learners will need to meet the requirements outlined in the table below before Edexcel can award the qualification.
Minimum number of credits that must be achieved 37
Number of mandatory credits that must be achieved 30
Minimum number of optional credits that must be achieved 7
Unit Unit reference number
Mandatory units Level Credit Guided learning hours
7 Y/503/3606 Assess risks associated with fire in complex premises and environments
4 5 20
8 T/503/1927 Ensure measures are in place to protect people from fire in complex premises and environments
4 5 21
9 M/503/3613 Review fire protection systems in complex premises and environments
4 5 28
10 R/503/3605 Review safety measures at locations that are regulated and/or licensed
4 4 28
11 K/503/3593 Visit complex premises and environments for the purposes of fire safety regulation
4 4 15
12 H/503/3401 Review fire safety matters relating to existing or proposed construction
4 7 50
Unit Unit reference number
Optional units Level Credit Guided learning hours
13 F/503/3406 Work in partnership to minimise risks to the community
4 4 10
14 T/503/3600 Support the management of risks at incidents
4 4 15
15 A/503/3405 Review fire safety matters relating to premises under construction, demolition and alteration
4 4 10
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
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Unit Unit reference number
Optional units Level Credit Guided learning hours
16 T/503/3421 Prepare and present evidence in court and other formal proceedings in relation to fire safety measures
4 3 21
17 L/503/3604 Draft statutory enforceable documents for the purposes of fire safety regulation
4 3 7
18 F/503/3597 Serve statutory enforceable documents for the purposes of fire safety regulation
4 3 7
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
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5 Assessment
The table below gives a summary of the assessment methods used in the qualifications.
Units Assessment method
All units Centre-devised assessment
Centre-devised assessment (internal assessment)
Each unit has specified learning outcomes and assessment criteria. To pass an internally assessed unit, learners must meet all the learning outcomes and assessment criteria. Centres may find it helpful if learners index and reference their evidence to the relevant learning outcomes and assessment criteria.
Centres need to write assignment briefs for the learners to show what evidence is required. Assignment briefs should indicate clearly which assessment criteria are being targeted.
Assignment briefs and evidence produced by learners must also meet any additional requirements in the Information for tutors section of the unit.
Unless otherwise indicated in Information for tutors, the centre can decide the form of assessment evidence (eg performance observation, presentation, project, test, extended writing) as long as the methods chosen allow learners to produce valid, sufficient and reliable evidence of meeting the assessment criteria.
Centres are encouraged to provide learners with realistic scenarios and maximise the use of practical activities in delivery and assessment.
To avoid over assessment centres are encouraged to link delivery and assessment across units.
There is more guidance about internal assessment on our website. See Section 13 Further information and useful publications.
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
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6 Recognising prior learning and achievement
Recognition of Prior Learning
Recognition of Prior Learning (RPL) is a method of assessment (leading to the award of credit) that considers whether a learner can demonstrate that they can meet the assessment requirements for a unit through knowledge, understanding or skills they already possess and so do not need to develop through a course of learning.
Edexcel encourages centres to recognise learners’ previous achievements and experiences in and outside the workplace, as well as in the classroom. RPL provides a route for the recognition of the achievements resulting from continuous learning.
RPL enables recognition of achievement from a range of activities using any valid assessment methodology. If the assessment requirements of a given unit or qualification have been met, the use of RPL is acceptable for accrediting a unit, units or a whole qualification. Evidence of learning must be sufficient, reliable and valid.
Further guidance is available in the Recognition of Prior Learning Policy and Process document, which is on the Edexcel website.
Credit transfer
Credit transfer describes the process of using a credit or credits awarded in the context of a different qualification or awarded by a different awarding organisation towards the achievement requirements of another qualification. All awarding organisations recognise the credits awarded by all other awarding organisations that operate within the QCF.
If learners achieve credits with other awarding organisations, they do not need to retake any assessment for the same units. The centre must keep evidence of credit achievement.
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
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7 Centre recognition and approval
Centres that have not previously offered Edexcel qualifications need to apply for, and be granted, centre recognition as part of the process for approval to offer individual qualifications. New centres must complete an Edexcel Vocational Centre & Qualification Approval Form (VCQA).
Existing centres get automatic approval for a new qualification if they are already approved for a qualification that is being replaced by the new qualification and the conditions for automatic approval are met. Centres that already hold Edexcel centre approval are able to apply for qualification approval for a different level or different sector via Edexcel Online, up to and including level 3 only.
In some circumstances, qualification approval using Edexcel Online may not be possible. In such cases, guidance is available as to how an approval application may be made.
Approvals agreement
All centres are required to enter into an approval agreement that is a formal commitment by the head or principal of a centre to meet all the requirements of the specification and any associated codes, conditions or regulations. Edexcel will act to protect the integrity of the awarding of qualifications. If centres do not comply with the agreement, this could result in the suspension of certification or withdrawal of approval.
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
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8 Quality assurance of centres
Quality assurance is at the heart of vocational qualifications. The centre assesses Edexcel qualifications. The centre will use quality assurance to make sure that its managers, internal verifiers and assessors are standardised and supported. Edexcel uses quality assurance to check that all centres are working to national standards. It gives us the opportunity to identify and provide support, if needed, to safeguard certification. It also allows us to recognise and support good practice.
For the qualifications in this specification, the Edexcel quality assurance model will be:
two annual visits to the centre by a centre quality reviewer to review centre-wide quality assurance systems
Lead Internal Verifier accreditation. This involves online training and standardisation of Lead Internal Verifiers using our OSCA platform, accessed via Edexcel Online. We will allocate annually a standards verifier to conduct postal sampling of internal verification and assessor decisions for the principal subject area.
For further details, go to the UK BTEC Quality Assurance Handbook on our website.
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
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9 Programme delivery
Centres are free to offer the qualifications using any mode of delivery (for example full time, part time, evening only, distance learning) that meets their learners’ needs. Whichever mode of delivery is used, centres must make sure that learners have access to the resources identified in the specification and to the subject specialists delivering the units.
Those planning the programme should aim to enhance the vocational nature of the qualification by:
liaising with employers to make sure a course is relevant to learners’ specific needs
accessing and using non-confidential data and documents from learners’ workplaces
developing up-to-date and relevant teaching materials that make use of scenarios that are relevant to the sector
giving learners the opportunity to apply their learning in practical activities
including sponsoring employers in the delivery of the programme and, where appropriate, in the assessment
making full use of the variety of experience of work and life that learners bring to the programme.
Centres must make sure that delivery about any legislation is up to date and current.
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
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10 Access and recruitment
Edexcel’s policy regarding access to our qualifications is that:
they should be available to everyone who is capable of reaching the required standards
they should be free from any barriers that restrict access and progression
there should be equal opportunities for all those wishing to access the qualifications.
Centres are required to recruit learners with integrity.
Applicants will need relevant information and advice about the qualification to make sure it meets their needs.
Centres should review the applicant’s prior qualifications and/or experience, considering whether this profile shows that they have the potential to achieve the qualification.
For learners with disabilities and specific needs, this review will need to take account of the support available to them during teaching and assessment of the qualification. The review must take account of the information and guidance in Section 11 Access to qualifications for learners with disabilities or specific needs.
Learners may be aged between 14 and 16 and therefore potentially vulnerable. Where learners are required to spend time and be assessed in work settings, it is the centre’s responsibility to ensure that the work environment they go into is safe.
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11 Access to qualifications for learners with disabilities or specific needs
Equality and fairness are central to our work. Edexcel’s Equality Policy requires all learners to have equal opportunity to access our qualifications and assessments. It also requires our qualifications to be awarded in a way that is fair to every learner.
We are committed to making sure that:
learners with a protected characteristic (as defined by the Equality Act 2010) are not, when they are undertaking one of our qualifications, disadvantaged in comparison to learners who do not share that characteristic
all learners achieve the recognition they deserve from undertaking a qualification and that this achievement can be compared fairly to the achievement of their peers.
Learners taking a qualification may be assessed in British sign language or Irish sign language where it is permitted for the purpose of reasonable adjustments.
Details on how to make adjustments for learners with protected characteristics are given in the policy documents Access Arrangements, Reasonable Adjustments and Special Consideration for General and Vocational qualifications - JCQ Regulations and Guidance.
The documents are on our website at www.edexcel.com/policies
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12 Units
Units have the following sections.
Unit title
The unit title is on the QCF and this form of words will appear on learners’ Notification of Performance (NOP).
Unit reference number
Each unit is assigned a unit reference number that appears with the unit title on the Register of Regulated Qualifications.
QCF level
All units and qualifications within the QCF have a level assigned to them. There are nine levels of achievement, from Entry to level 8. The QCF Level Descriptors inform the allocation of the level.
Credit value
When learners achieve a unit, they gain the specified number of credits.
Guided learning hours
Guided learning hours are the times when a tutor, trainer or facilitator is present to give specific guidance towards the learning aim for a programme. This definition covers lectures, tutorials and supervised study in, for example, open learning centres and learning workshops. It also includes assessment by staff where learners are present. It does not include time spent by staff marking assignments or homework where learners are not present.
Unit aim
This gives a summary of what the unit aims to do.
Essential resources
This section lists any specialist resources needed to deliver the unit. The centre will be asked to make sure that these resources are in place when it seeks approval from Edexcel to offer the qualification.
Learning outcomes
Learning outcomes of a unit set out what learners know, understand or are able to do as the result of a process of learning.
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Assessment criteria
Assessment criteria specify the standard required by learners to achieve each learning outcome.
Unit amplification
This section clarifies what learners need to know to achieve a learning outcome.
Information for tutors
This section gives tutors information on delivery and assessment. It contains the following subsections.
Delivery – explains the content’s relationship to the learning outcomes and offers guidance on possible approaches to delivery.
Assessment – gives information about the evidence that learners must produce, together with any additional guidance if appropriate. This section should be read in conjunction with the assessment criteria.
Indicative resource materials – lists resource materials that can be used to support the delivery of learning.
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Unit 1: Identify and report hazards and risks associated with fire in simple premises
Unit reference number: M/503/1893
QCF level: 3
Credit value: 4
Guided learning hours: 20
Unit aim
This unit is about identifying fire hazards, and contributing to continuous risk assessment by regular review, monitoring and reporting to ensure that risk reduction measures, fire precautions and maintenance routines are sustained. It applies to simple, as opposed to complex, premises and environments, ie small buildings with a simple layout such as small shops, offices or industrial units with easy means of escape. This does not include premises that have sleeping accommodation or premises used for high fire risk processes or storage. Learners will work within a pre-determined location and with a defined level of responsibility and authority.
This unit is for practitioners employed or contracted to work with others in an organisation, for example fire wardens, fire marshals, site safety officers, owners or occupiers, who are responsible for making and maintaining suitable and sufficient fire safety arrangements.
NB: ‘Requirements’ specified in learning outcome 1 relate to a general term used to encompass learners’ understanding of all aspects of hazard and risk reporting.
All activities carried out in this unit will be within learners’ own level of competence and authority.
A simple premises is defined as any building that was built to a recognised design code and when inspected has had no variation that has a major impact on the life safety principles of the original design concept.
Essential resources
There are no special resources needed for this unit.
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key
fea
ture
s of
haz
ard
iden
tifica
tion a
nd r
isk
asse
ssm
ent
in s
imple
pre
mis
es
□
key
feat
ure
s, e
g w
ho m
ay b
e har
med
, w
hat
can
be
har
med
, th
e se
verity
of
the
har
m t
hat
will
be
cause
d,
the
pote
ntial
cost
of
this
har
m,
reac
tion o
f peo
ple
, pre
cautions
that
may
be
take
n (
contr
ol
mea
sure
s),
reco
rdin
g f
indin
gs
□
sim
ple
pre
mis
es,
eg low
occ
upan
cy s
mal
l sc
ale
build
ings
(ie
smal
l off
ice,
sm
all re
tail,
sm
all w
ork
shop,
whic
h d
o n
ot
incl
ude
slee
pin
g
acco
mm
odat
ion a
nd r
esid
ential
build
ings)
1.3
des
crib
e ty
pic
al c
onse
quen
ces
of
faili
ng t
o iden
tify
haz
ards
and
contr
ol risk
s
□
typic
al c
onse
quen
ces,
eg p
ote
ntial
har
m t
o p
eople
, eq
uip
men
t,
stock
, pre
mis
es,
hom
e, loss
of busi
nes
s co
ntinuity,
leg
al
pro
ceed
ings,
loss
of
life,
loss
of
emplo
ymen
t
1.4
id
entify
org
anis
atio
nal
pro
cedure
s re
lating t
o t
he
iden
tifica
tion o
f haz
ards
and
mai
nte
nan
ce o
f fire
pre
cautions
□
org
anis
atio
nal
pro
cedure
s, e
g g
ener
al s
tate
men
t of
fire
saf
ety
and/o
r hea
lth a
nd s
afet
y, d
esig
nat
ed d
ay-t
o-d
ay r
esponsi
bili
ty o
f per
sonnel
or
per
son r
esponsi
ble
for
safe
ty,
risk
ass
essm
ent
chec
klis
ts/r
ecord
, re
cord
kee
pin
g,
who d
oes
what
by
when
, fire
m
anag
emen
t pla
n
1
Under
stan
d
requirem
ents
for
iden
tify
ing a
nd
report
ing h
azar
ds
and r
isks
as
soci
ated
with
fire
in s
imple
pre
mis
es
1.5
id
entify
org
anis
atio
nal
and leg
al
requirem
ents
for
reco
rds
asso
ciat
ed w
ith h
azar
d
iden
tifica
tion,
risk
ass
essm
ent
and r
eport
ing
□
org
anis
atio
nal
rec
ord
req
uirem
ents
, eg
com
pan
y polic
y, o
ngoin
g
pro
cedure
s, f
ire
safe
ty law
and g
uid
ance
docu
men
ts f
or
busi
nes
s;
fire
ris
k as
sess
men
t
□
legal
rec
ord
req
uirem
ents
and s
ubse
quen
t updat
es —
Reg
ula
tory
Ref
orm
(Fi
re S
afet
y) O
rder
2005
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ific
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e Auditors
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dex
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l 4 D
iplo
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ire
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ety
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tors
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imited
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ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
1.6
su
mm
aris
e th
e nat
ure
of
fire
haz
ards,
the
cause
s of
fire
and
the
signific
ance
of
com
mon
cause
s in
diffe
rent
occ
upan
cies
in
ow
n a
rea
of
resp
onsi
bili
ty
□
nat
ure
of
fire
haz
ards
— n
atura
lly o
ccurr
ing,
man
-mad
e, b
usi
nes
s sp
ecific
□
cause
s of
fire
, eg
poor
house
keep
ing,
flam
mab
le m
ater
ials
, el
ectr
ical
equip
men
t, p
roce
sses
, hot
surf
aces
, fr
iction,
arso
n,
smoki
ng m
ater
ials
□
types
of
occ
upan
cies
in s
imple
pre
mis
es,
eg r
esid
ential
, in
dust
rial
, ed
uca
tional
, offic
e, p
ublic
acc
ess
□
signific
ance
of
com
mon c
ause
s of
fire
in d
iffe
rent
occ
upan
cies
, eg
at
trib
uting r
isk
and h
azar
ds
to d
iffe
rent
types
of
occ
upan
cies
1.7
id
entify
sourc
es o
f in
form
atio
n,
advi
ce a
nd s
upport
in r
elat
ion t
o
haz
ards
and r
isks
ass
oci
ated
w
ith f
ire
□
sourc
es o
f in
form
atio
n,
advi
ce a
nd s
upport
, eg
loca
l fire
and r
escu
e se
rvic
e, w
ebsi
tes,
loca
l au
thority
build
ing c
ontr
ol, f
ire
safe
ty
consu
ltan
ts
1.8
ex
pla
in t
he
requirem
ents
for
report
ing o
n f
ire
safe
ty iss
ues
□
re
port
ing r
equirem
ents
, eg
nam
e of org
anis
atio
n,
pre
mis
es d
etai
ls,
nam
e of
emplo
yer,
dat
e of
report
, si
gnat
ure
, id
entified
haz
ards,
w
ho m
ight
be
har
med
and h
ow
, w
hat
is
alre
ady
bei
ng d
one,
the
nee
d f
or
furt
her
act
ion,
action b
y w
hom
, ac
tion b
y w
hen
1.9
des
crib
e th
e ro
les
and
resp
onsi
bili
ties
of
oth
ers
with
auth
ority
to a
ctio
n f
ire
safe
ty
□
oth
ers
with a
uth
ority
— a
ppoin
ted c
om
pet
ent
per
son(s
) to
support
th
e re
sponsi
ble
per
son
□
role
s an
d r
esponsi
bili
ties
, eg
pro
vide
auth
orita
tive
advi
ce a
nd
support
to t
he
resp
onsi
ble
per
son
2
Under
stan
d c
ontr
ol
mea
sure
s to
m
itig
ate
the
risk
s fr
om
fire
in s
imple
pre
mis
es
2.1
des
crib
e th
e ra
nge
of
extinguis
hin
g m
edia
, th
eir
loca
tion a
nd c
orr
ect
applic
atio
n
and u
se
□
types
of
extinguis
hin
g m
edia
, eg
fire
bla
nke
t, s
prinkl
er s
yste
m,
fire
ex
tinguis
her
(w
ater
, fo
am,
dry
pow
der
, CO
2)
□
loca
tion,
eg s
itting a
nd a
cces
sibili
ty,
appro
priat
e num
ber
and t
ype
for
risk
□
corr
ect
applic
atio
n a
nd u
se —
sel
ection o
f m
edia
for
type
of
fire
, tr
ainin
g in e
ffec
tive
use
of
various
extinguis
hin
g m
edia
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ific
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e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
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in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
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ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
2.2
des
crib
e th
e pre
mis
es’ publis
hed
fire
routine
□
fire
routine,
eg a
ctio
n t
o b
e ta
ken in e
vent
of
a fire
, re
sponsi
ble
per
sons,
role
s an
d r
esponsi
bili
ties
2.3
des
crib
e th
e m
eans
of
esca
pe
and p
re-p
lanned
arr
angem
ents
fo
r en
suring s
afet
y of
peo
ple
in
the
even
t of
fire
, in
cludin
g t
hose
le
ss a
ble
and t
hei
r beh
avio
urs
□
mea
ns
of
esca
pe
— s
hort
est
and/o
r sa
fest
route
to s
afet
y fr
om
any
poin
t in
a b
uild
ing,
clea
r of
the
build
ing,
without
outs
ide
assi
stan
ce
□
pre
-pla
nned
arr
angem
ents
in t
he
even
t of
fire
, eg
consi
der
atio
ns
to
incl
ude
tim
e of
evac
uat
ion,
trav
el d
ista
nce
s, n
um
ber
and t
ype
of
occ
upan
ts,
exit w
idth
s, a
rran
gem
ents
for
those
who a
re les
s ab
le
2.4
des
crib
e th
e purp
ose
of
fire
pre
cautions
in t
he
pro
tect
ion o
f peo
ple
, pro
per
ty a
nd t
he
envi
ronm
ent
□
purp
ose
of
fire
pre
cautions,
eg t
o e
duca
te a
nd e
nco
ura
ge
per
sons
and c
om
munitie
s to
apply
the
princi
ple
s of
fire
saf
ety,
pre
vent
fire
s,
pre
serv
e lif
e, r
educe
pro
per
ty loss
, m
inim
ise
envi
ronm
enta
l dam
age
2.5
ex
pla
in t
he
tria
ngle
of
fire
□
tr
iangle
of
fire
: fu
el,
oxy
gen
, ig
nitio
n s
ourc
e
2.6
ex
pla
in b
asic
pre
ventive
m
ethods
□
pre
ventive
met
hods,
eg a
war
enes
s of
the
risk
s of
fire
, under
stan
din
g o
f fire
cau
ses,
tra
inin
g,
regula
r risk
ass
essm
ents
, use
of
risk
red
uct
ion p
rinci
ple
s to
im
ple
men
t sa
fety
mea
sure
s,
continuous
monitoring o
f im
ple
men
ted m
easu
res
2.7
des
crib
e th
e purp
ose
of
trai
nin
g
and t
he
test
ing o
f fire
pre
cautions
in r
elat
ion t
o f
ire
safe
ty
□
purp
ose
, eg
to t
est
the
continuous
suitab
ility
of
fire
pre
cautions
and
adju
st a
s nec
essa
ry,
enab
le a
continuous
awar
enes
s of
the
actions
to b
e ta
ken in t
he
even
t of
a fire
3.1
w
ork
to a
due
pro
cess
for
chec
king f
or
haz
ards,
ris
ks a
nd
fire
pre
cautions
□
due
pro
cess
for
chec
king,
eg c
hec
klis
t, c
hec
klis
t pro
cedure
and u
se,
com
ple
tion r
equirem
ents
3.2
m
onitor
for
haz
ards,
ris
ks a
nd
fire
pre
cautions
□
m
onitor,
eg r
isk
asse
ssm
ent,
continuous
monitoring o
f co
mplia
nce
to
red
uce
haz
ards
and r
isks
, se
rvic
e of
firs
t ai
d f
ire
equip
men
t
3
Be
able
to iden
tify
fire
haz
ards
and
risk
s in
sim
ple
pre
mis
es
3.3
as
sess
ris
ks a
nd f
ire
pre
cautions
within
ow
n lev
el o
f re
sponsi
bili
ty □
ow
n lev
el o
f re
sponsi
bili
ty,
eg a
war
enes
s of
role
, duties
□
how
to a
sses
s, e
g f
ire
safe
ty c
hec
klis
t, c
ontinuous
monitoring
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ific
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Cer
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ire
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ety
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e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
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in F
ire
Saf
ety
(Fir
e In
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tors
) – I
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l 2013 ©
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imited
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ing
ou
tco
mes
Ass
ess
men
t cr
iteri
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Un
it a
mp
lifi
cati
on
3.4
in
form
peo
ple
on t
he
pre
mis
es
about
thei
r per
sonal
re
sponsi
bili
ties
and h
ow
they
sh
ould
rep
ort
haz
ards
□
met
hods
to info
rm p
eople
, eg
fac
e to
fac
e, indiv
idual
ly,
gro
up,
usi
ng
com
munic
atio
n m
edia
, in
duct
ion,
fire
drills
, fire
notice
s
□
haz
ard r
eport
ing,
eg p
roce
dure
for
report
ing (
form
s, r
outing,
pro
cess
)
□
com
munic
atio
n t
echniq
ues
, eg
tone,
sim
ple
lan
guag
e, a
uth
orita
tive
, re
leva
nt
4.1
re
port
iden
tified
haz
ards
and
risk
s □
re
port
ing p
roce
dure
, eg
com
ple
ted c
hec
klis
t, s
ubm
issi
on t
o
appro
priat
e au
thority
□
det
ails
req
uired
, eg
nam
e of
org
anis
atio
n,
pre
mis
es d
etai
ls,
nam
e of
emplo
yer,
dat
e of
report
, si
gnat
ure
, id
entified
haz
ards,
who m
ight
be
har
med
and h
ow
, w
hat
is
alre
ady
bei
ng d
one,
the
nee
d f
or
furt
her
act
ion,
action b
y w
hom
, ac
tion b
y w
hen
4.2
ke
ep a
ccura
te r
ecord
s of
revi
ews
and m
onitoring
activi
ties
, in
cludin
g:
th
e haz
ards
and r
isks
id
entified
fire
pre
cautions
th
e ac
tion t
aken
to d
eal w
ith
risk
s an
d f
ire
pre
caution
nee
ds
□
Rec
ord
s, e
g p
urp
ose
ful, a
ccura
te, haz
ards
and r
isks
iden
tified
, fire
pre
cautions
in p
lace
, des
irab
le a
nd e
ssen
tial
act
ions
□
monitoring a
ctiv
itie
s, e
g e
nsu
ring s
afe
and s
ecure
rec
ord
kee
pin
g,
adher
ence
to leg
al r
equirem
ents
, id
entify
ing t
rends
and t
rain
ing
nee
ds
4
Be
able
to r
eport
fire
haz
ards
and
risk
s in
sim
ple
pre
mis
es
4.3
ex
pla
in r
evie
ws
and m
onitoring
activi
ties
to s
pec
ifie
d p
erso
nnel
as
req
uired
□
revi
ews
and m
onitoring a
ctiv
itie
s, e
g d
iffe
rence
bet
wee
n r
evie
win
g
and m
onitoring,
actions
to b
e ta
ken a
s a
resu
lt o
f re
view
and/o
r m
onitoring
□
spec
ifie
d p
erso
nnel
, eg
lin
e m
anag
emen
t, p
erso
nnel
within
ris
k ar
ea
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
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Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
4.4
re
port
les
sons
lear
ned
whic
h
contr
ibute
to c
ontinuous
risk
as
sess
men
t an
d m
anag
emen
t pro
cess
es
□
report
ing,
eg p
rese
nta
tion,
writt
en d
ocu
men
t, p
erso
nal
vis
it
□
less
ons
lear
ned
, eg
eff
ect
of
actions,
nee
d f
or
furt
her
mea
sure
s or
actions
□
com
munic
atio
n,
eg a
uth
orita
tive
tone,
sim
ple
lan
guag
e, a
dju
stm
ent
of
languag
e to
audie
nce
, aw
aren
ess
of
and m
anag
ing c
ultura
l diffe
rence
s
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
26
Information for tutors
Delivery
When delivering the unit, centres must ensure that learners are given input on the unit amplification. Where legislation has been indicated, it is assumed that any subsequent legislation introduced that supersedes what is listed will be delivered and assessed.
It is important that in the delivery of this unit, all materials used relate to simple premises.
For learning outcome 1, learners need to examine requirements for identifying fire hazards and risks within simple premises. In order to do this theoretical input will be required in relation to the key features of risk assessment. Learners could then examine case studies of incidents to identify the consequences of ineffective risk assessment. Following on from this, it may be beneficial to use guest speakers to support the theoretical input surrounding the organisational and legal requirements to maintain records in relation to hazard identification and risk assessment and reporting. Learners could be given the opportunity to research the sources of information that are available, and use this information to investigate the nature of fire hazards. Using case studies and role-play scenarios will enable learners to apply their knowledge of reporting requirements and roles and responsibilities of key personnel in relation to fire safety to realistic scenarios for their own level of competency and authority.
Learning outcome 2 will require centres to provide learners with the opportunity to investigate a range of control measures that are available to mitigate the risks from fire. It is important that learners are able to identify the correct locations and usage of these measures. Learners should also be given the opportunity to examine different escape plans for different simple premises, as this will then enable them to show an understanding of how these can affect fire safety on the premises. This may be in the form of a visit or a guest speaker from an organisation who are involved in training for improved fire safety, or alternatively from the local fire and rescue service, who provides the opportunity for the learner to extend their thinking and apply their knowledge.
Learning outcomes 3 and 4 are more practical in nature and their delivery would be greatly enhanced through the use of role play and/or desktop scenarios. Learning outcome 3 requires learners to be able to identify fire hazards and risks. By using practical teaching methods and experiential learning, the centre can provide opportunities for learners to apply knowledge gained in learning outcomes 1 and 2 to realistic scenarios. It is important that these are sufficiently detailed to allow learners to develop the knowledge and skills required.
Learning outcome 4 moves on to the reporting of hazards and risks. This would be enhanced with the provision of opportunities for learners to use a variety of methods to report the risks identified for learning outcome 3. By undertaking formative assessment activities during the delivery, using different reporting methods, centres provide some learning experiences to develop learners’ practical application skills, in preparation for any summative assessment activities.
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
27
Assessment
For the knowledge and understanding component of the unit, assessment from a learning and development environment is allowed.
For the practical components, simulation in a learning and development environment is recommended but assessment in a workplace environment is also permitted.
The centre will devise assessments and undertake the assessment of learners.
All evidence for the unit should relate to simple premises, and should be reflective of learners’ level of competency and authority.
Within learning outcome 1 it is important that learners are able to distinguish between hazards and risks and can identify the features of risk assessment. Case study analysis could provide evidence for AC1.3, with learners describing the typical consequences in a given scenario. Evidence for AC1.4 and AC1.5 may be integrated, with learners identifying both organisational procedures and the legal requirements in relation to hazard identification and risk assessment. It is important that evidence relates to the legislation indicated in the unit amplification. AC1.6 requires learners to summarise the nature of fire hazards and causes of fire in a number of scenarios, therefore covering the significance of different occupancies as indicated in the unit amplification. Evidence for AC1.7 could be in the form of a brochure or leaflet identifying sources of information, advice and support in relation to hazards and risks associated with fire. Evidence for AC1.8 and 1.9 may be integrated, and learners could be asked to produce a presentation to show the reporting requirements and the roles and responsibilities of those involved.
Evidence for AC2.1 may take the form of an information leaflet, which describes the range of extinguishing media indicated in the unit amplification. The leaflet should include the type of media, where it should be located and how and where each should be used. Evidence for AC2.2 and 2.3 may be combined. Learners could compile a slideshow presentation, applying their knowledge to given premises and describing the published fire routine, means of escape and pre-planned arrangements for ensuring safety of people in the event of fire, including those less able and their behaviours. This refers to how the less able may behave differently in the event of a fire, and how this needs to be accommodated in the escape plan. Evidence for AC2.4, 2.5, 2.6 and 2.7 could follow this presentation, with learners being asked to prepare a report that contains a description of the purpose of fire safety precautions in the protection of people, property and the environment, and the purpose of training and testing fire precautions. It should also include an explanation of the triangle of fire and basic preventive methods.
Evidence for learning outcomes 3 and 4 should come from practical exercises such as role plays, case studies or written scenarios that enable learners to fully demonstrate their ability to apply the knowledge attained throughout the unit. A single scenario may be used if it is demanding enough to allow learners to produce sufficient evidence to meet all assessment criteria. Alternatively a range of scenarios may be used.
AC3.1 requires learners to follow a due process when checking for hazards, risks and fire precautions. This may be evidenced through an assessor observation record that shows what the process was and confirms that learners have followed it. Evidence for AC3.2 and 3.3 may be combined when learners both monitor and assess the hazards, risks and fire precautions in place. This may be evidenced through note taking during the practical activity, which should be used to inform the reports produced for learning outcome 4. Notes should be submitted for
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
28
assessment as supporting evidence, and if a practical activity is undertaken, this should be supported with an observation record showing what the activity was and how it allowed learners to meet the criteria, with qualitative statements on learners’ performance during the activity. AC3.4 may be assessed through a real or simulated verbal discussion, where learners inform people of their personal responsibilities to report hazards. Learners’ peers could play the roles of personnel on the scenario premises. This should be supported by assessor observation, and any notes or video/audio recording should be submitted as supporting evidence.
AC4.1 requires learners to report the identified hazards and risks found in the role play or written scenario. The evidence should follow the reporting procedure and contain the information indicated in the unit amplification. For AC4.2 learners need to keep accurate records of reviews and monitoring activities. This should include records of the hazards and risks identified, the precautions currently in place and the action taken to deal with risks and fire precaution needs. Evidence for AC4.3 and 4.4 may be combined, with learners preparing a slideshow presentation which explains the reviews and monitoring activities and the lessons learned that will contribute to the risk assessment and management process on the premises, using appropriate communication skills as indicated in the unit amplification.
Indicative resource materials
Documents
Approved Document B www.planningportal.gov.uk/buildingregulations/approveddocuments/partb/bcapproveddocumentsb/
Better Regulation Executive: Reducing Regulation Made Simple
www.bis.gov.uk/assets/biscore/better-regulation/docs/r/10-1155-reducing-regulation-made-simple.pdf
Building Bulletin 100 www.education.gov.uk/schools/adminand finance/schoolscapital/buildingsanddesign/ environmental/a0063718/fire-safety-design-guidance-building-bulletin-100
BS 9999:2008 http://shop.bsigroup.com/en/ProductDetail/?pid=000000000030158436
CFOA fire safety guidance notes and audit form
www.cfoa.org.uk/10276
Enforcement Concordat: Good Practice Guide for England and Wales
www.berr.gov.uk/files/file10150.pdf
Fire code Health Technical Memoranda
www.dh.gov.uk/en/Publicationsandstatistics/lettersandcirculars/firecode/DH_609
Fire Safety Risk Assessment Guides, offices and shops
www.gov.uk/government/uploads/system/uploads/attachment_data/file/14881/fsra-offices-shops.pdf
Fire Safety Risk Assessment Guides, factories and warehouses
www.gov.uk/government/uploads/system/uploads/attachment_data/file/14882/fsra-factories-warehouses.pdf
Regulatory Reform (Fire Safety) Order 2005
www.legislation.gov.uk/uksi/2005/1541/contents/made
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
29
Unit 2: Assess risks associated with fire in simple premises
Unit reference number: J/503/3603
QCF level: 3
Credit value: 5
Guided learning hours: 25
Unit aim
This unit is about the practitioner, either on their own or in cooperation with others, ensuring that, as far as is reasonably practical, everyone on the premises can escape safely in the event of a fire. This includes making certain that the risk reduction, fire precautions and maintenance routines are sustainable. It applies to simple, as opposed to complex, premises and environments, ie small buildings with a simple layout such as small shops, offices or industrial units with easy means of escape. This does not include premises that have sleeping accommodation or premises used for high fire risk processes or storage. Learners will be working within their personal level of responsibility for advice, information and enforcement issues.
This unit is for practitioners employed or contracted to work with others in an organisation, for example fire wardens, fire marshals, site safety officers, owners or occupiers, who are responsible for making and maintaining suitable and sufficient fire safety arrangements.
The unit is also appropriate for regulators with responsibility for ensuring the requirements of fire safety and associated regulations are being met through cooperation or enforcement.
NB: ‘Requirements’ specified in learning outcome 1 relate to a general term used to encompass learners’ understanding of all aspects of assessing fire risks in simple premises.
The responsibility for the assessment lies with the person(s) described within the relevant home nation’s legislation.
A simple premises is defined as any building that was built to a recognised design code and when inspected has had no variation that has a major impact on the life safety principles of the original design concept.
Essential resources
There are no special resources needed for this unit.
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
30
Learn
ing
ou
tco
mes,
ass
ess
men
t cr
iteri
a a
nd
un
it a
mp
lifi
cati
on
To p
ass
this
unit,
the
lear
ner
nee
ds
to d
emonst
rate
that
they
can
mee
t al
l th
e le
arnin
g o
utc
om
es f
or
the
unit.
The
asse
ssm
ent
criter
ia
det
erm
ine
the
stan
dar
d r
equired
to a
chie
ve t
he
unit.
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
1.1
des
crib
e va
lid m
ethodolo
gie
s fo
r fire
ris
k as
sess
men
t in
sim
ple
pre
mis
es
□
fire
ris
k as
sess
men
t, e
g iden
tifica
tion o
f al
l fire
haz
ards
and r
isks
in
pre
mis
es
□
met
hodolo
gie
s —
ris
k bas
ed m
ethodolo
gy,
haz
ard b
ased
m
ethodolo
gy,
fiv
e st
ep m
ethod, si
x st
ep m
ethod,
the
risk
val
ue
mat
rix
met
hod,
indust
rial
met
hod,
algorith
mic
met
hod
□
sim
ple
pre
mis
es,
eg low
occ
upan
cy s
mal
l sc
ale
build
ings
(ie
smal
l off
ice,
sm
all re
tail,
sm
all w
ork
shops,
whic
h d
o n
ot
incl
ude
slee
pin
g
acco
mm
odat
ion a
nd r
esid
ential
build
ings)
1.2
ex
pla
in t
he
princi
ple
s an
d
met
hods
of
fire
saf
ety
in s
imple
pre
mis
es incl
udin
g s
truct
ure
, m
ater
ials
and a
cces
s is
sues
af
fect
ing f
ire
safe
ty
□
princi
ple
s an
d m
ethods
— a
sses
sing h
azar
ds
and r
isks
with r
efer
ence
to
build
ing a
ge,
const
ruct
ion o
f pre
mis
es,
mat
eria
ls u
sed,
build
ing
use
, occ
upan
cy,
visi
tors
, su
rroundin
g r
isks
, la
yout
and c
onte
nt,
eas
e of
acce
ss a
nd e
gre
ss,
loca
lity
of
wat
er s
upplie
s, t
ake
into
acc
ount
curr
ent
pre
cautions
1.3
ex
pla
in w
hy
fire
ris
k as
sess
men
t m
ay b
e use
d t
o just
ify
dep
artu
res
from
codes
of
pra
ctic
e
□
fire
ris
k as
sess
men
t in
sim
ple
pre
mis
es,
eg iden
tifica
tion o
f al
l fire
haz
ards
and r
isks
in s
imple
pre
mis
es
□
just
ifyi
ng d
epar
ture
s fr
om
code
of pra
ctic
e, e
g c
ost
ben
efit a
nal
ysis
, pra
ctic
ality,
alter
nat
ive
solu
tions
to r
isk
anal
ysis
with d
esired
saf
ety
outc
om
es.
1
Under
stan
d
requirem
ents
for
asse
ssin
g f
ire
risk
s as
soci
ated
with
sim
ple
pre
mis
es
1.4
ex
pla
in h
ow
the
princi
ple
s of
fire
sa
fety
can
aff
ect
peo
ple
, pro
per
ty a
nd t
he
envi
ronm
ent
□
effe
ct o
n p
eople
, eg
com
fort
, sa
fety
of
envi
ronm
ent,
work
pra
ctic
es,
support
busi
nes
s co
ntinuity,
pro
tect
em
plo
ymen
t
□
effe
ct o
n p
roper
ty,
eg m
inim
ise
dam
age,
sav
e his
torica
l an
d h
eritag
e si
tes,
min
imis
e finan
cial
loss
□
effe
ct o
n t
he
envi
ronm
ent,
eg r
educe
conta
min
atio
n,
pro
tect
flo
ra
and f
auna
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
31
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
1.5
des
crib
e th
e purp
ose
of
man
agem
ent
syst
em(s
), p
assi
ve
and a
ctiv
e fire
pro
tect
ion
syst
em(s
) in
sim
ple
pre
mis
es
□
man
agem
ent
syst
ems,
eg fire
safe
ty a
nd/o
r hea
lth a
nd s
afet
y polic
y,
fire
ris
k as
sess
men
t an
d s
ubse
quen
t re
cord
s, f
ire
inst
ruct
ions
(inst
ruct
ions
to b
e ca
rrie
d o
ut
in t
he
even
t of
a fire
)
□
pas
sive
fire
pro
tect
ion s
yste
ms,
eg c
om
par
tmen
talis
atio
n o
f build
ing,
fire
res
ista
nt
mat
eria
ls
□
active
fire
pro
tect
ion s
yste
ms,
eg s
prinkl
ers,
wat
er s
pra
y, o
ther
fire
suppre
ssio
n s
yste
ms
1.6
su
mm
aris
e co
mm
on c
ause
s of
fire
and t
he
signific
ance
of
the
com
mon c
ause
s in
diffe
rent
occ
upan
cies
□
cause
s of
fire
, eg
nak
ed f
lam
es, fu
el e
scap
e, f
lam
mab
le s
ubst
ance
s or
mat
eria
ls,
port
able
hea
ters
, el
ectr
ical
equip
men
t fa
ults,
ele
ctrica
l m
isuse
ie
trai
ling lea
ds,
sock
et o
verload
□
signific
ance
in d
iffe
rent
occ
upan
cies
, eg
hig
h r
isk,
low
ris
k, loca
l au
thority
, re
gio
nal
, nat
ional
sta
tist
ics/
tren
ds
1.7
des
crib
e how
fire
inci
den
ts c
an
impac
t on b
usi
nes
s co
ntinuity
and s
take
hold
ers
in s
imple
pre
mis
es
□
busi
nes
s co
ntinuity,
eg r
estr
icte
d a
cces
s, c
losu
re o
f pre
mis
es,
loss
of
stock
, finan
cial
, lo
ss o
f es
sential
fac
ility
and/o
r eq
uip
men
t fo
r busi
nes
s ac
tivi
ty,
emplo
yee
inju
ry o
r lo
ss
□
stak
ehold
ers,
eg loss
of
cust
om
ers,
loss
of
supplie
rs,
loss
of
inve
stors
1.8
des
crib
e th
e im
pac
t of
the
div
ersi
ty o
f occ
upan
ts in r
elat
ion
to s
afet
y re
sponse
s
□
impac
t of
occ
upan
ts o
n s
afet
y re
sponse
, eg
diffe
rent
hig
h a
nd low
risk
s re
late
d t
o t
he
diffe
rent
occu
pan
cies
in s
imple
pre
mis
es
(num
ber
s an
d d
istr
ibution)
and a
ctiv
itie
s (r
esid
ential
, in
dust
rial
etc
) in
a b
uild
ing
□
div
ersi
ty,
eg c
ultura
l diffe
rence
s, lan
guag
es,
cust
om
s, a
ge,
rac
e,
gen
der
, dis
abili
ty
1.9
def
ine
the
inte
ract
ion a
nd
beh
avio
ur
of
peo
ple
with
com
ponen
ts a
ssoci
ated
with f
ire
pre
vention a
nd d
efen
ce a
gai
nst
fire
in s
imple
pre
mis
es
□
inte
ract
ion a
nd b
ehav
iour,
eg a
war
enes
s an
d u
nder
stan
din
g o
f co
mponen
ts,
com
plia
nce
with inst
ruct
ions
□
com
ponen
ts,
eg a
larm
sys
tem
s, e
quip
men
t, f
ire
inst
ruct
ions,
build
ing
const
ruct
ion
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
32
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
1.1
0
des
crib
e th
e fa
ctors
affec
ting t
he
form
ula
tion o
f risk
-appro
priat
e so
lutions
within
org
anis
atio
nal
co
nst
rain
ts,
for
the
pro
tect
ion o
f peo
ple
, pro
per
ty a
nd t
he
envi
ronm
ent
□
fact
ors
, eg
cost
ben
efit a
nal
ysis
, occ
upan
cy,
hig
h/l
ow
ris
k, b
uild
ing
use
, fire
load
ing,
age
of
pre
mis
es,
active
and p
assi
ve f
ire
safe
ty
mea
sure
s
□
risk
-appro
priat
e so
lutions,
eg d
epen
den
t on p
roper
ties
, ex
tent
and
likel
ihood o
f haz
ard c
ausi
ng h
arm
□
org
anis
atio
nal
const
rain
ts,
eg f
inan
ces,
nat
ure
of
busi
nes
s
1.1
1
eval
uat
e th
e ro
le a
nd inte
rest
s of
stak
ehold
ers
in t
he
pro
tect
ion
of
life,
pro
per
ty a
nd t
he
envi
ronm
ent
from
fire
□
the
role
of
stak
ehold
ers,
eg o
wner
s, o
ccupie
rs,
emplo
yees
, cu
stom
ers,
loca
l fire
ser
vice
s, loca
l gove
rnm
ent
dep
artm
ents
□
inte
rest
s of
stak
ehold
ers,
eg s
afet
y of
peo
ple
, re
duce
d lev
el o
f in
jury
an
d life,
fin
anci
al c
ost
to indiv
idual
, busi
nes
s an
d c
ountr
y m
ainte
nan
ce o
f her
itag
e, c
ontinuity
of
emplo
ymen
t an
d b
usi
nes
s,
low
er insu
rance
cla
ims
2.1
ex
pla
in h
ow
to a
cces
s so
urc
es o
f sp
ecia
list
advi
ce a
nd s
upport
□
so
urc
es,
eg loca
l fire
and r
escu
e se
rvic
es,
web
site
s, B
usi
nes
s Li
nk,
fire
saf
ety
consu
ltan
ts
2.2
su
mm
aris
e th
e re
leva
nt
nat
ional
le
gis
lative
fra
mew
ork
and t
he
mec
han
ism
s of
enfo
rcem
ent
in
new
, al
tere
d a
nd e
xist
ing
build
ings
□
nat
ional
leg
isla
tive
fra
mew
ork
and s
ubse
quen
t updat
es,
eg
Reg
ula
tory
Ref
orm
(Fi
re S
afet
y) O
rder
2005,
Fire
and R
escu
e Ser
vice
s Act
2004
□
enfo
rcem
ent
mec
han
ism
s, e
g n
on-c
onfo
rmity
advi
ce,
enfo
rcem
ent
notice
s, leg
al o
rder
s
2
Under
stan
d
pro
cess
es a
nd
guid
ance
rel
evan
t to
fire
risk
as
sess
men
t in
si
mple
pre
mis
es
2.3
ex
pla
in o
rgan
isat
ional
polic
y an
d
work
ing p
ract
ices
in r
elat
ion t
o
risk
ass
essm
ent
in s
imple
pre
mis
es
□
org
anis
atio
nal
polic
y, e
g f
ire
inst
ruct
ions,
busi
nes
s co
ntinuity
pla
n
□
work
ing p
ract
ices
, eg
within
sm
all off
ice,
sm
all re
tail,
sm
all
work
shops
whic
h d
o n
ot
incl
ude
slee
pin
g a
ccom
modat
ion a
nd
resi
den
tial
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
33
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
2.4
ex
pla
in t
he
met
hods
and
tech
niq
ues
for
iden
tify
ing,
asse
ssin
g a
nd inte
rpre
ting
rele
vant
dat
a an
d a
ssoci
ated
in
form
atio
n
□
met
hods
and t
echniq
ues
for
iden
tify
ing,
eg r
efer
ence
to p
lans,
vis
it
to p
rem
ises
, ques
tionin
g o
f re
leva
nt
peo
ple
(ow
ner
, ar
chitec
t,
build
er)
□
met
hods
and t
echniq
ues
for
asse
ssin
g,
eg v
alid
atin
g,
auth
entica
ting,
ensu
ring r
elev
ance
, ap
ply
ing c
onsi
sten
cy,
ensu
ring s
uff
icie
ncy
(by
refe
rrin
g t
o g
uid
ance
docu
men
ts,
spec
ialis
t en
gin
eers
)
□
met
hods
and t
echniq
ues
for
inte
rpre
ting,
eg q
uan
tita
tive
ly,
qual
itat
ivel
y, leg
ally
□
rele
vant
dat
a an
d a
ssoci
ated
info
rmat
ion,
eg d
imen
sions,
lay
out,
co
nst
ruct
ion m
ater
ial, u
se o
f pre
mis
es
2.5
ex
pla
in t
he
consu
ltat
ion
pro
cedure
s re
lating t
o f
ire
safe
ty □
co
nsu
ltat
ion p
roce
dure
s, e
g b
etw
een o
wner
and loca
l fire
auth
ority
an
d loca
l au
thority
build
ing c
ontr
ol
2.6
su
mm
aris
e th
e ro
les,
re
sponsi
bili
ties
, le
vel of
auth
ority
an
d r
equirem
ents
of
self a
nd
oth
ers
within
the
conte
xt o
f fo
rmal
pro
ceed
ings
□
form
al p
roce
edin
gs,
eg e
nfo
rcem
ent
notice
, le
gal
pro
secu
tion
□
oth
ers,
eg o
wner
, occ
upie
r, b
uild
er,
arch
itec
t, loca
l build
ing a
uth
ority
□
role
s, a
uth
ority
lev
el a
nd r
equirem
ents
of
self,
eg f
ire
safe
ty
insp
ecto
r, a
uditor,
enfo
rcem
ent
offic
er,
pro
vidin
g info
rmat
ion,
advi
ce
and g
uid
ance
to r
elev
ant
per
sons
□
role
s, a
uth
ority
lev
el a
nd r
equirem
ents
of
oth
ers,
eg o
wner
, occ
upie
r, b
uild
er,
loca
l au
thority
build
ing c
ontr
ol, a
rchitec
ts,
supplie
rs o
f co
nst
ruct
ion m
ater
ials
, pro
vidin
g info
rmat
ion,
advi
ce a
nd
guid
ance
to r
elev
ant
per
sons
2.7
cr
itic
ally
com
par
e th
e guid
ance
an
d c
odes
of
pra
ctic
e th
at
addre
ss s
afet
y of
life
from
fire
and c
om
plia
nce
with leg
isla
tion
for
sim
ple
fire
safe
ty m
easu
res
□
guid
ance
and c
odes
of
pra
ctic
e ad
dre
ssin
g s
afet
y of
life
from
fire,
an
d s
ubse
quen
t updat
es,
eg A
ppro
ved D
ocu
men
t B;
Build
ing B
ulle
tin
100;
BS 9
999;
Fire
codes
; H
ealth T
echnic
al M
emora
nda
(HTM
) an
d
oth
er r
elev
ant
fire
saf
ety
guid
ance
□
legis
lation f
or
sim
ple
fire
safe
ty m
easu
res,
and s
ubse
quen
t updat
es,
eg R
egula
tory
Ref
orm
(Fi
re S
afet
y) O
rder
2005
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
34
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
3.1
ev
aluat
e th
e ty
pe
and lev
el o
f risk
ass
oci
ated
with iden
tified
haz
ards
□
type
of
risk
s, e
g m
ay c
ause
dea
th,
serious
inju
ry,
min
or
inju
ry
□
leve
l of
risk
, eg
low
, m
ediu
m,
hig
h
3.2
id
entify
all
phys
ical
are
as w
ithin
th
e sc
ope
of
the
eval
uat
ion
□
eval
uat
ion s
cope,
eg c
larifica
tion
of
scope
with c
lient/
ow
ner
□
phys
ical
are
a, e
g c
om
par
tmen
t/ro
om
, co
rrid
or,
sta
irw
ell, lobby,
m
ezza
nin
e floor
3.3
id
entify
rel
evan
t peo
ple
who
may
be
at r
isk
□
rele
vant
peo
ple
, eg
ow
ner
, em
plo
yees
, re
siden
ts,
visi
tors
, peo
ple
in
adja
cent
area
s, m
ember
s of
the
public
3.4
det
erm
ine
the
signific
ance
of
iden
tified
ris
ks a
nd t
hei
r pote
ntial
for
har
m t
o p
eople
, pro
per
ty a
nd t
he
envi
ronm
ent
□
risk
sig
nific
ance
, eg
mea
sure
men
t of
leve
l of
import
ance
of
haz
ard’s
pote
ntial
to c
ause
har
m
□
har
m t
o p
eople
, eg
phys
ical
har
m,
psy
cholo
gic
al h
arm
, im
med
iacy
, sh
ort
ter
m,
long t
erm
, per
man
ent,
har
m c
ausi
ng t
ime
off
work
□
har
m t
o p
roper
ty,
eg loca
lised
within
pro
per
ty,
pro
per
ty w
ide,
ad
jace
nt
pro
per
ty,
cost
of
type
of
dam
age
□
har
m t
o e
nvi
ronm
ent,
eg f
lora
, fa
una,
im
med
iate
, sh
ort
ter
m,
long
term
, co
st o
f ty
pe
of
dam
age
3.5
ev
aluat
e th
e ef
fect
iven
ess
of
curr
ent
contr
ol m
easu
res
□
effe
ctiv
enes
s of
contr
ol m
easu
res,
eg s
ucc
ess
or
not
of
contr
ol
mea
sure
to r
educe
or
erad
icat
e risk
3
Be
able
to e
valu
ate
fire
haz
ards
and
risk
s in
sim
ple
pre
mis
es
3.6
det
erm
ine
the
nee
d f
or
exis
ting
or
new
contr
ol m
easu
res
□
det
erm
inin
g e
ffec
tive
nes
s, e
g c
onsi
der
atio
n o
f le
vel of
risk
pose
d,
impac
t of
risk
, pro
bab
ility
of
risk
, co
st b
enef
it a
nal
ysis
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
35
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
4.1
dev
elop s
uitab
le o
ptions
to
elim
inat
e, r
educe
or
contr
ol risk
s in
sim
ple
pre
mis
es
□
dev
elop s
uitab
le o
ptions,
eg r
emove
haz
ard,
move
haz
ard,
pro
tect
haz
ard,
pro
tect
surr
oundin
g a
rea
and/o
r per
sons
4.2
dev
elop a
rat
ional
e fo
r prioritisa
tion a
gai
nst
critica
l fa
ctors
to s
upport
ris
k m
anag
emen
t dec
isio
ns
□
dev
elop a
rat
ional
e, e
g p
rovi
de
a va
lidat
ion p
roce
ss,
qual
itat
ive
and/o
r quan
tita
tive
, to
ord
er d
ata
□
critic
al f
acto
rs t
o s
upport
dec
isio
ns,
eg r
educi
ng r
isk,
conta
inin
g r
isk,
el
imin
atin
g r
isk,
cost
, pote
ntial
dis
ruption t
o n
orm
al w
ork
, fe
asib
ility
of
option im
ple
men
tation
4.3
se
ek a
dvi
ce a
nd s
upport
to
addre
ss iss
ues
that
are
outs
ide
of
ow
n lev
el o
f re
sponsi
bili
ty o
r ex
per
tise
□
seek
advi
ce a
nd s
upport
, eg
saf
ety,
engin
eering,
legal
, co
nst
ruct
ion
□
leve
l of
resp
onsi
bili
ty o
r ex
per
tise
, eg
dep
enden
t on job t
itle
, des
crip
tion,
role
map
4.4
obta
in a
gre
emen
t an
d a
ppro
val
from
those
with t
he
auth
ority
to
take
forw
ard a
ctio
ns
that
hav
e bee
n d
eter
min
ed
□
obta
in a
gre
emen
t an
d a
ppro
val, e
g t
hro
ugh d
iffe
rent
com
munic
atio
n
styl
es (
verb
ally
, in
writing,
report
s, p
rese
nta
tions)
, ch
ecki
ng
under
stan
din
g,
neg
otiat
ing s
kills
, in
fluen
cing s
kills
□
those
with a
uth
ority
to t
ake
forw
ard a
ctio
ns,
eg s
enio
r m
anag
ers/
off
icer
s, leg
al r
epre
senta
tive
s, loca
l au
thority
off
icer
s
4
Be
able
to a
gre
e so
lutions
to
min
imis
e risk
s fr
om
fire
in s
imple
pre
mis
es
4.5
ad
vise
on a
ctio
ns
to m
eet
legal
an
d s
tatu
tory
req
uirem
ents
and
implic
atio
ns
of
non-c
om
plia
nce
□
giv
ing a
dvi
ce,
eg c
omm
unic
atio
n s
tyle
, in
fluen
cing s
kills
, diffe
rentiat
ing d
esirab
le a
nd e
ssen
tial
act
ions,
prioritisi
ng a
ctio
ns,
gai
nin
g a
gre
emen
t, c
larify
ing inte
rpre
tation o
f st
andar
ds
□
legal
and s
tatu
tory
req
uirem
ents
, an
d s
ubse
quen
t updat
es,
eg
Appro
ved D
ocu
men
t B;
Build
ing B
ulle
tin 1
00;
BS 9
999;
Fire
codes
; H
ealth T
echnic
al M
emora
nda
(HTM
) an
d o
ther
rel
evan
t fire
saf
ety
guid
ance
, Reg
ula
tory
Ref
orm
(Fi
re S
afet
y) O
rder
2005,
incl
udin
g
subse
quen
t am
endm
ents
□
implic
atio
ns
of
non-c
om
plia
nce
, eg
leg
al p
rose
cution,
fines
, cl
osu
re
of
pre
mis
es,
impriso
nm
ent
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
36
Information for tutors
Delivery
When delivering the unit, centres must ensure that learners are given input on the unit amplification. Where legislation has been indicated, it is assumed that any subsequent legislation introduced that supersedes what is listed will be delivered and assessed.
It is important that in the delivery of this unit, all materials used relate to simple premises.
When delivering learning outcome 1 it is important that the centre provides learners with opportunities to investigate a range of methodologies used in fire risk assessment in simple premises. Learners can then develop their higher order thinking skills in order to explain and justify the methods to be used. The centre should also provide access to case studies or desktop scenarios that show the different management and fire protection systems used in simple premises, and the common causes of fire. By using case studies learners can develop their knowledge of how different occupancies are affected. Within the case studies and desktop scenarios the centre should ensure that a range of diverse occupancy groups and cultures are used. Case studies can be used to develop learners’ evaluation skills.
Learning outcome 2 focuses on the information and guidance that is available when assessing risk in simple premises. Learners should be given the opportunity to investigate a range of sources of advice and support, and the relevant legislative framework that is in place at time of delivery. It is important that sources are not simply provided for investigation, and that learners are encouraged to undertake independent research, therefore developing the ability to explain where to access support. Learners also need to develop their understanding of the roles and responsibilities of personnel involved within formal proceedings. Delivery may be enhanced using guest speakers from, or visits to, the fire industry, with learners asking questions to extend their thinking.
For learning outcome 3 learners will apply their knowledge and understanding to practical situations. Formative opportunities should be provided through the use of case studies, role-play scenarios or desktop scenarios.
Delivery of learning outcome 4 should follow that of learning outcome 3, and will require learners to propose solutions to minimise risks from fire in simple premises. The use of case studies, desktop scenarios and role-play scenarios will allow learners to apply their knowledge to a range of premises, and make them aware of the different solutions available. Centres should give learners the opportunity to explore a range of legal and statutory requirements and the implications of non-compliance.
Assessment
For the knowledge and understanding component of the unit, assessment from a learning and development environment is allowed.
For the practical components, simulation in a learning and development environment is recommended, but assessment in a workplace environment is also permitted.
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
37
The centre will devise assessments and undertake the assessment of learners.
For AC1.1 learners must describe the methodologies used in fire risk assessment within simple premises. This description should be more than a list, and should include all relevant information in relation to the different methodologies available.
AC1.2 requires learners to explain the principles and methods of fire safety, including structure, materials and access issues. They need to set out the principles in detail and use examples to support the information presented.
AC1.3 requires an explanation of why fire risk assessment may be used to justify the departure from current codes of practice, with examples.
AC1.4 focuses on the impact of fire safety on people, property and the environment. To achieve this criterion, learners must provide evidence that covers all aspects, with examples to support their evidence. These examples may come from case studies used in the delivery of the outcome, from independent study or from industry if learners are currently employed.
The evidence for AC1.5 should provide sufficient detail in relation to the purpose of management systems, and passive and active fire protection systems used in simple premises. The evidence should be more detailed than a simple list of those available, and should include the relevant features of each system.
