Do Community Health Worker Interventions Improve Rates of ... · Science of Cancer Health...

20
Review Do Community Health Worker Interventions Improve Rates of Screening Mammography in the United States? A Systematic Review Kristen J. Wells 1,2 , John S. Luque 2,3 , Branko Miladinovic 1 , Natalia Vargas 2 , Yasmin Asvat 1,2 , Richard G. Roetzheim 1,2 , and Ambuj Kumar 1,2 Abstract Background: Community health workers (CHW) are lay individuals who are trained to serve as liaisons between members of their communities and health care providers and services. Methods: A systematic review was conducted to synthesize evidence from all prospective controlled studies on effectiveness of CHW programs in improving screening mammography rates. Studies reported in English and conducted in the United States were included if they: (i) evaluated a CHW intervention designed to increase screening mammography rates in women 40 years of age or older without a history of breast cancer; (ii) were a randomized controlled trial (RCT), case–controlled study, or quasi-experimental study; and (iii) evaluated a CHW intervention outside of a hospital setting. Results: Participation in a CHW intervention was associated with a statistically significant increase in receipt of screening mammography [risk ratio (RR): 1.06 (favoring intervention); 95% CI: 1.02–1.11, P ¼ 0.003]. The effect remained when pooled data from only RCTs were included in meta-analysis (RR: 1.07; 95% CI: 1.03– 1.12, P ¼ 0.0005) but was not present using pooled data from only quasi-experimental studies (RR: 1.03; 95% CI: 0.89–1.18, P ¼ 0.71). In RCTs, participants recruited from medical settings (RR: 1.41; 95% CI: 1.09–1.82, P ¼ 0.008), programs conducted in urban settings (RR: 1.23; 95% CI: 1.09, 1.39, P ¼ 0.001), and programs where CHWs were matched to intervention participants on race or ethnicity (RR: 1.58, 95% CI: 1.29–1.93, P ¼ 0.0001) showed stronger effects on increasing mammography screening rates. Conclusions: CHW interventions are effective for increasing screening mammography in certain settings and populations. Impact: CHW interventions are especially associated with improvements in rate of screening mammo- graphy in medical settings, urban settings, and in participants who are racially or ethnically concordant with the CHW. Cancer Epidemiol Biomarkers Prev; 20(8); 1580–98. 2011 AACR. Introduction In 2010, an estimated 207,090 women were diagnosed with breast cancer (BC) in the United States (1). The U.S. Preventive Services Task Force recommends screening mammography every 2 years for women aged 50 to 74 years and recommends screening for women aged 40 to 49 years be based on an individual’s risk factors (2). The American Cancer Society recommends yearly mammo- graphy beginning at age of 40 (3). Early detection of BC is associated with reductions in mortality and improve- ments in survival rates (4, 5). There are significant racial and socioeconomic dispa- rities in BC mortality, survival rates, and cancer stage at diagnosis in the United States (6–10). Women who are less likely to adhere to screening mammography guide- lines include those who belong to ethnic or racial mino- rities; lack comprehensive health insurance or a usual source of medical care; are non-English speakers; are immigrants; live in rural areas; or are socioeconomically disadvantaged (11–19). One model of BC screening promotion that has been implemented and evaluated frequently is the commu- nity health worker (CHW) model. CHWs are lay indi- viduals trained to serve as liaisons between members of their communities and health care providers and services (20). Historically, CHWs serve low-income, medically underserved, racial/ethnic minority, and hard-to-reach populations (21). Authors' Affiliations: 1 University of South Florida; 2 Moffitt Cancer Center, Tampa, Florida; and 3 Georgia Southern University, Statesboro, Georgia Note: This study was presented at the Third AACR Conference on The Science of Cancer Health Disparities in Racial/Ethnic Minorities and the Medically Underserved on October 1, 2010. Corresponding Author: Kristen J. Wells, University of South Florida, 12901 Bruce B. Downs Blvd., MDC 27, Tampa, FL 33612. Phone: 813- 396-2612; Fax: 813-905-8909; E-mail: [email protected] doi: 10.1158/1055-9965.EPI-11-0276 2011 American Association for Cancer Research. Cancer Epidemiology, Biomarkers & Prevention Cancer Epidemiol Biomarkers Prev; 20(8) August 2011 1580 on November 6, 2020. © 2011 American Association for Cancer Research. cebp.aacrjournals.org Downloaded from Published OnlineFirst June 8, 2011; DOI: 10.1158/1055-9965.EPI-11-0276

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Review

Do Community Health Worker Interventions ImproveRates of Screening Mammography in the United States?A Systematic Review

Kristen J. Wells1,2, John S. Luque2,3, Branko Miladinovic1, Natalia Vargas2, Yasmin Asvat1,2,Richard G. Roetzheim1,2, and Ambuj Kumar1,2

AbstractBackground: Community health workers (CHW) are lay individuals who are trained to serve as liaisons

between members of their communities and health care providers and services.

Methods: A systematic review was conducted to synthesize evidence from all prospective controlled

studies on effectiveness of CHW programs in improving screening mammography rates. Studies reported in

English and conducted in the United States were included if they: (i) evaluated a CHW intervention designed

to increase screening mammography rates in women 40 years of age or older without a history of breast

cancer; (ii) were a randomized controlled trial (RCT), case–controlled study, or quasi-experimental study; and

(iii) evaluated a CHW intervention outside of a hospital setting.

Results: Participation in a CHW intervention was associated with a statistically significant increase in

receipt of screening mammography [risk ratio (RR): 1.06 (favoring intervention); 95% CI: 1.02–1.11, P¼ 0.003].

The effect remainedwhen pooled data from only RCTswere included inmeta-analysis (RR: 1.07; 95%CI: 1.03–

1.12, P ¼ 0.0005) but was not present using pooled data from only quasi-experimental studies (RR: 1.03; 95%

CI: 0.89–1.18, P ¼ 0.71). In RCTs, participants recruited from medical settings (RR: 1.41; 95% CI: 1.09–1.82,

P¼ 0.008), programs conducted in urban settings (RR: 1.23; 95%CI: 1.09, 1.39, P¼ 0.001), and programswhere

CHWs were matched to intervention participants on race or ethnicity (RR: 1.58, 95% CI: 1.29–1.93, P¼ 0.0001)

showed stronger effects on increasing mammography screening rates.

