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Transcript of Dissertation PDF VERSION
(Un)Reasonable Suspicion
an Ethical Analysis of Stop and
Search Through the Police and
Criminal Evidence Act 1984 and
the Codes of Practice A
Jens K E Klots
S11704384
Supervisor John Lamb
Word Count 9051
April 2014
Submitted in partial fulfilment of the
requirements of the degree of
BSc (Hons) Criminal Investigation at
Birmingham City University
ii
Acknowledgements
First and foremost I must thank Mr John Lamb not only for the continuous advice assistance and
support provided throughout my research but also for sparking my interest for ethics through his
lectures
My gratitude is also extended to Dr Matthew Cremin for providing me with additional guidance and
support during my research and to Mr Liam Ward for providing me with support and feedback
throughout my studies
Finally I wish to thank my family for their support and encouragement throughout my studies
iii
Abstract
The following is a literature based research providing an ethical analysis of the legislation
governing the polices power to stop and search individuals for prohibited andor stolen articles
through the ethical frameworks developed by Immanuel Kant The analysis utilised the necessity
criteria of reasonable suspicion identified within the Police and Criminal Evidence Act 1984 and
the Codes of Practice A through which three different maxims could be created each representing a
different aspect and limitation of the police power Through the individual analysation of each of
these maxims the study provides an attempt to identify whether the issues related to the stop and
search police power are caused due to being governed by an inherently immoral piece of legislation
or if they are a simply a result of the police failing to apply the power in accordance to the law This
research concludes that there is probably a mixture of both as the sections of the Act governing stop
and search is morally ambiguous at best
iv
Table of Contents
Acknowledgements p ii
Abstract p iii
Chapter 1 ndash Introduction p 1
Chapter 2 ndash Methodology p 3
Chapter 3 ndash Kantian Ethics p 5
31 The Core Ideas p 5
32 Critiques p 6
Chapter 4 ndash PACE a Brief Introduction p 8
41 Background p 8
42 Critiques p 9
Chapter 5 ndash Reasonable Suspicion p 11
51 Reasonable Suspicion and Stop and Search p 11
52 Reasonable Suspicion Stop and Search and Morality p 13
521 Generalisation and Universalisation p 14
522 Issues p 17
Chapter 6 - Conclusion p 19
Bibliography p 22
Appendix 1 p 25
Appendix 2 p 27
1
Chapter 1
Introduction
Being brought into power ldquoat a time when public confidence in the police was at an all-time low
due to high-profile miscarriages of justicerdquo (Fahy P in Ozin P Norton H Spivey P 2013
pv) the Police and Criminal Evidence Act 1984 and its corresponding Codes of Practice has been
subjected to heavy criticism ever since Because while the Act was introduced to the legal system in
order to improve public confidence in the police by ldquoestablish[ing] the powers of the police to
combat crimes while protecting the rights of the publicrdquo (govuk 2013) providing a more balanced
relationship between the two It was feared that the Act would instead provide the police with a way
to legitimize the infringement upon the civil liberties of the public (Benz S 2010) Since then the
Act has undergone plenty of alterations to improve the balance between the rights of the public and
the powers bestowed upon the police but still there are issues
Outlining what powers are available to the police is only part of the process to achieve a good
balance between the two sides however which is where the Codes of Practice comes in These
function similarly to an ethical framework that provides the police with guidelines for the proper
implementation of their powers Because even though the Codes of Practice are not statutory a
failure to act in compliance to these will result in a disciplinary offence in addition to providing
admissible evidence against the police in court (Mawby R and Wright A 2005 p6) Meaning that
should an officer fail to follow these an entire case against a suspect could be jeopardized as a
result Nevertheless even though the Codes of Practice may function similarly to an ethical
framework for the police that govern the correct use of their powers it does not mean that the
guidelines provided nor the Act itself is ethical In fact taking into consideration the sheer amount
of criticism of them it might even suggest that they are entirely unethical
This questionable morality of the Police and Criminal Evidence Act 1984 and its corresponding
Codes of Practice will be explored within this piece of research Aiming to determine whether the
fault lies primarily within the Act and Codes themselves or if the problems might be caused by
other factors such as the Police failing to act in accordance to the guidelines provided However
due to the vastness of the Act and the Codes the focus of the research will be laid upon the necessity
of reasonable suspicion to be present for the police in order to enforce their powers Within this
limited area there will also be a particular focus on part one of the Police and Criminal Evidence
Act 1984 and the Codes of Practice A which addresses the polices power to stop and search
2
individuals for stolen or prohibited items This is a police power that has been subjected to a
substantial amount of criticism mainly due to the disproportionate number of searches of ethnic
minorities in comparison to Caucasians which raises some questions regarding the legitimacy and
morality of the power
Utilising the ethical frameworks of Immanuel Kant (1724-1804) the morality of the Police and
Criminal Evidence Act 1984 and the Codes of Practice will be analysed by converting sections of
the Act and Codes into maxims Which are descriptions of the acts that are used to determine their
ethical and moral value by subjecting them to various tests Primarily the research will employ
Kants original frameworks which question the universalisability of onersquos actions as moral actions
are ones that could be enforced as a universal law applying to everyone unconditionally
Additionally this research will be utilising the generalisation principle developed by Marcus Singer
which is an approach that places a utilitarian twist upon Kants idea of universalisation Because
while Kant argued that it is the motivation behind the act that determines whether it is moral or not
Singer is more interested in the consequences caused by the act Meaning the maxims created from
the Act and the Codes of Practice will be analysed using two different approaches to
universalisation with differing opinions as to which component of the act determines its moral
worth By conducting such an analysis this research hopes to provide some insight regarding the
morality of a very controversial part of the Police and Criminal Evidence Act 1984 as it will not
only take into consideration the consequences of the actions granted by the Act but also the
motivation behind them
3
Chapter 2
Methodology
While primary sources could arguably create more current and relevant results than secondary
sources might be able to (McQueen R and Knussen C 2002 pp83-85) due to them being
acquired personally through fieldwork interviews or observational studies the following study is
entirely literature based Utilising secondary research sources such as books legal documents and
academic journals in addition to various electronic and online resources drawing conclusions from
the information found within these It is acknowledged that research using secondary data struggles
to produce results that are current as ldquothe time factor involved in collecting and analysing primary
data means that some social survey data are out of date by as much as a year before the secondary
analyst gets hold of itrdquo (McQueen R and Knussen C 2002 pp84-85) Additionally there is an
overarching issue regarding bias when dealing with secondary sources as ldquophotos texts and
statistics have their own structure that is often strongly influenced by who produced them and for
what purposerdquo (Flick U 2011 p125) and ldquothe validity of information may vary markedly from
source to source ldquo (Kumar R 2011 p164) As such all sources must be viewed critically as to
ensure that any personal biases of the writer(s) will not interfere with the overall results of the
findings Something that becomes especially important if the information was found in a newspaper
or certain web-resources (such as blogs) as ldquothese writers are likely to exhibit less rigorousness and
objectivity than one would expect in research reportsrdquo (Kumar R 2011 p164)
However while there are many issues connected to undertaking research based on secondary
sources it should be noted that neither primary nor secondary data ldquoprovides 100 per cent accurate
and reliable informationrdquo (Kumar R 2011 p139) Additionally it must also be considered that
certain research topics are less compatible with certain research approaches than others as in this
case where an ethical analysis of specific sections of a legal statute is carried out Meaning
interviews and other primary research approaches would struggle to produce results that are
accurate and relevant Furthermore certain issues identified above with the utilisation of secondary
sources for research would be less of an issue in this case due to the nature of the sources studied
These being a legal statute the Police and Criminal Evidence Act 1984 and the Codes of Practice
and the philosophical and ethical theories developed by Immanuel Kant Because even though
Kants ideas originated over one hundred years ago these ideas are still applicable and relevant
when studying Kantianism Moreover the legal statute that this framework will be applied to uses
its most recent edition of the law which can easily be accessed through government websites
Meaning there should not be an issue with keeping the research current and relevant
4
It should also be noted that literature based research also benefits in ways that research based on
primary sources does not considering that the field of criminology often deals with sensitive topics
and people such as illegal activities and the abused (Westmarland L 2011 p141) Meaning there
are plenty of ethical pitfalls one must avoid when conducting research within this field especially
when using primary sources for the research However regardless of conducting research using
primary or secondary resources any research proposition must adhere to the six key principles of
ethical research (see Appendix 1) Most of the ethical issues identified within these principles are
related to peer-based research though meaning a literature based research is more likely to be
justified ethically than research using primary sources This due to the lack of participants involved
in the research whose emotions consent and wellbeing must be taken into consideration nor should
the researcher themselves be at risk because of the research (Economic and Social Research Council
2012 pp2-3)
However while the literature based method avoids most of the major ethical concerns this
particular piece of research might be subjected to some ethical scrutiny because of the manner in
which it is being carried out Because as the research only utilises the Kantian approach to morality
in addition to only analysing a specific part of the Police and Criminal Evidence Act 1984 and its
corresponding Codes of Practice it might produce some questionable results As such the research
is at risk of being perceived as being biased aiming to obtain certain results by only studying a
selected part of the legislation using a single ethical framework Nonetheless in the Frameworks for
Research Ethics provided by the Economic and Social Research Council (2012) it is stated that ldquothe
independence of research must be clear and any conflicts of interest or partiality must be explicitrdquo
(p3) So while the research might produce results that could be considered biased or partial for the
above reasons this is something that has been acknowledged and addressed before the start of the
research as can be seen in the Ethics Approval Form (see Appendix 2) As such the potential for the
research questioned due to only analysing a select part of the legislation and Codes of Practice
using only one perspective of morality has been addressed explicitly Additionally it is also
acknowledged that other results regarding the morality of the Police and Criminal Evidence Act
1984 and the Codes of Practice might be achieved by utilising a different ethical framework by
studying different sections of the Act or by analysing the Act and Codes of Practice as a whole
5
Chapter 3
Kantian Ethics
The ethical framework developed by Immanuel Kant is an ideology that places moral value on the
motivations between our actions and their potential for universalisation rather than the
consequences of the act itself In this chapter the core principles of the Kantian framework will be
explained identifying the process of determining the morality of our actions through the tests of
generalisation and universalisation Additionally the chapter will also be addressing various
criticisms issues and shortcomings of the Kantian approach to ethics and morality such as the
possibility of the framework allowing for any maxims to be moralised with the right phrasing
31 The Core Ideas
The idea of autonomy is at the core of Kantian ethics arguing that each individual can (and should)
make their own decisions without any external interferences to guide or coerce them (Bennet C
2010 p75) As such Kantianism argues for the presence of free will meaning human beings are
accountable for the choices they make and the actions they subsequently carry out and that
everyone capable of reasonable thinking has the potential to act in accordance to the moral law
However while humans are generally considered to be rational beings it does not mean that they
will behave in a rational manner at all times but rather that they have the capability of doing so
According to Kant this is what separates humans beings from animals as they are only capable of
operating under negative freedom through reacting to their impulses and instinct unable to
question or evaluate the situation in ways human beings are able to (Bennet C 2010 p76) As such
rational beings are the embodiment of morality as the moral law is that of reason (Rachels J 1986
p1) which is why Kant argued that humans must never be treated as the means to an end but
should instead be the end itself (BBC 2014)
Nevertheless being a rational agent capable of recognising reasonable actions from unreasonable
ones thus acting outside of the realms of negative freedom and moving into what is known as
positive freedom does not ensure that onersquos actions are good or moral These are simply
requirements to qualify as an agent that is capable of acting morally not an insurance that actions
carried out by such an agent will be moral or reasonable Instead Kant argued that moral acts are
identified through their motivations stating that ldquoif duty is the key element in our decision to act
then we have acted rightlyrdquo (BBC 2014) because ldquoan action done from duty has its moral worth
not from the results it attains or seeks to attain but from a formal principle or maxim ndash the principle
of doing ones duty whatever that may berdquo (Paton H J 1969 p20) In this case the meaning of
6
duty is equal to acting in reverence to the moral law as Kant argues that morality and its rational
requirements can be translated into rules or that dictates how we should act (Bennet C 2010
p83) These moral rules are divided into two separate groups being hypothetical and categorical
however only categorical can result in a moral law This is due to hypothetical making it possible
for an individual to claim they are an exception to the rule which is unreasonable as moral laws
must apply to everyone without exception (Bennet C 2010 p83) This means that a maxim such
as do not lie unless you want to be considered untrustworthy or even an innocent maxim such as
bring an umbrella unless you want to risk getting wet would be fallible and immoral according to
Kant as they do not apply to individuals that are willing to face the consequences related to these
acts
To be able to establish whether ones actions are moral or not one must therefore be able to apply it
without failure to everyone This is a process known as universalisation which questions the agent
to ldquonever act except in such a way that [they] can also will that [their] maxim should become a
universal lawrdquo (Paton H J 1969 p22) meaning that the morality of an act is determined through
establishing its possibility to be enforced at least hypothetically as a law applying to everyone
unconditionally Ascertaining whether an act can be universalised requires the use of two tests
known as the tests of generalisation and universalisation A maxim must therefore
be able to be generalised without becoming contradictory or illogical as a result to then be
applicable as a universal law governing everyone without exceptions without resulting in an
unappealing or chaotic outcome (Garret J 2006) As ldquoKant believes that someone who violates the
moral requirements is being irrationalrdquo (Bennet C 2010 p82) one should therefore not act on a
maxim that is unable to pass both the test of generalisation and universalisation as this would result
not only in acting immorally but also irrationally
32 Criticisms and Issues
Like any other philosophical or ethical theory the Kantian approach is not devoid of imperfections
and both the original theory and contemporary interpretations have faced criticisms for everything
from structure and implementation to the actual usefulness of the theory However in her book
Bounds of Justice Onora ONeill (2000) identifies that the criticisms of Kantian theories tend to fall
into three different groups of categories (p67) all of which will be explored within this section of
the chapter
The first of these categories identified by ONeill (2000) is that Kant fails to acknowledge the
importance that human relationships and emotions might have on our moral reasoning (p67) An
7
issue that is also identified by Bennet (2010) stating that ldquoit certainly seems a large gap in a moral
theory that it has nothing to say about how pain and suffering makes acts wrongrdquo (p88) Because
while many actions that might cause pain and suffering to others generally cannot be justified using
the categorical imperative they are not dismissed for the right reasons (Bennet C 2010 p88) as
ldquouniversal rules require us to overlook and [hellip] neglect the fragility mutual vulnerability social
embeddedness and constitutive loyalties of real peoplerdquo (ONeill O 2000 p67) As human beings
are not cold calculative and emotionless robots this is an obvious flaw within Kants frameworks
because in order to act morally one needs to be able to completely disregard the feelings of other
people
Furthermore due to the lack of consideration for human emotions and relationships Kant has
simplified the very complex issue of moral theory (ONeill O 2000 p 67) often resulting in very
bizarre contradicting or even worrying results Because utilising the categorical imperative for
moral guidance might result not only in allowing obviously immoral actions to be universalised but
also preventing other harmless acts of kindness such as opening the door for someone else from
being morally justified (Bennet C 2010 p86) It should be obvious to a normal reasonable human
being that there is nothing wrong or immoral about holding the door open for someone else yet
through the implementation of Kantianism such an action cannot be justified due to it being unable
to pass the test of universalisation Showing that the Kantian approach struggles to encompass all
actions regardless of their significance importance or size in a reasonable manner
It should also be noted that the Kantian framework can also produce situations where the agent will
be acting immorally no matter what they do Bennet (2010) utilises an example of noticing a child
in the process of drowning while on the way to class and even though we have a duty to help others
according to Kant the option of not helping can also be moralised in this scenario as the agent will
adhere to the maxim of getting to class on time (p86-87) This leads to the final category of
critiques against Kant and Kantian ideologies as identified by ONeill (2000) which states that it is
a theory ldquodesigned for abstract individuals [hellip] leading to abstract conclusions that are irrelevant to
real people who lead real livesrdquo (p 67) It is possible that this abstract nature of the theory could be
due to Kants failure to provide a proper guideline stating how our actions should be explained in
order to properly calculate their ethical value through the tests of generalisation and universalisation
Because with the manner in which the Kantian framework is designed there is a possibility that
ldquoany action could pass it simply by being re-describedrdquo (Bennet C 2010 p87) The Kantian
framework is therefore in need of some kind of notes for guidance that provides an explanation for
how one is to distinguish correct descriptions of ones actions from incorrect ones
8
Chapter 4
PACE A Brief Introduction
The following chapter will be providing a brief introduction to the Police and Criminal Evidence
Act 1984 and its associated Codes of Practice Providing a basic understanding of the legislations
history and purpose in addition to some criticisms of the act and issues that has developed as a
result of its development As such this chapter alongside with chapter 3 provides a foundation for
the following chapters where specific parts of the legislation will be explored more thoroughly in
addition to being analysed through the Kantian frameworks for ethics
41 Background
Policing in England and Wales is nowadays comprised of a tough balancing act where ldquothe interests
of the community and the rights of the individualrdquo (Royal Commission undated cited by Zander
2011 p3) must be taken into account while also maintaining public order In addition to being
required to evaluate to what extent they may infringe upon civil liberties to do their job the police
is also under constant public scrutiny This means that any infringement upon the rights of an
individual that cannot be justified by the Police and Criminal Evidence Act 1984 the Human Rights
Act 1998 or other pieces of legislation can have dire consequences for the police Such
infringements can result in lawsuits against the police or rendering evidence inadmissible in court
as was seen in the case of R v Miller (1993) where the confessions from the suspects were rendered
inadmissible due to hostile and oppressive questioning by police However while it is noted that
infringement of civil liberties should be avoided and the rights of the public should be respected it
is also identified in Article 5 of the European Convention of Human Rights that there are
circumstances when the police and the criminal justice system must be granted the power to
lawfully infringe upon these (Council of Europe 2010 p7) Because without these exceptions legal
and justice systems would no longer function as criminal justice cannot function if the rights of the
individual is to be respected at all times
While there is a need for the police and criminal justice system to infringe upon the rights of
individuals there must be sanctions that govern to what extent these rights can be infringed upon
and under what circumstances As mentioned above article five of the European Convention of
Human Rights provides a good starting point but as it must be applicable to the state legislature of
all member states of the European Union it is far too general and leaves plenty of gaps to fill in
This is where the Police and Criminal Evidence Act 1984 and its corresponding Codes of Practice
comes into play as these help with outlining the provisions for the polices ability to infringe upon
9
the civil liberties of the public It was introduced following some cases of gross police misconduct
that had come to light causing miscarriages of justice of several high-profile cases which put a
strain on the relationship between the police and the public One such case included the R v
McIlkenny and others (1991) more famously known as the Birmingham Six where six innocent
men were wrongfully convicted as a result of police officers having beaten witnesses to obtain
satisfactory statements in addition to distorting forensic evidence (The Economist 1990) The
Police and Criminal Evidence Act 1984 and the associated Codes of Practice was introduced in an
attempt to remedy this through providing guidelines for how evidence was to be obtained legally
how suspects and detained persons were to be treated how and when certain police powers could be
legally enforced as well as providing the criminal justice system with transparency and
accountability (Fahy P in Ozin P Norton H and Spivey P 2013 pv)
Through its introduction the Police and Criminal Evidence Act 1984 and its corresponding Codes of
Practice drastically changed the manner in which policing was carried out causing a bit of a
culture shock for some officers that were threatened by the new developments (Wilding B
undated in Cape E and Young R 2008 p127) As there were suddenly demands being put on
officers that did not exist previously in addition to clear frameworks dictating what kind of
behaviour was deemed acceptable All to ensure that investigations were carried out both
objectively and with integrity two elements which are important to maintain public confidence in
the police force (Wilding B undated in Cape E and Young R 2008 p127) However while the
drastic changes might have come as a shock to some officers it is now common practice and
heavily ingrained to the very core of policing Additionally while the Act generally focuses on the
protection of the suspects victims and witnesses it simultaneously provides the police with
safeguards to avoid suspicion of unlawfully acquired evidence as everything from physical
evidence to verbal or written confessions must be recorded and processed in detail (Police and
Criminal Evidence Act 1984 sNUMBER sNUMBER) ensuring that the police runs a lower risk of
being unjustly accused of foul play
32 Critiques and Issues
While the Act and the Codes of Practice has played a significant part in making the police ldquomore
accountable in terms of performance and standards than virtually any other public bodyrdquo (Wilding
B undated in Cape E and Young R 2008 p130) as well as supposedly having ldquoushered in new
ethical standards for the servicerdquo (Wilding B undated in Cape E and Young R 2008 p127) It
has been subjected to a significant amount of criticism from non-governmental organisations such
as Liberty members of the police itself and academics scrutinising everything from how the Act
10
takes the police off the streets and placing them behind desks to carry out extensive amounts of
paperwork (Wilding B undated in Cape E and Young R 2008 p127) to questioning whom the
Act is really favouring (Benz S 2010) Furthermore the actual contents of the Act and the Codes of
Practice has been criticised in particular the Acts first part concerning stop and search (see chapter
5) resulting in a large number of edits and moderations to remedy these and provide a better
balance between the police and the rights of the public
11
Chapter 5
Reasonable Suspicion
While the Police and Criminal Evidence Act 1984 provides the police with guidelines for how and
when they may use their powers to infringe upon civil liberties these are not enough to ensure that
policing is carried out correctly in accordance to the act The Act must therefore be read alongside
the Codes of Practice as these further explain the limitations of the powers in addition to the
requirements that must be fulfilled in order for an officer to implement them One such requirement
that is found repeatedly throughout the Act and the Codes of Practice is the need for an officer to
have reasonable grounds for suspecting that the person(s) of interest are doing have done is about
to do or is in possession of something illegal (Police and Criminal Evidence Act s1(7)-1(9)
s3(1)(a)-3(1)(d)) This requirement is one that has been subjected to some controversy and scrutiny
especially in connection to the power of stop and search (addressed below) as it is often described
in very vague or broad terms often making it unclear what exactly constitutes appropriate grounds
for reasonable suspicion Additionally it should also be noted that the appropriate grounds for
suspicion might differ slightly from one section of the Act to another making it important to
separate these definitions from each other when studying them as they may all have their own
interpretations definitions regulations and issues However as this research explores the ethical
implications of reasonable suspicion in relation to stop and search it must be acknowledged that the
results may not be applicable to sections of the Police and Criminal Evidence Act 1984 and Codes
of Practice concerning other police powers
51 Reasonable Suspicion and Stop and Search
In the first part of the Police and Criminal Evidence Act 1984 it is identified that an officer cannot
stop and search an individual unless they have reasonable grounds for suspecting that any stolen or
prohibited articles listed under s1(7)-1(9) of the Act will be found on their person (s1(3) Police and
Criminal Evidence Act 1984) That being said there are many limitations placed upon what may
constitute a reasonable ground for suspecting that prohibited or stolen articles will be found on the
person(s) (Codes of Practice A s22) and that these can differ depending on the circumstances of
each case [Ozin P et al 2013 p4] However while suspicion might be raised for different reasons
in each case the Code emphasises that suspicion may never be based on personal factors
stereotypes or generalisations (Codes of Practice A s22) Nor may it be ldquoprovided retrospectively
by [hellip] questioning during a persons detention or by refusal to answer any questionsrdquo (Codes of
Practice A s29) Instead it is stressed that suspicion should have an objective basis derived from
known facts and information (Codes of Practice A s22)
12
Whether these demands put on officers by the Codes of Practice A to establish objective grounds
for suspicion are followed is questionable though At least when taking into consideration that the
sections of the Police and Criminal Evidence Act 1984 and the Codes of Practice concerning stop
and search has been subjected to heavy criticism mainly due to the disproportionate amount of
members from minority ethnic groups being searched in comparison to Caucasians Because even
though the Codes of Practice A does identify that there are situations where reasonable grounds for
suspicion might exist without the need for known facts or information such as initiating searches
based on an individuals behaviour or body language (Codes of Practice A s23) it does not explain
why black people are up to ldquosix times more likely to be stop[ped and] searched than would be
expected based on their numbers in the general populationrdquo (Bowling B and Phillips C 2007
p958) Nor does it explain how the recorded stops and searches of Asians since the mid-nineties
have remained between 15 and 25 times higher than those of Caucasians (Equality and Human
Rights Commission 2010 p13) These are worrying statistics that raise questions as to whether the
guidelines provided by the Police and Criminal Evidence Act 1984 and the Codes of Practice are
sufficient in order to ensure that this power is used appropriately and fairly Because even though
non-Caucasians are stopped and searched more frequently arrests following searches are distributed
quite evenly across all ethnic groups (StopWatch 2014)
There is a possibility that this targeting of minority ethnic groups could be a direct result of the
socio-economic conditions that traps many families from poor neighbourhoods in a cycle of poverty
and disadvantage (Joseph I and Gunter A 2011 p3) Especially as it has been found that these
groups often respond ldquoto their powerlessness with frustration rage and the creation of alternative
social and cultural values that promotes and normalizes gang membership and violencerdquo (Joseph I
and Gunter A 2011 p3) Due to the normalisation of such behaviour this could provide an
explanation to why some disproportionality might exist as the Codes of Practice provides an
exception to searches based on physical appearance when it is related to gang culture stating that
ldquowhere there is reliable information or intelligence that members of a group or gang
habitually carry knives unlawfully or weapons or controlled drugs and wear a
distinctive item of clothing or other means of identification to indicate their
membership of the group or gang that distinctive item of clothing or other means
of identification may provide reasonable grounds to stop and search a personrdquo
(Codes of Practice A s26)
13
However while this provision could support the existence of some disproportionality it does not
disprove that minority ethnic groups are being targeted by the police nor does it provide a
reasonable explanation to why blacks are being six times more likely to be subjected to a stop and
search This means there is a risk that this section of the Codes of Practice is being used by police
to maliciously target ethnic minority groups by stereotyping them as more likely to be involved
with criminal gangs
52 Reasonable Suspicion Stop and Search and Morality
