Ecological Economics Volume 66 Issue 4 2008 [Doi 10.1016%2Fj.ecolecon.2007.10.023] J.R. Siche; F....

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    ANALYSIS

    Sustainability of nations by indices: Comparative study

    between environmental sustainability index, ecological

    footprint and the emergy performance indices

    J.R. Sichea, F. Agostinho b, E. Ortega b,, A. Romeiro c

    a

    Escuela de Ingeniera Agroindustrial, Facultad de Ciencias Agropecuarias, Universidad Nacional de Trujillo, Av. Juan Pablo II s/n, CiudadUniversitaria, Trujillo, Perub Laboratory of Ecological Engineering, FEA (College of Food Eng), Unicamp, CP 6121, CEP 13083-862, Campinas, SP, Brazilc Ncleo de Economia Agrcola, NEA, UNICAMP, CP 6135, Campinas, SP, Brazil

    A R T I C L E I N F O A B S T R A C T

    Article history:

    Received 24 July 2006

    Received in revised form

    26 August 2007

    Accepted 27 October 2007

    Available online 11 December 2007

    The present work makes a comparison between the two most used environmental

    sustainability indices of nations: ecological footprint and environmental sustainability

    index, with two emergy ratios (renewability and emergy sustainability index). All of them

    are gaining space within the scientific community and government officials. Despite the

    efforts for obtaining an index that adequately represents the sustainability of a region,

    according to the result of this research, nowadays there is not yet a completely satisfactoryindex. We consider that all of them need to be improved, but the results point out the

    possibility of obtaining one better index of sustainability through the junction of ecological

    footprint with renewability emergy index.

    2007 Elsevier B.V. All rights reserved.

    Keywords:

    Ecological footprint

    Emergy analysis

    Environmental sustainability index

    Sustainability of nations

    1. Introduction

    In the 60's decade, the book Silent Spring byCarson (1962)

    became emblematic andcontributed decisively for a change of

    perspective of the environmentalist movement, changing it

    from conservationismto ecology activism. Ten years lateranother book caused great impact, The Limits to Growth

    prepared by a group of researchers of The Massachusetts

    Institute of Technology (Meadows et al., 1972). This book uses

    modeling and simulation of ecological and economic systems

    of the Earth at the end of 20th century and points out the

    serious problems that humanity should solve, probably

    through a new development model to overcome an ecological

    and social disaster. Among the critical problems they cited

    were: the intensive use of fossil energy with the consequent

    end of reserves; reduction of supply of natural resources;

    increment of the industrial activity and pollution; increase

    and collapse of population; and, the limitation of the capacity

    of food production.

    The term sustainability was introduced as an interna-tional issue by the book The World Conservation Strategyin

    1980 (IUCN et al., 1980). Since that date the term begin to be

    used with increased frequency and its economic, social and

    environmental dimensions were debated as well as its

    importance in the search for a new form of development.

    This concept was deeply discussed in a study prepared for the

    World Commission on the Environment of the United Nations

    known as the Brundtland Report(World Commission on the

    E C O L O G I C A L E C O N O M I C S 6 6 ( 2 0 0 8 ) 6 2 8 6 3 7

    Corresponding author.Tel.: +55 19 35214035; fax: +55 19 3521 4027.E-mail address:[email protected](E. Ortega).

    0921-8009/$ see front matter 2007 Elsevier B.V. All rights reserved.doi:10.1016/j.ecolecon.2007.10.023

    a v a i l a b l e a t w w w . s c i e n c e d i r e c t . c o m

    w w w . e l s e v i e r . c o m / l o c a t e / e c o l e c o n

    mailto:[email protected]://dx.doi.org/10.1016/j.ecolecon.2007.10.023http://dx.doi.org/10.1016/j.ecolecon.2007.10.023mailto:[email protected]
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    Environment and Development, 1987). This report, among

    others things, concludes that it is necessary to make a big

    change in the concept and approach of human development,

    since all the ecological systems of the planet are suffering

    serious and irreversible damage.