Conclusions: CHW interventions are effective for increasing screening mammography in certain settings

and populations.

Impact: CHW interventions are especially associated with improvements in rate of screening mammo-

graphy in medical settings, urban settings, and in participants who are racially or ethnically concordant with

the CHW. Cancer Epidemiol Biomarkers Prev; 20(8); 1580–98. ’2011 AACR.

Introduction

In 2010, an estimated 207,090 women were diagnosedwith breast cancer (BC) in the United States (1). The U.S.Preventive Services Task Force recommends screeningmammography every 2 years for women aged 50 to 74years and recommends screening for women aged 40 to49 years be based on an individual’s risk factors (2). TheAmerican Cancer Society recommends yearly mammo-

graphy beginning at age of 40 (3). Early detection of BC isassociated with reductions in mortality and improve-ments in survival rates (4, 5).

There are significant racial and socioeconomic dispa-rities in BC mortality, survival rates, and cancer stage atdiagnosis in the United States (6–10). Women who areless likely to adhere to screening mammography guide-lines include those who belong to ethnic or racial mino-rities; lack comprehensive health insurance or a usualsource of medical care; are non-English speakers; areimmigrants; live in rural areas; or are socioeconomicallydisadvantaged (11–19).

One model of BC screening promotion that has beenimplemented and evaluated frequently is the commu-nity health worker (CHW) model. CHWs are lay indi-viduals trained to serve as liaisons between membersof their communities and health care providers andservices (20). Historically, CHWs serve low-income,medically underserved, racial/ethnic minority, andhard-to-reach populations (21).

Authors' Affiliations: 1University of South Florida; 2Moffitt Cancer Center,Tampa, Florida; and 3Georgia Southern University, Statesboro, Georgia

Note: This study was presented at the Third AACR Conference on TheScience of Cancer Health Disparities in Racial/Ethnic Minorities and theMedically Underserved on October 1, 2010.

Corresponding Author: Kristen J. Wells, University of South Florida,12901 Bruce B. Downs Blvd., MDC 27, Tampa, FL 33612. Phone: 813-396-2612; Fax: 813-905-8909; E-mail: [email protected]

doi: 10.1158/1055-9965.EPI-11-0276

’2011 American Association for Cancer Research.

CancerEpidemiology,

Biomarkers& Prevention

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Previous systematic reviews on the effectiveness ofCHWs on increasing screening mammography have sev-eral limitations. These reviews combined mammographywith other health behaviors (22), combined CHW inter-ventions with other mammography-enhancing interven-tion strategies (23–25), and combined between-groupstudies (comparing CHW interventions to comparisongroup) and within-group studies (comparing mammo-graphy rates over time in a CHW intervention group; ref.26), making it difficult to draw conclusions about effec-tiveness of CHW interventions in improving screeningmammography. To conclusively assess effect of CHWinterventions in increasing screening mammographyrates, we conducted a systematic review. The objectivewas to synthesize and critically appraise available evi-dence on effectiveness of CHW interventions in increas-ing screening mammography rates compared with acontrol group in any population.

Materials and Methods

A study protocol was developed clearly outlininga priori all stages of the systematic review process.

Search strategyWe conducted a comprehensive search of CINAHL,

Medline, PsychInfo, and Web of Science databases foryears 1980 through January 31, 2008. A broad searchstrategy was used to identify relevant articles andincluded 21 terms for CHW plus 5 BC terms to captureall studies evaluating CHW interventions to improvemammography screening. These terms included bothMeSH terms and other identified key words.Each search provided citations that were downloaded

into an Endnote database (27). After duplicate citationswere removed, all titles and abstracts were reviewed by 2study authors independently for their eligibility for inclu-sion. If a decision on inclusion was not made on initialreview, the full text article was obtained. Reference lists ofall eligible articles were also reviewed, and authors of thepresent article were asked to provide any additionalpublications not captured by the search.

Inclusion criteriaStudies published in English and conducted in the

United States were eligible for inclusion if they: (i) eval-uated a CHW intervention designed to increase screeningmammography rates in women 40 years of age or olderwithout a history of BC; (ii) were a randomized controlledtrial (RCT), case–controlled study, or quasi-experimentalstudy; and (iii) were studies in which the CHW interven-tion was delivered outside of a hospital. Studies werelimited to those conducted in the United States because ofvast differences between health systems in the UnitedStates and those in other English-speaking countries.Because CHW interventions are known by many terms,a definition of CHW was created to differentiate CHWstudies from other interventions: "any health care worker

who is involved with carrying out the intervention butwho does not necessarily have formal professional orparaprofessional education." This definition is similar toother definitions in previous reviews evaluating CHWresearch (22, 28).

Data abstractionThe primary outcome variable, receipt of mammogra-

phy, was abstracted from each article as it was reportedprior to the CHW intervention (baseline) and followingintervention (follow-up) for both participants whoreceived CHW as well as comparison groups. Data wereextracted for prespecified sensitivity analyses on samplesource (medical or community setting and urban orrural setting), description of intervention, componentsof intervention, and characteristics of CHWs. The follow-ing data were collected to assess methodologic quality ofresearch reported in each publication: generation of ran-domization sequence, matching of control to interventionparticipants in quasi-experimental studies, and use ofintent-to-treat (ITT) analysis.

Data extraction was conducted by 2 reviewers inde-pendently using a standardized data abstraction form.Any disagreements in data abstraction were resolved byconsensus in collaboration with a third author. Data wereentered into separate SPSS databases (29). Using Graph-Pad Software (30), Kappa coefficients were calculated toassess agreement between the 2 raters on 6 study vari-ables used in sensitivity analysis. Kappa coefficientscalculated for 6 variables indicated agreement rangedfrom "moderate" (0.410) to "almost perfect agreement"(0.885; ref. 31).