While statistics and studies show that stop and search is used disproportionally and suggests that
individuals belonging to minority ethnic groups are being targeted by the police it does not mean
that the power itself nor the legislation governing it is unethical Because even though they tend to
overlap ldquothere is no necessary connection between law and moralsrdquo (Hart H L A 1958 cited by
Green L 2012 in Hart H L A 2012 pxxxiii) as the law applies to everyone unconditionally
while moral only applies to those that sympathise with the ideologies in question Kantian ethics
however arguing that one should do the right thing because of it being right views morality as a
supplement to the law (Zupancic A 2000 p16) therefore ensuring that we are not only doing what
is right but that we are also doing it for the right reasons (Sandel M 2011) Which from Kants
viewpoint is synonymous to acting out of duty which as established in Chapter 3 means that
onersquos actions must be converted to those that are able to pass the tests of generalisation and
universalisation As such one must convert the sections of the Police and Criminal Evidence Act
1984 and its associated Codes of Practice concerning stop and search into an order to establish
whether it is ethical
However while the Police and Criminal Evidence Act 1984 identifies that reasonable suspicion is
necessary in order to conduct a stop and search one cannot simply create a maxim stating that
police officers can stop and search anyone they reasonably suspect is carrying illegal or stolen
items Because even though this maxim does provide an accurate description of the necessary
requirements to perform a stop and search it is far too broad Such a maxim does not place a limit
upon what the suspicion might be based on resulting in a possibility for officers to target certain
groups of people based on prejudice or stereotypes Therefore such a maxim can neither be
generalised nor universalised meaning it would be considered entirely unethical by Kantian
principles However by using the guidelines and limitations of reasonable suspicion presented in
the Codes of Practice A that were identified earlier in this chapter this maxim can be broken down
into three separate parts These being
14
police officers may stop and search individuals for illegal or stolen items if it is in
accordance with known facts and information and they believe that such items will be found upon
searching the person
police officers may stop and search individuals acting in an obviously suspicious manner for
illegal or stolen items but only if they suspect that such items will be found upon searching the
person and
police officers may stop and search individuals based on articles of clothing piercings
andor tattoos if these are known to be worn by members of a gang(s) that are known to carry
illegal or stolen items and only if the police suspects that such items will be found upon searching
the person
These provide a much more limited and concentrated approach to the attempted moralisation of the
polices power to stop and search individuals for prohibited or stolen articles Because unlike the
previous maxim these are not only limiting what the basis for suspicion might be but also limiting
when the power itself may be enforced As such the likelihood of these being able to pass the tests
of generalisation and universalisation are increased
521 Generalisation and Universalisation
In order to accurately establish whether acts are moral they must pass the tests of generalisation and
universalisation as Kant believed that moral acts were ones that could be applied to everyone as a
universal law without becoming contradictory or illogical (see chapter 3) However as these deal
with police powers and Kant argued that acts must be applicable to everyone without exception
these will also be examined using Singers generalisation principle because it would be illogical for
such powers to be implemented by everyone Singers generalisation principle makes it possible to
bypass this issue as it argues that ldquowhat is right (or wrong) for one person must be right (or wrong)
for any similar person in similar circumstancesrdquo (Singer G M undated cited by ONeill O 2013
p78) Additionally this approach puts a utilitarian twist on Kants frameworks as it determines
morality based on the consequences of onersquos actions (ONeill O 2013 p79) rather than the
motivation behind them As such this test functions as a middle ground between the tests of
generalisation and universalisation ensuring that the generalised maxim does not cause an illogical
or chaotic result in addition to limiting the generalised maxim from anyone that is not a member of
the police service Analysing the maxim using these tests therefore requires them to be studied
individually so that they can be dissected and examined more closely
Looking at the first of the three maxims created using the guidelines and limitations of reasonable
15
suspicion as identified by the Codes of Practice A it can be established that it is comprised from
three different elements Namely
the police may only search for illegal or stolen items
the police may only search an individual based on known facts and information and finally
the police may only search the individual if they believe illegal or stolen items will be found
Attempting to generalise any of these elements of the maxim individually would not be reasonable
as they do not provide enough limitations or guidelines for it to be functional Because the first part
allows the police to search anyone for illegal or stolen items without the necessity of a suspicion
that any such items will be found which would result in a police state where the police could search
anyone they please The necessity of believing that illegal or stolen items will be found upon
conducting a search is added by the third element of the maxim but there are still no requirements
for the police to have any kind of reasonable basis for their decision to stop and search someone as
this is added by the maxims second element However this element cannot be moralised on its own
either as it does not specify what the police may search for However when all three elements of
the maxim are combined all necessary limitations are present meaning the generalisation of it
should not produce a contradictory or illogical result
However passing the test of generalisation does not mean that the maxim is ethical as it must also
be universalisable Meaning it should be able to be enforced as a (hypothetical) law that applies to
everyone unconditionally As the maxim places a requirement on the police to only stop and search
individuals if they have a factual basis for their suspicion to find illegal or stolen items upon
searching the person this should be a universalisable action Because assuming all police officers
were required to follow this maxim it would result in a world where only specific items may be
searched for if they have a factual reason to conduct the search and only if they believe that such
items will be found upon searching the person(s) As this would not produce any undesirable
consequences this maxim would not only pass Kants test of universalisation but also fulfil the
necessary criteria for Singers generalisation principle
This is essentially what the Police and Criminal Evidence Act 1984 and the Codes of Practice A
seeks to do meaning that if the guidelines were followed by the police unlawful stops and searches
should not occur However since there are more aspects to the laws that govern the polices power
to stop and search individuals for illegal or stolen items such as searches based on suspicious
behaviour or searches of suspected gang members other aspects must be explored as well before
16
declaring whether it is ethical or not For this reason the two additional maxims (mentioned earlier)
are needed and must therefore be tested as well As these maxims can be implemented in such
situations by the removal of the need for a factual basis for suspicion and replacing it with either
the possibility to
search individuals acting in an obviously suspicious manner or
search individuals based on clothing piercings andor tattoos if these are known to be worn
by members of gangs that are known to carry illegal or stolen items
As with the various elements of the maxim analysed previously these are also unable to be
moralised individually Because the first of the two does not specify what may be searched for and
neither of the sections specify that the police should expect to find illegal or stolen items upon
stopping and searching an individual As such neither of these elements can function as a maxim on
their own as they are illogical and can neither be generalised nor universalised However when
these are combined with the other elements of the maxims these issues should be resolved thus
passing Kants test of generalisation
Universalising these maxims is a bit more problematic than the one analysed previously through
For example with the first of these two maxims police officers would be enforced to stop and
search anyone that is acting in an obviously suspicious manner for illegal or stolen items if they
believe any such items will be found upon searching them The phrase behaving in an obviously
suspicious manner is a bit of an issue here as there is no definition available as to what can be
classified as such However a reasonable person would probably equate behaving in an obviously
suspicious manner to trying to hide something which is used as an example in the Codes of
Practice A s23 It could therefore be worth substituting the phrase behaving in an obviously
suspicious manner with trying to hide something as this would be more specific However by
doing this the maxim would become much more limited as it would no longer allow individuals
behaving suspiciously in other ways to be searched Nevertheless should this interpretation be used
the likeliness of the maxim passing the test of universalisation might be increased as the likeliness
of it producing a chaotic result would decrease Additionally implementing such an interpretation
would also make it more likely for the maxim to pass Singers generalisation principle As the
conduction of stops and searches of people that are obviously trying to hide something is less likely
to produce an undesirable outcome in comparison to searching anyone acting suspiciously
Finally the universalisation of the third and final of the maxims would enforce the police to stop
17
and search anyone dressed or in any other ways being physically identifiable as a possible member
of a gang known to carry illegal or stolen items if they believe any such items will be found upon
searching them As with the maxim analysed above there are issues related to universalising this
maxim due to the possibility of it causing certain people to be targeted because of the clothes they
wear or any piercings or tattoos on their body being related to or similar to ones connected to a
criminal gang Universalising this maxim could therefore worsen an already prevalent issue where
innocent members of the public get their civil liberties infringed upon due to their personal style
especially as the maxim allows quite a broad range of items accessories and body art to be used as
an indicator for suspicion In a study by Jackson and Smith (2013) the experiences of young people
from London that had been subjected to stop and search was surveyed where the participants
identified what kind of clothing might fit the criteria of being a presumed gang member It was
suggested that ldquoemulating American hip hop artists by wearing low-slung jeans hoodies and
branded trainers and walking and talking in a certain wayrdquo (p6) was stereotyped by the police as
gagster behaviour and dress The same study also identified an experience that was shared by one
of the participants whom stated that ldquoThey just say youre in a drug infested area and youve got a
hood on so were stopping and searching yourdquo (Jackson L and Smith L 2013 p6)
Taking this into consideration it can therefore be seen that the universalisation of a maxim asking
the police to stop and search anyone perceived to be involved with a criminal gang for illegal or
stolen items could result in a form of criminalisation of the hoodie and other specific pieces of
clothing as these are stereotyped as being related to gang membership This would be problematic
as the hoodie in particular is a comfortable and often affordable piece of clothing that is a staple in
the wardrobes of many of societys subcultures such as emos and skaters that are generally not
stereotyped as criminals (Braddock K 2011) As such it can be established that neither Kant nor
Singer would be able to universalise this maxim as having officers search anyone wearing specific
clothes would neither be reasonable nor produce any desirable consequences
522 Issues
While two out of three of the different maxims appear to be moral in the eyes of Kant there are still
some issues relating to them which must be acknowledged Primarily there might be an issue with
these maxims being too specific as it has been noted that ldquoany maxim that is highly restricted is
likely to pass the universalisability testrdquo [Guyer P 2007 cited by Perold L M 2010 p19]
because the more descriptive a maxim is the less likely it is that it would become contradictory As
all of the maxims created from the Codes of Practice A are highly restrictive specifying who may
carry out the act under what circumstances they may carry it out and the limitations of the actions
18
itself Additionally as noted earlier in this chapter the maxims cannot be made more general either
as this would prevent them from being moralised this means that there is a risk of these maxims
passing the tests of universalisation and generalisation simply because of their overly descriptive
nature rather than actually being moral
There might also be an issue with the phrasing of the maxims specifically the use of the term
police officers as this might cause some uncertainties regarding exactly who the maxim applies to
Because by using the term police officer or even police it becomes questionable if an officer must
be in uniform in other words his or her position as a police officer is overt when carrying out the
search However since these maxims need to be exclusive to the police it could be hard to bypass
this issue without adding yet another specification to it that clarifies whether there is a need for the
officer to be in uniform or not
Finally there could also be an issue of the maxims conflicting with each other as the first of the
maxims states that the decision to stop and search someone needs to be in accordance with known
facts and information Something that might not be available when a stop and search is made
utilising the second or third maxim as these can be initiated without a need of known facts or
information This raises a question to whether one of the maxims would naturally take precedence
over the others as all three maxims regarding stop and search can never operate at the same time
Generally Kantianism argues that when one is faced with opposing maxims the perfect duty will
always take precedence over an imperfect one (Stohr K 2010 p3) However as all of the maxims
are addressing what is essentially the same action being the possibility to stop and search
individuals for illegal andor stolen items this could be problematic Furthermore while there are
three maxims identified within this study there also exists another fourth maxim which concerns
the possibility of not searching anyone for illegal or stolen items This fourth maxim is also
considered a perfect duty as it would generally be easier to universalise not searching people as
opposed to searching individuals fitting certain requirements This means that the maxim regarding
the omission to act would in this case take precedence over the other maxims identified within this
research essentially rendering them powerless
19
Chapter 6
Conclusion
From this study it can be seen that the legislation governing a heavily criticised police power such
as stop and search has the possibility to be morally justifiable by the ethical frameworks developed
by Kant Because while Kants ethical theory does not rectify or justify the issue of ethnic minorities
being subjected to a disproportionate amount of stops and searches in comparison to Caucasians it
is important to remember that the ldquolaw in theory and the law in practice differrdquo (Westmarland L in
Newburn T 2011 p255) Meaning that the moralisation of the legislation does not ensure that it
will be applied ethically by the police Additionally as Kantian ethics values the motivation behind
ones actions over the consequences produced from them the potential issues caused by ones actions
are irrelevant as long as the action itself can be universalised without producing a chaotic or
undesirable result
However as there are several layers to stop and search there are some implications to morally
justifying this power as it is multi-faceted Being designed to deal with a variety of different
situations and bases from which suspicion might arise to justify the stopping and searching of an
individual Because while Kantian ethics can ethically justify police officers to stop and search
individuals for illegal or stolen items if it is in accordance with known facts and information and
they believe that such items will be found upon searching the person this encompasses only one of
the many facets of the power As such the power cannot be justified as a whole as any maxim used
to describe it would not provide the necessary limitations needed for it to successfully pass the tests
of generalisation and universalisation
While the power cannot be moralised as a whole it is possible to create two additional maxims
using the limitations and exceptions to the necessity criteria of reasonable suspicion found in the
Codes of Practice A to create an additional two maxims These represent two additional facets of
stop and search being that
police officers may stop and search individuals acting in an obviously suspicious manner for
illegal or stolen items but only if they suspect that such items will be found upon searching the
person and
police officers may stop and search individuals based on articles of clothing piercings
andor tattoos if these are known to be worn by members of a gang(s) that are known to carry
20
illegal or stolen items and only if the police suspects that such items will be found upon searching
the person
However only the first of these two maxims can be justified utilising Kants ethical framework and
Singers generalisation principle because the latter cannot be universalised without becoming
unreasonable Furthermore the latter cannot be justified without providing further limitations
requiring the phrase acting in an obviously suspicious manner to be replaced by obviously hiding
something
From the issues presented from the creation of the two additional maxims above it can be
established that stop and search cannot be considered morally justifiable under all circumstances
Because different situations calls for different maxims meaning that should the search not be
initiated based on known facts or information it is unlikely to be ethical Nevertheless even though
all facets of this police power cannot be morally justified it does seem that the majority of them can
be considered ethical to some extent Meaning the legislation governing it is generally ethical but
as a whole it becomes a bit of a moral ambiguity This shows that the police power as identified by
the Police and Criminal Evidence Act 1984 and the Codes of Practice A has a potential to be
ethically justified with the exception of the section permitting searches where physical appearance
can be used as a basis for suspicion Additionally this research identified that the reasons for why
this particular section is not justifiable could also be part of the reason to the disproportionate
amount of searches of ethnic minorities As it might provide officers maliciously targeting
minorities with a possibility to justify their actions by claiming a particular article of clothing body
art or similar was the reason for the stop
As such it can be established that the legislation governing the polices power to stop and search
individuals for prohibited or stolen articles cannot be fully moralised as not all sections of the
Police and Criminal Evidence Act 1984 or the Codes of Practice A concerning this power can be
ethically justified However while the legislation as whole is morally ambiguous at best the
searches conducted with factual information as a basis for suspicion suggests that the sections of the
legislation addressing this type of search cannot be implemented in an unethical manner Because as
the universalised maxim requires the police to act in a manner promoted by the Act and Codes this
shows that any unethical searches carried out using this type of search are caused as a result of
police misconduct rather than an actual issue with the legislation
21
However it should be noted that this research can only provide a limited account of the morality of
this police power as it has only explored it through the limitations put upon it through the necessity
requirement of reasonable suspicion Additionally it can only account for the morality of the
sections of the Police and Criminal Evidence Act 1984 and the Codes of Practice A addressing this
particular police power and only through the limitations explored within this research Finally it is
also important to recognise that the police power has only been analysed using a Kantian approach
to ethics and morality This means that further studies of the police power and indeed the Act and
Codes in general are needed in order to provide a more accurate account of the morality and ethical
issues present It is therefore suggested that additional research should be carried out to study the
legislation governing the power of stop and search utilising other ethical theories or utilising
Kantian ethics with a different focus point of the legislation
However while further research is needed in order to gain a more accurate account of the overall
morality of the police power and the legislation governing it it does not mean the research
presented in this paper is of any less value Because even though the study can only provide a
limited account of the legislations morality it has succeeded in presenting the probabilities for the
moral justification of the Acts first part along with the associated Codes of Practice as well as
identifying that the issues connected to the Act may be caused primarily by the polices failure to
accurately conduct stops and searches according to the law Meaning the research has produced
some valuable results in addition to providing a stepping stone for further research on the topic
22
Bibliography
BBC [2014] Duty-Based Ethics Available at
httpwwwbbccoukethicsintroductionduty_1shtml [Accessed 20-03-2014]
Benz S [2010] ldquoThe Police and Criminal Evidence Act 1984 balancing civil liberties and public
securityrdquo Diffusion 5(2) Available at httpatpuclanacukbuddypressdiffusionp=1255
[Accessed 25-04-2014]
Bowling B and Phillips C [2007] Disproportionate and Discriminatory Reviewing the Evidence
on Police Stop and Search Oxford Blackwell Publishing p958 httpwwwstop-
watchorguploadsdocumentsmodern_law_reviewpdf
Braddock K [2011] ldquoThe Power of the Hoodierdquo The Guardian Available at
httpwwwtheguardiancomuk2011aug09power-of-the-hoodie [Accessed21-04-2014]
Codes of Practice A
Council of Europe [2010] European Convention on Human Rights Strasbourg European Court of
Human Rights p 7 Available at httpwwwechrcoeintDocumentsConvention_ENGpdf
[Accessed 09-03-2014]
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed 01-
04-2014]
The Economist [1990] End Game Available
athttpgogalegroupcompsidoid=GALE7CA9390713ampv=21ampu=uceampit=rampp=SPJSP0
0ampsw=wampasid=f6f778fcf0a20b3f0f18df5e20a57f27 [Accessed 19-03-2014]
Fahy P [undated] ldquoForewordrdquo In Ozin P Norton H and Spivey P [2013] PACE ndash A Practical
Guide to the Police and Criminal Evidence Act 1984 3rd
Edition Oxford Oxford University Press
p v
Flick U [2011] Introducing Research Methodology London Sage p 125
Garret J [2006] Kants Duty Ethics Available at
httppeoplewkuedujangarrettethicskanthtm [Accessed 20-03-2014]
Govuk [2013] Guidance Police and Criminal Evidence Act 1984 (PACE) Codes of Practice
London Home Office Available at httpswwwgovukpolice-and-criminal-evidence-act-1984-
pace-codes-of-practice [Accessed 02-04-2014]
Guyer P (2007) cited by Perold L M [2010] Does Immanuel Kants Categorical Imperative
Commit Him to the View that Lying is Always Morally Wrong Master of Arts thesis University of
the Witwatersrand p 19 Available at
httpwiredspacewitsaczabitstreamhandle1053910096M20Perold20Research20Reportp
dfsequence=2 [Accessed 24-04-2014]
23
Hart HLA [1958] cited by Green L [2012] ldquoIntroductionrdquo in Hart H L A [2012] The
Concept of Law 3rd
Edition Oxford Oxford University Press p xxxiii Available at
httpbooksgooglecoukbookshl=enamplr=ampid=53u8K7jNGioCampoi=fndamppg=PP2ampdq=law+and+
moralityampots=3fiRAxxSFFampsig=BoQfC4sR_Lnb-
GD4OzEUXvIryfov=onepageampq=law20and20moralityampf=false [Accessed 12-04-2014]
Jackson L and Smith L [2013] Research into young Londoners experiences and perceptions of
stop and search London Office for Public Management p 6 Available at
httpwwwlondongovuksitesdefaultfiles14-02-06-OPM20-
20Young20peoples20views20stop20and20search20-20FINALpdf [Accessed 21-
04-2014]
Joseph I And Gunter A [2011] Gangs Revisited Whats a Gang and Whats Race Got to Do with
It - Politics and Policy into Practice London Runnymede p3 Available at
httpwwwrunnymedetrustorguploadspublicationspdfsGangsRevisited(online)-2011pdf
[Accessed 08-04-2014]
Kumar R [2011] Research Methodology a Step-by-Step Guide for Beginners London Sage
p139 164
Mawby R and Wright A [2005] Police Accountability in the United Kingdom p6 Available at
httpwwwhumanrightsinitiativeorgprogramsajpoliceres_matpolice_accountability_in_ukpdf
[Accessed 02-04-2014]
McQueen R A and Knussen C [2002] Research Methods for Social Science ndash an Introduction
Harlow Pearson pp83-85 84-85
ONeill O [2013] Acting on Principle An Essay on Kantian Ethics 2nd
Edition Cambridge
Cambridge University Press p78 79 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
ONeill O [2000] Bounds of Justice Cambridge Cambridge University Press p67
Ozin P Norton H and Spivey P [2013] PACE ndash A Practical Guide to the Police and Criminal
Evidence Act 1984 3rd
Edition Oxford Oxford University Press p 4
Paton H J [1969] The Moral Law London Hutchinson amp Co ltd p22
Police and Criminal Evidence Act 1984 Ch 60 London HMSO
R v McIlkenny and others [1991] 2 All ER 417 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744d06500000145a7ddf45f8cfdf386
ampdocguid=I59AD10F1E42811DA8FC2A0F0355337E9amphitguid=I59AD10F1E42811DA8FC2A0F
0355337E9amprank=1ampspos=1ampepos=1amptd=1ampcrumb-action=appendampcontext=17ampresolvein=true
[Accessed 28-04-2014]
24
R v Miller [1993] 97 Cr App R 99 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744cc64000001458ea70ccbfa4bdcd
aampdocguid=I60145160E42811DA8FC2A0F0355337E9amphitguid=I60145160E42811DA8FC2A0F0
355337E9amprank=9ampspos=9ampepos=9amptd=14ampcrumb-action=appendampcontext=78ampresolvein=true
[Accessed 22-04-2014]
Rachels J [1986] Kantian Theory The Idea of Human Dignity Random House Inc p1 Available
at httppubliccallutheranedu~chenxiphil345_022pdf [Accessed 20-03-2014]
Royal Commission [undated] cited by Zander M [2011] PACE (The Police and Criminal
Evidence Act 1984) Past Present and Future London LSE Law Society and Economy Working
Papers p3 Available at wwwlseacukcollectionslawwpswpshtm [Accessed 19-03-2014]
Sandel M [2011] Episode 6 ndash Discussion Guide (Advanced) Available at
httpwwwjusticeharvardorgresourcesepisode-6-discussion-guide-advanced [Accessed 27-04-
2014]
Singer G M [undated] cited by ONeill O [2013] Acting on Principle An Essay on Kantian
Ethics 2nd
Edition Cambridge Cambridge University Press p78 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
Stohr K [2010 ndash forthcoming] ldquoKantian Beneficence and the Problem of Obligatory Aidrdquo Journal
of Moral Philosophy p3 Available at
httpwww9georgetownedufacultykes39Stohr_Kantian_Beneficence_and_the_Problem_of
_Obligatory_Aidpdf [Accessed 25-04-2014]
StopWatch [2014] Stop and Search Factsheet Available at httpwwwstop-watchorgget-
informedfactsheetstop-and-search [Accessed 13-03-2014]
Westmarland L [undated] ldquoPolice Culturesrdquo in Newburn T (ed) [2011] Handbook of Policing
2nd
Edition Abingdon Taylor amp Francis p255
Westmarland L [2011] Researching Crime and Justice ndash Tales from the Field London Routledge
p141
Wilding B [undated] ldquoTipping the Scales of Justice A Review of the Impact of PACErdquo in Cape
E and Young R (eds) [2008] Regulating Policing The Police and Criminal Evidence Act 1984
Past Present and Future Portland Hart Publishing p127 130 Available at
httplibmyilibrarycomOpenaspxid=204843ampsrc=0 [Accessed 09-03-2014]
Zupancic A [2000] Ethics of the Real London Verso p16
25
APPENDIX 1
Six Key Principles of Ethical Research
26
Principles procedures and minimum requirements of the Framework for Research Ethics
(FRE)
There are six key principles of ethical research that the ESRC expects to be addressed whenever
applicable
1 Research should be designed reviewed and undertaken to ensure integrity quality and
transparency
2 Research staff and participants must normally be informed fully about the purpose methods and
intended possible uses of the research what their participation in the research entails and what risks
if any are involved Some variation is allowed in very specific research contexts for which detailed
guidance is provided in Section 2
3 The confidentiality of information supplied by research participants and the anonymity of
respondents must be respected
4 Research participants must take part voluntarily free from any coercion
5 Harm to research participants and researchers must be avoided in all instances
6 The independence of research must be clear and any conflicts of interest and partiality must be
explicit
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed
27-04-2014]
27
APPENDIX 2
Ethics Approval Form
28
Request for Ethical Approval
Section 1 ndash to be completed by the researcher
Full name
Jens Knut Elias Klots
Module number and title (student researchers
only)
Extended Research Project [Criminology amp Criminal Investigation]
Research Proposal title
ldquoAn Ethical Analysis of the Police and Criminal Evidence Act 1984rdquo
Funding body applying to if applicable
-
Brief outline of proposal
(including research questions where
appropriate)
You are also asked to
submit with your application copies of
any questionnaires
letters recruitment material you intend to
use if these are available at the time
of requesting approval
The research will ethically evaluate part I III and
IV-V along with the corresponding Codes of Practice [A B C E F and G] using Kantian ethics
Seeking to establish whether the main piece of legislation governing how policing should be carried out in England and Wales can be ethically
justified by Kantian ideologies as well as establishing what ethical issues might be present
etc
Level of research eg staff undergraduate
postgraduate masterrsquos (award related) MPhil
PhD
Undergraduate
Please outline the
methodology that would be implemented in the course of this research
The research will be purely based on secondary
resources using books journals web-sources etc
Please indicate the ethical issues that have
been considered and how these will be
There should be no ethical issues in terms of the research carried out However I have identified
that my choice to only use only one ethical theory for my analysis could be considered biased My
29
addressed
choice however was to ensure that my research will be as focused as possible so a more in depth analysis could be made which will be noted within
the dissertation
Please indicate any
issues that may arise relating to diversity and
equality whilst undertaking this research and how you
will manage these
-
Please indicate how
participants will be de-briefed about their
involvement in the research process and or provided with
opportunities for reflection and evaluation
-
Please answer the following questions by circling or highlighting the appropriate response
1 Will your research project involve young people under the age of 18 NO
YES but not directly ndash primarily teachers If yes do you have an Enhanced Disclosure Certificate from the Criminal Records
Bureau
YES
2 Will your research project involve vulnerable adults
NO
3 For which category of proposal are you applying for ethical approval
Category A
ii
Acknowledgements
First and foremost I must thank Mr John Lamb not only for the continuous advice assistance and
support provided throughout my research but also for sparking my interest for ethics through his
lectures
My gratitude is also extended to Dr Matthew Cremin for providing me with additional guidance and
support during my research and to Mr Liam Ward for providing me with support and feedback
throughout my studies
Finally I wish to thank my family for their support and encouragement throughout my studies
iii
Abstract
The following is a literature based research providing an ethical analysis of the legislation
governing the polices power to stop and search individuals for prohibited andor stolen articles
through the ethical frameworks developed by Immanuel Kant The analysis utilised the necessity
criteria of reasonable suspicion identified within the Police and Criminal Evidence Act 1984 and