Evidence for AC1.6 should cover a range of common causes of fire, and the significance of each in different occupancies, as indicated in the unit amplification. Learners should articulate the main points of each cause and the essential significances on different occupancies.
Evidence for AC1.7 and 1.8 could be integrated using a case study analysis. AC1.7 requires learners to describe the impact fire incidents can have on businesses and their stakeholders in simple premises, while AC1.8 requires them to describe the impact of the diversity of occupants in relation to safety response provided. Using appropriate case studies, evidence for both of these criteria can be provided, linking the main impacts to the case study.
AC1.9 requires learners to provide evidence that shows how people interact with fire prevention and defence in simple premises, showing the effects of their behaviour, awareness and understanding.
Evidence for AC1.10 and 1.11 may be integrated and developed through the use of a desktop scenario that requires learners to describe the factors that affect the formulation of risk appropriate solutions in a given situation and then evaluate the role and interests of stakeholders involved. It is important that learners provide evidence of evaluation for AC1.11. Learners should review the information, then bring it together to form a conclusion, giving evidence for each of their views or statements.
To achieve AC2.1 learners need to investigate different sources of specialist advice and support, and explain how to access them. It is not sufficient to simply describe the methods used; the explanation must clearly set out the how and why, with examples.
For AC2.2, learners should provide a summary of the legislative framework and mechanisms of enforcement that are in operation at the time of delivery. This summary should set out the main points of the legislation, including the essential features.
AC2.3 might be assessed using case studies or a desktop scenario which allows learners to explain an organisation’s policy and working practices in relation to risk assessment. Learners must focus on practices that apply to simple premises.
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
38
AC2.4 requires learners to explain methods and techniques used to identify, assess and interpret data and associated information. Learners do not need to analyse the data, but should set out how and why the data can be identified, assessed and interpreted, making reference to the relevant unit content.
Evidence for AC2.5 and 2.6 could be generated together, allowing learners to explain the consultation procedures relating to fire safety, and to summarise the roles, responsibilities and levels of authority. If a case study is provided for learners to use, this could be done as a written task or presentation, with learners applying their knowledge to the case.
AC2.7 requires learners to investigate and critically compare a range of guidance and codes of practice that address safety. A critical comparison requires learners to identify the main factors that apply in two or more situations, explain the similarities and differences or advantages and disadvantages, and then weigh up both positive and negative points before making a judgement on the findings.
Assessment of learning outcome 3 should be practical where possible, allowing learners to apply the knowledge attained through study of learning outcomes 1 and 2. Assessment could be linked to a case study, role play or desktop scenario. AC3.1 requires learners to evaluate the risks associated with identified hazards. The evidence should show how learners have reviewed the information and come to conclusions, giving evidence for each of their views or statements.
For AC3.2 learners should move on to identify all the physical areas within the scope of evaluation, as indicated in the unit content. As part of the same exercise, learners could identify the people who may be at risk to achieve AC3.3, and determine the significance of the risks identified for AC3.4.
Evidence for AC3.5 and 3.6 could be generated together, with learners evaluating the effectiveness of the control measures in place in the case study or exercise, determining the need for the existing control measures, or proposing new control measures as appropriate.
If a case study, role play or desktop scenario is used for learning outcome 3, the same exercise could be used for learning outcome 4. AC4.1 requires learners to develop options to eliminate, reduce or control risks in simple premises, as indicated in the unit content.
This can then be prioritised with a rationale being given for the process to achieve AC4.2. Learners could then do a role play or a written desktop scenario with assessors undertaking a role and learners seeking advice and support as necessary.
For AC4.3 learners should show how they would seek advice, and who they would approach for advice.
For AC4.4 they need to obtain agreement to take forward actions that have been determined. For this assessors could adopt the role of an authority figure, and learners could provide evidence in the form of a report or presentation to obtain approval.
Finally for AC4.5, assessors could adopt the role of a person seeking advice, and learners could then give advice on actions that can be taken to meet legal and statutory requirements and the implications of non-compliance.
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
39
Indicative resource materials
Documents
Better Regulation Executive: Reducing Regulation Made Simple
www.bis.gov.uk/assets/biscore/better-regulation/docs/r/10-1155-reducing-regulation-made-simple.pdf
CFOA fire safety guidance notes and audit form
www.cfoa.org.uk/10276
Enforcement Concordat: Good Practice Guide for England and Wales
www.berr.gov.uk/files/file10150.pdf
Fire Safety Risk Assessment Guides, offices and shops
www.gov.uk/government/uploads/system/uploads/attachment_data/file/14881/fsra-offices-shops.pdf
Fire Safety Risk Assessment Guides, factories and warehouses
www.gov.uk/government/uploads/system/uploads/attachment_data/file/14882/fsra-factories-warehouses.pdf
Regulatory Reform (Fire Safety) Order 2005
www.legislation.gov.uk/uksi/2005/1541/contents/made
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
40
Unit 3: Confirm measures are in place to protect people from fire in simple premises
Unit reference number: M/503/3420
QCF level: 3
Credit value: 5
Guided learning hours: 21
Unit aim
This unit is about ensuring that required fire safety resources are available, including active and passive fire protection systems. It applies to simple, as opposed to complex, premises and environments, ie small buildings with a simple layout such as small shops, offices or industrial units with easy means of escape. This does not include premises that have sleeping accommodation or premises that are used for high fire risk processes or storage. Implementation will be in accordance with a pre-determined risk assessment and risk management system to ensure that the risk reduction, fire precautions and maintenance routines are sustained.
This unit is for practitioners employed or contracted to work with others in an organisation, for example fire wardens, fire marshals, site safety officers, owners or occupiers, who are responsible for making and maintaining suitable and sufficient fire safety arrangements.
The unit is also appropriate for regulators with responsibility for ensuring the requirements of fire safety and associated regulations are being met through cooperation or enforcement.
NB: ‘Requirements’ specified in learning outcome 1 relate to a general term used to encompass learners’ understanding of all aspects of the protection of people from fire in simple premises.
A simple premises is defined as any building that was built to a recognised design code and when inspected has had no variation that has a major impact on the life safety principles of the original design concept.
Essential resources
There are no special resources needed for this unit.
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
41
Learn
ing
ou
tco
mes,
ass
ess
men
t cr
iteri
a a
nd
un
it a
mp
lifi
cati
on
To p
ass
this
unit,
the
lear
ner
nee
ds
to d
emonst
rate
that
they
can
mee
t al
l th
e le
arnin
g o
utc
om
es f
or
the
unit.
The
asse
ssm
ent
criter
ia
det
erm
ine
the
stan
dar
d r
equired
to a
chie
ve t
he
unit.
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
1.1
des
crib
e th
e ra
nge,
typ
e an
d
purp
ose
of
fire
pre
cautions
in
pla
ce
□
range
— p
reve
ntion,
det
ection,
esca
pe,
inst
ruct
ion
□
type,
eg b
espoke
fire
safe
ty e
ngin
eering (
usi
ng a
ppro
priat
e co
nst
ruct
ion m
ater
ials
and t
echniq
ues
), a
larm
sys
tem
s, e
quip
men
t,
signag
e, s
afet
y pla
ns,
tra
inin
g
□
purp
ose
— s
top f
ires
occ
urr
ing,
det
ect
fire
s w
hen
they
do o
ccur
and
rais
e al
arm
, al
low
saf
e ev
acuat
ion,
clar
ify
role
s an
d r
esponsi
bili
ties
1.2
des
crib
e ex
isting inte
rnal
and
exte
rnal
fire
safe
ty m
anag
emen
t sy
stem
s
□
inte
rnal
, eg
ala
rm,
emer
gen
cy lig
hting,
signag
e, s
prinkl
ers,
fire
inst
ruct
ion,
trai
nin
g
□
exte
rnal
, eg
fire
risk
ass
essm
ent,
monitore
d a
larm
1.3
id
entify
who h
as r
esponsi
bili
ty
for
fire
saf
ety
man
agem
ent
syst
ems
□
fire
saf
ety
man
agem
ent
resp
onsi
bili
ty,
eg o
rgan
isat
ional
fire
safe
ty/h
ealth a
nd s
afet
y polic
y, d
esig
nat
ed r
esponsi
ble
per
sons
(fire
war
den
s/sa
fety
off
icer
s),
pol
icy
ow
ner
, tr
ainin
g m
anag
er
1.4
ex
pla
in t
he
inte
rnal
and e
xter
nal
ch
ecki
ng a
nd c
ertifica
tion
pro
cedure
s an
d t
hei
r fr
equen
cy
□
inte
rnal
chec
king in s
imple
pre
mis
es,
eg a
udits,
chec
klis
t, r
evie
ws,
ev
aluat
ions,
all
with S
MART o
bje
ctiv
es
□
exte
rnal
chec
king in s
imple
pre
mis
es,
eg f
ire
risk
ass
essm
ent
as
required
by
the
Reg
ula
tory
Ref
orm
(Fi
re S
afet
y) O
rder
2005
1
Under
stan
d
requirem
ents
for
the
pro
tect
ion o
f peo
ple
fro
m f
ire
in
sim
ple
pre
mis
es
1.5
su
mm
aris
e th
e pro
cedure
s fo
r re
port
ing d
efic
ienci
es,
def
ects
, dam
age
or
om
issi
ons
and w
ho
has
auth
ority
to t
ake
corr
ective
ac
tion
□
pro
cedure
s fo
r re
port
ing,
eg b
y co
nta
ctin
g o
wner
, occ
upie
r, loca
l au
thority
fire
serv
ice
□
corr
ective
act
ion a
uth
ority
, eg
pre
mis
es m
anag
emen
t te
am,
pre
mis
es m
ainte
nan
ce t
eam
, ex
tern
al c
ontr
acto
rs
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
42
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
1.6
ex
pla
in h
ow
to m
ainta
in
effe
ctiv
enes
s in
the
imple
men
tation o
f cu
rren
t fire
pro
cedure
s an
d o
ther
co
ntingen
cy a
rran
gem
ents
□
fire
pro
cedure
s an
d c
ontingen
cy a
rran
gem
ents
, eg
act
ions
to b
e ta
ken in t
he
even
t of
a fire
, ev
acuat
ion p
roce
dure
s, b
usi
nes
s co
ntinuity
pla
ns
□
mai
nta
inin
g im
ple
men
tation e
ffec
tive
nes
s, e
g r
egula
r ch
ecks
, te
sts
and t
rain
ing a
nd t
he
eval
uat
ion o
f th
ese
activi
ties
with r
egar
d t
o
iden
tify
ing im
pro
vem
ents
1.7
des
crib
e th
e tr
ainin
g
requirem
ents
in r
elat
ion t
o
pro
tect
ion o
f peo
ple
fro
m f
ire
□
trai
nin
g r
equirem
ents
, eg
fire
inst
ruct
ions,
eva
cuat
ion p
roce
dure
s,
use
of
extinguis
her
s, f
ire
bla
nke
ts a
nd o
ther
rel
evan
t eq
uip
men
t
1.8
ex
pla
in t
he
org
anis
atio
nal
re
quirem
ents
for
reco
rds
asso
ciat
ed w
ith f
ire
safe
ty
equip
men
t, f
ire
pre
cautions
and
man
agem
ent
syst
ems
□
org
anis
atio
nal
rec
ord
req
uirem
ents
, eg
rec
ord
s of
test
ing,
trai
nin
g,
upgra
din
g a
nd r
epla
cem
ent
1.9
ex
pla
in o
wn a
nd o
ther
s’
resp
onsi
bili
ties
in m
ainta
inin
g
fire
saf
ety
requirem
ents
for
pre
mis
es u
ser(
s)
□
ow
n,
eg a
s fire
saf
ety
auditor
□
oth
ers,
eg o
wner
, occ
upie
r, loca
l au
thority
build
ing c
ontr
ol,
inst
alla
tion c
om
pan
ies,
mai
nte
nan
ce c
om
pan
ies
(bas
ed o
n d
etai
ls o
f co
ntr
acts
)
□
resp
onsi
bili
ties
, eg
com
plia
nce
with leg
al r
equirem
ents
, pro
visi
on o
f fire
ris
k as
sess
men
t
1.1
0
expla
in h
ow
to a
cces
s so
urc
es o
f in
form
atio
n,
advi
ce a
nd s
upport
□
so
urc
es o
f in
form
atio
n,
advi
ce a
nd s
upport
, an
d s
ubse
quen
t updat
es,
eg loca
l au
thority
fire
serv
ice,
loca
l au
thority
build
ing/p
lannin
g
dep
artm
ent,
Reg
ula
tory
Ref
orm
(Fi
re S
afet
y) O
rder
2005,
CFO
A f
ire
safe
ty g
uid
ance
note
s an
d a
udit f
orm
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
43
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
2.1
co
nfirm
ther
e ar
e su
ffic
ient
fire
sa
fety
mea
sure
s an
d r
esourc
es
of
the
corr
ect
type
in t
he
corr
ect
loca
tion t
o m
eet
the
requirem
ents
of
the
risk
as
sess
men
t
□
fire
saf
ety
mea
sure
s an
d r
esourc
es,
eg a
larm
sys
tem
s, f
ire
suppre
ssio
n s
yste
ms,
equip
men
t, s
ignag
e, t
rain
ing,
fire
in
stru
ctio
ns/
safe
ty p
lans
□
suitab
ility
, lo
cation a
nd s
uff
icie
ncy
det
erm
inat
ion,
eg t
o c
om
ply
with
the
requirem
ents
of
the
fire
ris
k as
sess
men
t (t
o r
educe
ris
k to
an
acce
pta
ble
lev
el)
□
confirm
atio
n r
equirem
ents
, eg
corr
ectly
inst
alle
d a
nd m
ainta
ined
, su
ffic
ient
reco
rds
of
test
ing a
nd t
rain
ing,
rele
vant
cert
ific
ates
(i
ncl
udin
g t
hose
fro
m b
uild
ing c
ontr
ol)
, co
nfirm
atio
n f
rom
loca
l au
thority
fire
serv
ice
2.2
co
nfirm
suffic
ient
notice
s an
d
inst
ruct
ions
rela
ting t
o
equip
men
t ar
e co
rrec
tly
pla
ced,
are
legib
le a
nd c
urr
ent
□
types
of
notice
s an
d inst
ruct
ions,
eg f
or
alar
m s
yste
ms,
for
extinguis
her
s, f
or
fire
suppre
ssio
n s
yste
ms,
for
esca
pe
pla
ns
and
signs
□
des
ign r
equirem
ents
, eg
BS 5
499:P
art
1:1
990,
and s
ubse
quen
t updat
es,
for
signs,
and B
S E
N 3
-10:2
009,
and s
ubse
quen
t updat
es,
for
extinguis
her
s
□
use
, pla
cem
ent
and s
uffic
iency
, eg
in lin
e w
ith h
azar
ds
pre
sent,
bas
ed o
n r
isk
asse
ssm
ent
and c
ontr
ol
□
confirm
atio
n r
equirem
ents
, eg
inst
alla
tion,
mai
nte
nan
ce a
nd t
rain
ing
cert
ific
ates
and r
ecord
s
2
Be
able
to e
nsu
re
reso
urc
es a
re
avai
lable
to
man
age
fire
ris
ks
in s
imple
pre
mis
es
2.3
co
nfirm
peo
ple
with f
ire
safe
ty
resp
onsi
bili
ty a
re a
war
e of
thei
r ro
le a
nd t
he
trai
nin
g t
hey
are
re
quired
to u
nder
take
□
role
s, e
g o
wner
s, s
afet
y m
anag
ers,
fire
war
den
s, f
ire
safe
ty a
dvi
sors
□
trai
nin
g r
equirem
ents
, eg
initia
l tr
ainin
g c
ours
es,
qual
ific
atio
ns,
m
ainte
nan
ce o
f co
mpet
ence
and s
kills
□
chec
king a
war
enes
s, e
g r
evie
w a
nd a
ppra
isal
act
ivitie
s
□
confirm
atio
n r
equirem
ents
, eg
initia
l tr
ainin
g/
qual
ific
atio
ns,
m
ainte
nan
ce o
f co
mpet
ence
and s
kills
cer
tifica
tes
and r
ecord
s
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
44
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
2.4
co
nfirm
arr
angem
ents
and
action p
lans
for
acce
ss,
egre
ss
and e
vacu
atio
n a
re c
onfirm
ed
□
arra
ngem
ents
and a
ctio
n p
lan r
equirem
ents
, eg
cle
ar p
lans
and
inst
ruct
ions
avai
lable
with f
ire
risk
ass
essm
ent,
and a
vaila
ble
to a
ll re
leva
nt
per
sons
□
confirm
atio
n r
equirem
ents
, eg
rec
ord
s of
drills
and t
rain
ing a
ctiv
itie
s
2.5
notify
appro
priat
e peo
ple
of
any
def
icie
nci
es,
def
ects
and lac
k of
reso
urc
es
□
appro
priat
e peo
ple
, eg
ow
ner
s, o
ccupie
rs,
resi
den
ts,
inst
alla
tion a
nd
mai
nte
nan
ce c
ontr
acto
rs,
loca
l au
thority
fire
serv
ice
□
det
ails
req
uired
, eg
haz
ard invo
lved
, pro
bab
ility
of
har
m a
nd/o
r dam
age
bei
ng c
ause
d,
impac
t of haz
ard c
ausi
ng h
arm
and/o
r dam
age,
furt
her
contr
ol m
easu
res
avai
lable
, urg
ency
of
repai
r re
quired
, im
plic
atio
ns
on p
rem
ises
whils
t def
icie
ncy
, def
ect,
lac
k of
reso
urc
e is
in p
lace
□
notifica
tion m
ethods
and r
equirem
ents
, eg
phone,
em
ail, w
riting,
face
-to-f
ace,
info
rmin
g o
f det
ails
and im
plic
atio
ns
as w
ell as
tim
esca
les
invo
lved
in e
stab
lishin
g f
ull
contr
ol m
easu
res
for
risk
in
volv
ed
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
45
Information for tutors
Delivery
When delivering the unit, centres must ensure that learners are given input on the unit amplification. Where legislation has been indicated, it is assumed that any subsequent legislation introduced that supersedes what is listed will be delivered and assessed.
It is important that in the delivery of this unit, all materials used relate to simple premises.
When delivering learning outcome 1 it is important that the centre provides learners with opportunities to study a range of fire precautions in place in differing simple premises. The types and purpose of each of the precautions examined should be clearly defined to give learners understanding across a range of methods. Learners need access to case studies to develop their skills of description and examination. Centres may wish to use desktop scenarios or role-play activities to undertake formative assessment of learners’ knowledge and understanding prior to any summative assessment activity.
Learning outcome 2 requires the practical application of knowledge. Tutors could give learners a range of scenarios to deal with and ask them to assess the sufficiency of fire safety measures in place. Learners could also use the scenarios to confirm that the requirements of the legislation are being met, and that those with responsibility for fire safety have sufficient training.
Assessment
For the knowledge and understanding component of the unit, assessment from a learning and development environment is allowed.
For the practical components, simulation in a learning and development environment is recommended but assessment in a workplace environment is also permitted.
The centre will devise assessments and undertake the assessment of learners.
For AC1.1, learners need to describe the range, type and purpose of fire precautions in place in a simple premises, as indicated in the unit amplification. The information must include all three elements and all the main features of the precautions in place.
AC1.2 requires learners to describe at least one existing internal and one existing external fire safety management system.
AC1.3 may be achieved through the use of an organisational chart that identifies the responsibility structure in place in relation to fire safety management. Learners must identify the roles indicated in the unit amplification and include brief detail as to the responsibilities of each role.
AC1.4 requires learners to produce evidence that explains the methods that have been used to check and certify internal and external fire precautions methods in simple premises. Learners need to cover internal methods listed in the unit amplification, and also show the frequency of required checks. Learners need to explain the external methods used and how they meet the requirements of the associated legislation. The evidence should include more details than a description, with reasons and examples.
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
46
AC1.5 requires learners to review and summarise how deficiencies, defects, damage or omissions are reported and who has the authority to take corrective action. This may be done through the use of role play or a desktop scenario which allows learners to apply their knowledge.
To achieve AC1.6 learners must explain how to maintain the effectiveness of fire procedures and contingency arrangements. Learners should use examples of a range of procedures, and how the implementation and effectiveness of each one can be maintained, including through regular testing and training.
For AC1.7 learners need to describe the training requirements related to the protection of people from fire.
AC1.8 requires learners to explain the records associated with fire safety equipment, fire precautions and management systems. For each record learners should provide information as to why the record is kept and how the record is maintained in relation to organisational requirements.
AC1.9 requires learners to explain their own and others’ responsibilities for maintaining the fire safety requirements in a simple premises. Evidence should include examples of both their responsibilities and those of the owner, the local authority and any other stakeholders involved in the maintenance of fire safety requirements.
AC1.10 requires learners to explain how to access information, advice and support. Evidence should show both the sources of information and how they can be accessed, with examples.
Learning outcome 2 may be undertaken as a practical exercise using a role play or desktop scenario to enable learners to apply their knowledge to a given scenario. The scenario should be sufficiently detailed as to allow learners to provide evidence that fully meets all the assessment criteria.
For AC2.1 learners need to review the information provided in a case study or scenario and to confirm that the fire safety measures and resources are correct and suitable to meet the requirements of the risk assessment in the simple premises.
AC2.2 then requires learners to confirm that fire equipment notices and instructions are correctly placed, are current and legible. Learners must include all required types of notice for the scenario.
Evidence for AC2.3 should show that learners have identified the roles of people with fire safety responsibility, and checked that those people are aware of their role requirements and the training they need to undertake.
For AC2.4 learners need to show that arrangements are in place, including an action plan if necessary, in relation to access, egress and evacuation. Evidence should include recorded information of evacuation drills and any training activities.
AC2.5 requires learners to report any deficiencies, defects or lack of resources to the appropriate people. Assessors could adopt the role of an appropriate person to receive the report. The report should show who the appropriate person is, the details that are required and the notification methods that can be used. Assessors may use verbal questioning to ensure learners have knowledge of a range of notification methods.
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
47
Indicative resource materials
Documents
Regulatory Reform (Fire Safety) Order 2005
www.legislation.gov.uk/uksi/2005/1541/contents/made
CFOA fire safety guidance notes and audit form
www.cfoa.org.uk/10276
Enforcement Concordat: Good Practice Guide for England and Wales
www.berr.gov.uk/files/file10150.pdf
Better Regulation Executive: Reducing Regulation Made Simple
www.bis.gov.uk/assets/biscore/better-regulation/docs/r/10-1155-reducing-regulation-made-simple.pdf
Fire Safety Risk Assessment Guides, offices and shops
www.gov.uk/government/uploads/system/uploads/attachment_data/file/14881/fsra-offices-shops.pdf
Fire Safety Risk Assessment Guides, factories and warehouses
www.gov.uk/government/uploads/system/uploads/attachment_data/file/14882/fsra-factories-warehouses.pdf
BS 5266-1:2011 Emergency lighting — Part 1: Code of practice for the emergency escape lighting of premises
http://shop.bsigroup.com/ProductDetail/?pid=000000000030263986
BS 5839-9:2011 Fire detection and fire alarm systems code of practice
http://shop.bsigroup.com/en/ProductDetail/?pid=000000000030187282
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
48
Unit 4: Review fire protection systems in simple premises
Unit reference number: R/503/3412
QCF level: 3
Credit value: 5
Guided learning hours: 28
Unit aim
This unit is about advising on management control systems and practices, and active and passive systems affording protection from fire to people, property and the environment. It covers the range of resources and equipment available relevant to the prevention, control, containment or elimination of the outbreak of fire or related incidents. It applies to simple, as opposed to complex, premises and environments, ie small buildings with a simple layout such as small shops, offices or industrial units with easy means of escape. This does not include premises that have sleeping accommodation or premises used for high fire risk processes or storage. Learners will work within their personal level of responsibility and authority for providing advice and information and dealing with compliance issues.
This unit is for practitioners employed or contracted to work with others in an organisation, for example fire wardens, fire marshals, site safety officers, owners or occupiers, who are responsible for making and maintaining suitable and sufficient fire safety arrangements.
The unit is also appropriate for regulators with responsibility for ensuring the requirements of fire safety and associated regulations are being met through cooperation or enforcement.
A simple premises is defined as any building that was built to a recognised design code and when inspected has had no variation that has a major impact on the life safety principles of the original design concept.
Essential resources
There are no special resources needed for this unit.
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
49
Learn
ing
ou
tco
mes,
ass
ess
men
t cr
iteri
a a
nd
un
it a
mp
lifi
cati
on
To p
ass
this
unit,
the
lear
ner
nee
ds
to d
emonst
rate
that
they
can
mee
t al
l th
e le
arnin
g o
utc
om
es f
or
the
unit.
The
asse
ssm
ent
criter
ia
det
erm
ine
the
stan
dar
d r
equired
to a
chie
ve t
he
unit.
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
1.1
des
crib
e th
e le
gis
lative
fr
amew
ork
, co
nsu
ltat
ion
pro
cedure
s an
d o
ther
m
echan
ism
s fo
r ac
hie
ving f
ire
pro
tect
ion w
ithin
exi
stin
g,
pro
pose
d a
nd a
lter
ed p
rem
ises
□
legis
lation,
and s
ubse
quen
t updat
es,
eg R
egula
tory
Ref
orm
(Fi
re
Saf
ety)
Ord
er 2
005,
Appro
ved D
ocu
men
t B;
Build
ing B
ulle
tin 1
00;
BS 9
999;
Fire
codes
; H
ealth T
echnic
al M
emora
nda
(HTM
) an
d o
ther
re
leva
nt
fire
saf
ety
guid
ance
□
consu
ltat
ion p
roce
dure
s, e
g b
etw
een o
wner
/arc
hitec
t/ b
uild
er a
nd
loca
l fire
auth
ority
, an
d o
wner
/arc
hitec
t/ b
uild
er a
nd loca
l au
thority
build
ing c
ontr
ol
□
oth
er m
echan
ism
s, e
g b
espoke
engin
eere
d s
olu
tions,
bes
poke
ris
k co
ntr
ol m
easu
res
1
Under
stan
d
legis
lative
and
org
anis
atio
nal
re
quirem
ents
ap
plic
able
to f
ire
pro
tect
ion s
yste
ms
in s
imple
pre
mis
es
1.2
ex
pla
in t
he
step
s to
tak
e to
work
in
par
tner
ship
with o
ther
s in
ord
er t
o a
chie
ve a
sat
isfa
ctory
le
vel of
fire
saf
ety
□
oth
ers,
eg p
riva
te f
ire
pro
tect
ion c
om
pan
ies,
arc
hitec
ts,
build
ers,
occ
upie
rs,
loca
l au
thority
fire
serv
ices
, lo
cal au
thority
build
ing/p
lannin
g o
ffic
es
□
work
ing in p
artn
ersh
ip p
ract
ice,
eg f
orm
ing S
ervi
ce L
evel
Agre
emen
ts r
egar
din
g inst
alla
tion a
nd m
ainte
nan
ce c
ontr
acts
, ag
reem
ents
reg
ardin
g c
om
plia
nce
and s
atis
fact
ion o
f le
vels
of
fire
sa
fety
□
satisf
acto
ry lev
el,
eg c
ontr
ol m
easu
res
suff
icie
nt
to r
educe
ris
k le
vels
to
the
satisf
action o
f al
l par
ties
and r
elev
ant
legis
lation
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
50
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
1.3
id
entify
key
asp
ects
of
nat
ional
an
d inte
rnat
ional
sta
ndar
ds,
co
des
of
pra
ctic
e, g
uid
ance
and
legis
lation t
hat
addre
ss
pro
tect
ion o
f peo
ple
, pro
per
ty
and t
he
envi
ronm
ent
from
fire
□
nat
ional
and inte
rnat
ional
sta
ndar
ds,
and s
ubse
quen
t updat
es,
eg
Appro
ved D
ocu
men
t B;
Build
ing B
ulle
tin 1
00
□
codes
of
pra
ctic
e, a
nd s
ubse
quen
t updat
es,
eg B
S 9
999;
Fire
codes
; H
ealth T
echnic
al M
emora
nda
(HTM
) an
d o
ther
rel
evan
t fire
saf
ety
guid
ance
□
guid
ance
, eg
BS 7
974:2
001,
Com
munitie
s an
d L
oca
l G
ove
rnm
ent
(CLG
) fire
saf
ety
guid
es
□
legis
lation,
and s
ubse
quen
t updat
es,
eg R
egula
tory
Ref
orm
(Fi
re
Saf
ety)
Ord
er 2
005
1.4
ex
pla
in t
he
limitat
ions
of
codes
of
pra
ctic
e an
d g
uid
ance
when
pro
vidin
g f
ire
safe
ty m
easu
res
and p
roposa
ls
□
limitat
ions,
eg t
he
aspec
t of
codes
of
pra
ctic
e an
d g
uid
ance
not
pro
vidin
g ‘def
initiv
e an
swer
s’ b
ut
guid
ance
and b
est
pra
ctic
e th
at is
open
to inte
rpre
tation
2.1
ex
pla
in t
he
role
of
syst
ems
in
pro
tect
ing p
eople
, pro
per
ty a
nd
the
envi
ronm
ent
from
fire
□
types
of
syst
em,
eg f
ire/
smoke
det
ection,
alar
m s
yste
ms,
fire
suppre
ssio
n s
yste
ms
(incl
udin
g e
quip
men
t),
esca
pe
pla
n s
yste
m
(incl
udin
g s
ignag
e an
d t
rain
ing),
em
ergen
cy lig
hting s
yste
m
□
role
, eg
rai
sing t
he
alar
m,
extinguis
hin
g t
he
fire
, as
sist
ing
evac
uat
ion,
pro
tect
ion o
f build
ing
2.2
ex
pla
in h
ow
to a
cces
s so
urc
es o
f sp
ecia
list
support
, ad
vice
and
info
rmat
ion
□
sourc
es o
f sp
ecia
list
support
, ad
vice
and info
rmat
ion,
eg loca
l au
thority
fire
serv
ice
2
Under
stan
d
pro
cedure
s an
d
pro
cess
es f
or
revi
ewin
g m
atte
rs
rela
ting t
o f
ire
pro
tect
ion s
yste
ms
in s
imple
pre
mis
es
2.3
ex
pla
in t
he
fact
ors
affec
ting t
he
form
ula
tion o
f risk
-appro
priat
e so
lutions
within
org
anis
atio
nal
co
nst
rain
ts,
for
the
pro
tect
ion o
f peo
ple
, pro
per
ty a
nd t
he
envi
ronm
ent
□
fact
ors
, eg
nat
ure
of
haz
ards
invo
lved
, pote
ntial
of
haz
ard c
ausi
ng
har
m,
impac
t/si
gnific
ance
of
haz
ard,
nat
ure
, co
nst
ruct
ion a
nd
loca
tion o
f build
ing
□
org
anis
atio
nal
const
rain
ts,
eg c
ost
s, im
pac
t on b
usi
nes
s co
ntinuity,
re
puta
tion,
legal
const
rain
ts,
envi
ronm
enta
l, t
echnolo
gic
al,
polit
ical
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
51
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
2.4
ex
pla
in h
ow
to p
rioritise
options
for
fire
pro
tect
ion t
o a
ddre
ss
asse
ssed
lev
els
of
risk
□
leve
ls o
f risk
in s
imple
pre
mis
es,
eg low
, m
ediu
m,
hig
h
□
prioritisa
tion,
eg q
ual
itat
ivel
y, q
uan
tita
tive
ly,
dep
enden
t on
pro
bab
ility
and im
pac
t of
haz
ards
invo
lved
3.1
dis
tinguis
h t
he
type,
ran
ge
and
leve
l of
fire
ris
k w
ithin
diffe
rent
area
s of
the
pre
mis
es,
in r
elat
ion
to its
const
ruct
ion,
layo
ut
and
use
□
type,
ran
ge
and lev
el o
f risk
, eg
life
risk
, ec
onom
ical
ris
k, low
to h
igh
pro
bab
ility
, lo
w t
o h
igh im
pac
t
□
diffe
rent
area
s of
the
pre
mis
es,
eg c
om
par
tmen
ts,
stai
rwel
ls,
lobbyi
es,
offic
e ar
eas,
shop a
reas
, w
areh
ouse
are
as
□
const
ruct
ion,
layo
ut
and u
se,
eg d
epen
den
t on c
onst
ruct
ion
mat
eria
ls,
above
/bel
ow
gro
und lev
el,
hei
ght;
off
ice
use
, sh
op u
se,
fact
ory
and w
areh
ouse
use
3.2
re
view
pla
nned
chan
ges
in
const
ruct
ion,
layo
ut
and u
se o
f si
mple
pre
mis
es w
hic
h m
ay
affe
ct t
he
suitab
ility
of
the
exis
ting f
ire
pro
tect
ion s
yste
ms,
or
the
choic
e of
new
sys
tem
s
□
effe
ct o
n f
ire
safe
ty,
eg r
educt
ion in c
ontr
ol m
easu
res
of
haz
ards
to a
n u
nsa
tisf
acto
ry lev
el,
incr
ease
d r
isk
of
fire
/fire
spre
ad
□
asse
ssin
g f
ire
pro
tect
ion s
yste
m s
uitab
ility
, eg
gat
her
ing v
alid
and
suff
icie
nt
evid
ence
and d
ata
to judge
and d
ecid
e on s
uitab
ility
of
syst
em t
o m
ainta
in t
he
nec
essa
ry fire
pro
tect
ion f
or
the
chan
ged
pre
mis
es
□
asse
ssin
g n
ew s
yste
ms
to m
eet
chan
ge,
eg r
evie
win
g s
pec
ific
atio
n,
oper
atio
n a
nd c
ost
of
new
sys
tem
to
ensu
re n
eces
sary
fire
pro
tect
ion
for
the
chan
ged
pre
mis
es
3
Be
able
to e
valu
ate
fire
ris
ks in s
imple
pre
mis
es
3.3
det
erm
ine
the
valid
ity
of
the
curr
ent
risk
ass
essm
ent
to
iden
tify
ris
ks w
hic
h a
re n
ot
adeq
uat
ely
contr
olle
d
□
det
erm
inin
g v
alid
ity,
eg e
ffec
tive
nes
s, leg
ality,
auth
orise
d
□
adeq
uat
ely
contr
olle
d,
eg s
uff
icie
ntly,
agre
ed
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
52
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
3.4
ex
pla
in t
he
adeq
uac
y an
d
effe
ctiv
enes
s of
curr
ent
fire
pro
tect
ion s
yste
ms
□
adeq
uac
y, e
g leg
ally
, au
thorise
d,
agre
ed,
suffic
ient
to c
ontr
ol fire
risk
s in
volv
ed
□
effe
ctiv
enes
s, e
g p
rovi
des
the
required
res
ults
regar
din
g r
educi
ng
the
risk
sig
nific
ance
to a
n a
ccep
table
lev
el
3.5
obta
in s
uff
icie
nt
additio
nal
in
form
atio
n t
o a
ssis
t w
ith
reco
mm
endat
ions
wher
e def
icie
nci
es a
re iden
tified
□
additio
nal
info
rmat
ion,
eg c
han
ge
in o
ccupan
cy t
ype,
num
ber
, tim
e of
occ
upan
cy
□
det
erm
inin
g s
uff
icie
ncy
, eg
abili
ty t
o r
educe
the
signific
ance
of
the
risk
s in
volv
ed (
dep
enden
t on r
isk
pro
bab
ility
and im
pac
t)
3.6
id
entify
sourc
es o
f sp
ecia
list
advi
ce t
o s
upport
ass
essm
ent
wher
e fa
ctors
influen
cing r
isk
are
outs
ide
of
ow
n p
erso
nal
lev
el
of
exper
tise
□
sourc
es o
f sp
ecia
list
advi
ce,
eg loca
l au
thority
fire
serv
ice,
loca
l au
thority
pla
nnin
g/b
uild
ing o
ffic
es,
priva
te c
onsu
ltan
ts
4.1
se
lect
options
for
fire
pro
tect
ion
to c
ontr
ol id
entified
ris
ks in
sim
ple
pre
mis
es
□
risk
s, e
g ignitio
n s
ourc
es,
mat
eria
ls t
hat
would
pro
mote
fire
spre
ad,
const
ruct
ion t
hat
would
inhib
it e
vacu
atio
n in c
ase
of
fire
, fire
load
ing
(conte
nts
and c
onst
ruct
ion)
□
sele
ctin
g o
ptions,
eg d
epen
den
t on p
ote
ntial
of
haz
ards
to c
ause
har
m,
dep
enden
t on c
ost
, co
st-b
enef
it;
ease
of
imple
men
tation
options
for
fire
pro
tect
ion,
eg e
quip
men
t, a
larm
sys
tem
s, s
ignag
e,
fire
inst
ruct
ions,
bes
poke
engin
eere
d s
olu
tions
4
Be
able
to
reco
mm
end
options
to s
upport
ap
pro
priat
e risk
re
duct
ion
mea
sure
s, f
ire
pre
cautions
and
mai
nte
nan
ce
routines
in s
imple
pre
mis
es
4.2
sp
ecify
the
contr
ibution t
o,
and
impac
t on,
the
ove
rall
fire
saf
ety
stra
tegy
of
sele
cted
fire
pro
tect
ion o
ptions
□
spec
ifyi
ng t
he
contr
ibution a
nd im
pac
t, e
g m
easu
re o
f risk
red
uct
ion
and c
ontr
ol of
sele
cted
fire
pro
tect
ion o
ptions
□
fire
pro
tect
ion o
ptions,
eg e
quip
men
t, a
larm
sys
tem
s, s
ignag
e, f
ire
inst
ruct
ions,
bes
poke
engin
eere
d s
olu
tions
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
53
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
4.3
prioritise
options
to m
eet
legis
lative
, re
gula
tory
and
stat
uto
ry r
equirem
ents
□
legis
lative
, re
gula
tory
and s
tatu
tory
req
uirem
ents
, an
d s
ubse
quen
t updat
es,
eg A
ppro
ved D
ocu
men
t B;
Build
ing B
ulle
tin 1
00;
BS 9
999;
Fire
codes
; H
ealth T
echnic
al M
emora
nda
and o
ther
rel
evan
t fire
sa
fety
guid
ance
, Reg
ula
tory
Ref
orm
(Fi
re S
afet
y) O
rder
2005
□
how
to p
rioritise
, eg
cal
cula
ting r
isk
rating a
nd s
ignific
ance
, pro
vidin
g
a priority
ran
k ord
er
4.4
ev
aluat
e in
form
atio
n t
hat
may
in
fluen
ce t
he
ultim
ate
sele
ctio
n
of
fire
pro
tect
ion s
yste
ms
□
influen
cing f
acto
rs,
eg c
ost
, co
st-b
enef
it,
ease
of
imple
men
tation
□
eval
uat
ing info
rmat
ion,
eg g
ather
ing info
rmat
ion,
anal
ysis
of
info
rmat
ion,
dec
isio
n m
akin
g b
ased
on t
he
anal
ysis
4.5
su
mm
aris
e re
com
men
dat
ions
in
agre
ed f
orm
at a
nd a
t su
ffic
ient
leve
l of
det
ail to
ass
ist
with
dec
isio
n m
akin
g
□
form
ats
and d
etai
l re
quirem
ents
, eg
pla
ns,
rep
ort
s, t
ick
box,
open
box,
leg
ibili
ty,
clar
ity,
tar
get
audie
nce
lan
guag
e nee
d
□
leve
l of
det
ail, e
g s
pec
ific
, ac
tionab
le,
qual
itat
ive,
quan
tita
tive
4.6
cl
arify
oth
ers’
under
stan
din
g o
f re
com
men
dat
ions
and t
he
implic
atio
ns
asso
ciat
ed w
ith
dec
isio
ns
on t
he
sele
ctio
n,
inst
alla
tion a
nd m
ainte
nan
ce o
f fire
pro
tect
ion s
yste
ms
□
oth
ers,
eg o
wner
, ar
chitec
t, b
uild
er,
loca
l au
thority
, build
ing c
ontr
ol
□
com
munic
atio
n t
echniq
ues
, eg
ques
tion t
ype
and u
se,
tone,
la
nguag
e use
, non-v
erbal
com
munic
atio
n,
influen
cing
□
com
munic
atio
n m
ethods
and t
hei
r ef
fect
ive
use
, eg
fac
e to
fac
e,
tele
phone,
em
ail, r
eport
4.7
ex
pla
in t
he
action(s
) re
quired
to
mee
t le
gal
and s
tatu
tory
re
quirem
ents
and t
he
implic
atio
ns
of
non-c
om
plia
nce
□
actions,
eg inst
alla
tion o
f new
fire
safe
ty s
yste
ms
(ala
rm,
fire
su
ppre
ssio
n s
yste
m,
emer
gen
cy lig
hting s
yste
m),
adap
t sy
stem
s to
re
act
to c
han
ges
in c
onte
nts
and u
se o
f pre
mis
es,
chan
ges
in
occ
upat
ion,
chan
ges
in lay
out
and c
onst
ruct
ion m
ater
ial, c
han
ges
in
fire
inst
ruct
ions
□
implic
atio
ns
of
non-c
om
plia
nce
, eg
pro
secu
tion,
fine,
crim
inal
co
nvi
ctio
n
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
54
Information for tutors
Delivery
When delivering the unit, centres must ensure that learners are given input on the unit amplification. Where legislation has been indicated, it is assumed that any subsequent legislation introduced that supersedes what is listed will be delivered and assessed.
It is important that in the delivery of this unit, all materials used relate to simple premises.
Learning outcome 1 requires theoretical input in relation to the legislative framework and organisational requirements applicable to fire protection systems in simple premises. Learners should be given information in relation to both the reasons for the introduction of the legislation and the requirements of the legislation in regards to achieving fire protection within the premises. It is also important that learners have the opportunity to study existing premises, proposed premises and altered premises. The centre should also ensure that learners are given the chance to study the key stakeholders involved in achieving fire safety, and both national and international standards, codes of practice, guidance and legislation, as indicated in the unit amplification and their limitations.
When delivering learning outcome 2 the centre should ensure that learners have the opportunity to develop the higher order thinking skills required to synthesise the knowledge attained, in preparation for the practical application required in the following learning outcomes. The centre may wish to provide theoretical input in relation to the procedures and processes for reviewing matters, as indicated in the unit amplification. This can then be applied to case studies or role-play scenarios. The centre could enable learners to undertake formative assessment activities so that they are fully able to explain the role of fire protection systems and the factors affecting the risk-appropriate solutions.
Learning outcomes 3 and 4 requires practical application of knowledge attained. Tutors could give learners a range of scenarios to deal with. The delivery of learning outcome 3 should provide learners with the opportunity to analyse a range of case studies in order to develop an understanding of different types, ranges and levels of fire risk, as identified in the unit amplification, and to develop their evaluative skills.
Learning outcomes 3 and 4 could be delivered at the same time using the same case studies or role-play scenarios. For learning outcome 4 learners will develop their understanding of the range and variety of options that can be recommended to support risk reduction, fire precautions and maintenance routines in simple premises.
Assessment
For the knowledge and understanding component of the unit, assessment from a learning and development environment is allowed.
For the practical components, simulation in a learning and development environment is recommended but assessment in a workplace environment is also permitted.
The centre will devise assessments and undertake the assessment of learners.
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
55
For AC1.1, learners must describe the key features of the legislative framework, paying attention to subsequent updates as appropriate. They should describe the key features of the consultation procedures between the owner or builder, the local fire authority and local authority building control. Evidence should also cover existing, proposed and altered premises. AC1.2 requires learners to explain how organisations can work in partnership with others to achieve fire safety. This evidence should be more detailed than that for AC1.1, and should be supported by appropriate examples of other organisations or individuals that the organisation may work with, how they can work in partnership and what constitutes a satisfactory level of fire safety. For AC1.3 learners need to identify key aspects of national and international standards, codes of practice, guidance and legislation as indicated in the unit amplification. The evidence should include the main features of each item identified, and examples of each aspect (national standards, international standards, codes of practice, guidance and legislation). For AC1.4 learners need to explain the limitations of the codes of practice and guidance in relation to fire safety measures and proposals, using appropriate examples to support their findings.
AC2.1 requires learners to explain the types of systems that can be used to protect people, property and the environment from fire, and their role. For AC2.2 learners need to explain how to access information, advice and specialist support. This evidence should show both the sources of information and how it can be accessed, with examples. To achieve AC2.3 learners need to fully explain the factors that affect the development of risk-appropriate solutions for the protection of people, property and the environment in simple premises. It is important that learners can explain the factors, and how they fit in within organisational constraints, such as cost and impact on business. Evidence for AC2.4 may be an extension of this, as learners can explain how they would prioritise the options in relation to levels of risk in simple premises. They should show how they would prioritise, considering for example both qualitative and quantitative methods.
Evidence for learning outcomes 3 and 4 should come from practical exercises such as role plays, case studies or desktop scenarios as these will allow learners to fully demonstrate their ability to apply knowledge attained throughout the unit. AC3.1 requires learners to identify the type, range and level of fire risk in different areas of a simple premises. This may be undertaken as a written exercise or a recorded discussion supported by an observation record.
Evidence for AC3.2 should demonstrate learners’ ability to view and interpret plans for changes in construction, layout and use of a simple premises. Learners should review the impact these changes may have on the suitability of existing fire protection systems, considering whether they are sufficient, or whether new systems should be proposed. AC3.3 requires learners to review a risk assessment and judge its validity. They should consider the effectiveness of the assessment and whether it meets the legal requirements for the premises and identify any risks that are not adequately controlled. For AC3.4 learners must explain the adequacy and effectiveness of current fire protection systems. This may be done as a verbal presentation or recorded discussion, both of which should be supported by an observation record that clearly states how they have covered the requirements of the criterion.
Evidence for AC3.5 and 3.6 may be linked. AC3.5 requires learners to obtain information in relation to the premises, such as change of use or occupancy type, and show how this can assist with recommendations if deficiencies in fire safety are identified. The criterion does not require learners to make recommendations, but simply to show how they would obtain the information to inform these
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
56
recommendations. AC3.6 requires learners to identify sources of specialist advice to support assessment of risk where factors influencing risk are outside their own level of expertise.
AC4.1 requires learners to select options for fire protection to control identified risks in simple premises. They should produce evidence that demonstrates their thinking processes as to why some options are better than others, and why some would not be selected. AC4.2 then requires learners to specify how the selected options contribute to and impact on the overall fire safety strategy for the premises. AC4.3 takes this further, requiring learners to then prioritise these options. Learners must link the evidence to legislative, regulatory and statutory requirements, showing clearly how they have prioritised the options by, for example, calculating the risk rating. Learners should then evaluate the information that influences the selection of fire protection systems in order to achieve AC4.4. Learners should give evidence for each of their views or statements. AC4.5 requires learners to summarise recommendations on a form, which could be provided by the assessor. The form should require learners to provide sufficient detail, and may include a mixture of open questions, tick boxes and report writing. It must be completed clearly and legibly, and should show the summary of recommendations in such a way as to assist in decision making. AC4.6 requires learners to ensure that all stakeholders, as indicated in the unit amplification, understand the recommendations and implications associated with the fire protection systems. Evidence may be completed in a number of role-play scenarios, or a single scenario where a number of people each take a different role, such as owner, architect or building control officer, and question learners who have to ensure that all parties understand the information provided. AC4.7 requires learners to explain, in writing or verbally, what actions are required to meet the legal and statutory requirements in relation to the new systems, and also the implications of non-compliance, including prosecution and sentence.
Indicative resource materials
Documents
Better Regulation Executive: Reducing Regulation Made Simple
www.bis.gov.uk/assets/biscore/better-regulation/docs/r/10-1155-reducing-regulation-made-simple.pdf
BS 5266-1:2011 Emergency lighting — Part 1: Code of practice for the emergency escape lighting of premises
http://shop.bsigroup.com/Product Detail/?pid=000000000030263986
BS 5839-9:2011 Fire detection and fire alarm systems code of practice
http://shop.bsigroup.com/en/Product Detail/?pid=000000000030187282
CFOA fire safety guidance notes and audit form
www.cfoa.org.uk/10276
Fire Safety Risk Assessment Guides, offices and shops
www.gov.uk/government/uploads/system/uploads/attachment_data/file/14881/fsra-offices-shops.pdf
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
57
Fire Safety Risk Assessment Guides, factories and warehouses
www.gov.uk/government/uploads/system/uploads/attachment_data/file/14882/fsra-factories-warehouses.pdf
Enforcement Concordat: Good Practice Guide for England and Wales
www.berr.gov.uk/files/file10150.pdf
Regulatory Reform (Fire Safety) Order 2005
www.legislation.gov.uk/uksi/2005/1541/contents/made
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
58
Unit 5: Plan and gather evidence for the purposes of fire safety regulation in simple premises
Unit reference number: J/503/1916
QCF level: 3
Credit value: 4
Guided learning hours: 28
Unit aim
This unit is about the planning, gathering and collating of appropriate, accurate and relevant evidence in order to prepare for enforcement action or other formal proceedings. It applies to simple, as opposed to complex, premises and environments, ie small buildings with a simple layout such as small shops, offices or industrial units with easy means of escape. This does not include premises that have sleeping accommodation or premises that are used for high fire risk processes or storage.
This unit is recommended for regulators who have responsibility for ensuring the requirements of fire safety and associated regulation are being met through cooperation or enforcement.
NB: ‘Requirements’ specified in learning outcome 1 relate to a general term used to encompass learners’ understanding of all aspects of evidence gathering for fire safety regulation in simple premises.
The responsibility for a premises lies with the person(s) described within the relevant home nation’s legislation.
A simple premises is defined as any building that was built to a recognised design code and when inspected has had no variation that has a major impact on the life safety principles of the original design concept.
Essential resources
There are no special resources needed for this unit.
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
59
Learn
ing
ou
tco
mes,
ass
ess
men
t cr
iteri
a a
nd
un
it a
mp
lifi
cati
on
To p
ass
this
unit,
the
lear
ner
nee
ds
to d
emonst
rate
that
they
can
mee
t al
l th
e le
arnin
g o
utc
om
es f
or
the
unit.
The
asse
ssm
ent
criter
ia
det
erm
ine
the
stan
dar
d r
equired
to a
chie
ve t
he
unit.
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
1.1
ex
pla
in leg
al p
ow
ers
and
enfo
rcem
ent
duties
under
fire
safe
ty leg
isla
tion
□
legal
pow
ers,
eg t
o leg
ally
pro
secu
te,
to r
estr
ict
use
and/o
r ac
cess
, to
sto
p o
per
atio
ns
□
enfo
rcem
ent
duties
, eg
ser
ving o
f en
forc
emen
t notice
s
□
Fire
saf
ety
legis
lation
and s
ubse
quen
t updat
es —
Fire
and R
escu
e Ser
vice
s Act
(2004),
Reg
ula
tory
Ref
orm
(Fi
re S
afet
y) O
rder
2005
1.2
ex
pla
in o
rgan
isat
ional
fire
safe
ty
polic
y an
d t
he
rela
ted
pro
cedure
s in
rel
atio
n t
o s
imple
pre
mis
es
□
org
anis
atio
nal
fire
safe
ty p
olic
ies
and p
roce
dure
s, e
g f
ire
risk
as
sess
men
t, h
ealth a
nd s
afet
y polic
ies,
fire
inst
ruct
ions,
pro
visi
on o
f fire
equip
men
t polic
y
□
sim
ple
pre
mis
es,
eg low
occ
upan
cy s
mal
l sc
ale
build
ings
(ie
smal
l off
ice,
sm
all re
tail,
sm
all w
ork
shops
whic
h d
o n
ot
incl
ude
slee
pin
g
acco
mm
odat
ion a
nd r
esid
ential
build
ings)
1.3
ex
pla
in t
he
types
and p
urp
ose
of
man
dat
ory
and d
iscr
etio
nar
y en
forc
emen
t ac
tion
□
man
dat
ory
enfo
rcem
ent
action,
eg r
equired
and n
eces
sary
act
ions,
fines
, pro
secu
tion t
o e
nsu
re leg
al r
equirem
ents
are
met
□
dis
cret
ionar
y en
forc
emen
t ac
tion,
eg a
dvi
ce a
nd g
uid
ance
to p
rom
ote
bes
t pra
ctic
e
1
Under
stan
d
requirem
ents
for
pla
nnin
g a
nd
gat
her
ing e
viden
ce
for
the
purp
ose
of
fire
saf
ety
regula
tion in
sim
ple
pre
mis
es
1.4
cl
arify
the
limitat
ions
of
law
and
regula
tions
that
gove
rn t
he
gat
her
ing o
f ev
iden
ce a
nd t
he
taki
ng o
f w
itnes
s an
d inte
rvie
w
stat
emen
ts a
s an
offic
er
enfo
rcin
g f
ire
safe
ty law
□
limitat
ions
of
law
and r
egula
tions
when
tak
ing e
viden
ce,
eg a
s det
aile
d in P
ACE (
Polic
e an
d C
rim
inal
Evi
den
ce A
ct (
1984))
□
limitat
ions
of
law
and r
egula
tion w
hen
tak
ing w
itnes
s an
d e
viden
ce
stat
emen
ts,
eg u
se o
f co
nte
mpora
neo
us
note
s
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
60
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
1.5
des
crib
e th
e diffe
rent
sourc
es
and t
ypes
of
info
rmat
ion a
nd
evid
ence
to a
cces
s fo
r th
e purp
ose
of
fire
saf
ety
regula
tion
in s
imple
pre
mis
es
□
diffe
rent
sourc
es a
nd t
ypes
of in
form
atio
n a
nd e
viden
ce,
eg
photo
gra
phs,
vid
eo,
witnes
s te
stim
ony,
per
sonal
sta
tem
ents
(w
ritt
en
and a
udio
rec
ord
ing),
fro
m o
ccupie
rs,
ow
ner
s, v
isitors
, cu
stom
ers,
re
cord
s (p
aper
and e
lect
ronic
)
□
sim
ple
pre
mis
es,
eg low
occ
upan
cy s
mal
l sc
ale
build
ings
(ie
smal
l off
ice,
sm
all re
tail,
sm
all w
ork
shops
whic
h d
o n
ot
incl
ude
slee
pin
g
acco
mm
odat
ion a
nd r
esid
ential
build
ings)
1.6
des
crib
e m
ethods
to a
nal
yse
and
eval
uat
e in
form
atio
n a
nd
evid
ence
rel
atin
g t
o f
ire
safe
ty
regula
tion
□
met
hods
to a
nal
yse
and e
valu
ate,
eg s
urv
eys
and q
ues
tionnai
res,
in
terv
iew
ing,
stat
istica
l dat
a, insp
ections,
audits
□
info
rmat
ion a
nd e
viden
ce r
elat
ing t
o f
ire
safe
ty r
egula
tion,
eg
build
ing/a
rchitec
t pla
ns,
rec
ord
s an
d r
eport
s, f
ire
risk
ass
essm
ent,
polic
ies
and p
roce
dure
s, f
ire
inst
ruct
ions,
fire
equip
men
t an
d a
larm
sy
stem
info
rmat
ion a
nd r
ecord
s
1.7
ex
pla
in t
he
role
s,
resp
onsi
bili
ties
, le
vel of
auth
ority
an
d r
equirem
ents
of
self a
nd
oth
ers
within
the
conte
xt o
f fo
rmal
pro
ceed
ings
rela
ted t
o
fire
saf
ety
in s
imple
pre
mis
es
□
role
s an
d r
esponsi
bili
ties
, eg
judge,
cle
rk,
off
icia
ls,
def
ence
, pro
secu
tion,
bar
rist
er,
witnes
s, d
efen
dan
t
□
requirem
ents
, eg
pro
fess
ional
ism
, in
tegrity
, pre
par
ednes
s
□
leve
ls o
f au
thority
of
self,
eg r
eport
ing,
pro
vidin
g e
viden
ce
□
leve
ls o
f au
thority
of
oth
ers,
eg m
akin
g judgem
ents
, pas
sing
sente
nce
, is
suin
g f
ines
□
sim
ple
pre
mis
es,
eg low
occ
upan
cy s
mal
l sc
ale
build
ings
(ie
smal
l off
ice,
sm
all re
tail,
sm
all w
ork
shops
whic
h d
o n
ot
incl
ude
slee
pin
g
acco
mm
odat
ion a
nd r
esid
ential
build
ings)
1.8
ex
pla
in h
ow
to a
cces
s so
urc
es o
f sp
ecia
list
support
, ad
vice
and
info
rmat
ion s
pec
ific
to f
ire
safe
ty
in s
imple
pre
mis
es
□
sourc
es o
f sp
ecia
list
support
, ad
vice
and info
rmat
ion,
eg s
ubje
ct
mat
ter
exper
ts (
engin
eers
, ac
adem
ics,
res
earc
her
s),
spec
ialis
t re
port
s, leg
al e
xper
ts
□
sim
ple
pre
mis
es,
eg low
occ
upan
cy s
mal
l sc
ale
build
ings
(ie
smal
l off
ice,
sm
all re
tail,
sm
all w
ork
shops
whic
h d
o n
ot
incl
ude
slee
pin
g
acco
mm
odat
ion a
nd r
esid
ential
build
ings)
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
61
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
1.9
ex
pla
in h
ow
to u
se q
ues
tionin
g
and lis
tenin
g s
kills
to o
bta
in
rele
vant
info
rmat
ion f
or
a w
ide
variet
y of
peo
ple
, an
d m
ake
effe
ctiv
e use
of
tech
niq
ues
of
per
suas
ion a
nd n
egotiat
ion
□
ques
tionin
g s
kills
, eg
not
lead
ing,
open
and c
lose
d q
ues
tionin
g
□
liste
nin
g s
kills
, eg
acc
ura
cy,
atte
ntive
, ac
tive
lis
tenin
g,
info
rmat
ion
gat
her
ing
□
wid
e va
riet
y of
peo
ple
, eg
witnes
ses,
judge,
subje
ct m
atte
r ex
per
ts
2.1
id
entify
whet
her
an o
ffen
ce m
ay
hav
e ta
ken p
lace
□
offen
ce —
bre
ach o
f th
e le
gal
reg
ula
tions
asso
ciat
ed w
ith f
ire
safe
ty
2.2
id
entify
lik
ely
sourc
es o
f ev
iden
ce r
elat
ing t
o p
oss
ible
offen
ces
□
likel
y so
urc
es o
f ev
iden
ce,
eg w
itnes
s te
stim
onie
s, p
hoto
gra
phs,
vi
deo
, re
cord
s an
d r
eport
s
2.3
as
sess
the
rele
vance
of
iden
tified
evi
den
ce s
ourc
es t
o
the
pote
ntial
enfo
rcem
ent
action
bei
ng c
onsi
der
ed
□
rele
vance
of
iden
tified
evi
den
ce s
ourc
es —
direc
tly
rela
ted t
o f
ire
safe
ty m
atte
rs,
incl
udin
g d
irec
t re
leva
nce
to F
ire
and R
escu
e Ser
vice
s Act
(2004)
and R
egula
tory
Ref
orm
(Fi
re S
afet
y) O
rder
2005,
and s
ubse
quen
t updat
es
□
pote
ntial
enfo
rcem
ent
action,
eg f
ine,
court
ord
er,
rest
rict
ion o
f ac
tivi
ty,
susp
ended
and c
ust
odia
l se
nte
nce
2.4
id
entify
the
nee
d f
or
any
imm
edia
te a
ctio
n t
o o
bta
in a
nd
pre
serv
e ev
iden
ce
□
imm
edia
te a
ctio
n t
o o
bta
in a
nd p
rese
rve
evid
ence
, eg
forc
ible
entr
y,
spec
ialis
t as
sist
ance
(polic
e, c
rim
e sc
ene
off
icer
s, f
ire
inve
stig
atio
n
team
), c
losu
re o
f pre
mis
es
2.5
ta
ke a
ctio
n t
o m
inim
ise
the
effe
ct o
f ac
tual
or
pote
ntial
ris
k to
evi
den
ce
□
action t
o m
inim
ise
the
effe
ct o
f ac
tual
or
pote
ntial
ris
k to
evi
den
ce,
eg r
estr
ict
use
of
pre
mis
es,
closu
re o
f pre
mis
es,
rest
rict
acc
ess
to
par
t or
whole
of
pre
mis
es,
secu
ring p
hys
ical
evi
den
ce s
uch
as
any
reco
rds
2
Be
able
to p
lan
and p
repar
e th
e gat
her
ing o
f ev
iden
ce f
or
fire
sa
fety
reg
ula
tion
in r
elat
ion t
o
sim
ple
pre
mis
es
2.6
in
form
rel
evan
t per
sons
of
actions
take
n t
o p
rese
rve
evid
ence
□
info
rm,
eg im
med
iate
ly b
y phone,
em
ail, in w
riting
□
rele
vant
per
sons,
eg o
wner
, occ
upie
r, p
olic
e, loca
l fire
auth
ority
offic
ers
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
62
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
3.1
id
entify
pote
ntial
evi
den
ce
□
pote
ntial
evi
den
ce,
eg inco
mple
te/m
issi
ng f
ire
risk
ass
essm
ent,
re
cord
s an
d r
eport
s, f
aulty
and/o
r m
issi
ng e
quip
men
t an
d s
ignag
e,
lack
of
alar
m s
yste
ms,
sto
rage
of
haz
ardous
mat
eria
ls
3.2
fo
llow
rule
s to
ensu
re c
ontinuity
and a
dm
issi
bili
ty o
f ev
iden
ce
□
rule
s to
ensu
re c
ontinuity
and a
dm
issi
bili
ty o
f ev
iden
ce,
eg P
ACE
(Polic
e an
d C
rim
inal
Evi
den
ce A
ct (
1984))
, Crim
inal
Pro
secu
tion
Sys
tem
rule
s an
d p
roto
cols
, use
of
conte
mpora
neo
us
note
s
3.3
obta
in s
tate
men
ts f
rom
w
itnes
ses
usi
ng r
elev
ant
stat
uto
ry p
ow
ers
□
witnes
ses,
eg o
wner
, occ
upie
r, v
isitor,
insp
ecto
r
□
rele
vant
stat
uto
ry p
ow
ers,
eg u
nder
the
Fire
and R
escu
e Ser
vice
s Act
(2
004),
Reg
ula
tory
Ref
orm
(Fi
re S
afet
y) O
rder
2005
3.4
use
ques
tionin
g a
nd lis
tenin
g
skill
s to
obta
in info
rmat
ion
□
ques
tionin
g s
kills
, eg
not
lead
ing,
open
and c
lose
d q
ues
tionin
g
□
liste
nin
g s
kills
, eg
acc
ura
cy,
atte
ntive
, ac
tive
lis
tenin
g,
info
rmat
ion
gat
her
ing
3
Be
able
to g
ather
ev
iden
ce f
or
the
purp
ose
of
fire
sa
fety
reg
ula
tion
in r
elat
ion t
o
sim
ple
pre
mis
es
3.5
in
form
res
ponsi
ble
per
sons
of
actions
take
n
□
info
rm,
eg im
med
iate
ly b
y phone,
em
ail, in w
riting
□
resp
onsi
ble
per
sons,
eg o
wner
, occ
upie
r, p
olic
e, loca
l fire
auth
ority
offic
ers,
bar
rist
ers,
solic
itors
4.1
co
llate
evi
den
ce a
nd info
rmat
ion
to s
upport
a d
ecis
ion t
hat
an
offen
ce h
as t
aken
pla
ce
□
colla
te —
put
in o
rder
and v
erify
□
dec
isio
n t
hat
an o
ffen
ce h
as t
aken
pla
ce —
cle
ar b
reac
h o
f re
leva
nt
fire
saf
ety
legis
lation a
nd s
ubse
quen
t updat
es (
Fire
and R
escu
e Ser
vice
s Act
(2004),
Reg
ula
tory
Ref
orm
(Fi
re S
afet
y) O
rder
2005)
4.2
id
entify
all
mat
eria
ls t
hat
may
be
required
for
dis
closu
re
□
mat
eria
ls t
hat
may
be
required
for
dis
closu
re,
eg p
hoto
gra
phs,
re
port
s an
d r
ecord
s, w
itnes
s st
atem
ents
, co
nte
mpora
neo
us
note
s
4.3
pre
par
e ac
cura
te r
eport
s an
d
evid
ence
in a
logic
al s
equen
ce
□
pre
par
e ac
cura
te r
eport
s in
lin
e w
ith r
elev
ant
guid
elin
es a
nd
pro
cedure
s
4
Be
able
to c
olla
te
evid
ence
for
the
purp
ose
of
fire
sa
fety
reg
ula
tion
in r
elat
ion t
o
sim
ple
pre
mis
es
4.4
in
form
oth
er d
epar
tmen
ts o
f ac
tions
to e
nab
le a
consi
sten
t ap
pro
ach
□
info
rm,
eg b
y phone,
em
ail, let
ter,
fac
e to
fac
e
□
oth
er d
epar
tmen
ts,
eg C
row
n P
rose
cution S
ervi
ce,
solic
itors
, lo
cal
fire
auth
ority
offic
ers,
polic
e
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
63
Information for tutors
Delivery
When delivering the unit, centres must ensure that learners are given input on the unit amplification. Where legislation has been indicated, it is assumed that any subsequent legislation introduced that supersedes what is listed will be delivered and assessed.