Statistical analysisDichotomous data (i.e., number of participants who

did and did not receive screening mammography in bothintervention and comparison groups at follow-up) wereused to calculate a risk ratio (RR), and summary results(RR) from each study were pooled under a random-effects model. A formal statistical test for heterogeneityusing an I2 test was conducted (32). The main studyanalyses were conducted using Review Manager (32).

Because cluster or group randomized trials (CRT) arefrequently used in research on efficacy of CHWs, weexplored the impact of various imputed values of intra-class correlation (ICC) on pooled estimates. ICC is the"similarity" of individuals within clusters, such asclinics or communities. A CONSORT guideline pertain-ing to CRTs explicitly recommends statistical adjust-ments for cluster randomization be used in powercalculations and analysis of primary outcomes, withreporting of ICC (33). Not accounting for clustering inanalysis of CRTs creates a "unit of analysis error" whenCRTs are combined with trials that randomized indivi-duals in a meta-analysis. Correcting for clusteringinflates variance of point estimates (RRs or ORs) inindividual CRTs, giving less weight to these studiesin random-effects meta-analysis.

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A recent meta-analysis of enhanced care for depres-sion concluded that CRTs produced similar results toindividually randomized trials. However, the analysiswas based on relatively small values of ICC (ICC ¼ 0.02and 0.05; ref. 34). In contrast, a recent study reportedICC estimates in screening mammography CRTs to beas high as 0.2166 (35). A lack of adjustment for cluster-ing tends to inflate treatment effects (36). We alsoexplored the effect of cluster imbalance on pooledresults.

To conduct these analyses, similarities between indi-viduals within a cluster are measured by ICC. Given theaverage cluster size m, the design effect (DE), defined byDE ¼ 1 þ (m � 1) ICC, measures effect on variance of anestimate of treatment effect attributed to clustering. TheICC-adjusted random-effects meta-analysis was con-

ducted in the Bayesian setting due to ease of adjustingICCs for an empirical prior distribution. Using Winbugsversion 1.4.1. (37, 38), adjustment of cluster size imbal-ance was applied to DE minimum variance weightscorrected estimates, based on the Pareto principle inwhich 80% of participants belong to 20% of clusters(39). For each outcome, 5,000 burn-in simulations wereused, with the additional 45,000 simulations to obtain ORestimates. A flat uniform distribution on 0 to 1 range hasbeen recommended for priors of ICCs in case of absenceof prior knowledge (40). However, on the basis of a recentstudy of ICC estimates for cancer screening outcomes(35), unadjusted ICC estimates for mammographyscreening rates ranged from 0.0009 to 0.2166, so weadopted a conservative but informative empiricaluniform prior on (0, 0.5), for imputed values of ICC

Studies excluded Duplicate citations (n = 110)

Not relevant (n = 61)

Articles identified from database 1980–October 2008

(Total n = 265) PubMed/Medline (n = 115) PsycINFO (n = 17) CINAHL (n = 41) Web of Science (n = 92)

Potentially relevant studies identified andscreened for retrieval

(n = 128)

Articles identified in reference search or by

study authors

(Total n = 34)

Met inclusion criteria for systematic review

(n = 24)

Did not meet inclusion criteria (n = 104)

-30 did not describe CHW intervention -18 did not focus on BC screening - 8 had no comparison group - 33 did not report rates of screening mammography at follow-up - 10 were review articles - 5 reported studies outside of United States

Met inclusion criteria for meta-analysis

(n = 18)

Figure 1. Flow diagram ofliterature review process foridentifying studies evaluating useof community health workers toimprove screening mammographyrates.

Wells et al.

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Community Health Workers and Mammography

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Wells et al.

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Community Health Workers and Mammography

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Tab

le1.

Sum

maryof

commun

ityhe

alth

worke

rinterven

tions

forBC

screen

ingbytarget

grou

p(Con

t'd)

Firstau

thor(ref.)

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population

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number

and

charac

teristics

Leng

th;type

oftraining

Interven

tiondes

cription

Controld

escription

Free

mam

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Wells et al.

Cancer Epidemiol Biomarkers Prev; 20(8) August 2011 Cancer Epidemiology, Biomarkers & Prevention1586

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Tab

le1.

Sum

maryof

commun

ityhe

alth

worke

rinterven

tions

forBC

screen

ingbytarget

grou

p(Con

t'd)

Firstau

thor(ref.)

Target

population

CHW

number

and

charac

teristics

Leng

th;type

oftraining

Interven

tiondes

cription

Controld

escription

Margo

lis(50)

African

American

,NativeAmerican

,an

dWhite

wom

en40

þ,no

n–prim

ary-ca

reou

tpatient

clinics

Low-inc

ome,

lay

femalese

nior

aides

(layhe

alth

adviso

rs)

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mon

th;pee

red

ucation

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es,breas

the

alth,

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icationsk

ills,

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iversity,prin

ciples

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omization,

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rese

arch

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led

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femalenu

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practition

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edue

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reen

ing

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enwho

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screen

ingen

courag

edto

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wup

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care

provider

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enwho

were

up-to-da

tewere

enco

urag

edto

get

regu

larsc

reen

ingan

dofferedmailedreminder

UC

Pas

kett(56)

African

-American

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,an

dWhite

wom

enfrom

rural

area

san

dlow-inc

ome

bac

kgroun

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2NativeAmerican

andAfrican

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lay

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rs

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kplusfollo

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ions

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breas

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els,

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tice

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wingpag

e)

Community Health Workers and Mammography

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(ICC ¼ 0.05, 0.1, 0.2). The pooled results are reported asORs with corresponding 95% credibility intervals.

Results

Study identificationThe initial database search yielded 265 articles (Fig. 1),

of which 24 met inclusion criteria (41–64). Of the 24articles included in the systematic review (Table 1), 18(75%; refs. 41–47, 50, 52, 55–63) had extractable data.Three articles (41, 42, 62) provided data enabling calcula-tion of multiple effect sizes. One study provided data onmultiple interventions (42), one study reported results in 2different strata based on age (41), and one study reportedresults separately by race and ethnicity (62). Of the 24included studies (Table 1), 14 were (58%) RCTs (41, 42, 44,45, 50, 51, 53, 54, 56, 58, 60, 61, 63, 64) and 10 were quasi-experimental studies (43, 46–49, 52, 55, 57, 59, 62).