the Codes of Practice A through which three different maxims could be created each representing a
different aspect and limitation of the police power Through the individual analysation of each of
these maxims the study provides an attempt to identify whether the issues related to the stop and
search police power are caused due to being governed by an inherently immoral piece of legislation
or if they are a simply a result of the police failing to apply the power in accordance to the law This
research concludes that there is probably a mixture of both as the sections of the Act governing stop
and search is morally ambiguous at best
iv
Table of Contents
Acknowledgements p ii
Abstract p iii
Chapter 1 ndash Introduction p 1
Chapter 2 ndash Methodology p 3
Chapter 3 ndash Kantian Ethics p 5
31 The Core Ideas p 5
32 Critiques p 6
Chapter 4 ndash PACE a Brief Introduction p 8
41 Background p 8
42 Critiques p 9
Chapter 5 ndash Reasonable Suspicion p 11
51 Reasonable Suspicion and Stop and Search p 11
52 Reasonable Suspicion Stop and Search and Morality p 13
521 Generalisation and Universalisation p 14
522 Issues p 17
Chapter 6 - Conclusion p 19
Bibliography p 22
Appendix 1 p 25
Appendix 2 p 27
1
Chapter 1
Introduction
Being brought into power ldquoat a time when public confidence in the police was at an all-time low
due to high-profile miscarriages of justicerdquo (Fahy P in Ozin P Norton H Spivey P 2013
pv) the Police and Criminal Evidence Act 1984 and its corresponding Codes of Practice has been
subjected to heavy criticism ever since Because while the Act was introduced to the legal system in
order to improve public confidence in the police by ldquoestablish[ing] the powers of the police to
combat crimes while protecting the rights of the publicrdquo (govuk 2013) providing a more balanced
relationship between the two It was feared that the Act would instead provide the police with a way
to legitimize the infringement upon the civil liberties of the public (Benz S 2010) Since then the
Act has undergone plenty of alterations to improve the balance between the rights of the public and
the powers bestowed upon the police but still there are issues
Outlining what powers are available to the police is only part of the process to achieve a good
balance between the two sides however which is where the Codes of Practice comes in These
function similarly to an ethical framework that provides the police with guidelines for the proper
implementation of their powers Because even though the Codes of Practice are not statutory a
failure to act in compliance to these will result in a disciplinary offence in addition to providing
admissible evidence against the police in court (Mawby R and Wright A 2005 p6) Meaning that
should an officer fail to follow these an entire case against a suspect could be jeopardized as a
result Nevertheless even though the Codes of Practice may function similarly to an ethical
framework for the police that govern the correct use of their powers it does not mean that the
guidelines provided nor the Act itself is ethical In fact taking into consideration the sheer amount
of criticism of them it might even suggest that they are entirely unethical
This questionable morality of the Police and Criminal Evidence Act 1984 and its corresponding
Codes of Practice will be explored within this piece of research Aiming to determine whether the
fault lies primarily within the Act and Codes themselves or if the problems might be caused by
other factors such as the Police failing to act in accordance to the guidelines provided However
due to the vastness of the Act and the Codes the focus of the research will be laid upon the necessity
of reasonable suspicion to be present for the police in order to enforce their powers Within this
limited area there will also be a particular focus on part one of the Police and Criminal Evidence
Act 1984 and the Codes of Practice A which addresses the polices power to stop and search
2
individuals for stolen or prohibited items This is a police power that has been subjected to a
substantial amount of criticism mainly due to the disproportionate number of searches of ethnic
minorities in comparison to Caucasians which raises some questions regarding the legitimacy and
morality of the power
Utilising the ethical frameworks of Immanuel Kant (1724-1804) the morality of the Police and
Criminal Evidence Act 1984 and the Codes of Practice will be analysed by converting sections of
the Act and Codes into maxims Which are descriptions of the acts that are used to determine their
ethical and moral value by subjecting them to various tests Primarily the research will employ
Kants original frameworks which question the universalisability of onersquos actions as moral actions
are ones that could be enforced as a universal law applying to everyone unconditionally
Additionally this research will be utilising the generalisation principle developed by Marcus Singer
which is an approach that places a utilitarian twist upon Kants idea of universalisation Because
while Kant argued that it is the motivation behind the act that determines whether it is moral or not
Singer is more interested in the consequences caused by the act Meaning the maxims created from
the Act and the Codes of Practice will be analysed using two different approaches to
universalisation with differing opinions as to which component of the act determines its moral
worth By conducting such an analysis this research hopes to provide some insight regarding the
morality of a very controversial part of the Police and Criminal Evidence Act 1984 as it will not
only take into consideration the consequences of the actions granted by the Act but also the
motivation behind them
3
Chapter 2
Methodology
While primary sources could arguably create more current and relevant results than secondary
sources might be able to (McQueen R and Knussen C 2002 pp83-85) due to them being
acquired personally through fieldwork interviews or observational studies the following study is
entirely literature based Utilising secondary research sources such as books legal documents and
academic journals in addition to various electronic and online resources drawing conclusions from
the information found within these It is acknowledged that research using secondary data struggles
to produce results that are current as ldquothe time factor involved in collecting and analysing primary
data means that some social survey data are out of date by as much as a year before the secondary
analyst gets hold of itrdquo (McQueen R and Knussen C 2002 pp84-85) Additionally there is an
overarching issue regarding bias when dealing with secondary sources as ldquophotos texts and
statistics have their own structure that is often strongly influenced by who produced them and for
what purposerdquo (Flick U 2011 p125) and ldquothe validity of information may vary markedly from
source to source ldquo (Kumar R 2011 p164) As such all sources must be viewed critically as to
ensure that any personal biases of the writer(s) will not interfere with the overall results of the
findings Something that becomes especially important if the information was found in a newspaper
or certain web-resources (such as blogs) as ldquothese writers are likely to exhibit less rigorousness and
objectivity than one would expect in research reportsrdquo (Kumar R 2011 p164)
However while there are many issues connected to undertaking research based on secondary
sources it should be noted that neither primary nor secondary data ldquoprovides 100 per cent accurate
and reliable informationrdquo (Kumar R 2011 p139) Additionally it must also be considered that
certain research topics are less compatible with certain research approaches than others as in this
case where an ethical analysis of specific sections of a legal statute is carried out Meaning
interviews and other primary research approaches would struggle to produce results that are
accurate and relevant Furthermore certain issues identified above with the utilisation of secondary
sources for research would be less of an issue in this case due to the nature of the sources studied
These being a legal statute the Police and Criminal Evidence Act 1984 and the Codes of Practice
and the philosophical and ethical theories developed by Immanuel Kant Because even though
Kants ideas originated over one hundred years ago these ideas are still applicable and relevant
when studying Kantianism Moreover the legal statute that this framework will be applied to uses
its most recent edition of the law which can easily be accessed through government websites
Meaning there should not be an issue with keeping the research current and relevant
4
It should also be noted that literature based research also benefits in ways that research based on
primary sources does not considering that the field of criminology often deals with sensitive topics
and people such as illegal activities and the abused (Westmarland L 2011 p141) Meaning there
are plenty of ethical pitfalls one must avoid when conducting research within this field especially
when using primary sources for the research However regardless of conducting research using
primary or secondary resources any research proposition must adhere to the six key principles of
ethical research (see Appendix 1) Most of the ethical issues identified within these principles are
related to peer-based research though meaning a literature based research is more likely to be
justified ethically than research using primary sources This due to the lack of participants involved
in the research whose emotions consent and wellbeing must be taken into consideration nor should
the researcher themselves be at risk because of the research (Economic and Social Research Council
2012 pp2-3)
However while the literature based method avoids most of the major ethical concerns this
particular piece of research might be subjected to some ethical scrutiny because of the manner in
which it is being carried out Because as the research only utilises the Kantian approach to morality
in addition to only analysing a specific part of the Police and Criminal Evidence Act 1984 and its
corresponding Codes of Practice it might produce some questionable results As such the research
is at risk of being perceived as being biased aiming to obtain certain results by only studying a
selected part of the legislation using a single ethical framework Nonetheless in the Frameworks for
Research Ethics provided by the Economic and Social Research Council (2012) it is stated that ldquothe
independence of research must be clear and any conflicts of interest or partiality must be explicitrdquo
(p3) So while the research might produce results that could be considered biased or partial for the
above reasons this is something that has been acknowledged and addressed before the start of the
research as can be seen in the Ethics Approval Form (see Appendix 2) As such the potential for the
research questioned due to only analysing a select part of the legislation and Codes of Practice
using only one perspective of morality has been addressed explicitly Additionally it is also
acknowledged that other results regarding the morality of the Police and Criminal Evidence Act
1984 and the Codes of Practice might be achieved by utilising a different ethical framework by
studying different sections of the Act or by analysing the Act and Codes of Practice as a whole
5
Chapter 3
Kantian Ethics
The ethical framework developed by Immanuel Kant is an ideology that places moral value on the
motivations between our actions and their potential for universalisation rather than the
consequences of the act itself In this chapter the core principles of the Kantian framework will be
explained identifying the process of determining the morality of our actions through the tests of
generalisation and universalisation Additionally the chapter will also be addressing various
criticisms issues and shortcomings of the Kantian approach to ethics and morality such as the
possibility of the framework allowing for any maxims to be moralised with the right phrasing
31 The Core Ideas
The idea of autonomy is at the core of Kantian ethics arguing that each individual can (and should)
make their own decisions without any external interferences to guide or coerce them (Bennet C
2010 p75) As such Kantianism argues for the presence of free will meaning human beings are
accountable for the choices they make and the actions they subsequently carry out and that
everyone capable of reasonable thinking has the potential to act in accordance to the moral law
However while humans are generally considered to be rational beings it does not mean that they
will behave in a rational manner at all times but rather that they have the capability of doing so
According to Kant this is what separates humans beings from animals as they are only capable of
operating under negative freedom through reacting to their impulses and instinct unable to
question or evaluate the situation in ways human beings are able to (Bennet C 2010 p76) As such
rational beings are the embodiment of morality as the moral law is that of reason (Rachels J 1986
p1) which is why Kant argued that humans must never be treated as the means to an end but
should instead be the end itself (BBC 2014)
Nevertheless being a rational agent capable of recognising reasonable actions from unreasonable
ones thus acting outside of the realms of negative freedom and moving into what is known as
positive freedom does not ensure that onersquos actions are good or moral These are simply
requirements to qualify as an agent that is capable of acting morally not an insurance that actions
carried out by such an agent will be moral or reasonable Instead Kant argued that moral acts are
identified through their motivations stating that ldquoif duty is the key element in our decision to act
then we have acted rightlyrdquo (BBC 2014) because ldquoan action done from duty has its moral worth
not from the results it attains or seeks to attain but from a formal principle or maxim ndash the principle
of doing ones duty whatever that may berdquo (Paton H J 1969 p20) In this case the meaning of
6
duty is equal to acting in reverence to the moral law as Kant argues that morality and its rational
requirements can be translated into rules or that dictates how we should act (Bennet C 2010
p83) These moral rules are divided into two separate groups being hypothetical and categorical
however only categorical can result in a moral law This is due to hypothetical making it possible
for an individual to claim they are an exception to the rule which is unreasonable as moral laws
must apply to everyone without exception (Bennet C 2010 p83) This means that a maxim such
as do not lie unless you want to be considered untrustworthy or even an innocent maxim such as
bring an umbrella unless you want to risk getting wet would be fallible and immoral according to
Kant as they do not apply to individuals that are willing to face the consequences related to these
acts
To be able to establish whether ones actions are moral or not one must therefore be able to apply it
without failure to everyone This is a process known as universalisation which questions the agent
to ldquonever act except in such a way that [they] can also will that [their] maxim should become a
universal lawrdquo (Paton H J 1969 p22) meaning that the morality of an act is determined through
establishing its possibility to be enforced at least hypothetically as a law applying to everyone
unconditionally Ascertaining whether an act can be universalised requires the use of two tests
known as the tests of generalisation and universalisation A maxim must therefore
be able to be generalised without becoming contradictory or illogical as a result to then be
applicable as a universal law governing everyone without exceptions without resulting in an
unappealing or chaotic outcome (Garret J 2006) As ldquoKant believes that someone who violates the
moral requirements is being irrationalrdquo (Bennet C 2010 p82) one should therefore not act on a
maxim that is unable to pass both the test of generalisation and universalisation as this would result
not only in acting immorally but also irrationally
32 Criticisms and Issues
Like any other philosophical or ethical theory the Kantian approach is not devoid of imperfections
and both the original theory and contemporary interpretations have faced criticisms for everything
from structure and implementation to the actual usefulness of the theory However in her book
Bounds of Justice Onora ONeill (2000) identifies that the criticisms of Kantian theories tend to fall
into three different groups of categories (p67) all of which will be explored within this section of
the chapter
The first of these categories identified by ONeill (2000) is that Kant fails to acknowledge the
importance that human relationships and emotions might have on our moral reasoning (p67) An
7
issue that is also identified by Bennet (2010) stating that ldquoit certainly seems a large gap in a moral
theory that it has nothing to say about how pain and suffering makes acts wrongrdquo (p88) Because
while many actions that might cause pain and suffering to others generally cannot be justified using
the categorical imperative they are not dismissed for the right reasons (Bennet C 2010 p88) as
ldquouniversal rules require us to overlook and [hellip] neglect the fragility mutual vulnerability social
embeddedness and constitutive loyalties of real peoplerdquo (ONeill O 2000 p67) As human beings
are not cold calculative and emotionless robots this is an obvious flaw within Kants frameworks
because in order to act morally one needs to be able to completely disregard the feelings of other
people
Furthermore due to the lack of consideration for human emotions and relationships Kant has
simplified the very complex issue of moral theory (ONeill O 2000 p 67) often resulting in very
bizarre contradicting or even worrying results Because utilising the categorical imperative for
moral guidance might result not only in allowing obviously immoral actions to be universalised but
also preventing other harmless acts of kindness such as opening the door for someone else from
being morally justified (Bennet C 2010 p86) It should be obvious to a normal reasonable human
being that there is nothing wrong or immoral about holding the door open for someone else yet
through the implementation of Kantianism such an action cannot be justified due to it being unable
to pass the test of universalisation Showing that the Kantian approach struggles to encompass all
actions regardless of their significance importance or size in a reasonable manner
It should also be noted that the Kantian framework can also produce situations where the agent will
be acting immorally no matter what they do Bennet (2010) utilises an example of noticing a child
in the process of drowning while on the way to class and even though we have a duty to help others
according to Kant the option of not helping can also be moralised in this scenario as the agent will
adhere to the maxim of getting to class on time (p86-87) This leads to the final category of
critiques against Kant and Kantian ideologies as identified by ONeill (2000) which states that it is
a theory ldquodesigned for abstract individuals [hellip] leading to abstract conclusions that are irrelevant to
real people who lead real livesrdquo (p 67) It is possible that this abstract nature of the theory could be
due to Kants failure to provide a proper guideline stating how our actions should be explained in
order to properly calculate their ethical value through the tests of generalisation and universalisation
Because with the manner in which the Kantian framework is designed there is a possibility that
ldquoany action could pass it simply by being re-describedrdquo (Bennet C 2010 p87) The Kantian
framework is therefore in need of some kind of notes for guidance that provides an explanation for
how one is to distinguish correct descriptions of ones actions from incorrect ones
8
Chapter 4
PACE A Brief Introduction
The following chapter will be providing a brief introduction to the Police and Criminal Evidence
Act 1984 and its associated Codes of Practice Providing a basic understanding of the legislations
history and purpose in addition to some criticisms of the act and issues that has developed as a
result of its development As such this chapter alongside with chapter 3 provides a foundation for
the following chapters where specific parts of the legislation will be explored more thoroughly in
addition to being analysed through the Kantian frameworks for ethics
41 Background
Policing in England and Wales is nowadays comprised of a tough balancing act where ldquothe interests
of the community and the rights of the individualrdquo (Royal Commission undated cited by Zander
2011 p3) must be taken into account while also maintaining public order In addition to being
required to evaluate to what extent they may infringe upon civil liberties to do their job the police
is also under constant public scrutiny This means that any infringement upon the rights of an
individual that cannot be justified by the Police and Criminal Evidence Act 1984 the Human Rights
Act 1998 or other pieces of legislation can have dire consequences for the police Such
infringements can result in lawsuits against the police or rendering evidence inadmissible in court
as was seen in the case of R v Miller (1993) where the confessions from the suspects were rendered
inadmissible due to hostile and oppressive questioning by police However while it is noted that
infringement of civil liberties should be avoided and the rights of the public should be respected it
is also identified in Article 5 of the European Convention of Human Rights that there are
circumstances when the police and the criminal justice system must be granted the power to
lawfully infringe upon these (Council of Europe 2010 p7) Because without these exceptions legal
and justice systems would no longer function as criminal justice cannot function if the rights of the
individual is to be respected at all times
While there is a need for the police and criminal justice system to infringe upon the rights of
individuals there must be sanctions that govern to what extent these rights can be infringed upon
and under what circumstances As mentioned above article five of the European Convention of
Human Rights provides a good starting point but as it must be applicable to the state legislature of
all member states of the European Union it is far too general and leaves plenty of gaps to fill in
This is where the Police and Criminal Evidence Act 1984 and its corresponding Codes of Practice
comes into play as these help with outlining the provisions for the polices ability to infringe upon
9
the civil liberties of the public It was introduced following some cases of gross police misconduct
that had come to light causing miscarriages of justice of several high-profile cases which put a
strain on the relationship between the police and the public One such case included the R v
McIlkenny and others (1991) more famously known as the Birmingham Six where six innocent
men were wrongfully convicted as a result of police officers having beaten witnesses to obtain
satisfactory statements in addition to distorting forensic evidence (The Economist 1990) The
Police and Criminal Evidence Act 1984 and the associated Codes of Practice was introduced in an
attempt to remedy this through providing guidelines for how evidence was to be obtained legally
how suspects and detained persons were to be treated how and when certain police powers could be
legally enforced as well as providing the criminal justice system with transparency and
accountability (Fahy P in Ozin P Norton H and Spivey P 2013 pv)
Through its introduction the Police and Criminal Evidence Act 1984 and its corresponding Codes of
Practice drastically changed the manner in which policing was carried out causing a bit of a
culture shock for some officers that were threatened by the new developments (Wilding B
undated in Cape E and Young R 2008 p127) As there were suddenly demands being put on
officers that did not exist previously in addition to clear frameworks dictating what kind of
behaviour was deemed acceptable All to ensure that investigations were carried out both
objectively and with integrity two elements which are important to maintain public confidence in
the police force (Wilding B undated in Cape E and Young R 2008 p127) However while the
drastic changes might have come as a shock to some officers it is now common practice and
heavily ingrained to the very core of policing Additionally while the Act generally focuses on the
protection of the suspects victims and witnesses it simultaneously provides the police with
safeguards to avoid suspicion of unlawfully acquired evidence as everything from physical
evidence to verbal or written confessions must be recorded and processed in detail (Police and
Criminal Evidence Act 1984 sNUMBER sNUMBER) ensuring that the police runs a lower risk of
being unjustly accused of foul play
32 Critiques and Issues
While the Act and the Codes of Practice has played a significant part in making the police ldquomore
accountable in terms of performance and standards than virtually any other public bodyrdquo (Wilding
B undated in Cape E and Young R 2008 p130) as well as supposedly having ldquoushered in new
ethical standards for the servicerdquo (Wilding B undated in Cape E and Young R 2008 p127) It
has been subjected to a significant amount of criticism from non-governmental organisations such
as Liberty members of the police itself and academics scrutinising everything from how the Act
10
takes the police off the streets and placing them behind desks to carry out extensive amounts of
paperwork (Wilding B undated in Cape E and Young R 2008 p127) to questioning whom the
Act is really favouring (Benz S 2010) Furthermore the actual contents of the Act and the Codes of
Practice has been criticised in particular the Acts first part concerning stop and search (see chapter
5) resulting in a large number of edits and moderations to remedy these and provide a better
balance between the police and the rights of the public
11
Chapter 5
Reasonable Suspicion
While the Police and Criminal Evidence Act 1984 provides the police with guidelines for how and
when they may use their powers to infringe upon civil liberties these are not enough to ensure that
policing is carried out correctly in accordance to the act The Act must therefore be read alongside
the Codes of Practice as these further explain the limitations of the powers in addition to the
requirements that must be fulfilled in order for an officer to implement them One such requirement
that is found repeatedly throughout the Act and the Codes of Practice is the need for an officer to
have reasonable grounds for suspecting that the person(s) of interest are doing have done is about
to do or is in possession of something illegal (Police and Criminal Evidence Act s1(7)-1(9)
s3(1)(a)-3(1)(d)) This requirement is one that has been subjected to some controversy and scrutiny
especially in connection to the power of stop and search (addressed below) as it is often described
in very vague or broad terms often making it unclear what exactly constitutes appropriate grounds
for reasonable suspicion Additionally it should also be noted that the appropriate grounds for
suspicion might differ slightly from one section of the Act to another making it important to
separate these definitions from each other when studying them as they may all have their own
interpretations definitions regulations and issues However as this research explores the ethical
implications of reasonable suspicion in relation to stop and search it must be acknowledged that the
results may not be applicable to sections of the Police and Criminal Evidence Act 1984 and Codes
of Practice concerning other police powers
51 Reasonable Suspicion and Stop and Search
In the first part of the Police and Criminal Evidence Act 1984 it is identified that an officer cannot
stop and search an individual unless they have reasonable grounds for suspecting that any stolen or
prohibited articles listed under s1(7)-1(9) of the Act will be found on their person (s1(3) Police and
Criminal Evidence Act 1984) That being said there are many limitations placed upon what may
constitute a reasonable ground for suspecting that prohibited or stolen articles will be found on the
person(s) (Codes of Practice A s22) and that these can differ depending on the circumstances of
each case [Ozin P et al 2013 p4] However while suspicion might be raised for different reasons
in each case the Code emphasises that suspicion may never be based on personal factors
stereotypes or generalisations (Codes of Practice A s22) Nor may it be ldquoprovided retrospectively
by [hellip] questioning during a persons detention or by refusal to answer any questionsrdquo (Codes of
Practice A s29) Instead it is stressed that suspicion should have an objective basis derived from
known facts and information (Codes of Practice A s22)
12
Whether these demands put on officers by the Codes of Practice A to establish objective grounds
for suspicion are followed is questionable though At least when taking into consideration that the
sections of the Police and Criminal Evidence Act 1984 and the Codes of Practice concerning stop
and search has been subjected to heavy criticism mainly due to the disproportionate amount of
members from minority ethnic groups being searched in comparison to Caucasians Because even
though the Codes of Practice A does identify that there are situations where reasonable grounds for
suspicion might exist without the need for known facts or information such as initiating searches
based on an individuals behaviour or body language (Codes of Practice A s23) it does not explain
why black people are up to ldquosix times more likely to be stop[ped and] searched than would be
expected based on their numbers in the general populationrdquo (Bowling B and Phillips C 2007
p958) Nor does it explain how the recorded stops and searches of Asians since the mid-nineties
have remained between 15 and 25 times higher than those of Caucasians (Equality and Human
Rights Commission 2010 p13) These are worrying statistics that raise questions as to whether the
guidelines provided by the Police and Criminal Evidence Act 1984 and the Codes of Practice are
sufficient in order to ensure that this power is used appropriately and fairly Because even though
non-Caucasians are stopped and searched more frequently arrests following searches are distributed
quite evenly across all ethnic groups (StopWatch 2014)
There is a possibility that this targeting of minority ethnic groups could be a direct result of the
socio-economic conditions that traps many families from poor neighbourhoods in a cycle of poverty
and disadvantage (Joseph I and Gunter A 2011 p3) Especially as it has been found that these
groups often respond ldquoto their powerlessness with frustration rage and the creation of alternative
social and cultural values that promotes and normalizes gang membership and violencerdquo (Joseph I
and Gunter A 2011 p3) Due to the normalisation of such behaviour this could provide an
explanation to why some disproportionality might exist as the Codes of Practice provides an
exception to searches based on physical appearance when it is related to gang culture stating that
ldquowhere there is reliable information or intelligence that members of a group or gang
habitually carry knives unlawfully or weapons or controlled drugs and wear a
distinctive item of clothing or other means of identification to indicate their
membership of the group or gang that distinctive item of clothing or other means
of identification may provide reasonable grounds to stop and search a personrdquo
(Codes of Practice A s26)
13
However while this provision could support the existence of some disproportionality it does not
disprove that minority ethnic groups are being targeted by the police nor does it provide a
reasonable explanation to why blacks are being six times more likely to be subjected to a stop and
search This means there is a risk that this section of the Codes of Practice is being used by police
to maliciously target ethnic minority groups by stereotyping them as more likely to be involved
with criminal gangs
52 Reasonable Suspicion Stop and Search and Morality
While statistics and studies show that stop and search is used disproportionally and suggests that
individuals belonging to minority ethnic groups are being targeted by the police it does not mean
that the power itself nor the legislation governing it is unethical Because even though they tend to
overlap ldquothere is no necessary connection between law and moralsrdquo (Hart H L A 1958 cited by
Green L 2012 in Hart H L A 2012 pxxxiii) as the law applies to everyone unconditionally
while moral only applies to those that sympathise with the ideologies in question Kantian ethics
however arguing that one should do the right thing because of it being right views morality as a
supplement to the law (Zupancic A 2000 p16) therefore ensuring that we are not only doing what
is right but that we are also doing it for the right reasons (Sandel M 2011) Which from Kants
viewpoint is synonymous to acting out of duty which as established in Chapter 3 means that
onersquos actions must be converted to those that are able to pass the tests of generalisation and
universalisation As such one must convert the sections of the Police and Criminal Evidence Act
1984 and its associated Codes of Practice concerning stop and search into an order to establish
whether it is ethical
However while the Police and Criminal Evidence Act 1984 identifies that reasonable suspicion is