    The idea of indicators to evaluate the sustainability

    appeared in the World Conference on the Environment

    Rio 92, in one of its final documents, Agenda 21 that registersin chapter 40: commonly used indicators such as the gross

    national product (GNP) and measurements of individual

    resource or pollution flows do not provide adequate indica-

    tions of sustainability. Methods for assessing interactions

    between different parameters (environmental, demographic,

    social and developmental) are not sufficiently developed or

    applied. Indicators of sustainable development need to be

    developed to provide solid bases for decision-making at all

    levels and to contribute to a self-regulating sustainability of

    integrated environment and development systems (United

    Nations, 1992). The proposal was to define sustainable

    standards of development that considered ambient, eco-

    nomic, social, ethical and cultural aspects; for this, it became

    necessary to define indicators that could measure and

    evaluate all the important aspects of the question.

    Interesting studies about the development of indices to

    evaluate the sustainability of countries had been published in

    the journal Ecological Economics (Pearse and Atkinson, 1993;

    Gilbert and Feenstra, 1994; Nilsson and Bergstrm, 1995; Azar

    et al., 1996; Stockhammer et al., 1997; Bicknell et al., 1998;

    Neumayer, 2001; Baloccoa et al., 2004) and other influential

    jour nals (Steinborn and Svirezhev, 2000; Moser, 1996;

    Krotscheck and Narodoslawsky, 1996; Barrera and Saldvar,

    2002).

    One of the most important contributions to the develop-

    ment of a sustainability indicator was given by Rees (1992)

    with the development of an index called ecological footprint

    or EF. The original methodology consisted in the construction

    of a matrix consumption/use of land. The objective of this

    index is to calculatethe necessary land area for theproduction

    and the maintenance of goods and services consumed by a

    determined community (Wackernagel and Rees, 1996).

    Another index considered of importance in the debate

    on sustainability is the environmental sustainability index

    or ESI (Samuel-Johnson and Esty, 2000). This index, when

    proposed quickly originated discussions and controversies

    at academy and political level (Jesinghaus, 2000; The Ecolo-

    gist, 2001; Jha and Bhanu-Murthy, 2003; Morse and Fraser,

    2005).

    The scientificcommunityconsidersthesetwo indices (theEF

    and ESI) as of bigger impact in the evaluation of the sustain-

    ability of countries (Jha and Bhanu-Murthy, 2003; Sutton and

    Costanza, 2002; Morse, 2004).

    Finally, the emergy performance indices known as renew-

    ability and emergy sustainability index (Brown and Ulgiati,

    1997), which we will refer as EMPIs, that consider the eco-

    nomic system as an open thermodynamic system within the

    biosphere and account for all the flows in units of aggregate

    energy. These indices are based on the emergy theory pro-

    posed byOdum (1996).

    The focus of this work was to compare all the indices above

    cited (EF, ESI and EMPIs), analyzing its methodology and

    application, in qualitative and quantitative form, identifying

    the strengths and weakness of each of them.

    2. Comparative analysis

    2.1. Ecological footprint (EF)

    The concept of the ecological footprintwas introduced by Rees

    (1992) and elaborated byWackernagel and Rees (1996, 1997)

    among others.

    The EF can be compared with the productive biological

    capacity of the available land and the sea to this population

    (WWF, 2005). The EF measures the demand for natural

    resources. For its creators, the EF is a measure of the impact

    of thepopulationexpressed in terms of theappropriate area; it

    is the surface of ecologically productive territory in the diverse

    categories (arable lands, pastures, forests, sea and CO2absorption area), necessary to supply the resources of energy

    and matter that a population consume and to absorb its

    wastefulness considering its current technology (Wackernagel

    and Rees, 1996).