Outcomes of CHW intervention on receipt ofscreening mammography

All trials. Most studies (75%) collected data onscreening mammography use via self-report interviewsor surveys (41–47, 49, 51–55, 58–60, 63, 64). Other studiescollected mammography data through chart reviews (56,61), health insurance claims data (57, 62), or through acombination of self-report and chart reviews (50). Themost common time frame in which screening mammo-graphywas collectedwas 1 year (45, 49–51, 54–56, 64) and2 years (41, 46, 49, 50, 55, 57, 59, 61, 62, 64), with 2 studiesreporting time frames in between 1 and 2 years (43, 58).Several studies evaluated the CHW intervention’s effecton lifetime receipt of screeningmammography (43, 47, 49,52, 53).

Of 18 studies with sufficient data to evaluate receipt ofscreening mammography in the meta-analysis, 10 (56%)were RCTs (41, 42, 44, 45, 50, 56, 58, 60, 61, 63) and 8 werequasi-experimental (43, 46, 47, 52, 55, 57, 59, 62). Thepooled RR of obtaining screening mammography basedon 28,836 mammography events (9,342 intervention;19,494 control) was 1.06 (95% CI: 1.02–1.11, P ¼ 0.003),indicating a statistically significant effect of CHW inter-ventions on improving rate of screening mammography(Fig. 2). However, there was a statistically significantheterogeneity among included studies (I2 ¼ 80%; P <0.00001).

Quasi-experimental studies. The pooled RR ofobtaining screening mammography based on 14,677mammography events (2,235 intervention; 12,442 con-trol) in 8 quasi-experimental studies (9 comparisons; refs.43, 46, 47, 52, 55, 57, 59, 62) was 1.03 (95% CI: 0.89–1.18,P ¼ 0.71; Fig. 2), indicating no effect of CHW interven-tions on rate of screening mammography. There was astatistically significant heterogeneity among includedstudies (I2 ¼ 84%; P < 0.00001).

RCT. The pooled RR of obtaining screening mammo-graphy based on 14,159 mammography events (7,107intervention; 7,052 control) in 10 RCTs (14 comparisons;

Tab

le1.

Sum

maryof

commun

ityhe

alth

worke

rinterven

tions

forBC

screen

ingbytarget

grou

p(Con

t'd)

Firstau

thor(ref.)

Target

population

CHW

number

and

charac

teristics

Leng

th;type

oftraining

Interven

tiondes

cription

Controld

escription

Web

er(61)

African

-American

,La

tina,

andWhite

low-inc

ome,

urban

wom

en52

–77

,6prim

aryca

refacilities

Roc

hester,NY

6wom

enfrom

loca

lco

mmun

ity(4

African

American

,1Hispa

nic,

1White)

ND

1perso

nalized

mam

mog

raphy

reminder

letter

from

physician

1low

literac

ymam

mog

raphy

reminder

letter

from

commun

ityhe

alth

educ

ator

1pe

rson

alized

mam

mog

raphy

reminder

letter

from

phy

sician

plusus

ualc

are

Patient

educ

ationan

dreminders

Iden

tificationan

dremov

alof

barrie

rs

Abbreviations

:ND,no

tdes

cribed

;UC,us

ualc

are.

Wells et al.

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refs. 41, 42, 44, 45, 50, 56, 58, 60, 61, 63) was 1.07 (95% CI:1.03–1.12, P ¼ 0.0005; Fig. 2) indicating a statisticallysignificant effect of CHW interventions on improving

rate of screeningmammography. There was a statisticallysignificant heterogeneity among included trials (I2¼ 78%;P < 0.00001).

Study or subgroup

RCTs

Allen, 2001 a

Allen, 2001 b

Andersen, 2000 a

Andersen, 2000 b

Andersen, 2000 c

Andersen, 2000 d

Calle, 1994

Duan, 2000

Margolis, 1998

Paskett, 2006

Slater, 1998

Sung, 1997

Weber, 1997

West, 2004

Subtotal (95% CI)

Total events

Heterogeneity: τ2 = 0.00; χ2 = 60.35, df = 13 (P < 0.00001); I 2 = 78%

Test for overall effect: Z = 3.49 (P = 0.0005)

Quasi-experimantal studies

Bird, 1998

Earp, 2002

Erwin, 1999

Navarro, 2007

Paskett, 1999

Sauaia, 2007

Suarez, 1997

Welsh, 2005 a

Welsh, 2005 b

Subtotal (95% CI)

Total events

Heterogeneity: τ2 = 0.03; χ2 = 50.24, df = 8 (P < 0.00001); I 2 = 84%

Test for overall effect: Z = 0.37 (P = 0.71)

Total (95% CI)

Total events

Heterogeneity: τ2 = 0.00; χ2 = 111.43, df = 22 (P < 0.00001); I 2 = 80%

Test for overall effect: Z = 2.98 (P = 0.003)

Events

709

532

786

813

470

446

142

321

535

184

94

71

41

18

5,162

108

224

98

56

94

359

171

25

48

1,183

6,345

Total

817

573

856

855

776

745

289

416

772

433

151

163

142

119

7,107

197

387

152

80

168

590

450

84

127

2,235

9,342

Events

628

519

799

799

462

462

104

285

447

114

85

54

17

15

4,790

54

274

89

43

54

3,338

205

574

1,756

6,387

11,177

Total

731

560

867

867

800

800

305

397

711

418

163

158

157

118

7,052

193

409

140

63

134

5,708

473

1,323

3,999

12,442

19,494

IV, Random, 95% CI

1.01 (0.97–1.05)

1.00 (0.97–1.03)

1.00 (0.97–1.02)

1.03 (1.01–1.06)

1.05 (0.97–1.14)

1.04 (0.95–1.13)

1.44 (1.19–1.75)

1.07 (0.99–1.17)

1.10 (1.02–1.19)

1.56 (1.29–1.89)

1.19 (0.98–1.45)

1.27 (0.97–1.68)

2.67 (1.59–4.48)

1.19 (0.63–2.25)

1.07 (1.03–1.12)

1.96 (1.51–2.54)

0.86 (0.77–0.96)

1.01 (0.85–1.20)

1.03 (0.82–1.28)

1.39 (1.09–1.78)

1.04 (0.97–1.11)

0.88 (0.75–1.03)

0.69 (0.49–0.96)

0.86 (0.69–1.08)

1.03 (0.89–1.18)

1.06 (1.02–1.11)

Intervention Control RR RR

IV, Random, 95% CI

0.01 0.1 1 10 100

Favors control Favors intervention

Figure 2. Forest plot of comparison: intervention versus no intervention, outcome: receipt of mammography.