necessary in order to conduct a stop and search one cannot simply create a maxim stating that
police officers can stop and search anyone they reasonably suspect is carrying illegal or stolen
items Because even though this maxim does provide an accurate description of the necessary
requirements to perform a stop and search it is far too broad Such a maxim does not place a limit
upon what the suspicion might be based on resulting in a possibility for officers to target certain
groups of people based on prejudice or stereotypes Therefore such a maxim can neither be
generalised nor universalised meaning it would be considered entirely unethical by Kantian
principles However by using the guidelines and limitations of reasonable suspicion presented in
the Codes of Practice A that were identified earlier in this chapter this maxim can be broken down
into three separate parts These being
14
police officers may stop and search individuals for illegal or stolen items if it is in
accordance with known facts and information and they believe that such items will be found upon
searching the person
police officers may stop and search individuals acting in an obviously suspicious manner for
illegal or stolen items but only if they suspect that such items will be found upon searching the
person and
police officers may stop and search individuals based on articles of clothing piercings
andor tattoos if these are known to be worn by members of a gang(s) that are known to carry
illegal or stolen items and only if the police suspects that such items will be found upon searching
the person
These provide a much more limited and concentrated approach to the attempted moralisation of the
polices power to stop and search individuals for prohibited or stolen articles Because unlike the
previous maxim these are not only limiting what the basis for suspicion might be but also limiting
when the power itself may be enforced As such the likelihood of these being able to pass the tests
of generalisation and universalisation are increased
521 Generalisation and Universalisation
In order to accurately establish whether acts are moral they must pass the tests of generalisation and
universalisation as Kant believed that moral acts were ones that could be applied to everyone as a
universal law without becoming contradictory or illogical (see chapter 3) However as these deal
with police powers and Kant argued that acts must be applicable to everyone without exception
these will also be examined using Singers generalisation principle because it would be illogical for
such powers to be implemented by everyone Singers generalisation principle makes it possible to
bypass this issue as it argues that ldquowhat is right (or wrong) for one person must be right (or wrong)
for any similar person in similar circumstancesrdquo (Singer G M undated cited by ONeill O 2013
p78) Additionally this approach puts a utilitarian twist on Kants frameworks as it determines
morality based on the consequences of onersquos actions (ONeill O 2013 p79) rather than the
motivation behind them As such this test functions as a middle ground between the tests of
generalisation and universalisation ensuring that the generalised maxim does not cause an illogical
or chaotic result in addition to limiting the generalised maxim from anyone that is not a member of
the police service Analysing the maxim using these tests therefore requires them to be studied
individually so that they can be dissected and examined more closely
Looking at the first of the three maxims created using the guidelines and limitations of reasonable
15
suspicion as identified by the Codes of Practice A it can be established that it is comprised from
three different elements Namely
the police may only search for illegal or stolen items
the police may only search an individual based on known facts and information and finally
the police may only search the individual if they believe illegal or stolen items will be found
Attempting to generalise any of these elements of the maxim individually would not be reasonable
as they do not provide enough limitations or guidelines for it to be functional Because the first part
allows the police to search anyone for illegal or stolen items without the necessity of a suspicion
that any such items will be found which would result in a police state where the police could search
anyone they please The necessity of believing that illegal or stolen items will be found upon
conducting a search is added by the third element of the maxim but there are still no requirements
for the police to have any kind of reasonable basis for their decision to stop and search someone as
this is added by the maxims second element However this element cannot be moralised on its own
either as it does not specify what the police may search for However when all three elements of
the maxim are combined all necessary limitations are present meaning the generalisation of it
should not produce a contradictory or illogical result
However passing the test of generalisation does not mean that the maxim is ethical as it must also
be universalisable Meaning it should be able to be enforced as a (hypothetical) law that applies to
everyone unconditionally As the maxim places a requirement on the police to only stop and search
individuals if they have a factual basis for their suspicion to find illegal or stolen items upon
searching the person this should be a universalisable action Because assuming all police officers
were required to follow this maxim it would result in a world where only specific items may be
searched for if they have a factual reason to conduct the search and only if they believe that such
items will be found upon searching the person(s) As this would not produce any undesirable
consequences this maxim would not only pass Kants test of universalisation but also fulfil the
necessary criteria for Singers generalisation principle
This is essentially what the Police and Criminal Evidence Act 1984 and the Codes of Practice A
seeks to do meaning that if the guidelines were followed by the police unlawful stops and searches
should not occur However since there are more aspects to the laws that govern the polices power
to stop and search individuals for illegal or stolen items such as searches based on suspicious
behaviour or searches of suspected gang members other aspects must be explored as well before
16
declaring whether it is ethical or not For this reason the two additional maxims (mentioned earlier)
are needed and must therefore be tested as well As these maxims can be implemented in such
situations by the removal of the need for a factual basis for suspicion and replacing it with either
the possibility to
search individuals acting in an obviously suspicious manner or
search individuals based on clothing piercings andor tattoos if these are known to be worn
by members of gangs that are known to carry illegal or stolen items
As with the various elements of the maxim analysed previously these are also unable to be
moralised individually Because the first of the two does not specify what may be searched for and
neither of the sections specify that the police should expect to find illegal or stolen items upon
stopping and searching an individual As such neither of these elements can function as a maxim on
their own as they are illogical and can neither be generalised nor universalised However when
these are combined with the other elements of the maxims these issues should be resolved thus
passing Kants test of generalisation
Universalising these maxims is a bit more problematic than the one analysed previously through
For example with the first of these two maxims police officers would be enforced to stop and
search anyone that is acting in an obviously suspicious manner for illegal or stolen items if they
believe any such items will be found upon searching them The phrase behaving in an obviously
suspicious manner is a bit of an issue here as there is no definition available as to what can be
classified as such However a reasonable person would probably equate behaving in an obviously
suspicious manner to trying to hide something which is used as an example in the Codes of
Practice A s23 It could therefore be worth substituting the phrase behaving in an obviously
suspicious manner with trying to hide something as this would be more specific However by
doing this the maxim would become much more limited as it would no longer allow individuals
behaving suspiciously in other ways to be searched Nevertheless should this interpretation be used
the likeliness of the maxim passing the test of universalisation might be increased as the likeliness
of it producing a chaotic result would decrease Additionally implementing such an interpretation
would also make it more likely for the maxim to pass Singers generalisation principle As the
conduction of stops and searches of people that are obviously trying to hide something is less likely
to produce an undesirable outcome in comparison to searching anyone acting suspiciously
Finally the universalisation of the third and final of the maxims would enforce the police to stop
17
and search anyone dressed or in any other ways being physically identifiable as a possible member
of a gang known to carry illegal or stolen items if they believe any such items will be found upon
searching them As with the maxim analysed above there are issues related to universalising this
maxim due to the possibility of it causing certain people to be targeted because of the clothes they
wear or any piercings or tattoos on their body being related to or similar to ones connected to a
criminal gang Universalising this maxim could therefore worsen an already prevalent issue where
innocent members of the public get their civil liberties infringed upon due to their personal style
especially as the maxim allows quite a broad range of items accessories and body art to be used as
an indicator for suspicion In a study by Jackson and Smith (2013) the experiences of young people
from London that had been subjected to stop and search was surveyed where the participants
identified what kind of clothing might fit the criteria of being a presumed gang member It was
suggested that ldquoemulating American hip hop artists by wearing low-slung jeans hoodies and
branded trainers and walking and talking in a certain wayrdquo (p6) was stereotyped by the police as
gagster behaviour and dress The same study also identified an experience that was shared by one
of the participants whom stated that ldquoThey just say youre in a drug infested area and youve got a
hood on so were stopping and searching yourdquo (Jackson L and Smith L 2013 p6)
Taking this into consideration it can therefore be seen that the universalisation of a maxim asking
the police to stop and search anyone perceived to be involved with a criminal gang for illegal or
stolen items could result in a form of criminalisation of the hoodie and other specific pieces of
clothing as these are stereotyped as being related to gang membership This would be problematic
as the hoodie in particular is a comfortable and often affordable piece of clothing that is a staple in
the wardrobes of many of societys subcultures such as emos and skaters that are generally not
stereotyped as criminals (Braddock K 2011) As such it can be established that neither Kant nor
Singer would be able to universalise this maxim as having officers search anyone wearing specific
clothes would neither be reasonable nor produce any desirable consequences
522 Issues
While two out of three of the different maxims appear to be moral in the eyes of Kant there are still
some issues relating to them which must be acknowledged Primarily there might be an issue with
these maxims being too specific as it has been noted that ldquoany maxim that is highly restricted is
likely to pass the universalisability testrdquo [Guyer P 2007 cited by Perold L M 2010 p19]
because the more descriptive a maxim is the less likely it is that it would become contradictory As
all of the maxims created from the Codes of Practice A are highly restrictive specifying who may
carry out the act under what circumstances they may carry it out and the limitations of the actions
18
itself Additionally as noted earlier in this chapter the maxims cannot be made more general either
as this would prevent them from being moralised this means that there is a risk of these maxims
passing the tests of universalisation and generalisation simply because of their overly descriptive
nature rather than actually being moral
There might also be an issue with the phrasing of the maxims specifically the use of the term
police officers as this might cause some uncertainties regarding exactly who the maxim applies to
Because by using the term police officer or even police it becomes questionable if an officer must
be in uniform in other words his or her position as a police officer is overt when carrying out the
search However since these maxims need to be exclusive to the police it could be hard to bypass
this issue without adding yet another specification to it that clarifies whether there is a need for the
officer to be in uniform or not
Finally there could also be an issue of the maxims conflicting with each other as the first of the
maxims states that the decision to stop and search someone needs to be in accordance with known
facts and information Something that might not be available when a stop and search is made
utilising the second or third maxim as these can be initiated without a need of known facts or
information This raises a question to whether one of the maxims would naturally take precedence
over the others as all three maxims regarding stop and search can never operate at the same time
Generally Kantianism argues that when one is faced with opposing maxims the perfect duty will
always take precedence over an imperfect one (Stohr K 2010 p3) However as all of the maxims
are addressing what is essentially the same action being the possibility to stop and search
individuals for illegal andor stolen items this could be problematic Furthermore while there are
three maxims identified within this study there also exists another fourth maxim which concerns
the possibility of not searching anyone for illegal or stolen items This fourth maxim is also
considered a perfect duty as it would generally be easier to universalise not searching people as
opposed to searching individuals fitting certain requirements This means that the maxim regarding
the omission to act would in this case take precedence over the other maxims identified within this
research essentially rendering them powerless
19
Chapter 6
Conclusion
From this study it can be seen that the legislation governing a heavily criticised police power such
as stop and search has the possibility to be morally justifiable by the ethical frameworks developed
by Kant Because while Kants ethical theory does not rectify or justify the issue of ethnic minorities
being subjected to a disproportionate amount of stops and searches in comparison to Caucasians it
is important to remember that the ldquolaw in theory and the law in practice differrdquo (Westmarland L in
Newburn T 2011 p255) Meaning that the moralisation of the legislation does not ensure that it
will be applied ethically by the police Additionally as Kantian ethics values the motivation behind
ones actions over the consequences produced from them the potential issues caused by ones actions
are irrelevant as long as the action itself can be universalised without producing a chaotic or
undesirable result
However as there are several layers to stop and search there are some implications to morally
justifying this power as it is multi-faceted Being designed to deal with a variety of different
situations and bases from which suspicion might arise to justify the stopping and searching of an
individual Because while Kantian ethics can ethically justify police officers to stop and search
individuals for illegal or stolen items if it is in accordance with known facts and information and
they believe that such items will be found upon searching the person this encompasses only one of
the many facets of the power As such the power cannot be justified as a whole as any maxim used
to describe it would not provide the necessary limitations needed for it to successfully pass the tests
of generalisation and universalisation
While the power cannot be moralised as a whole it is possible to create two additional maxims
using the limitations and exceptions to the necessity criteria of reasonable suspicion found in the
Codes of Practice A to create an additional two maxims These represent two additional facets of
stop and search being that
police officers may stop and search individuals acting in an obviously suspicious manner for
illegal or stolen items but only if they suspect that such items will be found upon searching the
person and
police officers may stop and search individuals based on articles of clothing piercings
andor tattoos if these are known to be worn by members of a gang(s) that are known to carry
20
illegal or stolen items and only if the police suspects that such items will be found upon searching
the person
However only the first of these two maxims can be justified utilising Kants ethical framework and
Singers generalisation principle because the latter cannot be universalised without becoming
unreasonable Furthermore the latter cannot be justified without providing further limitations
requiring the phrase acting in an obviously suspicious manner to be replaced by obviously hiding
something
From the issues presented from the creation of the two additional maxims above it can be
established that stop and search cannot be considered morally justifiable under all circumstances
Because different situations calls for different maxims meaning that should the search not be
initiated based on known facts or information it is unlikely to be ethical Nevertheless even though
all facets of this police power cannot be morally justified it does seem that the majority of them can
be considered ethical to some extent Meaning the legislation governing it is generally ethical but
as a whole it becomes a bit of a moral ambiguity This shows that the police power as identified by
the Police and Criminal Evidence Act 1984 and the Codes of Practice A has a potential to be
ethically justified with the exception of the section permitting searches where physical appearance
can be used as a basis for suspicion Additionally this research identified that the reasons for why
this particular section is not justifiable could also be part of the reason to the disproportionate
amount of searches of ethnic minorities As it might provide officers maliciously targeting
minorities with a possibility to justify their actions by claiming a particular article of clothing body
art or similar was the reason for the stop
As such it can be established that the legislation governing the polices power to stop and search
individuals for prohibited or stolen articles cannot be fully moralised as not all sections of the
Police and Criminal Evidence Act 1984 or the Codes of Practice A concerning this power can be
ethically justified However while the legislation as whole is morally ambiguous at best the
searches conducted with factual information as a basis for suspicion suggests that the sections of the
legislation addressing this type of search cannot be implemented in an unethical manner Because as
the universalised maxim requires the police to act in a manner promoted by the Act and Codes this
shows that any unethical searches carried out using this type of search are caused as a result of
police misconduct rather than an actual issue with the legislation
21
However it should be noted that this research can only provide a limited account of the morality of
this police power as it has only explored it through the limitations put upon it through the necessity
requirement of reasonable suspicion Additionally it can only account for the morality of the
sections of the Police and Criminal Evidence Act 1984 and the Codes of Practice A addressing this
particular police power and only through the limitations explored within this research Finally it is
also important to recognise that the police power has only been analysed using a Kantian approach
to ethics and morality This means that further studies of the police power and indeed the Act and
Codes in general are needed in order to provide a more accurate account of the morality and ethical
issues present It is therefore suggested that additional research should be carried out to study the
legislation governing the power of stop and search utilising other ethical theories or utilising
Kantian ethics with a different focus point of the legislation
However while further research is needed in order to gain a more accurate account of the overall
morality of the police power and the legislation governing it it does not mean the research
presented in this paper is of any less value Because even though the study can only provide a
limited account of the legislations morality it has succeeded in presenting the probabilities for the
moral justification of the Acts first part along with the associated Codes of Practice as well as
identifying that the issues connected to the Act may be caused primarily by the polices failure to
accurately conduct stops and searches according to the law Meaning the research has produced
some valuable results in addition to providing a stepping stone for further research on the topic
22
Bibliography
BBC [2014] Duty-Based Ethics Available at
httpwwwbbccoukethicsintroductionduty_1shtml [Accessed 20-03-2014]
Benz S [2010] ldquoThe Police and Criminal Evidence Act 1984 balancing civil liberties and public
securityrdquo Diffusion 5(2) Available at httpatpuclanacukbuddypressdiffusionp=1255
[Accessed 25-04-2014]
Bowling B and Phillips C [2007] Disproportionate and Discriminatory Reviewing the Evidence
on Police Stop and Search Oxford Blackwell Publishing p958 httpwwwstop-
watchorguploadsdocumentsmodern_law_reviewpdf
Braddock K [2011] ldquoThe Power of the Hoodierdquo The Guardian Available at
httpwwwtheguardiancomuk2011aug09power-of-the-hoodie [Accessed21-04-2014]
Codes of Practice A
Council of Europe [2010] European Convention on Human Rights Strasbourg European Court of
Human Rights p 7 Available at httpwwwechrcoeintDocumentsConvention_ENGpdf
[Accessed 09-03-2014]
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed 01-
04-2014]
The Economist [1990] End Game Available
athttpgogalegroupcompsidoid=GALE7CA9390713ampv=21ampu=uceampit=rampp=SPJSP0
0ampsw=wampasid=f6f778fcf0a20b3f0f18df5e20a57f27 [Accessed 19-03-2014]
Fahy P [undated] ldquoForewordrdquo In Ozin P Norton H and Spivey P [2013] PACE ndash A Practical
Guide to the Police and Criminal Evidence Act 1984 3rd
Edition Oxford Oxford University Press
p v
Flick U [2011] Introducing Research Methodology London Sage p 125
Garret J [2006] Kants Duty Ethics Available at
httppeoplewkuedujangarrettethicskanthtm [Accessed 20-03-2014]
Govuk [2013] Guidance Police and Criminal Evidence Act 1984 (PACE) Codes of Practice
London Home Office Available at httpswwwgovukpolice-and-criminal-evidence-act-1984-
pace-codes-of-practice [Accessed 02-04-2014]
Guyer P (2007) cited by Perold L M [2010] Does Immanuel Kants Categorical Imperative
Commit Him to the View that Lying is Always Morally Wrong Master of Arts thesis University of
the Witwatersrand p 19 Available at
httpwiredspacewitsaczabitstreamhandle1053910096M20Perold20Research20Reportp
dfsequence=2 [Accessed 24-04-2014]
23
Hart HLA [1958] cited by Green L [2012] ldquoIntroductionrdquo in Hart H L A [2012] The
Concept of Law 3rd
Edition Oxford Oxford University Press p xxxiii Available at
httpbooksgooglecoukbookshl=enamplr=ampid=53u8K7jNGioCampoi=fndamppg=PP2ampdq=law+and+
moralityampots=3fiRAxxSFFampsig=BoQfC4sR_Lnb-
GD4OzEUXvIryfov=onepageampq=law20and20moralityampf=false [Accessed 12-04-2014]
Jackson L and Smith L [2013] Research into young Londoners experiences and perceptions of
stop and search London Office for Public Management p 6 Available at
httpwwwlondongovuksitesdefaultfiles14-02-06-OPM20-
20Young20peoples20views20stop20and20search20-20FINALpdf [Accessed 21-
04-2014]
Joseph I And Gunter A [2011] Gangs Revisited Whats a Gang and Whats Race Got to Do with
It - Politics and Policy into Practice London Runnymede p3 Available at
httpwwwrunnymedetrustorguploadspublicationspdfsGangsRevisited(online)-2011pdf
[Accessed 08-04-2014]
Kumar R [2011] Research Methodology a Step-by-Step Guide for Beginners London Sage
p139 164
Mawby R and Wright A [2005] Police Accountability in the United Kingdom p6 Available at
httpwwwhumanrightsinitiativeorgprogramsajpoliceres_matpolice_accountability_in_ukpdf
[Accessed 02-04-2014]
McQueen R A and Knussen C [2002] Research Methods for Social Science ndash an Introduction
Harlow Pearson pp83-85 84-85
ONeill O [2013] Acting on Principle An Essay on Kantian Ethics 2nd
Edition Cambridge
Cambridge University Press p78 79 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
ONeill O [2000] Bounds of Justice Cambridge Cambridge University Press p67
Ozin P Norton H and Spivey P [2013] PACE ndash A Practical Guide to the Police and Criminal
Evidence Act 1984 3rd
Edition Oxford Oxford University Press p 4
Paton H J [1969] The Moral Law London Hutchinson amp Co ltd p22
Police and Criminal Evidence Act 1984 Ch 60 London HMSO
R v McIlkenny and others [1991] 2 All ER 417 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744d06500000145a7ddf45f8cfdf386
ampdocguid=I59AD10F1E42811DA8FC2A0F0355337E9amphitguid=I59AD10F1E42811DA8FC2A0F
0355337E9amprank=1ampspos=1ampepos=1amptd=1ampcrumb-action=appendampcontext=17ampresolvein=true
[Accessed 28-04-2014]
24
R v Miller [1993] 97 Cr App R 99 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744cc64000001458ea70ccbfa4bdcd
aampdocguid=I60145160E42811DA8FC2A0F0355337E9amphitguid=I60145160E42811DA8FC2A0F0
355337E9amprank=9ampspos=9ampepos=9amptd=14ampcrumb-action=appendampcontext=78ampresolvein=true
[Accessed 22-04-2014]
Rachels J [1986] Kantian Theory The Idea of Human Dignity Random House Inc p1 Available
at httppubliccallutheranedu~chenxiphil345_022pdf [Accessed 20-03-2014]
Royal Commission [undated] cited by Zander M [2011] PACE (The Police and Criminal
Evidence Act 1984) Past Present and Future London LSE Law Society and Economy Working
Papers p3 Available at wwwlseacukcollectionslawwpswpshtm [Accessed 19-03-2014]
Sandel M [2011] Episode 6 ndash Discussion Guide (Advanced) Available at
httpwwwjusticeharvardorgresourcesepisode-6-discussion-guide-advanced [Accessed 27-04-
2014]
Singer G M [undated] cited by ONeill O [2013] Acting on Principle An Essay on Kantian
Ethics 2nd
Edition Cambridge Cambridge University Press p78 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
Stohr K [2010 ndash forthcoming] ldquoKantian Beneficence and the Problem of Obligatory Aidrdquo Journal
of Moral Philosophy p3 Available at
httpwww9georgetownedufacultykes39Stohr_Kantian_Beneficence_and_the_Problem_of
_Obligatory_Aidpdf [Accessed 25-04-2014]
StopWatch [2014] Stop and Search Factsheet Available at httpwwwstop-watchorgget-
informedfactsheetstop-and-search [Accessed 13-03-2014]
Westmarland L [undated] ldquoPolice Culturesrdquo in Newburn T (ed) [2011] Handbook of Policing
2nd
Edition Abingdon Taylor amp Francis p255
Westmarland L [2011] Researching Crime and Justice ndash Tales from the Field London Routledge
p141
Wilding B [undated] ldquoTipping the Scales of Justice A Review of the Impact of PACErdquo in Cape
E and Young R (eds) [2008] Regulating Policing The Police and Criminal Evidence Act 1984
Past Present and Future Portland Hart Publishing p127 130 Available at
httplibmyilibrarycomOpenaspxid=204843ampsrc=0 [Accessed 09-03-2014]
Zupancic A [2000] Ethics of the Real London Verso p16
25
APPENDIX 1
Six Key Principles of Ethical Research
26
Principles procedures and minimum requirements of the Framework for Research Ethics
(FRE)
There are six key principles of ethical research that the ESRC expects to be addressed whenever
applicable
1 Research should be designed reviewed and undertaken to ensure integrity quality and
transparency
2 Research staff and participants must normally be informed fully about the purpose methods and
intended possible uses of the research what their participation in the research entails and what risks
if any are involved Some variation is allowed in very specific research contexts for which detailed
guidance is provided in Section 2
3 The confidentiality of information supplied by research participants and the anonymity of
respondents must be respected
4 Research participants must take part voluntarily free from any coercion
5 Harm to research participants and researchers must be avoided in all instances
6 The independence of research must be clear and any conflicts of interest and partiality must be
explicit
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed
27-04-2014]
27
APPENDIX 2
Ethics Approval Form
28
Request for Ethical Approval
Section 1 ndash to be completed by the researcher
Full name
Jens Knut Elias Klots
Module number and title (student researchers
only)
Extended Research Project [Criminology amp Criminal Investigation]
Research Proposal title
ldquoAn Ethical Analysis of the Police and Criminal Evidence Act 1984rdquo
Funding body applying to if applicable
-
Brief outline of proposal
(including research questions where
appropriate)
You are also asked to
submit with your application copies of
any questionnaires
letters recruitment material you intend to
use if these are available at the time
of requesting approval
The research will ethically evaluate part I III and
IV-V along with the corresponding Codes of Practice [A B C E F and G] using Kantian ethics
Seeking to establish whether the main piece of legislation governing how policing should be carried out in England and Wales can be ethically
justified by Kantian ideologies as well as establishing what ethical issues might be present
etc
Level of research eg staff undergraduate
postgraduate masterrsquos (award related) MPhil
PhD
Undergraduate
Please outline the
methodology that would be implemented in the course of this research
The research will be purely based on secondary
resources using books journals web-sources etc
Please indicate the ethical issues that have
been considered and how these will be
There should be no ethical issues in terms of the research carried out However I have identified
that my choice to only use only one ethical theory for my analysis could be considered biased My
29
addressed
choice however was to ensure that my research will be as focused as possible so a more in depth analysis could be made which will be noted within
the dissertation
Please indicate any
issues that may arise relating to diversity and
equality whilst undertaking this research and how you
will manage these
-
Please indicate how
participants will be de-briefed about their
involvement in the research process and or provided with
opportunities for reflection and evaluation
-
Please answer the following questions by circling or highlighting the appropriate response
1 Will your research project involve young people under the age of 18 NO
YES but not directly ndash primarily teachers If yes do you have an Enhanced Disclosure Certificate from the Criminal Records
Bureau
YES
2 Will your research project involve vulnerable adults
NO
3 For which category of proposal are you applying for ethical approval
Category A
iii
Abstract
The following is a literature based research providing an ethical analysis of the legislation
governing the polices power to stop and search individuals for prohibited andor stolen articles
through the ethical frameworks developed by Immanuel Kant The analysis utilised the necessity
criteria of reasonable suspicion identified within the Police and Criminal Evidence Act 1984 and
the Codes of Practice A through which three different maxims could be created each representing a
different aspect and limitation of the police power Through the individual analysation of each of
these maxims the study provides an attempt to identify whether the issues related to the stop and
search police power are caused due to being governed by an inherently immoral piece of legislation
or if they are a simply a result of the police failing to apply the power in accordance to the law This
research concludes that there is probably a mixture of both as the sections of the Act governing stop
and search is morally ambiguous at best
iv
Table of Contents
Acknowledgements p ii
Abstract p iii
Chapter 1 ndash Introduction p 1
Chapter 2 ndash Methodology p 3
Chapter 3 ndash Kantian Ethics p 5
31 The Core Ideas p 5
32 Critiques p 6
Chapter 4 ndash PACE a Brief Introduction p 8
41 Background p 8
42 Critiques p 9
Chapter 5 ndash Reasonable Suspicion p 11
51 Reasonable Suspicion and Stop and Search p 11
52 Reasonable Suspicion Stop and Search and Morality p 13
521 Generalisation and Universalisation p 14
522 Issues p 17
Chapter 6 - Conclusion p 19
Bibliography p 22
Appendix 1 p 25
Appendix 2 p 27
1
Chapter 1
Introduction
Being brought into power ldquoat a time when public confidence in the police was at an all-time low
due to high-profile miscarriages of justicerdquo (Fahy P in Ozin P Norton H Spivey P 2013
pv) the Police and Criminal Evidence Act 1984 and its corresponding Codes of Practice has been
subjected to heavy criticism ever since Because while the Act was introduced to the legal system in
order to improve public confidence in the police by ldquoestablish[ing] the powers of the police to
combat crimes while protecting the rights of the publicrdquo (govuk 2013) providing a more balanced
relationship between the two It was feared that the Act would instead provide the police with a way