It is important that in the delivery of this unit, all materials used relate to simple premises.
Learning outcome 1 requires delivery that develops the theoretical understanding of the requirements when planning and gathering evidence in relation to fire safety regulation. Learners should be provided with the opportunity to examine and review the legal powers that are available to enforcement agencies, as well as the legislation that applies to fire safety. Case studies and desktop scenarios can be used to enable learners to study a range of organisational fire safety policies used in simple premises. Learners should also be given the opportunity to investigate the limitations of regulations and the law in relation to gathering evidence. Opportunities should also be available to allow learners to develop their understanding of the methods used to evaluate the evidence relating to fire safety.
Delivery of learning outcomes 2, 3 and 4 should develop practical application skills.
Learning outcome 2 requires centres to provide learners with the opportunity to develop understanding of a range of planning and preparation methods in relation to evidence gathering. Formative assessment opportunities through case study analysis and desktop scenarios may be used to develop these skills. It is important that learners have the chance to review a range of scenarios in order to apply their knowledge to various situations in preparation for assessment.
Learning outcome 3 requires centres to provide learners with the opportunity to gather different types of evidence. It is important that learners obtain a theoretical understanding of the steps required to gather evidence that is admissible. Centres should enable learners to develop their skills in relation to obtaining statements and using their communication skills including questioning and listening.
Learning outcome 4 requires centres to provide learners with opportunities to collate and report on evidence in relation to fire safety regulations. Role plays, case studies and desktop scenarios are useful for developing these skills. Learners need to examine a range of reports that have been produced in relation to fire safety regulation in order to be able to prepare appropriate reports in their assessment. It would be useful to show both good and poor examples to reinforce the learning here.
Assessment
For the knowledge and understanding component of the unit, assessment from a learning and development environment is allowed.
For the practical components, simulation in a learning and development environment is recommended but assessment in a workplace environment is also permitted.
The centre will devise assessment and undertake the assessment of learners.
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
64
Evidence here should show that learners can apply knowledge and skills in a range of complex activities, demonstrating comprehension of relevant legislative requirements. They should also be able to analyse information and make reasoned judgements, employing a range of responses to well defined but often unfamiliar or unpredictable problems.
AC1.1 requires learners to explain in detail the legal powers and enforcement duties that exist under the current fire and safety legislation, with reasons and examples. For AC1.2 learners need to explain the policies and procedures that organisations occupying simple premises have in place. Learners explain why they are in place. Evidence for AC1.3 should include an explanation of the types and purpose of both mandatory and discretionary enforcement actions. It is not sufficient here to simply list the possible actions, but there should be evidence of learners’ understanding of them. AC1.4 takes this further, requiring learners to show the limitations of law and regulations in place in relation to gathering evidence and taking witness statements. AC1.5 requires learners to describe sources and types of information and evidence to access for the purpose of fire safety regulation. When producing evidence for AC1.6, learners must show all relevant features of the methods used to analyse and evaluate information and evidence, but they do not have to use these methods. For AC1.7 learners should explain the roles, responsibilities, level of authority and requirements of all involved in formal proceedings related to fire safety in simple premises. Evidence may be presented in a range of formats, for example a table with columns showing each of the required items, and a row for each person involved. It is important that learners include their own role. Extending AC1.5 and 1.8 requires learners to explain how to access the sources of support, advice and information available as indicated in the unit amplification. AC1.9 requires learners to explain how both questioning and listening skills can be used to obtain information in relation to a wide range of situations. In each situation learners should provide detail of who is involved, what skills learners are using, and why they are appropriate for the situation.
Evidence for learning outcomes 2, 3 and 4 should come from practical exercises such as role plays, case studies or desktop scenarios to allow learners to fully demonstrate their ability to apply the knowledge attained throughout the unit. A single scenario may be used if it is complex enough to enable learners to produce sufficient evidence to meet all assessment criteria. Alternatively a range of scenarios may be used.
AC2.1 requires learners to review a given case study or scenario, and identify whether an offence has taken place. Once this has been completed they should identify likely sources of evidence relating to the offence in order to meet AC2.2. AC2.3 takes this further, requiring learners to assess the relevance of the evidence sources to the potential enforcement action. Learners should carefully consider all factors or events that apply and identify which are the most important or relevant. For AC2.4 learners should identify the need for any immediate action to obtain and preserve evidence, showing which actions may be considered, and which would not be appropriate. AC2.5 requires learners to take action to minimise the effect of actual or potential risk to evidence as indicated in the unit amplification. For AC2.6 learners need to inform relevant persons of the action taken. It may be relevant for the assessor to adopt the role of the relevant person, and learners should select an appropriate method to inform them. Any practical activity used for assessment should be accompanied by a witness statement including details of what the activity was, how it met the criteria targeted and also qualitative statements as to learners’ performance.
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
65
Evidence for learning outcome 3 should be practical in nature, and supported with a witness statement. However there should be accompanying evidence, which may be a video recording of the activity with written supporting notes. AC3.1 requires learners to identify potential evidence in a given scenario. Once this has been completed, learners should ensure that they follow the rules and requirements of legislation to ensure continuity and admissibility of evidence for AC3.2. AC3.3 may require the use of peers or colleagues to participate in the role play, enabling learners to obtain statements from them as witnesses in the scenario. Learners should clearly identify which statutory power gives them the right to obtain this statement. AC3.4 requires learners to use questioning and listening skills to obtain information, and again this evidence must be supported by witness statements completed by the assessor. When assessing AC3.5 it may be appropriate for assessors to undertake the role of a responsible person whom learners will inform of actions taken using an appropriate method.
Evidence for learning outcome 4 may be produced as a continuation of the activities undertaken for learning outcomes 2 and 3. AC4.1 requires learners to collate the evidence and information obtained for the earlier outcomes in order to support a decision that an offence has taken place. Learners must then identify all materials that may be required for disclosure to meet AC4.2. AC4.3 requires learners to prepare a report that is accurate in relation to evidence, and to present this information in a logical sequence in line with guidelines and procedures. Evidence for AC4.4 should show how learners would inform all other departments that may be involved, as indicated in the unit amplification, to ensure that a consistent approach is taken.
Indicative resource materials
Documents
Fire and Rescue Services Act (2004) www.legislation.gov.uk/ukpga/2004/21/ contents
Regulatory Reform (Fire Safety) Order 2005
www.legislation.gov.uk/uksi/2005/1541/ contents/made
Police and Criminal Evidence Act 1984 and the Codes of Practice (PACE)
www.legislation.gov.uk/uksi/2008/3146/pdfs/uksi_20083146_en.pdf
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
66
Unit 6: Visit simple premises for the purposes of fire safety regulation
Unit reference number: J/503/3424
QCF level: 3
Credit value: 3
Guided learning hours: 14
Unit aim
This unit is about planning and conducting audits or inspections of premises for the purposes of fire safety regulation; identifying potential breaches of the legislation and deciding the action self and owner(s) or occupier(s) need to take, which may include informal and formal enforcement of fire safety legislation. Learners will also prepare effective inspection reports for the purposes of fire safety regulation and communicate fire safety compliance or deficiencies to others for the purposes of the regulation. It applies to simple, as opposed to complex, premises and environments, ie small buildings with a simple layout such as small shops, offices or industrial units with easy means of escape. This does not include premises that have sleeping accommodation or premises used for high fire risk processes or storage.
This unit is recommended for regulators who have responsibility for ensuring the requirements of fire safety and associated regulations are being met through cooperation or enforcement.
NB: ‘Requirements’ specified in learning outcome 1 relate to a general term used to encompass learners’ understanding of all aspects of carrying out visits for fire safety regulation in simple premises.
Contact will be made with the person(s) described within the relevant home nation’s legislation.
A simple premises is defined as any building that was built to a recognised design code and when inspected has had no variation that has a major impact on the life safety principles of the original design concept.
Essential resources
There are no special resources needed for this unit.
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
67
Learn
ing
ou
tco
mes,
ass
ess
men
t cr
iteri
a a
nd
un
it a
mp
lifi
cati
on
To p
ass
this
unit,
the
lear
ner
nee
ds
to d
emonst
rate
that
they
can
mee
t al
l th
e le
arnin
g o
utc
om
es f
or
the
unit.
The
asse
ssm
ent
criter
ia
det
erm
ine
the
stan
dar
d r
equired
to a
chie
ve t
he
unit.
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
1.1
ex
pla
in t
he
aim
s, o
bje
ctiv
es a
nd
priorities
of
the
regula
tory
au
thority
□
aim
s, o
bje
ctiv
es a
nd p
riorities
of
the
regula
tory
auth
ority
, eg
sav
ing
life,
pre
venting inju
ry a
nd d
amag
e to
pro
per
ty a
nd t
he
envi
ronm
ent
□
regula
tory
auth
ority
, eg
loca
l au
thority
fire
and r
escu
e se
rvic
e, loca
l au
thority
build
ing r
egula
tors
1.2
ex
pla
in t
he
regula
tory
org
anis
atio
n’s
polic
ies,
in
stru
ctio
ns
or
pro
cedure
s fo
r co
nduct
ing a
udits
and
insp
ections
of
sim
ple
pre
mis
es
□
regula
tory
org
anis
atio
n,
eg loca
l au
thority
fire
and r
escu
e se
rvic
e,
loca
l au
thority
build
ing r
egula
tors
□
conduct
ing a
udits
and insp
ections,
eg s
crutinis
ing p
lans,
mee
ting
with a
rchitec
ts a
nd o
wner
s, c
arry
ing o
ut
pre
mis
es v
isits,
chec
king
const
ruct
ion,
layo
ut,
equip
men
t, p
olic
ies
and p
roce
dure
s ag
ainst
re
gula
tory
req
uirem
ents
□
sim
ple
pre
mis
es,
eg low
occ
upan
cy s
mal
l sc
ale
build
ings
(ie
smal
l off
ice,
sm
all re
tail,
sm
all w
ork
shops
whic
h d
o n
ot
incl
ude
slee
pin
g
acco
mm
odat
ion a
nd r
esid
ential
build
ings)
1.3
ex
pla
in t
he
links
with o
ther
re
gula
tors
to iden
tify
wher
e th
eir
activi
ties
im
pin
ge
on o
wn in
rela
tion t
o f
ire
safe
ty r
egula
tion
of
sim
ple
pre
mis
es
□
oth
er r
egula
tors
, eg
build
ing c
ontr
ol, H
ealth a
nd S
afet
y Exe
cutive
(H
SE),
Envi
ronm
ent
Agen
cy
□
impin
ge,
eg lim
it u
se o
f m
ater
ials
, re
strict
chan
ges
in s
truct
ure
and
layo
ut
1
Under
stan
d
requirem
ents
for
visi
ting s
imple
pre
mis
es f
or
the
purp
ose
s of
fire
sa
fety
reg
ula
tion
1.4
des
crib
e th
e org
anis
atio
n’s
hea
lth a
nd s
afet
y polic
y an
d its
ap
plic
atio
n in r
elat
ion t
o v
isits
to
sim
ple
pre
mis
es
□
hea
lth a
nd s
afet
y polic
y ap
plic
atio
n in r
elat
ion t
o v
isits,
eg lone
work
ing,
risk
ass
essm
ent,
pro
tect
ion a
gai
nst
inju
ry (
PPE),
acc
ess,
w
ork
ing a
t hei
ght,
saf
eguar
din
g
BA030061 –
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ific
atio
n –
Edex
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nd 4
Cer
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te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
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tors
) – I
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duca
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ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
1.5
ex
pla
in t
he
asse
ssm
ent
of
the
leve
l of
fire
saf
ety
risk
on s
imple
pre
mis
es
□
asse
ssm
ent,
eg judgem
ent
or
dec
isio
n b
ased
on v
alid
, au
then
tic,
re
liable
, cu
rren
t an
d s
uffic
ient
evid
ence
□
leve
l of
risk
, eg
ver
y lo
w,
low
, m
ediu
m,
hig
h,
very
hig
h,
dep
enden
t on p
robab
ility
of
risk
and im
pac
t
□
fire
saf
ety
risk
, eg
lik
ely
to c
ause
ignitio
n o
f a
fire
, lik
ely
to c
ause
dea
th o
r in
jury
due
to a
fire
1.6
ex
pla
in h
ow
to s
elec
t su
itab
le
options
to m
ove
sim
ple
pre
mis
es
tow
ards
com
plia
nce
□
how
to s
elec
t, e
g d
epen
den
t on lev
el o
f non-c
om
plia
nce
and r
isk
signific
ance
□
suitab
le o
ptions,
eg info
rmal
, ve
rbal
, w
ritt
en c
om
plia
nce
req
ues
ts,
non-c
onfo
rmity
notice
s
□
com
plia
nce
, eg
in lin
e w
ith leg
al r
equirem
ents
1.7
ex
pla
in w
ays
of
asse
ssin
g t
he
impac
t of
dec
isio
ns
mad
e on t
he
per
son(s
), t
he
pre
mis
es a
nd t
he
com
munity
□
way
s of
asse
ssin
g,
eg d
irec
t obse
rvat
ion (
of
pla
ns
and p
rem
ises
),
test
imony
of
per
son(s
) in
volv
ed,
aski
ng o
pin
ions,
surv
eyin
g
com
munity
□
impac
t, e
g incr
ease
d c
ost
, ex
tended
tim
esca
les,
chan
ge
of
use
, re
strict
ed a
cces
s, lim
itat
ions
of
conte
nts
of
pre
mis
es
□
dec
isio
ns,
eg r
equire
chan
ge
in c
onst
ruct
ion a
nd/o
r la
yout,
req
uire
extr
a pre
cautions,
req
uire
inst
alla
tion o
f ex
tra
syst
ems
1.8
des
crib
e how
to d
iffe
rentiat
e bet
wee
n f
orm
al a
nd info
rmal
en
forc
emen
t in
the
conte
xt o
f si
mple
pre
mis
es
□
form
al e
nfo
rcem
ent,
eg o
ffic
ial, p
resc
ribed
com
plia
nce
req
uirem
ents
□
info
rmal
enfo
rcem
ent,
eg a
dvi
ce a
nd g
uid
ance
reg
ardin
g c
om
plia
nce
re
quirem
ents
BA030061 –
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ific
atio
n –
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nd 4
Cer
tifica
te in F
ire
Saf
ety
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e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
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l 2013 ©
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duca
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ing
ou
tco
mes
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ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
1.9
ex
pla
in a
sses
smen
t of
contr
ol
mea
sure
s an
d m
anag
emen
t sy
stem
s to
iden
tify
bre
aches
of
legis
lation a
nd r
isks
to f
ire
safe
ty
in s
imple
pre
mis
es
□
asse
ssm
ent
of
contr
ol m
easu
res,
eg judgem
ent
and d
ecis
ion b
ased
on lev
els
of
risk
red
uct
ion t
o a
n a
ccep
table
lev
el t
hro
ugh t
he
rem
ova
l of
haz
ards
or
dec
reas
ing t
he
pro
bab
ility
and/o
r im
pac
t of
the
risk
in
volv
ed
□
asse
ssm
ent
of
man
agem
ent
syst
ems,
eg judgem
ent
and d
ecis
ion
bas
ed o
n lev
els
of
risk
red
uct
ion t
o a
n a
ccep
table
lev
el t
hro
ugh t
he
imple
men
tation o
f sa
fety
polic
ies
and p
roce
dure
s su
ch a
s re
gula
r in
spec
tions,
tes
ting o
f eq
uip
men
t, t
rain
ing a
ctiv
itie
s, im
ple
men
tation
of
fire
war
den
s
□
bre
aches
in leg
isla
tion,
eg inco
rrec
t la
yout
and/o
r co
nst
ruct
ion,
inco
rrec
t use
of
mat
eria
ls,
unac
cepta
ble
haz
ards,
insu
ffic
ient
contr
ol
mea
sure
s
□
risk
s to
fire
safe
ty,
eg p
oor
house
keep
ing,
ignitio
n s
ourc
es,
unco
ntr
olle
d h
azar
ds,
fla
mm
able
mat
eria
ls
1.1
0
des
crib
e th
e re
quirem
ents
for
com
munic
atin
g t
he
implic
atio
ns
of
findin
gs
to c
olle
agues
within
th
e org
anis
atio
n a
nd a
ppro
priat
e peo
ple
outs
ide
the
org
anis
atio
n
□
com
munic
atin
g,
eg v
erbal
ly,
in w
riting,
form
al let
ter,
em
ail, r
eport
, pre
senta
tion
□
implic
atio
ns
of
findin
gs,
eg incr
ease
d c
ost
, ex
tended
tim
esca
les,
ch
ange
of
use
, re
strict
ed a
cces
s, lim
itat
ions
of
conte
nts
of
pre
mis
es,
legal
pro
ceed
ings,
pro
secu
tion
□
colle
agues
within
the
org
anis
atio
n,
eg p
eers
, offic
e m
anag
ers,
sen
ior
offic
ers
□
appro
priat
e peo
ple
outs
ide
the
org
anis
atio
n,
eg o
wner
s, o
ccupie
rs,
visi
tors
, build
ers,
arc
hitec
ts
BA030061 –
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ific
atio
n –
Edex
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vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
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Apri
l 2013 ©
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rson E
duca
tion L
imited
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Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
2.1
use
appro
priat
e dat
abas
es a
nd
oth
er info
rmat
ion s
ourc
es t
o
iden
tify
per
son(s
) an
d p
rem
ises
fo
r au
dit a
nd insp
ection,
in lin
e w
ith t
he
priorities
of
ow
n
auth
ority
□
appro
priat
e dat
abas
es,
eg C
om
munity
Fire
Ris
k M
anag
emen
t In
form
atio
n S
yste
m (
CFR
MIS
), S
OPH
TLO
GIC
□
oth
er info
rmat
ion s
ourc
es,
eg loca
l au
thorities
, gove
rnm
ent
offic
es,
HSE,
com
mer
cial
inst
itutions
□
per
son(s
), e
g o
wner
s, o
ccupie
rs,
visi
tors
, cu
stom
ers
□
pre
mis
es —
sm
all offic
e, s
mal
l re
tail,
sm
all w
ork
shops
□
priorities
of
ow
n a
uth
ority
, eg
enfo
rcem
ent
of
appro
priat
e fire
saf
ety
legis
lation,
pro
vidin
g info
rmat
ion,
advi
ce a
nd g
uid
ance
for
pre
vention
purp
ose
s
2.2
pla
n a
logic
al s
erie
s of
insp
ections
for
sim
ple
pre
mis
es
whic
h is
consi
sten
t w
ith t
he
auth
ority
’s p
lans
and p
riorities
□
logic
al s
erie
s, e
g s
pec
ific
, ac
hie
vable
, tim
etab
led
□
the
auth
ority
’s p
lans
and p
riorities
, eg
pre
venting f
ires
and r
educi
ng
risk
2.3
pla
n indiv
idual
audits
and
insp
ections
for
sim
ple
pre
mis
es,
taki
ng into
acc
ount
regula
tory
priorities
and p
erso
n(s
) av
aila
bili
ty
□
regula
tory
priorities
, an
d s
ubse
quen
t updat
es,
eg R
egula
tory
Ref
orm
(F
ire
Saf
ety)
Ord
er 2
005
□
per
son(s
) av
aila
bili
ty,
eg o
wner
, occ
upie
r, r
esponsi
ble
per
son f
or
pre
mis
es c
once
rned
, build
er,
arch
itec
t
2
Be
able
to p
repar
e fo
r a
visi
t to
sim
ple
pre
mis
es
2.4
use
info
rmat
ion g
ather
ed t
o
iden
tify
appro
priat
e ben
chm
arks
an
d lik
ely
priorities
for
consi
der
atio
n d
uring a
ny
conta
ct
with p
erso
n(s
)
□
info
rmat
ion,
eg u
se o
f pre
mis
es, num
ber
of
occ
upan
ts,
fire
saf
ety
equip
men
t an
d s
yste
ms
□
appro
priat
e ben
chm
arks
, an
d s
ubse
quen
t updat
es,
eg D
epar
tmen
t of
Com
munitie
s an
d L
oca
l G
ove
rnm
ent
guid
es —
Fire
Saf
ety
Ris
k Ass
essm
ent:
Offic
es a
nd S
hops;
Fire
Saf
ety
Ris
k Ass
essm
ent:
Fa
ctories
and W
areh
ouse
s
□
likel
y priorities
for
consi
der
atio
n,
eg intr
oduct
ion o
f co
ntr
ol m
easu
res
incl
udin
g c
han
ges
to s
truct
ura
l fe
ature
s of
pre
mis
es,
limitin
g u
se o
f pre
mis
es,
limitin
g n
um
ber
of
occ
upan
ts,
intr
oduct
ion o
f fire
saf
ety
equip
men
t an
d s
yste
ms
BA030061 –
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ific
atio
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Cer
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te in F
ire
Saf
ety
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e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
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l 2013 ©
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duca
tion L
imited
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ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
□
per
son(s
), e
g o
wner
, occ
upie
r, r
esponsi
ble
per
son f
or
pre
mis
es
conce
rned
, build
er,
arch
itec
t
2.5
dev
elop r
elev
ant
topic
are
as f
or
audit a
nd insp
ection w
ith
refe
rence
to o
rgan
isat
ional
priorities
□
rele
vant
topic
are
a, e
g m
anag
emen
t sy
stem
s, h
azar
ds
within
sim
ple
pre
mis
es,
stru
ctura
l fe
ature
s, o
ccupan
ts,
mea
ns
of
esca
pe,
sig
nag
e,
war
nin
g s
yste
ms,
em
ergen
cy lig
hting,
equip
men
t
□
org
anis
atio
nal
priorities
, eg
Inte
gra
ted R
isk
Man
agem
ent
Plan
(IR
MP)
3.1
se
cure
cooper
atio
n o
f th
e per
son(s
) w
ith a
uth
ority
to g
ain
acce
ss t
o p
rem
ises
and c
arry
out
regula
tory
act
ivity
□
secu
re c
ooper
atio
n,
eg t
hro
ugh v
erbal
or
writt
en a
gre
emen
t
□
per
son(s
), e
g o
wner
, occ
upie
r
□
regula
tions,
and s
ubse
quen
t updat
es,
eg R
egula
tory
Ref
orm
(Fi
re
Saf
ety)
Ord
er 2
005
3.2
co
nduct
audits
and insp
ections
of
sim
ple
pre
mis
es s
afel
y □
sa
fely
— w
ithout
causi
ng inju
ry o
r dam
age
to s
elf,
oth
ers
and
pro
per
ty
3.3
m
anag
e th
e pac
e an
d p
roce
ss o
f th
e in
spec
tion w
ith f
lexi
bili
ty t
o
dea
l ap
pro
priat
ely
with iss
ues
outs
ide
the
scope
of
the
pla
n
□
pro
cess
of
the
insp
ection,
eg initia
l co
nta
ct w
ith r
elev
ant
per
son(s
),
booki
ng o
f tim
e an
d d
ura
tion,
reques
ting r
elev
ant
info
rmat
ion,
aski
ng r
elev
ant
ques
tions,
pro
vidin
g r
esponse
s, f
eedbac
k an
d r
eport
s as
req
uired
□
issu
es o
uts
ide
the
scope
of
the
pla
n,
eg inab
ility
to c
onta
ct r
elev
ant
per
son(s
), las
t m
inute
can
cella
tions
of
visi
t, n
on-c
onfo
rmitie
s to
the
regula
tory
req
uirem
ents
3
Be
able
to v
isit
sim
ple
pre
mis
es t
o
carr
y out
audits
and insp
ections
3.4
id
entify
sys
tem
s an
d p
roce
sses
put
in p
lace
to r
educe
ris
ks
□
syst
ems
and p
roce
sses
, eg
man
agem
ent
syst
ems,
appro
priat
e st
ora
ge
of
haz
ards
within
sim
ple
pre
mis
es,
stru
ctura
l fe
ature
s,
mea
ns
of
esca
pe,
sig
nag
e, w
arnin
g s
yste
ms,
em
ergen
cy lig
hting,
equip
men
t
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
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Apri
l 2013 ©
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duca
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imited
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ing
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tco
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t cr
iteri
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it a
mp
lifi
cati
on
3.5
dea
l w
ith iden
tified
iss
ues
in a
lo
gic
al a
nd s
yste
mat
ic m
anner
□
id
entified
iss
ues
, eg
non
-confo
rmitie
s to
the
regula
tory
req
uirem
ents
□
logic
al a
nd s
yste
mat
ic m
anner
, eg
thro
ugh c
lear
and c
onci
se
requirem
ents
rep
ort
s usi
ng S
MART o
bje
ctiv
es
3.6
id
entify
posi
tive
asp
ects
of
fire
sa
fety
per
form
ance
on w
hic
h
furt
her
chan
ge
and d
evel
opm
ent
can b
e built
□
posi
tive
asp
ects
of
fire
saf
ety
per
form
ance
, eg
corr
ect
com
ple
tion o
f Fi
re R
isk
Ass
essm
ent
and c
omplia
nce
with its
conte
nts
□
furt
her
chan
ge
and d
evel
opm
ent,
eg r
egula
r re
view
pro
cess
es,
seek
ing a
nd im
ple
men
tation o
f bes
t pra
ctic
e fr
om
oth
er p
rem
ises
, co
ntinual
fire
safe
ty t
rain
ing a
nd d
evel
opm
ent
3.7
co
mpar
e findin
gs
with e
xist
ing
stan
dar
ds
and a
gai
nst
the
princi
ple
s of
risk
ass
essm
ent
and
contr
ol to
iden
tify
if
any
risk
gap
(s)
exis
t
□
findin
gs,
eg c
onte
nts
of Fi
re R
isk
Ass
essm
ent
□
stan
dar
ds,
and s
ubse
quen
t updat
es,
eg R
egula
tory
Ref
orm
(Fi
re
Saf
ety)
Ord
er 2
005
□
princi
ple
s of
risk
ass
essm
ent
and c
ontr
ol, e
g t
o r
educe
the
pro
bab
ility
and im
pac
t of
the
haz
ards
invo
lved
cau
sing d
eath
or
inju
ry,
har
m t
o t
he
envi
ronm
ent
3.8
se
lect
acc
epta
ble
options
to
achie
ve a
ccep
table
sta
ndar
ds
wher
e risk
s ar
e in
adeq
uat
ely
contr
olle
d
□
acce
pta
ble
options,
eg in lin
e w
ith leg
al r
equirem
ents
, ag
reed
by
all
par
ties
conce
rned
with,
and leg
ally
res
ponsi
ble
for,
the
man
agem
ent
and e
nfo
rcem
ent
of
fire
saf
ety
□
acce
pta
ble
sta
ndar
ds,
eg c
onfo
rmin
g t
o t
he
Reg
ula
tory
Ref
orm
(Fi
re
Saf
ety)
Ord
er 2
005 a
nd s
ubse
quen
t updat
es t
hro
ugh s
tandar
d o
r bes
poke
engin
eere
d s
olu
tions,
Appro
ved D
ocu
men
t B;
Build
ing
Bulle
tin 1
00;
BS 9
999;
Fire
codes
; H
ealth T
echnic
al M
emora
nda
and
oth
er r
elev
ant
fire
saf
ety
guid
ance
.
□
risk
contr
ol, e
g t
hro
ugh t
he
rem
ova
l of
haz
ards
or
by
imple
men
ting
contr
ol m
easu
res
and/o
r fire
saf
ety
syst
ems
and e
quip
men
t to
co
ntr
ol th
e risk
of
har
m
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
73
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
3.9
id
entify
the
enfo
rcem
ent
action
required
to s
ecure
com
plia
nce
by
self a
nd t
he
appro
priat
e per
son(s
)
□
enfo
rcem
ent
action,
eg n
otice
s fo
r ac
tion t
o b
e ta
ken,
pro
secu
tion
□
com
plia
nce
, eg
in lin
e w
ith R
egula
tory
Ref
orm
(Fi
re S
afet
y) O
rder
2005 a
nd s
ubse
quen
t updat
es
□
appro
priat
e per
son(s
), e
g o
wner
, occ
upie
r, p
erso
n(s
) re
sponsi
ble
for
fire
saf
ety
man
agem
ent
for
sim
ple
pre
mis
es
3.1
0
asse
ss t
he
likel
y im
pac
t on t
he
peo
ple
and p
roper
ty r
esultin
g
from
enfo
rcem
ent
action
□
asse
ss,
eg m
ake
dec
isio
n o
r ju
dgem
ent
bas
ed o
n e
viden
ce g
ather
ed
agai
nst
set
crite
ria
□
impac
t, e
g c
ost
, lo
ss o
f busi
nes
s, r
estr
iction o
f use
, re
strict
ion t
o
occ
upan
cy,
envi
ronm
enta
l im
pac
t, im
pac
t on c
om
munity
3.1
1
enco
ura
ge
dev
elopm
ent
of
fire
sa
fety
polic
ies,
pla
ns
and
pro
cedure
s to
influen
ce
appro
priat
e risk
man
agem
ent
stan
dar
ds
within
sim
ple
pre
mis
es
□
enco
ura
ge
dev
elopm
ent,
eg p
rovi
de
info
rmat
ion,
advi
ce a
nd
guid
ance
, offer
tra
inin
g o
pport
unitie
s an
d e
duca
tional
mat
eria
l
□
appro
priat
e risk
man
agem
ent
stan
dar
ds,
eg s
tandar
ds
and
requirem
ents
within
fire
risk
ass
essm
ent
4.1
pre
par
e cl
ear,
conci
se insp
ection
report
s, in t
he
agre
ed f
orm
at
□
agre
ed f
orm
at,
eg a
s per
org
anis
atio
nal
polic
y, p
roce
dure
and u
se o
f st
andar
d f
orm
s 4
Be
able
to r
eport
on t
he
conduct
an
d f
indin
gs
of
the
visi
t to
sim
ple
pre
mis
es
4.2
pre
par
e in
spec
tion r
eport
s w
hic
h
will
in
form
the
nex
t vi
sit
pla
n
id
entify
who w
as m
et
st
ate
the
purp
ose
of
the
insp
ection
st
ate
any
limitat
ions
st
ate
the
salie
nt
findin
gs
in
dic
ate
action t
aken
by
self
and o
ther
per
son(s
)
□
pre
par
e ac
cura
te r
eport
s in
lin
e w
ith r
elev
ant
guid
elin
es a
nd
pro
cedure
s
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
74
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
4.3
ev
aluat
e th
e ef
fect
iven
ess
of
the
insp
ection a
gai
nst
obje
ctiv
es in
the
pla
n
□
effe
ctiv
enes
s, e
g a
bili
ty o
f in
spec
tion t
o e
nsu
re s
uff
icie
nt
fire
saf
ety
pre
cautions
are
pre
sent
at t
he
pre
mis
es invo
lved
4.4
ar
range
any
furt
her
act
ion
required
by
ow
n o
r an
oth
er
regula
tory
auth
ority
□
furt
her
act
ion,
eg a
men
dm
ents
to fire
risk
ass
essm
ent,
chan
ges
to
polic
ies
and p
roce
dure
s in
man
agem
ent
of
pre
mis
es,
chan
ges
to f
ire
safe
ty e
quip
men
t, s
ignag
e an
d s
yste
ms,
chan
ges
to p
rem
ises
to
confo
rm t
o f
ire
safe
ty r
equirem
ents
(la
yout,
mat
eria
ls,
const
ruct
ion)
□
oth
er r
egula
tory
auth
ority
, eg
build
ing c
ontr
ol, E
nvi
ronm
ent
Agen
cy
4.5
co
mm
unic
ate
findin
gs
to
colle
agues
and u
pdat
e au
thority
re
cord
s
□
com
munic
ate,
eg v
erbal
ly,
in w
riting,
form
al r
eport
s, p
rese
nta
tions,
dat
abas
es
□
auth
ority
rec
ord
s, e
g r
isk
regis
ters
, risk
inte
lligen
ce d
atab
ases
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
75
Information for tutors
Delivery
When delivering the unit, centres must ensure that learners are given input on the unit amplification. Where legislation has been indicated, it is assumed that any subsequent legislation introduced that supersedes what is listed will be delivered and assessed.
It is important that in the delivery of this unit, all materials used relate to simple premises.
When delivering learning outcome 1 it is important that the centre provides learners with opportunities to investigate the full range of regulatory authorities in relation to fire safety. Doing this will enable learners to develop their knowledge in full, and prepare them to select the appropriate authorities for assessment purposes. Delivery should clearly show how authorities link and how they work together to promote fire safety in simple premises. Learners should then be given the opportunity to develop understanding of how different organisations apply health and safety policies. The use of guest speakers and visits to organisations would support the learning here. Learners will also need information on how risks are assessed and options available to ensure premises comply with fire safety regulations.
Delivery of learning outcomes 2, 3 and 4 should develop practical application skills.
For learning outcome 2 centres should provide learners with opportunities to plan visits to simple premises. Centres should give learners examples of good and poor planning practice. In particular learners should look at information sources, regulatory priorities and appropriate benchmarks in order to understand the requirements of an effective plan.
For learning outcome 3 centres could use role plays of visits. It would be appropriate for these to be broken down into the various components of a visit, and for a number of developmental opportunities to be provided prior to any summative assessment. The use of case studies, video presentations and guest speakers that are able to highlight the positive experiences as well as potential issues when undertaking visits would support this delivery.
Learning outcome 4 focuses on the reporting that takes place following a visit to simple premises. Learners should be provided with examples of reports that demonstrate good and bad practice of reporting. It is important that they are able to show understanding of the format expected as well as the content of any report that they produce. These reports should clearly show both the findings and any further actions that the inspector suggests are required to ensure compliance.
Assessment
For the knowledge and understanding component of the unit, assessment from a learning and development environment is allowed.
For the practical components, simulation in a learning and development environment is recommended but assessment in a workplace environment is also permitted.
The centre will devise assessments and undertake the assessment of learners.
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
76
Evidence should show that learners can apply knowledge and skills in a range of complex activities, demonstrating comprehension of relevant legislative requirements. They should be able to analyse information and make reasoned judgements, employing a range of responses to well defined but often unfamiliar or unpredictable problems.
It may be appropriate for the centre to provide a role play or case study that all assessment activities for the unit can link to. This would place in context the assessment activities that are undertaken. The case study should provide sufficient detail to allow learners to fully meet the requirements of the assessment for the unit.
For AC1.1 learners need to explain the aims, objectives and priorities of the regulatory authority detailed in the case study, in detail and with reasons and examples. AC1.2 takes this further by requiring learners to explain the policies, instructions and procedures, as indicated in the unit amplification, with examples. AC1.3 requires learners to explain how the work undertaken by regulators may affect other agencies in relation to wider safety matters and fire safety, and how this links agencies together. For AC1.4 learners must describe the health and safety policy for a given organisation, in particular how they apply to visits to simple premises. The policy should cover those that are appropriate for the assessment context. This description should be more than a list, and should include all the relevant information in relation to the different policies. For AC1.5 learners need to explain how the level of fire risk can be assessed. This does not require learners to form a judgement at this point, but rather to show how a judgement can be made. However, it is important learners support their work with examples. AC1.6 takes this further, requiring learners to explain options that can move simple premises towards compliance, and how to select them. For AC1.7, learners need to show how to assess the impact of their decisions in relation to the premises, the personnel in the organisation and the community as a whole. AC1.8 requires learners to describe how to differentiate between formal and informal enforcement, providing all the relevant information in relation to the different enforcement options available. The evidence should show where the different options can be used appropriately. AC1.9 requires learners to explain how to assess control measures and management systems that are in place to identify breaches of fire safety legislation. Evidence for this should also show how these breaches can increase risk to fire safety. For AC1.10 learners need to describe the requirements for communicating the findings of the visit. It is the theoretical knowledge of the methods used to communicate information that is being assessed here rather than the application of the methods, which will come later in the unit. Learners should show that they understand who they should report to, both within and outside the organisation, and the different methods of reporting.
Evidence for learning outcomes 2, 3 and 4 should come from practical exercises such as role plays, case studies or desktop scenarios to allow learners to fully demonstrate their ability to apply the knowledge attained throughout the unit. A single scenario may be used if it is complex enough to enable learners to produce sufficient evidence to meet all assessment criteria. Alternatively a range of scenarios may be used.
AC2.1 requires learners to use appropriate sources of information, as indicated in the unit amplification, to identify both person(s) and premises for inspection. It is important that the evidence is in line with their own level of authority. Assessors could provide a range of case studies or scenarios. Learners should plan a series of inspections for the premises for AC2.2. As they plan, it is important that learners show how the steps taken are consistent with the priorities of the regulatory
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
77
authority they are representing. For AC2.3 learners need to select and plan for individual audits or inspections. It is important that they show how they would take priorities into account, and also the availability of person(s) involved. AC2.4 requires learners to identify benchmarks and likely priorities for consideration during the visit. This information will then inform the evidence for AC2.5, which requires learners to develop topic areas for the audit and inspection. These topic areas should clearly link to the organisational priorities such as integrated risk management planning.
The focus of assessment for learning outcome 3 is for learners to actually visit a simple premises to carry out an audit and inspection. This may come from activities undertaken as part of learners’ roles or through role play and scenario-based assessment. It may be appropriate for assessors to undertake the role of manager/owner of the organisation being inspected. AC3.1 requires learners to contact the person with authority to secure cooperation and gain access to the premises in order to carry out the audit and inspection. AC3.2 then requires learners to carry out audits and inspections safely. This should be recorded through the use of an observation record completed by assessors, and any notes made during the visit submitted as supporting evidence.
For AC3.3 learners need to manage the visit, ensuring that the pace and process of inspection is appropriate. Assessors should have a scenario planned that introduces an unexpected event to enable learners to demonstrate flexibility in their approach to the visit. AC3.4 requires learners, whilst undertaking the visit, to identify the systems and processes that are in place to reduce risks. AC3.5 requires learners to provide actions that deal with any identified issues in a logical and systematic manner. This should include the use of SMART (specific, measurable, achievable, relevant, time-measured) objectives. For AC3.6 learners need to identify good practice, showing the premises owner/occupier what they are doing well, and reinforcing to learners the importance of positive feedback in inspection and audit. Learners should show how this good practice can be built upon and further developed. AC3.7 follows on from the previous criterion, requiring learners to compare their findings with existing standards to identify any gaps in control measures in relation to risk assessment. AC3.8 requires learners to select options that are in line with legal requirements that will allow the premises to achieve acceptable standards of risk management. For AC3.9 learners should identify the enforcement action required to secure compliance with fire safety regulation in force at the time of assessment. Once this has been done, learners should assess the likely impact of the enforcement action on the people and property to achieve AC3.10. These impacts could be cost related, restrict use and affect the wider community. For AC3.11 learners need to show how they would encourage the development of fire safety policies, plans and procedures within the premises.
Learning outcome 4 should be assessed after the role play. The focus of this outcome is on the reporting that occurs after a visit. AC4.1 requires learners to prepare inspection reports following the visit. This report should follow the format agreed with the assessor, and should use standard forms. For AC4.2 learners must prepare a report that includes items listed in the unit amplification. For AC4.3, assessors should ensure that learners have evaluated the effectiveness of the inspection against the plan that was developed in learning outcome 2. It is important here that learners have reviewed the information then brought it together to form a conclusion. AC4.4 requires learners to show how they would arrange further action that they have identified as being required, and it may be that
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
78
suggestions of how this would be monitored would support this criteria. Evidence for AC4.5 should show how learners would communicate their findings to colleagues and the authority, and how they would update records, such as the risk register.
Indicative resource materials
Documents
Regulatory Reform (Fire Safety) Order 2005
www.legislation.gov.uk/uksi/2005/1541/ contents/made
Fire Safety Risk Assessment Guides, offices and shops
www.gov.uk/government/uploads/system/uploads/attachment_data/file/14881/fsra-offices-shops.pdf
Fire Safety Risk Assessment Guides, factories and warehouses
www.gov.uk/government/uploads/system/uploads/attachment_data/file/14882/fsra-factories-warehouses.pdf
Approved Document B www.planningportal.gov.uk/buildingregulations/approveddocuments/partb/bcapproveddocumentsb/
Building Bulletin 100 www.education.gov.uk/schools/adminand finance/schoolscapital/buildingsanddesign/environmental/a0063718/fire-safety-design-guidance-building-bulletin-100
BS 9999:2008 http://shop.bsigroup.com/en/ProductDetail/?pid=000000000030158436
Fire code Health Technical Memoranda www.dh.gov.uk/en/Publicationsandstatistics/lettersandcirculars/firecode/DH_609
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
79
Unit 7: Assess risks associated with fire in complex premises and environments
Unit reference number: Y/503/3606
QCF level: 4
Credit value: 5
Guided learning hours: 20
Unit aim
This unit is about the practitioner, either on their own or in cooperation with others, ensuring that, as far as is reasonably practical, everyone on the premises can escape safely in the event of a fire. This will also include ensuring that the risk reduction, fire precautions and maintenance routines are sustainable. It applies to working in complex premises and environments, ie large premises, premises occupied by large numbers of people, where there is a longer distance to an escape route, premises containing sleeping accommodation or where the premises are used for high fire risk processes or storage. Learners will be working within their personal level of responsibility for advice, information and enforcement issues.
This unit is for practitioners employed or contracted to work with others in an organisation, for example fire wardens, fire marshals, site safety officers, owners or occupiers, who are responsible for making and maintaining suitable and sufficient fire safety arrangements.
The unit is also appropriate for regulators with responsibility for ensuring the requirements of fire safety and associated regulations are being met through cooperation or enforcement.
NB: ‘Requirements’ specified in learning outcome 1 relate to a general term used to encompass learners’ understanding of all aspects of assessing fire risks in complex premises and environments.
The responsibility for the assessment lies with the person(s) described within the relevant home nation’s legislation.
A complex premises is defined as any building that was built without a recognised design code or had a major variation that has had a major impact on the life safety principles of the building or built as fire engineering solution under BS7974 or similar.
Essential resources
There are no special resources needed for this unit.
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
80
Learn
ing
ou
tco
mes,
ass
ess
men
t cr
iteri
a a
nd
un
it a
mp
lifi
cati
on
To p
ass
this
unit,
the
lear
ner
nee
ds
to d
emonst
rate
that
they
can
mee
t al
l th
e le
arnin
g o
utc
om
es f
or
the
unit.
The
asse
ssm
ent
criter
ia
det
erm
ine
the
stan
dar
d r
equired
to a
chie
ve t
he
unit.