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Sensitivity analysesTo assess robustness of our findings and account for

observed heterogeneity among included studies, we con-ducted additional analyses. Results from quasi-experi-mental studies varied both in magnitude and direction ofeffect. Therefore, quasi-experimental studies wereexcluded from further sensitivity analysis. Sensitivityanalysis focused on the following factors that may beassociated with success of CHW interventions in the 10RCTs: methodologic quality (cluster vs. individual ran-domization, ITT analysis), choice of control intervention,method ofmeasuring study outcome (self-report vs. chartreview), setting of participant recruitment (medical vs.community and rural vs. urban), number of CHW inter-vention components, and characteristics of CHWs.

Methodologic quality. A critical appraisal of metho-dologic quality of all studies was conducted, includinginformation about study design and analyses (Table 2).

Unit of randomization. Six RCTs (60%) randomizedindividual participants to either CHW intervention orcomparison group (44, 50, 56, 60, 61, 63), whereas in theother 4, unit of randomization was a cluster or group towhich participants belonged, such as a work site orchurch (41, 42, 45, 58). None of the CRTs reported powercalculations or whether they were adjusted for clusteringeffects. Three trials (41, 42, 45) incorporated clusteringeffects in the main statistical analysis but did not reportestimated ICC values. The fourth trial (58) reported thevalue of ICC (�0.0015), which was appropriatelyassumed to indicate no design effect for the primaryoutcome measure, and data were analyzed at individualrather than cluster level.

In RCTs that randomized individual participants,CHW intervention was associated with a statisticallysignificant increase in screening mammography (RR:1.39; 95% CI: 1.13–1.70, P ¼ 0.002). In RCTs that rando-mized groups to treatment condition, CHW interventionswere not associated with increases in screening mammo-graphy (RR: 1.02; 95% CI: 1.00–1.04, P ¼ 0.05). There wasstatistically significant heterogeneity among includedtrials that used individuals as unit of randomization(I2 ¼ 80%; P ¼ 0.0002). RCTs that used groups as unitof randomization did not show heterogeneity (I2 ¼ 27%;P ¼ 0.22). Compared with unadjusted estimates, ORestimates adjusted for ICC and imbalance were statisti-cally significant, indicating that CHWs improve rates ofscreening mammography. However, adjusted ORs werecloser to the point of no effect (Fig. 3).

ITT analysis. Pooled data from 3 RCTs which con-ducted ITT analysis (50, 61, 63) indicate that a CHWintervention was not associated with increases inscreening mammography (RR: 1.48; 95% CI: 0.85–2.59,P ¼ 0.17). In 7 studies (11 comparisons) that didnot conduct ITT analysis (41, 42, 44, 45, 56, 58, 60), aCHW intervention was associated with increases inscreening mammography (RR: 1.06; 95% CI: 1.02–1.10,P ¼ 0.004). Both studies that conducted ITT analysis(I2 ¼ 82%; P ¼ 0.004) and studies that did not conduct

ITT analysis (I2 ¼ 77%; P < 0.00001) showed significantheterogeneity.

Choice of control intervention. RCTs comparingCHW interventions to routine care (7 trials involving11 comparisons due to multiple intervention groups ordifferent comparisons by age; refs. 41, 42, 44, 45, 50, 58, 60)were associated with a statistically significant increasein screening mammography (RR: 1.04; 95% CI: 1.01–1.07,P ¼ 0.007). The only RCT employing health education ascontrol (56) compared with CHW also showed a statis-tically significant benefit with use of a CHW intervention(RR: 1.56; 95% CI: 1.29–1.89; P < 0.00001). The pooled RRfrom 2 RCTs that used mammography reminders ascontrol (61, 63) showed a statistically nonsignificant dif-ference comparedwith CHW (RR: 1.82; 95%CI: 0.83–4.01,P ¼ 0.14). However, there was statistically significantheterogeneity among included trials that used routinecare (I2 ¼ 65%; P ¼ 0.002) or mammography reminders(I2 ¼ 73%; P ¼ 0.05) as control.

Method of measuring study outcome. There was sig-nificant variation in measurement of study outcome,receipt of mammography, which limited sensitivity ana-lyses that could be conducted on length of time in whichmammography was measured (Table 2). The interval ofmeasurement reported in the RCTs ranged from receiptof mammography in the past 6 months to receipt ofmammography in the past 3 years. Seven of 10 RCTsmeasured screening mammography outcome using par-ticipant self-report (41, 42, 44, 45, 58, 60, 63). Two studiesmeasured screening mammography with chart review(56, 61) and one combined self-report and a review ofpatients’medical records (50). CHW interventions wereeffective at increasing screening mammography whenmammography was measured by chart review alone(RR: 1.93; 95% CI: 1.15–3.23, P ¼ 0.01) or by chart reviewplus self-report (RR: 1.10; 95% CI: 1.02–1.19, P ¼ 0.009).The pooled RR for the 7 RCTs (11 comparisons) whichmeasured mammography using self-report indicatedthat CHW interventions were not associated withincreases in screening mammography (RR: 1.03; 95%CI: 1.00–1.06, P ¼ 0.02). There was statistically signifi-cant heterogeneity among included trials that usedchart review alone (I2 ¼ 73%; P ¼ 0.06) and self-reportalone (I2 ¼ 59%; P ¼ 0.007) to measure the mammo-graphy outcome.