    One characteristic term of this methodology is the bioca-

    pacity or interest from natural capital. Thus, the biocapacity

    measures the bioproductivity or biological productivity in an

    area. The average biological productivity of a hectare of the

    earth's productive surface area is called global hectare(gha)

    and is used as the common unit of comparison. Bioproductiv-

    ity is the ability of a biome (e.g., arable land, pasture land,

    forest land, productive sea) to produce biomass, which is

    defined as the weight of organic matter, including animals,

    plants and micro-organism (living and dead), above or below

    the soil surface. Thus, the biomes have different levels of

    bioproductivity. Some of it is built or degraded land. Biocapa-

    city is dependent not only on natural conditions but also on

    prevailing land use (e.g., farming use, forest use). The use of

    bioproductive area as an aggregate unit is a powerful and

    resonant means of measuring and communicating environ-

    mental impact and sustainability. It is crucial to note that the

    biocapacity represents the theoretical maximum sustainable

    capacity for a year. While ecological overshoot by definition

    reveals the degradation of natural capital, the ecological

    remainder does not guarantee the sustainability of produc-

    tion. Rather, as the Footprint of production approaches the

    biocapacity and the ecological remainder narrows, the like-

    lihood that the country will experience environmental stress

    or degradation escalates, at least over longer periods of time.

    In the EF, by comparing the demand with the available

    supply it is possible to estimate the ecological sustainability

    of territories or countries. A nation's ecological footprint cor-

    respond to the aggregate land and water area in various

    ecosystem categories to produce all the resources it con-

    sumes, and to absorb all the waste it generates on a con-

    tinuous basis, using prevailing technology.

    The calculation of the EF for a country implies basically: (a)

    Calculation of the footprint ( =Consumption Equivalence

    Factor/Global Yield), considering categories of products (e.g.,

    cropland, forest land, and fishing); (b) Calculation of the

    Biocapacity (=bioproductive areaYield FactorEquivalence

    Factor) for each category. Finally, it is possible to calculate the

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    Ecological Balance ( =BiocapacityFootprint). According to

    Monfreda et al. (2004) a Footprint greater than total Biocapa-

    city indicates that demands exceed the regenerative capacity

    of existing natural capital. For example, the products from a

    forest harvested at twice its natural regeneration rate have a

    Footprint twice the size of the forest. They call the amount of

    overuse ecological deficit. Ecological deficits are compen-

    sated in two ways: (a) Either the deficit is balanced throughimports, resulting in ecological trade deficit or, as in this

    forest product example; (b) The deficit is met through the

    overuse of domestic resources, leading to natural capital de-

    pletion (ecological overshoot).

    A detailed description of this index can be found in

    Wackernagel and Rees (1996, 1997) and Monfreda et al.

    (2004), some recent modifications by the calculation in

    Wiedmann et al. (2006), Venetoulis and Talberth (in press),

    and the calculation for 149 countries in the Living Planet

    Report 2006 (Hails et al., 2006).

    2.2. Environmental sustainability index (ESI)

    The ESI was developed by a group of researchers of the

    universities of Yale and Columbia and presented formally in

    2000 in World Economic Forum (Annual meeting 2000, Davos

    Switzerland) for Kim Samuel-Johnson and Daniel C. Esty. The

    ESI, first published in 2001 and subsequently in 2002 and 2005,

    has seen increasing popularity at least in the popular media

    (Morse, 2004; Morse and Fraser, 2005) and has been overtly

    linked in the press to the rule of law (Economist, 2002). The

    increasing popularity of the ESI is in part related to the fact

    that it is promoted by the powerful World Economic Forum

    (WEF), and its release coincides with high-profile WEF meet-

    ings. ForSutton and Costanza (2002) the ESI is byno means the

    only index or indicator of sustainability, and an approach also

    gaining in interest is the estimation of Critical Natural Capital.

    According to ESI, environmental sustainability is a funda-

    mentally multi-dimensional concept. Environmental sustain-

    ability is the ability to maintain valued environmental assets

    over the next several decades and to manage problems that

    emerge from changing environmental conditions (Esty et al.,

    2005).