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
1.1
ex
pla
in t
he
princi
ple
s an
d
met
hodolo
gie
s fo
r risk
as
sess
men
t an
d its
val
idity
in
com
ple
x pre
mis
es a
nd
envi
ronm
ents
□
risk
ass
essm
ent,
eg iden
tifica
tion o
f al
l haz
ards
and r
isks
in p
rem
ises
□
princi
ple
s an
d m
ethodolo
gie
s, e
g r
isk
bas
ed m
ethodolo
gy,
haz
ard
bas
ed m
ethodolo
gy,
fiv
e st
ep m
ethod,
six
step
met
hod,
the
risk
va
lue
mat
rix
met
hod,
indust
rial
met
hod,
algorith
mic
met
hod
□
com
ple
x pre
mis
es a
nd e
nvi
ronm
ents
, eg
hig
h/t
ransi
ent
occ
upan
cy
larg
e sc
ale
build
ings
(ie
off
ice
com
ple
xes,
hote
ls,
indust
rial
pre
mis
es,
shoppin
g c
entr
es)
1.2
ex
pla
in t
he
princi
ple
s an
d
met
hods
of
fire
saf
ety
in
com
ple
x pre
mis
es a
nd
envi
ronm
ents
incl
udin
g
stru
cture
, m
ater
ials
and a
cces
s is
sues
aff
ecting f
ire
safe
ty
□
princi
ple
s an
d m
ethods,
eg a
sses
sing h
azar
ds
and r
isks
with
refe
rence
to b
uild
ing a
ge,
const
ruct
ion o
f pre
mis
es,
mat
eria
ls u
sed,
build
ing u
se,
occ
upan
cy,
visi
tors
, su
rroundin
g r
isks
, la
yout
and
conte
nt,
eas
e of
acce
ss a
nd e
gre
ss,
loca
lity
of
wat
er s
upplie
s,
curr
ent
pre
cautions
1.3
ex
pla
in w
hy
fire
ris
k as
sess
men
t m
ay b
e use
d t
o just
ify
dep
artu
res
from
codes
of
pra
ctic
e
□
fire
ris
k as
sess
men
t in
com
ple
x pre
mis
es a
nd e
nvi
ronm
ent,
eg
iden
tifica
tion o
f al
l fire
haz
ards
and r
isks
in p
rem
ises
□
just
ifyi
ng d
epar
ture
s fr
om
code
of pra
ctic
e, e
g c
ost
ben
efit a
nal
ysis
, pra
ctic
ality,
alter
nat
ive
solu
tions
to r
isk
anal
ysis
with d
esired
saf
ety
outc
om
es
1
Under
stan
d
requirem
ents
for
asse
ssin
g f
ire
risk
s w
ithin
com
ple
x pre
mis
es a
nd
envi
ronm
ents
1.4
ex
pla
in t
he
effe
ct o
f th
e dev
elopm
ent
of
fire
saf
ety
princi
ple
s on p
eople
, pro
per
ty
and t
he
envi
ronm
ent
□
effe
ct o
n p
eople
, eg
com
fort
, sa
fety
of
envi
ronm
ent,
work
pra
ctic
es,
support
busi
nes
s co
ntinuity,
pro
tect
em
plo
ymen
t
□
effe
ct o
n p
roper
ty,
eg m
inim
ise
dam
age,
sav
e his
torica
l m
ater
ials
an
d p
rote
ct h
eritag
e si
tes,
min
imis
e finan
cial
loss
□
effe
ct o
n t
he
envi
ronm
ent,
eg r
educe
conta
min
atio
n,
pro
tect
flo
ra
and f
auna
BA030061 –
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Ass
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t cr
iteri
a
Un
it a
mp
lifi
cati
on
1.5
ex
pla
in t
he
purp
ose
of
man
agem
ent
syst
em(s
), a
nd
pas
sive
and a
ctiv
e fire
pro
tect
ion s
yste
m(s
) in
com
ple
x pre
mis
es a
nd e
nvi
ronm
ents
□
man
agem
ent
syst
ems,
eg fire
safe
ty a
nd/o
r hea
lth a
nd s
afet
y polic
y,
fire
ris
k as
sess
men
t an
d s
ubse
quen
t re
cord
s, f
ire
inst
ruct
ions
(inst
ruct
ions
to b
e ca
rrie
d o
ut
in t
he
even
t of
a fire
)
□
pas
sive
, eg
com
par
tmen
talis
atio
n o
f build
ing,
fire
res
ista
nt
mat
eria
ls
□
active
fire
pro
tect
ion s
yste
ms,
eg s
prinkl
ers,
wat
er s
pra
y, o
ther
fire
suppre
ssio
n s
yste
ms
□
Com
ple
x pre
mis
es a
nd e
nvi
ronm
ents
, eg
hig
h/t
ransi
ent
occ
upan
cy
larg
e sc
ale
build
ings
(ie
off
ice
com
ple
xes,
hote
ls,
indust
rial
pre
mis
es,
shoppin
g c
entr
es)
1.6
su
mm
aris
e co
mm
on c
ause
s of
fire
and t
he
signific
ance
of
the
com
mon c
ause
s in
diffe
rent
occ
upan
cies
□
cause
s of
fire
, eg
nak
ed f
lam
es, fu
el e
scap
e, f
lam
mab
le s
ubst
ance
s or
mat
eria
ls,
port
able
hea
ters
, el
ectr
ical
equip
men
t fa
ults,
ele
ctrica
l m
isuse
ie
trai
ling lea
ds,
sock
et o
verload
□
signific
ance
in d
iffe
rent
occ
upan
cies
in c
om
ple
x pre
mis
es,
eg h
igh
risk
, lo
w r
isk,
loca
l au
thority
, re
gio
nal
, nat
ional
sta
tist
ics/
tren
ds
1.7
ex
pla
in h
ow
fire
inci
den
ts c
an
impac
t on b
usi
nes
s co
ntinuity
and s
take
hold
ers
in c
om
ple
x pre
mis
es a
nd e
nvi
ronm
ents
□
impac
t on b
usi
nes
s co
ntinuity,
eg r
estr
icte
d a
cces
s, c
losu
re o
f pre
mis
es,
loss
of
stock
, finan
cial
, lo
ss o
f es
sential
fac
ility
and/o
r eq
uip
men
t fo
r busi
nes
s ac
tivi
ty,
emplo
yee
inju
ry o
r lo
ss
□
stak
ehold
ers,
eg loss
of
cust
om
ers,
loss
of
supplie
r, loss
of
inve
stors
1.8
an
alys
e th
e im
pac
t of
the
div
ersi
ty o
f occ
upan
ts in r
elat
ion
to s
afet
y re
sponse
s
□
impac
t of
occ
upan
ts o
n s
afet
y re
sponse
, eg
diffe
rent
hig
h a
nd low
risk
s re
late
d t
o t
he
diffe
rent
occ
upan
cies
in c
om
ple
x pre
mis
es a
nd
envi
ronm
ents
(num
ber
s an
d d
istr
ibution)
and a
ctiv
itie
s (r
esid
ential
, in
dust
rial
etc
) in
a b
uild
ing
□
div
ersi
ty,
eg c
ultura
l diffe
rence
s, lan
guag
es,
cust
om
s
1.9
def
ine
hum
an b
ehav
iour
in t
he
conte
xt o
f fire
pre
vention a
nd
def
ence
agai
nst
fire
in c
om
ple
x pre
mis
es a
nd e
nvi
ronm
ents
□
inte
ract
ion a
nd b
ehav
iour,
eg a
war
enes
s an
d u
nder
stan
din
g o
f fire
pre
vention a
nd d
efen
ce c
om
ponen
ts,
com
plia
nce
with inst
ruct
ions
□
fire
pre
vention a
nd d
efen
ce c
omponen
ts,
eg a
larm
sys
tem
s,
equip
men
t, f
ire
inst
ruct
ions,
build
ing c
onst
ruct
ion
BA030061 –
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iplo
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ire
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ety
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ing
ou
tco
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Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
1.1
0
anal
yse
the
fact
ors
affec
ting t
he
form
ula
tion o
f risk
-appro
priat
e m
easu
res
within
org
anis
atio
nal
co
nst
rain
ts,
for
the
pro
tect
ion o
f peo
ple
, pro
per
ty a
nd t
he
envi
ronm
ent
□
fact
ors
, eg
cost
ben
efit a
nal
ysis
, occ
upan
cy,
hig
h/l
ow
ris
k, b
uild
ing
use
, fire
load
ing,
age
of
pre
mis
es,
active
and p
assi
ve f
ire
safe
ty
mea
sure
s
□
org
anis
atio
nal
const
rain
ts,
eg f
inan
ces,
nat
ure
of
busi
nes
s
1.1
1
eval
uat
e th
e ro
le a
nd inte
rest
s of
stak
ehold
ers
in t
he
pro
tect
ion
of
life,
pro
per
ty a
nd t
he
envi
ronm
ent
from
fire
□
the
role
of
stak
ehold
ers,
eg o
wner
s, o
ccupie
rs,
emplo
yees
, cu
stom
ers,
loca
l fire
ser
vice
s, loca
l gove
rnm
ent
dep
artm
ents
□
inte
rest
s of
stak
ehold
ers,
eg s
afet
y of
peo
ple
, re
duce
d lev
el o
f in
jury
an
d life,
fin
anci
al c
ost
to indiv
idual
, busi
nes
s an
d t
he
nat
ional
ec
onom
y, m
ainte
nan
ce o
f her
itag
e, c
ontinuity
of
emplo
ymen
t an
d
busi
nes
s, low
er insu
rance
cla
ims
2.1
ex
pla
in h
ow
to a
cces
s so
urc
es o
f sp
ecia
list
advi
ce a
nd s
upport
□
so
urc
es,
eg loca
l fire
and r
escu
e se
rvic
es,
web
site
s, B
usi
nes
s Li
nk,
fire
saf
ety
consu
ltan
ts
2.2
Sum
mar
ise
the
rele
vant
nat
ional
le
gis
lative
fra
mew
ork
and t
he
mec
han
ism
s of
enfo
rcem
ent
in
new
, al
tere
d a
nd e
xist
ing
build
ings
□
nat
ional
leg
isla
tive
fra
mew
ork
and s
ubse
quen
t updat
es,
eg
Reg
ula
tory
Ref
orm
(Fi
re S
afet
y) O
rder
2005,
Fire
and R
escu
e Ser
vice
s Act
2004
□
enfo
rcem
ent
mec
han
ism
s, e
g n
on-c
onfo
rmity
advi
ce,
enfo
rcem
ent
notice
s, leg
al o
rder
s
2
Under
stan
d
pro
cess
es a
nd
guid
ance
rel
evan
t to
fire
risk
as
sess
men
t in
co
mple
x pre
mis
es
and e
nvi
ronm
ents
2.3
ex
pla
in o
rgan
isat
ional
polic
y an
d
work
ing p
ract
ices
in r
elat
ion t
o
risk
ass
essm
ent
in c
om
ple
x pre
mis
es a
nd e
nvi
ronm
ents
□
org
anis
atio
nal
polic
y, e
g f
ire
inst
ruct
ions,
busi
nes
s co
ntinuity
pla
n
□
work
ing p
ract
ices
, eg
offic
e, s
hop,
fact
ory
, w
areh
ouse
, ac
com
modat
ion,
educa
tional
, pla
ce o
f as
sem
bly
, pla
ce o
f en
tert
ainm
ent,
outd
oor,
hea
lthca
re,
tran
sport
BA030061 –
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ific
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iplo
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ire
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ety
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tco
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ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
2.4
ex
pla
in t
he
met
hods
and
tech
niq
ues
for
iden
tify
ing,
asse
ssin
g a
nd inte
rpre
ting
rele
vant
dat
a an
d a
ssoci
ated
in
form
atio
n
□
met
hods
and t
echniq
ues
for
iden
tify
ing,
eg r
efer
ence
to p
lans,
vis
it
to p
rem
ises
, ques
tionin
g o
f re
leva
nt
peo
ple
(eg
ow
ner
, ar
chitec
t,
build
er)
□
met
hods
and t
echniq
ues
for
asse
ssin
g,
eg v
alid
atin
g,
auth
entica
ting,
ensu
ring r
elev
ance
, ap
ply
ing c
onsi
sten
cy,
ensu
ring s
uff
icie
ncy
(by
refe
rrin
g t
o g
uid
ance
docu
men
ts o
r sp
ecia
list
engin
eers
)
□
met
hods
and t
echniq
ues
for
inte
rpre
ting,
eg q
uan
tita
tive
ly,
qual
itat
ivel
y, leg
ally
□
rele
vant
dat
a an
d a
ssoci
ated
info
rmat
ion,
eg d
imen
sions,
lay
out,
co
nst
ruct
ion m
ater
ial, u
se o
f pre
mis
es
2.5
cl
arify
the
consu
ltat
ion
pro
cedure
s re
lating t
o f
ire
safe
ty □
co
nsu
ltat
ion p
roce
dure
s, e
g b
etw
een o
wner
and loca
l fire
auth
ority
an
d loca
l au
thority
build
ing c
ontr
ol
2.6
cl
arify
the
role
s, r
esponsi
bili
ties
, le
vel of
auth
ority
and
requirem
ents
of
self a
nd o
ther
s w
ithin
the
conte
xt o
f fo
rmal
pro
ceed
ings
□
form
al p
roce
edin
gs,
eg e
nfo
rcem
ent
notice
, le
gal
pro
secu
tion
□
oth
ers,
eg o
wner
, occ
upie
r, b
uild
er,
arch
itec
t, loca
l build
ing a
uth
ority
□
role
s, a
uth
ority
lev
el a
nd r
equirem
ents
of
self,
eg f
ire
safe
ty
insp
ecto
r, a
uditor,
enfo
rcem
ent
offic
er,
pro
vidin
g info
rmat
ion,
advi
ce
and g
uid
ance
to r
elev
ant
per
sons
□
role
s, a
uth
ority
lev
el a
nd r
equirem
ents
of
oth
ers,
eg loca
l au
thority
build
ing c
ontr
ol, a
rchitec
ts,
supplie
rs o
f co
nst
ruct
ion m
ater
ials
, pro
vidin
g info
rmat
ion,
advi
ce a
nd g
uid
ance
to r
elev
ant
per
sons
2.7
cr
itic
ally
com
par
e th
e guid
ance
an
d c
odes
of
pra
ctic
e th
at
addre
ss s
afet
y of
life
from
fire
and c
om
plia
nce
with leg
isla
tion
for
com
ple
x fire
saf
ety
mea
sure
s
□
guid
ance
and c
odes
of
pra
ctic
e ad
dre
ssin
g s
afet
y of
life
from
fire,
an
d s
ubse
quen
t updat
es,
eg f
ire
engin
eere
d s
olu
tions
usi
ng w
hat
ever
m
ethods
the
engin
eer
sees
fit,
but
incl
udin
g B
S 7
974;
Char
tere
d
Inst
itution o
f Build
ing S
ervi
ces
Engin
eers
(CIB
SE)
□
legis
lation f
or
sim
ple
fire
safe
ty m
easu
res,
and s
ubse
quen
t updat
es,
eg R
egula
tory
Ref
orm
(Fi
re S
afet
y) O
rder
2005
BA030061 –
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ific
atio
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Edex
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Cer
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ire
Saf
ety
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e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
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tors
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imited
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ing
ou
tco
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Ass
ess
men
t cr
iteri
a
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it a
mp
lifi
cati
on
3.1
ev
aluat
e th
e ty
pe
and lev
el o
f risk
ass
oci
ated
with iden
tified
haz
ards
□
type
of
risk
s, e
g m
ay c
ause
dea
th,
serious
inju
ry,
min
or
inju
ry
□
leve
l of
risk
, eg
low
, m
ediu
m,
hig
h
3.2
id
entify
all
phys
ical
are
as w
ithin
th
e sc
ope
of
the
eval
uat
ion
□
eval
uat
ion s
cope,
eg c
larifica
tion
of
scope
with c
lient/
ow
ner
□
phys
ical
are
a, e
g c
om
par
tmen
t/ro
om
, co
rrid
or,
sta
irw
ell, lobby,
m
ezza
nin
e floor
3.3
id
entify
rel
evan
t peo
ple
who
may
be
at r
isk
□
rele
vant
peo
ple
, eg
ow
ner
, em
plo
yees
, re
siden
ts,
visi
tors
, peo
ple
in
adja
cent
area
s, m
ember
s of
the
public
3.4
as
sess
the
signific
ance
of
iden
tified
ris
ks a
nd t
hei
r pote
ntial
for
har
m t
o p
eople
, pro
per
ty a
nd t
he
envi
ronm
ent
□
risk
sig
nific
ance
, eg
pro
duct
of risk
pro
bab
ility
and r
isk
impac
t
□
har
m t
o p
eople
, eg
phys
ical
har
m,
psy
cholo
gic
al h
arm
, im
med
iacy
, sh
ort
ter
m,
long t
erm
, per
man
ent,
har
m c
ausi
ng t
ime
off
work
□
har
m t
o p
roper
ty,
eg loca
lised
within
pro
per
ty,
pro
per
ty w
ide,
ad
jace
nt
pro
per
ty,
cost
of
type
of
dam
age
□
har
m t
o e
nvi
ronm
ent,
eg f
lora
, fa
una,
im
med
iate
, sh
ort
ter
m,
long
term
, co
st o
f ty
pe
of
dam
age
3.5
ev
aluat
e th
e ef
fect
iven
ess
of
curr
ent
contr
ol m
easu
res
□
eval
uat
ion t
echniq
ues
, eg
abili
ty t
o g
ather
and a
nal
yse
info
rmat
ion
and d
ata,
usi
ng info
rmat
ion a
nd d
ata
to a
sses
s an
d m
ake
judgem
ents
□
effe
ctiv
enes
s of
contr
ol m
easu
res,
eg s
ucc
ess
or
not
of
contr
ol
mea
sure
to r
educe
or
erad
icat
e risk
3
Be
able
to e
valu
ate
fire
haz
ards
and
risk
s in
com
ple
x pre
mis
es a
nd
envi
ronm
ents
3.6
det
erm
ine
the
nee
d f
or
exis
ting
or
new
contr
ol m
easu
res
□
det
erm
inin
g n
eed,
eg c
onsi
der
atio
n o
f co
st b
enef
it a
nal
ysis
, le
vel of
risk
pose
d,
impac
t of
risk
, pro
bab
ility
of
risk
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
85
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
4.1
dev
elop s
uitab
le o
ptions
to
elim
inat
e, r
educe
or
contr
ol risk
s in
com
ple
x pre
mis
es a
nd
envi
ronm
ents
□
dev
elop s
uitab
le o
ptions,
eg r
emove
haz
ard,
move
haz
ard,
pro
tect
haz
ard,
pro
tect
surr
oundin
g a
rea
and/o
r per
sons
4.2
dev
elop a
rat
ional
e fo
r prioritisa
tion a
gai
nst
critica
l fa
ctors
to s
upport
ris
k m
anag
emen
t dec
isio
ns
□
dev
elop a
rat
ional
e, e
g p
rovi
de
a va
lidat
ion p
roce
ss,
qual
itat
ive
and/o
r quan
tita
tive
, to
ord
er d
ata
□
critic
al f
acto
rs t
o s
upport
dec
isio
ns,
eg r
educi
ng r
isk,
conta
inin
g r
isk,
el
imin
atin
g r
isk,
cost
, pote
ntial
dis
ruption t
o n
orm
al w
ork
, fe
asib
ility
of
option im
ple
men
tation
4.3
se
ek a
dvi
ce a
nd s
upport
to
addre
ss iss
ues
that
are
outs
ide
of
ow
n lev
el o
f re
sponsi
bili
ty o
r ex
per
tise
□
seek
advi
ce a
nd s
upport
, eg
saf
ety,
engin
eering,
legal
, co
nst
ruct
ion
□
leve
l of
resp
onsi
bili
ty o
r ex
per
tise
, eg
dep
enden
t on job t
itle
, des
crip
tion,
role
map
4.4
obta
in a
gre
emen
t an
d a
ppro
val
from
those
with t
he
auth
ority
to
take
forw
ard a
ctio
ns
that
hav
e bee
n d
eter
min
ed
□
obta
in a
gre
emen
t an
d a
ppro
val, e
g t
hro
ugh d
iffe
rent
com
munic
atio
n
styl
es (
verb
ally
, in
writing,
report
s, p
rese
nta
tions)
, ch
ecki
ng
under
stan
din
g,
neg
otiat
ing s
kills
, in
fluen
cing s
kills
□
those
with a
uth
ority
to t
ake
forw
ard a
ctio
ns,
eg s
enio
r m
anag
ers/
off
icer
s, leg
al r
epre
senta
tive
s, loca
l au
thority
off
icer
s
4
Be
able
to s
pec
ify
solu
tions
to
min
imis
e risk
s fr
om
fire
in
com
ple
x pre
mis
es
and e
nvi
ronm
ents
4.5
ad
vise
on a
ctio
ns
to m
eet
legal
an
d s
tatu
tory
req
uirem
ents
and
implic
atio
ns
of
non-c
om
plia
nce
□
legal
and s
tatu
tory
req
uirem
ents
, an
d s
ubse
quen
t updat
es,
eg f
ire
engin
eere
d s
olu
tions
usi
ng w
hat
ever
met
hods
the
engin
eer
sees
fit,
but
incl
udin
g B
S 7
974;
Char
tere
d I
nst
itution o
f Build
ing S
ervi
ces
Engin
eers
(CIB
SE),
Reg
ula
tory
Ref
orm
(Fi
re S
afet
y) O
rder
2005
□
implic
atio
ns
of
non-c
om
plia
nce
, eg
leg
al p
rose
cution,
fines
, cl
osu
re
of
pre
mis
es,
impriso
nm
ent
□
giv
ing a
dvi
ce,
eg c
omm
unic
atio
n s
tyle
, in
fluen
cing s
kills
, diffe
rentiat
ing d
esirab
le a
nd e
ssen
tial
act
ions,
prioritisi
ng a
ctio
ns,
gai
nin
g a
gre
emen
t, c
larify
ing inte
rpre
tation o
f st
andar
ds
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
86
Information for tutors
Delivery
When delivering the unit, centres must ensure that learners are given input on the unit amplification. Where legislation has been indicated, it is assumed that any subsequent legislation introduced that supersedes what is listed will be delivered and assessed.
It is important that in the delivery of this unit, all materials used relate to complex premises and environments. It is also important when planning the delivery of the unit, that the centre allow learners to develop their higher order thinking skills appropriate to level 4. This will require learners to develop a rigorous approach to the acquisition of a broad knowledge base, and to employ a range of specialised skills during the study of the unit.
When delivering learning outcome 1 it is important that the centre provides learners with opportunities to investigate a range of methodologies used in fire risk assessment associated with complex premises and environments. This will enable learners to develop their higher order thinking skills in order to explain and justify the methods to be used. The centre will also need to provide access to case studies or desktop scenarios that show the different management and fire protection systems that are used in complex premises and environments, and the common causes of fire. By using case studies learners will be able to develop their knowledge of how different occupancies are affected. Within the case studies and desktop scenarios the centre can include a range of diverse occupants and cultures to help learners develop their knowledge and understanding. Case studies can also be used to help learners develop their evaluation skills.
Learning outcome 2 focuses on the information and guidance that is available when assessing risk in complex premises and environments. Learners should be given the opportunity to investigate a range of sources of advice and support, and the relevant legislative framework that is in place at time of delivery. It is important within this outcome to ensure that sources are not simply provided for investigation, and that learners do independent research, therefore developing the ability to explain where to access support. Learners also need to develop their understanding of the roles and responsibilities of personnel involved with formal proceedings. Delivery of this may be enhanced through guest speakers or visits to industry, enabling learners to formulate and ask questions that extend their thinking, which will prepare them for the assessment requirements for the outcome.
Learning outcome 3 will allow learners to apply the knowledge and understanding developed in this unit to practical situations. Formative opportunities should be provided and this may be through the use of case studies, role-play scenarios or table-top exercises. Learners should be given the opportunity to develop their understanding of the type and level of risk associated with identified hazards, and to identify those who may be at risk. The use of practical activities that are then reviewed will allow learners to develop the evaluative skills required.
Delivery of learning outcome 4 may follow that of learning outcome 3, and will require learners to propose solutions to minimise risks from fire in complex premises and environments. The use of case studies, desktop scenarios and role-play scenarios will allow learners to apply this knowledge to a range of premises and environments, and this will make them aware of the different solutions
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
87
available. It is important that learners are able to develop knowledge of a range of legal and statutory requirements and the implications of non-compliance.
Assessment
For the knowledge and understanding component of the unit, assessment from a learning and development environment is allowed.
For the practical components, simulation in a learning and development environment is recommended, but assessment in a workplace environment is also permitted.
The centre will devise assessments and undertake the assessment of learners.
It is important here that the assessor ensures that learners have provided knowledge that reflects the level of study for the unit, in this case level 4. The evidence should show how learners determine solutions to a variety of unpredictable problems, generate a range of innovative responses to well-defined but often unfamiliar problems and evaluate information, using it to plan and develop investigative strategies.
For AC1.1 learners must provide a clear explanation of the principles and methodologies used in fire risk assessment, showing its validity within complex premises and environments. This explanation should be more than a description, and should include all the relevant information in relation to the different methodologies available.
AC1.2 requires learners to cover the principles and methods identified in the assessment criteria (structure, materials and access issues). The evidence should include a clear explanation and set out the principles in detail with examples to support the information presented.
AC1.3 requires an explanation as to why fire risk assessment may be used to justify the departure from current codes of practice. Learners should include examples.
AC1.4 focuses on the impact of fire safety on people, property and the environment. Learners must provide evidence that covers all three aspects, with examples. These examples may come from case studies used in the delivery of the outcome, from independent study or from industry if learners are currently employed. The evidence for AC1.5 should include sufficient detail in relation to the purpose of management systems used in complex premises and environments, and the passive and active fire protection systems listed. The evidence should be more detailed than simply a list of systems available, and learners should demonstrate knowledge of all the relevant features of those included.
For AC1.6 learners should cover a range of causes of fire, and for each show the significance in different occupancies as indicated in the unit amplification. For each cause learners should articulate the main points of the cause and the essential significances on different occupancies.
Evidence for AC1.7 and 1.8 may be integrated by using a case study for analysis. AC1.7 requires learners to explain the impact fire incidents can have on businesses and their stakeholders in complex premises and environments, while AC1.8 requires the analysis of the impact of the diversity of occupants. Using appropriate case studies will help generate evidence for both criteria.
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
88
AC1.9 requires learners to provide evidence that shows how people interact with fire prevention and defence in complex premises and environments, and the effects that their behaviour, awareness and understanding can have. Again here it would be appropriate for learners to use examples to support the evidence provided.
Evidence for AC1.10 and 1.11 may be integrated and developed through the use of a desktop scenario that requires learners to analyse the factors that affect the formulation of risk-appropriate solutions in a given situation and then move on to evaluate the role of stakeholders involved. When assessing this, it is important that there is evidence of evaluation before AC1.11 is awarded. Learners should review the information then bring it together to form a conclusion, providing evidence for each of their views or statements.
To achieve AC2.1 learners should explain how to access different sources of specialist advice and support.
For AC2.2, learners should summarise the legislative framework and mechanisms of enforcement that are in operation at the time of delivery. This summary should set out the main points of the legislation. AC2.3 might be assessed through the use of a case study or desktop scenario which allows learners to explain an organisation’s policy and working practices in relation to risk assessment. It is important that learners focus on practices that apply to complex premises and environments.
AC2.4 requires learners to explain methods used to identify, assess and interpret data and associated information. It is not a requirement of this AC that learners undertake the analysis, but they should set out how and why the data can be identified, assessed and interpreted, making reference to the relevant unit content.
Evidence to meet the requirements of AC2.5 and 2.6 could be generated together, allowing learners to clarify the consultation procedures relating to fire safety and the roles, responsibilities and levels of authority. If a case study is used, this could be done as a written task or presentation.
AC2.7 requires learners to investigate and critically compare a range of guidance and codes of practice that address safety. A critical comparison requires learners to identify the main factors that apply in two or more situations and explain the similarities and differences or advantages and disadvantages and then weigh up both positive and negative points before making a judgement on the findings.
Assessment of learning outcome 3 should be practical where possible, allowing learners to apply the knowledge attained through study of learning outcomes 1 and 2. Assessment could be linked to a case study, role play or desktop scenario. AC3.1 requires learners to evaluate the risks associated with identified hazards. The evidence should show how learners have reviewed the information, then brought it together to form a conclusion, giving evidence for each of their views or statements.
For AC3.2 learners should move on to identify all the physical areas within the scope of evaluation, as indicated in the unit content. As part of the exercise, learners could identify the people who may be at risk to achieve AC3.3, and assess the significance of the risks identified for AC3.4.
Evidence for AC3.5 and 3.6 could also be linked, with learners evaluating the effectiveness of the control measures in place in the case study or exercise, and then determining the need for the existing control measures, or proposing new control measures as appropriate.
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
89
If a case study, role play or desktop scenario is used for learning outcome 3, the same exercise might be used for learning outcome 4. AC4.1 requires learners to develop options to eliminate, reduce or control risks in complex premises and environments, as indicated in the unit content. This can then be prioritised, with a rationale being given for the process to achieve AC4.2. Learners could then undertake a role-play exercise or a written desktop scenario with the assessor playing a role and learners seeking advice and support as necessary. For AC4.3 learners should show how they would seek advice, and who they would approach for advice. For AC4.4 they need to obtain agreement to take forward actions that have been determined. For this assessment criterion the assessor could adopt the role of an authority figure, and learners should provide evidence in the form of a report or presentation to obtain the approval. Finally for AC4.5, assessors could adopt the role of a person seeking advice, and learners could then provide advice on actions that can be taken to meet legal and statutory requirements and the implications of non-compliance.
Indicative resource materials
Documents
Regulatory Reform (Fire Safety) Order 2005
www.legislation.gov.uk/uksi/2005/1541/contents/made
BS 9999:2008 http://shop.bsigroup.com/en/ProductDetail/?pid=000000000030158436
Chief Fire Officers Association Guidance documents
www.cfoa.org.uk/10039
Enforcement Concordat: Good Practice Guide for England and Wales
www.berr.gov.uk/files/file10150.pdf
Better Regulation Executive: Reducing Regulation Made Simple
www.bis.gov.uk/assets/biscore/better-regulation/docs/r/10-1155-reducing-regulation-made-simple.pdf
BR 187 External fire spread: Building separation and boundary distances
http://products.ihs.com/Ohsis-SEO/102614.html
Approved Document B Volume II www.planningportal.gov.uk/uploads/br/BR_App_Doc_B_v2.pdf
Approved Document M www.planningportal.gov.uk/uploads/br/BR_PDF_ADM_2004.pdf
BS 7974:2001 Application of fire safety engineering principles to the design of buildings. Code of practice
http://shop.bsigroup.com/en/ProductDetail/?pid=000000000030028692
Websites
Chartered Institution of Building Services Engineers (CIBSE)
www.cibse.org/
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
90
Unit 8: Ensure measures are in place to protect people from fire in complex premises and environments
Unit reference number: T/503/1927
QCF level: 4
Credit value: 5
Guided learning hours: 21
Unit aim
This unit is about ensuring that required fire safety resources are available, including active and passive fire protection systems. It applies to working in complex premises and environments, ie large premises, premises occupied by large numbers of people, where there is a longer distance to an escape route, premises containing sleeping accommodation or where the premises are used for high fire risk processes or storage. Implementation will be in accordance with a pre-determined risk assessment and risk management system to ensure that the risk reduction, fire precautions and maintenance routines are sustained.
This unit is for practitioners employed or contracted to work with others in an organisation, for example fire wardens, fire marshals, site safety officers, owners or occupiers, who are responsible for making and maintaining suitable and sufficient fire safety arrangements.
The unit is also appropriate for regulators with responsibility for ensuring the requirements of fire safety and associated regulations are being met through cooperation or enforcement.
NB: ‘Requirements’ specified in learning outcome 1 relate to a general term used to encompass learners’ understanding of all aspects of the protection of people from fire in complex premises and environments.
A complex premises is defined as any building that was built without a recognised design code or had a major variation that has had a major impact on the life safety principles of the building or built as fire engineering solution under BS7974 or similar.
Essential resources
There are no special resources needed for this unit.
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
91
Learn
ing
ou
tco
mes,
ass
ess
men
t cr
iteri
a a
nd
un
it a
mp
lifi
cati
on
To p
ass
this
unit,
the
lear
ner
nee
ds
to d
emonst
rate
that
they
can
mee
t al
l th
e le
arnin
g o
utc
om
es f
or
the
unit.
The
asse
ssm
ent
criter
ia
det
erm
ine
the
stan
dar
d r
equired
to a
chie
ve t
he
unit.
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
1.1
ex
pla
in t
he
range,
typ
e an
d
purp
ose
of
fire
pre
cautions
in
pla
ce
□
range
— p
reve
ntion,
det
ection,
esca
pe,
inst
ruct
ion
□
type,
eg b
espoke
fire
safe
ty e
ngin
eering (
usi
ng a
ppro
priat
e co
nst
ruct
ion m
ater
ials
and t
echniq
ues
), a
larm
sys
tem
s, e
quip
men
t,
signag
e, s
afet
y pla
ns,
tra
inin
g
□
purp
ose
— t
o s
top f
ires
occ
urr
ing,
det
ect
fire
s w
hen
they
do o
ccur
and r
aise
ala
rm,
allo
w s
afe
evac
uat
ion,
clar
ify
role
s an
d
resp
onsi
bili
ties
1.2
ex
pla
in e
xist
ing inte
rnal
and
exte
rnal
fire
safe
ty m
anag
emen
t sy
stem
s
□
inte
rnal
, eg
org
anis
atio
nal
polic
y, a
larm
, em
ergen
cy lig
hting,
signag
e, s
prinkl
ers,
fire
inst
ruct
ion,
trai
nin
g
□
exte
rnal
, eg
fire
risk
ass
essm
ent,
monitore
d a
larm
1.3
ex
pla
in w
ho h
as r
esponsi
bili
ty
for
fire
saf
ety
man
agem
ent
syst
ems
□
fire
saf
ety
man
agem
ent
syst
ems,
eg o
rgan
isat
ional
fire
safe
ty/h
ealth
and s
afet
y polic
y, d
esig
nat
ed r
esponsi
ble
per
sons
(fire
war
den
s/sa
fety
off
icer
s),
polic
y ow
ner
, au
thor,
tra
inin
g m
anag
er
1.4
ex
pla
in t
he
inte
rnal
and e
xter
nal
ch
ecki
ng a
nd c
ertifica
tion
pro
cedure
s an
d t
hei
r fr
equen
cy
□
inte
rnal
chec
king in c
om
ple
x pre
mis
es a
nd e
nvi
ronm
ents
, eg
audits,
ch
eckl
ist,
rev
iew
s, e
valu
atio
ns,
all
with S
MART o
bje
ctiv
es
□
exte
rnal
chec
king in c
om
ple
x pre
mis
es a
nd e
nvi
ronm
ents
, eg
fire
risk
as
sess
men
t as
req
uired
by
the
Reg
ula
tory
Ref
orm
(Fi
re S
afet
y)
Ord
er 2
005
1
Under
stan
d
requirem
ents
for
the
pro
tect
ion o
f peo
ple
fro
m f
ire
in
com
ple
x pre
mis
es
and e
nvi
ronm
ents
1.5
su
mm
aris
e th
e pro
cedure
s fo
r re
port
ing d
efic
ienci
es,
def
ects
, dam
age
or
om
issi
ons
and w
ho
has
auth
ority
to t
ake
corr
ective
ac
tion
□
pro
cedure
s fo
r re
port
ing,
eg b
y co
nta
ctin
g o
wner
, occ
upie
r, loca
l au
thority
fire
serv
ice
□
corr
ective
act
ion a
uth
ority
, eg
pre
mis
es m
anag
emen
t te
am,
pre
mis
es m
ainte
nan
ce t
eam
, ex
tern
al c
ontr
acto
rs
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
92
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
1.6
ex
pla
in h
ow
to m
ainta
in
effe
ctiv
enes
s in
the
imple
men
tation o
f cu
rren
t fire
pro
cedure
s an
d o
ther
co
ntingen
cy a
rran
gem
ents
□
fire
pro
cedure
s an
d c
ontingen
cy a
rran
gem
ents
, eg
act
ions
to b
e ta
ken in t
he
even
t of
a fire
, ev
acuat
ion p
roce
dure
s, b
usi
nes
s co
ntinuity
pla
ns
□
mai
nta
inin
g im
ple
men
tation e
ffec
tive
nes
s, e
g r
egula
r ch
ecks
, te
sts
and t
rain
ing a
nd t
he
eval
uat
ion o
f th
ese
activi
ties
with r
egar
d t
o
iden
tify
ing im
pro
vem
ents
1.7
su
mm
aris
e th
e tr
ainin
g
requirem
ents
in r
elat
ion t
o t
he
pro
tect
ion o
f peo
ple
fro
m f
ire
□
trai
nin
g r
equirem
ents
, eg
fire
inst
ruct
ions,
eva
cuat
ion p
roce
dure
s,
use
of
extinguis
her
s, f
ire
bla
nke
ts a
nd o
ther
rel
evan
t eq
uip
men
t
1.8
su
mm
aris
e th
e org
anis
atio
nal
re
quirem
ents
for
reco
rds
asso
ciat
ed w
ith f
ire
safe
ty
equip
men
t, f
ire
pre
cautions
and
man
agem
ent
syst
ems
□
org
anis
atio
nal
rec
ord
req
uirem
ents
, eg
rec
ord
s of
test
ing,
trai
nin
g,
upgra
din
g a
nd r
epla
cem
ent
1.9
ex
pla
in o
wn a
nd o
ther
s’
resp
onsi
bili
ties
in m
ainta
inin
g
fire
saf
ety
requirem
ents
for
pre
mis
es u
ser(
s)
□
ow
n,
eg a
s fire
saf
ety
auditor
□
oth
ers,
eg o
wner
, occ
upie
r, loca
l au
thority
build
ing c
ontr
ol,
inst
alla
tion c
om
pan
ies,
mai
nte
nan
ce c
om
pan
ies
(bas
ed o
n d
etai
ls o
f co
ntr
acts
)
1.1
0
expla
in h
ow
to a
cces
s so
urc
es o
f in
form
atio
n,
advi
ce a
nd s
upport
□
so
urc
es o
f in
form
atio
n,
advi
ce a
nd s
upport
, an
d s
ubse
quen
t updat
es,
eg loca
l au
thority
fire
serv
ice,
loca
l au
thority
build
ing/p
lannin
g
dep
artm
ent,
Reg
ula
tory
Ref
orm
(Fi
re S
afet
y) O
rder
2005,
CFO
A F
ire
Saf
ety
Guid
ance
Note
s an
d A
udit F
orm
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
93
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
2.1
co
nfirm
suffic
ient
fire
saf
ety
mea
sure
s an
d r
esourc
es o
f th
e co
rrec
t ty
pe
are
in p
lace
to m
eet
the
requirem
ents
of
the
risk
as
sess
men
t
□
fire
saf
ety
mea
sure
s an
d r
esourc
es,
eg a
larm
sys
tem
s, f
ire
suppre
ssio
n s
yste
ms
(eg s
prinkl
ers)
, eq
uip
men
t (e
g e
xtin
guis
her
s),
signag
e, t
rain
ing,
fire
inst
ruct
ions/
safe
ty p
lans
□
suitab
ility
, lo
cation a
nd s
uff
icie
ncy
det
erm
inat
ion,
eg t
o c
om
ply
with
the
requirem
ents
of
the
fire
ris
k as
sess
men
t (t
o r
educe
ris
k to
an
acce
pta
ble
lev
el)
□
confirm
atio
n r
equirem
ents
, eg
corr
ectly
inst
alle
d a
nd m
ainta
ined
, su
ffic
ient
reco
rds
of
test
ing a
nd t
rain
ing,
rele
vant
cert
ific
ates
(i
ncl
udin
g t
hose
fro
m b
uild
ing c
ontr
ol)
, co
nfirm
atio
n f
rom
loca
l au
thority
fire
serv
ice
2.2
co
nfirm
suffic
ient
notice
s an
d
inst
ruct
ions
rela
ting t
o
equip
men
t ar
e co
rrec
tly
pla
ced,
are
legib
le a
nd c
urr
ent
□
types
of
notice
s an
d inst
ruct
ions,
eg f
or
alar
m s
yste
ms,
for
extinguis
her
s, f
or
fire
suppre
ssio
n s
yste
ms
(eg s
prinkl
ers)
, fo
r es
cape
pla
ns
and s
igns
□
des
ign r
equirem
ents
, eg
BS 5
499:P
art
1:1
990,
and s
ubse
quen
t updat
es,
for
signs
and B
S E
N 3
-10:2
009,
and s
ubse
quen
t updat
es,
for
extinguis
her
s
□
use
, pla
cem
ent
and s
uffic
iency
, eg
in lin
e w
ith h
azar
ds
pre
sent,
bas
ed o
n r
isk
asse
ssm
ent
and c
ontr
ol
□
confirm
atio
n r
equirem
ents
, eg
inst
alla
tion,
mai
nte
nan
ce a
nd t
rain
ing
cert
ific
ates
and r
ecord
s
2
Be
able
to e
nsu
re
reso
urc
es a
re
avai
lable
to
man
age
fire
ris
ks
in c
om
ple
x pre
mis
es a
nd
envi
ronm
ents
2.3
co
nfirm
peo
ple
with f
ire
safe
ty
resp
onsi
bili
ty a
re a
war
e of
thei
r ro
le a
nd o
f th
e tr
ainin
g t
hey
are
re
quired
to u
nder
take
□
role
s, e
g o
wner
s, s
afet
y m
anag
ers,
fire
war
den
s, f
ire
safe
ty a
dvi
sors
□
trai
nin
g r
equirem
ents
, eg
initia
l tr
ainin
g c
ours
es,
qual
ific
atio
ns,
m
ainte
nan
ce o
f co
mpet
ence
and s
kills
□
chec
king a
war
enes
s, e
g r
evie
w a
nd a
ppra
isal
act
ivitie
s
□
confirm
atio
n r
equirem
ents
, eg
initia
l tr
ainin
g/
qual
ific
atio
ns,
m
ainte
nan
ce o
f co
mpet
ence
and s
kills
cer
tifica
tes
and r
ecord
s
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
94
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
2.4
co
nfirm
arr
angem
ents
and
action p
lans
for
acce
ss,
egre
ss
and e
vacu
atio
n a
re in p
lace
□
arra
ngem
ents
and a
ctio
n p
lan r
equirem
ents
, eg
cle
ar p
lans
and
inst
ruct
ions
avai
lable
with f
ire
risk
ass
essm
ent,
and a
vaila
ble
to a
ll re
leva
nt
per
sons
□
confirm
atio
n r
equirem
ents
, eg
rec
ord
s of
drills
and t
rain
ing a
ctiv
itie
s
2.5
notify
appro
priat
e peo
ple
of
any
def
icie
nci
es,
def
ects
and lac
k of
reso
urc
es
□
appro
priat
e peo
ple
, eg
ow
ner
s, o
ccupie
rs,
resi
den
ts,
inst
alla
tion a
nd
mai
nte
nan
ce c
ontr
acto
rs,
loca
l au
thority
fire
serv
ice
□
det
ails
req
uired
, eg
haz
ard invo
lved
, pro
bab
ility
of
har
m a
nd/o
r dam
age
bei
ng c
ause
d,
impac
t of haz
ard c
ausi
ng h
arm
and/o
r dam
age,
furt
her
contr
ol m
easu
res
avai
lable
, urg
ency
of
repai
r re
quired
, im
plic
atio
ns
on p
rem
ises
whils
t def
icie
ncy
, def
ect
or
lack
of
reso
urc
e is
in p
lace
□
notifica
tion m
ethods
and r
equirem
ents
, eg
phone,
em
ail, w
riting,
face
-to-f
ace,
info
rmin
g o
f det
ails
and im
plic
atio
ns
as w
ell as
tim
esca
les
invo
lved
in e
stab
lishin
g f
ull
contr
ol m
easu
res
for
risk
in
volv
ed
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
95
Information for tutors
Delivery
When delivering the unit, centres must ensure that learners are given input on the unit amplification. Where legislation has been indicated, it is assumed that any subsequent legislation introduced that supersedes what is listed will be delivered and assessed.
It is important that in the delivery of this unit, all materials used relate to complex premises and environments.
When delivering learning outcome 1 it is important that centres provide learners with opportunities to study a range of fire precautions in place in differing complex premises and environments. The types and purpose of each of the precautions examined should be clearly explained to give learners an understanding across the range. Learners will also need access to case studies to develop their skills of description and examination. Centres may wish to use desktop scenarios or role-play activities to undertake formative assessment of learners’ knowledge and understanding prior to any summative assessment activity.
Learning outcome 2 requires the practical application of knowledge. Tutors could give learners a range of scenarios and ask them to assess the sufficiency of fire safety measures in place. Learners could also use the scenarios to confirm that the requirements of the legislation are being met, and that those with responsibility for fire safety have sufficient training.
Assessment
For the knowledge and understanding component of the unit, assessment from a learning and development environment is allowed.
For the practical components, simulation in a learning and development environment is recommended but assessment in a workplace environment is also permitted.
The centre will devise assessments and undertake the assessment of learners.
For AC1.1 learners need to explain the range, type and purpose of fire precautions in place in complex premises and environments, as indicated in the unit amplification. The information must include all three elements and explain all the main features of the precautions in place with examples. AC1.2 requires learners to explain at least one internal and one external fire safety management system. AC1.3 may be evidenced through the use of an organisational chart that identifies the responsibility structure in place in relation to fire safety management. Learners need to explain the roles indicated in the unit amplification and include brief detail as to the responsibilities of each role. AC1.4 requires learners to produce evidence that explains the methods used to check and certify internal and external fire precautions methods in complex premises and environments. Learners need to cover the internal methods listed in the unit amplification, and also show the frequency of required checks. Learners need to explain the external methods used and how they meet the requirements of the associated legislation. The evidence should set out the information in detail with reasons and examples. AC1.5 requires learners to review and summarise how deficiencies, defects, damage or omissions are reported and who has the authority to take corrective action. This may be done
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
96
through the use of role play or desktop scenario which allows learners to apply their knowledge to a given scenario. To achieve AC1.6 learners must explain how to maintain the effectiveness of fire procedures and contingency arrangements. Learners should use examples of a range of procedures as indicated in the unit amplification, and how the implementation effectiveness of each one can be maintained, including through regular testing and training. AC1.7 requires learners to summarise the training requirements related to the protection of people from fire. AC1.8 requires learners to summarise the records associated with fire safety equipment, fire precautions and management systems. For each record learners should provide information as to why the record is kept and how the record is maintained in relation to organisational requirements. AC1.9 requires learners to explain their own and others’ responsibilities for maintaining the fire safety requirements in a complex premises or environment. Evidence should include examples of both their responsibilities and those of the owner, the local authority and any other stakeholders involved in the maintenance of fire safety requirements. AC1.10 requires learners to explain how to access information, advice and support. Evidence should show the sources of information and how they can be accessed with examples.
Learning outcome 2 may be done as a practical exercise, using a role play or desktop scenario that allows learners to apply their knowledge to a given scenario. The scenario should be sufficiently detailed as to allow learners to provide evidence that fully meets all the assessment criteria indicated. The scenario should also be sufficiently challenging as to reflect the level of study of this unit.
For AC2.1 learners need to review the information provided in a case study or scenario, and to confirm that the fire safety measures and resources are correct and suitable to meet the requirements of the risk assessment in the complex premises or environment. AC2.2 then requires learners to confirm that the notices and instructions are correctly placed, are current and legible. Learners should include all required types of notice for the scenario. Evidence for AC2.3 should show that learners have identified the roles of people with fire safety responsibility, and checked that those people are aware of their role and of the training they are required to undertake. For AC2.4 learners need to show that arrangements are in place, including an action plan if necessary, in relation to access, egress and evacuation. Evidence should include recorded information of evacuation drills and any training activities. AC2.5 requires learners to report any deficiencies, defects or lack of resources to the appropriate people. Assessors could adopt the role of an appropriate person to receive the report. The report should show who the appropriate person is, the details that are required and the notification methods that can be used. Assessors may use verbal questioning to ensure that learners have knowledge of a range of notification methods.
Indicative resource materials
Documents
Regulatory Reform (Fire Safety) Order 2005
www.legislation.gov.uk/uksi/2005/1541/contents/made
BS 9999:2008 Code of practice for fire safety in the design, management and use of buildings
http://shop.bsigroup.com/en/ProductDetail/?pid=000000000030158436
Chief Fire Officers Association Guidance documents
www.cfoa.org.uk/10039
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
97
Enforcement Concordat: Good Practice Guide for England and Wales
www.berr.gov.uk/files/file10150.pdf
Better Regulation Executive: Reducing Regulation Made Simple
www.bis.gov.uk/assets/biscore/better-regulation/docs/r/10-1155-reducing-regulation-made-simple.pdf
BRE 368 Design methodologies for smoke and heat exhaust ventilation
www.brebookshop.com/details.jsp?id=664
BS 5266-1:2011 Emergency lighting — Part 1: Code of practice for the emergency escape lighting of premises
http://shop.bsigroup.com/ProductDetail/?pid=000000000030263986
BS 5839-9:2011 Fire detection and fire alarm systems for buildings
http://shop.bsigroup.com/en/ProductDetail/?pid=000000000030187282
BS EN 12845:2004+A2:2009 Fixed firefighting systems. Automatic sprinkler systems. Design, installation and maintenance
http://shop.bsigroup.com/ProductDetail/?pid=000000000030208000)
BS EN 12101-6:2005 Smoke and heat control systems. Specification for pressure differential systems
http://shop.bsigroup.com/ProductDetail/?pid=000000000030159191)
BS 7974:2001 Application of fire safety engineering principles to the design of buildings. Code of practice
http://shop.bsigroup.com/en/ProductDetail/?pid=000000000030028692)
Website
Chartered Institution of Building Services Engineers (CIBSE)
www.cibse.org/
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
98
Unit 9: Review fire protection systems in complex premises and environments
Unit reference number: M/503/3613
QCF level: 4
Credit value: 5
Guided learning hours: 28
Unit aim
This unit is about advising on management control systems and practices, and active and passive systems affording protection from fire to people, property and the environment in complex premises, eg large premises, premises occupied by large numbers of people, where there is a longer distance to an escape route, premises containing sleeping accommodation or where the premises are used for high fire risk processes or storage. It includes the range of resources and equipment available relevant to the prevention, control, containment or elimination of an outbreak of fire or related incidents.
Learners will work within their personal level of responsibility and authority for providing advice and information and dealing with compliance issues.
This unit is for practitioners employed or contracted to work with others in an organisation, for example fire wardens, fire marshals, site safety officers, owners or occupiers, who are responsible for making and maintaining suitable and sufficient fire safety arrangements.
The unit is also appropriate for regulators with responsibility for ensuring the requirements of fire safety and associated regulations are being met through cooperation or enforcement.
A complex premises is defined as any building that was built without a recognised design code or had a major variation that has had a major impact on the life safety principles of the building or built as fire engineering solution under BS7974 or similar.
Essential resources
There are no special resources needed for this unit.
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
99
Learn
ing
ou
tco
mes,
ass
ess
men
t cr
iteri
a a
nd
un
it a
mp
lifi
cati
on
To p
ass
this
unit,
the
lear
ner
nee
ds
to d
emonst
rate
that
they
can
mee
t al
l th
e le
arnin
g o
utc
om
es f
or
the
unit.
The
asse
ssm
ent
criter
ia
det
erm
ine
the
stan
dar
d r
equired
to a
chie
ve t
he
unit.
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
1.1
su
mm
aris
e th
e le
gis
lative
fr
amew
ork
, co
nsu
ltat
ion
pro
cedure
s an
d o
ther
m
echan
ism
s fo
r ac
hie
ving f
ire
pro
tect
ion w
ithin
exi
stin
g,
pro
pose
d a
nd a
lter
ed p
rem
ises
□
legis
lation,
and s
ubse
quen
t updat
es,
eg R
egula
tory
Ref
orm
(Fi
re
Saf
ety)
Ord
er 2
005,
BS 7
974:2
001
□
consu
ltat
ion p
roce
dure
s, e
g b
etw
een o
wner
/arc
hitec
t/ b
uild
er a
nd
loca
l fire
auth
ority
, an
d o
wner
/arc
hitec
t/ b
uild
er a
nd loca
l au
thority
build
ing c
ontr
ol
□
oth
er m
echan
ism
s, e
g b
espoke
engin
eere
d s
olu
tions,
bes
poke
ris
k co
ntr
ol m
easu
res
1
Under
stan
d
legis
lative
and
org
anis
atio
nal
re
quirem
ents
ap
plic
able
to f
ire
pro
tect
ion s
yste
ms
in c
om
ple
x pre
mis
es a
nd
envi
ronm
ents
1.2
ex
pla
in t
he
princi
ple
s of
work
ing
in p
artn
ersh
ip w
ith o
ther
s in
ord
er t
o a
chie
ve a
sat
isfa
ctory
le
vel of
fire
saf
ety
□
oth
ers,
eg p
riva
te f
ire
pro
tect
ion c
om
pan
ies,
arc
hitec
ts,
build
ers,
occ
upie
rs,
loca
l au
thority
fire
serv
ices
, lo
cal au
thority
build
ing/p
lannin
g o
ffic
es
□
work
ing in p
artn
ersh
ip p
ract
ice,
eg f
orm
ing S
ervi
ce L
evel
Agre
emen
ts r
egar
din
g inst
alla
tion a
nd m
ainte
nan
ce c
ontr
acts
, ag
reem
ents
reg
ardin
g c
om
plia
nce
and s
atis
fact
ion o
f le
vels
of
fire
sa
fety
□
satisf
acto
ry lev
el,
eg c
ontr
ol m
easu
res
suff
icie
nt
to r
educe
ris
k le
vels
to
the
satisf
action o
f al
l par
ties
and r
elev
ant
legis
lation
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
10
0
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
1.3
su
mm
aris
e ke
y as
pec
ts o
f nat
ional
and inte
rnat
ional
st
andar
ds,
codes
of
pra
ctic
e,
guid
ance
and leg
isla
tion t
hat
ad
dre
ss p
rote
ctio
n o
f peo
ple
, pro
per
ty a
nd t
he
envi
ronm
ent
from
fire
□
nat
ional
and inte
rnat
ional
sta
ndar
ds,
and s
ubse
quen
t updat
es,
eg
BS 7
974
□
codes
of
pra
ctic
e, a
nd s
ubse
quen
t updat
es,
eg B
S 7
974:2
001;
Char
tere
d I
nst
itution o
f Build
ing S
ervi
ces
Engin
eers
(CIB
SE)
□
guid
ance
, eg
Com
munitie
s an
d L
oca
l G
ove
rnm
ent
(CLG
) fire
saf
ety
guid
es
□
legis
lation,
and s
ubse
quen
t updat
es,
eg R
egula
tory
Ref
orm
(Fi
re
Saf
ety)
Ord
er 2
005
1.4
ex
pla
in t
he
limitat
ions
of
codes
of
pra
ctic
e an
d g
uid
ance
when
pro
vidin
g c
om
ple
x fire
saf
ety
mea
sure
s an
d p
roposa
ls
□
limitat
ions,
eg t
he
aspec
t of
codes
of
pra
ctic
e an
d g
uid
ance
not
pro
vidin
g ‘def
initiv
e an
swer
s’ b
ut
guid
ance
and b
est
pra
ctic
e th
at is
open
to inte
rpre
tation
1.5
ex
pla
in t
he
use
of
fire
ris
k as
sess
men
t to
just
ify
dep
artu
res
from
codes
of
pra
ctic
e an
d
guid
ance
□
fire
ris
k as
sess
men
t, e
g iden
tifica
tion o
f al
l fire
haz
ards
and r
isks
in
pre
mis
es
2.1
ex
pla
in t
he
role
of
syst
ems
in
pro
tect
ing p
eople
, pro
per
ty a
nd
the
envi
ronm
ent
from
fire
□
types
of
syst
em,
eg f
ire/
smoke
det
ection,
alar
m s
yste
ms,
fire
suppre
ssio
n s
yste
ms
(incl
udin
g e
quip
men
t),
esca
pe
pla
n s
yste
m
(incl
udin
g s
ignag
e an
d t
rain
ing),
em
ergen
cy lig
hting s
yste
m,
□
role
, eg
rai
sing t
he
alar
m,
extinguis
hin
g t
he
fire
, as
sist
ing
evac
uat
ion,
pro
tect
ion o
f build
ing
2
Under
stan
d
pro
cedure
s an
d
pro
cess
es f
or
revi
ewin
g m
atte
rs
rela
ting t
o f
ire
pro
tect
ion s
yste
ms
in c
om
ple
x pre
mis
es a
nd
envi
ronm
ents
2.2
ex
pla
in h
ow
to
acce
ss s
ourc
es
of
spec
ialis
t su
pport
, ad
vice
and
info
rmat
ion
□
sourc
es o
f sp
ecia
list
support
, ad
vice
and info
rmat
ion,
eg loca
l au
thority
fire
serv
ice
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
10
1
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
2.3
su
mm
aris
e th
e fa
ctors
affec
ting
the
form
ula
tion o
f risk
-ap
pro
priat
e so
lutions
within
org
anis
atio
nal
const
rain
ts,
for
the
pro
tect
ion o
f peo
ple
, pro
per
ty a
nd t
he
envi
ronm
ent
□
fact
ors
, eg
nat
ure
of
haz
ards
invo
lved
, pote
ntial
of
haz
ard c
ausi
ng
har
m,
impac
t/si
gnific
ance
of
haz
ard,
nat
ure
, co
nst
ruct
ion a
nd
loca
tion o
f build
ing
□
org
anis
atio
nal
const
rain
ts,
eg c
ost
s, im
pac
t on b
usi
nes
s co
ntinuity,
re
puta
tion,
legal
const
rain
ts,
envi
ronm
enta
l, t
echnolo
gic
al,
polit
ical
2.4
ex
pla
in h
ow
to p
rioritise
options
for
fire
pro
tect
ion t
o a
ddre
ss
asse
ssed
lev
els
of
risk
□
leve
ls o
f risk
, eg
low
, m
ediu
m,
hig
h
□
prioritisa
tion,
eg q
ual
itat
ivel
y, q
uan
tita
tive
ly,
dep
enden
t on
pro
bab
ility
and im
pac
t of
haz
ards
invo
lved
3.1
dis
tinguis
h t
he
type,
ran
ge
and
leve
l of
fire
ris
k w
ithin
diffe
rent
area
s of
the
pre
mis
es,
in r
elat
ion
to its
const
ruct
ion,
layo
ut
and
use
□
type,
ran
ge
and lev
el o
f risk
, eg
life
risk
, ec
onom
ical
ris
k, low
to h
igh
pro
bab
ility
, lo
w t
o h
igh im
pac
t
□
diffe
rent
area
s of
the
pre
mis
es,
eg c
om
par
tmen
ts,
stai
rwel
ls,
lobbie
s,
offic
e ar
eas,
shop a
reas
, w
areh
ouse
are
as
□
const
ruct
ion,
layo
ut
and u
se,
eg d
epen
den
t on c
onst
ruct
ion m
ater
ials
(e
g b
rick
, w
ood,
concr
ete)
, ab
ove
/bel
ow
gro
und lev
el,
hei
ght;
off
ice
use
, sh
op u
se,
fact
ory
and w
areh
ouse
use
3.2
re
view
pla
nned
chan
ges
in
const
ruct
ion,
layo
ut
and u
se o
f co
mple
x pre
mis
es a
nd
envi
ronm
ents
whic
h m
ay a
ffec
t th
e su
itab
ility
of
the
exis
ting f
ire
pro
tect
ion s
yste
ms,
or
the
choic
e of
new
sys
tem
s
□
effe
ct o
n f
ire
safe
ty,
eg r
educt
ion in c
ontr
ol m
easu
res
of
haz
ards
to a
n u
nsa
tisf
acto
ry lev
el,
incr
ease
d r
isk
of
fire
/fire
spre
ad
□
asse
ssin
g f
ire
pro
tect
ion s
yste
m s
uitab
ility
, eg
gat
her
ing v
alid
and
suff
icie
nt
evid
ence
and d
ata
to judge
and d
ecid
e on s
uitab
ility
of
syst
em t
o m
ainta
in t
he
nec
essa
ry fire
pro
tect
ion f
or
the
chan
ged
pre
mis
es
□
asse
ssin
g n
ew s
yste
ms
to m
eet
chan
ge,
eg r
evie
win
g s
pec
ific
atio
n,
oper
atio
n a
nd c
ost
of
new
sys
tem
to
ensu
re n
eces
sary
fire
pro
tect
ion
for
the
chan
ged
pre
mis
es
3
Be
able
to e
valu
ate
fire
ris
ks in
com
ple
x pre
mis
es
and e
nvi
ronm
ents
3.3
det
erm
ine
the
valid
ity
of
the
curr
ent
risk
ass
essm
ent
to
iden
tify
ris
ks w
hic
h a
re n
ot
adeq
uat
ely
contr
olle
d
□
det
erm
inin
g v
alid
ity,
eg e
ffec
tive
nes
s, leg
ality,
auth
orise
d
□
adeq
uat
ely
contr
olle
d,
eg s
uff
icie
ntly,
agre
ed
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
10
2
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
3.4
ex
pla
in t
he
adeq
uac
y an
d
effe
ctiv
enes
s of
curr
ent
fire
pro
tect
ion s
yste
ms
□
adeq
uac
y, e
g leg
ally
, au
thorise
d,
agre
ed,
suffic
ient
to c
ontr
ol fire
risk
s in
volv
ed
□
effe
ctiv
enes
s, e
g p
rovi
des
the
required
res
ults
regar
din
g r
educi
ng
the
risk
sig
nific
ance
to a
n a
ccep
table
lev
el
3.5
obta
in s
uff
icie
nt
additio
nal
in
form
atio
n t
o a
ssis
t w
ith
reco
mm
endat
ions
wher
e def
icie
nci
es a
re iden
tified
□
additio
nal
info
rmat
ion,
eg c
han
ge
in o
ccupan
cy t
ype,
num
ber
, tim
e of
occ
upan
cy
□
det
erm
inin
g s
uff
icie
ncy
, eg
abili
ty t
o r
educe
the
signific
ance
of
the
risk
s in
volv
ed (
dep
enden
t on r
isk
pro
bab
ility
and im
pac
t)
3.6
obta
in s
pec
ialis
t ad
vice
to
support
ass
essm
ent
wher
e fa
ctors
influen
cing r
isk
are
outs
ide
of
ow
n p
erso
nal
lev
el o
f ex
per
tise
□
sourc
es o
f sp
ecia
list
advi
ce,
eg loca
l au
thority
fire
serv
ice,
loca
l au
thority
pla
nnin
g/b
uild
ing o
ffic
es,
priva
te c
onsu
ltan
ts
4.1
se
lect
options
for
fire
pro
tect
ion
to c
ontr
ol id
entified
ris
ks in
com
ple
x pre
mis
es a
nd
envi
ronm
ents
□
risk
s, e
g ignitio
n s
ourc
es,
mat
eria
ls t
hat
would
pro
mote
fire
spre
ad,
const
ruct
ion t
hat
would
inhib
it e
vacu
atio
n in c
ase
of
fire
, fire
load
ing
(conte
nts
and c
onst
ruct
ion)
□
sele
ctin
g o
ptions,
eg d
epen
den
t on p
ote
ntial
of
haz
ards
to c
ause
har
m,
dep
enden
t on c
ost
, co
st-b
enef
it;
ease
of
imple
men
tation
options
for
fire
pro
tect
ion,
eg e
quip
men
t, a
larm
sys
tem
s, s
ignag
e,
fire
inst
ruct
ions,
bes
poke
engin
eere
d s
olu
tions
4
Be
able
to
reco
mm
end
options
to s
upport
ap
pro
priat
e risk
re
duct
ion
mea
sure
s, f
ire
pre
cautions
and
mai
nte
nan
ce
routines
in
com
ple
x pre
mis
es
and e
nvi
ronm
ents
4.2
sp
ecify
the
contr
ibution t
o,
and
impac
t on,
the
ove
rall
fire
saf
ety
stra
tegy
of
sele
cted
fire
pro
tect
ion o
ptions
□
spec
ifyi
ng t
he
contr
ibution a
nd im
pac
t, e
g m
easu
re o
f risk
red
uct
ion
and c
ontr
ol sp
ecifyi
ng t
he
contr
ibution a
nd im
pac
t, e
g m
easu
re o
f risk
red
uct
ion a
nd c
ontr
ol of
sele
cted
fire
pro
tect
ion o
ptions;
fire
pro
tect
ion o
ptions,
eg e
quip
men
t, a
larm
sys
tem
s, s
ignag
e, f
ire
inst
ruct
ions,
bes
poke
engin
eere
d s
olu
tions
□
pre
senta
tion o
f in
form
atio
n,
eg p
rem
ises
pla
ns,
rep
ort
s, d
iagra
ms,
re
com
men
dat
ions
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
10
3
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
4.3
prioritise
options
to m
eet
legis
lative
, re
gula
tory
and
stat
uto
ry r
equirem
ents
□
legis
lative
, re
gula
tory
and s
tatu
tory
req
uirem
ents
, an
d s
ubse
quen
t updat
es,
eg B
S 7
974:2
001,
ISO
TC 9
2,
Reg
ula
tory
Ref
orm
(Fi
re
Saf
ety)
Ord
er 2
005
□
how
to p
rioritise
, eg
cal
cula
ting r
isk
rating a
nd s
ignific
ance
, pro
vidin
g
a priority
ran
k ord
er
4.4
ev
aluat
e in
form
atio
n t
hat
may
in
fluen
ce t
he
ultim
ate
sele
ctio
n
of
fire
pro
tect
ion s
yste
ms
□
influen
cing f
acto
rs,
eg c
ost
, co
st-b
enef
it,
ease
of
imple
men
tation
□
eval
uat
ing info
rmat
ion,
eg g
ather
ing info
rmat
ion,
anal
ysis
of
info
rmat
ion,
dec
isio
n m
akin
g b
ased
on t
he
anal
ysis
4.5
su
mm
aris
e re
com
men
dat
ions
in
agre
ed f
orm
at a
nd a
t su
ffic
ient
leve
l of
det
ail to
ass
ist
with
dec
isio
n m
akin
g
□
form
ats
and d
etai
l re
quirem
ents
, eg
pla
ns,
rep
ort
s, t
ick
box,
open
box,
leg
ibili
ty,
clar
ity,
tar
get
audie
nce
lan
guag
e nee
d
□
leve
l of
det
ail, e
g s
pec
ific
, ac
tionab
le,
qual
itat
ive,
quan
tita
tive
4.6
en
sure
oth
ers’
under
stan
din
g o
f re
com
men
dat
ions
and t
he
implic
atio
ns
asso
ciat
ed w
ith
dec
isio
ns
on t
he
sele
ctio
n,
inst
alla
tion a
nd m
ainte
nan
ce o
f fire
pro
tect
ion s
yste
ms
□
oth
ers,
eg o
wner
, ar
chitec
t, b
uild
er,
loca
l au
thority
build
ing c
ontr
ol
□
com
munic
atio
n t
echniq
ues
, eg
ques
tion t
ype
and u
se,
tone,
la
nguag
e use
, non-v
erbal
com
munic
atio
n,
influen
cing
□
com
munic
atio
n m
ethods
and t
hei
r ef
fect
ive
use
, eg
fac
e to
fac
e,
tele
phone,
em
ail, r
eport
4.7
ex
pla
in t
he
action(s
) re
quired
to
mee
t le
gal
and s
tatu
tory
re
quirem
ents
and t
he
implic
atio
ns
of
non-c
om
plia
nce
□
actions,
eg inst
alla
tion o
f new
fire
safe
ty s
yste
ms
(ala
rm,
fire
su
ppre
ssio
n s
yste
m,
emer
gen
cy lig
hting s
yste
m e
tc),
adap
t sy
stem
s to
rea
ct t
o c
han
ges
in c
onte
nts
and u
se o
f pre
mis
es,
chan
ges
in
occ
upat
ion,
chan
ges
in lay
out
and c
onst
ruct
ion m
ater
ial, c
han
ges
in
fire
inst
ruct
ions
□
implic
atio
ns
of
non-c
om
plia
nce
, eg
pro
secu
tion,
fine,
crim
inal
co
nvi
ctio
n
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
104
Information for tutors
Delivery
When delivering the unit, centres must ensure that learners are given input on the unit amplification. Where legislation has been indicated, it is assumed that any subsequent legislation introduced that supersedes what is listed will be delivered and assessed.