to legitimize the infringement upon the civil liberties of the public (Benz S 2010) Since then the
Act has undergone plenty of alterations to improve the balance between the rights of the public and
the powers bestowed upon the police but still there are issues
Outlining what powers are available to the police is only part of the process to achieve a good
balance between the two sides however which is where the Codes of Practice comes in These
function similarly to an ethical framework that provides the police with guidelines for the proper
implementation of their powers Because even though the Codes of Practice are not statutory a
failure to act in compliance to these will result in a disciplinary offence in addition to providing
admissible evidence against the police in court (Mawby R and Wright A 2005 p6) Meaning that
should an officer fail to follow these an entire case against a suspect could be jeopardized as a
result Nevertheless even though the Codes of Practice may function similarly to an ethical
framework for the police that govern the correct use of their powers it does not mean that the
guidelines provided nor the Act itself is ethical In fact taking into consideration the sheer amount
of criticism of them it might even suggest that they are entirely unethical
This questionable morality of the Police and Criminal Evidence Act 1984 and its corresponding
Codes of Practice will be explored within this piece of research Aiming to determine whether the
fault lies primarily within the Act and Codes themselves or if the problems might be caused by
other factors such as the Police failing to act in accordance to the guidelines provided However
due to the vastness of the Act and the Codes the focus of the research will be laid upon the necessity
of reasonable suspicion to be present for the police in order to enforce their powers Within this
limited area there will also be a particular focus on part one of the Police and Criminal Evidence
Act 1984 and the Codes of Practice A which addresses the polices power to stop and search
2
individuals for stolen or prohibited items This is a police power that has been subjected to a
substantial amount of criticism mainly due to the disproportionate number of searches of ethnic
minorities in comparison to Caucasians which raises some questions regarding the legitimacy and
morality of the power
Utilising the ethical frameworks of Immanuel Kant (1724-1804) the morality of the Police and
Criminal Evidence Act 1984 and the Codes of Practice will be analysed by converting sections of
the Act and Codes into maxims Which are descriptions of the acts that are used to determine their
ethical and moral value by subjecting them to various tests Primarily the research will employ
Kants original frameworks which question the universalisability of onersquos actions as moral actions
are ones that could be enforced as a universal law applying to everyone unconditionally
Additionally this research will be utilising the generalisation principle developed by Marcus Singer
which is an approach that places a utilitarian twist upon Kants idea of universalisation Because
while Kant argued that it is the motivation behind the act that determines whether it is moral or not
Singer is more interested in the consequences caused by the act Meaning the maxims created from
the Act and the Codes of Practice will be analysed using two different approaches to
universalisation with differing opinions as to which component of the act determines its moral
worth By conducting such an analysis this research hopes to provide some insight regarding the
morality of a very controversial part of the Police and Criminal Evidence Act 1984 as it will not
only take into consideration the consequences of the actions granted by the Act but also the
motivation behind them
3
Chapter 2
Methodology
While primary sources could arguably create more current and relevant results than secondary
sources might be able to (McQueen R and Knussen C 2002 pp83-85) due to them being
acquired personally through fieldwork interviews or observational studies the following study is
entirely literature based Utilising secondary research sources such as books legal documents and
academic journals in addition to various electronic and online resources drawing conclusions from
the information found within these It is acknowledged that research using secondary data struggles
to produce results that are current as ldquothe time factor involved in collecting and analysing primary
data means that some social survey data are out of date by as much as a year before the secondary
analyst gets hold of itrdquo (McQueen R and Knussen C 2002 pp84-85) Additionally there is an
overarching issue regarding bias when dealing with secondary sources as ldquophotos texts and
statistics have their own structure that is often strongly influenced by who produced them and for
what purposerdquo (Flick U 2011 p125) and ldquothe validity of information may vary markedly from
source to source ldquo (Kumar R 2011 p164) As such all sources must be viewed critically as to
ensure that any personal biases of the writer(s) will not interfere with the overall results of the
findings Something that becomes especially important if the information was found in a newspaper
or certain web-resources (such as blogs) as ldquothese writers are likely to exhibit less rigorousness and
objectivity than one would expect in research reportsrdquo (Kumar R 2011 p164)
However while there are many issues connected to undertaking research based on secondary
sources it should be noted that neither primary nor secondary data ldquoprovides 100 per cent accurate
and reliable informationrdquo (Kumar R 2011 p139) Additionally it must also be considered that
certain research topics are less compatible with certain research approaches than others as in this
case where an ethical analysis of specific sections of a legal statute is carried out Meaning
interviews and other primary research approaches would struggle to produce results that are
accurate and relevant Furthermore certain issues identified above with the utilisation of secondary
sources for research would be less of an issue in this case due to the nature of the sources studied
These being a legal statute the Police and Criminal Evidence Act 1984 and the Codes of Practice
and the philosophical and ethical theories developed by Immanuel Kant Because even though
Kants ideas originated over one hundred years ago these ideas are still applicable and relevant
when studying Kantianism Moreover the legal statute that this framework will be applied to uses
its most recent edition of the law which can easily be accessed through government websites
Meaning there should not be an issue with keeping the research current and relevant
4
It should also be noted that literature based research also benefits in ways that research based on
primary sources does not considering that the field of criminology often deals with sensitive topics
and people such as illegal activities and the abused (Westmarland L 2011 p141) Meaning there
are plenty of ethical pitfalls one must avoid when conducting research within this field especially
when using primary sources for the research However regardless of conducting research using
primary or secondary resources any research proposition must adhere to the six key principles of
ethical research (see Appendix 1) Most of the ethical issues identified within these principles are
related to peer-based research though meaning a literature based research is more likely to be
justified ethically than research using primary sources This due to the lack of participants involved
in the research whose emotions consent and wellbeing must be taken into consideration nor should
the researcher themselves be at risk because of the research (Economic and Social Research Council
2012 pp2-3)
However while the literature based method avoids most of the major ethical concerns this
particular piece of research might be subjected to some ethical scrutiny because of the manner in
which it is being carried out Because as the research only utilises the Kantian approach to morality
in addition to only analysing a specific part of the Police and Criminal Evidence Act 1984 and its
corresponding Codes of Practice it might produce some questionable results As such the research
is at risk of being perceived as being biased aiming to obtain certain results by only studying a
selected part of the legislation using a single ethical framework Nonetheless in the Frameworks for
Research Ethics provided by the Economic and Social Research Council (2012) it is stated that ldquothe
independence of research must be clear and any conflicts of interest or partiality must be explicitrdquo
(p3) So while the research might produce results that could be considered biased or partial for the
above reasons this is something that has been acknowledged and addressed before the start of the
research as can be seen in the Ethics Approval Form (see Appendix 2) As such the potential for the
research questioned due to only analysing a select part of the legislation and Codes of Practice
using only one perspective of morality has been addressed explicitly Additionally it is also
acknowledged that other results regarding the morality of the Police and Criminal Evidence Act
1984 and the Codes of Practice might be achieved by utilising a different ethical framework by
studying different sections of the Act or by analysing the Act and Codes of Practice as a whole
5
Chapter 3
Kantian Ethics
The ethical framework developed by Immanuel Kant is an ideology that places moral value on the
motivations between our actions and their potential for universalisation rather than the
consequences of the act itself In this chapter the core principles of the Kantian framework will be
explained identifying the process of determining the morality of our actions through the tests of
generalisation and universalisation Additionally the chapter will also be addressing various
criticisms issues and shortcomings of the Kantian approach to ethics and morality such as the
possibility of the framework allowing for any maxims to be moralised with the right phrasing
31 The Core Ideas
The idea of autonomy is at the core of Kantian ethics arguing that each individual can (and should)
make their own decisions without any external interferences to guide or coerce them (Bennet C
2010 p75) As such Kantianism argues for the presence of free will meaning human beings are
accountable for the choices they make and the actions they subsequently carry out and that
everyone capable of reasonable thinking has the potential to act in accordance to the moral law
However while humans are generally considered to be rational beings it does not mean that they
will behave in a rational manner at all times but rather that they have the capability of doing so
According to Kant this is what separates humans beings from animals as they are only capable of
operating under negative freedom through reacting to their impulses and instinct unable to
question or evaluate the situation in ways human beings are able to (Bennet C 2010 p76) As such
rational beings are the embodiment of morality as the moral law is that of reason (Rachels J 1986
p1) which is why Kant argued that humans must never be treated as the means to an end but
should instead be the end itself (BBC 2014)
Nevertheless being a rational agent capable of recognising reasonable actions from unreasonable
ones thus acting outside of the realms of negative freedom and moving into what is known as
positive freedom does not ensure that onersquos actions are good or moral These are simply
requirements to qualify as an agent that is capable of acting morally not an insurance that actions
carried out by such an agent will be moral or reasonable Instead Kant argued that moral acts are
identified through their motivations stating that ldquoif duty is the key element in our decision to act
then we have acted rightlyrdquo (BBC 2014) because ldquoan action done from duty has its moral worth
not from the results it attains or seeks to attain but from a formal principle or maxim ndash the principle
of doing ones duty whatever that may berdquo (Paton H J 1969 p20) In this case the meaning of
6
duty is equal to acting in reverence to the moral law as Kant argues that morality and its rational
requirements can be translated into rules or that dictates how we should act (Bennet C 2010
p83) These moral rules are divided into two separate groups being hypothetical and categorical
however only categorical can result in a moral law This is due to hypothetical making it possible
for an individual to claim they are an exception to the rule which is unreasonable as moral laws
must apply to everyone without exception (Bennet C 2010 p83) This means that a maxim such
as do not lie unless you want to be considered untrustworthy or even an innocent maxim such as
bring an umbrella unless you want to risk getting wet would be fallible and immoral according to
Kant as they do not apply to individuals that are willing to face the consequences related to these
acts
To be able to establish whether ones actions are moral or not one must therefore be able to apply it
without failure to everyone This is a process known as universalisation which questions the agent
to ldquonever act except in such a way that [they] can also will that [their] maxim should become a
universal lawrdquo (Paton H J 1969 p22) meaning that the morality of an act is determined through
establishing its possibility to be enforced at least hypothetically as a law applying to everyone
unconditionally Ascertaining whether an act can be universalised requires the use of two tests
known as the tests of generalisation and universalisation A maxim must therefore
be able to be generalised without becoming contradictory or illogical as a result to then be
applicable as a universal law governing everyone without exceptions without resulting in an
unappealing or chaotic outcome (Garret J 2006) As ldquoKant believes that someone who violates the
moral requirements is being irrationalrdquo (Bennet C 2010 p82) one should therefore not act on a
maxim that is unable to pass both the test of generalisation and universalisation as this would result
not only in acting immorally but also irrationally
32 Criticisms and Issues
Like any other philosophical or ethical theory the Kantian approach is not devoid of imperfections
and both the original theory and contemporary interpretations have faced criticisms for everything
from structure and implementation to the actual usefulness of the theory However in her book
Bounds of Justice Onora ONeill (2000) identifies that the criticisms of Kantian theories tend to fall
into three different groups of categories (p67) all of which will be explored within this section of
the chapter
The first of these categories identified by ONeill (2000) is that Kant fails to acknowledge the
importance that human relationships and emotions might have on our moral reasoning (p67) An
7
issue that is also identified by Bennet (2010) stating that ldquoit certainly seems a large gap in a moral
theory that it has nothing to say about how pain and suffering makes acts wrongrdquo (p88) Because
while many actions that might cause pain and suffering to others generally cannot be justified using
the categorical imperative they are not dismissed for the right reasons (Bennet C 2010 p88) as
ldquouniversal rules require us to overlook and [hellip] neglect the fragility mutual vulnerability social
embeddedness and constitutive loyalties of real peoplerdquo (ONeill O 2000 p67) As human beings
are not cold calculative and emotionless robots this is an obvious flaw within Kants frameworks
because in order to act morally one needs to be able to completely disregard the feelings of other
people
Furthermore due to the lack of consideration for human emotions and relationships Kant has
simplified the very complex issue of moral theory (ONeill O 2000 p 67) often resulting in very
bizarre contradicting or even worrying results Because utilising the categorical imperative for
moral guidance might result not only in allowing obviously immoral actions to be universalised but
also preventing other harmless acts of kindness such as opening the door for someone else from
being morally justified (Bennet C 2010 p86) It should be obvious to a normal reasonable human
being that there is nothing wrong or immoral about holding the door open for someone else yet
through the implementation of Kantianism such an action cannot be justified due to it being unable
to pass the test of universalisation Showing that the Kantian approach struggles to encompass all
actions regardless of their significance importance or size in a reasonable manner
It should also be noted that the Kantian framework can also produce situations where the agent will
be acting immorally no matter what they do Bennet (2010) utilises an example of noticing a child
in the process of drowning while on the way to class and even though we have a duty to help others
according to Kant the option of not helping can also be moralised in this scenario as the agent will
adhere to the maxim of getting to class on time (p86-87) This leads to the final category of
critiques against Kant and Kantian ideologies as identified by ONeill (2000) which states that it is
a theory ldquodesigned for abstract individuals [hellip] leading to abstract conclusions that are irrelevant to
real people who lead real livesrdquo (p 67) It is possible that this abstract nature of the theory could be
due to Kants failure to provide a proper guideline stating how our actions should be explained in
order to properly calculate their ethical value through the tests of generalisation and universalisation
Because with the manner in which the Kantian framework is designed there is a possibility that
ldquoany action could pass it simply by being re-describedrdquo (Bennet C 2010 p87) The Kantian
framework is therefore in need of some kind of notes for guidance that provides an explanation for
how one is to distinguish correct descriptions of ones actions from incorrect ones
8
Chapter 4
PACE A Brief Introduction
The following chapter will be providing a brief introduction to the Police and Criminal Evidence
Act 1984 and its associated Codes of Practice Providing a basic understanding of the legislations
history and purpose in addition to some criticisms of the act and issues that has developed as a
result of its development As such this chapter alongside with chapter 3 provides a foundation for
the following chapters where specific parts of the legislation will be explored more thoroughly in
addition to being analysed through the Kantian frameworks for ethics
41 Background
Policing in England and Wales is nowadays comprised of a tough balancing act where ldquothe interests
of the community and the rights of the individualrdquo (Royal Commission undated cited by Zander
2011 p3) must be taken into account while also maintaining public order In addition to being
required to evaluate to what extent they may infringe upon civil liberties to do their job the police
is also under constant public scrutiny This means that any infringement upon the rights of an
individual that cannot be justified by the Police and Criminal Evidence Act 1984 the Human Rights
Act 1998 or other pieces of legislation can have dire consequences for the police Such
infringements can result in lawsuits against the police or rendering evidence inadmissible in court
as was seen in the case of R v Miller (1993) where the confessions from the suspects were rendered
inadmissible due to hostile and oppressive questioning by police However while it is noted that
infringement of civil liberties should be avoided and the rights of the public should be respected it
is also identified in Article 5 of the European Convention of Human Rights that there are
circumstances when the police and the criminal justice system must be granted the power to
lawfully infringe upon these (Council of Europe 2010 p7) Because without these exceptions legal
and justice systems would no longer function as criminal justice cannot function if the rights of the
individual is to be respected at all times
While there is a need for the police and criminal justice system to infringe upon the rights of
individuals there must be sanctions that govern to what extent these rights can be infringed upon
and under what circumstances As mentioned above article five of the European Convention of
Human Rights provides a good starting point but as it must be applicable to the state legislature of
all member states of the European Union it is far too general and leaves plenty of gaps to fill in
This is where the Police and Criminal Evidence Act 1984 and its corresponding Codes of Practice
comes into play as these help with outlining the provisions for the polices ability to infringe upon
9
the civil liberties of the public It was introduced following some cases of gross police misconduct
that had come to light causing miscarriages of justice of several high-profile cases which put a
strain on the relationship between the police and the public One such case included the R v
McIlkenny and others (1991) more famously known as the Birmingham Six where six innocent
men were wrongfully convicted as a result of police officers having beaten witnesses to obtain
satisfactory statements in addition to distorting forensic evidence (The Economist 1990) The
Police and Criminal Evidence Act 1984 and the associated Codes of Practice was introduced in an
attempt to remedy this through providing guidelines for how evidence was to be obtained legally
how suspects and detained persons were to be treated how and when certain police powers could be
legally enforced as well as providing the criminal justice system with transparency and
accountability (Fahy P in Ozin P Norton H and Spivey P 2013 pv)
Through its introduction the Police and Criminal Evidence Act 1984 and its corresponding Codes of
Practice drastically changed the manner in which policing was carried out causing a bit of a
culture shock for some officers that were threatened by the new developments (Wilding B
undated in Cape E and Young R 2008 p127) As there were suddenly demands being put on
officers that did not exist previously in addition to clear frameworks dictating what kind of
behaviour was deemed acceptable All to ensure that investigations were carried out both
objectively and with integrity two elements which are important to maintain public confidence in
the police force (Wilding B undated in Cape E and Young R 2008 p127) However while the
drastic changes might have come as a shock to some officers it is now common practice and
heavily ingrained to the very core of policing Additionally while the Act generally focuses on the
protection of the suspects victims and witnesses it simultaneously provides the police with
safeguards to avoid suspicion of unlawfully acquired evidence as everything from physical
evidence to verbal or written confessions must be recorded and processed in detail (Police and
Criminal Evidence Act 1984 sNUMBER sNUMBER) ensuring that the police runs a lower risk of
being unjustly accused of foul play
32 Critiques and Issues
While the Act and the Codes of Practice has played a significant part in making the police ldquomore
accountable in terms of performance and standards than virtually any other public bodyrdquo (Wilding
B undated in Cape E and Young R 2008 p130) as well as supposedly having ldquoushered in new
ethical standards for the servicerdquo (Wilding B undated in Cape E and Young R 2008 p127) It
has been subjected to a significant amount of criticism from non-governmental organisations such
as Liberty members of the police itself and academics scrutinising everything from how the Act
10
takes the police off the streets and placing them behind desks to carry out extensive amounts of
paperwork (Wilding B undated in Cape E and Young R 2008 p127) to questioning whom the
Act is really favouring (Benz S 2010) Furthermore the actual contents of the Act and the Codes of
Practice has been criticised in particular the Acts first part concerning stop and search (see chapter
5) resulting in a large number of edits and moderations to remedy these and provide a better
balance between the police and the rights of the public
11
Chapter 5
Reasonable Suspicion
While the Police and Criminal Evidence Act 1984 provides the police with guidelines for how and
when they may use their powers to infringe upon civil liberties these are not enough to ensure that
policing is carried out correctly in accordance to the act The Act must therefore be read alongside
the Codes of Practice as these further explain the limitations of the powers in addition to the
requirements that must be fulfilled in order for an officer to implement them One such requirement
that is found repeatedly throughout the Act and the Codes of Practice is the need for an officer to
have reasonable grounds for suspecting that the person(s) of interest are doing have done is about
to do or is in possession of something illegal (Police and Criminal Evidence Act s1(7)-1(9)
s3(1)(a)-3(1)(d)) This requirement is one that has been subjected to some controversy and scrutiny
especially in connection to the power of stop and search (addressed below) as it is often described
in very vague or broad terms often making it unclear what exactly constitutes appropriate grounds
for reasonable suspicion Additionally it should also be noted that the appropriate grounds for
suspicion might differ slightly from one section of the Act to another making it important to
separate these definitions from each other when studying them as they may all have their own
interpretations definitions regulations and issues However as this research explores the ethical
implications of reasonable suspicion in relation to stop and search it must be acknowledged that the
results may not be applicable to sections of the Police and Criminal Evidence Act 1984 and Codes
of Practice concerning other police powers
51 Reasonable Suspicion and Stop and Search
In the first part of the Police and Criminal Evidence Act 1984 it is identified that an officer cannot
stop and search an individual unless they have reasonable grounds for suspecting that any stolen or
prohibited articles listed under s1(7)-1(9) of the Act will be found on their person (s1(3) Police and
Criminal Evidence Act 1984) That being said there are many limitations placed upon what may
constitute a reasonable ground for suspecting that prohibited or stolen articles will be found on the
person(s) (Codes of Practice A s22) and that these can differ depending on the circumstances of
each case [Ozin P et al 2013 p4] However while suspicion might be raised for different reasons
in each case the Code emphasises that suspicion may never be based on personal factors
stereotypes or generalisations (Codes of Practice A s22) Nor may it be ldquoprovided retrospectively
by [hellip] questioning during a persons detention or by refusal to answer any questionsrdquo (Codes of
Practice A s29) Instead it is stressed that suspicion should have an objective basis derived from
known facts and information (Codes of Practice A s22)
12
Whether these demands put on officers by the Codes of Practice A to establish objective grounds
for suspicion are followed is questionable though At least when taking into consideration that the
sections of the Police and Criminal Evidence Act 1984 and the Codes of Practice concerning stop
and search has been subjected to heavy criticism mainly due to the disproportionate amount of
members from minority ethnic groups being searched in comparison to Caucasians Because even
though the Codes of Practice A does identify that there are situations where reasonable grounds for
suspicion might exist without the need for known facts or information such as initiating searches
based on an individuals behaviour or body language (Codes of Practice A s23) it does not explain
why black people are up to ldquosix times more likely to be stop[ped and] searched than would be
expected based on their numbers in the general populationrdquo (Bowling B and Phillips C 2007
p958) Nor does it explain how the recorded stops and searches of Asians since the mid-nineties
have remained between 15 and 25 times higher than those of Caucasians (Equality and Human
Rights Commission 2010 p13) These are worrying statistics that raise questions as to whether the
guidelines provided by the Police and Criminal Evidence Act 1984 and the Codes of Practice are
sufficient in order to ensure that this power is used appropriately and fairly Because even though
non-Caucasians are stopped and searched more frequently arrests following searches are distributed
quite evenly across all ethnic groups (StopWatch 2014)
There is a possibility that this targeting of minority ethnic groups could be a direct result of the
socio-economic conditions that traps many families from poor neighbourhoods in a cycle of poverty
and disadvantage (Joseph I and Gunter A 2011 p3) Especially as it has been found that these
groups often respond ldquoto their powerlessness with frustration rage and the creation of alternative
social and cultural values that promotes and normalizes gang membership and violencerdquo (Joseph I
and Gunter A 2011 p3) Due to the normalisation of such behaviour this could provide an
explanation to why some disproportionality might exist as the Codes of Practice provides an
exception to searches based on physical appearance when it is related to gang culture stating that
ldquowhere there is reliable information or intelligence that members of a group or gang
habitually carry knives unlawfully or weapons or controlled drugs and wear a
distinctive item of clothing or other means of identification to indicate their
membership of the group or gang that distinctive item of clothing or other means
of identification may provide reasonable grounds to stop and search a personrdquo
(Codes of Practice A s26)
13
However while this provision could support the existence of some disproportionality it does not
disprove that minority ethnic groups are being targeted by the police nor does it provide a
reasonable explanation to why blacks are being six times more likely to be subjected to a stop and
search This means there is a risk that this section of the Codes of Practice is being used by police
to maliciously target ethnic minority groups by stereotyping them as more likely to be involved
with criminal gangs
52 Reasonable Suspicion Stop and Search and Morality
While statistics and studies show that stop and search is used disproportionally and suggests that
individuals belonging to minority ethnic groups are being targeted by the police it does not mean
that the power itself nor the legislation governing it is unethical Because even though they tend to
overlap ldquothere is no necessary connection between law and moralsrdquo (Hart H L A 1958 cited by
Green L 2012 in Hart H L A 2012 pxxxiii) as the law applies to everyone unconditionally
while moral only applies to those that sympathise with the ideologies in question Kantian ethics
however arguing that one should do the right thing because of it being right views morality as a
supplement to the law (Zupancic A 2000 p16) therefore ensuring that we are not only doing what
is right but that we are also doing it for the right reasons (Sandel M 2011) Which from Kants
viewpoint is synonymous to acting out of duty which as established in Chapter 3 means that
onersquos actions must be converted to those that are able to pass the tests of generalisation and
universalisation As such one must convert the sections of the Police and Criminal Evidence Act
1984 and its associated Codes of Practice concerning stop and search into an order to establish
whether it is ethical
However while the Police and Criminal Evidence Act 1984 identifies that reasonable suspicion is
necessary in order to conduct a stop and search one cannot simply create a maxim stating that
police officers can stop and search anyone they reasonably suspect is carrying illegal or stolen
items Because even though this maxim does provide an accurate description of the necessary
requirements to perform a stop and search it is far too broad Such a maxim does not place a limit
upon what the suspicion might be based on resulting in a possibility for officers to target certain
groups of people based on prejudice or stereotypes Therefore such a maxim can neither be
generalised nor universalised meaning it would be considered entirely unethical by Kantian
principles However by using the guidelines and limitations of reasonable suspicion presented in
the Codes of Practice A that were identified earlier in this chapter this maxim can be broken down
into three separate parts These being
14
police officers may stop and search individuals for illegal or stolen items if it is in
accordance with known facts and information and they believe that such items will be found upon
searching the person
police officers may stop and search individuals acting in an obviously suspicious manner for
illegal or stolen items but only if they suspect that such items will be found upon searching the
person and
police officers may stop and search individuals based on articles of clothing piercings
andor tattoos if these are known to be worn by members of a gang(s) that are known to carry
illegal or stolen items and only if the police suspects that such items will be found upon searching
the person
These provide a much more limited and concentrated approach to the attempted moralisation of the
polices power to stop and search individuals for prohibited or stolen articles Because unlike the
previous maxim these are not only limiting what the basis for suspicion might be but also limiting