Study setting. Medical versus community setting. Fivestudies recruited participants from a medical setting (50,56, 60, 61, 63) and 4 (7 comparisons) recruited participantsfrom a community setting (e.g., church, neighborhood;refs. 42, 44, 45, 58). In one study, participants wererecruited from a work setting (41) which was not codedas either a community or medical setting and was there-fore excluded from sensitivity analysis. CHWs wereeffective in increasing rates of screening mammographyin RCTs recruiting participants from a medical setting(RR: 1.41; 95% CI: 1.09–1.82, P ¼ 0.008) or communitysetting (RR: 1.05; 95% CI: 1.01–1.10, P¼ 0.02). There was astatistically significant heterogeneity among included

Wells et al.

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Tab

le2.

Ran

dom

ized

controlledtrialc

haracteristic

san

dstud

yqua

lity

First

author

(ref.)

Num

ber

of

partic

ipan

ts,

bas

eline

Mea

nag

eCHW

interven

tion

partic

ipan

ts,

y

Mea

nag

eco

ntrol

participan

ts,

y

Leng

thof

interven

tion,

mo

Tim

efrom

bas

elineto

follo

w-up,

mo

Gen

erationof

rand

omization

seque

nce

Power

analys

isDes

cribed

drop

outs

Participan

tsse

lected

bec

ause

oflack

of

adhe

renc

e

Definitionan

dmea

suremen

tof

mam

mography

outco

me

ITTan

alys

isco

nduc

ted

Allen(41)

2,94

3ND

ND

1630

Worksitesblock

edon

size

ofworks

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Yes

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ause

start

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self-report

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tinue

don

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Tab

le2.

Ran

dom

ized

controlledtrialc

haracteristic

san

dstud

yqua

lity

(Con

t'd)

First

author

(ref.)

Num

ber

of

partic

ipan

ts,

bas

eline

Mea

nag

eCHW

interven

tion

partic

ipan

ts,

y

Mea

nag

eco

ntrol

participan

ts,

y

Leng

thof

interven

tion,

mo

Tim

efrom

bas

elineto

follo

w-up,

mo

Gen

erationof

rand

omization

seque

nce

Power

analys

isDes

cribed

drop

outs

Participan

tsse

lected

bec

ause

oflack

of

adhe

renc

e

Definitionan

dmea

suremen

tof

mam

mography

outco

me

ITTan

alys

isco

nduc

ted

Dua

n(45)

1,11

3ND

ND

2412

30ch

urch

esmatch

edto

12block

san

drand

omized

halfthe

church

esin

each

block

topee

rco

unse

lingan

dothe

rha

lfto

control.

Match

ingva

riables

includ

edrace

/ethnicity,

mem

bersh

ipsize

,reso

urce

s,an

dden

omination.

ND

Yes

No

Pas

t12

mo;

self-report

No

Margo

lis(50)

1,65

854

.555

.91da

yplus

mailed

reminders

12þ

Patientsas

sign

edto

interven

tionor

usua

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whe

ther

med

ical

reco

rdnu

mber

was

oddor

even

ND

Yes

No

12or

24mo

(dep

ending

onag

e);

self-reportplus

chartreview

Yes

Pas

kett

(56)

897

54.5

55.7

12–14

12–14

Stratified

selection,

block

edrand

omization

byrace

andclinic,

cond

uctedbystud

ystatistic

ian

Yes

Yes

Yes

Pas

t12

mon

ths;

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No

Slater(58)

427

68.9

67.4

2412

41pub

licho

usinghigh

risebu

ildings

rand

omized

totrea

tmen

tor

control

grou

ps.

Buildings

stratifiedbas

edon

number

ofwom

enper

buildingwho

were

40ye

arsan

dolde

r.

ND

Yes

No

With

in15

moof

interven

tion;

self-report

No

(Con

tinue

don

thefollo

wingpag

e)

Wells et al.

Cancer Epidemiol Biomarkers Prev; 20(8) August 2011 Cancer Epidemiology, Biomarkers & Prevention1592

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Tab

le2.

Ran

dom

ized

controlledtrialc

haracteristic

san

dstud

yqua

lity

(Con

t'd)

First

author

(ref.)

Num

ber

of

partic

ipan

ts,

bas

eline

Mea

nag

eCHW

interven

tion

partic

ipan

ts,

y

Mea

nag

eco

ntrol

partic

ipan

ts,

y

Leng

thof

interven

tion,

mo

Tim

efrom

bas

elineto

follo

w-up,

mo

Gen

erationof

rand

omization

seque

nce

Power

analys

isDes

cribed

drop

outs

Participan

tsse

lected

bec

ause

oflack

of

adhe

renc

e

Definitionan

dmea

suremen

tof

mam

mography

outco

me

ITTan

alys

isco

nduc

ted

Sun

g(60)

321

ND

ND

1117

Partic

ipan

tsrand

omly

assign

edto

interven

tion

orco

ntrolg

roup

s

ND

Yes

No

Dep

ended

onag

e(w

ithin

4y

if35

–39

;with

in3y

if40

–49

;ye

arly

ifolder

than

49);

self-report

No

Web

er(61)

376

6363

47

Patientsrand

omized

toon

eof

two

grou

ps.

Ran

dom

ization

stratified

bypracticesite

Yes

Yes

Yes

During

interven

tion

period;

chart

review

Yes

Wes

t(63)

320

ND

ND

1da

y6

Env

elop

eco

ntaining

rand

omization

grou

pop

ened

byCHW

after

completin

gtelepho

neinterview

ND

Yes

Yes

Pas

t6mo;

self-report

Yes

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trials for both subgroups (medical setting: I2 ¼ 81%; P ¼0.0003; community setting: I2 ¼ 70%; P ¼ 0.003).