When delivering the unit the centre should ensure that learners can develop skills to operate in a range of varied and specific contexts involving creative and non-routine activities and to exercise appropriate judgement in planning, selecting or presenting information, methods or resources.
It is important that in the delivery of this unit, all materials used relate to complex premises and environments.
Learning outcome 1 requires theoretical input in relation to the legislative framework and organisational requirements applicable to fire protection systems in complex premises and environments. Learners should be given information in relation to both the reasons for the introduction of the legislation and the requirements of the legislation in regards to achieving fire protection within the premises. It is important that learners have the opportunity to study existing premises, proposed premises and altered premises. The centre should also ensure that learners are given the chance to study the key stakeholders involved in achieving fire safety and both national and international standards, codes of practice, guidance and legislation, as indicated in the unit amplification, and their limitations.
When delivering learning outcome 2 the centre should ensure that learners have the opportunity to develop the higher order thinking skills required to synthesise the knowledge attained, in preparation for the practical application required in the following learning outcomes. The centre may wish to provide theoretical input in relation to the procedures and processes for reviewing matters, as indicated in the unit amplification. This can then be applied to case studies or role-play scenarios. The centre could enable learners to undertake formative assessment activities so that they are able to fully explain the role of fire protection systems, as well as the factors affecting the risk appropriate solutions.
Learning outcomes 3 and 4 requires the practical application of knowledge attained. The tutor could give learners a range of scenarios to deal with. The delivery of learning outcome 3 should provide learners with the opportunity to analyse a range of case studies in order to develop an understanding of different types, ranges and levels of fire risk, as identified in the unit amplification, and develop their evaluative skills.
Learning outcomes 3 and 4 could be delivered at the same time using the same case studies or role-play scenarios. For learning outcome 4 learners will develop their understanding of the range and variety of options that can be recommended to support risk reduction, fire precautions and maintenance routines in complex premises and environments.
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
105
Assessment
For the knowledge and understanding component of the unit, assessment from a learning and development environment is allowed.
For the practical components, simulation in a learning and development environment is recommended but assessment in a workplace environment is also permitted.
The centre will devise assessments and undertake the assessment of learners.
For AC1.1, learners must summarise the key features of the legislative framework, paying attention to subsequent updates as appropriate. They should also describe the key features of the consultation procedures between the owner or builder, the local fire authority and local authority building control. Evidence should also cover existing, proposed and altered premises. AC1.2 requires learners to explain how organisations can work in partnership with others to achieve fire safety. Evidence should be more detailed than for AC1.1, and should be supported by appropriate examples of other organisations or individuals that the organisation may work with, how they can work in partnership and what constitutes a satisfactory level of fire safety. For AC1.3 learners should summarise the key aspects of national and international standards, codes of practice, guidance and legislation as indicated in the unit amplification. The evidence should include the main features of each item identified, and examples of each aspect (national standards, international standards, codes of practice, guidance and legislation). For AC1.4 learners need to explain the limitations of the codes of practice and guidance in relation to fire safety measures and proposals, using appropriate examples to support their findings. AC1.5 requires learners to show how fire risk assessment can be used to justify any deviance from codes of practice and guidance; for example the identification of a specific risk in the premises may require action that is not covered by the codes of practice.
AC2.1 requires learners to explain the types of systems that can be used to protect people, property and the environment from fire, and also their role. For AC2.2 learners need to explain how to access information, advice and specialist support. Evidence should show both the sources of information and also how they can be accessed, with examples. When awarding AC2.3 assessors must ensure that learners have fully summarised the factors that affect the development of risk-appropriate solutions for the protection of people, property and the environment in complex premises and environments. It is important that learners can explain the factors, and how they fit in within organisational constraints, such as cost and impact on business, as indicated in the unit amplification. Evidence for AC2.4 may be an extension of this, as learners can explain how they would prioritise the options in relation to levels of risk in complex premises and environments. They should show how they would prioritise, considering for example both qualitative and quantitative methods.
Evidence for learning outcomes 3 and 4 should come from practical exercises such as role plays, case studies or desktop scenarios as these will allow learners to fully demonstrate their ability to apply the knowledge attained throughout the unit. Evidence should demonstrate that learners have undertaken self directed and a limited amount of directed activity. AC3.1 requires learners to identify the type, range and level of fire risk in different areas of complex premises and environments. This may be undertaken in a written exercise or a recorded discussion supported by an observation record.
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
106
Evidence for AC3.2 should demonstrate learners’ ability to view and interpret plans for changes in construction, layout and use of complex premises and environments. They should review the impact these changes may have on the suitability of fire protection systems, considering whether those in place are still sufficient in light of the changes, or whether new systems should be proposed. AC3.3 requires learners to review a risk assessment and judge its validity. They should consider the effectiveness of the assessment and whether it meets the legal requirements for the premises as well as identify any risks that are not adequately controlled. AC3.4 will then require learners to explain the adequacy and effectiveness of current fire protection systems. This may be done as a verbal presentation or recorded discussion, both of which should be supported by an observation record that clearly states how learners have covered the requirements of the criterion. Evidence for AC3.5 and 3.6 may be linked. AC3.5 requires learners to obtain information in relation to the premises, such as change of use or occupancy type, and show how this can assist with recommendations if deficiencies in fire safety are identified. The criterion does not require learners to make recommendations, but simply to show how they would obtain the information to inform these recommendations. AC3.6 requires learners to show how to obtain specialist advice to support assessment of risk where factors influencing risk are outside of own personal level of expertise.
AC4.1 requires learners to select options for fire protection to control identified risks in complex premises and environments. They should produce evidence that demonstrates their thinking processes as to why some options are better than others, and why some would not be selected. AC4.2 then requires learners to specify how the selected options contribute to and impact on the overall fire safety strategy for the premises. AC4.3 takes this further, requiring learners to then prioritise these options. Learners must link the evidence to legislative, regulatory and statutory requirements, showing clearly how they have prioritised the options by, for example, calculating the risk rating. Learners should then evaluate the information that influences the selection of fire protection systems in order to achieve AC4.4. Learners should give evidence for each of their views or statements. AC4.5 requires learners to summarise the recommendations on a form that could be provided by assessors. The form should require learners to provide sufficient detail, and may include a mixture of open questions, tick boxes and report writing. It must be completed clearly and legibly, and should show the summary of recommendations in such a way as to assist in decision making. AC4.6 requires learners to ensure that all stakeholders, as indicated in the unit amplification, understand the recommendations and implications associated with the fire protection systems. Evidence may be completed in a number of role-play scenarios, or a single scenario where a number of people each take a different role, such as owner, architect or building control officer, and question learners who have to ensure that all parties understand the information provided. AC4.7 requires learners to explain, in writing or verbally, which shows what actions are required to meet the legal and statutory requirements in relation to the new systems, and also the implications of non-compliance, including prosecution and sentence.
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
107
Indicative resource materials
Documents
Regulatory Reform (Fire Safety) Order 2005
www.legislation.gov.uk/uksi/2005/1541/contents/made
BS 9999:2008 Code of practice for fire safety in the design, management and use of buildings
http://shop.bsigroup.com/en/ProductDetail/?pid=000000000030158436
Chief Fire Officers Association Guidance documents
www.cfoa.org.uk/10039
Enforcement Concordat: Good Practice Guide for England and Wales
www.berr.gov.uk/files/file10150.pdf
Better Regulation Executive: Reducing Regulation Made Simple
www.bis.gov.uk/assets/biscore/better-regulation/docs/r/10-1155-reducing-regulation-made-simple.pdf
BR 187 External fire spread: Building separation and boundary distances
http://products.ihs.com/Ohsis-SEO/102614.html
Approved Document B Volume II www.planningportal.gov.uk/uploads/br/BR_App_Doc_B_v2.pdf
Approved Document M www.planningportal.gov.uk/uploads/br/BR_PDF_ADM_2004.pdf
BS 7974:2001 Application of fire safety engineering principles to the design of buildings. Code of practice
http://shop.bsigroup.com/en/ProductDetail/?pid=000000000030028692
Websites
Chartered Institution of Building Services Engineers (CIBSE)
www.cibse.org
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
108
Unit 10: Review safety measures at locations that are regulated and/or licensed
Unit reference number: R/503/3605
QCF level: 4
Credit value: 4
Guided learning hours: 28
Unit aim
This unit is about auditing and advising on the risks associated with locations that are regulated and/or licensed. Learners will work within their personal level of responsibility and authority in terms of providing advice, information and dealing with regulatory and/or licensing matters. The context of this standard may vary in different authority areas due to the regulatory requirements therein.
This unit is for practitioners employed or contracted to work with others in an organisation, for example fire wardens, fire marshals, site safety officers, owners or occupiers, who are responsible for making and maintaining suitable and sufficient fire safety arrangements.
The unit is also appropriate for regulators with responsibility for ensuring the requirements of fire safety and associated regulations are being met through cooperation or enforcement.
NB: ‘Requirements’ specified in learning outcome 1 relate to a general term used to encompass learners’ understanding of all aspects of reviewing safety measures in complex premises and environments that are regulated and/or licensed.
A complex premises is defined as any building that was built without a recognised design code or had a major variation that has had a major impact on the life safety principles of the building or built as fire engineering solution under BS7974 or similar.
Essential resources
There are no special resources needed for this unit.
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
10
9
Learn
ing
ou
tco
mes,
ass
ess
men
t cr
iteri
a a
nd
un
it a
mp
lifi
cati
on
To p
ass
this
unit,
the
lear
ner
nee
ds
to d
emonst
rate
that
they
can
mee
t al
l th
e le
arnin
g o
utc
om
es f
or
the
unit.
The
asse
ssm
ent
criter
ia
det
erm
ine
the
stan
dar
d r
equired
to a
chie
ve t
he
unit.
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
1.1
ex
pla
in t
he
signag
e re
quirem
ents
for
the
loca
tion
and,
wher
e re
leva
nt,
cat
egory
an
d t
ype
□
signag
e re
quirem
ents
, eg
fire
exit,
fire
inst
ruct
ions,
fire
extinguis
her
si
ze,
type
and loca
tion,
fire
door,
fire
asse
mbly
poin
t, e
mer
gen
cy
lighting
□
loca
tion,
eg r
isk
area
, es
cape
route
s, info
rmat
ion loca
tion
□
cate
gory
, eg
fire
exit,
fire
act
ion,
fire
ext
inguis
her
□
type,
eg a
s per
BS 5
499,
Inte
rnat
ional
Sta
ndar
d 7
010
1
Under
stan
d
requirem
ents
for
revi
ewin
g s
afet
y m
easu
res
in
com
ple
x pre
mis
es
and e
nvi
ronm
ents
th
at a
re r
egula
ted
and/o
r lic
ense
d
1.2
su
mm
aris
e th
e le
gis
lative
fr
amew
ork
and t
he
mec
han
ism
s of
enfo
rcem
ent
within
ow
n,
and
oth
ers’
, le
vel of
resp
onsi
bili
ty
□
legis
lative
fra
mew
ork
and s
ubse
quen
t updat
es,
eg R
egula
tory
Ref
orm
(Fi
re S
afet
y) O
rder
2005
□
mec
han
ism
s of
enfo
rcem
ent,
eg loca
l en
forc
emen
t, f
orm
al
pro
secu
tion
□
leve
l of
resp
onsi
bili
ty,
eg r
ole
res
ponsi
bili
ties
of
fire
saf
ety
advi
sors
, in
spec
tors
, en
forc
emen
t offic
ers
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
11
0
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
1.3
ex
pla
in t
he
purp
ose
and f
unct
ion
of
safe
ty s
olu
tions
and c
ontr
ol
mea
sure
s as
soci
ated
with t
he
pro
tect
ion o
f peo
ple
, pro
per
ty
and t
he
envi
ronm
ent
in r
elat
ion
to t
he
risk
s as
soci
ated
with t
he
loca
tion
□
safe
ty s
olu
tions,
eg B
uild
ing R
egula
tions
2010 r
equirem
ents
, sp
ecia
list
engin
eere
d s
olu
tions,
fire
det
ection s
yste
ms,
fire
safe
ty
trai
nin
g
□
contr
ol m
easu
res,
eg s
pec
ialis
t build
ing c
onst
ruct
ion,
fire
saf
ety
equip
men
t, a
larm
sys
tem
s
□
purp
ose
and f
unct
ion o
f sa
fety
solu
tions,
of
contr
ol m
easu
res,
eg f
ire
pre
vention,
fire
res
ista
nce
, lim
itin
g c
onse
quen
ces,
conta
inm
ent
of
fire
□
peo
ple
, eg
occ
upan
ts a
nd v
isitors
□
pro
per
ty,
eg b
uild
ings,
ass
oci
ated
or
surr
oundin
g e
nvi
ronm
ent
□
envi
ronm
ent,
eg w
ater
cours
es,
nat
ura
l, b
uilt
1.4
ex
pla
in t
he
funct
ion o
f th
e fa
cilit
ies
required
at
site
to a
ssis
t a
resp
onder
to m
anag
e an
d
reso
lve
an inci
den
t
□
faci
litie
s, e
g f
ire
det
ection s
yste
m,
info
rmat
ion p
acks
, risk
as
sess
men
ts a
nd f
ire
pro
tect
ion e
quip
men
t
□
funct
ion o
f fa
cilit
ies
in a
ssis
ting r
esponder
s, e
g f
ire
det
ection,
evac
uat
ion,
fire
suppre
ssio
n,
reduct
ion o
f fire
spre
ad
□
site
, eg
com
ple
x pre
mis
es r
isk
area
1.5
ev
aluat
e th
e pote
ntial
for
inci
den
ts t
o o
ccur
at t
he
loca
tion □
ev
aluat
ion s
kills
, eg
abili
ty t
o g
ather
and a
nal
yse
info
rmat
ion a
nd
dat
a, u
sing info
rmat
ion a
nd d
ata
to a
sses
s an
d m
ake
judgem
ents
□
pote
ntial
to o
ccur,
eg lik
elih
ood o
f fire
rel
ated
inci
den
t bas
ed o
n
eval
uat
ion o
utc
om
es
1.6
ex
pla
in lic
ensi
ng r
equirem
ents
as
soci
ated
with t
he
loca
tion
□
licen
sing r
equirem
ents
and s
ubse
quen
t updat
es,
eg L
icen
sing A
ct
2003
1.7
sp
ecify
the
requirem
ents
for
reco
rds
asso
ciat
ed w
ith t
he
loca
tion’s
usa
ge
□
reco
rds,
eg b
uild
ing r
egula
tions,
pla
nnin
g a
pplic
atio
ns,
arc
hitec
t’s
pla
ns
□
requirem
ents
, eg
thro
ugh initia
l pla
nnin
g a
nd b
uild
ing p
roce
ss,
chan
ge
of
use
notifica
tion
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
11
1
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
2.1
es
tablis
h t
he
nat
ure
and lev
el o
f th
e risk
s as
soci
ated
with t
he
type
and u
se o
f th
e lo
cation
□
nat
ure
of
risk
, eg
thre
at t
o lif
e, r
isk
of
fire
spre
ad
□
leve
l of
risk
, eg
low
, m
ediu
m,
hig
h
□
type
of
loca
tion,
eg r
ura
l, u
rban
, su
burb
an,
surr
oundin
g b
uild
ing
type
and a
ctiv
itie
s (c
om
mer
cial
, in
dust
rial
, hig
h r
ise,
low
ris
e)
□
use
of
loca
tion,
eg c
om
mer
cial
, sl
eepin
g a
ccom
modat
ion,
den
sity
of
use
, ra
nge
of
activi
ties
at
the
loca
tion
2.2
lia
ise
with a
ppro
priat
e en
forc
emen
t ag
enci
es t
o
eval
uat
e th
e ef
fect
iven
ess
of
the
exis
ting r
isk
asse
ssm
ent
□
enfo
rcem
ent
agen
cies
, eg
build
ing c
ontr
ol, loca
l au
thority
□
risk
ass
essm
ent,
eg iden
tifica
tion o
f haz
ards
and r
isks
invo
lved
, th
e lik
elih
ood o
f an
ass
oci
ated
inci
den
t occ
urr
ing
□
eval
uat
ion s
kills
, eg
abili
ty t
o g
ather
and a
nal
yse
info
rmat
ion a
nd
dat
a, u
se info
rmat
ion a
nd d
ata
to a
sses
s an
d m
ake
judgem
ents
□
com
munic
atio
n s
kills
, eg
ver
bal
, w
ritt
en,
when
usi
ng e
lect
ronic
sy
stem
s, f
ace
to f
ace,
gro
up
2.3
ev
aluat
e risk
red
uct
ion a
nd
contr
ol m
easu
res
in r
espec
t of
the
man
agem
ent
of
the
loca
tion
□
eval
uat
ion s
kills
, eg
abili
ty t
o g
ather
and a
nal
yse
info
rmat
ion a
nd
dat
a, u
sing info
rmat
ion a
nd d
ata
to a
sses
s an
d m
ake
judgem
ents
□
risk
red
uct
ion,
eg r
educt
ion o
f lik
elih
ood o
f in
ciden
t occ
urr
ing
□
contr
ol m
easu
res,
eg c
onst
ruct
ion (
BS 9
999:2
008,
BS 7
974:2
001),
eq
uip
men
t, a
ctio
ns
put
in p
lace
to r
educe
the
likel
ihood o
f an
in
ciden
t occ
urr
ing
2
Be
able
to
det
erm
ine
risk
s in
co
mple
x pre
mis
es
and e
nvi
ronm
ents
2.4
co
nfirm
the
suitab
ility
and
suffic
iency
of
exis
ting c
ontr
ol
mea
sure
s
□
suitab
ility
, eg
abili
ty t
o m
eet
nee
d t
o c
ontr
ol th
e risk
s as
soci
ated
w
ith iden
tified
haz
ards
□
suffic
iency
, eg
adeq
uac
y to
contr
ol risk
s as
soci
ated
with iden
tified
haz
ards
□
contr
ol m
easu
res,
eg c
onst
ruct
ion (
BS9999:2
008,
BS7974:2
001),
eq
uip
men
t, a
ctio
ns
put
in p
lace
to r
educe
the
likel
ihood o
f an
in
ciden
t occ
urr
ing
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
11
2
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
3.1
ad
vise
on t
he
effe
ctiv
enes
s of
self-d
eter
min
ed r
isk
asse
ssm
ent
and a
ctio
ns
whic
h r
equire
atte
ntion
□
pro
vidin
g a
dvi
ce,
eg leg
isla
tive
advi
ce,
spec
ific
engin
eere
d a
dvi
ce
□
self-d
eter
min
ed r
isk
asse
ssm
ent,
eg o
wner
’s e
valu
atio
n a
nd a
nal
ysis
of
haz
ards
and r
isks
ass
ocia
ted w
ith p
rem
ises
□
actions
whic
h r
equire
atte
ntion,
eg w
her
e se
lf-d
eter
min
ed r
isk
asse
ssm
ent
has
not
pro
vided
suffic
ient
contr
ol m
easu
res
for
haz
ards
and r
isks
invo
lved
3.2
gen
erat
e options
for
impro
ving
contr
ol m
easu
res
for
the
man
agem
ent
of
com
ple
x pre
mis
es a
nd e
nvi
ronm
ents
□
contr
ol m
easu
res,
eg c
onst
ruct
ion,
equip
men
t, a
ctio
ns
put
in p
lace
to
reduce
the
likel
ihood o
f an
inci
den
t occ
urr
ing
□
envi
ronm
ents
, eg
built
, nat
ura
l, s
urr
oundin
g a
rea
of
pre
mis
es
conce
rned
3.3
prioritise
options,
tak
ing a
ccount
of
loca
l, n
atio
nal
, in
tern
atio
nal
an
d r
egula
tory
req
uirem
ents
□
prioritisa
tion,
eg f
acto
rs d
eter
min
ing o
rder
ing o
f im
port
ance
□
loca
l re
quirem
ents
and s
ubse
quen
t updat
es,
eg loca
l co
unci
l an
d/o
r au
thority
reg
ula
tions
and s
ubse
quen
t updat
es
□
nat
ional
req
uirem
ents
and s
ubse
quen
t updat
es,
eg n
atio
nal
build
ing
regula
tions
and s
ubse
quen
t updat
es (
Build
ing R
egula
tions
2010,
BS9999:2
008,
BS7974:2
001)
□
inte
rnat
ional
req
uirem
ents
and s
ubse
quen
t updat
es,
eg inte
rnat
ional
le
gis
lation a
nd s
ubse
quen
t updat
es
3
Be
able
to
reco
mm
end
contr
ols
to m
anag
e sp
ecific
ris
ks in
com
ple
x pre
mis
es
and e
nvi
ronm
ents
3.4
re
com
men
d a
ctio
n t
o e
nsu
re
com
plia
nce
spec
ifyi
ng t
he
ben
efits
and im
plic
atio
n o
f ea
ch
option a
t a
suffic
ient
leve
l of
det
ail th
at c
an b
e under
stood b
y th
e ap
pro
priat
e peo
ple
□
com
plia
nce
, eg
mee
ts r
equired
contr
ol m
easu
res
in a
ccord
ance
with
the
reco
mm
endat
ions
□
ben
efits,
eg t
he
adva
nta
ges
ass
oci
ated
with e
ach o
ption incl
udin
g
cost
(co
st-b
enef
it o
f options,
ava
ilabili
ty o
f ex
per
tise
in h
ouse
, en
viro
nm
enta
l im
pro
vem
ent,
lik
ely
lifes
pan
of
inve
stm
ent,
ongoin
g
mai
nte
nan
ce c
ost
s, inte
rnal
exp
ertise
dev
elopm
ent
cost
)
□
implic
atio
n,
eg lik
ely
conse
quen
ces
of
the
action o
f th
e re
com
men
dat
ion (
poss
ibili
ty o
f ex
tra
cost
s, lim
itat
ions
of
use
of
build
ing,
limitat
ions
of
occ
upan
cy)
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
11
3
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
□
suff
icie
nt
leve
l of
det
ail, e
g e
nough t
o b
e ab
le t
o b
e under
stood a
nd
agre
ed b
y al
l co
nce
rned
, unam
big
uous
languag
e, s
uitab
ility
of
languag
e fo
r th
e ta
rget
audie
nce
□
appro
priat
e peo
ple
, eg
ow
ner
, re
sponsi
ble
per
son f
or
pre
mis
es
conce
rned
, lo
cal au
thority
enfo
rcem
ent
team
s, a
rchitec
ts,
counci
l offic
ers
3.5
sp
ecify
the
conse
quen
ces
of
non-c
om
plia
nce
with e
xter
nal
re
quirem
ents
□
conse
quen
ces
of
non-c
om
plia
nce
, eg
non-c
onfo
rmity
reco
mm
endat
ions,
pote
ntial
pro
secu
tion
, th
reat
to p
eople
, pro
per
ty,
envi
ronm
ent,
liv
elih
ood
□
exte
rnal
req
uirem
ents
, eg
Build
ing R
egula
tions
2010,
BS 9
999:2
008,
BS 7
974:2
001,
Reg
ula
tory
Ref
orm
(Fi
re S
afet
y) O
rder
2005
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
114
Information for tutors
Delivery
When delivering the unit, centres must ensure that learners are given input on the unit amplification. Where legislation has been indicated, it is assumed that any subsequent legislation introduced that supersedes what is listed will be delivered and assessed.
When planning the delivery for learning outcome 1, centres will need to ensure learners have access to information relating to various case studies showing the range of safety measures that are required in complex premises and environments that are regulated and/or licensed. This should include all requirements of the current legislative framework, the purpose and function of safety solutions and the licensing requirements associated with a range of locations. It is important that learners have the opportunity to develop a sound theoretical knowledge as this will support the learning that takes place in the other learning outcomes in this unit.
Learning outcomes 2 and 3 require learners to apply the knowledge attained in learning outcome 1. The use of role play or a desktop scenario involving different incidents will allow learners to develop these skills.
It is important that the centre and learners are clear that the focus of learning outcome 2 is the determining of risks in complex premises and environments. Learners should be given the opportunity to develop their skills in relation to the determining of risks and should be provided with examples of a range of risks that may exist in complex premises and environments that are regulated and/or licensed. This will enable learners to develop skills that are transferrable across a number of premises, and therefore meet the requirements of the learning outcome. Learners should also be given the chance to develop their knowledge of agencies involved in the enforcement of fire safety legislation. They should also be given the opportunity to develop evaluative skills.
Case studies, desktop scenarios and role-play scenarios could be used in the delivery of learning outcome 3, enabling learners to apply their knowledge to a range of premises and environments, and making them aware of the different options available. It is important that learners are able to develop knowledge of a range of legal and statutory requirements and the ability to recommend action to ensure compliance.
Assessment
For the knowledge and understanding component of the unit, assessment from a learning and development environment is allowed.
For the practical components, simulation in a learning and development environment is recommended but assessment in a workplace environment is also permitted.
The centre will devise assessments and undertake the assessment of learners.
Evidence here should show that learners can operate in a range of varied and specific contexts involving creative and non-routine activities. They should also be able to exercise appropriate judgement in planning, selecting or presenting information, methods or resources. They should also be able to generate a range of
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
115
responses, a limited number of which are innovative, to well defined but often unfamiliar problems and evaluate information, using it to plan and develop investigative strategies.
It may be appropriate for the assessment of this unit to be linked to a given scenario in a given location. If this is used, it is important that make the scenario sufficiently compelling to allow learners to produce evidence to fully meet the requirements of the unit.
For AC1.1 learners need to explain the signage requirements for given locations. This may be produced in a table format, where the various signs are listed, and learners indicate where each sign may be used and the category and type of sign. The explanation should be detailed, with examples. AC1.2 requires learners to summarise the legislative framework in place at the time of assessment, including how this is enforced, as indicated in the unit amplification. For AC1.3 learners must fully explain, with appropriate examples, both the purpose and function of safety solutions and control measures associated with the protection of people, property and the environment. AC1.4 requires learners to review the facilities in the given scenario, and to explain their function in order to assist those managing and resolving incidents. AC1.5 takes this further, requiring learners to evaluate the potential for incidents to occur at the location. In their evidence, learners should review the information, then bring it together to form a conclusion, giving evidence for each of their views or statements. Evidence for AC1.6 and 1.7 may be linked. For AC1.6 learners need to explain the licensing requirements of the given location, and for AC1.7 to specify the required records associated with the location’s use, as indicated in the unit amplification.
Evidence for learning outcomes 2 and 3 should come from practical exercises such as role plays, case studies or desktop scenarios as these will allow learners to apply their knowledge attained throughout the unit. A single scenario can be used if it is complex enough to allow learners to produce sufficient evidence to meet all assessment criteria. Alternatively a range of scenarios may be used.
AC2.1 requires learners to review the information provided to establish the nature and level of risk associated with both the type of location and the use of the location. It is important that learners provide details and give reasons and/or evidence to clearly support the argument they are making. To meet AC2.2 learners should identify which agencies would be considered appropriate in relation to the given scenario, and how they would liaise with these agencies in order to evaluate the effectiveness of the existing risk assessment. AC2.3 then requires learners to evaluate the risk reduction and the control measures in place in relation to the management of the location, bringing it together to form a conclusion. Learners should give evidence for each of their views or statements. For AC2.4 learners should confirm the suitability and sufficiency of the existing control measures. The information should show the ability of the measures to control the risks associated with the identified hazards, and also to identify working practices, procedures and/or equipment that are in place. Learners should show how these control measures would reduce the likelihood of an incident occurring at the location.
When assessing AC3.1, the assessor should ensure that the advice that is provided by the learner is fit for purpose in relation to the complex premises and environments. The learner may produce this evidence in response to a role play activity or desk top scenario where they have to give the advice in relation to a self determined risk assessment. They should show that they have been able to review the assessment and have been able to identify the actions that are necessary for
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
116
the assessment to meet required standards. Evidence for AC3.2 may extend from that of AC3.1, with the learners providing options for improving the control measures that are in place. The measures proposed should relate to the reduction in the likelihood of an incident occurring.
AC3.3 requires learners to consider current local, national, international and regulatory requirements and to prioritise the options identified in light of these. To meet AC3.4 learners must recommend actions to ensure compliance. It is important that learners can specify the benefits and implications of each option. The evidence for this may come from a multimedia presentation that can be given to a panel representing the appropriate stakeholders, as indicated in the unit amplification. Evidence for AC3.5 could link to that for AC3.4, with learners including a section in the presentation that specifies the consequences of non-compliance with the external requirements such as building regulations and fire safety legislation as indicated.
Indicative resource materials
Documents
HM Local Government: Fire Safety Risk Assessment, Small and Medium Places of Assembly
www.gov.uk/government/uploads/system/uploads/attachment_data/file/14888/frsa-small-medium-assembly.pdf
HM Local Government: Fire Safety Risk Assessment, Large Places of Assembly
www.gov.uk/government/uploads/system/uploads/attachment_data/file/14889/frsa-large-assembly.pdf
HM Government: Fire Safety Risk Assessments, Theatres, Cinemas and Similar Premises
www.gov.uk/government/uploads/system/uploads/attachment_data/file/14890/frsa-theatre-cinema.pdf
HM Local Government: Fire Safety Risk Assessments, Open Air Events and Venues
www.gov.uk/government/uploads/system/uploads/attachment_data/file/14891/frsa-open-air.pdf
Gambling Act 2005 www.legislation.gov.uk/ukpga/2005/19/contents
Licensing Act 2003 (Premises licences and club premises certificates)
www.legislation.gov.uk/uksi/2005/42/contents/made
Northumbria Police: The Guide to Safety at Sports Grounds (Home Office) 2008 ISBN 9780117020740
www.northumbria.police.uk/Images/ Events%20Safety%20at%20Sports%20Grounds_tcm4-22893.pdf
Regulatory Reform (Fire Safety) Order 2005
www.legislation.gov.uk/uksi/2005/1541/contents/made
Safety of Sports Grounds Act 1975 www.legislation.gov.uk/ukpga/1975/52
BS 9999:2008 Fire Safety in the Design, Management and Use of Buildings Annex D: Theatres, Cinemas and Similar Venues ISBN 0000000000978
www.standardscentre.co.uk/bs/BS-9999-2008/?kw=bs%209999% 3A2008&ad=5115556283&gclid=CP6S0vGFra8CFQ1lfAodv15wng
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
117
Textbooks
Football Licensing Authority, Department for Culture, Media and Sport — Guide To Safety At Sports Grounds (Fifth Edition) (The Stationery Office, 2008) ISBN 9780117020740
Health and Safety Executive — The Event Safety Guide: A Guide to Health, Safety and Welfare at Music and Similar Events (Guidance Booklets, 2nd Edition) (Health and Safety Executive Books, 1999) ISBN 9780717624539
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
118
Unit 11: Visit complex premises and environments for the purposes of fire safety regulation
Unit reference number: K/503/3593
QCF level: 4
Credit value: 4
Guided learning hours: 15
Unit aim
This unit is about planning and conducting audits or inspections of premises for the purposes of fire safety regulation; identifying potential breaches of the legislation and deciding the action self and owner(s)/occupier(s) need to take, which may include informal and formal enforcement of fire safety legislation. Learners will also prepare effective inspection reports for the purposes of fire safety regulation, and communicate fire safety compliance or deficiencies to others for the purposes of the regulation. Learners will work in the context of complex premises, eg large premises, premises occupied by large numbers of people, where there is a longer distance to an escape route, premises containing sleeping accommodation or used for high fire risk processes or storage.
This unit is recommended for regulators who have responsibility for ensuring the requirements of fire safety and associated regulations are being met through cooperation or enforcement.
NB: ‘Requirements’ specified in learning outcome 1 relate to a general term used to encompass learners’ understanding of all aspects of carrying out visits for fire safety regulation in complex premises and environments.
Contact will be made with the person(s) described within the relevant home nation’s legislation.
A complex premises is defined as any building that was built without a recognised design code or had a major variation that has had a major impact on the life safety principles of the building or built as fire engineering solution under BS7974 or similar.
Essential resources
There are no special resources needed for this unit.
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
11
9
Learn
ing
ou
tco
mes,
ass
ess
men
t cr
iteri
a a
nd
un
it a
mp
lifi
cati
on
To p
ass
this
unit,
the
lear
ner
nee
ds
to d
emonst
rate
that
they
can
mee
t al
l th
e le
arnin
g o
utc
om
es f
or
the
unit.
The
asse
ssm
ent
criter
ia
det
erm
ine
the
stan
dar
d r
equired
to a
chie
ve t
he
unit.
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
1.1
ex
pla
in t
he
aim
s, o
bje
ctiv
es a
nd
priorities
of
the
regula
tory
au
thority
□
aim
s, o
bje
ctiv
es a
nd p
riorities
of
the
regula
tory
auth
ority
, eg
sav
ing
life,
pre
venting inju
ry a
nd d
amag
e to
pro
per
ty a
nd t
he
envi
ronm
ent
□
regula
tory
auth
ority
, eg
loca
l au
thority
fire
and r
escu
e se
rvic
e, loca
l au
thority
build
ing r
egula
tors
1.2
ex
pla
in t
he
regula
tory
org
anis
atio
n’s
polic
ies,
in
stru
ctio
ns
or
pro
cedure
s fo
r co
nduct
ing a
udits
and
insp
ections
of
com
ple
x pre
mis
es
and e
nvi
ronm
ents
□
regula
tory
org
anis
atio
n,
eg loca
l au
thority
fire
and r
escu
e se
rvic
e,
loca
l au
thority
build
ing r
egula
tors
□
conduct
ing a
udits
and insp
ections,
eg s
crutinis
ing p
lans,
mee
ting
with a
rchitec
ts a
nd o
wner
s, c
arry
ing o
ut
pre
mis
es v
isits,
chec
king
const
ruct
ion,
layo
ut,
equip
men
t, p
olic
ies
and p
roce
dure
s ag
ainst
re
gula
tory
req
uirem
ents
□
com
ple
x pre
mis
es a
nd e
nvi
ronm
ents
, eg
hig
h/t
ransi
ent
occ
upan
cy
larg
e sc
ale
build
ings
(ie
off
ice
com
ple
xes,
hote
ls,
indust
rial
pre
mis
es,
shoppin
g c
entr
es)
1.3
ev
aluat
e th
e lin
ks w
ith o
ther
re
gula
tors
to iden
tify
wher
e th
eir
activi
ties
im
pin
ge
on o
wn in
rela
tion t
o f
ire
safe
ty r
egula
tion
of
com
ple
x pre
mis
es a
nd
envi
ronm
ents
□
oth
er r
egula
tors
, eg
build
ing c
ontr
ol, H
ealth a
nd S
afet
y Exe
cutive
(H
SE),
Envi
ronm
ent
Agen
cy
□
impin
ge,
eg lim
it u
se o
f m
ater
ials
, re
strict
chan
ges
in s
truct
ure
and
layo
ut
1
Under
stan
d
requirem
ents
for
visi
ting c
om
ple
x pre
mis
es a
nd
envi
ronm
ents
for
the
purp
ose
s of
fire
saf
ety
regula
tion
1.4
cl
arify
the
org
anis
atio
n’s
hea
lth
and s
afet
y polic
y an
d its
ap
plic
atio
n in r
elat
ion t
o v
isits
to
com
ple
x pre
mis
es a
nd
envi
ronm
ents
□
Hea
lth a
nd s
afet
y polic
y ap
plic
atio
n in r
elat
ion t
o v
isits,
eg lone
work
ing,
risk
ass
essm
ent,
pro
tect
ion a
gai
nst
inju
ry (
PPE),
acc
ess,
w
ork
ing a
t hei
ght,
saf
eguar
din
g
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
12
0
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
1.5
ex
pla
in t
he
asse
ssm
ent
of
the
leve
l of
fire
saf
ety
risk
on
com
ple
x pre
mis
es a
nd
envi
ronm
ents
□
asse
ssm
ent,
eg judgem
ent
or
dec
isio
n b
ased
on v
alid
, au
then
tic,
re
liable
, cu
rren
t an
d s
uffic
ient
evid
ence
□
leve
l of
risk
, eg
ver
y lo
w,
low
, m
ediu
m,
hig
h,
very
hig
h,
dep
enden
t on p
robab
ility
of
risk
and im
pac
t
□
fire
saf
ety
risk
, eg
lik
ely
to c
ause
ignitio
n o
f a
fire
, lik
ely
to c
ause
dea
th o
r in
jury
due
to a
fire
1.6
ex
pla
in h
ow
to s
elec
t su
itab
le
options
to m
ove
com
ple
x pre
mis
es a
nd e
nvi
ronm
ents
to
war
ds
com
plia
nce
□
how
to s
elec
t, e
g d
epen
den
t on lev
el o
f non-c
om
plia
nce
and r
isk
signific
ance
□
suitab
le o
ptions,
eg info
rmal
, ve
rbal
, w
ritt
en c
om
plia
nce
req
ues
ts,
non-c
onfo
rmity
notice
s
□
com
plia
nce
, eg
in lin
e w
ith leg
al r
equirem
ents
1.7
ev
aluat
e w
ays
of
asse
ssin
g t
he
impac
t of
dec
isio
ns
mad
e on t
he
per
son(s
), t
he
pre
mis
es a
nd t
he
com
munity
□
way
s of
asse
ssin
g,
eg d
irec
t obse
rvat
ion (
pla
ns
and p
rem
ises
),
test
imony
of
per
son(s
) in
volv
ed,
aski
ng o
pin
ions,
surv
eyin
g
com
munity
□
impac
t, e
g incr
ease
d c
ost
, ex
tended
tim
esca
les,
chan
ge
of
use
, re
strict
ed a
cces
s, lim
itat
ions
of
conte
nts
of
pre
mis
es
□
dec
isio
ns,
eg r
equire
chan
ge
in c
onst
ruct
ion a
nd/o
r la
yout,
req
uire
extr
a pre
cautions,
req
uire
inst
alla
tion o
f ex
tra
syst
ems
1.8
ex
pla
in h
ow
to d
iffe
rentiat
e bet
wee
n f
orm
al a
nd info
rmal
en
forc
emen
t in
the
conte
xt o
f co
mple
x pre
mis
es a
nd
envi
ronm
ents
□
form
al e
nfo
rcem
ent,
eg o
ffic
ial, p
resc
ribed
com
plia
nce
req
uirem
ents
□
info
rmal
enfo
rcem
ent,
eg a
dvi
ce a
nd g
uid
ance
reg
ardin
g c
om
plia
nce
re
quirem
ents
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
12
1
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
1.9
cl
arify
the
asse
ssm
ent
of
contr
ol
mea
sure
s an
d m
anag
emen
t sy
stem
s to
iden
tify
bre
aches
of
legis
lation a
nd r
isks
to f
ire
safe
ty
in c
om
ple
x pre
mis
es a
nd
envi
ronm
ents
□
asse
ssm
ent
of
contr
ol m
easu
res,
eg judgem
ent
and d
ecis
ion b
ased
on lev
els
of
risk
red
uct
ion t
o a
n a
ccep
table
lev
el t
hro
ugh t
he
rem
ova
l of
haz
ards
or
dec
reas
ing t
he
pro
bab
ility
and/o
r im
pac
t of
the
risk
in
volv
ed
□
asse
ssm
ent
of
man
agem
ent
syst
ems,
eg judgem
ent
and d
ecis
ion
bas
ed o
n lev
els
of
risk
red
uct
ion t
o a
n a
ccep
table
lev
el t
hro
ugh t
he
imple
men
tation o
f sa
fety
polic
ies
and p
roce
dure
s su
ch a
s re
gula
r in
spec
tions,
tes
ting o
f eq
uip
men
t, t
rain
ing a
ctiv
itie
s, im
ple
men
tation
of
fire
war
den
s
□
bre
aches
in leg
isla
tion,
eg inco
rrec
t la
yout
and/o
r co
nst
ruct
ion,
inco
rrec
t use
of
mat
eria
ls,
unac
cepta
ble
haz
ards,
insu
ffic
ient
contr
ol
mea
sure
s
□
risk
s to
fire
safe
ty,
eg p
oor
house
keep
ing,
ignitio
n s
ourc
es,
unco
ntr
olle
d h
azar
ds,
fla
mm
able
mat
eria
ls
1.1
0
expla
in t
he
requirem
ents
for
com
munic
atin
g t
he
implic
atio
ns
of
findin
gs
to c
olle
agues
within
th
e org
anis
atio
n a
nd a
ppro
priat
e peo
ple
outs
ide
the
org
anis
atio
n
□
com
munic
atin
g,
eg v
erbal
ly,
in w
riting,
form
al let
ter,
em
ail, r
eport
, pre
senta
tion
□
implic
atio
ns
of
findin
gs,
eg incr
ease
d c
ost
, ex
tended
tim
esca
les,
ch
ange
of
use
, re
strict
ed a
cces
s, lim
itat
ions
of
conte
nts
of
pre
mis
es,
legal
pro
ceed
ings,
pro
secu
tion
□
colle
agues
within
the
org
anis
atio
n,
eg p
eers
, offic
e m
anag
ers,
sen
ior
offic
ers
□
appro
priat
e peo
ple
outs
ide
the
org
anis
atio
n,
eg o
wner
s, o
ccupie
rs,
visi
tors
, build
ers,
arc
hitec
ts
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
12
2
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
2.1
use
appro
priat
e dat
abas
es a
nd
oth
er info
rmat
ion s
ourc
es t
o
iden
tify
per
son(s
) an
d p
rem
ises
fo
r au
dit a
nd insp
ection,
in lin
e w
ith t
he
priorities
of
ow
n
auth
ority
□
appro
priat
e dat
abas
es,
eg C
om
munity
Fire
Ris
k M
anag
emen
t In
form
atio
n S
yste
m (
CFR
MIS
), S
OPH
TLO
GIC
□
oth
er info
rmat
ion s
ourc
es,
eg loca
l au
thorities
, gove
rnm
ent
offic
es,
HSE,
com
mer
cial
inst
itutions
□
per
son(s
), e
g o
wner
s, o
ccupie
rs,
visi
tors
, cu
stom
ers
□
com
ple
x pre
mis
es,
eg s
hops,
war
ehou
ses,
fac
tories
, hote
ls,
House
s in
Multip
le O
ccupat
ion,
educa
tional
est
ablis
hm
ents
, pla
ces
of
relig
ious
wors
hip
□
priorities
of
ow
n a
uth
ority
, eg
enfo
rcem
ent
of
appro
priat
e fire
saf
ety
legis
lation,
pro
vidin
g info
rmat
ion,
advi
ce a
nd g
uid
ance
for
pre
vention
purp
ose
s
2.2
pla
n a
logic
al s
erie
s of
insp
ections
for
com
ple
x pre
mis
es a
nd e
nvi
ronm
ents
w
hic
h is
consi
sten
t w
ith t
he
auth
ority
’s p
lans
and p
riorities
□
logic
al s
erie
s, e
g s
pec
ific
, ac
hie
vable
, tim
etab
led
□
the
auth
ority
’s p
lans
and p
riorities
, eg
pre
venting f
ires
and r
educi
ng
risk
2.3
pla
n indiv
idual
audits
and
insp
ections
for
com
ple
x pre
mis
es a
nd e
nvi
ronm
ents
, ta
king into
acc
ount
regula
tory
priorities
and p
erso
n(s
) av
aila
bili
ty
□
regula
tory
priorities
, an
d s
ubse
quen
t updat
es,
eg R
egula
tory
Ref
orm
(F
ire
Saf
ety)
Ord
er 2
005
□
per
son(s
) av
aila
bili
ty,
eg o
wner
, occ
upie
r, r
esponsi
ble
per
son f
or
pre
mis
es c
once
rned
, build
er,
arch
itec
t
2
Be
able
to p
repar
e fo
r a
visi
t to
co
mple
x pre
mis
es
and e
nvi
ronm
ents
2.4
use
info
rmat
ion g
ather
ed t
o
iden
tify
appro
priat
e ben
chm
arks
an
d lik
ely
priorities
for
consi
der
atio
n d
uring a
ny
conta
ct
with p
erso
n(s
)
□
info
rmat
ion,
eg u
se o
f pre
mis
es, num
ber
of
occ
upan
ts,
fire
saf
ety
equip
men
t an
d s
yste
ms
□
appro
priat
e ben
chm
arks
, an
d s
ubse
quen
t updat
es,
eg D
epar
tmen
t of
Com
munitie
s an
d L
oca
l G
ove
rnm
ent
guid
es —
Fire
Saf
ety
Ris
k Ass
essm
ent:
Offic
es a
nd S
hops;
Fire
Saf
ety
Ris
k Ass
essm
ent:
Fa
ctories
and W
areh
ouse
s
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
12
3
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
□
likel
y priorities
for
consi
der
atio
n,
eg intr
oduct
ion o
f co
ntr
ol m
easu
res
incl
udin
g c
han
ges
to s
truct
ura
l fe
ature
s of
pre
mis
es,
limitin
g u
se o
f pre
mis
es,
limitin
g n
um
ber
of
occ
upan
ts,
intr
oduct
ion o
f fire
saf
ety
equip
men
t an
d s
yste
ms
□
per
son(s
), e
g o
wner
, occ
upie
r, r
esponsi
ble
per
son f
or
pre
mis
es
conce
rned
, build
er,
arch
itec
t
2.5
dev
elop r
elev
ant
topic
are
as f
or
audit a
nd insp
ection w
ith
refe
rence
to o
rgan
isat
ional
priorities
□
rele
vant
topic
are
a, e
g m
anag
emen
t sy
stem
s, h
azar
ds
within
co
mple
x pre
mis
es,
stru
ctura
l fe
ature
s, o
ccupan
ts,
mea
ns
of
esca
pe,
si
gnag
e, w
arnin
g s
yste
ms,
em
ergen
cy lig
hting,
equip
men
t
□
org
anis
atio
nal
priorities
, eg
Inte
gra
ted R
isk
Man
agem
ent
Plan
(IR
MP)
3.1
se
cure
cooper
atio
n o
f th
e per
son(s
) w
ith a
uth
ority
to g
ain
acce
ss t
o p
rem
ises
and c
arry
out
regula
tory
act
ivity
□
secu
re c
ooper
atio
n,
eg t
hro
ugh v
erbal
or
writt
en a
gre
emen
t
□
per
son(s
), e
g o
wner
, occ
upie
r
□
regula
tions,
and s
ubse
quen
t updat
es,
eg R
egula
tory
Ref
orm
(Fi
re
Saf
ety)
Ord
er 2
005
3.2
co
nduct
audits
and insp
ections
of
com
ple
x pre
mis
es a
nd
envi
ronm
ents
saf
ely
□
safe
ly —
without
causi
ng inju
ry o
r dam
age
to s
elf,
oth
ers
and
pro
per
ty
3.3
m
anag
e th
e pac
e an
d p
roce
ss o
f th
e in
spec
tion w
ith f
lexi
bili
ty t
o
dea
l ap
pro
priat
ely
with iss
ues
outs
ide
the
scope
of
the
pla
n
□
pro
cess
of
the
insp
ection,
eg initia
l co
nta
ct w
ith r
elev
ant
per
son(s
),
booki
ng o
f tim
e an
d d
ura
tion,
reques
ting r
elev
ant
info
rmat
ion,
aski
ng r
elev
ant
ques
tions,
pro
vidin
g r
esponse
s, f
eedbac
k an
d r
eport
s as
req
uired
□
issu
es o
uts
ide
the
scope
of
the
pla
n,
eg inab
ility
to c
onta
ct r
elev
ant
per
son(s
), las
t m
inute
can
cella
tions
of
visi
t, n
on-c
onfo
rmitie
s to
the
regula
tory
req
uirem
ents
3
Be
able
to v
isit
com
ple
x pre
mis
es
and e
nvi
ronm
ents
to
car
ry o
ut
audits
and insp
ections
3.4
id
entify
sys
tem
s an
d p
roce
sses
put
in p
lace
to r
educe
ris
ks
□
syst
ems
and p
roce
sses
, eg
man
agem
ent
syst
ems,
appro
priat
e st
ora
ge
of
haz
ards
within
com
ple
x pre
mis
es,
stru
ctura
l fe
ature
s,
mea
ns
of
esca
pe,
sig
nag
e, w
arnin
g s
yste
ms,
em
ergen
cy lig
hting,
equip
men
t
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
12
4
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
3.5
dea
l w
ith iden
tified
iss
ues
in a
lo
gic
al a
nd s
yste
mat
ic m
anner
□
id
entified
iss
ues
, eg
non
-confo
rmitie
s to
the
regula
tory
req
uirem
ents
□
logic
al a
nd s
yste
mat
ic m
anner
, eg
thro
ugh c
lear
and c
onci
se
requirem
ents
rep
ort
s usi
ng S
MART o
bje
ctiv
es
3.6
id
entify
posi
tive
asp
ects
of
fire
sa
fety
per
form
ance
on w
hic
h
furt
her
chan
ge
and d
evel
opm
ent
can b
e built
□
posi
tive
asp
ects
of
fire
saf
ety
per
form
ance
, eg
corr
ect
com
ple
tion o
f Fi
re R
isk
Ass
essm
ent
and c
omplia
nce
with its
conte
nts
□
furt
her
chan
ge
and d
evel
opm
ent,
eg r
egula
r re
view
pro
cess
es,
seek
ing a
nd im
ple
men
tation o
f bes
t pra
ctic
e fr
om
oth
er p
rem
ises
, co
ntinual
fire
safe
ty t
rain
ing a
nd d
evel
opm
ent
3.7
cr
itic
ally
com
par
e findin
gs
with
exis
ting s
tandar
ds
and a
gai
nst
th
e princi
ple
s of
risk
ass
essm
ent
and c
ontr
ol to
iden
tify
if
any
risk
gap
(s)
exis
t
□
findin
gs,
eg c
onte
nts
of Fi
re R
isk
Ass
essm
ent
□
stan
dar
ds,
and s
ubse
quen
t updat
es,
eg R
egula
tory
Ref
orm
(Fi
re
Saf
ety)
Ord
er 2
005
□
princi
ple
s of
risk
ass
essm
ent
and c
ontr
ol, e
g t
o r
educe
the
pro
bab
ility
and im
pac
t of
the
haz
ards
invo
lved
cau
sing d
eath
or
inju
ry,
har
m t
o t
he
envi
ronm
ent
3.8
se
lect
acc
epta
ble
options
to
achie
ve a
ccep
table
sta
ndar
ds
wher
e risk
s ar
e in
adeq
uat
ely
contr
olle
d
□
acce
pta
ble
options,
eg in lin
e w
ith leg
al r
equirem
ents
, ag
reed
by
all
par
ties
conce
rned
with,
and leg
ally
res
ponsi
ble
for,
the
man
agem
ent
and e
nfo
rcem
ent
of
fire
saf
ety
□
acce
pta
ble
sta
ndar
ds,
eg c
onfo
rmin
g t
o t
he
Reg
ula
tory
Ref
orm
(Fi
re
Saf
ety)
Ord
er 2
005 a
nd s
ubse
quen
t updat
es t
hro
ugh s
tandar
d o
r bes
poke
engin
eere
d s
olu
tions
□
risk
contr
ol, e
g t
hro
ugh t
he
rem
ova
l of
haz
ards
or
by
imple
men
ting
contr
ol m
easu
res
and/o
r fire
saf
ety
syst
ems
and e
quip
men
t to
co
ntr
ol th
e risk
of
har
m
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
12
5
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
3.9
sp
ecify
the
enfo
rcem
ent
action
required
to s
ecure
com
plia
nce
by
self a
nd t
he
appro
priat
e per
son(s
)
□
enfo
rcem
ent
action,
eg n
otice
s fo
r ac
tion t
o b
e ta
ken,
pro
secu
tion
□
com
plia
nce
, eg
in lin
e w
ith R
egula
tory
Ref
orm
(Fi
re S
afet
y) O
rder
2005 a
nd s
ubse
quen
t updat
es
□
appro
priat
e per
son(s
), e
g o
wner
, occ
upie
r, p
erso
n(s
) re
sponsi
ble
for
fire
saf
ety
man
agem
ent
for
com
ple
x pre
mis
es
3.1
0
asse
ss t
he
likel
y im
pac
t on t
he
peo
ple
and p
roper
ty r
esultin
g
from
enfo
rcem
ent
action
□
asse
ss,
eg m
ake
dec
isio
n o
r ju
dgem
ent
bas
ed o
n e
viden
ce g
ather
ed
agai
nst
set
crite
ria
□
impac
t, e
g c
ost
, lo
ss o
f busi
nes
s, r
estr
iction o
f use
, re
strict
ion t
o
occ
upan
cy,
envi
ronm
enta
l im
pac
t, im
pac
t on c
om
munity
3.1
1
enco
ura
ge
dev
elopm
ent
of
fire
sa
fety
polic
ies,
pla
ns
and
pro
cedure
s to
influen
ce
appro
priat
e risk
man
agem
ent
stan
dar
ds
within
com
ple
x pre
mis
es a
nd e
nvi
ronm
ents
□
enco
ura
ge
dev
elopm
ent,
eg p
rovi
de
info
rmat
ion,
advi
ce a
nd
guid
ance
, offer
tra
inin
g o
pport
unitie
s an
d e
duca
tional
mat
eria
l
□
appro
priat
e risk
man
agem
ent
stan
dar
ds,
eg s
tandar
ds
and
requirem
ents
within
fire
risk
ass
essm
ent
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
12
6
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
4.1
pre
par
e cl
ear,
conci
se
insp
ection r
eport
s, in t
he
agre
ed
form
at
□
agre
ed f
orm
at,
eg a
s per
org
anis
atio
nal
polic
y, p
roce
dure
and u
se o
f st
andar
d f
orm
s 4
Be
able
to r
eport
on t
he
conduct
an
d f
indin
gs
of
the
visi
t to
com
ple
x pre
mis
es a
nd
envi
ronm
ents
4.2
pre
par
e in
spec
tion r
eport
s w
hic
h
will
:
in
form
the
nex
t vi
sit
pla
n
id
entify
who w
as m
et
in
dic
ate
the
purp
ose
of
the
insp
ection
in
dic
ate
any
limitat
ions
st
ate
the
salie
nt
findin
gs
st
ate
the
action t
aken
by
self
and o
ther
per
son(s
)
□
pre
par
e ac
cura
te r
eport
s in
lin
e w
ith r
elev
ant
guid
elin
es a
nd
pro
cedure
s
4.3
ev
aluat
e th
e ef
fect
iven
ess
of
the
insp
ection a
gai
nst
obje
ctiv
es in
the
pla
n
□
effe
ctiv
enes
s, e
g a
bili
ty o
f in
spec
tion t
o e
nsu
re s
uff
icie
nt
fire
saf
ety
pre
cautions
are
pre
sent
at t
he
pre
mis
es invo
lved
4.4
ar
range
any
furt
her
act
ion
required
by
ow
n o
r an
oth
er
regula
tory
auth
ority
□
furt
her
act
ion,
eg a
men
dm
ents
to fire
risk
ass
essm
ent,
chan
ges
to
polic
ies
and p
roce
dure
s in
man
agem
ent
of
pre
mis
es,
chan
ges
to f
ire
safe
ty e
quip
men
t, s
ignag
e an
d s
yste
ms,
chan
ges
to p
rem
ises
to
confo
rm t
o f
ire
safe
ty r
equirem
ents
(la
yout,
mat
eria
ls,
const
ruct
ion)
□
oth
er r
egula
tory
auth
ority
, eg
build
ing c
ontr
ol, E
nvi
ronm
ent
Agen
cy
4.5
co
mm
unic
ate
findin
gs
to
colle
agues
and u
pdat
e au
thority
re
cord
s
□
com
munic
ate,
eg v
erbal
ly,
in w
riting,
form
al r
eport
s, p
rese
nta
tions,
dat
abas
es
□
auth
ority
rec
ord
s, e
g r
isk
regis
ters
, risk
inte
lligen
ce d
atab
ases
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
127
Information for tutors
Delivery
When delivering the unit, centres must ensure that learners are given input on the unit amplification. Where legislation has been indicated, it is assumed that any subsequent legislation introduced that supersedes what is listed will be delivered and assessed.