    In the construction of the ESI-2005, 21 indicators and 76

    variables have been used. It is important to say that the

    ecological footprint is considered as a variable in the calcula-

    tion of this index. Values of the ESI for each country vary

    between 0 (most unsustainable) and 100 (most sustainable).

    The ESI-2005 considers five dimensions: environmental

    systems (air, water, land and biodiversity); stresses (situations

    very critical of pollution or any excessive level of exploration

    of natural resources); human vulnerability (nutritional situa-

    tion and the illnesses related to environment); social and

    institutional capacity (capacities that allows the dealing with

    of problems and environmental challenges); and global

    stewardship (efforts and representative projects of interna-

    tional cooperation of the global responsibility).

    The ESI is an index applied in the evaluation of nations'

    sustainability, being its main objective to establish a way for

    comparison of the sustainability of countries. To assist in the

    comparisons across countries with similar profiles, a cluster

    analysis is used. Cluster analysis provides a basis for identify-

    ing similarities among countries across multiple dimensions.

    The cluster analysis performed on the ESI-2005 data set reveal

    seven groups of countries that had distinctive patterns of

    results across the 20 indicators.

    The method for the calculation of the ESI is the following

    one: (a) Election of the countries (based in the country size,

    variable coverage and indicator coverage); (b) Standardization

    of the variables for cross-country comparisons; (c) Transfor-mation of the variables (for imputation and aggregation

    procedures); (d) Substitution of missing data using the multi-

    ple imputation algorithm; (e) Winsorization of the data; and,

    (f) Aggregation of the data to indicator scores and the final ESI

    score.

    In the web site of ESI (http://sedac.ciesin.columbia.edu/es/

    ESI/) historical data, reports, methodology and detailed

    descriptions of this index can be found.

    2.3. Emergy performance indices (EMPIs)

    We used the EMPIs nomenclature when referring to emergy

    accounting indices used in the sustainability evaluation of

    an economic system: renewability (REN) and emergy sustain-

    ability index (EmSI), suggested by Brown and Ulgiati (1997).

    Emergy analysis was formalized, after many studies, as a

    method of ecosystem valuation from the point of view of

    the biophysical economy. The bases are the works of Lotka

    (1925), Bertalanffy (1968) and others. Odum (1986) used for

    the first time the term emergy (written with m) with

    the meaning of EMbodied enERGY, also called EnERGY

    Memory(Scienceman, 1987).

    In practice, emergy analysis includes geophysics to value

    the amount of energy connected to the production and use of

    natural and anthropic resources. The aim of this methodology

    is to obtain a thermodynamical measure of the energy used to

    produce a resource. It uses a common unit for all the

    resources: the equivalent solar energy Joule (seJ). Solar emergy

    is used to give value to natural resources that the economy

    does not evaluate correctly (rain, raw materials from nature,

    water from rivers, biodiversity) and also to resources provided

    by human economy, mainly fossil fuels and their derivatives

    (goods and services of industrial economies). Emergy analysis,

    by this characteristic, is used to make studies of the environ-

    mental inventory and human impact on them.

    Emergy analysis consists of: (a) Identification of all the

    materials and energy flows that participate in the processes

    carried out within a system and calculation of emergy flows

    through the use of the conversion factor named transfor-

    mity. Transformity is the solar emergy required to make 1 J of

    product or service (Odum, 1996). Thus, Energy flowTrans-

    formity=Emergy flow; (b) Aggregation of flows of the same

    kind, for example, emergy of the local renewable resources (R)

    and total emergy used in the system (U).1 A sustainability

    index can be calculated with these two aggregated flows, the

    Renewability (REN=R/U); (c) Calculation of emergy yield ratio,

    1 U = N0+ N1+ R + F+ G+ S. ( N0: dispersed rural non-renewableresources, mainly soil and forest; N1: concentrated non-renew-able resources urban, industrial uses; R: renewable resources; F:imported fuels and minerals; G: imported goods; S: services inimported goods and fuels.)