Urban versus rural setting. Six RCTswere conducted inan urban setting (44, 45, 50, 58, 60, 61), 3 (7 comparisons)in a rural setting (42, 56, 63), and 1 (ref. 41; 2 comparisons)did not report information on setting. Studies conductedin an urban area showed (RR: 1.23; 95% CI: 1.09–1.39, P¼0.001) a statistically significant benefit associated withCHW compared with control. Pooled results for studiesconducted in a rural setting (RR: 1.05; 95% CI: 1.00–1.11,P¼ 0.06) or unknown setting (RR: 1.01; 95% CI: 0.98–1.03,P ¼ 0.69) did not show a benefit associated withCHW compared with control. There was a statisticallysignificant heterogeneity among the subgroup of studiesconducted in an urban (I2 ¼ 74%; P ¼ 0.002) or ruralsetting (I2 ¼ 78%; P ¼ 0.0003) but not the 2 includedcomparisons for the study that did not report setting (I2¼0%; P ¼ 0.75).

Number of intervention components. The CHWswere described using several different terms, such asindigenous community leaders (46), consejeras (51–54),promotoras (57), lay health advisors (46, 50, 56), lay healtheducators (49, 55, 64), community health educators (61),lay health workers (43, 60), peer health advisors, (41) peercounselors (45), community health care workers (63), andvolunteers (42, 44, 58, 59). The most commonly reportedcomponents of CHW interventions included health edu-cation (41–43, 45–49, 51–54, 56, 57, 59–64), referrals tohealth care (42, 43, 45, 47, 48, 50, 58, 59, 63), appointmentscheduling (48, 50, 56, 61), and vouchers, free mammo-grams, or lower cost mammograms (46–49, 63). Lesscommon intervention components included emotionalor social support (41, 61), financial paperwork (48, 61),communication with the health care team (61), mailedreminders (50, 61), and child care (61). Sensitivity analysis

showed a statistically significant increase in receipt ofscreening mammography associated with increase innumber of interventions. RCTs where CHW interven-tions included 1 intervention component (refs. 44, 45, 60;RR: 1.23; 95% CI: 1.00–1.52, P ¼ 0.05) or 2 interventioncomponents (refs. 41, 42, 56, 58; RR: 1.03; 95% CI: 1.00–1.07; P ¼ 0.06) were associated with a statistically non-significant increase in rates of screening mammography.Interventions that included 3 intervention components(refs. 50, 63; RR: 1.10; 95%CI: 1.03–1.19,P¼ 0.008) ormorethan 3 intervention components (ref. 61; RR: 2.67; 95% CI:1.59–4.48, P ¼ 0.0002) were associated with a statisticallysignificant increase in rates of mammography. There wasa statistically significant heterogeneity among includedRCTs in subgroups where CHW used 1 (I2 ¼ 75%; P ¼0.02) or 2 intervention components (I2¼ 74%; P¼ 0.0004).There was a statistically nonsignificant heterogeneityamong included RCTs in the subgroup with 3 CHWintervention components (I2 ¼ 0%; P ¼ 0.81).

Racial or ethnic concordance of CHW and target popu-lation. The studies reviewed targeted a number ofdifferent populations. Ninety-two percent of the studiesincluded ethnic or racial minority participants or focusedon low-incomepopulations. Pooled results fromRCTs thatreportedmatching CHWand target population by race orethnicity (refs. 44, 56, 61, 63; RR: 1.58; 95%CI: 1.29–1.93,P <0.0001) and that did not report matching CHW and targetpopulation by race or ethnicity (refs. 41, 42, 45, 50, 58, 60;RR: 1.03; 95%CI: 1.01–1.05,P¼ 0.02) showed a statisticallysignificant improvement in adherence to screening mam-mography; however, the effect was stronger for the RCTsthat matched CHWs to participants by race and ethnicity.There was not statistically significant heterogeneityamong either subgroup of studies (concordant: I2 ¼45%; P ¼ 0.14; not concordant: I2 ¼ 45%; P ¼ 0.06).

Effect of ICC adjustment on OR estimates

Method

Unadjusted 1.36 (1.18–1.57)

1.34 (1.22–1.49)

1.32 (1.21–1.43)

1.32 (1.21–1.44)

1.31 (1.21–1.42)

1.32 (1.21–1.43)

1.31 (1.21–1.44)

ICC = 0.05, balanced

ICC = 0.1, balanced

ICC = 0.2, balanced

ICC = 0.05, pareto imbalance

ICC = 0.1, pareto imbalance

ICC = 0.2, pareto imbalance

OR (95% Cl)

0 OR = 1 2

Favors control Favors intervention

Figure 3. Effect of ICC adjustmenton OR estimates.

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Discussion

The result from this meta-analysis of 18 studies enrol-ling a total of 26,660 participants indicates that CHWinterventions are associated with a statistically significantincrease in rates of screening mammography but tend tohave stronger effects in specific settings and studydesigns and when participants and CHWs were similarethnically or racially. When RCTs were compared withquasi-experimental studies, the significant increase inscreening mammography rates due to CHW interven-tionswas observed in RCTs but not in quasi-experimentalstudies. In RCTs, all studies showed either a neutral(intervention neither increased nor decreased mammo-graphy rates) or positive intervention effect (interventionincreased mammography rates), indicating that CHWswere more effective than control in improving screeningmammography rates. In quasi-experimental studies,direction of intervention effects was both positive andnegative. These findings point out to inherent biasesassociated with observational study designs. Overall,there was a significant heterogeneity in studies, withvarying populations, varying lengths of intervention,varying lengths of follow-up after intervention, and vary-ing time frames for the mammography outcome. Imput-ing different values of ICC had minimal effect on thedistribution of point estimates of ORs or credibility inter-vals. So, there was little impact of similarity of differentclusters (e.g., clinics) as a result of using a CRT design onoverall effectiveness of CHW interventions on screeningmammography.Overall, our findings are similar to results of previous

studies (21, 65). Results of the present study are alsosimilar to findings of a recent systematic review (26)which found that a subset of CHW interventions wasassociated with significantly greater screening mammo-graphy utilization rates when compared with controls orother interventions (mail, print, minimal CHW). Ourstudy improves on this recent review by providing ameta-analysis of all studies evaluating impact of CHWson screening mammography. In addition, through sensi-tivity analyses of data from RCTs, the present studyprovides information about specific situations whereCHW interventions are most likely to be beneficial (inter-ventions conducted in urban settings, recruitment ofparticipants from medical settings, measuring mammo-graphy outcome using a chart review, CHW interven-tions with 3 or more components, and interventionswhere CHW and patients are racially or ethnically con-cordant). The findings of our study differ from those ofLewin and colleagues (22), who found no beneficial effect(RR: 1.05; 95% CI: 0.99–1.12, P ¼ 0.10) of CHW interven-tions on screening mammography based on a meta-ana-lysis of 4 RCTs conducted internationally. While ouranalysis includes 3 of the 4 studies reported by Lewinand colleagues (22), our analysis also includes twice asmany RCTs as well as quasi-experimental studies. Thus,our results came from a larger pool of data that may not

be as strongly influenced by results of an individualstudy.