It is important that in the delivery of this unit, all materials used relate to complex premises and environments.
When delivering learning outcome 1 it is important that the centre provides learners with opportunities to investigate the full range of regulatory authorities in relation to fire safety. Doing this will enable learners to develop their knowledge in full, and prepare them to select the appropriate authorities for assessment purposes. Delivery should clearly show how authorities link and how they work together to promote fire safety in complex premises and environments. Learners should then be given the opportunity to develop understanding of how different organisations apply health and safety policies. The use of guest speakers and visits to organisations would support the learning here. Learners will also need information on how risks are assessed and options available to ensure premises comply with fire safety regulations.
Delivery of learning outcomes 2, 3 and 4 should develop practical application skills.
For learning outcome 2 centres should provide learners with opportunities to plan visits to complex premises and environments. Centres should provide learners with examples of good and poor planning practice. In particular learners should look at information sources, regulatory priorities and appropriate benchmarks in order to understand the requirements of an effective plan.
For learning outcome 3 centres could role play visits. It would be appropriate for these to be broken down into the various components of a visit, and for a number of developmental opportunities to be provided prior to any summative assessment. The use of case studies, video presentations and guest speakers that highlight the positive experiences as well as potential issues when undertaking visits would support this delivery.
Learning outcome 4 focuses on the reporting that takes place following a visit to complex premises and environments. Learners should be provided with example reports that have demonstrated both good and bad practice in reporting. It is important that they are able to show understanding of the format expected as well as the content of any report that they produce. These reports should clearly show both the findings and any further actions that the inspector suggests are required to ensure compliance.
Assessment
For the knowledge and understanding component of the unit, assessment from a learning and development environment is allowed.
For the practical components, simulation in a learning and development environment is recommended but assessment in a workplace environment is also permitted.
The centre will devise assessments and undertake the assessment of learners.
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
128
Evidence here should show that learners can operate in a range of varied and specific contexts involving creative and non-routine activities. They should also be able to exercise appropriate judgement in planning, selecting or presenting information, methods or resources. They should also be able to generate a range of responses, a limited number of which are innovative, to well defined but often unfamiliar problems and evaluate information, using it to plan and develop investigative strategies.
It may be appropriate for the centre to provide a role play or case study that all assessment activities for the unit can link to. This would place in context the assessment activities that are undertaken. The case study should provide sufficient detail to allow learners to fully meet the requirements of the assessment for the unit.
AC1.1 requires learners to explain the aims, objectives and priorities of the regulatory authority detailed in the case study. All three must be fully covered, and the explanation should set out in detail the information, with reasons and examples. AC1.2 requires learners to explain the policies, instructions and procedures as indicated in the unit amplification, with examples. AC1.3 requires learners to evaluate how the work undertaken by regulators may affect other agencies in relation to fire safety, and how this links agencies together. AC1.4 requires learners to clarify the health and safety policy for the given organisation, in particular how they apply to visits to complex premises and environments. The policy should cover those that are appropriate for the assessment context. This description should be more than a list, and should include all the relevant information in relation to the different policies. For AC1.5 learners need to explain how the level of fire risk can be assessed. This does not require learners to form a judgement at this point, but rather to show how a judgement can be made. However, it is appropriate for learners to support their work with examples of how judgements can be made. AC1.6 takes this further, requiring learners to explain options that can move complex premises and environments towards compliance, and how to select them. Again it is the process that should be explained here. Then, for AC1.7, learners need to show how to evaluate ways of assessing the impact of their decisions in relation to the premises, the personnel in the organisation and the community as a whole. AC1.8 requires learners to differentiate between formal and informal enforcement, providing all the relevant information in relation to the different enforcement options available. The evidence should show where the different options can be used appropriately. AC1.9 requires learners to clarify how to assess control measures and management systems to identify breaches of fire safety legislation. Evidence for this should also show how these breaches can increase risk to fire safety. For AC1.10 learners need to explain the requirements for communicating the findings of the visit. It is the theoretical knowledge of the methods used to communicate information that is being assessed here rather than the application of the methods, which will come later in the unit. Learners should show they understand who they should report to, both within and outside the organisation, and the different methods of reporting.
Evidence for learning outcomes 2, 3 and 4 should come from practical exercises such as role plays, case studies or desktop scenarios to allow learners to fully demonstrate their ability to apply the knowledge attained throughout the unit. A single scenario may be used if it is complex enough to enable learners to produce sufficient evidence to meet all assessment criteria. Alternatively a range of scenarios may be used.
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
129
AC2.1 requires learners to use appropriate sources of information, as indicated in the unit amplification, to identify both person(s) and premises for inspection. It is important that the evidence is in line with their level of authority. Assessors could provide a range of case studies or scenarios, and learners could select an appropriate one to which they relate assessment activities. Learners should plan a series of inspections for the premises for AC2.2. As they plan, it is important that learners show how the steps taken are consistent with the priorities of the regulatory authority they are representing. For AC2.3 learners need to select and plan for individual audits or inspections. It is important that they show how they would prioritise and take into account the availability of person(s) involved. AC2.4 requires learners to identify benchmarks and likely priorities for consideration during the visit. This information will then inform the evidence for AC2.5, which requires learners to develop topic areas for the audit and inspection. These topic areas should clearly link to the organisational priorities such as integrated risk management planning.
The focus of assessment for learning outcome 3 is for learners to actually visit complex premises and environments to carry out an audit and inspection. This may come from activities undertaken as part of learners’ role or through role play and scenario-based assessment. It may be appropriate for assessors to undertake the role of manager/owner of the organisation being inspected for the purposes of assessment. AC3.1 requires learners to contact the person with authority to secure cooperation and gain access to the premises in order to carry out the audit and inspection. AC3.2 then requires learners to carry out the audit and inspection safely. This should be recorded through the use of an observation record completed by the assessor, and any notes made during the visit submitted as supporting evidence.
For AC3.3 learners need to manage the visit, ensuring that the pace and process of inspection is appropriate. Assessors should have a scenario planned that introduces an unexpected event to enable learners to demonstrate flexibility in their approach to the visit. AC3.4 requires learners, whilst undertaking the visit, to identify the systems and processes that are in place to reduce risks. AC3.5 requires learners to provide actions that deal with any identified issues in a logical and systematic manner. This should include the use of SMART (specific, measurable, achievable, relevant time-measured) objectives. For AC3.6 learners need to identify good practice, showing premises owner/occupier what they are doing well, and reinforcing to learners the importance of positive feedback in inspection and audit. Learners should also show how this good practice can be built upon and further developed. AC3.7 follows on from the previous criterion, requiring learners to critically compare their findings with existing standards to identify any gaps in control measures in relation to risk assessment. AC3.8 takes this further by requiring learners to select options that are in line with legal requirements that will allow the premises to achieve acceptable standards of risk management. For AC3.9 learners should identify the enforcement action required to secure compliance with fire safety regulation in force at the time of assessment. Once this has been done, learners should assess the likely impact of the enforcement action on the people and property to achieve AC3.10. These impacts could be cost related, restrict use and affect the wider community. For AC3.11 learners need to show how they would encourage the development of fire safety policies, plans and procedures within the premises.
Learning outcome 4 should be assessed after the role-play scenario. The focus of this learning outcome is on the reporting that occurs after a visit. AC4.1 requires learners to prepare an inspection report following the visit. This report should follow the format that has been agreed with assessors, and should use standard forms.
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
130
For AC4.2 learners must prepare a report that includes items listed in the unit content. For AC4.3, assessors should ensure that learners have evaluated the effectiveness of the inspection against the plan that was developed in learning outcome 2. It is important here that learners have reviewed the information then brought it together to form a conclusion. AC4.4 requires learners to show how they would arrange further action that they have identified as being required, and it may be that suggestions of how this would be monitored would support this criteria. Evidence for AC4.5 should show how learners would communicate their findings to colleagues and the authority, and how they would update records such as the risk register.
Indicative resource materials
Documents
Regulatory Reform (Fire Safety) Order 2005
www.legislation.gov.uk/uksi/2005/1541/contents/made
BS 9999:2008 Code of practice for fire safety in the design, management and use of buildings
http://shop.bsigroup.com/en/ProductDetail/?pid=000000000030158436
Chief Fire Officers Association Guidance documents
www.cfoa.org.uk/10039
Enforcement Concordat: Good Practice Guide for England and Wales
www.berr.gov.uk/files/file10150.pdf
Better Regulation Executive: Reducing Regulation Made Simple
www.bis.gov.uk/assets/biscore/better-regulation/docs/r/10-1155-reducing-regulation-made-simple.pdf
BR 187 External fire spread: Building separation and boundary distances
http://products.ihs.com/Ohsis-SEO/102614.html
Approved Document B Volume II www.planningportal.gov.uk/uploads/br/BR_App_Doc_B_v2.pdf
Approved Document M www.planningportal.gov.uk/uploads/br/BR_PDF_ADM_2004.pdf
BS 7974:2001 Application of fire safety engineering principles to the design of buildings. Code of practice
http://shop.bsigroup.com/en/ProductDetail/?pid=000000000030028692
Website
Chartered Institution of Building Services Engineers (CIBSE)
www.cibse.org
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
131
Unit 12: Review fire safety matters relating to existing or proposed construction
Unit reference number: H/503/3401
QCF level: 4
Credit value: 7
Guided learning hours: 50
Unit aim
This unit is about commenting on the suitability of materials and the fire risks associated with the design, construction, alteration and use of premises. Learners will work within their personal level of responsibility and authority for providing advice and information and dealing with compliance issues.
This unit is for practitioners employed or contracted to work with others in an organisation, for example fire wardens, fire marshals, site safety officers, owners or occupiers, who are responsible for making and maintaining suitable and sufficient fire safety arrangements.
It is also appropriate for regulators with responsibility for ensuring the requirements of fire safety and associated regulations are being met through cooperation or enforcement.
Essential resources
There are no special resources needed for this unit.
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
13
2
Learn
ing
ou
tco
mes,
ass
ess
men
t cr
iteri
a a
nd
un
it a
mp
lifi
cati
on
To p
ass
this
unit,
the
lear
ner
nee
ds
to d
emonst
rate
that
they
can
mee
t al
l th
e le
arnin
g o
utc
om
es f
or
the
unit.
The
asse
ssm
ent
criter
ia
det
erm
ine
the
stan
dar
d r
equired
to a
chie
ve t
he
unit.
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
1.1
su
mm
aris
e re
gula
tions,
codes
of
pra
ctic
e an
d g
uid
ance
ass
oci
ated
w
ith b
uild
ing c
onst
ruct
ion o
r al
tera
tion,
incl
udin
g n
atio
nal
and
inte
rnat
ional
sta
ndar
ds
□
regula
tions
and s
ubse
quen
t updat
es,
eg R
egula
tory
Ref
orm
(Fi
re
Saf
ety)
Ord
er 2
005
□
codes
of
pra
ctic
e an
d s
ubse
quen
t updat
es,
eg B
S 9
999:2
008
□
guid
ance
, eg
BS 7
974:2
001,
Com
munitie
s an
d L
oca
l G
ove
rnm
ent
(CLG
) fire
saf
ety
guid
es
□
nat
ional
sta
ndar
ds
and s
ubse
quen
t updat
es,
eg B
S 9
999:2
008
□
inte
rnat
ional
sta
ndar
ds
and s
ubse
quen
t updat
es,
eg I
SO
TC 9
2
1
Under
stan
d
legis
lative
and
org
anis
atio
nal
re
quirem
ents
for
revi
ewin
g f
ire
safe
ty m
atte
rs
rela
ting t
o e
xist
ing
or
pro
pose
d
const
ruct
ion
1.2
su
mm
aris
e th
e fa
ctors
in
fluen
cing t
he
sele
ctio
n o
f re
gula
tions,
codes
of
pra
ctic
e an
d g
uid
ance
ass
oci
ated
with
spec
ific
des
ign,
const
ruct
ion o
r al
tera
tion p
lans
□
fact
ors
, eg
inte
nded
use
of
const
ruct
ion (
off
ices
, in
dust
rial
unit,
reta
il, s
leep
ing a
ccom
modat
ion e
tc)
□
regula
tions
and s
ubse
quen
t updat
es,
eg R
egula
tory
Ref
orm
(Fi
re
Saf
ety)
Ord
er 2
005,
BS 7
974:2
001
□
codes
of
pra
ctic
e an
d s
ubse
quen
t updat
es,
eg B
S 9
999:2
008,
BS
7974:2
001
□
guid
ance
, eg
CLG
fire
safe
ty g
uid
es
□
des
ign p
lans,
eg initia
l ar
chitec
t’s
pla
ns
□
const
ruct
ion p
lans,
eg b
uild
er’s
pla
ns
bas
ed o
n a
rchitec
t’s
pla
ns
□
alte
ration p
lans,
eg c
om
bin
atio
n o
f ab
ove
for
chan
ges
to e
xist
ing
const
ruct
ion
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
13
3
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
1.3
ex
pla
in t
he
legis
lative
fra
mew
ork
an
d t
he
mec
han
ism
s of
enfo
rcem
ent
in n
ew,
alte
red a
nd
exis
ting b
uild
ings
□
legis
lative
fra
mew
ork
and s
ubse
quen
t updat
es,
eg R
egula
tory
Ref
orm
(Fi
re S
afet
y) O
rder
2005
□
mec
han
ism
s of
enfo
rcem
ent,
eg loc
al n
on-c
onfo
rmity
reques
ts,
legal
pro
secu
tion
2.1
ex
pla
in t
he
step
s to
tak
e to
work
w
ith o
ther
par
tner
s in
ord
er t
o
achie
ve a
sat
isfa
ctory
lev
el o
f fire
saf
ety
□
work
ing w
ith o
ther
s, e
g o
wner
s, p
erso
ns
resp
onsi
ble
for
fire
saf
ety
mat
ters
, occ
upie
rs
□
par
tner
s, e
g b
uild
ing c
ontr
ol offic
ers
□
satisf
acto
ry lev
el o
f fire
saf
ety,
eg c
om
plia
nce
with r
egula
tions
and
stan
dar
ds
required
for
pro
pose
d c
onst
ruct
ion
2.2
det
erm
ine
how
to a
cces
s so
urc
es
of
spec
ialis
t su
pport
, ad
vice
and
info
rmat
ion
□
sourc
es,
eg p
ublis
hed
and w
eb-b
ased
docu
men
ts,
guid
es a
nd
regula
tions
□
spec
ialis
t su
pport
, eg
loca
l co
unci
l build
ing c
ontr
ol, loca
l fire
and
resc
ue
serv
ice
□
spec
ialis
t ad
vice
, eg
leg
al,
advi
sory
□
spec
ialis
t in
form
atio
n,
eg loca
l, n
atio
nal
, in
tern
atio
nal
leg
isla
tion
2
Under
stan
d
pro
cedure
s an
d
pro
cess
es f
or
revi
ewin
g f
ire
safe
ty m
atte
rs
rela
ting t
o e
xist
ing
or
pro
pose
d
const
ruct
ion
2.3
ev
aluat
e th
e co
rrec
t ap
plic
atio
n
of
met
hodolo
gie
s, t
ools
and
tech
niq
ues
for
risk
ass
essm
ent
□
eval
uat
ion s
kills
, eg
gat
her
ing info
rmat
ion,
anal
ysis
of
the
info
rmat
ion,
dec
isio
n m
akin
g b
ased
on t
he
anal
ysis
□
applic
atio
n,
eg u
se,
pro
cess
of
putt
ing t
o u
se
□
met
hodolo
gie
s, e
g p
ract
ices
and p
roce
dure
s
□
tools
, eg
fire
risk
ass
essm
ent
form
s
□
tech
niq
ues
, eg
ski
lls,
work
pro
cess
es
□
risk
ass
essm
ent,
eg iden
tifica
tion o
f haz
ard,
likel
ihood o
f haz
ard
causi
ng a
dan
ger
ous
occ
urr
ence
, im
pac
t th
at it
would
hav
e
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
13
4
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
2.4
ev
aluat
e th
e im
pac
t of
pro
pose
d
const
ruct
ion o
r al
tera
tion o
n t
he
exis
ting f
ire
safe
ty s
yste
ms
both
during a
nd a
fter
im
ple
men
tation
□
eval
uat
ion s
kills
, eg
gat
her
ing info
rmat
ion,
anal
ysis
of
the
info
rmat
ion,
dec
isio
n m
akin
g b
ased
on t
he
anal
ysis
□
const
ruct
ion,
eg b
uild
ing,
asso
ciat
ed p
rem
ises
, en
viro
nm
ent
□
alte
ration,
eg c
han
ge
to e
xist
ing c
onst
ruct
ion
□
fire
saf
ety
syst
ems,
eg c
onst
ruct
ion d
esig
n,
equip
men
t, a
ctio
ns,
polic
ies
3.1
ex
pla
in c
lass
ific
atio
ns,
sp
ecific
atio
ns
and lim
itat
ions
of
build
ing m
ater
ials
in r
elat
ion t
o
fire
saf
ety
revi
ew
□
clas
sifica
tions,
eg B
S 4
76 —
Fire
test
s on b
uild
ing m
ater
ials
and
stru
cture
s
□
spec
ific
atio
ns
and s
ubse
quen
t updat
es,
eg A
STM
E119-1
2 S
tandar
d
Tes
t M
ethods
for
Fire
Tes
ts o
f Build
ing C
onst
ruct
ion a
nd M
ater
ials
□
limitat
ions,
eg d
isad
vanta
ges
, boundar
ies,
mar
gin
s, r
estr
ictions
□
build
ing m
ater
ials
, eg
all
mat
eria
ls u
sed in c
onst
ruct
ion o
f build
ing o
f pre
mis
es,
incl
udin
g s
urf
ace
finis
hes
□
fire
saf
ety
revi
ew,
eg r
egula
r updat
e of
fire
ris
k as
sess
men
t
3
Under
stan
d t
he
impac
t of
build
ing
mat
eria
ls a
nd
const
ruct
ion
met
hods
on f
ire
safe
ty
3.2
cl
arify
the
inte
ract
ion a
nd
com
pat
ibili
ty b
etw
een d
iffe
rent
build
ing m
ater
ials
under
var
ying
circ
um
stan
ces
□
inte
ract
ion,
eg e
ffec
t m
ater
ials
hav
e on e
ach o
ther
in f
ire
situ
atio
ns
□
com
pat
ibili
ty,
eg a
bili
ty t
o b
e use
d t
oget
her
or
not
□
build
ing m
ater
ials
, eg
all
mat
eria
ls u
sed in c
onst
ruct
ion o
f pre
mis
es,
incl
udin
g s
urf
ace
finis
hes
□
vary
ing c
ircu
mst
ance
s, e
g e
xposu
re t
o d
iffe
rent
tem
per
ature
ran
ges
, hum
idity,
subst
ance
s et
c
BA030061 –
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Cer
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ety
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e Auditors
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dex
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iplo
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ety
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tion L
imited
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13
5
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
3.3
an
alys
e th
e m
ethods
of
test
ing
mat
eria
ls a
nd t
he
limitat
ions
of
each
□
met
hods,
eg m
echan
ical
, ch
emic
al,
ther
mal
□
anal
ysis
ski
lls/t
echniq
ues
, eg
info
rmat
ion/d
ata
gat
her
ing,
inte
rpre
tation
□
test
ing,
eg e
xposu
re t
o v
aryi
ng c
ircu
mst
ance
s (e
g h
eat,
subst
ance
s,
abra
sion,
wei
ght,
str
ess)
□
mat
eria
ls,
eg u
sed in t
he
const
ruct
ion o
f th
e pre
mis
es (
eg w
ood,
brick
, sl
ate,
tile
s, c
oncr
ete,
met
als,
pla
stic
s, g
lass
, fibre
s, s
eala
nts
)
□
limitat
ions,
eg m
ater
ial pro
per
ties
, re
strict
ions
on u
se,
not
fit
for
purp
ose
3.4
ex
pla
in h
ow
inap
pro
priat
e se
lect
ion,
use
, lo
cation,
orien
tation a
nd inte
ract
ion o
f m
ater
ials
can
aff
ect
the
fire
per
form
ance
of
a build
ing
□
inap
pro
priat
e se
lect
ion,
eg m
ater
ial pro
per
ty r
equirem
ents
, fa
ctors
th
at m
ay c
ause
the
wro
ng m
ater
ial se
lect
ion f
or
required
use
□
use
, eg
str
uct
ura
l, d
ecora
tive
, fire
ret
ardan
t, w
eath
er r
esis
tant
□
loca
tion,
eg inte
rnal
, ex
tern
al
□
orien
tation,
eg v
ertica
l, h
orizo
nta
l, lat
eral
, sl
opin
g
□
inte
ract
ion o
f m
ater
ials
, eg
on e
xposu
re t
o f
ire,
hea
t, c
hem
ical
su
bst
ance
s
□
mat
eria
ls,
eg u
sed in t
he
const
ruct
ion o
f th
e pre
mis
es (
eg w
ood,
brick
, sl
ate,
tile
s, c
oncr
ete,
met
als,
pla
stic
s, g
lass
, fibre
s, s
eala
nts
)
□
fire
per
form
ance
, eg
eas
e of
catc
hin
g f
ire,
agen
t in
spre
adin
g f
ire,
re
leas
e of
hea
t, r
elea
se o
f ad
vers
e fire
gas
es,
intu
mes
cent
mat
eria
ls
3.5
ex
pla
in h
ow
qual
ity
of
const
ruct
ion c
an a
ffec
t th
e fire
per
form
ance
of
a build
ing
□
qual
ity
of
const
ruct
ion,
eg t
he
stan
dar
d t
o w
hic
h t
he
pre
mis
es is
built
(B
uild
ing R
egula
tions
2010,
par
ts A
-P)
□
fire
per
form
ance
, eg
eas
e of
catc
hin
g f
ire,
agen
t in
spre
adin
g f
ire,
re
leas
e of
hea
t, r
elea
se o
f ad
vers
e fire
gas
es,
intu
mes
cent
mat
eria
ls
BA030061 –
Spec
ific
atio
n –
Edex
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Cer
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ire
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ety
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) an
d E
dex
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Leve
l 4 D
iplo
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ire
Saf
ety
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e In
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tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
13
6
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
4.1
obta
in s
uff
icie
nt
info
rmat
ion
from
all
avai
lable
sourc
es t
o
enab
le a
n e
valu
atio
n o
f pro
posa
ls
□
suff
icie
nt,
eg e
nough t
o m
ake
a pro
fess
ional
eva
luat
ion a
nd d
ecis
ion
regar
din
g t
he
fire
ris
ks invo
lved
within
the
des
ign
□
info
rmat
ion,
eg a
ntici
pat
ed,
consi
der
ed,
iden
tified
thro
ugh t
he
fire
risk
ass
essm
ent
□
sourc
es,
eg a
rchitec
t, b
uild
ing c
ontr
acto
r, o
wner
, lo
cal au
thority
□
eval
uat
ion s
kills
, eg
gat
her
ing info
rmat
ion,
anal
ysis
of
the
info
rmat
ion,
dec
isio
n m
akin
g b
ased
on t
he
anal
ysis
4.2
co
nfirm
the
type,
ran
ge
and
leve
l of
risk
s as
soci
ated
with
pro
posa
ls
□
types
of
risk
s, e
g lik
elih
ood o
f ig
nitio
n,
likel
ihood t
o c
ause
har
m,
likel
ihood o
f fire
spre
ad
□
range
of
risk
s, e
g d
amag
e to
pre
mis
es,
equip
men
t, m
inor
inju
ry,
maj
or
inju
ry,
dea
th
□
leve
l of
risk
s, e
g h
igh,
med
ium
, lo
w
□
pro
posa
ls,
eg c
han
ges
to c
onst
ruct
ion p
lans
and m
ater
ials
, risk
co
ntr
ol m
easu
res
(const
ruct
ion,
equip
men
t, a
ctio
ns)
4
Be
able
to e
valu
ate
pla
ns
to d
eter
min
e fire
ris
ks
asso
ciat
ed w
ith
const
ruct
ion
des
ign
4.3
as
sess
pro
posa
ls a
gai
nst
nat
ional
and inte
rnat
ional
des
ign
stan
dar
ds
or
guid
ance
□
asse
ssm
ent
skill
s, e
g g
ather
info
rmat
ion a
nd e
viden
ce,
mak
e dec
isio
ns
bas
ed o
n e
viden
ce g
ather
ed,
report
dec
isio
ns
□
pro
posa
ls,
eg c
onst
ruct
ion p
lans,
ass
oci
ated
ris
k co
ntr
ol m
easu
res
□
nat
ional
des
ign s
tandar
ds
or
guid
ance
and s
ubse
quen
t updat
es,
eg
Build
ing R
egula
tions
2012,
BS 9
999:2
008,
BS 7
974:2
001
□
inte
rnat
ional
des
ign s
tandar
ds
or
guid
ance
and s
ubse
quen
t updat
es,
eg I
SO
TC 9
2
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
13
7
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
4.4
det
erm
ine
the
valid
ity
of
the
fire
st
rate
gy
asso
ciat
ed w
ith t
he
subm
issi
on t
o iden
tify
ris
ks
whic
h a
re n
ot
adeq
uat
ely
contr
olle
d
□
valid
ity,
eg e
ffec
tive
nes
s, leg
al a
ccep
tabili
ty
□
fire
str
ateg
y, e
g c
onte
nts
of fire
ris
k as
sess
men
t re
cord
□
risk
s, e
g r
isk
of
fire
, risk
of
fire
spre
ad,
risk
to life
(incl
udin
g o
ther
occ
upie
rs if
multip
le o
ccupan
ts)
□
not
adeq
uat
ely
contr
olle
d,
eg lev
el o
f risk
too h
igh
4.5
es
tablis
h t
hat
the
pro
pose
d
contr
ol m
easu
res
are
suitab
le
and s
uffic
ient
to m
anag
e risk
s ef
fect
ivel
y
□
contr
ol m
easu
res,
eg c
onst
ruct
ion,
equip
men
t, a
ctio
ns
□
suitab
le,
eg f
it f
or
purp
ose
□
suffic
ient,
eg a
deq
uat
e, e
nough
□
man
age
risk
s ef
fect
ivel
y, e
g k
eep lev
el o
f risk
low
, re
duce
im
pac
t of
risk
to a
n a
ccep
table
lev
el
4.6
as
sess
the
adeq
uac
y of
fire
sa
fety
mea
sure
s w
her
e fu
rther
in
form
atio
n b
ecom
es a
vaila
ble
□
asse
ssm
ent
skill
s, e
g g
ather
info
rmat
ion,
gat
her
evi
den
ce,
mak
e dec
isio
ns
bas
ed o
n e
viden
ce g
ather
ed,
report
dec
isio
ns
□
adeq
uac
y, e
g c
apab
ility
, ca
rry
out
the
required
funct
ion
□
fire
saf
ety
mea
sure
s, e
g c
onst
ruct
ion,
equip
men
t, a
ctio
ns
4.7
det
erm
ine
spec
ialis
t ad
vice
to
support
the
asse
ssm
ent,
wher
e fa
ctors
influen
cing r
isk
are
outs
ide
of
ow
n p
erso
nal
lev
el o
f ex
per
tise
□
spec
ialis
t ad
vice
to s
upport
ass
essm
ent,
eg s
ubje
ct m
atte
r ex
per
t,
legis
lation,
loca
l au
thority
, lo
cal fire
auth
ority
□
fact
ors
influen
cing r
isk,
eg n
ature
of
the
haz
ard invo
lved
, pote
ntial
im
pac
t of
haz
ard,
asso
ciat
ed lev
el o
f risk
□
ow
n p
erso
nal
lev
el o
f ex
per
tise
, eg
role
, qual
ific
atio
ns,
exp
erie
nce
BA030061 –
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ific
atio
n –
Edex
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vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
13
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Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
4.8
as
sess
the
impac
t of
the
pro
pose
d p
lans
on e
xist
ing f
ire
safe
ty a
rran
gem
ents
when
al
tering o
r ad
apting p
rem
ises
□
asse
ssm
ent
skill
s, e
g g
ather
info
rmat
ion,
gat
her
evi
den
ce,
mak
e dec
isio
ns
bas
ed o
n e
viden
ce g
ather
ed,
report
dec
isio
ns
□
impac
t, e
g e
ffec
t
□
fire
saf
ety
arra
ngem
ents
, eg
con
stru
ctio
n,
equip
men
t, a
ctio
ns
□
alte
ring,
eg e
xten
din
g,
chan
gin
g inte
rnal
lay
out,
chan
ge
of
use
, ch
ange
of
pre
mis
es c
onte
nts
□
adap
ting,
eg c
han
ge
of
use
, ch
ange
in p
rem
ises
conte
nts
□
pre
mis
es,
eg iden
tified
build
ing a
nd e
nvi
ronm
ent
5.1
det
erm
ine
the
clas
sifica
tions
and
spec
ific
atio
ns
of
the
pro
pose
d
mat
eria
ls
□
clas
sifica
tions
of
mat
eria
ls a
nd s
ubse
quen
t updat
es,
eg s
truct
ura
l,
dec
ora
tive
, m
asonry
, m
etal
s, w
oods,
pla
stic
s, t
her
mal
and m
ois
ture
pro
tect
ion,
doors
, w
indow
s, f
inis
hes
, sp
ecia
ltie
s, e
quip
men
t,
furn
ishin
gs,
mec
han
ical
, el
ectr
ical
□
spec
ific
atio
ns
of
mat
eria
ls a
nd s
ubse
quen
t updat
es,
eg d
escr
iptive
dat
a, s
tatist
ics,
BS 4
76-4
:1970
5
Be
able
to e
valu
ate
pla
nned
use
of
mat
eria
ls a
nd t
hei
r ef
fect
iven
ess
5.2
as
sess
the
risk
s, a
dva
nta
ges
and
dis
adva
nta
ges
of m
ater
ial ty
pe,
m
ethod o
f use
and inte
nded
lo
cation
□
asse
ssm
ent
skill
s, e
g g
ather
info
rmat
ion,
gat
her
evi
den
ce,
mak
e dec
isio
ns
bas
ed o
n e
viden
ce g
ather
ed,
report
dec
isio
ns
□
adva
nta
ges
of
mat
eria
l ty
pe,
eg a
bili
ty t
o r
esis
t ig
nitio
n,
abili
ty n
ot
to
tran
sfer
hea
t, a
bili
ty t
o c
onta
in f
ire
gas
es
□
dis
adva
nta
ges
of
mat
eria
l ty
pes
, eg
hig
h p
ote
ntial
to r
elea
se t
oxi
c gas
es,
rele
ase
fire
gas
es,
pote
ntial
to e
xplo
de
and im
plo
de
on
exposu
re t
o h
eat
and f
ire
□
met
hod o
f use
, eg
str
uct
ura
l, d
ecora
tive
, sp
ecia
list
□
inte
nded
loca
tion,
eg e
xter
nal
, in
tern
al,
expose
d,
encl
ose
d
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
13
9
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
6.1
re
port
cle
arly
and in d
etai
l to
en
able
under
stan
din
g b
y al
l re
cipie
nts
□
report
ing s
kills
, eg
ver
bal
, w
ritt
en,
elec
tronic
, la
nguag
e su
itab
ility
for
audie
nce
, le
gib
ility
, gra
mm
ar,
spel
ling,
fit
for
purp
ose
□
enab
ling u
nder
stan
din
g,
eg lan
guag
e use
, ap
pro
priat
e fo
rmat
□
reci
pie
nts
, eg
inte
rnal
, ex
tern
al,
pro
fess
ional
, non-p
rofe
ssio
nal
, le
gal
6.2
re
port
acc
ura
tely
, in
agre
ed
form
at a
nd w
ithin
the
agre
ed
tim
esca
le
□
report
ing s
kills
, eg
ver
bal
, w
ritt
en,
elec
tronic
, la
nguag
e su
itab
ility
for
audie
nce
, le
gib
ility
, gra
mm
ar,
spel
ling,
fit
for
purp
ose
□
agre
ed f
orm
at,
eg v
erbal
, w
ritt
en, el
ectr
onic
, st
andar
d p
ro f
orm
a,
report
□
agre
ed t
imes
cale
, eg
leg
al t
imef
ram
es,
neg
otiat
ed
6.3
m
ake
reco
mm
endat
ions
for
furt
her
act
ion b
ased
on t
he
resu
lts
of
asse
ssm
ent
□
reco
mm
endat
ions,
eg s
pec
ific
, m
easu
rable
, ac
hie
vable
, re
alis
tic,
tim
e bound,
reco
rded
□
resu
lts
of
asse
ssm
ent,
eg judgem
ent
dec
isio
n b
ased
on r
isk
asse
ssm
ent
6.4
in
dic
ate
whet
her
pla
ns
com
ply
w
ith c
urr
ent
legis
lation,
stan
dar
ds
and c
om
pan
y polic
y
□
pla
ns,
eg a
rchitec
t’s
pla
ns,
build
er’s
pla
ns
□
curr
ent
legis
lation a
nd s
ubse
quen
t updat
es,
eg B
uild
ing
Reg
ula
tions:
2010 (
Part
s A-P
)
□
stan
dar
ds
and s
ubse
quen
t updat
es,
eg B
ritish
Sta
ndar
ds
BS
9999:2
008,
BS 7
974:2
001
□
com
pan
y polic
y, e
g F
ire
Ris
k Ass
essm
ent
reco
rd
6
Be
able
to r
eport
on r
isks
with
reco
mm
endat
ions
to s
upport
ap
pro
priat
e risk
re
duct
ion
mea
sure
s, f
ire
pre
cautions
and
mai
nte
nan
ce
routines
6.5
ad
vise
on a
ctio
n r
equired
to
mee
t le
gal
and s
tatu
tory
re
quirem
ents
□
advi
sing s
tyle
, eg
info
rmal
, fo
rmal
, le
gal
□
action r
equired
, eg
advi
sory
, co
mplia
nce
req
uirem
ent
□
legal
req
uirem
ents
and s
ubse
quen
t updat
es,
eg B
uild
ing
Reg
ula
tions:
2010 (
Part
s A-P
)
□
stat
uto
ry r
equirem
ents
and s
ubse
quen
t updat
es,
eg R
egula
tory
Ref
orm
(Fi
re S
afet
y) O
rder
2005
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
14
0
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
6.6
ad
vise
on t
he
implic
atio
ns
of
non-c
om
plia
nce
with f
ire
safe
ty
requirem
ents
□
advi
sing s
tyle
, eg
info
rmal
, fo
rmal
, le
gal
□
implic
atio
ns,
eg r
isk
to p
eople
, build
ing,
conte
nts
, en
viro
nm
ent,
leg
al
□
fire
saf
ety
requirem
ents
, eg
Build
ing R
egula
tions:
2010,
British
Sta
ndar
ds
9999:2
008,
BS 7
974:2
001,
Fire
Ris
k Ass
essm
ent
6.7
sp
ecify
any
chan
ges
req
uired
to
achie
ve c
om
plia
nce
□
re
quired
chan
ges
, eg
ris
k re
duct
ion m
easu
res,
fire
pre
cautions,
m
ainte
nan
ce r
outines
□
com
plia
nce
, eg
Build
ing R
egula
tions:
2010,
British
Sta
ndar
ds
9999:2
008,
BS 7
974:2
001,
Fire
Ris
k Ass
essm
ent
reco
rd
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
141
Information for tutors
Delivery
When delivering the unit, centres must ensure that learners are given input on the unit amplification. Where legislation has been indicated, it is assumed that any subsequent legislation introduced that supersedes what is listed will be delivered and assessed.
When delivering learning outcome 1, learners should be given access to a range of relevant regulations, codes of practice and guidance that has been produced in relation to building construction and alteration, as suggested in the unit amplification. Delivery of this outcome may be enhanced through the use of guest speakers from the building industry or building control officers from the local authority to show how these requirements can influence the review of fire safety matters relating to construction. This will also support learners to develop their understanding of the legislative framework and mechanisms of enforcement that relate to this topic.
Learning outcome 2 focuses on the procedures and processes used to review fire safety matters. Within the delivery of this outcome learners will need to understand who professionals involved in reviewing fire safety have to work with, and how to access specialist support, advice and information. They will need the opportunity to develop evaluative skills in relation to risk assessment. Case studies of best practice and weaker examples of risk assessments would help learners develop their understanding and ability to evaluate. They will then be able to evaluate the risk assessments and the potential impact of the proposed construction or alterations on the fire safety systems.
It is important that delivery of learning outcome 3 develops learners’ theoretical understanding of the impact of building materials on fire safety. Learners should be given the opportunity to review the classification, specification and limitations of building materials, as indicated in the unit amplification. The use of case studies or desktop exercises would allow learners to see the compatibility of different materials in different situations, and develop the skills necessary to analyse methods used to test materials. Case studies will help learners develop their understanding of how selecting materials for use in inappropriate locations or scenarios and the quality of construction can affect fire safety in a building.
Learning outcome 4 will allow learners to apply their knowledge and understanding developed in this unit to practical situations. Formative opportunities should be provided and this may be through the use of case studies, role-play scenarios or table-top exercises. Learners should be given the opportunity to develop their understanding of available sources of information when evaluating proposals in relation to fire risks in construction design. They need to understand the importance of effective research when undertaking the evaluation. It may be useful to revisit the knowledge attained for learning outcome 1 in relation to national and international building standards. The learning outcome then moves on to develop learners’ ability to make decisions in relation to validity of fire strategy based on available information, and to identify risks that are not adequately controlled and to propose control measures to manage the risks effectively. Learners will need to practise their assessment and evaluation skills, particularly in relation to the adequacy of fire safety measures and the impact of proposed alterations on existing arrangements. Learners will need access to specialist advice to support assessments if the factors that influence risk are outside their own expertise.
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
142
For learning outcome 5 the use of case studies and desktop scenarios will help learners develop their evaluation skills. By examining a range of plans, they will be able to develop their understanding of the effectiveness of a range of materials and how they may be used. It will also develop their evaluation skills.
When delivering learning outcome 6 it is important to develop learners’ written and verbal reporting skills and their understanding of the importance of making sure reports are accessible to all. They need to learn the impact that selecting an inappropriate format or using specialist terminology can have when reporting on risks. Learners should be given the opportunity to examine a range of reports to see how recommendations should be made. The tutor should develop learners’ use of SMART targets as suggested in the unit amplification. Through examining a variety of architect’s and builder’s plans, learners will be able to develop an understanding of what does and doesn’t comply with current legislation and standards. Delivery should also cover the various advising styles to show how different styles may be used with different audiences, and for different actions. A range of risks in relation to people, buildings, contents and the environment should be shown to learners to help them understand the implications of non-compliance with fire safety requirements. This will also enhance the delivery of options available when specifying the changes needed to achieve compliance.
Assessment
For the knowledge and understanding component of the unit, assessment from a learning and development environment is allowed.
For the practical components, simulation in a learning and development environment is recommended but assessment in a workplace environment is also permitted.
The centre will devise assessments and undertake the assessment of learners.
When assessing AC1.1 it is important that learners are able to provide a clear summary of the regulations, codes of practice and guidance associated with building construction or alteration, with reference to both national and international standards. There must be evidence here of the main points and essential features of each item summarised. Learners also need to summarise the factors that influence the selection of regulations, codes of practice and guidance associated with specific design, construction or alteration plans to achieve AC1.2. The evidence for the previous two assessment criteria will inform the evidence for AC1.3, where learners should explain the legislative framework and enforcement mechanisms. The evidence here should be more detailed than a description, and should give reasons why the legislation and enforcement mechanisms are in place, with examples.
For AC2.1 learners need to explain the steps that should be taken to work with others in relation to fire safety. A satisfactory level of fire safety should be taken as one which achieves compliance with regulations and standards required for the proposed construction. AC2.2 requires learners to show how to access sources of specialist support, advice and information. It would be expected here that a range of sources would be discussed, in particular at least one source of specialist support, one of specialist advice and one of specialist information. AC2.3 requires learners to evaluate the application of methodologies, tools and techniques for risk assessment. In order to achieve this learners are expected to review a range of methods, bringing together the information to form a conclusion and providing evidence to support each of their views or statements. For AC2.4 learners should also use these skills to evaluate a proposed construction or alteration, showing how this might impact on existing fire safety systems during and after implementation.
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
143
It may be appropriate to use case study analysis to assess learning outcome 3. AC3.1 requires learners to explain the classifications, specifications and limitations of building materials and how they are used in a fire safety review. For AC3.2 learners need to review a range of building materials in relation to fire safety, and clarify the interaction and compatibility of the different materials under various circumstances such as exposure to temperature ranges or humidity. AC3.3 requires evidence of analysis to be submitted in relation to the testing methods and limitations of the materials discussed in AC3.2. The analysis should show how the different factors are related and how they contribute to the interaction or compatibility of the materials being tested. For AC3.4 learners need to explain how and why the inappropriate selection, use, location and interaction of materials can affect the fire performance of the building. Learners then need to explain how and why the quality of construction can impact on this to achieve AC3.5.
Learning outcomes 4 and 5 may be assessed through the use of a given case study, desktop scenario or from the workplace environment which allows learners to apply the knowledge gained through the study of this unit in a realistic scenario. It is important that any chosen exercise is sufficiently detailed as to allow learners to fully meet the requirements of the outcomes. AC4.1 requires learners to show how they obtained information from a range of sources to enable them to evaluate the proposals. For AC4.2 they need to assess the information to confirm the risks associated with the proposals. It is important that they clearly identify the type, range and level of risk. For AC4.3 learners must assess the proposal against national and international standards. They must give careful consideration to all the factors that apply and identify which are the most important or relevant. Learners should then consider the fire strategy that has been proposed and identify the risk(s) that have not been adequately controlled to achieve AC4.4, with a list of the main features as to why they have not been controlled. Evidence for AC4.5 will follow on from that for AC4.4, with learners proposing control measures for the risks identified, and establishing that they are sufficient and fit for purpose. To achieve AC4.6, learners may be provided with an updated case study or additional information for the desktop scenario which requires them to assess the adequacy of the fire safety measures. When reviewing the case study or exercise and to achieve AC4.7, learners should show how and where they can obtain specialist advice to support their assessment when the factors which may influence the risk fall outside their own level of expertise. AC4.8 may require an additional case study analysis or desktop scenario which considers plans in relation to an alteration or adaptation of premises. Learners need to assess the impact these plans may have on the existing fire safety arrangements for the building.
When considering the information in the case study used for learning outcome 4, it may be possible for learners to produce evidence for learning outcome 5. For AC5.1 learners should determine the classifications and specifications of proposed materials. This can be extended to produce evidence for AC5.2, in which learners need to assess the material in relation to risks, advantages and disadvantages. Again here there must be evidence that learners have carefully considered all the factors, and identified the most important.
For learning outcome 6 learners may prepare a report on the risks identified in the case study used for learning outcomes 4 and 5. This report may be written or in the form of a presentation. AC6.1 requires the report to be prepared in an appropriate format as agreed with the assessor, and for the report to contain sufficient detail and clarity for it to be understood by all recipients. The assessor must inform learners of the purpose and intended audience of the report. To achieve AC6.2 the report must be accurate, in the agreed format and submitted within an agreed
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
144
timescale. The report must contain specific recommendations in relation to the assessment undertaken in learning outcomes 4 and 5 in order to achieve AC6.3. AC6.4 requires learners to indicate how the plan complies with current legislation and standards. Areas of non-compliance must also be identified, supported by reference to the correct standards or legislation. For AC6.5 the report should advise on any action required to ensure that legal and statutory requirements are met and, for AC6.6, advise on the implications of non-compliance with the fire safety requirements. To achieve AC6.7, there must be clear indication of changes needed to achieve compliance and why, again referring appropriately to legislation and standards.
Indicative resource materials
Documents
Regulatory Reform (Fire Safety) Order 2005
www.legislation.gov.uk/uksi/2005/1541/contents/made
BS 9999:2008 Code of practice for fire safety in the design, management and use of buildings
http://shop.bsigroup.com/en/ProductDetail/?pid=000000000030158436
Chief Fire Officers Association Guidance documents
www.cfoa.org.uk/10039
Enforcement Concordat: Good Practice Guide for England and Wales
www.berr.gov.uk/files/file10150.pdf
Better Regulation Executive: Reducing Regulation Made Simple
www.bis.gov.uk/assets/biscore/better-regulation/docs/r/10-1155-reducing-regulation-made-simple.pdf
BRE 368 Design methodologies for smoke and heat exhaust ventilation
www.brebookshop.com/details.jsp?id=664
BS 5266-1:2011 Emergency lighting — Part 1: Code of practice for the emergency escape lighting of premises
http://shop.bsigroup.com/ProductDetail/?pid=000000000030263986
BS 5839-9:2011 Fire detection and fire alarm systems for buildings. Code of practice
http://shop.bsigroup.com/en/ProductDetail/?pid=000000000030187282
BS EN 12845:2004+A2:2009 Fixed firefighting systems. Automatic sprinkler systems. Design, installation and maintenance
http://shop.bsigroup.com/ProductDetail/?pid=000000000030208000
BS EN 12101-6:2005 Smoke and heat control systems. Specification for pressure differential systems
http://shop.bsigroup.com/ProductDetail/?pid=000000000030159191
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
145
Unit 13: Work in partnership to minimise risks to the community
Unit reference number: F/503/3406
QCF level: 4
Credit value: 4
Guided learning hours: 10
Unit aim
This unit is about the management and coordination, liaison with stakeholders and implementation of action to improve fire safety and community safety. As well as a community that is served by a Fire and Rescue Service, the community can be specific to those who work or use specific environments such as airports, docks and ports, industrial sites, railways etc.
This unit is for practitioners employed or contracted to work with others in an organisation, for example fire wardens, fire marshals, site safety officers, owners or occupiers, who are responsible for making and maintaining suitable and sufficient fire safety arrangements.
The unit is also appropriate for regulators with responsibility for ensuring the requirements of fire safety and associated regulations are being met through cooperation or enforcement.
NB: ‘Requirements’ specified in learning outcome 1 relate to a general term used to encompass learners’ understanding of all aspects of partnership work in the community.
Essential resources
There are no special resources needed for this unit.
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
14
6
Learn
ing
ou
tco
mes,
ass
ess
men
t cr
iteri
a a
nd
un
it a
mp
lifi
cati
on
To p
ass
this
unit,
the
lear
ner
nee
ds
to d
emonst
rate
that
they
can
mee
t al
l th
e le
arnin
g o
utc
om
es f
or
the
unit.
The
asse
ssm
ent
criter
ia
det
erm
ine
the
stan
dar
d r
equired
to a
chie
ve t
he
unit.
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
1.1
ex
pla
in t
he
princi
ple
s of
fire
and
com
munity
safe
ty
□
princi
ple
s of
fire
and c
om
munity
safe
ty,
eg p
reca
utions
and
activi
ties
tak
en t
o p
reve
nt
or
reduce
the
likel
ihood o
f a
fire
that
may
re
sult in d
eath
, in
jury
, or
pro
per
ty d
amag
e, a
lert
ing t
hose
in a
st
ruct
ure
to t
he
pre
sence
of
an u
nco
ntr
olle
d f
ire,
enab
ling t
hose
th
reat
ened
by
a fire
to s
urv
ive,
fire
dam
age
reduct
ion
1.2
ex
pla
in t
he
range
of
tools
av
aila
ble
to o
bta
in f
ire
and
com
munity
safe
ty info
rmat
ion
□
tools
ava
ilable
, eg
Fire
Ris
k Ass
essm
ent
reco
rds,
arc
hitec
t’s
pla
ns,
build
ing p
lans,
loca
l an
d n
atio
nal
dat
abas
es (
eg M
osa
ic),
loca
l au
thority
rec
ord
s (e
lect
ora
l ro
ll),
loca
l co
mm
unity
reco
rds
(com
munity
gro
ups)
□
fire
and c
om
munity
safe
ty info
rmat
ion,
eg b
uild
ing c
onst
ruct
ion,
purp
ose
, co
nte
nts
, occ
upan
cy,
com
munity
dem
ogra
phic
s (n
um
ber
s,
loca
tions)
1.3
ex
pla
in t
he
org
anis
atio
nal
polic
y an
d w
ork
ing p
ract
ice
in r
elat
ion
to f
ire
and c
om
munity
safe
ty
□
org
anis
atio
nal
polic
y an
d w
ork
ing p
ract
ices
, eg
what
act
ivitie
s ar
e under
take
n a
nd w
hy,
the
role
car
ryin
g o
ut
the
activi
ties
and w
hy
1
Under
stan
d
requirem
ents
for
work
ing in
par
tner
ship
to
min
imis
e risk
s to
th
e co
mm
unity
1.4
an
alys
e th
e st
akeh
old
ers
invo
lved
in f
ire
and c
om
munity
safe
ty a
nd t
hei
r ro
les
and
resp
onsi
bili
ties
□
stak
ehold
ers,
eg o
wner
s, o
ccupie
rs,
emplo
yers
, ar
chitec
ts,
build
ers,
lo
cal au
thorities
, co
mm
unity
gro
ups,
indiv
idual
s in
the
com
munity
□
role
s an
d r
esponsi
bili
ties
, eg
leg
al (
com
plia
nce
with c
urr
ent
build
ing
regula
tions,
curr
ent
fire
saf
ety
legis
lation a
nd r
elev
ant
updat
es),
m
ora
l (r
esponsi
bili
ties
to a
ct a
s ro
le m
odel
s, p
rovi
de
evid
ence
of
bes
t pra
ctic
e)
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
14
7
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
1.5
su
mm
aris
e th
e obje
ctiv
es a
nd
com
ponen
ts o
f sa
fety
educa
tion
in t
he
com
munity
□
obje
ctiv
es,
eg g
oal
s, r
equired
outc
om
es,
targ
ets
□
com
ponen
ts,
eg p
rovi
sion o
f in
form
atio
n,
advi
ce a
nd g
uid
ance
, dem
onst
ration o
f sa
fety
act
ivitie
s to
ach
ieve
obje
ctiv
es
1.6
ex
pla
in t
he
curr
ent
safe
ty
pro
gra
mm
es a
nd a
ctiv
itie
s an
d
thei
r purp
ose
□
safe
ty p
rogra
mm
es a
nd a
ctiv
itie
s, e
g n
atio
nal
cam
pai
gns
(cooki
ng
fire
saf
ety,
sm
oke
ala
rms)
, lo
cal ca
mpai
gns
(work
ing w
ith v
uln
erab
le
gro
ups)
□
purp
ose
, eg
to p
reve
nt
or
reduce
the
likel
ihood o
f a
fire
that
may
re
sult in d
eath
, in
jury
, pro
per
ty d
amag
e, a
lert
those
in a
str
uct
ure
to
the
pre
sence
of
an u
nco
ntr
olle
d f
ire,
enab
le t
hose
thre
aten
ed b
y a
fire
to s
urv
ive,
red
uce
fire
dam
age
1.7
ev
aluat
e th
e cr
itic
al r
isks
within
th
e co
mm
unity
and a
ssoci
ated
co
ntr
ol m
easu
res
□
critic
al r
isks
, eg
fire
rela
ted d
eath
, in
jury
□
eval
uat
ion m
ethods,
eg g
ather
ing info
rmat
ion,
anal
ysin
g info
rmat
ion,
dec
isio
n m
akin
g b
ased
on t
he
anal
ysis
□
contr
ol m
easu
res,
eg e
duca
tion,
info
rmat
ion,
advi
ce a
nd g
uid
ance
, pro
visi
on o
f sm
oke
ala
rms
for
priva
te d
wel
lings,
nat
ional
leg
isla
tion
(Reg
ula
tory
Ref
orm
(Fi
re S
afet
y) O
rder
2005)
1.8
ex
pla
in h
ow
to p
rioritise
co
mm
unity
safe
ty initia
tive
s □
how
to p
rioritise
, eg
ran
k, c
arry
out
acco
rdin
g t
o im
pac
t on
vuln
erab
le g
roups,
red
uci
ng inci
den
ce o
f risk
s, c
ost
-ben
efit
□
com
munity
safe
ty initia
tive
s, e
g n
atio
nal
cam
pai
gns
(cooki
ng f
ire
safe
ty,
smoke
ala
rms
etc)
, lo
cal ca
mpai
gns
(work
ing w
ith v
uln
erab
le
gro
ups)
1.9
ex
pla
in h
ow
to k
eep a
div
erse
co
mm
unity
bet
ter
invo
lved
and
info
rmed
□
div
ersi
ty a
war
enes
s, e
g k
now
ledge
of
com
munity
gro
ups,
age,
rac
e,
gen
der
, re
ligio
us
bel
iefs
, cu
ltura
l bel
iefs
, se
xual
ity,
dis
abili
ty
□
how
to invo
lve,
eg d
evel
op o
rgan
isat
ional
str
ateg
ies,
polic
ies
and
pro
cedure
s, e
ngag
emen
t ac
tivi
ties
(pre
senta
tions,
dem
onst
rations
and d
iscu
ssio
ns
to c
om
munity
gro
ups)
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
14
8
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
2.1
ev
aluat
e in
form
atio
n o
n s
afet
y fr
om
rel
evan
t st
akeh
old
ers
□
stak
ehold
ers,
eg o
wner
s, o
ccupie
rs,
emplo
yers
, ar
chitec
ts,
build
ers,
lo
cal au
thorities
, co
mm
unity
gro
ups,
indiv
idual
s in
the
com
munity
□
eval
uat
ion m
ethods,
eg g
ather
ing info
rmat
ion,
anal
ysis
of
info
rmat
ion,
dec
isio
n m
akin
g b
ased
on t
he
anal
ysis
□
info
rmat
ion,
eg c
om
munity
haz
ards
(ars
on d
ata,
tra
ffic
colli
sion
‘bla
ck s
pots
’)
2.2
ag
ree
role
s an
d r
esponsi
bili
ties
fo
r im
pro
ving s
afet
y, b
ased
on a
risk
ass
essm
ent
of
com
munity
nee
ds
□
seek
ing a
nd s
ecuring a
gre
emen
t, e
g c
om
munity
par
tner
ship
s,
serv
ice/
par
tner
ship
lev
el a
gre
emen
ts
□
role
and r
esponsi
bili
ties
, eg
leg
al (
com
plia
nce
with c
urr
ent
build
ing
regula
tions,
curr
ent
fire
saf
ety
legis
lation a
nd r
elev
ant
updat
es),
m
ora
l (r
esponsi
bili
ties
to a
ct a
s ro
le m
odel
s, p
rovi
de
evid
ence
of
bes
t pra
ctic
e)
□
risk
ass
essm
ent,
eg h
azar
d iden
tifica
tion,
likel
ihood o
f haz
ard
causi
ng a
dan
ger
ous
occ
urr
ence
, im
pac
t th
at it
would
hav
e
□
com
munity
nee
ds,
eg r
equirem
ents
of
com
munity
bas
ed o
n
info
rmat
ion g
ather
ing f
rom
within
the
com
munity,
invo
lvin
g a
ll as
pec
ts o
f th
e co
mm
unity,
anal
ysis
of
the
info
rmat
ion,
dec
isio
ns
bas
ed o
n t
he
anal
ysis
2
Be
able
to lia
ise
with s
take
hold
ers
to im
pro
ve s
afet
y in
the
com
munity
2.3
ag
ree
cohes
ive
pro
gra
mm
es f
or
safe
ty w
hic
h a
re r
ealis
tic,
ac
hie
vable
and r
elev
ant
to
iden
tified
ris
ks
□
seek
ing a
nd s
ecuring a
gre
emen
t, e
g c
om
munity
par
tner
ship
s,
serv
ice/
par
tner
ship
lev
el a
gre
emen
ts
□
pro
gra
mm
es,
eg n
atio
nal
cam
pai
gns
(cooki
ng f
ire
safe
ty,
smoke
al
arm
s),
loca
l ca
mpai
gns
(work
ing w
ith v
uln
erab
le g
roups)
□
real
istic,
ach
ieva
ble
and r
elev
ant,
eg r
esourc
e re
quirem
ents
to
succ
eed w
ith t
he
des
ired
outc
om
e(s)
that
pro
vide(
s) t
he
required
risk
contr
ol m
easu
res,
within
the
avai
lable
budget
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
14
9
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
2.4
se
cure
com
mitm
ent
from
st
akeh
old
ers
for
the
imple
men
tation o
f ag
reed
pro
gra
mm
es
□
stak
ehold
ers,
eg o
wner
s, o
ccupie
rs,
emplo
yers
, ar
chitec
ts,
build
ers,
lo
cal au
thorities
, co
mm
unity
gro
ups,
indiv
idual
s in
the
com
munity
□
met
hods
to s
ecure
com
mitm
ent,
eg c
olla
bora
tive
work
ing g
roups
with s
ervi
ce a
gre
emen
ts
2.5
es
tablis
h a
ctiv
e co
mm
unic
atio
n
and t
he
exch
ange
of
info
rmat
ion
to p
rom
ote
a c
ulture
of
continuous
impro
vem
ent
□
how
to e
stab
lish a
ctiv
e co
mm
unic
atio
n,
eg c
reat
ing,
mai
nta
inin
g,
continual
com
munic
atio
n t
hat
rec
ognis
es,
ackn
ow
ledges
, re
sponds,
re
plie
s
□
effe
ctiv
e ex
chan
ge
of
info
rmat
ion,
eg v
erbal
, w
ritt
en,
elec
tronic
□
how
to e
stab
lish a
culture
of
continuous
impro
vem
ent,
eg c
reat
ing a
sh
ared
bel
ief
and v
alue
of
alw
ays
mak
ing t
hin
gs
bet
ter
2.6
pro
mote
pla
ns,
tim
esca
les
and
obje
ctiv
es f
or
safe
ty a
ctiv
itie
s w
hic
h inte
gra
te w
ith b
road
er
com
munity
pla
ns
□
pro
mote
, eg
support
, en
coura
ge
□
bro
ader
com
munity
pla
ns,
eg loc
al a
uth
ority
pla
ns
(educa
tion,
child
ren’s
ser
vice
s, s
oci
al s
ervi
ces,
tra
nsp
ort
), C
om
munitie
s an
d
Loca
l G
ove
rnm
ent
(CLG
) pla
ns
3
Be
able
to
imple
men
t ac
tion
to im
pro
ve
com
munity
safe
ty
3.1
pro
mote
the
ben
efits
of
active
co
llabora
tion o
n s
afet
y is
sues
to
achie
ve c
om
mitm
ent
and
invo
lvem
ent
□
how
to p
rom
ote
, eg
support
, en
coura
ge
□
ben
efits,
shar
ing c
ost
and r
esourc
es,
impro
ved im
pac
t, c
utt
ing
duplic
atio
n o
f tim
e, r
educt
ion in indiv
idual
org
anis
atio
nal
eff
ort
re
quirem
ents
, w
ider
cove
rage
□
active
colla
bora
tion,
eg s
etting u
p o
r in
volv
emen
t in
work
ing g
roups
with o
ther
agen
cies
, au
thorities
, st
akeh
old
ers
□
achie
ving c
om
mitm
ent
and invo
lvem
ent,
eg iden
tify
ing r
ole
s,
resp
onsi
bili
ties
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
15
0
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
3.2
ag
ree
mea
sure
s an
d m
ethods
to
eval
uat
e sa
fety
act
ivitie
s □
how
to a
gre
e, e
g s
trat
egie
s to
rea
ch a
gre
emen
t, d
raw
up
colla
bora
tive
pla
ns
and a
ctio
ns
□
mea
sure
s an
d m
ethods
of
eval
uat
ion,
eg g
ather
ing info
rmat
ion,
anal
ysis
of
info
rmat
ion,
dec
isio
n m
akin
g b
ased
on t
he
anal
ysis
, re
cord
ing o
f dec
isio
ns
□
safe
ty a
ctiv
itie
s, e
g n
atio
nal
cam
pai
gns
(cooki
ng f
ire
safe
ty,
smoke
al
arm
s),
loca
l ca
mpai
gns
(work
ing w
ith v
uln
erab
le g
roups)
3.3
co
nfirm
the
role
s,
resp
onsi
bili
ties
, obje
ctiv
es a
nd
tim
esca
les
for
agre
ed a
ctiv
itie
s
□
confirm
, eg
auth
entica
te a
nd v
alid
ate
thro
ugh w
ritt
en a
gre
emen
ts
(role
des
crip
tions,
ser
vice
lev
el a
gre
emen
ts)
□
role
s, e
g f
unct
ions,
jobs,
tas
ks
□
resp
onsi
bili
ties
, eg
acc
ounta
bili
ties
, duties
, dep
endab
ilities
□
obje
ctiv
es,
eg p
urp
ose
, goal
(s)
□
tim
esca
les,
eg d
eadlin
es,
short
, m
ediu
m,
long t
erm
3.4
co
nfirm
the
avai
labili
ty o
f ag
reed
re
sourc
es t
o s
upport
im
ple
men
tation,
monitoring a
nd
revi
ew
□
reso
urc
e re
quirem
ents
, eg
phys
ical
, fu
ndin
g,
tim
e, s
taff
ing
□
confirm
ing a
gre
emen
t, e
g info
rmal
(ve
rbal
), f
orm
al m
ethods
(booki
ng r
esourc
es,
writt
en a
gre
emen
ts)
3.5
im
ple
men
t ag
reed
pro
gra
mm
es
within
agre
ed t
imes
cale
s □
how
to im
ple
men
t pro
gra
mm
es,
eg iden
tify
ing t
he
targ
et a
udie
nce
, ac
tive
ly e
ngag
ing w
ith a
ll st
akeh
old
ers,
support
ing t
he
runnin
g o
f pro
gra
mm
es,
pro
vidin
g a
ppro
priat
e to
ols
, m
anag
ing b
udget
s,
eval
uat
ing,
shar
ing lea
rnin
g
□
tim
esca
les,
eg s
hort
, m
ediu
m,
long t
erm
, dea
dlin
es
3.6
m
onitor
imple
men
tation a
gai
nst
ag
reed
rev
iew
mea
sure
s □
how
to m
onitor
pro
gra
mm
e im
ple
men
tation
□
revi
ew m
easu
res,
eg s
ourc
es o
f ev
iden
ce f
or
revi
ew,
info
rmat
ion
anal
ysis
, ev
aluat
ing a
gai
nst
agre
ed r
evie
w m
easu
res
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
15
1
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
3.7
id
entify
sourc
es o
f ad
vice
and
support
to m
anag
e an
y difficu
ltie
s th
at a
rise
during
imple
men
tation
□
sourc
es o
f ad
vice
and s
upport
, eg
ow
n lin
e m
anag
emen
t an
d p
eers
, ex
per
t re
sourc
es,
inte
rnet
bas
ed r
esourc
es,
legis
lation
□
det
erm
inin
g t
he
suitab
ility
/appro
priat
enes
s of
sourc
es,
eg c
onfirm
ing
valid
ity,
auth
entici
ty,
relia
bili
ty,
curr
ency
, su
ffic
iency
3.8
re
port
on t
he
resu
lts,
ef
fect
iven
ess
and s
uffic
iency
of
safe
ty a
ctiv
itie
s
□
report
, eg
ver
bal
, w
ritt
en,
elec
tronic
, fo
rmal
, in
form
al
□
resu
lts,
effec
tive
nes
s an
d s
uffic
iency
, eg
dat
a gat
her
ing,
outc
om
es,
conse
quen
ces,
pro
duct
s
3.9
re
com
men
d m
ethods
and a
ctio
n
to im
pro
ve f
utu
re s
afet
y ac
tivi
ties
□
reco
mm
end,
eg f
orm
al,
info
rmal
, w
ritt
en,
verb
al,
appro
priat
e use
of
languag
e fo
r ta
rget
audie
nce
□
met
hods
and a
ctio
n t
o im
pro
ve,
eg p
roce
sses
(re
view
, as
sess
men
t,
eval
uat
ion,
shar
ing lea
rnin
g),
fac
tors
aff
ecting a
ctiv
itie
s (s
tren
gth
s of
com
munity
gro
ups
and s
take
hold
ers,
com
mitm
ent
of
role
hold
ers,
re
sourc
e dem
and,
reso
urc
e use
, budget
lim
its)
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
152
Information for tutors
Delivery
When delivering the unit, centres must ensure that learners are given input on the unit amplification. Where legislation has been indicated, it is assumed that any subsequent legislation introduced that supersedes what is listed will be delivered and assessed.