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    http://sedac.ciesin.columbia.edu/es/ESI/http://sedac.ciesin.columbia.edu/es/ESI/http://sedac.ciesin.columbia.edu/es/ESI/http://sedac.ciesin.columbia.edu/es/ESI/
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    biocapacity, locating them between the more sustainable

    countries on the planet.

    Fig. 2 shows the ESI calculated for each country. In this

    analysis, the countries of high ESI value are sustainable

    countries and the countries of low value are unsustainable;

    thus, Sweden, according to ESI-2005, has an ESI score of 71.7

    (4th in the ESI rank), is one of the sustainable countries.

    Mexico, with ESI score of 46.2 (95th in the ESI rank), is one of

    the unsustainable countries. United States, with ESI score of

    52.9 (45th in ESI rank), is considered an intermediate country

    in the ESI scale. Argentina, Brazil and Peru, 9th, 11th and 16th

    respectively in the ESI ranking are sustainable countries.

    Fig. 3shows the EMPIs (EmSI and REN) for each country.

    The countries that have high values of EmSI and REN are

    sustainable and the countries with low values of EmSI and

    REN are unsustainable. Thus, Denmark (EmSI= 0.14 and

    REN= 0.09), Italy (EmSI=0.17 and REN= 0.10), Sweden

    (EmSI= 0.19 and REN= 0.12) and United States (EmSI =0.48

    and REN=0.11) are unsustainable countries. Countries such

    as Argentina (EmSI= 8.20 and REN=0.56), Nicaragua

    (EmSI= 13.86 and REN=0.77), Ecuador (EmSI= 15.48 and

    REN=0.50) and Brazil (EmSI=16.50 and REN=0.70) are sustain-

    able countries.

    In Fig. 4, sustainability values of the three evaluated

    methods are plotted in a scale from 0 to 100. Linear normal-

    ization of data (UNDP, 2005) was used to convert the values of

    the evaluated indices in comparable scales but conserve the

    relative importance of its original measurement. In the case of

    the EF that has a contrary trend to indices ESI and REN, its

    complementary value to one was calculated (EFr=1EF) to

    keep the consistency.

    Fig.4 showsthe concentration of obtained data. At the right

    side, Brazil and Argentina show consistency in results; the

    values of sustainability obtained with the three methods are

    similar. On the left, the discrepancies between the results of

    each index are evident. Thus, meanwhile the ESI calculates

    a good value of sustainability for Sweden, REN and EFr show

    a low sustainability. In the opposite case, Mexico which

    according to ESI has a low sustainability, while using the EF

    shows a high sustainability.

    InFig. 5the regressions between pairs of these indices are

    presented. The correlation coefficient (R2) isusedhereas a tool

    to define, beyond the similarity between the methods, also the

    degree of dependence. AR2=0.0004 (Fig. 5a) indicates that the

    comparative methods (ESI and EmSI) give very different

    results, or that the ESI is explained in 0.04% for the EmSI, orvice versa, the EmSI is explained in 0.04% for the ESI. A

    R2=0.5156 (Fig. 5e) indicates that the methods EF and REN give

    similar results; EF is explained in 52% for the REN and vice

    versa.

    Finally, in order to compare the methods two tables were

    prepared.Table 1shows the processing of raw data in each

    method to achieve its final index.Table 2describes the main

    characteristics of each method.

    4. Discussion

    The three methods studied show advantages and limitations,

    they show different approaches, different levels of complexity

    and they use different units in their calculations.

    The EF is expressed in units easy to understand (land area).

    TheESI doesn't have a specific dimension, itsvalue is obtained

    from a complex expression that includes many concepts,each

    one with different units, including land area, since this

    methodology includes the EF as one of its 146 variables, thus,

    ESI is the most complex index and the more laborious to

    calculate. The EMPIs are obtained from equations that con-

    sider only one unit of measure: solar emergy (equivalent solar

    Joule or seJ).

    As it can be seen inTable 1, the three indices give as final

    result a numerical value that is a consequence of the ag-

    gregation of other indicators.