when the power itself may be enforced As such the likelihood of these being able to pass the tests
of generalisation and universalisation are increased
521 Generalisation and Universalisation
In order to accurately establish whether acts are moral they must pass the tests of generalisation and
universalisation as Kant believed that moral acts were ones that could be applied to everyone as a
universal law without becoming contradictory or illogical (see chapter 3) However as these deal
with police powers and Kant argued that acts must be applicable to everyone without exception
these will also be examined using Singers generalisation principle because it would be illogical for
such powers to be implemented by everyone Singers generalisation principle makes it possible to
bypass this issue as it argues that ldquowhat is right (or wrong) for one person must be right (or wrong)
for any similar person in similar circumstancesrdquo (Singer G M undated cited by ONeill O 2013
p78) Additionally this approach puts a utilitarian twist on Kants frameworks as it determines
morality based on the consequences of onersquos actions (ONeill O 2013 p79) rather than the
motivation behind them As such this test functions as a middle ground between the tests of
generalisation and universalisation ensuring that the generalised maxim does not cause an illogical
or chaotic result in addition to limiting the generalised maxim from anyone that is not a member of
the police service Analysing the maxim using these tests therefore requires them to be studied
individually so that they can be dissected and examined more closely
Looking at the first of the three maxims created using the guidelines and limitations of reasonable
15
suspicion as identified by the Codes of Practice A it can be established that it is comprised from
three different elements Namely
the police may only search for illegal or stolen items
the police may only search an individual based on known facts and information and finally
the police may only search the individual if they believe illegal or stolen items will be found
Attempting to generalise any of these elements of the maxim individually would not be reasonable
as they do not provide enough limitations or guidelines for it to be functional Because the first part
allows the police to search anyone for illegal or stolen items without the necessity of a suspicion
that any such items will be found which would result in a police state where the police could search
anyone they please The necessity of believing that illegal or stolen items will be found upon
conducting a search is added by the third element of the maxim but there are still no requirements
for the police to have any kind of reasonable basis for their decision to stop and search someone as
this is added by the maxims second element However this element cannot be moralised on its own
either as it does not specify what the police may search for However when all three elements of
the maxim are combined all necessary limitations are present meaning the generalisation of it
should not produce a contradictory or illogical result
However passing the test of generalisation does not mean that the maxim is ethical as it must also
be universalisable Meaning it should be able to be enforced as a (hypothetical) law that applies to
everyone unconditionally As the maxim places a requirement on the police to only stop and search
individuals if they have a factual basis for their suspicion to find illegal or stolen items upon
searching the person this should be a universalisable action Because assuming all police officers
were required to follow this maxim it would result in a world where only specific items may be
searched for if they have a factual reason to conduct the search and only if they believe that such
items will be found upon searching the person(s) As this would not produce any undesirable
consequences this maxim would not only pass Kants test of universalisation but also fulfil the
necessary criteria for Singers generalisation principle
This is essentially what the Police and Criminal Evidence Act 1984 and the Codes of Practice A
seeks to do meaning that if the guidelines were followed by the police unlawful stops and searches
should not occur However since there are more aspects to the laws that govern the polices power
to stop and search individuals for illegal or stolen items such as searches based on suspicious
behaviour or searches of suspected gang members other aspects must be explored as well before
16
declaring whether it is ethical or not For this reason the two additional maxims (mentioned earlier)
are needed and must therefore be tested as well As these maxims can be implemented in such
situations by the removal of the need for a factual basis for suspicion and replacing it with either
the possibility to
search individuals acting in an obviously suspicious manner or
search individuals based on clothing piercings andor tattoos if these are known to be worn
by members of gangs that are known to carry illegal or stolen items
As with the various elements of the maxim analysed previously these are also unable to be
moralised individually Because the first of the two does not specify what may be searched for and
neither of the sections specify that the police should expect to find illegal or stolen items upon
stopping and searching an individual As such neither of these elements can function as a maxim on
their own as they are illogical and can neither be generalised nor universalised However when
these are combined with the other elements of the maxims these issues should be resolved thus
passing Kants test of generalisation
Universalising these maxims is a bit more problematic than the one analysed previously through
For example with the first of these two maxims police officers would be enforced to stop and
search anyone that is acting in an obviously suspicious manner for illegal or stolen items if they
believe any such items will be found upon searching them The phrase behaving in an obviously
suspicious manner is a bit of an issue here as there is no definition available as to what can be
classified as such However a reasonable person would probably equate behaving in an obviously
suspicious manner to trying to hide something which is used as an example in the Codes of
Practice A s23 It could therefore be worth substituting the phrase behaving in an obviously
suspicious manner with trying to hide something as this would be more specific However by
doing this the maxim would become much more limited as it would no longer allow individuals
behaving suspiciously in other ways to be searched Nevertheless should this interpretation be used
the likeliness of the maxim passing the test of universalisation might be increased as the likeliness
of it producing a chaotic result would decrease Additionally implementing such an interpretation
would also make it more likely for the maxim to pass Singers generalisation principle As the
conduction of stops and searches of people that are obviously trying to hide something is less likely
to produce an undesirable outcome in comparison to searching anyone acting suspiciously
Finally the universalisation of the third and final of the maxims would enforce the police to stop
17
and search anyone dressed or in any other ways being physically identifiable as a possible member
of a gang known to carry illegal or stolen items if they believe any such items will be found upon
searching them As with the maxim analysed above there are issues related to universalising this
maxim due to the possibility of it causing certain people to be targeted because of the clothes they
wear or any piercings or tattoos on their body being related to or similar to ones connected to a
criminal gang Universalising this maxim could therefore worsen an already prevalent issue where
innocent members of the public get their civil liberties infringed upon due to their personal style
especially as the maxim allows quite a broad range of items accessories and body art to be used as
an indicator for suspicion In a study by Jackson and Smith (2013) the experiences of young people
from London that had been subjected to stop and search was surveyed where the participants
identified what kind of clothing might fit the criteria of being a presumed gang member It was
suggested that ldquoemulating American hip hop artists by wearing low-slung jeans hoodies and
branded trainers and walking and talking in a certain wayrdquo (p6) was stereotyped by the police as
gagster behaviour and dress The same study also identified an experience that was shared by one
of the participants whom stated that ldquoThey just say youre in a drug infested area and youve got a
hood on so were stopping and searching yourdquo (Jackson L and Smith L 2013 p6)
Taking this into consideration it can therefore be seen that the universalisation of a maxim asking
the police to stop and search anyone perceived to be involved with a criminal gang for illegal or
stolen items could result in a form of criminalisation of the hoodie and other specific pieces of
clothing as these are stereotyped as being related to gang membership This would be problematic
as the hoodie in particular is a comfortable and often affordable piece of clothing that is a staple in
the wardrobes of many of societys subcultures such as emos and skaters that are generally not
stereotyped as criminals (Braddock K 2011) As such it can be established that neither Kant nor
Singer would be able to universalise this maxim as having officers search anyone wearing specific
clothes would neither be reasonable nor produce any desirable consequences
522 Issues
While two out of three of the different maxims appear to be moral in the eyes of Kant there are still
some issues relating to them which must be acknowledged Primarily there might be an issue with
these maxims being too specific as it has been noted that ldquoany maxim that is highly restricted is
likely to pass the universalisability testrdquo [Guyer P 2007 cited by Perold L M 2010 p19]
because the more descriptive a maxim is the less likely it is that it would become contradictory As
all of the maxims created from the Codes of Practice A are highly restrictive specifying who may
carry out the act under what circumstances they may carry it out and the limitations of the actions
18
itself Additionally as noted earlier in this chapter the maxims cannot be made more general either
as this would prevent them from being moralised this means that there is a risk of these maxims
passing the tests of universalisation and generalisation simply because of their overly descriptive
nature rather than actually being moral
There might also be an issue with the phrasing of the maxims specifically the use of the term
police officers as this might cause some uncertainties regarding exactly who the maxim applies to
Because by using the term police officer or even police it becomes questionable if an officer must
be in uniform in other words his or her position as a police officer is overt when carrying out the
search However since these maxims need to be exclusive to the police it could be hard to bypass
this issue without adding yet another specification to it that clarifies whether there is a need for the
officer to be in uniform or not
Finally there could also be an issue of the maxims conflicting with each other as the first of the
maxims states that the decision to stop and search someone needs to be in accordance with known
facts and information Something that might not be available when a stop and search is made
utilising the second or third maxim as these can be initiated without a need of known facts or
information This raises a question to whether one of the maxims would naturally take precedence
over the others as all three maxims regarding stop and search can never operate at the same time
Generally Kantianism argues that when one is faced with opposing maxims the perfect duty will
always take precedence over an imperfect one (Stohr K 2010 p3) However as all of the maxims
are addressing what is essentially the same action being the possibility to stop and search
individuals for illegal andor stolen items this could be problematic Furthermore while there are
three maxims identified within this study there also exists another fourth maxim which concerns
the possibility of not searching anyone for illegal or stolen items This fourth maxim is also
considered a perfect duty as it would generally be easier to universalise not searching people as
opposed to searching individuals fitting certain requirements This means that the maxim regarding
the omission to act would in this case take precedence over the other maxims identified within this
research essentially rendering them powerless
19
Chapter 6
Conclusion
From this study it can be seen that the legislation governing a heavily criticised police power such
as stop and search has the possibility to be morally justifiable by the ethical frameworks developed
by Kant Because while Kants ethical theory does not rectify or justify the issue of ethnic minorities
being subjected to a disproportionate amount of stops and searches in comparison to Caucasians it
is important to remember that the ldquolaw in theory and the law in practice differrdquo (Westmarland L in
Newburn T 2011 p255) Meaning that the moralisation of the legislation does not ensure that it
will be applied ethically by the police Additionally as Kantian ethics values the motivation behind
ones actions over the consequences produced from them the potential issues caused by ones actions
are irrelevant as long as the action itself can be universalised without producing a chaotic or
undesirable result
However as there are several layers to stop and search there are some implications to morally
justifying this power as it is multi-faceted Being designed to deal with a variety of different
situations and bases from which suspicion might arise to justify the stopping and searching of an
individual Because while Kantian ethics can ethically justify police officers to stop and search
individuals for illegal or stolen items if it is in accordance with known facts and information and
they believe that such items will be found upon searching the person this encompasses only one of
the many facets of the power As such the power cannot be justified as a whole as any maxim used
to describe it would not provide the necessary limitations needed for it to successfully pass the tests
of generalisation and universalisation
While the power cannot be moralised as a whole it is possible to create two additional maxims
using the limitations and exceptions to the necessity criteria of reasonable suspicion found in the
Codes of Practice A to create an additional two maxims These represent two additional facets of
stop and search being that
police officers may stop and search individuals acting in an obviously suspicious manner for
illegal or stolen items but only if they suspect that such items will be found upon searching the
person and
police officers may stop and search individuals based on articles of clothing piercings
andor tattoos if these are known to be worn by members of a gang(s) that are known to carry
20
illegal or stolen items and only if the police suspects that such items will be found upon searching
the person
However only the first of these two maxims can be justified utilising Kants ethical framework and
Singers generalisation principle because the latter cannot be universalised without becoming
unreasonable Furthermore the latter cannot be justified without providing further limitations
requiring the phrase acting in an obviously suspicious manner to be replaced by obviously hiding
something
From the issues presented from the creation of the two additional maxims above it can be
established that stop and search cannot be considered morally justifiable under all circumstances
Because different situations calls for different maxims meaning that should the search not be
initiated based on known facts or information it is unlikely to be ethical Nevertheless even though
all facets of this police power cannot be morally justified it does seem that the majority of them can
be considered ethical to some extent Meaning the legislation governing it is generally ethical but
as a whole it becomes a bit of a moral ambiguity This shows that the police power as identified by
the Police and Criminal Evidence Act 1984 and the Codes of Practice A has a potential to be
ethically justified with the exception of the section permitting searches where physical appearance
can be used as a basis for suspicion Additionally this research identified that the reasons for why
this particular section is not justifiable could also be part of the reason to the disproportionate
amount of searches of ethnic minorities As it might provide officers maliciously targeting
minorities with a possibility to justify their actions by claiming a particular article of clothing body
art or similar was the reason for the stop
As such it can be established that the legislation governing the polices power to stop and search
individuals for prohibited or stolen articles cannot be fully moralised as not all sections of the
Police and Criminal Evidence Act 1984 or the Codes of Practice A concerning this power can be
ethically justified However while the legislation as whole is morally ambiguous at best the
searches conducted with factual information as a basis for suspicion suggests that the sections of the
legislation addressing this type of search cannot be implemented in an unethical manner Because as
the universalised maxim requires the police to act in a manner promoted by the Act and Codes this
shows that any unethical searches carried out using this type of search are caused as a result of
police misconduct rather than an actual issue with the legislation
21
However it should be noted that this research can only provide a limited account of the morality of
this police power as it has only explored it through the limitations put upon it through the necessity
requirement of reasonable suspicion Additionally it can only account for the morality of the
sections of the Police and Criminal Evidence Act 1984 and the Codes of Practice A addressing this
particular police power and only through the limitations explored within this research Finally it is
also important to recognise that the police power has only been analysed using a Kantian approach
to ethics and morality This means that further studies of the police power and indeed the Act and
Codes in general are needed in order to provide a more accurate account of the morality and ethical
issues present It is therefore suggested that additional research should be carried out to study the
legislation governing the power of stop and search utilising other ethical theories or utilising
Kantian ethics with a different focus point of the legislation
However while further research is needed in order to gain a more accurate account of the overall
morality of the police power and the legislation governing it it does not mean the research
presented in this paper is of any less value Because even though the study can only provide a
limited account of the legislations morality it has succeeded in presenting the probabilities for the
moral justification of the Acts first part along with the associated Codes of Practice as well as
identifying that the issues connected to the Act may be caused primarily by the polices failure to
accurately conduct stops and searches according to the law Meaning the research has produced
some valuable results in addition to providing a stepping stone for further research on the topic
22
Bibliography
BBC [2014] Duty-Based Ethics Available at
httpwwwbbccoukethicsintroductionduty_1shtml [Accessed 20-03-2014]
Benz S [2010] ldquoThe Police and Criminal Evidence Act 1984 balancing civil liberties and public
securityrdquo Diffusion 5(2) Available at httpatpuclanacukbuddypressdiffusionp=1255
[Accessed 25-04-2014]
Bowling B and Phillips C [2007] Disproportionate and Discriminatory Reviewing the Evidence
on Police Stop and Search Oxford Blackwell Publishing p958 httpwwwstop-
watchorguploadsdocumentsmodern_law_reviewpdf
Braddock K [2011] ldquoThe Power of the Hoodierdquo The Guardian Available at
httpwwwtheguardiancomuk2011aug09power-of-the-hoodie [Accessed21-04-2014]
Codes of Practice A
Council of Europe [2010] European Convention on Human Rights Strasbourg European Court of
Human Rights p 7 Available at httpwwwechrcoeintDocumentsConvention_ENGpdf
[Accessed 09-03-2014]
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed 01-
04-2014]
The Economist [1990] End Game Available
athttpgogalegroupcompsidoid=GALE7CA9390713ampv=21ampu=uceampit=rampp=SPJSP0
0ampsw=wampasid=f6f778fcf0a20b3f0f18df5e20a57f27 [Accessed 19-03-2014]
Fahy P [undated] ldquoForewordrdquo In Ozin P Norton H and Spivey P [2013] PACE ndash A Practical
Guide to the Police and Criminal Evidence Act 1984 3rd
Edition Oxford Oxford University Press
p v
Flick U [2011] Introducing Research Methodology London Sage p 125
Garret J [2006] Kants Duty Ethics Available at
httppeoplewkuedujangarrettethicskanthtm [Accessed 20-03-2014]
Govuk [2013] Guidance Police and Criminal Evidence Act 1984 (PACE) Codes of Practice
London Home Office Available at httpswwwgovukpolice-and-criminal-evidence-act-1984-
pace-codes-of-practice [Accessed 02-04-2014]
Guyer P (2007) cited by Perold L M [2010] Does Immanuel Kants Categorical Imperative
Commit Him to the View that Lying is Always Morally Wrong Master of Arts thesis University of
the Witwatersrand p 19 Available at
httpwiredspacewitsaczabitstreamhandle1053910096M20Perold20Research20Reportp
dfsequence=2 [Accessed 24-04-2014]
23
Hart HLA [1958] cited by Green L [2012] ldquoIntroductionrdquo in Hart H L A [2012] The
Concept of Law 3rd
Edition Oxford Oxford University Press p xxxiii Available at
httpbooksgooglecoukbookshl=enamplr=ampid=53u8K7jNGioCampoi=fndamppg=PP2ampdq=law+and+
moralityampots=3fiRAxxSFFampsig=BoQfC4sR_Lnb-
GD4OzEUXvIryfov=onepageampq=law20and20moralityampf=false [Accessed 12-04-2014]
Jackson L and Smith L [2013] Research into young Londoners experiences and perceptions of
stop and search London Office for Public Management p 6 Available at
httpwwwlondongovuksitesdefaultfiles14-02-06-OPM20-
20Young20peoples20views20stop20and20search20-20FINALpdf [Accessed 21-
04-2014]
Joseph I And Gunter A [2011] Gangs Revisited Whats a Gang and Whats Race Got to Do with
It - Politics and Policy into Practice London Runnymede p3 Available at
httpwwwrunnymedetrustorguploadspublicationspdfsGangsRevisited(online)-2011pdf
[Accessed 08-04-2014]
Kumar R [2011] Research Methodology a Step-by-Step Guide for Beginners London Sage
p139 164
Mawby R and Wright A [2005] Police Accountability in the United Kingdom p6 Available at
httpwwwhumanrightsinitiativeorgprogramsajpoliceres_matpolice_accountability_in_ukpdf
[Accessed 02-04-2014]
McQueen R A and Knussen C [2002] Research Methods for Social Science ndash an Introduction
Harlow Pearson pp83-85 84-85
ONeill O [2013] Acting on Principle An Essay on Kantian Ethics 2nd
Edition Cambridge
Cambridge University Press p78 79 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
ONeill O [2000] Bounds of Justice Cambridge Cambridge University Press p67
Ozin P Norton H and Spivey P [2013] PACE ndash A Practical Guide to the Police and Criminal
Evidence Act 1984 3rd
Edition Oxford Oxford University Press p 4
Paton H J [1969] The Moral Law London Hutchinson amp Co ltd p22
Police and Criminal Evidence Act 1984 Ch 60 London HMSO
R v McIlkenny and others [1991] 2 All ER 417 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744d06500000145a7ddf45f8cfdf386
ampdocguid=I59AD10F1E42811DA8FC2A0F0355337E9amphitguid=I59AD10F1E42811DA8FC2A0F
0355337E9amprank=1ampspos=1ampepos=1amptd=1ampcrumb-action=appendampcontext=17ampresolvein=true
[Accessed 28-04-2014]
24
R v Miller [1993] 97 Cr App R 99 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744cc64000001458ea70ccbfa4bdcd
aampdocguid=I60145160E42811DA8FC2A0F0355337E9amphitguid=I60145160E42811DA8FC2A0F0
355337E9amprank=9ampspos=9ampepos=9amptd=14ampcrumb-action=appendampcontext=78ampresolvein=true
[Accessed 22-04-2014]
Rachels J [1986] Kantian Theory The Idea of Human Dignity Random House Inc p1 Available
at httppubliccallutheranedu~chenxiphil345_022pdf [Accessed 20-03-2014]
Royal Commission [undated] cited by Zander M [2011] PACE (The Police and Criminal
Evidence Act 1984) Past Present and Future London LSE Law Society and Economy Working
Papers p3 Available at wwwlseacukcollectionslawwpswpshtm [Accessed 19-03-2014]
Sandel M [2011] Episode 6 ndash Discussion Guide (Advanced) Available at
httpwwwjusticeharvardorgresourcesepisode-6-discussion-guide-advanced [Accessed 27-04-
2014]
Singer G M [undated] cited by ONeill O [2013] Acting on Principle An Essay on Kantian
Ethics 2nd
Edition Cambridge Cambridge University Press p78 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
Stohr K [2010 ndash forthcoming] ldquoKantian Beneficence and the Problem of Obligatory Aidrdquo Journal
of Moral Philosophy p3 Available at
httpwww9georgetownedufacultykes39Stohr_Kantian_Beneficence_and_the_Problem_of
_Obligatory_Aidpdf [Accessed 25-04-2014]
StopWatch [2014] Stop and Search Factsheet Available at httpwwwstop-watchorgget-
informedfactsheetstop-and-search [Accessed 13-03-2014]
Westmarland L [undated] ldquoPolice Culturesrdquo in Newburn T (ed) [2011] Handbook of Policing
2nd
Edition Abingdon Taylor amp Francis p255
Westmarland L [2011] Researching Crime and Justice ndash Tales from the Field London Routledge
p141
Wilding B [undated] ldquoTipping the Scales of Justice A Review of the Impact of PACErdquo in Cape
E and Young R (eds) [2008] Regulating Policing The Police and Criminal Evidence Act 1984
Past Present and Future Portland Hart Publishing p127 130 Available at
httplibmyilibrarycomOpenaspxid=204843ampsrc=0 [Accessed 09-03-2014]
Zupancic A [2000] Ethics of the Real London Verso p16
25
APPENDIX 1
Six Key Principles of Ethical Research
26
Principles procedures and minimum requirements of the Framework for Research Ethics
(FRE)
There are six key principles of ethical research that the ESRC expects to be addressed whenever
applicable
1 Research should be designed reviewed and undertaken to ensure integrity quality and
transparency
2 Research staff and participants must normally be informed fully about the purpose methods and
intended possible uses of the research what their participation in the research entails and what risks
if any are involved Some variation is allowed in very specific research contexts for which detailed
guidance is provided in Section 2
3 The confidentiality of information supplied by research participants and the anonymity of
respondents must be respected
4 Research participants must take part voluntarily free from any coercion
5 Harm to research participants and researchers must be avoided in all instances
6 The independence of research must be clear and any conflicts of interest and partiality must be
explicit
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed
27-04-2014]
27
APPENDIX 2
Ethics Approval Form
28
Request for Ethical Approval
Section 1 ndash to be completed by the researcher
Full name
Jens Knut Elias Klots
Module number and title (student researchers
only)
Extended Research Project [Criminology amp Criminal Investigation]
Research Proposal title
ldquoAn Ethical Analysis of the Police and Criminal Evidence Act 1984rdquo
Funding body applying to if applicable
-
Brief outline of proposal
(including research questions where
appropriate)
You are also asked to
submit with your application copies of
any questionnaires
letters recruitment material you intend to
use if these are available at the time
of requesting approval
The research will ethically evaluate part I III and
IV-V along with the corresponding Codes of Practice [A B C E F and G] using Kantian ethics
Seeking to establish whether the main piece of legislation governing how policing should be carried out in England and Wales can be ethically
justified by Kantian ideologies as well as establishing what ethical issues might be present
etc
Level of research eg staff undergraduate
postgraduate masterrsquos (award related) MPhil
PhD
Undergraduate
Please outline the
methodology that would be implemented in the course of this research
The research will be purely based on secondary
resources using books journals web-sources etc
Please indicate the ethical issues that have
been considered and how these will be
There should be no ethical issues in terms of the research carried out However I have identified
that my choice to only use only one ethical theory for my analysis could be considered biased My
29
addressed
choice however was to ensure that my research will be as focused as possible so a more in depth analysis could be made which will be noted within
the dissertation
Please indicate any
issues that may arise relating to diversity and
equality whilst undertaking this research and how you
will manage these
-
Please indicate how
participants will be de-briefed about their
involvement in the research process and or provided with
opportunities for reflection and evaluation
-
Please answer the following questions by circling or highlighting the appropriate response
1 Will your research project involve young people under the age of 18 NO
YES but not directly ndash primarily teachers If yes do you have an Enhanced Disclosure Certificate from the Criminal Records
Bureau
YES
2 Will your research project involve vulnerable adults
NO
3 For which category of proposal are you applying for ethical approval
Category A
iv
Table of Contents
Acknowledgements p ii
Abstract p iii
Chapter 1 ndash Introduction p 1
Chapter 2 ndash Methodology p 3
Chapter 3 ndash Kantian Ethics p 5
31 The Core Ideas p 5
32 Critiques p 6
Chapter 4 ndash PACE a Brief Introduction p 8
41 Background p 8
42 Critiques p 9
Chapter 5 ndash Reasonable Suspicion p 11
51 Reasonable Suspicion and Stop and Search p 11
52 Reasonable Suspicion Stop and Search and Morality p 13
521 Generalisation and Universalisation p 14
522 Issues p 17
Chapter 6 - Conclusion p 19
Bibliography p 22
Appendix 1 p 25
Appendix 2 p 27
1
Chapter 1
Introduction
Being brought into power ldquoat a time when public confidence in the police was at an all-time low
due to high-profile miscarriages of justicerdquo (Fahy P in Ozin P Norton H Spivey P 2013
pv) the Police and Criminal Evidence Act 1984 and its corresponding Codes of Practice has been
subjected to heavy criticism ever since Because while the Act was introduced to the legal system in
order to improve public confidence in the police by ldquoestablish[ing] the powers of the police to
combat crimes while protecting the rights of the publicrdquo (govuk 2013) providing a more balanced
relationship between the two It was feared that the Act would instead provide the police with a way
to legitimize the infringement upon the civil liberties of the public (Benz S 2010) Since then the
Act has undergone plenty of alterations to improve the balance between the rights of the public and
the powers bestowed upon the police but still there are issues
Outlining what powers are available to the police is only part of the process to achieve a good
balance between the two sides however which is where the Codes of Practice comes in These
function similarly to an ethical framework that provides the police with guidelines for the proper
implementation of their powers Because even though the Codes of Practice are not statutory a
failure to act in compliance to these will result in a disciplinary offence in addition to providing
admissible evidence against the police in court (Mawby R and Wright A 2005 p6) Meaning that
should an officer fail to follow these an entire case against a suspect could be jeopardized as a
result Nevertheless even though the Codes of Practice may function similarly to an ethical
framework for the police that govern the correct use of their powers it does not mean that the
guidelines provided nor the Act itself is ethical In fact taking into consideration the sheer amount
of criticism of them it might even suggest that they are entirely unethical
This questionable morality of the Police and Criminal Evidence Act 1984 and its corresponding
Codes of Practice will be explored within this piece of research Aiming to determine whether the
fault lies primarily within the Act and Codes themselves or if the problems might be caused by
other factors such as the Police failing to act in accordance to the guidelines provided However
due to the vastness of the Act and the Codes the focus of the research will be laid upon the necessity
of reasonable suspicion to be present for the police in order to enforce their powers Within this
limited area there will also be a particular focus on part one of the Police and Criminal Evidence
Act 1984 and the Codes of Practice A which addresses the polices power to stop and search
2
individuals for stolen or prohibited items This is a police power that has been subjected to a
substantial amount of criticism mainly due to the disproportionate number of searches of ethnic
minorities in comparison to Caucasians which raises some questions regarding the legitimacy and
morality of the power
Utilising the ethical frameworks of Immanuel Kant (1724-1804) the morality of the Police and
Criminal Evidence Act 1984 and the Codes of Practice will be analysed by converting sections of
the Act and Codes into maxims Which are descriptions of the acts that are used to determine their
ethical and moral value by subjecting them to various tests Primarily the research will employ
Kants original frameworks which question the universalisability of onersquos actions as moral actions
are ones that could be enforced as a universal law applying to everyone unconditionally