When planning the delivery of learning outcome 1, centres will need to consider the principles of fire and community safety and how these are met when working in partnership to minimise risks. Learners should be given access to a range of resources in relation to obtaining community safety information, including risk assessment pro formas, plans and electoral rolls. It is important that learners have opportunities to examine the effectiveness of these in order to explain then when being assessed. Delivery of this outcome will be enhanced through the use of guest speakers or visits to local community groups in order for learners to develop their understanding of the objectives of community safety organisations, and how these relate to the goals of community safety education programmes in the community. This will allow them to develop sufficient understanding to go on to evaluate the programmes in relation to critical risks.
Delivery of learning outcome 2 will build upon the experience and knowledge developed in learning outcome 1, as it will allow learners to interact with stakeholders. Delivery may be linked to that of learning outcome 1, for example agreeing roles and responsibilities for improving safety may be developed or enhanced through the guest speakers and visits. Role play or scenario-based learning experiences should be planned into the delivery of this learning outcome to develop learners’ practical skills.
Learning outcome 3 will require theoretical input as to methods used to promote the benefits of collaboration on safety issues. It is important that learners develop a clear understanding of these benefits as well as how to promote them. In addition, learners will need to examine a number of methods of evaluating safety activities before choosing the ones to be used. The remainder of the unit may be delivered through examination of case studies, formative role plays and scenario-based activities that allow learners to practically apply their knowledge.
Assessment
For the knowledge and understanding component of the unit, assessment from a learning and development environment is allowed.
For the practical components, simulation in a learning and development environment is recommended but assessment in a workplace environment is also permitted.
The centre will devise assessments and undertake the assessment of learners.
For AC1.1, learners must explain the principles of fire and community safety. This requires a deeper level of knowledge than a description, and learners need to set out the principles in detail, supported with examples. It may be useful if they start by introducing the principles and then move on to the how and why.
AC1.2 requires learners to explain a range of tools available to obtain fire and safety information, including risk assessment records, plans, databases and local records.
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
153
For AC1.3 learners may explain the policies and working practices of any organisation in relation to fire and community safety. It is not sufficient simply to identify these policies and practices; an explanation is required which details of what is carried out and why.
For AC1.4, learners need to analyse the stakeholders involved, including their roles and responsibilities and how they link to each other and fire and community safety. Again here a list of stakeholders with their roles and responsibilities is insufficient.
AC1.5 requires learners to provide evidence of the main points of the objectives and components of safety education in the community. The summary should contain more than a list, and must include the essential features of the safety education covered.
This may link to AC1.6, which requires learners to explain the safety programmes and activities, including both national and local campaigns and reasons for the programmes and activities.
AC1.7 requires learners to select evaluation method(s) and use them to evaluate the critical risks that exist within the community and the control measures that are in place. There must be clear evidence of evaluative comments.
AC1.8 requires learners to examine a number of community safety initiatives and explain how to prioritise them, showing the reasons for their choices.
For AC1.9 learners need to reflect on their learning and explain how a diverse community can be kept better informed, providing examples and reasons for the methods they suggest.
Learning outcome 2 requires learners to apply knowledge that they have gained within the study of the unit. The assessment of this outcome may take place in a scenario-based activity, a role play, another practical exercise or in the workplace. Evidence may be in the form of witness testimony and observation records, but these should be accompanied by supporting evidence.
To achieve AC2.1, learners need to gather information in relation to safety from stakeholders, and then evaluate it.
AC2.2 leads on from this, and requires evidence of agreement of roles and responsibilities based on the assessment of community needs. Within the evidence presented for this learning outcome, AC2.3 will be met through the agreement of cohesive safety programmes. The evidence for AC2.3 and 2.2 may be in the form of meeting minutes which show not only that agreement has been made, but how this was achieved.
There needs to be evidence of commitment for the implementation of the agreed programmes to achieve AC2.4.
AC2.5 requires learners to show how they have established active communication in order to promote continuous improvement. Learners need to communicate and exchange information successfully using a variety of means, such as verbal, written and electronic methods.
This will also support the evidence for AC2.6, which requires learners to show how they have promoted safety activities and how these integrate with broader plans in the community.
Again, learning outcome 3 requires the practical application of knowledge attained through the study of the unit. Assessment could be linked to the assessment of learning outcome 2, with a single practical exercise, scenario-based assessment, role play or workplace activity. AC3.1 requires learners to show that they have
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
154
considered a range of methods that can be used to promote collaboration on safety issues before selecting one to use. Learners need to show that they are promoting the benefits of collaboration and how this can achieve commitment and involvement from the community.
For AC3.2 learners need to establish the measures and methods that will be used to evaluate the activities. They are expected to justify the methods selected and make some reference to those considered but discounted.
Evidence for AC3.3 may be in the form of minutes of meetings or review documents that show how the roles, responsibilities, objectives and timescales were agreed by all involved.
Evidence for AC3.4 may be linked to that for AC3.3, and requires learners to show what resources are required as well as how they have confirmed their availability.
Evidence for AC3.5 and 3.6 may be linked and provided through witness statements or observation records with supporting evidence to show that the programmes have been implemented and monitored, ensuring that agreed timescales have been met and the agreed review measures have been used.
It may be that evidence for AC3.7 is naturally occurring as learners undertake the practical activity, as they may have to seek advice to manage difficulties. If this is not the case, the assessor could plan a scenario that requires advice and support and the learner’s response to this will provide the necessary evidence.
AC3.8 and 3.9 will be produced as a result of the reflection and review of the practical assessment activity undertaken. Evidence should include a formal summary of the results and effectiveness of the programme, with reference to data, outcomes and feedback from those involved. Learners also need to recommend methods and actions to improve similar programmes in the future.
If the practical activity undertaken for assessment of learning outcomes 2 and 3 is a group activity, the evidence must show how each learner met the requirements of the assessment criteria. If witness statements or observation records are used, it is important that they are individual to each learner, and that they are fully completed.
Indicative resource materials
Documents
Dangerous Substances and Explosive Atmospheres Regulations 2002
www.legislation.gov.uk/uksi/2002/2776/contents/made
Building Act 1984 www.legislation.gov.uk/ukpga/1984/55/section/59
Control of Major Accident Hazards Regulations 1999
www.hse.gov.uk/comah/
Environment Act 1995 www.legislation.gov.uk/ukpga/1995/25/contents
Environmental and Safety Information Act 1988
www.legislation.gov.uk/ukpga/1988/30/contents
Fire and Rescue Services Act 2004 www.legislation.gov.uk/ukpga/2004/21/pdfs/ukpga_20040021_en.pdf
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
155
Health and Safety at Work Act 1974 www.legislation.gov.uk/ukpga/1974/37/pdfs/ukpga_19740037_en.pdf
Management of Health and Safety at Work Regulations 1999
www.legislation.gov.uk/uksi/1999/3242/pdfs/uksi_19993242_en.pdf
Regulatory Reform (Fire Safety) Order 2005
www.legislation.gov.uk/uksi/2005/1541/contents/made
Reporting of Injuries, Diseases & Dangerous Occurrences Regulations 1995
www.legislation.gov.uk/uksi/1995/3163/introduction/made
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
156
Unit 14: Support the management of risks at incidents
Unit reference number: T/503/3600
QCF level: 4
Credit value: 4
Guided learning hours: 15
Unit aim
This unit is about fire safety specialists or site safety specialists advising and supporting the incident commander or person with the delegated responsibility of the incident commander at an incident. Learners will work at their personal level of responsibility and authority for providing advice and information, as well as progressing enforcement issues where relevant.
This unit is for practitioners employed or contracted to work with others in an organisation, for example fire wardens, fire marshals, site safety officers, owners or occupiers, who are responsible for making and maintaining suitable and sufficient fire safety arrangements.
The unit is also appropriate for regulators with responsibility for ensuring the requirements of fire safety and associated regulations are being met through cooperation or enforcement.
NB: ‘Requirements’ specified in learning outcome 1 relate to a general term used to encompass learners’ understanding of all aspects of the management of risks at incidents.
Essential resources
There are no special resources needed for this unit.
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
15
7
Learn
ing
ou
tco
mes,
ass
ess
men
t cr
iteri
a a
nd
un
it a
mp
lifi
cati
on
To p
ass
this
unit,
the
lear
ner
nee
ds
to d
emonst
rate
that
they
can
mee
t al
l th
e le
arnin
g o
utc
om
es f
or
the
unit.
The
asse
ssm
ent
criter
ia
det
erm
ine
the
stan
dar
d r
equired
to a
chie
ve t
he
unit.
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
1.1
ex
pla
in m
ethods
and t
echniq
ues
fo
r gat
her
ing a
nd inte
rpre
ting
rele
vant
dat
a an
d a
ssoci
ated
in
form
atio
n
□
met
hods
and t
echniq
ues
, eg
site/
risk
vis
its,
pro
form
as,
mee
tings
with s
ite
safe
ty o
ffic
ers,
ver
bal
ques
tionin
g,
scru
tiny
and r
evie
w o
f oper
atio
nal
pla
ns
□
rele
vant
dat
a, e
g b
uild
ing c
onst
ruct
ion,
fire
saf
ety
equip
men
t, f
ire
safe
ty e
ngin
eering,
fire
saf
ety
routines
and inst
ruct
ions
□
asso
ciat
ed info
rmat
ion,
eg a
rchitec
t’s
pla
ns,
fire
risk
ass
essm
ent,
fire
safe
ty t
rain
ing r
ecord
s
1.2
ex
pla
in t
he
princi
ple
s an
d
met
hodolo
gy
for
risk
ass
essm
ent
and t
hei
r ap
plic
atio
n
□
princi
ple
s, e
g a
s la
id o
ut
in I
SO
31000:2
009
□
met
hodolo
gy,
eg c
reat
ing r
isk
pro
file
bas
ed o
n lik
elih
ood a
nd im
pac
t of
haz
ards
and r
isk
area
s of
the
inci
den
t
□
risk
ass
essm
ent,
eg iden
tifica
tion o
f haz
ard,
likel
ihood o
f haz
ard
causi
ng a
dan
ger
ous
occ
urr
ence
, im
pac
t th
at it
would
hav
e
□
applic
atio
n,
eg u
se o
f risk
pro
file
s an
d a
sses
smen
ts t
o im
ple
men
t co
ntr
ol m
easu
res
(use
of
extr
a re
sourc
es,
use
of
diffe
rent
fire
-fighting m
edia
, def
ensi
ve a
ctio
ns)
1
Under
stan
d
requirem
ents
for
support
ing t
he
man
agem
ent
of
risk
s at
inci
den
ts
1.3
cl
arify
how
to a
cces
s so
urc
es o
f re
leva
nt
info
rmat
ion,
incl
udin
g
consu
ltat
ion p
roce
dure
s re
lating
to s
afet
y at
multi-
agen
cy
inci
den
ts
□
sourc
es,
eg b
uild
ing p
lans,
fire
risk
ass
essm
ent,
build
ing r
egula
tions
consu
ltat
ion d
ocu
men
ts,
envi
ronm
enta
l (f
loodin
g,
fore
st f
ire)
fire
/em
ergen
cy p
lans
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
15
8
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
□
rele
vant
info
rmat
ion,
eg b
uild
ing c
onst
ruct
ion,
fire
saf
ety
equip
men
t,
fire
saf
ety
engin
eering,
fire
saf
ety
routines
and inst
ruct
ions,
Envi
ronm
ent
Agen
cy info
rmat
ion
□
consu
ltat
ion p
roce
dure
s, e
g p
lannin
g a
pplic
atio
ns
□
multi-
agen
cy,
eg f
ire,
polic
e, a
mbula
nce
, lo
cal au
thority
, Envi
ronm
ent
Agen
cy,
coas
tguar
d,
arm
ed f
orc
es
1.4
ex
pla
in m
ethods
for
the
pro
tect
ion o
f lif
e in
the
even
t of
an inci
den
t, incl
udin
g f
acili
ties
re
quired
to a
ssis
t fire
-fig
hte
rs
□
met
hods
for
the
pro
tect
ion o
f lif
e, e
g b
uild
ing c
onst
ruct
ion,
esca
pe
route
s, f
ire
suppre
ssio
n s
yste
ms,
fire
safe
ty e
quip
men
t, a
larm
sy
stem
s, e
vacu
atio
n p
roce
dure
s, b
espoke
engin
eere
d s
olu
tions
□
faci
litie
s to
ass
ist
fire
-fig
hte
rs,
eg b
uild
ing c
onst
ruct
ion,
fire
su
ppre
ssio
n s
yste
ms,
fire-
fighting e
quip
men
t, f
ixed
inst
alla
tions
1.5
ev
aluat
e m
ethods
to a
sses
s th
e pote
ntial
for
inci
den
ts t
hat
will
af
fect
org
anis
atio
nal
funct
ion
and p
roce
sses
for
the
occ
upan
cy
□
how
to e
valu
ate
met
hods,
eg m
ethods
that
may
be
use
d,
det
erm
inin
g s
tren
gth
s an
d w
eakn
esse
s of
met
hods,
anal
ysis
of
info
rmat
ion,
dec
isio
n m
akin
g b
ased
on t
he
anal
ysis
of
sele
ctio
n o
f ch
ose
n m
ethods
□
asse
ssin
g t
he
pote
ntial
, eg
how
to d
eter
min
e th
e lik
elih
ood o
f ef
fect
s ta
king p
lace
□
org
anis
atio
nal
funct
ion,
eg r
unnin
g o
f busi
nes
s, a
bili
ty t
o t
rade,
ab
ility
to o
ccupy/
live
in
□
org
anis
atio
nal
pro
cess
es,
eg o
utp
ut,
pro
duct
ion,
com
munic
atio
n
□
occ
upan
cy,
eg p
eople
, use
of
pre
mis
es
1.6
ex
pla
in t
he
import
ance
of
consi
der
ing b
usi
nes
s re
cove
ry in
the
even
t of
an inci
den
t w
hic
h
inte
rrupts
norm
al a
ctiv
ity
□
busi
nes
s re
cove
ry,
eg r
egai
n u
se/p
urp
ose
of
pre
mis
es,
to c
ontinue
trad
ing/p
roduci
ng/d
ealin
g/r
unnin
g
□
activi
ty,
eg n
ature
of
busi
nes
s, u
se o
f pre
mis
es
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
15
9
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
2.1
gat
her
info
rmat
ion r
elev
ant
to
an inci
den
t fr
om
all
avai
lable
so
urc
es
□
rele
vant
info
rmat
ion,
eg b
uild
ing c
onst
ruct
ion,
fire
saf
ety
equip
men
t,
fire
saf
ety
engin
eering,
fire
saf
ety
routines
and inst
ruct
ions,
Envi
ronm
ent
Agen
cy info
rmat
ion
□
avai
lable
sourc
es,
eg b
uild
ing p
lans,
fire
risk
ass
essm
ent,
site
spec
ific
ris
k in
form
atio
n,
site
saf
ety
spec
ialis
ts
2.2
es
tablis
h iden
tities
of
key
per
sons
to o
bta
in a
vaila
ble
cu
rren
t pla
ns
and t
he
stat
us
of
the
inci
den
t
□
iden
tities
, eg
role
s, r
esponsi
bili
ties
, nam
es,
titles
□
key
per
sons,
eg f
ire
inci
den
t co
mm
ander
, fire
inci
den
t co
mm
and
support
off
icer
s, f
ire
safe
ty o
ffic
ers,
ow
ner
s, o
ccupie
rs,
site
saf
ety
offic
er,
fire
mar
shal
, fire
war
den
□
curr
ent
pla
ns,
eg p
rem
ises
pla
ns,
fire
oper
atio
nal
pla
ns,
fire
risk
as
sess
men
t
□
stat
us
of
the
inci
den
t, e
g o
ffen
sive
, def
ensi
ve
2.3
ev
aluat
e cr
itic
al r
isks
ass
oci
ated
w
ith inci
den
t ty
pe
and s
tatu
s □
ev
aluat
ion s
kills
, eg
gat
her
ing info
rmat
ion,
anal
ysis
of
the
info
rmat
ion,
dec
isio
n m
akin
g b
ased
on t
he
anal
ysis
□
critic
al r
isk,
eg lik
elih
ood o
f haz
ard t
o c
ause
a d
anger
ous
occ
urr
ence
, th
reat
to c
ause
inju
ry a
nd/
or
dea
th
□
inci
den
t ty
pe,
eg f
ire,
res
cue,
flo
odin
g
□
inci
den
t st
atus,
eg o
ffen
sive
, def
ensi
ve
2
Be
able
to o
bta
in
info
rmat
ion t
o
assi
st w
ith t
he
man
agem
ent
of
risk
s at
inci
den
ts
2.4
ev
aluat
e fa
ctors
whic
h m
ay
influen
ce t
he
leve
l of
risk
as
soci
ated
with a
n inci
den
t
□
how
to e
valu
ate
fact
ors
, eg
sel
ect
fact
ors
, gat
her
info
rmat
ion o
n
sele
cted
fac
tors
, an
alys
e in
form
atio
n,
mak
e ju
dgem
ents
and
dec
isio
ns
about
fact
ors
bas
ed o
n a
nal
ysis
□
fact
ors
influen
cing r
isk
leve
l, e
g a
cces
s, a
ssoci
ated
build
ings
and
thei
r use
, build
ing c
onst
ruct
ion,
occ
upan
cy
□
leve
l of
risk
, eg
hig
h,
med
ium
, lo
w,
pote
ntial
to c
ause
har
m
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
16
0
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
2.5
lia
ise
with o
ther
agen
cies
in
volv
ed in a
n inci
den
t to
es
tablis
h leg
isla
tive
re
quirem
ents
, cu
rren
t ro
les
and
resp
onsi
bili
ties
□
how
to lia
ise
effe
ctiv
ely,
eg f
orm
ally
, in
form
ally
, ve
rbal
ly,
in w
riting,
with p
urp
ose
(to
cre
ate
a co
mm
on u
nder
stan
din
g,
coord
inat
e ac
tivi
ties
)
□
oth
er a
gen
cies
, eg
fire,
polic
e, a
mbula
nce
, lo
cal au
thority
, Envi
ronm
ent
Agen
cy,
coas
tguar
d,
arm
ed f
orc
es
□
legis
lative
req
uirem
ents
, eg
Reg
ula
tory
Ref
orm
(Fi
re S
afet
y) O
rder
2005
□
role
s, e
g f
unct
ions,
jobs,
tas
ks
□
resp
onsi
bili
ties
, eg
acc
ounta
bili
ties
, duties
, dep
endab
ilities
2.6
an
alys
e fire
-fig
hting f
acili
ties
to
min
imis
e risk
s to
per
sonnel
□
an
alys
is s
kills
/tec
hniq
ues
, eg
info
rmat
ion/d
ata
gat
her
ing,
inte
rpre
tation
□
fire
-fig
hting f
acili
ties
, eg
pro
tect
ed s
tairw
ells
, fire
-fig
hte
r lif
ts,
dry
/wet
ris
ers,
fix
ed inst
alla
tions
(sprinkl
ers,
fire
suppre
ssio
n
syst
ems)
, bes
poke
engin
eere
d s
olu
tions
3
Be
able
to a
dvi
se
on t
he
man
agem
ent
of
risk
s during
inci
den
ts
3.1
in
form
rel
evan
t peo
ple
about
know
n iss
ues
affec
ting a
cces
s an
d e
gre
ss
□
info
rm,
eg v
erbal
ly,
in w
riting,
elec
tronic
ally
, fo
rmal
ly,
info
rmal
ly
□
rele
vant
peo
ple
, eg
inci
den
t co
mm
ander
, oper
atio
ns
com
man
der
, in
ciden
t co
mm
and s
upport
offic
er
□
issu
es a
ffec
ting a
cces
s an
d e
gre
ss,
eg b
uild
ing c
onst
ruct
ion,
build
ing
purp
ose
, build
ing u
se,
build
ing o
ccupan
cy,
fire
saf
ety
equip
men
t, f
ire
inst
ruct
ions,
fire-
fighting f
acili
ties
, fixe
d inst
alla
tions
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
16
1
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
3.2
in
form
rel
evan
t peo
ple
about
iden
tified
ris
ks a
nd f
acto
rs
influen
cing p
ote
ntial
esc
alat
ion
□
info
rm,
eg v
erbal
ly,
in w
riting,
elec
tronic
ally
, fo
rmal
ly,
info
rmal
ly
□
rele
vant
peo
ple
, eg
inci
den
t co
mm
ander
, oper
atio
ns
com
man
der
, in
ciden
t co
mm
and s
upport
offic
er
□
iden
tified
ris
ks,
eg k
now
n,
reco
gnis
ed a
nd a
cknow
ledged
haz
ards,
lik
elih
ood o
f th
ose
haz
ards
to c
ause
a d
anger
ous
occ
urr
ence
, im
pac
t th
at t
hey
would
hav
e during t
he
inci
den
t
□
iden
tified
fac
tors
, eg
know
n,
reco
gnis
ed a
nd a
cknow
ledged
fea
ture
s an
d t
he
likel
ihood o
f th
ose
fea
ture
s to
cau
se a
dan
ger
ous
occ
urr
ence
an
d t
he
impac
t th
at w
ould
hav
e during t
he
inci
den
t
□
pote
ntial
esc
alat
ion,
eg p
oss
ible
, pro
bab
le a
nd lik
ely
gro
wth
/acc
eler
atio
n o
f th
e in
ciden
t
3.3
re
spond t
o r
eques
ts f
or
info
rmat
ion a
nd a
dvi
ce r
egar
din
g
safe
ty o
f peo
ple
, pro
per
ty a
nd
the
envi
ronm
ent
□
how
to r
espond a
ppro
priat
ely
to a
udie
nce
nee
ds,
eg p
rofe
ssio
nal
m
anner
, w
ithin
ow
n lim
its
of
auth
ority
, fo
rmal
ly,
info
rmal
ly
□
reques
ts,
eg v
erbal
, w
ritt
en,
elec
tronic
, fo
rmal
, in
form
al
□
info
rmat
ion,
eg f
ire
risk
ass
essm
ent,
site
spec
ific
ris
k in
form
atio
n,
build
ing p
lans,
const
ruct
ion,
purp
ose
, use
, occ
upan
cy,
envi
ronm
enta
l
□
pro
vidin
g a
dvi
ce,
eg inte
nded
audie
nce
and lan
guag
e use
, re
com
men
dat
ions,
sugges
tions,
avo
idin
g u
nsu
pport
ed o
pin
ions
□
peo
ple
, eg
all
per
sons
invo
lved
in t
he
inci
den
t an
d t
he
surr
oundin
g
risk
are
a
□
pro
per
ty,
eg a
ll pro
per
ty invo
lved
in t
he
inci
den
t an
d t
he
surr
oundin
g
risk
are
a
□
envi
ronm
ent,
eg t
he
loca
tion,
surr
oundin
gs,
atm
osp
her
e of
the
inci
den
t risk
are
a
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
16
2
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
3.4
lia
ise
with t
he
resp
onsi
ble
per
son(s
) to
mai
nta
in c
urr
ency
of
info
rmat
ion c
once
rnin
g r
isks
as
soci
ated
with t
he
inci
den
t
□
liais
on r
equirem
ents
, eg
com
munic
atio
ns,
inte
ract
ions,
coord
inat
ion,
links
□
resp
onsi
ble
per
son(s
), e
g f
ire
inci
den
t co
mm
ander
, sp
ecia
list
offic
ers
(haz
mat
, w
ater
, sa
fety
), p
olic
e co
mm
ander
, am
bula
nce
offic
er,
contr
ol ro
om
man
ager
, Envi
ronm
ent
Agen
cy o
ffic
er,
loca
l au
thority
offic
er,
arm
ed f
orc
es
□
curr
ency
of
info
rmat
ion,
eg d
ata,
iden
tifica
tion,
pro
per
ties
, st
ate
□
risk
s, e
g h
azar
ds
and t
hei
r lik
elih
ood o
f ca
usi
ng a
dan
ger
ous
occ
urr
ence
, th
e im
pac
t th
at t
hey
would
hav
e
3.5
co
nfirm
ow
n
per
sonal
cap
abili
ties
lim
itat
ions
le
vel of
auth
ority
and
resp
onsi
bili
ty
in t
he
eval
uat
ion o
f risk
as
sess
men
ts a
nd w
hen
to s
eek
advi
ce
□
per
sonal
cap
abili
ties
and lim
itat
ions,
eg s
kills
, kn
ow
ledge,
under
stan
din
g,
exper
ience
□
leve
l of
auth
ority
and r
esponsi
bili
ty,
eg job d
escr
iption,
role
map
, ex
per
tise
, fu
nct
ion w
ithin
org
anis
atio
n
□
eval
uat
ion s
kills
, eg
gat
her
ing info
rmat
ion,
anal
ysis
of
the
info
rmat
ion,
dec
isio
n m
akin
g b
ased
on t
he
anal
ysis
□
risk
ass
essm
ent,
eg iden
tifica
tion o
f haz
ard,
likel
ihood o
f haz
ard
causi
ng a
dan
ger
ous
occ
urr
ence
, haz
ard im
pac
t
4
Be
able
to a
dvi
se
on t
he
man
agem
ent
of
risk
s fo
llow
ing
inci
den
ts
4.1
ad
vise
per
sonnel
on
man
agem
ent
of
post
-inci
den
t risk
s to
est
ablis
h s
afet
y an
d
secu
rity
of
inci
den
t si
te
□
how
to a
dvi
se,
eg m
akin
g r
ecom
men
dat
ions,
sugges
tions,
pro
vidin
g
support
ed o
pin
ion
□
per
sonnel
, eg
fire
inci
den
t co
mm
ander
, fire
spec
ialis
t offic
ers
(haz
mat
, w
ater
, sa
fety
), p
olic
e co
mm
ander
, lo
cal au
thority
□
post
-inci
den
t risk
s, e
g iden
tifica
tion o
f haz
ards,
lik
elih
ood o
f haz
ards
causi
ng a
dan
ger
ous
occ
urr
ence
, haz
ard im
pac
t fo
llow
ing t
he
inci
den
t
□
inci
den
t si
te,
eg p
eople
, pro
per
ty,
envi
ronm
ent
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
16
3
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
4.2
id
entify
spec
ialis
t ad
vice
, w
her
e re
quired
, to
ass
ist
with r
esid
ual
risk
s
□
iden
tify
ing s
pec
ialis
t ad
vice
, eg
exp
erts
(ci
vil en
gin
eer,
en
viro
nm
enta
l offic
er,
haz
mat
off
icer
, in
ciden
t co
mm
and t
eam
)
□
resi
dual
ris
ks,
eg r
esid
ual
hot
spots
, floodin
g,
unst
able
str
uct
ure
, en
viro
nm
enta
l is
sues
, su
bsi
den
ce,
haz
ardous
mat
eria
ls
4.3
co
nfirm
with inci
den
t co
mm
and
when
mat
ters
influen
cing s
afet
y of
inci
den
t si
te h
ave
bee
n
reso
lved
□
how
to c
onfirm
, eg
agre
ed p
roto
col re
quirem
ents
, item
s re
quirin
g
confirm
atio
n
□
inci
den
t co
mm
and,
eg p
erso
n(s
) in
ove
rall
contr
ol of
inci
den
t
□
mat
ters
influen
cing s
afet
y, e
g r
isk
of
re-i
gnitio
n o
f fire
, risk
of
build
ing c
olla
pse
, risk
of
floodin
g
□
inci
den
t si
te,
eg p
eople
, pro
per
ty,
envi
ronm
ent
4.4
pro
vide
advi
ce d
uring
envi
ronm
enta
l re
cove
ry
follo
win
g r
esolu
tion o
f th
e in
ciden
t
□
how
to p
rovi
de
advi
ce,
eg r
ecom
men
dat
ions,
sugges
tions,
support
ing
opin
ions
□
envi
ronm
enta
l re
cove
ry,
eg r
eturn
to n
orm
al s
tate
of
loca
tion,
surr
oundin
gs,
atm
osp
her
e of th
e in
ciden
t risk
are
a
4.5
in
form
the
resp
onsi
ble
per
son(s
) of
any
appar
ent
bre
ach o
f le
gal
or
stat
uto
ry r
equirem
ents
□
info
rm,
eg v
erbal
ly,
in w
riting,
elec
tronic
ally
, fo
rmal
ly,
info
rmal
ly
□
resp
onsi
ble
per
son(s
), e
g inci
den
t co
mm
ander
, polic
e co
mm
ander
, lo
cal au
thority
(build
ing c
ontr
ol)
, ow
ner
, occ
upie
r
□
appar
ent
bre
aches
, eg
vis
ible
, fa
ilure
to m
ainta
in,
def
icie
nci
es in
requirem
ents
□
legal
and s
tatu
tory
req
uirem
ents
and s
ubse
quen
t updat
es,
eg
Build
ing R
egula
tions
(Par
ts A
-P):
2010
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
16
4
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
4.6
ad
vise
on a
ctio
n r
equired
to
mee
t le
gal
and s
tatu
tory
re
quirem
ents
and t
he
implic
atio
ns
of
non-c
om
plia
nce
□
advi
se,
eg r
ecom
men
d,
sugges
t, p
rovi
de
opin
ion
□
legal
and s
tatu
tory
req
uirem
ents
and s
ubse
quen
t updat
es,
eg
Build
ing R
egula
tions
(Par
ts A
-P):
2010
□
implic
atio
ns
of
non-c
om
plia
nce
, eg
fin
es,
char
ges
, co
nvi
ctio
n,
cess
atio
n o
f busi
nes
s ac
tivi
ty
4.7
ad
vise
on a
ny
post
-inci
den
t in
vest
igat
ion
□
how
to a
dvi
se,
eg r
ecom
men
dat
ions,
sugges
tions,
pro
vidin
g
support
ed o
pin
ion
□
pro
vidin
g a
dvi
ce f
or
the
post
-inci
den
t in
vest
igat
ion,
eg
org
anis
atio
nal
, polic
e, H
ealth a
nd S
afet
y Exe
cutive
, re
pre
senta
tive
body
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
165
Information for tutors
Delivery
When delivering the unit, centres must ensure that learners are given input on the unit amplification. Where legislation has been indicated, it is assumed that any subsequent legislation introduced that supersedes what is listed will be delivered and assessed.
When delivering learning outcome 1, centres should ensure that learners are given access to a range of methods and techniques used for gathering and analysing data in relation to risk. When delivering the principles and methodology for risk assessment it is important that learners are given case studies to examine to develop their knowledge and understanding of risk assessments and how they can be applied at different incidents. Learners also need access to a range of information sources and this may be facilitated through the use of research tasks or investigative studies to develop this knowledge prior to assessment. The focus of delivery for this learning outcome should be the theoretical knowledge that will support the learning throughout the unit. Therefore when investigating the methods used to protect life at an incident, the focus should be on how the methods protect life and how the facilities assist fire-fighters. Learners also need to develop evaluative skills to assess the potential for incidents to affect the function of organisations, and the importance of business recovery.
Learning outcomes 2, 3 and 4 requires learners to apply knowledge gained within learning outcome 1. Learning outcome 2 focuses on the gathering of information and how this can assist with risk management. Learners may be given access to a range of case studies, role-play scenarios or desktop scenarios and asked to establish risk, identify the key persons at the incident and evaluate the factors that may influence the risk. By using scenarios such as this it will allow learners to develop the application skills prior to assessment.
For learning outcome 3 learners should be exposed to scenario based learning activities to develop the skills required to apply their learning. The focus of the learning outcome is on the provision of advice in relation to the management of risks during an incident. This can be developed through these scenario based activities, and by the use of guest speakers to show how this advice may be called for, and how the response can be provided effectively in a real life scenario.
Learning outcome 4 relates to advice following an incident, and again here the use of scenario based learning, a guest speaker and case study analysis will enable learners to develop their understanding of how to do this. The tutor should ensure that learners understand that the focus here is on post-incident advice rather than advice required during the incident.
Assessment
For the knowledge and understanding component of the unit, assessment from a learning and development environment is allowed.
For the practical components, simulation in a learning and development environment is recommended but assessment in a workplace environment is also permitted.
The centre will devise assessments and undertake the assessment of learners.
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
166
When assessing AC1.1 learners need to explain the different methods and techniques available for gathering and interpreting data. This will require more detail than a description, and learner should set out in detail the methods and techniques with reasons why they are in place and examples.
AC1.2 assesses understanding of the principles and methodology for risk assessment. When producing evidence for this assessment criterion, learners must explain not only the principles and methodology but also their application. It is the theoretical understanding of the information here that is being assessed.
AC1.3 requires learners to show that they are aware of the range of information sources available and are clear how to access them.
For AC1.4 learners must explain a wide range of methods used to protect life at an incident, including those listed in the unit amplification and any further methods they have examined. Learners should also show how facilities designed to assist a fire-fighter can protect life.
AC1.5 requires learners to evaluate the methods used to assess potential disruption to an organisation. The higher order thinking skills used should be clearly identified in the assessment evidence. Learners must review the information as indicated in the unit amplification and then bring it together to form a conclusion, with evidence to support their statements.
For AC1.6 learners should explain the importance of business recovery in relation to an incident. The evidence should be more than a description, and include examples to support learners’ statements in relation to incidents involving businesses, showing how and why business recovery is important.
Assessment for learning outcomes 2, 3 and 4 may be based around a given case study, role play or desktop scenarios. It is important that any chosen exercise is sufficiently detailed as to allow learners to fully meet the requirements of the outcomes. Where available, evidence can also be drawn from workplace activities.
AC2.1 requires learners to gather information relevant to an incident from all available sources. They may need to communicate with personnel or to access written information.
For AC2.2 learners need to establish who the key people are to obtain the information from in relation to current plans and the status of the incident.
Learners then need to evaluate the critical risks for AC2.3, using higher order thinking skills and demonstrating how they have reviewed the information available and then come to a conclusion as to what the critical risks are at the incident. They should be able to support their views when questioned.
AC2.4 also requires evaluation, with the focus on factors that influence the level of risk at the incident. All evidence here should be based on the analysis of the potential to cause harm in relation to the control measures in place.
AC2.5 may be assessed through a role-play activity where the assessor or another person takes on roles of personnel from other agencies, and the learner is required to liaise with them in order to establish roles and responsibilities at the incident as required by current legislation.
AC2.6 requires learners to analyse the fire-fighting facilities at the incident in relation to minimising risk to personnel. Learners should identify the methods, facilities and techniques, indicating how they are related to each other and how each contributes to the minimising of risks at the incident.
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
167
Learning outcome 3 deals with the management of risk during incidents. The assessor may wish to pose questions during the exercise for assessment purposes. AC3.1 relates to the ability to inform relevant people about access and egress. Learners must show that they know who the relevant people are that will need the information as well as how to provide the information.
For AC3.2 learners need to inform relevant people about the known risks at the incident, and the known features of the incident that may influence escalation.
AC3.3 requires learners to respond to requests for information in relation to the safety of people, property and the environment. The assessor may wish to question learners as the scenario progresses. Alternatively the assessor may provide a list of questions for a written desktop scenario.
AC3.4 requires learners to ensure that the responsible person has current information in relation to the incident. This may be assessed during a role-play scenario, where information is provided to learners about changes at the incident, and then learners are required to liaise with the responsible person to provide detail as to how this may affect the risks associated with the incident.
For AC3.5 learners need to assess their own abilities when evaluating risk assessment, and to show when they would seek advice from others in authority with more expertise.
Learning outcome 4 requires advice to be provided once the incident has been resolved. This may take place as a follow-up activity to the role-play scenario used to assess learning outcomes 2 and 3. AC4.1 requires learners to identify post-incident risks, and advise personnel responsible for the safety and security of the incident site on managing those risks.
For AC4.2 learners need to identify specific experts who could help with residual risks.
AC4.3 requires learners to identify when matters influencing safety have been resolved and to report this to incident command. It may be here that the assessor is required to undertake the role of incident commander to facilitate assessment.
AC4.4 relates to the provision of advice during environmental recovery, including giving advice on how the incident site can be returned to normal.
AC4.5 requires learners to consider any breaches of legal and statutory requirements and report them to the responsible person(s).
AC4.6 will extend the evidence for AC4.5, with learners providing suggestions or recommendations as to how the legal and statutory requirements can be met, along with the implications of non-compliance. Evidence for this may take the form of an action plan which includes SMART targets.
AC4.7 requires learners to show how they may provide advice, suggestions or recommendations to a post-incident investigation, and again this may take the form of a verbal presentation in a simulated investigation meeting or a post-incident report.
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
168
Indicative resource materials
Documents
Dangerous Substances and Explosive Atmospheres Regulations 2002
www.legislation.gov.uk/uksi/2002/2776/contents/made
Building Act 1984 www.legislation.gov.uk/ukpga/1984/55/section/59
Control of Major Accident Hazards Regulations 1999
www.hse.gov.uk/comah/
Environment Act 1995 www.legislation.gov.uk/ukpga/1995/25/contents
Environmental and Safety Information Act 1988
www.legislation.gov.uk/ukpga/1988/30/contents
Fire and Rescue Services Act 2004 www.legislation.gov.uk/ukpga/2004/21/pdfs/ukpga_20040021_en.pdf
Health and Safety at Work Act 1974 www.legislation.gov.uk/ukpga/1974/37/pdfs/ukpga_19740037_en.pdf
Management of Health and Safety at Work Regulations 1999
www.legislation.gov.uk/uksi/1999/3242/pdfs/uksi_19993242_en.pdf
Regulatory Reform (Fire Safety) Order 2005
www.legislation.gov.uk/uksi/2005/1541/contents/made
Reporting of Injuries, Diseases & Dangerous Occurrences Regulations 1995
www.legislation.gov.uk/uksi/1995/3163/introduction/made
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
169
Unit 15: Review fire safety matters relating to premises under construction, demolition and alteration
Unit reference number: A/503/3405
QCF level: 4
Credit value: 4
Guided learning hours: 10
Unit aim
This unit is about advising on the fire risks associated with premises under construction, demolition or alteration. Learners will work within their personal level of responsibility and authority with regard to providing advice and information and dealing with compliance issues.
This unit is for practitioners employed or contracted to work with others in an organisation, for example fire wardens, fire marshals, site safety officers, owners or occupiers, who are responsible for making and maintaining suitable and sufficient fire safety arrangements.
The unit is also appropriate for regulators with responsibility for ensuring the requirements of fire safety and associated regulations are being met through cooperation or enforcement.
NB: ‘Requirements’ specified in learning outcome 1 relate to a general term used to encompass learners’ understanding of all aspects of fire safety at sites under construction, in demolition or alteration.
Essential resources
There are no special resources needed for this unit.
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
17
0
Learn
ing
ou
tco
mes,
ass
ess
men
t cr
iteri
a a
nd
un
it a
mp
lifi
cati
on
To p
ass
this
unit,
the
lear
ner
nee
ds
to d
emonst
rate
that
they
can
mee
t al
l th
e le
arnin
g o
utc
om
es f
or
the
unit.
The
asse
ssm
ent
criter
ia
det
erm
ine
the
stan
dar
d r
equired
to a
chie
ve t
he
unit.
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
1.1
ex
pla
in c
ritica
l haz
ards
and r
isks
as
soci
ated
with s
truct
ure
s under
goin
g c
onst
ruct
ion,
dem
olit
ion o
r al
tera
tion
□
critic
al h
azar
ds,
eg s
om
ethin
g w
ith t
he
pote
ntial
to c
ause
maj
or
inju
ry a
nd d
eath
(ch
anges
to e
scap
e ro
ute
s, lac
k of
fire
pro
tect
ion,
lack
of
fire
inst
ruct
ions,
lac
k of
fire
equip
men
t)
□
risk
s, e
g m
easu
re o
f th
e lik
elih
ood o
f har
m f
rom
a p
articu
lar
haz
ard,
seve
rity
of
the
conse
quen
ces
due
to h
azar
ds
invo
lved
1.2
su
mm
aris
e su
bst
ance
s an
d
mat
eria
ls u
sed in c
onst
ruct
ion,
alte
ration a
nd d
emolit
ion w
hic
h
may
pre
sent
spec
ific
ris
ks,
incl
udin
g t
he
inte
ract
ion
bet
wee
n t
hem
□
subst
ance
s an
d m
ater
ials
, eg
str
uct
ura
l, d
ecora
tive
, m
asonry
, m
etal
s, w
oods,
pla
stic
s, g
lass
, th
erm
al a
nd m
ois
ture
pro
tect
ion,
finis
hes
, sp
ecia
litie
s, e
quip
men
t (m
echan
ical
, el
ectr
ical
), f
abrics
□
spec
ific
ris
k, e
g lik
elih
ood o
f ig
nitio
n,
likel
ihood t
o c
ause
har
m (
due
to r
elea
se o
f to
xic
fum
es o
r ex
cess
ive
hea
t),
likel
ihood o
f fire
spre
ad
□
inte
ract
ion b
etw
een s
ubst
ance
s an
d m
ater
ials
, eg
on e
xposu
re t
o
fire
, hea
t, c
hem
ical
subst
ance
s
1.3
ex
pla
in lik
ely
effe
cts
of
an
inci
den
t on t
he
stru
cture
and
surr
oundin
g a
reas
□
likel
y ef
fect
s of
an inci
den
t, e
g o
n s
truct
ura
l st
abili
ty/i
nte
grity
, fire
sp
read
, en
viro
nm
enta
l pollu
tion
1
Under
stan
d
requirem
ents
for
revi
ewin
g f
ire
safe
ty m
atte
rs
rela
ting t
o
pre
mis
es u
nder
co
nst
ruct
ion,
dem
olit
ion a
nd
alte
ration
1.4
ex
pla
in c
ontr
ol m
easu
res
applic
able
to s
ites
and
surr
oundin
g a
reas
wher
e co
nst
ruct
ion,
dem
olit
ion o
r al
tera
tion is
pla
nned
or
under
way
□
contr
ol m
easu
res,
eg r
emova
l of
haz
ard,
spec
ialis
t co
nst
ruct
ion
engin
eering,
fire
pre
vention e
quip
men
t, s
pec
ific
act
ions
required
in
case
of
fire
□
site
s an
d s
urr
oundin
g a
reas
, eg
pre
mis
es,
asso
ciat
ed e
nvi
ronm
ent
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
17
1
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
1.5
ex
pla
in t
he
implic
atio
ns
for
short
an
d long-t
erm
man
agem
ent
of
risk
s in
a s
ituat
ion o
f co
nst
ruct
ion,
alte
ration o
r dem
olit
ion
□
implic
atio
ns,
eg c
onse
quen
ces,
res
ultin
g r
elat
ionsh
ip
□
man
agem
ent
of
risk
, eg
cost
ben
efits
of
rem
ova
l of
haz
ards,
in
troduct
ion o
f co
ntr
ol m
easu
res,
ongoin
g r
evie
w o
f co
ntr
ol
mea
sure
s, c
om
par
ed t
o t
imes
cale
s in
volv
ed
1.6
cl
arify
how
to w
ork
with o
ther
par
tner
s in
ord
er t
o a
cces
s so
urc
es o
f sp
ecia
list
advi
ce t
o
achie
ve a
sat
isfa
ctory
lev
el o
f fire
saf
ety
□
effe
ctiv
e w
ork
ing w
ith o
ther
par
tner
s to
acc
ess
sourc
es o
f sp
ecia
list
advi
ce,
eg join
t m
eetings
with a
rchitec
ts,
loca
l au
thority
build
ing
contr
ol, o
wner
s, b
uild
ers
□
spec
ialis
t ad
vice
, eg
fire
safe
ty e
ngin
eers
, co
nsu
ltan
ts,
const
ruct
ion
spec
ialis
ts
1.7
su
mm
aris
e th
e le
gis
lative
fr
amew
ork
and m
echan
ism
s of
enfo
rcem
ent
in p
rem
ises
under
co
nst
ruct
ion,
alte
ration o
r dem
olit
ion w
het
her
occ
upie
d o
r unocc
upie
d
□
legis
lative
fra
mew
ork
and s
ubse
quen
t updat
es,
eg R
egula
tory
Ref
orm
(Fi
re S
afet
y) O
rder
2005
□
mec
han
ism
s of
enfo
rcem
ent,
eg loc
al n
on-c
onfo
rmity
reques
ts,
legal
pro
secu
tion
2
Be
able
to a
sses
s fire
ris
ks
asso
ciat
ed w
ith
pla
nned
co
nst
ruct
ion,
dem
olit
ion a
nd
alte
ration
2.1
ev
aluat
e th
e su
itab
ility
of
the
chose
n m
ethodolo
gy
for
the
work
ing c
onte
xt,
the
size
and
nat
ure
of
pre
mis
es
□
eval
uat
ion s
kills
, eg
gat
her
ing info
rmat
ion,
anal
ysis
of
info
rmat
ion,
dec
isio
n m
akin
g b
ased
on t
he
anal
ysis
□
chose
n m
ethodolo
gie
s, e
g p
ract
ices
and p
roce
dure
s (m
echan
ical
te
stin
g,
com
pute
r m
odel
ling)
□
work
ing c
onte
xt,
size
and n
ature
of
the
pre
mis
es,
eg indust
rial
, offic
e, a
ccom
modat
ion,
num
ber
of
occ
upan
ts,
floor
spac
e, a
bove
or
bel
ow
gro
und lev
el,
surr
oundin
g a
reas
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
17
2
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
2.2
co
nfirm
the
suffic
iency
of
the
chose
n m
ethodolo
gy
in r
elat
ion
to t
he
com
ple
xity
of
actu
al a
nd
pote
ntial
ris
ks a
ssoci
ated
with
const
ruct
ion,
dem
olit
ion o
r al
tera
tion
□
how
to d
eter
min
e th
e su
ffic
iency
of
chose
n m
ethodolo
gy,
eg
pra
ctic
es a
nd p
roce
dure
s (m
echan
ical
tes
ting,
com
pute
r m
odel
ling)
□
actu
al a
nd p
ote
ntial
, eg
exi
stin
g,
pre
-pla
nned
, unkn
ow
n
□
risk
s as
soci
ated
with c
onst
ruct
ion,
dem
olit
ion o
r al
tera
tion,
eg
likel
ihood o
f ig
nitio
n,
likel
ihood t
o c
ause
har
m t
hro
ugh t
he
rele
ase
of
toxi
c fu
mes
and/o
r ex
cess
ive
hea
t, lik
elih
ood o
f fire
spre
ad
2.3
lia
ise
with o
ther
agen
cies
to
advi
se o
n t
he
choic
e of
met
hodolo
gy
to a
ssis
t w
ith
futu
re a
ctio
n
□
oth
er a
gen
cies
, eg
loca
l au
thority
build
ing c
ontr
ol, loca
l au
thority
fire
serv
ice
□
advi
sing s
tyle
, eg
info
rmal
, fo
rmal
, le
gal
□
choic
e of
met
hodolo
gy,
eg p
ract
ices
and p
roce
dure
s (m
echan
ical
te
stin
g,
com
pute
r m
odel
ling)
□
futu
re a
ctio
n,
eg c
han
ges
to p
lans,
chan
ges
to b
uild
ing m
ater
ials
and
subst
ance
s, r
emova
l of
haz
ards,
intr
oduct
ion o
f co
ntr
ol m
easu
res
3
Be
able
to a
dvi
se
on c
ontr
ols
to
man
age
fire
ris
ks
in p
rem
ises
under
co
nst
ruct
ion,
dem
olit
ion a
nd
alte
ration
3.1
gen
erat
e options
to p
reve
nt
inci
den
ts a
nd t
o c
ontr
ol risk
s □
gen
erat
e options,
eg p
roduce
pla
ns,
sugges
t al
tera
tions,
spec
ialis
t eq
uip
men
t, p
resc
ribe
actions
to b
e ta
ken b
y per
sonnel
in t
he
even
t of
a fire
□
pre
vent
inci
den
ts in p
rem
ises
, eg
sto
p f
ires
sta
rtin
g,
conta
in f
ire
spre
ad,
conta
in h
azar
dous
mat
eria
ls a
ppro
priat
ely
□
contr
ol risk
s, e
g c
onst
ruct
ion,
equip
men
t an
d a
ctio
ns
use
d t
o p
reve
nt
or
reduce
the
likel
ihood o
f haz
ards
causi
ng a
dan
ger
ous
occ
urr
ence
an
d t
he
impac
t th
at it
would
hav
e
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
17
3
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
3.2
pro
vide
advi
ce o
n t
he
optim
um
options
for
contr
olli
ng r
isk,
en
suring t
hat
pro
tect
ion o
f peo
ple
, pro
per
ty a
nd t
he
envi
ronm
ent
are
the
mai
n
consi
der
atio
ns
□
advi
sing s
tyle
, eg
info
rmal
, fo
rmal
, le
gal
□
optim
um
options,
eg c
ost
vs
ben
efit,
bes
t to
min
imis
e risk
, bes
t to
m
axim
ise
the
contr
ol of
risk
□
contr
olli
ng r
isk,
eg r
emove
haz
ard,
reduce
ris
k (e
g t
hro
ugh s
pec
ialis
t co
nst
ruct
ion e
ngin
eering,
fire
pre
vention e
quip
men
t, s
pec
ific
act
ions
required
in c
ase
of
fire
)
□
envi
ronm
ent,
eg b
uilt
, nat
ura
l, s
urr
oundin
g a
rea
of
pre
mis
es
3.3
pro
vide
advi
ce o
n t
he
implic
atio
ns
of
imple
men
ting
inad
equat
e co
ntr
ol m
easu
res
and t
he
conse
quen
ces
of
such
dec
isio
ns
□
advi
sing s
tyle
, eg
info
rmal
, fo
rmal
, le
gal
□
implic
atio
ns
and c
onse
quen
ces,
eg leg
al a
ctio
n,
limitat
ions
of
use
of
build
ing,
limitat
ions
of
occ
upan
cy
4.1
ev
aluat
e th
e ar
ea,
incl
udin
g
oth
er s
truct
ure
s w
ithin
the
vici
nity,
whic
h m
ay b
e af
fect
ed
by
inci
den
ts w
ithin
pre
mis
es t
o
be
const
ruct
ed,
dem
olis
hed
or
alte
red
□
how
to e
valu
ate
the
area
, eg
info
rmat
ion g
ather
ing r
equirem
ents
, an
alys
ing info
rmat
ion a
nd d
ata,
usi
ng info
rmat
ion a
nd d
ata
to a
sses
s an
d m
ake
judgem
ents
□
affe
cted
by
inci
den
t, e
g s
uff
erin
g fro
m f
ire
spre
ad,
fire
and h
eat
dam
age,
ris
k of
colla
pse
, pollu
tion
4
Be
able
to a
dvi
se
on c
ontr
ols
to
man
age
fire
ris
ks
in t
he
vici
nity
of
pre
mis
es u
nder
co
nst
ruct
ion,
dem
olit
ion a
nd
alte
ration
4.2
es
tim
ate
pote
ntial
det
rim
enta
l ef
fect
s of
outb
reak
of
fire
or
rela
ted inci
den
t on t
he
area
w
ithin
sco
pe
□
how
to e
stim
ate,
eg c
alcu
late
, quote
□
det
rim
enta
l ef
fect
s, e
g f
ire
spre
ad,
fire
and h
eat
dam
age,
ris
k of
colla
pse
, pollu
tion,
pote
ntial
loss
of
life,
cau
se o
f in
jury
, lo
ss o
f busi
nes
s co
ntinuity,
nee
d f
or
evac
uat
ion
□
area
within
sco
pe,
eg w
ithin
ran
ge
to b
e af
fect
ed b
y in
ciden
t
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
17
4
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
4.3
prioritise
critica
l risk
s to
the
def
ined
are
a, incl
udin
g t
hose
af
fect
ing p
eople
, pro
per
ty a
nd
the
envi
ronm
ent
□
how
to p
rioritise
critica
l risk
s, e
g in t
erm
s of
likel
ihood t
o c
ause
dea
th,
maj
or
inju
ry,
min
or
inju
ry,
loss
of
pre
mis
es a
nd
envi
ronm
enta
l dam
age
□
critic
al r
isks
, eg
mea
sure
of
the
likel
ihood o
f dea
th o
r se
rious
inju
ry
(hig
h s
ever
ity)
fro
m p
articu
lar
haz
ards
invo
lved
4.4
gen
erat
e options
for
mea
sure
s to
pre
vent,
conta
in a
nd c
ontr
ol
iden
tified
ris
ks a
nd t
o m
inim
ise
poss
ible
har
mfu
l ef
fect
s of
inci
den
ts
□
gen
erat
e options,
eg p
roduce
pla
ns,
sugges
t al
tera
tions,
equip
men
t,
actions
□
pre
vent,
conta
in a
nd c
ontr
ol, e
g s
top f
ires
sta
rtin
g,
conta
in f
ire
spre
ad in t
he
vici
nity
of
pre
mis
es
□
iden
tified
ris
ks,
eg lik
elih
ood o
f dea
th,
serious
inju
ry,
loss
of
pre
mis
es,
envi
ronm
enta
l dam
age
□
poss
ible
har
mfu
l ef
fect
s, e
g f
ire
spre
ad,
fire
and h
eat
dam
age,
ris
k of
colla
pse
, pollu
tion,
pote
ntial
loss
of
life
or
inju
ry
4.5
pro
vide
advi
ce o
n o
ptim
um
co
ntr
ol m
easu
res
to b
e im
ple
men
ted a
nd t
he
implic
atio
ns
and c
onse
quen
ces
of
faili
ng t
o c
om
ply
with s
uch
re
quirem
ents
□
advi
sing s
tyle
, eg
info
rmal
, fo
rmal
, le
gal
□
optim
um
contr
ol m
easu
res,
eg r
emova
l of
haz
ard,
spec
ialis
t co
nst
ruct
ion e
ngin
eering,
fire
pre
vention e
quip
men
t, s
pec
ific
act
ions
required
in c
ase
of
fire
□
implic
atio
ns
and c
onse
quen
ces,
eg p
oss
ibili
ty o
f le
gal
act
ion,
limitat
ions
of
use
of
build
ing,
limitat
ions
of
occ
upan
cy
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
175
Information for tutors
Delivery
When delivering the unit, centres must ensure that learners are given input on the unit amplification. Where legislation has been indicated, it is assumed that any subsequent legislation introduced that supersedes what is listed will be delivered and assessed.