    The three indices can reveal critical situations of the

    evaluated systems. Usually they are used as static methods;

    they interpret a system's situation at the current moment.

    Since the natureand the economy are dynamic systems, these

    indices do not catch certain phenomena on course, as

    technological or social systems changes. The emergy analy-

    sis developed a specific method for dynamic modeling and

    Fig. 3 Emergy performances indices: Renewability (REN) and

    Emergy Sustainability Index (EmSI). Source: Own elaboration

    based in the studies ofBrown and McClanahan (1996),

    Cuadra (2005),Haden (2003),Lagerberg (1999),Siche and

    Ortega (2007),Scatena et al. (2002).

    Fig. 4 Comparative radar of the sustainability values.

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    simulation (Odum and Odum, 2000; Valyi and Ortega, 2004),

    since this methodology considers the change of internal

    stocks as a consequence of the alterations of the external

    forces or the establishment of new internal arrangements.

    This makes it possible to model and to simulate an ecosystem

    or economies.

    The creators of EF say that prediction never was their

    intention. The EF can be seen as an ecological camera; each

    analysis supplies a picture instantaneous of current demands

    on nature, demands of dominant technology and social values

    (Rees and Wackernagel, 1996). They reiteratein this paper that

    ecological footprint is not a window of the future, but a skill to

    evaluate the current reality and to construct scenarios in the

    search of sustainability.

    EF as EMPIs have been applied to make environmental

    evaluations at all scales (Table 2), for example, the global

    situation has been evaluated with the EF (WWF, 2005) and

    with the EMPIs (Brown and Ulgiati, 1999). These two tools also

    are being used to evaluate countries, regions and also small

    enterprises. On the other hand, the ESI has been only used to

    evaluate the sustainability of countries.

    An important strength of the ESI is the presentation of all

    this rich information alongside the final values of the index

    (Jesinghaus, 2000), but asWelsch (2004)points out, in the ESI

    there are concerns over the quality of the data that are

    employed. Only single values for each variable are used for

    each country and one can question whether this is realistic or

    desirable. For some variables, such as membership of an

    international agreement to protect the environment, the

    values are likely to be both accurate and reasonable at

    national level.

    The EMPIs demand certain knowledge of emergy concepts

    based on open system thermodynamics but are easy to

    calculate. The EF is the more simple method because it does

    not use sub-indicators (Table 1), but behind the apparent

    simplicity of EF there is a complex calculation of land indices

    Fig. 5 Correlations between the indices. (a) ESIEmSI; (b) ESIREN; (c) ESIEF; (d) EFEmSI; (e) EFEN.

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    for many human and natural activities. The ESI includes the

    use of the multiple imputation algorithms to substitute

    missing data and other statistical tools and assumptions

    that make difficult the reproduction of their data.

    Respect to wastes, emissions and recycling (IDER,Table 2),

    EF accounts for the area to absorb the carbon dioxide formed

    during the combustion of fossil fuels, but without considering

    another kind of contamination, at least directly. Thus, the EF

    fails when not considering or to underestimate important

    factors such as waste emissions and recycling. In the EMPIs,

    any flow or stock can be accounted for; however, in practice,

    the emergy analysis of national systems does not account

    atmospheric emissions and residue stocks.

    In relation to the concept of how renewable is a resource

    (DEFR, Table 2), only the emergy method makes this differ-

    entiation. The EMPIs establish a clear differentiation between

    finite power sources (non-renewable) and renewable contin-

    uous sources. EF when considering biocapacity includes this

    consideration, but not in other calculations. Therefore EF is

    not able to explicit the degree of sustainability in the final

    indicator. In the case of the ESI, this concept is used in an

    indirect form, first, because in its calculations EF is considered

    as a variable (maybe with low weight); and second, because

    many other variables used in the calculation represent some-

    how the use of renewable resources, as the variable hydro-

    power and renewable energy production as percentage of total

    energy consumption.