A lack of information reported in articles did not allowfor detailed sensitivity analysis of methodologic studyquality. Sensitivity analysis comparing unit of randomi-zation indicates CRTs of CHW interventions did not leadto increased mammography rates, whereas studies thatrandomized individuals were associated with a signifi-cant increase inmammography. In addition, there was nosignificant increase in mammography screening in 3studies that utilized ITT analysis to evaluate a CHWintervention (50, 61, 63), but there was a significantincrease in studies without ITT analysis. This lack ofintervention effect may be related to smaller pooledsample size of the 3 studies (n ¼ 2,019) or may suggestpossible biases favoring intervention effect in studies thatused per-protocol analyses, rather than ITT (66).

CHW interventions were associated with increases inrates of screening mammography in studies with routinecare or health education but not in studies with mammo-graphy reminders. Screening reminders may exert astrong effect on mammography rates, as noted by others(67, 68). Most RCTs reviewed included mammographyreferrals, reminders, or appointment scheduling as 1CHW intervention component (42, 44, 45, 50, 56, 58, 61,63). This finding points to the need to determine compo-nents of CHW interventions most strongly associatedwith increases in screening mammography to improveefficiency of CHW programs.

Both community and medical settings of recruitmentwere associated with increases in screening mammogra-phy related to a CHW intervention, but the effect wasstronger in participants recruited from a medical setting.Connecting patients to a medical setting is important indesigning a CHW program as establishing a usual sourceof care is a known predictor of mammography screening(16, 69). In addition, CHW interventions that took place inan urban settingwere associatedwith screeningmammo-graphy increases, whereas CHW interventions conductedin rural settings were not. These differences may reflectdifficulties in obtaining amammogram in a rural area (19).

RCTs that delivered at least 3 types of interventionswere associated with increases in screening mammogra-phy. These findings concur with previous findings (24)indicating that interventions with multiple interventioncomponents were associated with stronger increases inscreening mammography rates. While the studiesreviewed tended to focus or include historically or medi-cally underserved populations, the RCTs that reportedconcordance between participants and CHWs on race orethnicity indicated a stronger CHW intervention effect onscreening mammography than studies where race andethnic concordance was not described or conducted. Incontrast, a previous systematic review found concor-dance between physicians’ and patients’ race or ethnicitywas not associated with improved health outcomes orpatients’ utilization of health care (70). Sensitivity ana-lyses could not be conducted to evaluate differences in

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effectiveness of CHW interventions by different popula-tion groups because the majority of the RCTs targetedmultiple underserved populations. Thus, there was noway to categorize them in a meaningful way for compar-isons.

There are several limitations to this systematic reviewand meta-analysis. The study may be biased as itincluded only published peer-reviewed articles.Although unpublished works were eligible for inclusionin the review, none met inclusion criteria. This reviewwas limited to studies published in English and imple-mented in the United States. Thus, meta-analysis resultsmay not generalize to countries providing better or worseaccess to mammography screening services. In addition,sensitivity analyses were based on a small number ofRCTs and should be interpreted with caution. The sys-tematic review is also limited by reporting of data inoriginal articles. Several sensitivity analyses could not beconducted because of significant variability in popula-tions, interventions, and study designs reported. Thisvariability is expected in the context of conductingresearch on interventions designed to meet local needsof various populations and under different breast screen-ing guidelines in place throughout the years, but varia-bility makes it difficult to combine data into meaningfulcategories.

The findings have significant implications for publichealth practice by indicating that CHW interventions areassociated with improvements in rate of 1 time screeningmammography, especially in medical settings, urban set-tings, and in participants who are racially or ethnicallyconcordantwith theCHW.However, asmammography isa behavior that must be repeated multiple times, there isstill much that is unknown about efficacy of CHW inter-ventions in increasing repeated BC screening. A recent

systematic review and meta-analysis of the effectivenessof various types of interventions designed to promoterepeat BC screening found studies that utilized screeningreminders only and studies that used more intensiveinterventions (including CHWs) were both associatedwith increases in repeat mammography (68). Futureresearch should evaluate whether CHW interventionsare associated with repeat mammography screeningand initiation of mammography screening. Futuresystematic reviews are necessary to compare CHW inter-ventions to othermammographypromoting interventionssuch as media interventions (71). In addition, future sys-tematic reviews should evaluate whether CHW interven-tions are associatedwithother cancer screeningbehaviors.Finally, future research should be conducted to defini-tively determinewhich participants and populations ben-efit most from CHW interventions and why.

Disclosure of Potential Conflicts of Interest

No potential conflicts of interest were disclosed.

Grant Support

This work was supported by a training grant from the National CancerInstitute (NCI) at the NIH (R25CA090314; Paul Jacobsen, Principal Inves-tigator) and by a grant from the NCI, through its Center to Reduce CancerHealth Disparities, NIH, Department of Health and Human Services(UO1 CA 117281-01; R.G. Roetzheim, Principal Investigator).

The costs of publication of this article were defrayed in part by thepayment of page charges. This article must therefore be hereby markedadvertisement in accordance with 18 U.S.C. Section 1734 solely to indicatethis fact.

Received March 18, 2011; revised April 27, 2011; accepted June 1, 2011;published OnlineFirst June 8, 2011.

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2011;20:1580-1598. Published OnlineFirst June 8, 2011.Cancer Epidemiol Biomarkers Prev   Kristen J. Wells, John S. Luque, Branko Miladinovic, et al.   ReviewScreening Mammography in the United States? A Systematic Do Community Health Worker Interventions Improve Rates of

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