When planning the delivery for learning outcome 1, centres will need to ensure learners have access to various case studies showing the difference between hazards and risks in relation to structures undergoing construction, alteration or demolition. Delivery will require theoretical input supported by role play, case study analysis or a desktop scenario to enable learners to apply their knowledge in a realistic scenario. They will need to consider the risks of using some substances and materials and the effects an incident may have on the structure and surrounding area. Once the knowledge of hazard, risk and control has been established, learners will be able to apply this to the legislative framework in place and also consider specialist advice sources and the inter-agency working that may be required.
Learning outcome 2 relates to the assessment of risk in these scenarios. It is important that the centre provides learners with sufficient theoretical knowledge of risk assessment methodology and details of agencies available to advise on risk assessment at the start of the delivery of this outcome. This learning outcome will be enhanced through the use of case study analysis to enable learners to apply their knowledge.
Learning outcome 3 requires learners to apply the knowledge attained in learning outcomes 1 and 2. It is important that the centre and learners are clear that the focus of this learning outcome is on the management of fire risk in premises under construction, demolition and alteration. The use of role play or a desktop scenario involving different incidents will allow learners to consider the appropriateness of different styles in different situations.
The delivery of learning outcome 4 may be very similar in style to that of learning outcome 3, but the centre and learners must be clear that the focus of the learning outcome is on the management of fire risks in the vicinity of premises under construction, demolition and alteration. Again, learners must be provided with the theoretical knowledge before using a case study or desktop scenarios to apply it.
Assessment
For the knowledge and understanding component of the unit, assessment from a learning and development environment is allowed.
For the practical components, simulation in a learning and development environment is recommended but assessment in a workplace environment is also permitted.
The centre will devise assessments and undertake the assessment of learners.
For AC1.1, it is important that learners are able to distinguish between critical hazards and risks. They must identify the difference and give examples from relevant incidents or case studies. Evidence here should be more than a description and should set out in detail the meaning of the critical hazards and risks, with reasons and examples.
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Auditors) – Issue 3 – April 2013 © Pearson Education Limited 2013
176
For AC1.2 learners then need to summarise the specific risks posed by substances and materials used. This summary should be more than a list, and should include a brief summary of the main points relating to the substances and the essential features of the risks they may pose.
AC1.3 could be assessed using a case study analysis or role-play exercise in which learners are given a number of incidents and asked to explain the effects the incidents may have on the structure and surrounding areas. Learners must provide more than a simple description and should use examples to show their understanding.
Assessment of AC1.4 may be linked to that of AC1.3, as learners could use the same role play or case study exercise to explain the control methods applicable to the incident. Verbal explanation would be appropriate here, but this would need to be supported with witness testimony or an observation record.
As learners move on to AC1.5 and 1.6, they may review the incidents used and explain the implications for both short and long-term management of risks in these situations, and show how they would work with other partners.
AC1.7 requires learners to summarise the legislative framework in place at the time of assessment, including how this is enforced. The assessment of these criteria could be in a follow-up activity to the practical assessment used for AC1.3 and 1.4.
Assessment for learning outcome 2 may be based around a given case study, role play or desktop scenario. Any chosen exercise must be sufficiently detailed to allow learners to fully meet the requirements of the outcome. AC2.1 and 2.2 requires learners to evaluate the methodology chosen to assess hazards and risks in the given scenario. This will require learners to review the information and then bring it together to form a conclusion and provide evidence for each of their views or statements. Once their evaluation is complete, learners will then be required to confirm the sufficiency of the chosen methodology. It is important that learners relate the chosen methodology to the complexity of the incident and show why other methods would not be as suitable.
AC2.3 relates to inter-agency working and how learners would liaise with other agencies to advise of the choice of methodology. Here learners should show which agencies they would liaise with and how they may use different advising styles for different incidents and situations. Learners should focus evidence on future action rather than past practice.
Assessment of learning outcome 3 may be a practical assessment which allows the learners to apply their knowledge. Evidence could be in the form of preparation notes or presentation slides or in written format, as a report or open book timed assessment. It is important that the evidence produced for this learning outcome focuses on providing advice on controls to manage fire risks in premises under construction, demolition and alteration. AC3.1 requires learners to show how they have considered the options available to them to prevent incidents and to control risks, including the selection of appropriate options and the rejection of those considered not appropriate.
For AC3.2 they need to give advice on the optimum options for controlling risks. Once options have been generated and explained, learners need to give advice on the implications and possible consequences of implementing inadequate control methods.
Learning outcome 4 requires learners to advise on controls to manage fire risks in the vicinity of premises under construction, demolition and alteration, and it is important that the evidence here demonstrates the difference in advice from that
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
177
provided for learning outcome 3. The centre may use practical assessment in the form of role play, desktop scenario or case study analysis to allow learners to demonstrate their knowledge, or alternatively use more formal written assessment to gather evidence for this.
To meet AC4.1 learners need to provide evidence of evaluating the area where the incident has taken place.
To achieve AC4.2 learners must estimate the effects of outbreak of fire to achieve, showing how they have estimated this. This evidence must be within the scope of the incident.
For AC4.3 learners need to prioritise critical risks, showing how they have assessed the likelihood to cause harm.
Learners will then be able to produce evidence for AC4.4 by generating options for control methods to prevent, contain and control the risks identified. This may be through the production of a formal risk assessment report, which can then be presented to provide advice on optimum control measures and the consequences of failing to comply with legal requirements, for AC4.5.
Indicative resource materials
Textbooks
HSE — Health and Safety in Construction (HSG 150), Third Edition (HSE Books, 2006) ISBN 9780717661824
Documents
Construction (Design And Management) Regulations 2007
www.legislation.gov.uk/uksi/2007/320/pdfs/uksi_20070320_en.pdf
Control of Major Accident Hazards Regulations 1999
www.legislation.gov.uk/uksi/1999/743/contents/made
Fire Safety in Construction (HSG 168, 2010)
www.hse.gov.uk/pubns/priced/hsg168.pdf
Health and Safety at Work Act 1974 www.legislation.gov.uk/ukpga/1974/37/pdfs/ukpga_19740037_en.pdf
Management of Health and Safety at Work Regulations 1999
www.legislation.gov.uk/uksi/1999/3242/pdfs/uksi_19993242_en.pdf
Regulatory Reform (Fire Safety) Order 2005
www.legislation.gov.uk/uksi/2005/1541/contents/made
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Auditors) – Issue 3 – April 2013 © Pearson Education Limited 2013
178
Unit 16: Prepare and present evidence in court and other formal proceedings in relation to fire safety measures
Unit reference number: T/503/3421
QCF level: 4
Credit value: 3
Guided learning hours: 21
Unit aim
This unit is about the preparation and presentation of evidence for court and other hearings. Learners may be required to provide evidence in various capacities and must ensure all notes, reports and evidence are prepared in an accurate and timely fashion in accordance with relevant procedural guidance and legislation.
This unit is recommended for regulators who have responsibility for ensuring the requirements of fire safety and associated regulations are being met through cooperation or enforcement.
NB: ‘Requirements’ specified in learning outcome 1 relate to a general term used to encompass learners’ understanding of all aspects of presenting evidence on fire safety in courts and hearings.
Essential resources
There are no special resources needed for this unit.
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
17
9
Learn
ing
ou
tco
mes,
ass
ess
men
t cr
iteri
a a
nd
un
it a
mp
lifi
cati
on
To p
ass
this
unit,
the
lear
ner
nee
ds
to d
emonst
rate
that
they
can
mee
t al
l th
e le
arnin
g o
utc
om
es f
or
the
unit.
The
asse
ssm
ent
criter
ia
det
erm
ine
the
stan
dar
d r
equired
to a
chie
ve t
he
unit.
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
1.1
ex
pla
in leg
al p
ow
ers
and
enfo
rcem
ent
duties
under
fire
safe
ty leg
isla
tion
□
legal
pow
ers,
eg t
o leg
ally
pro
secu
te,
to r
estr
ict
use
, to
sto
p
oper
atio
ns
□
enfo
rcem
ent
duties
, eg
ser
ving o
f en
forc
emen
t notice
s
□
fire
saf
ety
legis
lation a
nd s
ubse
quen
t updat
es,
eg F
ire
and R
escu
e Ser
vice
s Act
(2004),
Reg
ula
tory
Ref
orm
(Fi
re S
afet
y) O
rder
2005
1.2
su
mm
aris
e how
to g
ive
evid
ence
in
a c
ourt
or
hea
ring w
ith
refe
rence
to n
ote
s an
d
support
ing m
ater
ials
□
giv
e ev
iden
ce,
eg v
erbal
ly,
as a
rep
ort
, pre
senta
tion o
f m
ater
ial
evid
ence
(su
ch a
s photo
gra
phs)
□
note
s an
d s
upport
ing m
ater
ial, e
g p
rese
nta
tion a
nd p
repar
atio
n,
conte
mpora
neo
us
note
s, r
eport
s, m
eeting m
inute
s, p
lans,
photo
gra
phs
1.3
ex
pla
in t
he
pro
cess
for
giv
ing
evid
ence
in c
ourt
and o
ther
fo
rmal
hea
rings
□
giv
e ev
iden
ce,
eg v
erbal
ly,
as a
rep
ort
, m
ater
ial ev
iden
ce s
uch
as
photo
gra
phs
and its
pre
par
atio
n
1.4
ex
pla
in c
ircu
mst
ance
s in
whic
h
evid
ence
of
opin
ion c
an b
e pro
vided
□
evid
ence
of
opin
ion,
eg t
houghts
, bel
iefs
and infe
rence
s ab
out
fact
ual
ev
iden
ce
□
circ
um
stan
ces
in w
hic
h it
can b
e pro
vided
, eg
as
an e
xper
t w
itnes
s
1
Under
stan
d
requirem
ents
for
pre
par
ing a
nd
pre
senting
evid
ence
in c
ourt
an
d o
ther
form
al
pro
ceed
ings
in
rela
tion t
o f
ire
safe
ty m
atte
rs
1.5
ex
pla
in t
he
import
ance
of
mai
nta
inin
g c
ontr
ol an
d
com
posu
re u
nder
cro
ss-
exam
inat
ion
□
contr
ol an
d c
om
posu
re,
eg p
rofe
ssio
nal
lan
guag
e, t
one,
use
of
word
s, b
ehav
iour,
att
itude
□
cross
-exa
min
atio
n,
eg inte
rrogat
ion a
s a
witnes
s by
the
opposi
ng
side
in t
he
pro
ceed
ings
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e Auditors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
18
0
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
1.6
ex
pla
in t
he
per
mitte
d lia
ison
with v
ictim
s, w
itnes
ses
and
def
endan
ts
□
per
mitte
d lia
ison,
eg a
llow
ed c
onta
ct (
dep
enden
t on leg
al s
tatu
s an
d
avai
labili
ty),
conve
rsat
ions,
mee
tings
1.7
cl
arify
what
const
itute
s a
bre
ach
of
court
pro
toco
l or
pro
cedure
an
d t
o w
hom
any
bre
aches
sh
ould
be
report
ed
□
bre
ach o
f co
urt
pro
toco
l or
pro
cedure
, eg
fai
lure
to a
bid
e by
the
inte
rnal
rule
s of
the
court
, giv
ing f
alse
evi
den
ce,
mis
trea
tmen
t of
conte
mpora
neo
us
note
s
□
to w
hom
any
bre
aches
should
be
report
ed,
eg a
ssoci
ated
leg
al t
eam
, cl
erk
of
the
court
, ju
dge
1.8
cl
arify
the
role
s an
d
resp
onsi
bili
ties
of
self a
nd o
ther
s w
ithin
the
conte
xt o
f co
urt
and
form
al p
roce
edin
gs
□
role
s an
d r
esponsi
bili
ties
, eg
judge,
cle
rk,
off
icia
ls,
def
ence
, pro
secu
tion,
bar
rist
er,
witnes
s, d
efen
dan
t
2.1
su
bm
it r
eport
s an
d e
viden
ce
that
dem
onst
rate
ther
e is
a c
ase
to a
nsw
er
□
report
s an
d e
viden
ce,
eg f
orm
al r
eport
s, m
inute
s of
mee
tings,
photo
gra
phs,
pla
ns
□
dem
onst
rate
a c
ase,
eg s
how
bre
aches
in f
ire
safe
ty leg
isla
tion
2.2
m
ake
avai
lable
evi
den
ce a
nd
exhib
its
within
ow
n a
rea
of
resp
onsi
bili
ty,
taki
ng s
teps
to
ensu
re t
hei
r co
ntinuity
and
inte
grity
□
evid
ence
and e
xhib
its,
eg f
orm
al r
eport
s, m
inute
s of
mee
tings,
co
nte
mpora
neo
us
note
s, p
hoto
gra
phs,
pla
ns
□
ow
n a
rea
of
resp
onsi
bili
ty,
eg r
ole
res
ponsi
bili
ties
of
fire
saf
ety
advi
sors
, in
spec
tors
, en
forc
emen
t offic
ers
□
ensu
re c
ontinuity
and inte
grity
, eg
mak
e su
re a
ll le
gal
pro
cedure
s an
d r
equirem
ents
are
adher
ed t
o, e
nsu
re v
alid
ity,
acc
ura
cy,
relia
bili
ty,
consi
sten
cy a
nd s
uff
icie
ncy
2
Be
able
to p
repar
e ev
iden
ce a
nd
report
s re
lating t
o
fire
saf
ety
for
court
and o
ther
fo
rmal
pro
ceed
ings
2.3
pre
par
e ow
n e
viden
ce,
note
s an
d m
ater
ials
in a
dva
nce
of
any
hea
ring
□
evid
ence
, note
s an
d m
ater
ials
, eg
form
al r
eport
s, m
inute
s of
mee
tings,
conte
mpora
neo
us
not
es,
photo
gra
phs,
pla
ns
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
18
1
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
2.4
co
mm
unic
ate
with r
elev
ant
dep
artm
ents
to e
nab
le a
co
nsi
sten
t ap
pro
ach
□
com
munic
ate,
eg v
erbal
ly,
in w
riting,
form
ally
, in
form
ally
□
rele
vant
dep
artm
ents
, eg
loca
l au
thority
build
ing c
ontr
ol, loca
l au
thority
, so
licitors
2.5
in
form
res
ponsi
ble
per
sons
of
actions
take
n
□
resp
onsi
ble
per
son,
eg s
olic
itor,
lin
e m
anag
er,
legal
rep
rese
nta
tive
□
how
to info
rm r
esponsi
ble
per
sons,
eg e
nsu
ring a
rel
evan
t au
dit t
rail
is e
stab
lished
reg
ardin
g a
ll co
rres
ponden
ce
2.6
cl
arify
the
purp
ose
, sc
ope
and
expec
tation o
f ow
n a
tten
dan
ce
at a
ny
hea
ring
□
purp
ose
, sc
ope
and e
xpec
tation,
eg r
easo
n f
or
bei
ng t
her
e, r
ole
and
resp
onsi
bili
ties
, re
quired
info
rmat
ion
□
how
to c
larify
, eg
see
k cl
arific
atio
n f
rom
ow
n o
rgan
isat
ion,
legal
re
pre
senta
tive
s
3.1
ar
rive
at
the
venue
on t
ime
with
the
required
docu
men
tation
□
venue,
eg c
ourt
room
, hea
ring
□
required
docu
men
tation,
eg e
viden
ce,
iden
tifica
tion
3.2
co
nfo
rm t
o a
ccep
table
pro
fess
ional
sta
ndar
ds
of
beh
avio
ur
and a
ppea
rance
□
acce
pta
ble
pro
fess
ional
sta
ndar
ds,
eg d
ress
/uniform
, org
anis
atio
nal
polic
y an
d p
roce
dure
3
Be
able
to p
rese
nt
evid
ence
rel
atin
g
to f
ire
safe
ty t
o
court
and o
ther
fo
rmal
pro
ceed
ings
3.3
del
iver
evi
den
ce a
nd r
esponse
s in
a t
ruth
ful, o
bje
ctiv
e, c
lear
and
conci
se m
anner
with d
ue
regar
d
for
the
rule
s of
evid
ence
and
pro
cedure
s of
the
venue
□
del
iver
evi
den
ce a
nd r
esponse
s, e
g v
erbal
ly,
in w
riting,
as a
pro
duct
, fo
rmal
ly
□
rule
s of
evid
ence
and p
roce
dure
s of
the
venue,
eg m
ake
sure
all
legal
req
uirem
ents
are
adher
ed t
o,
ensu
ring v
alid
ity,
acc
ura
cy,
relia
bili
ty,
consi
sten
cy a
nd s
uff
icie
ncy
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e Auditors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
18
2
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
3.4
pro
vide
verb
al e
viden
ce w
hic
h is
consi
sten
t w
ith a
ny
writt
en
evid
ence
pro
vided
□
writt
en e
viden
ce,
eg r
eport
s, m
inute
s of
mee
tings,
conte
mpora
neo
us
note
s
□
verb
al e
viden
ce r
equirem
ents
, eg
pac
e, c
larity
, to
ne,
use
of
tech
nic
al
term
inolo
gy,
under
stan
din
g o
f giv
ing e
xper
t opin
ion
3.5
re
spond t
o a
ll direc
tions
of
the
court
or
pro
ceed
ing p
rom
ptly
□
direc
tions,
eg v
erbal
, w
ritt
en,
form
al,
info
rmal
□
pro
mptly,
eg w
ithin
the
requirem
ents
of
the
direc
tions
giv
en/p
rovi
ded
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
183
Information for tutors
Delivery
When delivering the unit, centres must ensure that learners are given input on the unit amplification. Where legislation has been indicated, it is assumed that any subsequent legislation introduced that supersedes what is listed will be delivered and assessed.
It is important that the unit is delivered sequentially, moving from learning outcome 1, which develops the underpinning knowledge, to learning outcome 2 which prepares practical applications, and then learning outcome 3 which focuses on practical application to relevant scenarios.
When delivering learning outcome 1 the centre must ensure that there is opportunity to develop learners’ theoretical knowledge of the legal powers and enforcement duties that exist under the fire and safety legislation as indicated in the unit amplification. Role play and case study analysis would enhance the delivery of this unit and prepare learners for assessment. Through this form of delivery, it is possible to use formative assessment to ensure that learners are fully prepared and have a comprehensive understanding of the requirements for preparing and presenting evidence.
When delivering learning outcome 2 the centre will need to provide scenarios or case studies that learners can use to prepare evidence and reports for court proceedings. A review of factual cases or fictional scenarios that allow learners to demonstrate their understanding of the requirements of the reports would be useful. The importance of gathering evidence using suitable methods should be reinforced and it is important that learners be given the opportunity to understand the implications of not preparing the evidence appropriately.
For learning outcome 3 learners should be provided with case studies and role play opportunities as formative activities to develop the skills required for this learning outcome. The skills development should be related to vocational scenarios.
Assessment
For the knowledge and understanding component of the unit, assessment from a learning and development environment is allowed.
For the practical components, simulation in a learning and development environment is recommended, but assessment in a workplace environment is also permitted.
The centre will devise assessments and undertake the assessment of learners.
For AC1.1 learners must explain both the legal powers and the enforcement duties that are encompassed by fire safety legislation. The evidence should contain more detail than a description; it is expected that learners will set out in detail the powers and duties, with reasons why they are there and appropriate examples.
For AC1.2 learners need to examine a range of methods that can be used to give evidence, as indicated in the unit amplification. Assessment may be presented in a number of formats including written evidence, leaflet or verbal presentation. Learners must also show how referring to notes and supporting materials can assist when giving evidence.
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
184
AC1.3 requires learners to fully explain the process for giving evidence. Their evidence should outline the process, and explain each stage and why it exists in relation to the evidence delivery.
For AC1.4, learners must fully explain the circumstances in which evidence of opinion can be provided. This may take the form of a written response to a scenario based question, or a verbal explanation as part of a role play.
To achieve AC1.5, learners should explain why it is important to maintain control and composure under cross-examination, and what the consequences may be if they do not do this.
AC1.6 requires learners to explain when liaison with victims, witnesses and defendants is permitted. Evidence should cover contact that is both formal and informal, verbal and otherwise.
Evidence for AC1.7 should show what constitutes a breach of court protocol or procedure and what happens if they are not followed. They should also clarify who should be informed of any breaches, such as those given as examples in the unit amplification.
AC1.8 requires learners to clarify their roles and responsibilities, and those of others within the context of court and formal proceedings. Evidence may be produced in a written format, via a poster or leaflet or through a verbal presentation.
Learning outcome 2 requires learners to prepare evidence and reports on fire safety for court and other formal proceedings. AC2.1 requires learners to prepare and submit reports and evidence that shows there is a case to answer.
Once this has been completed AC2.2 requires learners to prepare and make available evidence and exhibits in relation to the case. It is important that learners show how they would take steps to ensure continuity and integrity of the evidence.
AC2.3 can be achieved through the submission of prepared written notes to support the delivery of evidence at a hearing. These notes should contain sufficient information to assist in the presentation of evidence.
Evidence for AC2.4, 2.5 and 2.6 may be gathered through a role play or desktop scenario. AC2.4 amplification establishes that communication can be made both verbally and in writing with relevant departments involved in the scenario. To ensure consistency in learners’ approach, both methods of communication should be demonstrated.
AC2.5 requires learners to identify the responsible person and then inform them of actions taken in the scenario, providing evidence of how the audit trail in relation to correspondence is established.
For AC2.6 learners need to provide information in relation to their purpose, scope and expectations when attending the hearing in the scenario, showing whom they would seek clarification from, and how to do this.
Assessment of learning outcome 3 can be undertaken through a formal role play or other desktop scenario where learners have to participate in a simulated hearing. This will allow evidence to be generated effectively. Evidence to meet the assessment criteria may be in the form of observation records supported by learner notes.
When preparing the evidence to support the awarding of AC3.1, assessors must be confident that learners have arrived at the court or other formal proceedings scenario on time, and has the required documentation to give evidence.
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
185
AC3.2 requires learners to display the expected professional manner in relation to their appearance and behaviour during the scenario. They should be smartly presented during the scenario assessment. Learners must provide verbal evidence that is consistent with the written reports provided for learning outcome 2, and the evidence must be given in a truthful and objective manner. Learners must be concise in their responses and should show that they understand the rules of evidence. This will then provide the required evidence for AC3.3 and 3.4. For AC3.5 learners need to respond promptly to court directions.
Indicative resource materials
Documents
Better Regulation Executive: Reducing Regulation Made Simple
www.bis.gov.uk/assets/biscore/better-regulation/docs/r/10-1155-reducing-regulation-made-simple.pdf
Chief Fire Officers Association guidance documents
www.cfoa.org.uk/10039
Criminal Procedure and Investigations Act 1996 (CPIA)
www.legislation.gov.uk/uksi/2011/209/pdfs/uksi_20110209_en.pdf
Enforcement Concordat: Good Practice Guide for England and Wales
www.berr.gov.uk/files/file10150.pdf
Human Rights Act 1998 www.legislation.gov.uk/ukpga/1998/42/contents
Regulation of Investigatory Powers Act (RIPA) 2000
www.legislation.gov.uk/ukpga/2000/23/pdfs/ukpga_20000023_en.pdf
Regulatory Reform (Fire Safety) Order 2005
www.legislation.gov.uk/uksi/2005/1541/contents/made
Police and Criminal Evidence Act 1984 and the Codes of Practice (PACE)
www.legislation.gov.uk/uksi/2008/3146/pdfs/uksi_20083146_en.pdf
Public Interest Disclosure Act 1998 (Whistleblowing)
www.parliament.uk/briefing-papers/SN00248.pdf
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
186
Unit 17: Draft statutory enforceable documents for the purposes of fire safety regulation
Unit reference number: L/503/3604
QCF level: 4
Credit value: 3
Guided learning hours: 7
Unit aim
This unit is about enforcing statutory provisions on behalf of the regulatory authority.
This unit is recommended for regulators who have responsibility for ensuring the requirements of fire safety and associated regulations are being met through cooperation or enforcement.
NB: ‘Requirements’ specified in learning outcome 1 relate to a general term used to encompass learners’ understanding of all aspects of drafting statutory enforceable documents for fire safety regulation.
Enforceable documents will be served upon the person(s) described within the relevant home nation’s legislation.
Essential resources
There are no special resources needed for this unit.
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
18
7
Learn
ing
ou
tco
mes,
ass
ess
men
t cr
iteri
a a
nd
un
it a
mp
lifi
cati
on
To p
ass
this
unit,
the
lear
ner
nee
ds
to d
emonst
rate
that
they
can
mee
t al
l th
e le
arnin
g o
utc
om
es f
or
the
unit.
The
asse
ssm
ent
criter
ia
det
erm
ine
the
stan
dar
d r
equired
to a
chie
ve t
he
unit.
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
1.1
su
mm
aris
e th
e polic
ies
and
priorities
of
the
regula
tory
au
thority
in r
elat
ion t
o t
he
dra
ftin
g o
f st
atuto
ry e
nfo
rcea
ble
docu
men
ts
□
regula
tory
auth
ority
polic
ies
and p
riorities
, eg
loca
l au
thority
fire
serv
ice,
loca
l au
thority
build
ing c
ontr
ol, D
epar
tmen
t of
Com
munitie
s an
d L
oca
l G
ove
rnm
ent
□
stat
uto
ry e
nfo
rcem
ent
docu
men
ts,
eg n
on-c
om
plia
nce
enfo
rcem
ent
notice
s, loca
l fire
auth
ority
spec
ific
enfo
rcem
ent
notice
s
1.2
ex
pla
in t
he
applic
atio
n o
f fire
sa
fety
leg
isla
tion in r
elat
ion t
o
the
dra
ftin
g o
f st
atuto
ry
enfo
rcea
ble
docu
men
ts
□
fire
saf
ety
legis
lation a
nd s
ubse
quen
t updat
es,
eg R
egula
tory
Ref
orm
(F
ire
Saf
ety)
Ord
er 2
005
□
stat
uto
ry e
nfo
rcem
ent
docu
men
ts,
eg n
on-c
om
plia
nce
enfo
rcem
ent
notice
s, loca
l fire
auth
ority
spec
ific
enfo
rcem
ent
notice
s
1.3
ex
pla
in t
he
rela
tionsh
ip b
etw
een
the
princi
pal
sta
tuto
ry p
rovi
sions
□
princi
pal
sta
tuto
ry p
rovi
sions
and s
ubse
quen
t updat
es,
eg F
ire
and
Res
cue
Ser
vice
s Act
(2004),
Reg
ula
tory
Ref
orm
(Fi
re S
afet
y) O
rder
2005,
Hum
an R
ights
Act
1998,
Polic
e an
d C
rim
inal
Evi
den
ce A
ct
1984 (
PACE)
1
Under
stan
d
requirem
ents
for
dra
ftin
g s
tatu
tory
en
forc
eable
docu
men
ts f
or
the
purp
ose
s of
fire
sa
fety
reg
ula
tion
1.4
cl
arify
how
the
various
types
of
stat
uto
ry n
otice
s, lic
ence
s an
d
appro
vals
may
be
use
d b
y re
gula
tors
to a
chie
ve d
esired
outc
om
es
□
types
of
stat
uto
ry n
otice
s, lic
ence
s an
d a
ppro
vals
, eg
as
indic
ated
in
Reg
ula
tory
Ref
orm
(Fi
re S
afet
y) O
rder
2005,
Chie
f Fi
re O
ffic
ers
Ass
oci
atio
n (
CFO
A)
guid
ance
docu
men
ts
□
regula
tors
, eg
loca
l au
thority
fire
and r
escu
e se
rvic
es,
loca
l au
thority
build
ing c
ontr
ol
□
des
ired
outc
om
es,
eg u
phold
ing law
and o
ther
sta
tuto
ry p
rovi
sions,
pre
vention o
f fire
inci
den
ts
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
18
8
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
1.5
su
mm
aris
e th
e ap
plic
atio
n o
f fo
rmal
and info
rmal
enfo
rcem
ent
actions
in a
ccord
ance
with t
he
regula
tory
auth
ority
’s p
olic
ies
and p
roce
dure
s
□
applic
atio
n o
f en
forc
emen
t ac
tions,
eg leg
al p
roce
dure
s
□
form
al a
nd info
rmal
, eg
advi
sory
, re
quired
act
ions
□
regula
tory
auth
ority
’s p
olic
ies
and p
roce
dure
s, e
g loca
l au
thority
fire
and r
escu
e se
rvic
es,
loca
l au
thority
build
ing c
ontr
ol
1.6
ex
pla
in t
he
requirem
ents
for
dra
ftin
g c
lear
, ac
cura
te a
nd
enfo
rcea
ble
notice
s
□
requirem
ents
of
enfo
rcea
ble
notice
s, e
g a
s in
dic
ated
in R
egula
tory
Ref
orm
(Fi
re S
afet
y) O
rder
2005,
Chie
f Fi
re O
ffic
ers
Ass
oci
atio
n
(CFO
A)
guid
ance
docu
men
ts
1.7
ex
pla
in t
he
pro
cess
for
withdra
win
g o
r ex
tendin
g n
otice
s □
as
indic
ated
in R
egula
tory
Ref
orm
(Fi
re S
afet
y) O
rder
2005 a
nd C
hie
f Fi
re O
ffic
ers
Ass
oci
atio
n (
CFO
A)
guid
ance
docu
men
ts
2.1
id
entify
the
legal
title
of
those
to
whom
the
docu
men
t(s)
are
to b
e ad
dre
ssed
□
legal
title
, eg
cle
ar a
nd e
nfo
rcea
ble
title
rep
rese
nting leg
al o
wner
ship
of
an a
sset
or
pro
per
ty
2.2
co
nfirm
the
reas
on(s
) fo
r dra
ftin
g t
he
notice
□
re
ason(s
) fo
r dra
ftin
g t
he
notice
, eg
leg
al r
equirem
ents
, ad
viso
ry,
form
al,
info
rmal
2.3
dec
ide
upon t
he
type,
conte
nt,
co
mplia
nce
dat
e an
d a
ny
conditio
ns
(sch
edule
) of
the
notice
to b
e is
sued
□
type
of
notice
to b
e is
sued
, eg
info
rmal
, fo
rmal
, ad
viso
ry,
action
requirem
ents
, le
gal
ly e
nfo
rcea
ble
2.4
pro
duce
sta
tuto
ry e
nfo
rcea
ble
docu
men
ts w
hic
h a
re c
lear
and
accu
rate
in a
ll re
spec
ts
□
stat
uto
ry e
nfo
rcea
ble
docu
men
ts,
eg a
s in
dic
ated
in R
egula
tory
Ref
orm
(Fi
re S
afet
y) O
rder
2005,
and C
hie
f Fi
re O
ffic
ers
Ass
oci
atio
n
(CFO
A)
guid
ance
docu
men
ts
2
Be
able
to d
raft
st
atuto
ry
enfo
rcea
ble
docu
men
ts
2.5
co
nfirm
that
the
action r
equired
by
the
notice
will
enab
le
com
plia
nce
with leg
isla
tion
and/o
r co
ntr
ol th
e risk
and is
pra
ctic
al t
o e
nfo
rce
in t
he
even
t of
non-c
om
plia
nce
□
how
to c
onfirm
, eg
ver
bal
ly (
pro
fess
ional
dis
cuss
ion),
in w
riting w
ith
an a
udit t
rail,
consu
ltin
g a
subje
ct m
atte
r ex
per
t
□
pra
ctic
al t
o e
nfo
rce,
eg c
ost
effec
tive
, sp
ecific
, w
ith r
easo
nab
le
tim
efra
mes
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
18
9
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
2.6
co
nfirm
the
under
stan
din
g o
f th
e re
quirem
ents
of
the
notice
with
those
ser
ving t
he
notice
□
how
to c
onfirm
under
stan
din
g,
eg t
hro
ugh t
rain
ing s
essi
ons,
ver
bal
ly
(pro
fess
ional
dis
cuss
ion),
in w
riting w
ith a
n a
udit t
rail
□
those
ser
ving t
he
notice
, eg
fire
safe
ty o
ffic
ers,
auditors
, in
spec
tors
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
190
Information for tutors
Delivery
When delivering the unit, centres must ensure that learners are given input on the unit amplification. Where legislation has been indicated, it is assumed that any subsequent legislation introduced that supersedes what is listed will be delivered and assessed.
It is important that the unit is delivered sequentially, moving from learning outcome 1, which develops the underpinning knowledge, to learning outcome 2 which allows practical application to relevant scenarios.
When planning the delivery of learning outcome 1, the centre should ensure that learners have access to a range of case study and exemplar material which will allow them to develop an understanding of the types of documents that will need to be prepared as part of the assessment of the outcome. It is advisable to show examples of good practice, but also examples where practice could be improved to show learners the impact of policies and other enforceable documents when they are and are not prepared well. Learning in this unit may link to other units in the qualification, especially in relation to fire safety legislation and statutory requirements. When moving through the outcome, the centre may use case study analysis as an effective form of delivery, to show learners how the documentation can assist the enforcement of fire safety legislation, and how this is important when enforcing actions in both formal and informal situations.
Delivery of learning outcome 2 would be enhanced through role-play scenarios and other desktop scenarios which provide learners with formative exercises to practically apply their learning from the previous learning outcome. Learners should be given the opportunity to apply their learning in a range of scenarios, to develop their understanding of why statutory enforceable documents are required and how they are prepared in different scenarios.
Assessment
For the knowledge and understanding component of the unit, assessment from a learning and development environment is allowed.
For the practical components, simulation in a learning and development environment is recommended but assessment in a workplace environment is also permitted.
The centre will devise assessments and undertake the assessment of learners.
When assessing AC1.1 the assessor must ensure that learners have summarised the policies and priorities of the regulatory authority as indicated in the unit amplification. This summary should articulate briefly the main points or essential features of these policies. All evidence should relate back to the drafting of statutory enforceable documents.
AC1.2 requires learners to explain how the fire safety legislation should be applied to the drafting of statutory enforceable documents. This explanation should be more detailed than a description or list, so it should use an example to show what they mean. Learners may start by introducing the topic then give the ‘how’ or ‘why’ fire safety legislation relates to the drafting of statutory enforceable documents.
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
191
AC1.3 requires learners to show how the various statutory provisions, as indicated in the unit amplification, relate to each other. It is important, where legislation is indicated, that the most up-to-date legislation is delivered and assessed.
AC1.4 requires learners to clarify how the various types of statutory notices, licences and approvals may be used by regulators to achieve desired outcomes. This will require them to provide evidence in relation to a range of documents, giving examples of how each may achieve an outcome and why this is selected above others.
For AC1.5 learners need to provide a summary of how and where both formal and informal enforcement actions may be applied. This summary should show how each action is in accordance with the regulatory authority’s policies and procedures. This evidence may be linked to the evidence provided for AC1.1.
AC1.6 requires learners to explain the requirements for drafting enforceable notices. This evidence should be more comprehensive than a description of requirements, and should use examples to exemplify the requirements for drafting of enforceable notices.
To achieve AC1.7 learners must show that they fully understand the process of withdrawing or extending notices. They need to explain why notices may be withdrawn or extended, and how this is done. All evidence should relate to the guidance documents indicated in the unit amplification, or any subsequent guidance that supersedes what is listed.
Learning outcome 2 requires learners to draft statutory enforceable documents. Assessment may be undertaken in relation to a given scenario or desktop scenario, requiring learners to apply the knowledge gained in learning outcome 1. For AC2.1 learners need to identify the correct legal title of those to whom the document(s) are to be addressed.
Evidence for AC2.2 must show the reasons for the notice, including reference to appropriate legal requirements, whether the notice is formal or informal, mandatory or advisory.
AC2.3 requires learners to consider the given scenario, and to decide accurately upon the type of notice, its content, the compliance date and conditions of the notice. These should be clearly identified and justified as part of the evidence.
Evidence for AC2.4 should take the form of a formal written statutory enforceable document which is clear and accurate in respect of identified legislation, or any subsequent legislation that supersedes what is listed. Evidence for AC2.5 and 2.6 may be gathered as a result of a role-play activity, whereby learners discuss the notice(s) drafted for AC2.4, therefore being able to confirm that the action required will enable compliance with legislation and control the risk. For AC2.5 it must be clear that any actions are practical to enforce in the event of non-compliance. AC2.6 requires learners to confirm that the requirements of the notice are fully understood by those serving the notice. Evidence for AC2.5 and 2.6 may be in the form of observation records supported by learner notes.
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192
Indicative resource materials
Documents
Better Regulation Executive: Reducing Regulation Made Simple
www.bis.gov.uk/assets/biscore/better-regulation/docs/r/10-1155-reducing-regulation-made-simple.pdf
Chief Fire Officers Association guidance documents
www.cfoa.org.uk/10039
Enforcement Concordat: Good Practice Guide for England and Wales
www.berr.gov.uk/files/file10150.pdf
Equality Act 2010 www.legislation.gov.uk/ukpga/2010/15/pdfs/ukpga_20100015_en.pdf
Human Rights Act 1998 www.legislation.gov.uk/ukpga/1998/42/ contents
Police and Criminal Evidence Act 1984 (PACE)
www.legislation.gov.uk/ukpga/1984/60/ contents
Regulatory Reform (Fire Safety) Order 2005
www.legislation.gov.uk/uksi/2005/1541/ contents/made
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
193
Unit 18: Serve statutory enforceable documents for the purposes of fire safety regulation
Unit reference number: F/503/3597
QCF level: 4
Credit value: 3
Guided learning hours: 7
Unit aim
This unit is about enforcing statutory provisions on behalf of the regulatory authority.
This unit is recommended for regulators who have responsibility for ensuring the requirements of fire safety and associated regulations are being met through cooperation or enforcement.
NB: ‘Requirements’ specified in learning outcome 1 relate to a general term used to encompass learners’ understanding of all aspects of serving statutory enforceable documents for fire safety regulation.
Enforceable documents will be served upon the person(s) described within the relevant home nation’s legislation.
Essential resources
There are no special resources needed for this unit.
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
19
4
Learn
ing
ou
tco
mes,
ass
ess
men
t cr
iteri
a a
nd
un
it a
mp
lifi
cati
on
To p
ass
this
unit,
the
lear
ner
nee
ds
to d
emonst
rate
that
they
can
mee
t al
l th
e le
arnin
g o
utc
om
es f
or
the
unit.
The
asse
ssm
ent
criter
ia
det
erm
ine
the
stan
dar
d r
equired
to a
chie
ve t
he
unit.
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
1.1
ex
pla
in t
he
aim
s an
d o
bje
ctiv
es
of
the
regula
tory
auth
ority
□
ai
ms
and o
bje
ctiv
es,
eg s
har
ed v
isio
n,
required
outc
om
es
□
regula
tory
auth
ority
, eg
loca
l au
thority
fire
and r
escu
e se
rvic
es,
loca
l au
thority
build
ing c
ontr
ol
1.2
ex
pla
in t
he
regula
tory
auth
ority
polic
y on t
he
pro
cess
of
issu
ing
notice
s
□
regula
tory
auth
ority
iss
uin
g p
olic
ies,
eg loca
l au
thority
fire
and
resc
ue
serv
ices
, lo
cal au
thority
build
ing c
ontr
ol
1.3
ex
pla
in t
he
circ
um
stan
ces
in
whic
h n
otice
s ca
n b
e is
sued
□
ci
rcum
stan
ces,
eg w
her
e non-c
onfo
rmity
to r
egula
tions
is f
ound,
wher
e le
gal
req
uirem
ents
are
not
bei
ng m
et,
wher
e re
quired
in
form
atio
n is
not
avai
lable
1.4
cl
arify
how
sta
tuto
ry e
nfo
rcea
ble
docu
men
ts m
ust
be
serv
ed t
o
mee
t le
gal
req
uirem
ents
□
stat
uto
ry e
nfo
rcea
ble
docu
men
ts,
eg a
s in
dic
ated
in R
egula
tory
Ref
orm
(Fi
re S
afet
y) O
rder
2005,
Chie
f Fi
re O
ffic
ers
Ass
oci
atio
n
(CFO
A)
guid
ance
docu
men
ts
□
legal
req
uirem
ents
, eg
within
spec
ific
tim
efra
mes
, in
a s
pec
ific
fo
rmat
, to
the
corr
ect
legal
title
hold
er
1
Under
stan
d
requirem
ents
for
serv
ing s
tatu
tory
en
forc
eable
docu
men
ts f
or
the
purp
ose
s of
fire
sa
fety
reg
ula
tion
1.5
ex
pla
in t
he
use
of
stat
uto
ry
enfo
rcea
ble
docu
men
ts b
y re
gula
tors
to a
chie
ve d
esired
outc
om
es
□
stat
uto
ry e
nfo
rcea
ble
docu
men
ts,
eg a
s in
dic
ated
in R
egula
tory
Ref
orm
(Fi
re S
afet
y) O
rder
2005,
Chie
f Fi
re O
ffic
ers
Ass
oci
atio
n
(CFO
A)
guid
ance
docu
men
ts
□
regula
tors
, eg
loca
l au
thority
fire
and r
escu
e se
rvic
es,
loca
l au
thority
build
ing c
ontr
ol
□
des
ired
outc
om
es,
eg c
om
plia
nce
with leg
al r
equirem
ents
, pro
visi
on
of
adeq
uat
e fire
saf
ety
contr
ol m
easu
res
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
19
5
Learn
ing
ou
tco
mes
Ass
ess
men
t cr
iteri
a
Un
it a
mp
lifi
cati
on
2.1
co
nfirm
ow
n u
nder
stan
din
g o
f th
e re
quirem
ents
of
the
notice
□
re
quirem
ents
of
notice
, eg
act
ions
and r
ecom
men
dat
ions,
spec
ific
det
ails
of
required
im
pro
vem
ents
, tim
efra
mes
, pote
ntial
co
nse
quen
ces
of
non-c
om
plia
nce
with n
otice
2.2
se
rve
the
notice
corr
ectly
in
acco
rdan
ce w
ith leg
isla
tive
re
quirem
ents
□
serv
ing t
he
notice
, eg
by
post
, by
han
d,
by
third p
arty
□
legis
lative
req
uirem
ents
, eg
within
spec
ific
tim
efra
mes
, sp
ecific
fo
rmat
req
uirem
ents
, to
the
corr
ect
legal
title
hold
er
2.3
in
form
the
reci
pie
nt
of
the
appea
ls p
roce
dure
and p
roce
ss,
and r
ecei
ve t
he
nec
essa
ry
appea
l docu
men
tation
□
info
rm,
eg v
erbal
ly,
in w
riting,
form
ally
in a
ccord
ance
with leg
al
requirem
ents
of
notice
□
appea
ls p
roce
dure
, eg
dis
pute
and/o
r ch
alle
nge
the
conte
nts
of
the
stat
uto
ry e
nfo
rcea
ble
docu
men
ts,
wher
e ap
pea
ls d
ocu
men
tation
may
be
obta
ined
2
Be
able
to s
erve
st
atuto
ry
enfo
rcea
ble
docu
men
ts
2.4
sh
are
rele
vant
info
rmat
ion w
ith
peo
ple
within
ow
n o
rgan
isat
ion
and a
ny
oth
er r
elev
ant
stat
uto
ry
enfo
rcin
g a
uth
ority
(s)
□
shar
ing r
elev
ant
info
rmat
ion,
eg v
erbal
ly,
in w
riting,
form
ally
, in
form
ally
, fo
rmat
support
ing e
ffec
tive
rec
eipt
of
required
in
form
atio
n
□
oth
er r
elev
ant
stat
uto
ry e
nfo
rcin
g a
uth
ority
(s),
eg o
ther
loca
l au
thority
fire
and r
escu
e se
rvic
es,
loca
l au
thority
build
ing c
ontr
ol
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
196
Information for tutors
Delivery
When delivering the unit, centres must ensure that learners are given input on the unit amplification. Where legislation has been indicated, it is assumed that any subsequent legislation introduced that supersedes what is listed will be delivered and assessed.
It is important that the unit is delivered sequentially, moving from learning outcome 1, which develops the underpinning knowledge, to learning outcome 2 which allows practical application to relevant scenarios.
It is advisable when planning the delivery of this unit that it is delivered after unit 17, which will allow learners to develop knowledge of the drafting of these documents, and their requirements.
When delivering learning outcome 1, the centre should enable learners to develop the theoretical knowledge in relation to serving statutory enforceable documents for the purposes of fire safety regulation. Learners may be given access to a range of different documents to consider, therefore developing the knowledge and understanding of the requirements of each. Delivery should focus on the regulatory authorities that can issue notices and the circumstance in which notices can be issued. Legal requirements in relation to serving statutory enforceable documents for the purposes of fire safety regulation should be clearly investigated.
Delivery of learning outcome 2 would be enhanced through the use of case study analysis and role play or other desktop scenarios to allow practical application of knowledge gained in learning outcome 1. Through the use of formative activities such as this, learners can develop the skills required to successfully achieve the assessment of this outcome. By exposing learners to a range of scenarios, they will be able to develop their understanding and skills, and also the ability to transfer these skills to different scenarios effectively.
Assessment
For the knowledge and understanding component of the unit, assessment from a learning and development environment is allowed.
For the practical components, simulation in a learning and development environment is recommended but assessment in a workplace environment is also permitted.
The centre will devise assessments and undertake the assessment of learners.
Evidence for learning outcome 1 may take a written format. AC1.1 requires learners to explain the aims and objectives of the regulatory authority. This should not just be a list or description, but should provide detail as to why these aims and objectives exist, with appropriate examples to illustrate this.
AC1.2 takes this further with learners required to explain the policy of the regulatory authority in relation to the process of issuing notices. The process should be explained using examples to show why each stage is in place.
For AC1.3 learners need to provide a number of examples showing a range of circumstances in which notices can be issued and the reasons for issuing the notice.
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
197
AC1.4 requires learners to show understanding of how statutory enforceable documents must be served to meet legal requirements. Assessors should ensure
that links to the legal requirements indicated in the unit amplification are fully
covered, and also ensure that where legislation is indicated, it is assumed that any subsequent legislation introduced that supersedes what is listed will be assessed.
For AC1.5 learners should explain how and why statutory enforceable documents are used by regulators to achieve desired outcomes, using a range of examples to support the findings.
Assessment of learning outcome 2 may be undertaken through a role play or other practical scenario based assessment. The intention of this outcome is that learners practically apply the knowledge and skills developed during the study of this unit to a realistic scenario. Evidence for this outcome may be in the form of observation records supported by learner notes.
AC2.1 requires learners to confirm that they understand the requirements of the notice to be served, including timeframes and necessary improvements.
For AC2.2 they need to serve the notice correctly in a role-play scenario, to show that they have complied with the legislative requirements.
To achieve AC2.3 learners must inform the recipient, either verbally or in writing, of the appeals procedure and process, including where necessary documentation may be obtained.
AC2.4 requires learners to share relevant information with people in their own organisation and any other relevant authority. Evidence should show how they identify what the relevant information is, and who they would share this with.
Indicative resource materials
Documents
Better Regulation Executive: Reducing Regulation Made Simple
www.bis.gov.uk/assets/biscore/better-regulation/docs/r/10-1155-reducing-regulation-made-simple.pdf
Chief Fire Officers Association guidance documents
www.cfoa.org.uk/10039
Criminal Procedure and Investigations Act 1996 (CPIA)
www.legislation.gov.uk/uksi/2011/209/pdfs/uksi_20110209_en.pdf
Enforcement Concordat: Good Practice Guide for England and Wales
www.berr.gov.uk/files/file10150.pdf
Equality Act 2010 www.legislation.gov.uk/ukpga/2010/15/pdfs/ukpga_20100015_en.pdf
Human Rights Act 1998 www.legislation.gov.uk/ukpga/1998/42/ contents
Police and Criminal Evidence Act 1984 and the Codes of Practice (PACE)
www.legislation.gov.uk/ukpga/1984/60/ contents
Public Interest Disclosure Act 1998 (Whistleblowing)
www.parliament.uk/briefing-papers/SN00248.pdf
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
198
Regulation of Investigatory Powers Act (RIPA) 2000
www.legislation.gov.uk/ukpga/2000/23/pdfs/ukpga_20000023_en.pdf
Regulatory Reform (Fire Safety) Order 2005
www.legislation.gov.uk/uksi/2005/1541/contents/made
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
199
13 Further information and useful publications
To get in touch with us visit our ‘Contact us’ pages:
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BTEC: www.btec.co.uk/contactus
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Books, software and online resources for UK schools and colleges: www.pearsonschools.co.uk/contactus
Other sources of information and publications available include:
Edexcel Equality Policy
Edexcel Information Manual (updated annually)
Reasonable Adjustment and Special Considerations for BTEC and Edexcel NVQ Qualifications
Recognition of Prior Learning Policy
Quality Assurance Handbook (updated annually)
Publications on the quality assurance of BTEC qualifications are on our website at www.edexcel.com/quals/BTEC/quality/Pages/documents.aspx
Our publications catalogue lists all the material available to support our qualifications. To access the catalogue and order publications, please go to www.edexcel.com/resources/Pages/home.aspx
Additional resources
If you need further learning and teaching materials to support planning and delivery for your learners, there is a wide range of BTEC resources available.
Any publisher can seek endorsement for their resources, and, if they are successful, we will list their BTEC resources on our website at: www.edexcel.com/resources
BA030061 – Specification – Edexcel Level 3 and 4 Certificate in Fire Safety (Fire Auditors) and Edexcel Level 4 Diploma in Fire Safety (Fire Inspectors) – Issue 3 – April 2013 © Pearson Education Limited 2013
200
14 Professional development and training
Edexcel supports UK and international customers with training related to BTEC qualifications. This support is available through a choice of training options offered in our published training directory, or through customised training at your centre.
The support we offer focuses on a range of issues, including:
planning for the delivery of a new programme
planning for assessment and grading
developing effective assignments
building your team and teamwork skills
developing learner-centred learning and teaching approaches
building functional skills into your programme
building in effective and efficient quality assurance systems.
The national programme of training we offer is on our website at: www.edexcel.com/training. You can request customised training through the website or you can contact one of our advisors in the Training from Edexcel team via Customer Services to discuss your training needs.
BTEC training and support for the lifetime of the qualifications
Training and networks: our training programme ranges from free introductory events through sector-specific opportunities to detailed training on all aspects of delivery, assignments and assessment. We have designed our new network events programme to allow you to share your experiences, ideas and best practice with other colleagues in your region. Sign up to the training you need at: www.btec.co.uk/training
Regional support: our team of Curriculum Development Managers and Curriculum Support Consultants, based around the country, are responsible for providing advice and support in centres. They can help you with planning and curriculum developments. If you would like your Curriculum Development Manager to contact you, please get in touch with your regional office on: 0844 463 2535.
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
20
1
An
nexe A
Map
pin
g w
ith
Nati
on
al O
ccu
pati
on
al S
tan
dard
s
The
grid b
elow
map
s th
e kn
ow
ledge
cove
red in t
he
Edex
cel BTEC L
evel
s 3 a
nd 4
Spec
ialis
t qual
ific
atio
ns
in F
ire
Saf
ety
agai
nst
the
under
pin
nin
g k
now
ledge
of
the
Nat
ional
Occ
upat
ional
Sta
ndar
ds
in F
ire
Saf
ety.
Cen
tres
can
use
this
map
pin
g w
hen
pla
nnin
g h
olis
tic
del
iver
y an
d a
sses
smen
t ac
tivi
ties
.
KEY
#
indic
ates
par
tial
cove
rage
of
know
ledge
in t
he
NO
S u
nit
A b
lank
spac
e in
dic
ates
no c
ove
rage
of
the
know
ledge
BTEC
Sp
eci
alist
un
its
NO
S
Unit 1
Unit 2
Unit 3
Unit 4
Unit 5
Unit 6
Unit 7
Unit 8
Unit 9
Unit 10
Unit 11
Unit 12
Unit 13
Unit 14
Unit 15
Unit 16
Unit 17
Unit 18
FS1
Iden
tify
and
repo
rt h
azar
ds a
nd r
isks
ass
ocia
ted
with
fire
#
FS2
Ass
ess
risks
ass
ocia
ted
with
fire
#
#
FS3
Ens
ure
mea
sure
s ar
e in
pla
ce to
pro
tect
peo
ple
from
fire
#
#
FS7
Rev
iew
mat
ters
rel
atin
g to
fire
pro
tect
ion
syst
ems
#
#
FS10
Pla
n an
d ga
ther
evi
denc
e fo
r th
e pu
rpos
e of
fire
saf
ety
regu
latio
n
#
FS12
Vis
it pr
emis
es fo
r th
e pu
rpos
es o
f fire
saf
ety
regu
latio
n
#
#
FS9
Rev
iew
saf
ety
mea
sure
s at
loca
tions
that
are
reg
ulat
ed a
nd/o
r lic
ense
d
#
FS6
Rev
iew
fire
saf
ety
mat
ters
rel
atin
g to
exi
stin
g or
pro
pose
d co
nstr
uctio
n
#
FS4
Wor
k in
par
tner
ship
to m
inim
ise
risks
to th
e co
mm
unity
#
BA030061 –
Spec
ific
atio
n –
Edex
cel Le
vel 3 a
nd 4
Cer
tifica
te in F
ire
Saf
ety
(Fir
e Auditors
) an
d E
dex
cel
Leve
l 4 D
iplo
ma
in F
ire
Saf
ety
(Fir
e In
spec
tors
) – I
ssue
3 –
Apri
l 2013 ©
Pea
rson E
duca
tion L
imited
2013
20
2
BTEC
Sp
eci
alist
un
its
NO
S
Unit 1
Unit 2
Unit 3
Unit 4
Unit 5
Unit 6
Unit 7
Unit 8
Unit 9
Unit 10
Unit 11
Unit 12
Unit 13
Unit 14
Unit 15
Unit 16
Unit 17
Unit 18
FS5
Sup
port
the
man
agem
ent o
f ris
ks a
t inc
iden
ts
#
FS8
Rev
iew
fire
saf
ety
mat
ters
rel
atin
g to
pre
mis
es u
nder
con
stru
ctio
n,
dem
oliti
on a
nd a
ltera
tion
#
FS11
Pre
pare
and
pre
sent
evi
denc
e in
cou
rt a
nd o
ther
form
al
proc
eedi
ngs
in r
elat
ion
to fi
re s
afet
y m
atte
rs
#
FS13
Dra
ft st
atut
ory
enfo
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Publications Code BA030061 April 2013 For more information on Edexcel and BTEC qualifications please visit our website: www.edexcel.com Pearson Education Limited. Registered in England and Wales No. 872828 Registered Office: Edinburgh Gate, Harlow, Essex CM20 2JE. VAT Reg No GB 278 537121