    It can be said that, all of them obtain an estimative of

    sustainability in a general way and in some cases the three

    studied indices can supply similar results. But, it is necessary

    to be careful when making conclusions and proposals. For

    example, in accordance with the report Living Planet Report

    2004 countries as Thailand, Peru, Nicaragua and Ecuador

    register very good values of EF (Fig. 1a), that is, these regions

    posses more area than is necessary to support the lifestyle of

    its inhabitants. But this fact is connected with their situations

    of poverty and underdevelopment. On the other hand, in

    countries such as the United States, Denmark and Italy there

    is an area deficit (Fig. 1b); because the lifestyle of its

    inhabitants cannot be supported with the local resources. In

    practice, the countries with high consumption survive withthe resources of other countries (oil of the Arab countries,

    minerals, fuels and natural raw materials from Latin America

    and Africa, etc.).

    A similarity between EF and EMPIs is the fact that both

    accept the hypothesis that the inhabitants of a region are not

    isolated, they consume what it is produced plus imported

    minus exported. The difference is that the EMPIs consider

    imported and exported emergy as variables (Table 1) of the

    evaluated system and insert them in some of its indicators;

    this is not the case with EF which accounts them in indirect

    form as part of the consumption calculation but is not re-

    flected in the final index.

    The mathematical analysis (Figs. 4 and 5) shows that EF

    and EMPIs have similar behavior. One of the main results in

    the mathematical analysis is that ESI obtains very good values

    for some countries that have proven a big participation in the

    pollution of the planet, such as the United States and

    Denmark, in contrast to bad values of EF and EMPIs for these

    countries (Fig. 4).

    The indices with high relationships are EF and EMPIs

    (R2=0.3148 for EFEmSI,Fig. 5d;R2=0.5156 for EFREN,Fig. 5e)

    and those with worse relationships are ESI and EMPIs

    (R2=0.0004 for ESIEmSI, Fig. 5a; R2=0.009 for ESIREN,

    Fig. 5b). It can be said, that 32% of EF variation is explained

    by EmSI and 52% of the EF variation is explained by REN.

    Fig. 5c shows a low correlation of ESI with EF (R2=0.0768),

    lesser value in comparison with the value calculated by Esty

    et al. (2005) between the ESI and the EF (R2=0.15)and greater in

    Table 1Aggregation of the data

    Pyramid ofinformation:index

    Ecologicalfootprint

    (EF)

    Environmentalsustainability

    index (ESI)

    Emergyperformance

    indices: EmSI,REN

    Sub-indices or

    dimensions

    Not use 5 dimensions Not use

    Indicators Not use 21 indicators EYR and ELR

    Variables or

    added data

    Not use 146 variables U (total

    emergy),

    Imported

    emergy,

    Exported

    emergy

    Organized

    data

    Consumption

    and

    biocapacity

    Not use N, R, F, G, S, E

    Primary data Flows of

    materials and

    energy of the

    system under

    analyze.

    All available data

    including other

    indices or

    indicators.

    Flows of

    materials,

    energy and

    money, that

    enter, leave

    and/or

    recirculate.

    N: Non-renewable resources; R: renewable resources; F: imported

    fuels and minerals; G: imported goods; S: services in imported

    goods and fuels; E: Value of Goods and Service Exports.

    Table 2Main characteristics of the methods

    Characteristic Methodology

    EF ESI EMPIs

    Unit of measure Land area Several Emergy

    Level of

    complexity

    Low High Medium

    Type Static Static Static and

    dynamiteScalea G, N, SN, L,

    B and P

    N G, N, SN, L,

    B and P

    IDERb Only emission CO2 All All

    EDES c Partial Complete Superficial

    DEFRd Underestimation Indirect Direct

    a Scales: it represents the geographic level in what the index is

    being applied (G: Global; N: national; SN: sub-national; L: place; B:

    businesses; P: products).b The method includes in its methodology: wastefulness,

    emissions and recycling.c The method considers the effect of the emissions on the

    ecosystem.d The method recognizes the difference between fossil and

    renewable energy.

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