Additionally this research will be utilising the generalisation principle developed by Marcus Singer
which is an approach that places a utilitarian twist upon Kants idea of universalisation Because
while Kant argued that it is the motivation behind the act that determines whether it is moral or not
Singer is more interested in the consequences caused by the act Meaning the maxims created from
the Act and the Codes of Practice will be analysed using two different approaches to
universalisation with differing opinions as to which component of the act determines its moral
worth By conducting such an analysis this research hopes to provide some insight regarding the
morality of a very controversial part of the Police and Criminal Evidence Act 1984 as it will not
only take into consideration the consequences of the actions granted by the Act but also the
motivation behind them
3
Chapter 2
Methodology
While primary sources could arguably create more current and relevant results than secondary
sources might be able to (McQueen R and Knussen C 2002 pp83-85) due to them being
acquired personally through fieldwork interviews or observational studies the following study is
entirely literature based Utilising secondary research sources such as books legal documents and
academic journals in addition to various electronic and online resources drawing conclusions from
the information found within these It is acknowledged that research using secondary data struggles
to produce results that are current as ldquothe time factor involved in collecting and analysing primary
data means that some social survey data are out of date by as much as a year before the secondary
analyst gets hold of itrdquo (McQueen R and Knussen C 2002 pp84-85) Additionally there is an
overarching issue regarding bias when dealing with secondary sources as ldquophotos texts and
statistics have their own structure that is often strongly influenced by who produced them and for
what purposerdquo (Flick U 2011 p125) and ldquothe validity of information may vary markedly from
source to source ldquo (Kumar R 2011 p164) As such all sources must be viewed critically as to
ensure that any personal biases of the writer(s) will not interfere with the overall results of the
findings Something that becomes especially important if the information was found in a newspaper
or certain web-resources (such as blogs) as ldquothese writers are likely to exhibit less rigorousness and
objectivity than one would expect in research reportsrdquo (Kumar R 2011 p164)
However while there are many issues connected to undertaking research based on secondary
sources it should be noted that neither primary nor secondary data ldquoprovides 100 per cent accurate
and reliable informationrdquo (Kumar R 2011 p139) Additionally it must also be considered that
certain research topics are less compatible with certain research approaches than others as in this
case where an ethical analysis of specific sections of a legal statute is carried out Meaning
interviews and other primary research approaches would struggle to produce results that are
accurate and relevant Furthermore certain issues identified above with the utilisation of secondary
sources for research would be less of an issue in this case due to the nature of the sources studied
These being a legal statute the Police and Criminal Evidence Act 1984 and the Codes of Practice
and the philosophical and ethical theories developed by Immanuel Kant Because even though
Kants ideas originated over one hundred years ago these ideas are still applicable and relevant
when studying Kantianism Moreover the legal statute that this framework will be applied to uses
its most recent edition of the law which can easily be accessed through government websites
Meaning there should not be an issue with keeping the research current and relevant
4
It should also be noted that literature based research also benefits in ways that research based on
primary sources does not considering that the field of criminology often deals with sensitive topics
and people such as illegal activities and the abused (Westmarland L 2011 p141) Meaning there
are plenty of ethical pitfalls one must avoid when conducting research within this field especially
when using primary sources for the research However regardless of conducting research using
primary or secondary resources any research proposition must adhere to the six key principles of
ethical research (see Appendix 1) Most of the ethical issues identified within these principles are
related to peer-based research though meaning a literature based research is more likely to be
justified ethically than research using primary sources This due to the lack of participants involved
in the research whose emotions consent and wellbeing must be taken into consideration nor should
the researcher themselves be at risk because of the research (Economic and Social Research Council
2012 pp2-3)
However while the literature based method avoids most of the major ethical concerns this
particular piece of research might be subjected to some ethical scrutiny because of the manner in
which it is being carried out Because as the research only utilises the Kantian approach to morality
in addition to only analysing a specific part of the Police and Criminal Evidence Act 1984 and its
corresponding Codes of Practice it might produce some questionable results As such the research
is at risk of being perceived as being biased aiming to obtain certain results by only studying a
selected part of the legislation using a single ethical framework Nonetheless in the Frameworks for
Research Ethics provided by the Economic and Social Research Council (2012) it is stated that ldquothe
independence of research must be clear and any conflicts of interest or partiality must be explicitrdquo
(p3) So while the research might produce results that could be considered biased or partial for the
above reasons this is something that has been acknowledged and addressed before the start of the
research as can be seen in the Ethics Approval Form (see Appendix 2) As such the potential for the
research questioned due to only analysing a select part of the legislation and Codes of Practice
using only one perspective of morality has been addressed explicitly Additionally it is also
acknowledged that other results regarding the morality of the Police and Criminal Evidence Act
1984 and the Codes of Practice might be achieved by utilising a different ethical framework by
studying different sections of the Act or by analysing the Act and Codes of Practice as a whole
5
Chapter 3
Kantian Ethics
The ethical framework developed by Immanuel Kant is an ideology that places moral value on the
motivations between our actions and their potential for universalisation rather than the
consequences of the act itself In this chapter the core principles of the Kantian framework will be
explained identifying the process of determining the morality of our actions through the tests of
generalisation and universalisation Additionally the chapter will also be addressing various
criticisms issues and shortcomings of the Kantian approach to ethics and morality such as the
possibility of the framework allowing for any maxims to be moralised with the right phrasing
31 The Core Ideas
The idea of autonomy is at the core of Kantian ethics arguing that each individual can (and should)
make their own decisions without any external interferences to guide or coerce them (Bennet C
2010 p75) As such Kantianism argues for the presence of free will meaning human beings are
accountable for the choices they make and the actions they subsequently carry out and that
everyone capable of reasonable thinking has the potential to act in accordance to the moral law
However while humans are generally considered to be rational beings it does not mean that they
will behave in a rational manner at all times but rather that they have the capability of doing so
According to Kant this is what separates humans beings from animals as they are only capable of
operating under negative freedom through reacting to their impulses and instinct unable to
question or evaluate the situation in ways human beings are able to (Bennet C 2010 p76) As such
rational beings are the embodiment of morality as the moral law is that of reason (Rachels J 1986
p1) which is why Kant argued that humans must never be treated as the means to an end but
should instead be the end itself (BBC 2014)
Nevertheless being a rational agent capable of recognising reasonable actions from unreasonable
ones thus acting outside of the realms of negative freedom and moving into what is known as
positive freedom does not ensure that onersquos actions are good or moral These are simply
requirements to qualify as an agent that is capable of acting morally not an insurance that actions
carried out by such an agent will be moral or reasonable Instead Kant argued that moral acts are
identified through their motivations stating that ldquoif duty is the key element in our decision to act
then we have acted rightlyrdquo (BBC 2014) because ldquoan action done from duty has its moral worth
not from the results it attains or seeks to attain but from a formal principle or maxim ndash the principle
of doing ones duty whatever that may berdquo (Paton H J 1969 p20) In this case the meaning of
6
duty is equal to acting in reverence to the moral law as Kant argues that morality and its rational
requirements can be translated into rules or that dictates how we should act (Bennet C 2010
p83) These moral rules are divided into two separate groups being hypothetical and categorical
however only categorical can result in a moral law This is due to hypothetical making it possible
for an individual to claim they are an exception to the rule which is unreasonable as moral laws
must apply to everyone without exception (Bennet C 2010 p83) This means that a maxim such
as do not lie unless you want to be considered untrustworthy or even an innocent maxim such as
bring an umbrella unless you want to risk getting wet would be fallible and immoral according to
Kant as they do not apply to individuals that are willing to face the consequences related to these
acts
To be able to establish whether ones actions are moral or not one must therefore be able to apply it
without failure to everyone This is a process known as universalisation which questions the agent
to ldquonever act except in such a way that [they] can also will that [their] maxim should become a
universal lawrdquo (Paton H J 1969 p22) meaning that the morality of an act is determined through
establishing its possibility to be enforced at least hypothetically as a law applying to everyone
unconditionally Ascertaining whether an act can be universalised requires the use of two tests
known as the tests of generalisation and universalisation A maxim must therefore
be able to be generalised without becoming contradictory or illogical as a result to then be
applicable as a universal law governing everyone without exceptions without resulting in an
unappealing or chaotic outcome (Garret J 2006) As ldquoKant believes that someone who violates the
moral requirements is being irrationalrdquo (Bennet C 2010 p82) one should therefore not act on a
maxim that is unable to pass both the test of generalisation and universalisation as this would result
not only in acting immorally but also irrationally
32 Criticisms and Issues
Like any other philosophical or ethical theory the Kantian approach is not devoid of imperfections
and both the original theory and contemporary interpretations have faced criticisms for everything
from structure and implementation to the actual usefulness of the theory However in her book
Bounds of Justice Onora ONeill (2000) identifies that the criticisms of Kantian theories tend to fall
into three different groups of categories (p67) all of which will be explored within this section of
the chapter
The first of these categories identified by ONeill (2000) is that Kant fails to acknowledge the
importance that human relationships and emotions might have on our moral reasoning (p67) An
7
issue that is also identified by Bennet (2010) stating that ldquoit certainly seems a large gap in a moral
theory that it has nothing to say about how pain and suffering makes acts wrongrdquo (p88) Because
while many actions that might cause pain and suffering to others generally cannot be justified using
the categorical imperative they are not dismissed for the right reasons (Bennet C 2010 p88) as
ldquouniversal rules require us to overlook and [hellip] neglect the fragility mutual vulnerability social
embeddedness and constitutive loyalties of real peoplerdquo (ONeill O 2000 p67) As human beings
are not cold calculative and emotionless robots this is an obvious flaw within Kants frameworks
because in order to act morally one needs to be able to completely disregard the feelings of other
people
Furthermore due to the lack of consideration for human emotions and relationships Kant has
simplified the very complex issue of moral theory (ONeill O 2000 p 67) often resulting in very
bizarre contradicting or even worrying results Because utilising the categorical imperative for
moral guidance might result not only in allowing obviously immoral actions to be universalised but
also preventing other harmless acts of kindness such as opening the door for someone else from
being morally justified (Bennet C 2010 p86) It should be obvious to a normal reasonable human
being that there is nothing wrong or immoral about holding the door open for someone else yet
through the implementation of Kantianism such an action cannot be justified due to it being unable
to pass the test of universalisation Showing that the Kantian approach struggles to encompass all
actions regardless of their significance importance or size in a reasonable manner
It should also be noted that the Kantian framework can also produce situations where the agent will
be acting immorally no matter what they do Bennet (2010) utilises an example of noticing a child
in the process of drowning while on the way to class and even though we have a duty to help others
according to Kant the option of not helping can also be moralised in this scenario as the agent will
adhere to the maxim of getting to class on time (p86-87) This leads to the final category of
critiques against Kant and Kantian ideologies as identified by ONeill (2000) which states that it is
a theory ldquodesigned for abstract individuals [hellip] leading to abstract conclusions that are irrelevant to
real people who lead real livesrdquo (p 67) It is possible that this abstract nature of the theory could be
due to Kants failure to provide a proper guideline stating how our actions should be explained in
order to properly calculate their ethical value through the tests of generalisation and universalisation
Because with the manner in which the Kantian framework is designed there is a possibility that
ldquoany action could pass it simply by being re-describedrdquo (Bennet C 2010 p87) The Kantian
framework is therefore in need of some kind of notes for guidance that provides an explanation for
how one is to distinguish correct descriptions of ones actions from incorrect ones
8
Chapter 4
PACE A Brief Introduction
The following chapter will be providing a brief introduction to the Police and Criminal Evidence
Act 1984 and its associated Codes of Practice Providing a basic understanding of the legislations
history and purpose in addition to some criticisms of the act and issues that has developed as a
result of its development As such this chapter alongside with chapter 3 provides a foundation for
the following chapters where specific parts of the legislation will be explored more thoroughly in
addition to being analysed through the Kantian frameworks for ethics
41 Background
Policing in England and Wales is nowadays comprised of a tough balancing act where ldquothe interests
of the community and the rights of the individualrdquo (Royal Commission undated cited by Zander
2011 p3) must be taken into account while also maintaining public order In addition to being
required to evaluate to what extent they may infringe upon civil liberties to do their job the police
is also under constant public scrutiny This means that any infringement upon the rights of an
individual that cannot be justified by the Police and Criminal Evidence Act 1984 the Human Rights
Act 1998 or other pieces of legislation can have dire consequences for the police Such
infringements can result in lawsuits against the police or rendering evidence inadmissible in court
as was seen in the case of R v Miller (1993) where the confessions from the suspects were rendered
inadmissible due to hostile and oppressive questioning by police However while it is noted that
infringement of civil liberties should be avoided and the rights of the public should be respected it
is also identified in Article 5 of the European Convention of Human Rights that there are
circumstances when the police and the criminal justice system must be granted the power to
lawfully infringe upon these (Council of Europe 2010 p7) Because without these exceptions legal
and justice systems would no longer function as criminal justice cannot function if the rights of the
individual is to be respected at all times
While there is a need for the police and criminal justice system to infringe upon the rights of
individuals there must be sanctions that govern to what extent these rights can be infringed upon
and under what circumstances As mentioned above article five of the European Convention of
Human Rights provides a good starting point but as it must be applicable to the state legislature of
all member states of the European Union it is far too general and leaves plenty of gaps to fill in
This is where the Police and Criminal Evidence Act 1984 and its corresponding Codes of Practice
comes into play as these help with outlining the provisions for the polices ability to infringe upon
9
the civil liberties of the public It was introduced following some cases of gross police misconduct
that had come to light causing miscarriages of justice of several high-profile cases which put a
strain on the relationship between the police and the public One such case included the R v
McIlkenny and others (1991) more famously known as the Birmingham Six where six innocent
men were wrongfully convicted as a result of police officers having beaten witnesses to obtain
satisfactory statements in addition to distorting forensic evidence (The Economist 1990) The
Police and Criminal Evidence Act 1984 and the associated Codes of Practice was introduced in an
attempt to remedy this through providing guidelines for how evidence was to be obtained legally
how suspects and detained persons were to be treated how and when certain police powers could be
legally enforced as well as providing the criminal justice system with transparency and
accountability (Fahy P in Ozin P Norton H and Spivey P 2013 pv)
Through its introduction the Police and Criminal Evidence Act 1984 and its corresponding Codes of
Practice drastically changed the manner in which policing was carried out causing a bit of a
culture shock for some officers that were threatened by the new developments (Wilding B
undated in Cape E and Young R 2008 p127) As there were suddenly demands being put on
officers that did not exist previously in addition to clear frameworks dictating what kind of
behaviour was deemed acceptable All to ensure that investigations were carried out both
objectively and with integrity two elements which are important to maintain public confidence in
the police force (Wilding B undated in Cape E and Young R 2008 p127) However while the
drastic changes might have come as a shock to some officers it is now common practice and
heavily ingrained to the very core of policing Additionally while the Act generally focuses on the
protection of the suspects victims and witnesses it simultaneously provides the police with
safeguards to avoid suspicion of unlawfully acquired evidence as everything from physical
evidence to verbal or written confessions must be recorded and processed in detail (Police and
Criminal Evidence Act 1984 sNUMBER sNUMBER) ensuring that the police runs a lower risk of
being unjustly accused of foul play
32 Critiques and Issues
While the Act and the Codes of Practice has played a significant part in making the police ldquomore
accountable in terms of performance and standards than virtually any other public bodyrdquo (Wilding
B undated in Cape E and Young R 2008 p130) as well as supposedly having ldquoushered in new
ethical standards for the servicerdquo (Wilding B undated in Cape E and Young R 2008 p127) It
has been subjected to a significant amount of criticism from non-governmental organisations such
as Liberty members of the police itself and academics scrutinising everything from how the Act
10
takes the police off the streets and placing them behind desks to carry out extensive amounts of
paperwork (Wilding B undated in Cape E and Young R 2008 p127) to questioning whom the
Act is really favouring (Benz S 2010) Furthermore the actual contents of the Act and the Codes of
Practice has been criticised in particular the Acts first part concerning stop and search (see chapter
5) resulting in a large number of edits and moderations to remedy these and provide a better
balance between the police and the rights of the public
11
Chapter 5
Reasonable Suspicion
While the Police and Criminal Evidence Act 1984 provides the police with guidelines for how and
when they may use their powers to infringe upon civil liberties these are not enough to ensure that
policing is carried out correctly in accordance to the act The Act must therefore be read alongside
the Codes of Practice as these further explain the limitations of the powers in addition to the
requirements that must be fulfilled in order for an officer to implement them One such requirement
that is found repeatedly throughout the Act and the Codes of Practice is the need for an officer to
have reasonable grounds for suspecting that the person(s) of interest are doing have done is about
to do or is in possession of something illegal (Police and Criminal Evidence Act s1(7)-1(9)
s3(1)(a)-3(1)(d)) This requirement is one that has been subjected to some controversy and scrutiny
especially in connection to the power of stop and search (addressed below) as it is often described
in very vague or broad terms often making it unclear what exactly constitutes appropriate grounds
for reasonable suspicion Additionally it should also be noted that the appropriate grounds for
suspicion might differ slightly from one section of the Act to another making it important to
separate these definitions from each other when studying them as they may all have their own
interpretations definitions regulations and issues However as this research explores the ethical
implications of reasonable suspicion in relation to stop and search it must be acknowledged that the
results may not be applicable to sections of the Police and Criminal Evidence Act 1984 and Codes
of Practice concerning other police powers
51 Reasonable Suspicion and Stop and Search
In the first part of the Police and Criminal Evidence Act 1984 it is identified that an officer cannot
stop and search an individual unless they have reasonable grounds for suspecting that any stolen or
prohibited articles listed under s1(7)-1(9) of the Act will be found on their person (s1(3) Police and
Criminal Evidence Act 1984) That being said there are many limitations placed upon what may
constitute a reasonable ground for suspecting that prohibited or stolen articles will be found on the
person(s) (Codes of Practice A s22) and that these can differ depending on the circumstances of
each case [Ozin P et al 2013 p4] However while suspicion might be raised for different reasons
in each case the Code emphasises that suspicion may never be based on personal factors
stereotypes or generalisations (Codes of Practice A s22) Nor may it be ldquoprovided retrospectively
by [hellip] questioning during a persons detention or by refusal to answer any questionsrdquo (Codes of
Practice A s29) Instead it is stressed that suspicion should have an objective basis derived from
known facts and information (Codes of Practice A s22)
12
Whether these demands put on officers by the Codes of Practice A to establish objective grounds
for suspicion are followed is questionable though At least when taking into consideration that the
sections of the Police and Criminal Evidence Act 1984 and the Codes of Practice concerning stop
and search has been subjected to heavy criticism mainly due to the disproportionate amount of
members from minority ethnic groups being searched in comparison to Caucasians Because even
though the Codes of Practice A does identify that there are situations where reasonable grounds for
suspicion might exist without the need for known facts or information such as initiating searches
based on an individuals behaviour or body language (Codes of Practice A s23) it does not explain
why black people are up to ldquosix times more likely to be stop[ped and] searched than would be
expected based on their numbers in the general populationrdquo (Bowling B and Phillips C 2007
p958) Nor does it explain how the recorded stops and searches of Asians since the mid-nineties
have remained between 15 and 25 times higher than those of Caucasians (Equality and Human
Rights Commission 2010 p13) These are worrying statistics that raise questions as to whether the
guidelines provided by the Police and Criminal Evidence Act 1984 and the Codes of Practice are
sufficient in order to ensure that this power is used appropriately and fairly Because even though
non-Caucasians are stopped and searched more frequently arrests following searches are distributed
quite evenly across all ethnic groups (StopWatch 2014)
There is a possibility that this targeting of minority ethnic groups could be a direct result of the
socio-economic conditions that traps many families from poor neighbourhoods in a cycle of poverty
and disadvantage (Joseph I and Gunter A 2011 p3) Especially as it has been found that these
groups often respond ldquoto their powerlessness with frustration rage and the creation of alternative
social and cultural values that promotes and normalizes gang membership and violencerdquo (Joseph I
and Gunter A 2011 p3) Due to the normalisation of such behaviour this could provide an
explanation to why some disproportionality might exist as the Codes of Practice provides an
exception to searches based on physical appearance when it is related to gang culture stating that
ldquowhere there is reliable information or intelligence that members of a group or gang
habitually carry knives unlawfully or weapons or controlled drugs and wear a
distinctive item of clothing or other means of identification to indicate their
membership of the group or gang that distinctive item of clothing or other means
of identification may provide reasonable grounds to stop and search a personrdquo
(Codes of Practice A s26)
13
However while this provision could support the existence of some disproportionality it does not
disprove that minority ethnic groups are being targeted by the police nor does it provide a
reasonable explanation to why blacks are being six times more likely to be subjected to a stop and
search This means there is a risk that this section of the Codes of Practice is being used by police
to maliciously target ethnic minority groups by stereotyping them as more likely to be involved
with criminal gangs
52 Reasonable Suspicion Stop and Search and Morality
While statistics and studies show that stop and search is used disproportionally and suggests that
individuals belonging to minority ethnic groups are being targeted by the police it does not mean
that the power itself nor the legislation governing it is unethical Because even though they tend to
overlap ldquothere is no necessary connection between law and moralsrdquo (Hart H L A 1958 cited by
Green L 2012 in Hart H L A 2012 pxxxiii) as the law applies to everyone unconditionally
while moral only applies to those that sympathise with the ideologies in question Kantian ethics
however arguing that one should do the right thing because of it being right views morality as a
supplement to the law (Zupancic A 2000 p16) therefore ensuring that we are not only doing what
is right but that we are also doing it for the right reasons (Sandel M 2011) Which from Kants
viewpoint is synonymous to acting out of duty which as established in Chapter 3 means that
onersquos actions must be converted to those that are able to pass the tests of generalisation and
universalisation As such one must convert the sections of the Police and Criminal Evidence Act
1984 and its associated Codes of Practice concerning stop and search into an order to establish
whether it is ethical
However while the Police and Criminal Evidence Act 1984 identifies that reasonable suspicion is
necessary in order to conduct a stop and search one cannot simply create a maxim stating that
police officers can stop and search anyone they reasonably suspect is carrying illegal or stolen
items Because even though this maxim does provide an accurate description of the necessary
requirements to perform a stop and search it is far too broad Such a maxim does not place a limit
upon what the suspicion might be based on resulting in a possibility for officers to target certain
groups of people based on prejudice or stereotypes Therefore such a maxim can neither be
generalised nor universalised meaning it would be considered entirely unethical by Kantian
principles However by using the guidelines and limitations of reasonable suspicion presented in
the Codes of Practice A that were identified earlier in this chapter this maxim can be broken down
into three separate parts These being
14
police officers may stop and search individuals for illegal or stolen items if it is in
accordance with known facts and information and they believe that such items will be found upon
searching the person
police officers may stop and search individuals acting in an obviously suspicious manner for
illegal or stolen items but only if they suspect that such items will be found upon searching the
person and
police officers may stop and search individuals based on articles of clothing piercings
andor tattoos if these are known to be worn by members of a gang(s) that are known to carry
illegal or stolen items and only if the police suspects that such items will be found upon searching
the person
These provide a much more limited and concentrated approach to the attempted moralisation of the
polices power to stop and search individuals for prohibited or stolen articles Because unlike the
previous maxim these are not only limiting what the basis for suspicion might be but also limiting
when the power itself may be enforced As such the likelihood of these being able to pass the tests
of generalisation and universalisation are increased
521 Generalisation and Universalisation
In order to accurately establish whether acts are moral they must pass the tests of generalisation and
universalisation as Kant believed that moral acts were ones that could be applied to everyone as a
universal law without becoming contradictory or illogical (see chapter 3) However as these deal
with police powers and Kant argued that acts must be applicable to everyone without exception
these will also be examined using Singers generalisation principle because it would be illogical for
such powers to be implemented by everyone Singers generalisation principle makes it possible to
bypass this issue as it argues that ldquowhat is right (or wrong) for one person must be right (or wrong)
for any similar person in similar circumstancesrdquo (Singer G M undated cited by ONeill O 2013
p78) Additionally this approach puts a utilitarian twist on Kants frameworks as it determines
morality based on the consequences of onersquos actions (ONeill O 2013 p79) rather than the
motivation behind them As such this test functions as a middle ground between the tests of
generalisation and universalisation ensuring that the generalised maxim does not cause an illogical
or chaotic result in addition to limiting the generalised maxim from anyone that is not a member of
the police service Analysing the maxim using these tests therefore requires them to be studied
individually so that they can be dissected and examined more closely
Looking at the first of the three maxims created using the guidelines and limitations of reasonable
15
suspicion as identified by the Codes of Practice A it can be established that it is comprised from
three different elements Namely
the police may only search for illegal or stolen items
the police may only search an individual based on known facts and information and finally
the police may only search the individual if they believe illegal or stolen items will be found
Attempting to generalise any of these elements of the maxim individually would not be reasonable
as they do not provide enough limitations or guidelines for it to be functional Because the first part
allows the police to search anyone for illegal or stolen items without the necessity of a suspicion
that any such items will be found which would result in a police state where the police could search
anyone they please The necessity of believing that illegal or stolen items will be found upon
conducting a search is added by the third element of the maxim but there are still no requirements
for the police to have any kind of reasonable basis for their decision to stop and search someone as
this is added by the maxims second element However this element cannot be moralised on its own
either as it does not specify what the police may search for However when all three elements of
the maxim are combined all necessary limitations are present meaning the generalisation of it
should not produce a contradictory or illogical result
However passing the test of generalisation does not mean that the maxim is ethical as it must also
be universalisable Meaning it should be able to be enforced as a (hypothetical) law that applies to
everyone unconditionally As the maxim places a requirement on the police to only stop and search
individuals if they have a factual basis for their suspicion to find illegal or stolen items upon
searching the person this should be a universalisable action Because assuming all police officers
were required to follow this maxim it would result in a world where only specific items may be
searched for if they have a factual reason to conduct the search and only if they believe that such
items will be found upon searching the person(s) As this would not produce any undesirable
consequences this maxim would not only pass Kants test of universalisation but also fulfil the
necessary criteria for Singers generalisation principle
This is essentially what the Police and Criminal Evidence Act 1984 and the Codes of Practice A
seeks to do meaning that if the guidelines were followed by the police unlawful stops and searches
should not occur However since there are more aspects to the laws that govern the polices power
to stop and search individuals for illegal or stolen items such as searches based on suspicious
behaviour or searches of suspected gang members other aspects must be explored as well before
16
declaring whether it is ethical or not For this reason the two additional maxims (mentioned earlier)
are needed and must therefore be tested as well As these maxims can be implemented in such
situations by the removal of the need for a factual basis for suspicion and replacing it with either
the possibility to
search individuals acting in an obviously suspicious manner or
search individuals based on clothing piercings andor tattoos if these are known to be worn
by members of gangs that are known to carry illegal or stolen items
As with the various elements of the maxim analysed previously these are also unable to be
moralised individually Because the first of the two does not specify what may be searched for and
neither of the sections specify that the police should expect to find illegal or stolen items upon
stopping and searching an individual As such neither of these elements can function as a maxim on
their own as they are illogical and can neither be generalised nor universalised However when
these are combined with the other elements of the maxims these issues should be resolved thus
passing Kants test of generalisation
Universalising these maxims is a bit more problematic than the one analysed previously through
For example with the first of these two maxims police officers would be enforced to stop and
search anyone that is acting in an obviously suspicious manner for illegal or stolen items if they
believe any such items will be found upon searching them The phrase behaving in an obviously
suspicious manner is a bit of an issue here as there is no definition available as to what can be
classified as such However a reasonable person would probably equate behaving in an obviously
suspicious manner to trying to hide something which is used as an example in the Codes of
Practice A s23 It could therefore be worth substituting the phrase behaving in an obviously
suspicious manner with trying to hide something as this would be more specific However by
doing this the maxim would become much more limited as it would no longer allow individuals
behaving suspiciously in other ways to be searched Nevertheless should this interpretation be used
the likeliness of the maxim passing the test of universalisation might be increased as the likeliness
of it producing a chaotic result would decrease Additionally implementing such an interpretation
would also make it more likely for the maxim to pass Singers generalisation principle As the
conduction of stops and searches of people that are obviously trying to hide something is less likely
to produce an undesirable outcome in comparison to searching anyone acting suspiciously
Finally the universalisation of the third and final of the maxims would enforce the police to stop
17
and search anyone dressed or in any other ways being physically identifiable as a possible member
of a gang known to carry illegal or stolen items if they believe any such items will be found upon
searching them As with the maxim analysed above there are issues related to universalising this
maxim due to the possibility of it causing certain people to be targeted because of the clothes they
wear or any piercings or tattoos on their body being related to or similar to ones connected to a
criminal gang Universalising this maxim could therefore worsen an already prevalent issue where
innocent members of the public get their civil liberties infringed upon due to their personal style
especially as the maxim allows quite a broad range of items accessories and body art to be used as
an indicator for suspicion In a study by Jackson and Smith (2013) the experiences of young people
from London that had been subjected to stop and search was surveyed where the participants
identified what kind of clothing might fit the criteria of being a presumed gang member It was
suggested that ldquoemulating American hip hop artists by wearing low-slung jeans hoodies and
branded trainers and walking and talking in a certain wayrdquo (p6) was stereotyped by the police as
gagster behaviour and dress The same study also identified an experience that was shared by one
of the participants whom stated that ldquoThey just say youre in a drug infested area and youve got a
hood on so were stopping and searching yourdquo (Jackson L and Smith L 2013 p6)
Taking this into consideration it can therefore be seen that the universalisation of a maxim asking
the police to stop and search anyone perceived to be involved with a criminal gang for illegal or
stolen items could result in a form of criminalisation of the hoodie and other specific pieces of
clothing as these are stereotyped as being related to gang membership This would be problematic
as the hoodie in particular is a comfortable and often affordable piece of clothing that is a staple in
the wardrobes of many of societys subcultures such as emos and skaters that are generally not
stereotyped as criminals (Braddock K 2011) As such it can be established that neither Kant nor
Singer would be able to universalise this maxim as having officers search anyone wearing specific
clothes would neither be reasonable nor produce any desirable consequences
522 Issues
While two out of three of the different maxims appear to be moral in the eyes of Kant there are still
some issues relating to them which must be acknowledged Primarily there might be an issue with
these maxims being too specific as it has been noted that ldquoany maxim that is highly restricted is
likely to pass the universalisability testrdquo [Guyer P 2007 cited by Perold L M 2010 p19]
because the more descriptive a maxim is the less likely it is that it would become contradictory As
all of the maxims created from the Codes of Practice A are highly restrictive specifying who may
carry out the act under what circumstances they may carry it out and the limitations of the actions
18
itself Additionally as noted earlier in this chapter the maxims cannot be made more general either
as this would prevent them from being moralised this means that there is a risk of these maxims
passing the tests of universalisation and generalisation simply because of their overly descriptive
nature rather than actually being moral
There might also be an issue with the phrasing of the maxims specifically the use of the term
police officers as this might cause some uncertainties regarding exactly who the maxim applies to
Because by using the term police officer or even police it becomes questionable if an officer must
be in uniform in other words his or her position as a police officer is overt when carrying out the
search However since these maxims need to be exclusive to the police it could be hard to bypass
this issue without adding yet another specification to it that clarifies whether there is a need for the
officer to be in uniform or not
Finally there could also be an issue of the maxims conflicting with each other as the first of the
maxims states that the decision to stop and search someone needs to be in accordance with known
facts and information Something that might not be available when a stop and search is made
utilising the second or third maxim as these can be initiated without a need of known facts or
information This raises a question to whether one of the maxims would naturally take precedence
over the others as all three maxims regarding stop and search can never operate at the same time
Generally Kantianism argues that when one is faced with opposing maxims the perfect duty will
always take precedence over an imperfect one (Stohr K 2010 p3) However as all of the maxims
are addressing what is essentially the same action being the possibility to stop and search
individuals for illegal andor stolen items this could be problematic Furthermore while there are
three maxims identified within this study there also exists another fourth maxim which concerns
the possibility of not searching anyone for illegal or stolen items This fourth maxim is also
considered a perfect duty as it would generally be easier to universalise not searching people as
opposed to searching individuals fitting certain requirements This means that the maxim regarding
the omission to act would in this case take precedence over the other maxims identified within this
research essentially rendering them powerless
19
Chapter 6
Conclusion
From this study it can be seen that the legislation governing a heavily criticised police power such
as stop and search has the possibility to be morally justifiable by the ethical frameworks developed
by Kant Because while Kants ethical theory does not rectify or justify the issue of ethnic minorities
being subjected to a disproportionate amount of stops and searches in comparison to Caucasians it
is important to remember that the ldquolaw in theory and the law in practice differrdquo (Westmarland L in
Newburn T 2011 p255) Meaning that the moralisation of the legislation does not ensure that it
will be applied ethically by the police Additionally as Kantian ethics values the motivation behind
ones actions over the consequences produced from them the potential issues caused by ones actions
are irrelevant as long as the action itself can be universalised without producing a chaotic or
undesirable result
However as there are several layers to stop and search there are some implications to morally
justifying this power as it is multi-faceted Being designed to deal with a variety of different
situations and bases from which suspicion might arise to justify the stopping and searching of an
individual Because while Kantian ethics can ethically justify police officers to stop and search
individuals for illegal or stolen items if it is in accordance with known facts and information and
they believe that such items will be found upon searching the person this encompasses only one of
the many facets of the power As such the power cannot be justified as a whole as any maxim used
to describe it would not provide the necessary limitations needed for it to successfully pass the tests
of generalisation and universalisation
While the power cannot be moralised as a whole it is possible to create two additional maxims
using the limitations and exceptions to the necessity criteria of reasonable suspicion found in the
Codes of Practice A to create an additional two maxims These represent two additional facets of
stop and search being that
police officers may stop and search individuals acting in an obviously suspicious manner for
illegal or stolen items but only if they suspect that such items will be found upon searching the
person and
police officers may stop and search individuals based on articles of clothing piercings
andor tattoos if these are known to be worn by members of a gang(s) that are known to carry
20
illegal or stolen items and only if the police suspects that such items will be found upon searching
the person
However only the first of these two maxims can be justified utilising Kants ethical framework and
Singers generalisation principle because the latter cannot be universalised without becoming
unreasonable Furthermore the latter cannot be justified without providing further limitations
requiring the phrase acting in an obviously suspicious manner to be replaced by obviously hiding
something
From the issues presented from the creation of the two additional maxims above it can be
established that stop and search cannot be considered morally justifiable under all circumstances
Because different situations calls for different maxims meaning that should the search not be
initiated based on known facts or information it is unlikely to be ethical Nevertheless even though
all facets of this police power cannot be morally justified it does seem that the majority of them can
be considered ethical to some extent Meaning the legislation governing it is generally ethical but
as a whole it becomes a bit of a moral ambiguity This shows that the police power as identified by
the Police and Criminal Evidence Act 1984 and the Codes of Practice A has a potential to be
ethically justified with the exception of the section permitting searches where physical appearance
can be used as a basis for suspicion Additionally this research identified that the reasons for why
this particular section is not justifiable could also be part of the reason to the disproportionate
amount of searches of ethnic minorities As it might provide officers maliciously targeting
minorities with a possibility to justify their actions by claiming a particular article of clothing body
art or similar was the reason for the stop
As such it can be established that the legislation governing the polices power to stop and search
individuals for prohibited or stolen articles cannot be fully moralised as not all sections of the
Police and Criminal Evidence Act 1984 or the Codes of Practice A concerning this power can be
ethically justified However while the legislation as whole is morally ambiguous at best the
searches conducted with factual information as a basis for suspicion suggests that the sections of the
legislation addressing this type of search cannot be implemented in an unethical manner Because as
the universalised maxim requires the police to act in a manner promoted by the Act and Codes this
shows that any unethical searches carried out using this type of search are caused as a result of
police misconduct rather than an actual issue with the legislation
21
However it should be noted that this research can only provide a limited account of the morality of
this police power as it has only explored it through the limitations put upon it through the necessity
requirement of reasonable suspicion Additionally it can only account for the morality of the
sections of the Police and Criminal Evidence Act 1984 and the Codes of Practice A addressing this
particular police power and only through the limitations explored within this research Finally it is
also important to recognise that the police power has only been analysed using a Kantian approach
to ethics and morality This means that further studies of the police power and indeed the Act and
Codes in general are needed in order to provide a more accurate account of the morality and ethical
issues present It is therefore suggested that additional research should be carried out to study the
legislation governing the power of stop and search utilising other ethical theories or utilising
Kantian ethics with a different focus point of the legislation
However while further research is needed in order to gain a more accurate account of the overall
morality of the police power and the legislation governing it it does not mean the research
presented in this paper is of any less value Because even though the study can only provide a
limited account of the legislations morality it has succeeded in presenting the probabilities for the
moral justification of the Acts first part along with the associated Codes of Practice as well as
identifying that the issues connected to the Act may be caused primarily by the polices failure to
accurately conduct stops and searches according to the law Meaning the research has produced
some valuable results in addition to providing a stepping stone for further research on the topic
22
Bibliography
BBC [2014] Duty-Based Ethics Available at
httpwwwbbccoukethicsintroductionduty_1shtml [Accessed 20-03-2014]
Benz S [2010] ldquoThe Police and Criminal Evidence Act 1984 balancing civil liberties and public
securityrdquo Diffusion 5(2) Available at httpatpuclanacukbuddypressdiffusionp=1255
[Accessed 25-04-2014]
Bowling B and Phillips C [2007] Disproportionate and Discriminatory Reviewing the Evidence
on Police Stop and Search Oxford Blackwell Publishing p958 httpwwwstop-
watchorguploadsdocumentsmodern_law_reviewpdf
Braddock K [2011] ldquoThe Power of the Hoodierdquo The Guardian Available at
httpwwwtheguardiancomuk2011aug09power-of-the-hoodie [Accessed21-04-2014]
Codes of Practice A
Council of Europe [2010] European Convention on Human Rights Strasbourg European Court of
Human Rights p 7 Available at httpwwwechrcoeintDocumentsConvention_ENGpdf
[Accessed 09-03-2014]
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed 01-
04-2014]
The Economist [1990] End Game Available
athttpgogalegroupcompsidoid=GALE7CA9390713ampv=21ampu=uceampit=rampp=SPJSP0
0ampsw=wampasid=f6f778fcf0a20b3f0f18df5e20a57f27 [Accessed 19-03-2014]
Fahy P [undated] ldquoForewordrdquo In Ozin P Norton H and Spivey P [2013] PACE ndash A Practical
Guide to the Police and Criminal Evidence Act 1984 3rd
Edition Oxford Oxford University Press
p v
Flick U [2011] Introducing Research Methodology London Sage p 125
Garret J [2006] Kants Duty Ethics Available at
httppeoplewkuedujangarrettethicskanthtm [Accessed 20-03-2014]
Govuk [2013] Guidance Police and Criminal Evidence Act 1984 (PACE) Codes of Practice
London Home Office Available at httpswwwgovukpolice-and-criminal-evidence-act-1984-
pace-codes-of-practice [Accessed 02-04-2014]
Guyer P (2007) cited by Perold L M [2010] Does Immanuel Kants Categorical Imperative
Commit Him to the View that Lying is Always Morally Wrong Master of Arts thesis University of
the Witwatersrand p 19 Available at
httpwiredspacewitsaczabitstreamhandle1053910096M20Perold20Research20Reportp
dfsequence=2 [Accessed 24-04-2014]
23
Hart HLA [1958] cited by Green L [2012] ldquoIntroductionrdquo in Hart H L A [2012] The
Concept of Law 3rd
Edition Oxford Oxford University Press p xxxiii Available at
httpbooksgooglecoukbookshl=enamplr=ampid=53u8K7jNGioCampoi=fndamppg=PP2ampdq=law+and+
moralityampots=3fiRAxxSFFampsig=BoQfC4sR_Lnb-
GD4OzEUXvIryfov=onepageampq=law20and20moralityampf=false [Accessed 12-04-2014]
Jackson L and Smith L [2013] Research into young Londoners experiences and perceptions of
stop and search London Office for Public Management p 6 Available at
httpwwwlondongovuksitesdefaultfiles14-02-06-OPM20-
20Young20peoples20views20stop20and20search20-20FINALpdf [Accessed 21-
04-2014]
Joseph I And Gunter A [2011] Gangs Revisited Whats a Gang and Whats Race Got to Do with
It - Politics and Policy into Practice London Runnymede p3 Available at
httpwwwrunnymedetrustorguploadspublicationspdfsGangsRevisited(online)-2011pdf
[Accessed 08-04-2014]
Kumar R [2011] Research Methodology a Step-by-Step Guide for Beginners London Sage
p139 164
Mawby R and Wright A [2005] Police Accountability in the United Kingdom p6 Available at
httpwwwhumanrightsinitiativeorgprogramsajpoliceres_matpolice_accountability_in_ukpdf
[Accessed 02-04-2014]
McQueen R A and Knussen C [2002] Research Methods for Social Science ndash an Introduction
Harlow Pearson pp83-85 84-85
ONeill O [2013] Acting on Principle An Essay on Kantian Ethics 2nd
Edition Cambridge
Cambridge University Press p78 79 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
ONeill O [2000] Bounds of Justice Cambridge Cambridge University Press p67
Ozin P Norton H and Spivey P [2013] PACE ndash A Practical Guide to the Police and Criminal
Evidence Act 1984 3rd
Edition Oxford Oxford University Press p 4
Paton H J [1969] The Moral Law London Hutchinson amp Co ltd p22
Police and Criminal Evidence Act 1984 Ch 60 London HMSO
R v McIlkenny and others [1991] 2 All ER 417 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744d06500000145a7ddf45f8cfdf386
ampdocguid=I59AD10F1E42811DA8FC2A0F0355337E9amphitguid=I59AD10F1E42811DA8FC2A0F
0355337E9amprank=1ampspos=1ampepos=1amptd=1ampcrumb-action=appendampcontext=17ampresolvein=true
[Accessed 28-04-2014]
24
R v Miller [1993] 97 Cr App R 99 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744cc64000001458ea70ccbfa4bdcd
aampdocguid=I60145160E42811DA8FC2A0F0355337E9amphitguid=I60145160E42811DA8FC2A0F0
355337E9amprank=9ampspos=9ampepos=9amptd=14ampcrumb-action=appendampcontext=78ampresolvein=true
[Accessed 22-04-2014]
Rachels J [1986] Kantian Theory The Idea of Human Dignity Random House Inc p1 Available
at httppubliccallutheranedu~chenxiphil345_022pdf [Accessed 20-03-2014]
Royal Commission [undated] cited by Zander M [2011] PACE (The Police and Criminal
Evidence Act 1984) Past Present and Future London LSE Law Society and Economy Working
Papers p3 Available at wwwlseacukcollectionslawwpswpshtm [Accessed 19-03-2014]
Sandel M [2011] Episode 6 ndash Discussion Guide (Advanced) Available at
httpwwwjusticeharvardorgresourcesepisode-6-discussion-guide-advanced [Accessed 27-04-
2014]
Singer G M [undated] cited by ONeill O [2013] Acting on Principle An Essay on Kantian
Ethics 2nd
Edition Cambridge Cambridge University Press p78 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
Stohr K [2010 ndash forthcoming] ldquoKantian Beneficence and the Problem of Obligatory Aidrdquo Journal
of Moral Philosophy p3 Available at
httpwww9georgetownedufacultykes39Stohr_Kantian_Beneficence_and_the_Problem_of
_Obligatory_Aidpdf [Accessed 25-04-2014]
StopWatch [2014] Stop and Search Factsheet Available at httpwwwstop-watchorgget-
informedfactsheetstop-and-search [Accessed 13-03-2014]
Westmarland L [undated] ldquoPolice Culturesrdquo in Newburn T (ed) [2011] Handbook of Policing
2nd
Edition Abingdon Taylor amp Francis p255
Westmarland L [2011] Researching Crime and Justice ndash Tales from the Field London Routledge
p141
Wilding B [undated] ldquoTipping the Scales of Justice A Review of the Impact of PACErdquo in Cape
E and Young R (eds) [2008] Regulating Policing The Police and Criminal Evidence Act 1984
Past Present and Future Portland Hart Publishing p127 130 Available at
httplibmyilibrarycomOpenaspxid=204843ampsrc=0 [Accessed 09-03-2014]
Zupancic A [2000] Ethics of the Real London Verso p16
25
APPENDIX 1
Six Key Principles of Ethical Research
26
Principles procedures and minimum requirements of the Framework for Research Ethics
(FRE)
There are six key principles of ethical research that the ESRC expects to be addressed whenever
applicable
1 Research should be designed reviewed and undertaken to ensure integrity quality and
transparency
2 Research staff and participants must normally be informed fully about the purpose methods and
intended possible uses of the research what their participation in the research entails and what risks
if any are involved Some variation is allowed in very specific research contexts for which detailed
guidance is provided in Section 2
3 The confidentiality of information supplied by research participants and the anonymity of
respondents must be respected
4 Research participants must take part voluntarily free from any coercion
5 Harm to research participants and researchers must be avoided in all instances
6 The independence of research must be clear and any conflicts of interest and partiality must be
explicit
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed
27-04-2014]
27
APPENDIX 2
Ethics Approval Form
28
Request for Ethical Approval
Section 1 ndash to be completed by the researcher
Full name
Jens Knut Elias Klots
Module number and title (student researchers
only)
Extended Research Project [Criminology amp Criminal Investigation]
Research Proposal title
ldquoAn Ethical Analysis of the Police and Criminal Evidence Act 1984rdquo
Funding body applying to if applicable
-
Brief outline of proposal
(including research questions where
appropriate)
You are also asked to
submit with your application copies of
any questionnaires
letters recruitment material you intend to
use if these are available at the time
of requesting approval
The research will ethically evaluate part I III and
IV-V along with the corresponding Codes of Practice [A B C E F and G] using Kantian ethics
Seeking to establish whether the main piece of legislation governing how policing should be carried out in England and Wales can be ethically
justified by Kantian ideologies as well as establishing what ethical issues might be present
etc
Level of research eg staff undergraduate
postgraduate masterrsquos (award related) MPhil
PhD
Undergraduate
Please outline the
methodology that would be implemented in the course of this research
The research will be purely based on secondary
resources using books journals web-sources etc
Please indicate the ethical issues that have
been considered and how these will be
There should be no ethical issues in terms of the research carried out However I have identified
that my choice to only use only one ethical theory for my analysis could be considered biased My
29
addressed
choice however was to ensure that my research will be as focused as possible so a more in depth analysis could be made which will be noted within
the dissertation
Please indicate any
issues that may arise relating to diversity and
equality whilst undertaking this research and how you
will manage these
-
Please indicate how
participants will be de-briefed about their
involvement in the research process and or provided with
opportunities for reflection and evaluation
-
Please answer the following questions by circling or highlighting the appropriate response
1 Will your research project involve young people under the age of 18 NO
YES but not directly ndash primarily teachers If yes do you have an Enhanced Disclosure Certificate from the Criminal Records
Bureau
YES
2 Will your research project involve vulnerable adults
NO
3 For which category of proposal are you applying for ethical approval
Category A
1
Chapter 1
Introduction
Being brought into power ldquoat a time when public confidence in the police was at an all-time low
due to high-profile miscarriages of justicerdquo (Fahy P in Ozin P Norton H Spivey P 2013
pv) the Police and Criminal Evidence Act 1984 and its corresponding Codes of Practice has been
subjected to heavy criticism ever since Because while the Act was introduced to the legal system in
order to improve public confidence in the police by ldquoestablish[ing] the powers of the police to
combat crimes while protecting the rights of the publicrdquo (govuk 2013) providing a more balanced
relationship between the two It was feared that the Act would instead provide the police with a way
to legitimize the infringement upon the civil liberties of the public (Benz S 2010) Since then the
Act has undergone plenty of alterations to improve the balance between the rights of the public and
the powers bestowed upon the police but still there are issues
Outlining what powers are available to the police is only part of the process to achieve a good
balance between the two sides however which is where the Codes of Practice comes in These
function similarly to an ethical framework that provides the police with guidelines for the proper
implementation of their powers Because even though the Codes of Practice are not statutory a
failure to act in compliance to these will result in a disciplinary offence in addition to providing
admissible evidence against the police in court (Mawby R and Wright A 2005 p6) Meaning that
should an officer fail to follow these an entire case against a suspect could be jeopardized as a
result Nevertheless even though the Codes of Practice may function similarly to an ethical
framework for the police that govern the correct use of their powers it does not mean that the
guidelines provided nor the Act itself is ethical In fact taking into consideration the sheer amount
of criticism of them it might even suggest that they are entirely unethical
This questionable morality of the Police and Criminal Evidence Act 1984 and its corresponding
Codes of Practice will be explored within this piece of research Aiming to determine whether the
fault lies primarily within the Act and Codes themselves or if the problems might be caused by
other factors such as the Police failing to act in accordance to the guidelines provided However
due to the vastness of the Act and the Codes the focus of the research will be laid upon the necessity
of reasonable suspicion to be present for the police in order to enforce their powers Within this
limited area there will also be a particular focus on part one of the Police and Criminal Evidence
Act 1984 and the Codes of Practice A which addresses the polices power to stop and search
2
individuals for stolen or prohibited items This is a police power that has been subjected to a
substantial amount of criticism mainly due to the disproportionate number of searches of ethnic
minorities in comparison to Caucasians which raises some questions regarding the legitimacy and
morality of the power
Utilising the ethical frameworks of Immanuel Kant (1724-1804) the morality of the Police and
Criminal Evidence Act 1984 and the Codes of Practice will be analysed by converting sections of
the Act and Codes into maxims Which are descriptions of the acts that are used to determine their
ethical and moral value by subjecting them to various tests Primarily the research will employ
Kants original frameworks which question the universalisability of onersquos actions as moral actions
are ones that could be enforced as a universal law applying to everyone unconditionally
Additionally this research will be utilising the generalisation principle developed by Marcus Singer
which is an approach that places a utilitarian twist upon Kants idea of universalisation Because
while Kant argued that it is the motivation behind the act that determines whether it is moral or not
Singer is more interested in the consequences caused by the act Meaning the maxims created from
the Act and the Codes of Practice will be analysed using two different approaches to
universalisation with differing opinions as to which component of the act determines its moral
worth By conducting such an analysis this research hopes to provide some insight regarding the
morality of a very controversial part of the Police and Criminal Evidence Act 1984 as it will not
only take into consideration the consequences of the actions granted by the Act but also the
motivation behind them
3
Chapter 2
Methodology
While primary sources could arguably create more current and relevant results than secondary
sources might be able to (McQueen R and Knussen C 2002 pp83-85) due to them being
acquired personally through fieldwork interviews or observational studies the following study is
entirely literature based Utilising secondary research sources such as books legal documents and
academic journals in addition to various electronic and online resources drawing conclusions from
the information found within these It is acknowledged that research using secondary data struggles
to produce results that are current as ldquothe time factor involved in collecting and analysing primary
data means that some social survey data are out of date by as much as a year before the secondary
analyst gets hold of itrdquo (McQueen R and Knussen C 2002 pp84-85) Additionally there is an
overarching issue regarding bias when dealing with secondary sources as ldquophotos texts and
statistics have their own structure that is often strongly influenced by who produced them and for
what purposerdquo (Flick U 2011 p125) and ldquothe validity of information may vary markedly from
source to source ldquo (Kumar R 2011 p164) As such all sources must be viewed critically as to
ensure that any personal biases of the writer(s) will not interfere with the overall results of the
findings Something that becomes especially important if the information was found in a newspaper
or certain web-resources (such as blogs) as ldquothese writers are likely to exhibit less rigorousness and
objectivity than one would expect in research reportsrdquo (Kumar R 2011 p164)
However while there are many issues connected to undertaking research based on secondary
sources it should be noted that neither primary nor secondary data ldquoprovides 100 per cent accurate
and reliable informationrdquo (Kumar R 2011 p139) Additionally it must also be considered that
certain research topics are less compatible with certain research approaches than others as in this
case where an ethical analysis of specific sections of a legal statute is carried out Meaning
interviews and other primary research approaches would struggle to produce results that are
accurate and relevant Furthermore certain issues identified above with the utilisation of secondary
sources for research would be less of an issue in this case due to the nature of the sources studied
These being a legal statute the Police and Criminal Evidence Act 1984 and the Codes of Practice
and the philosophical and ethical theories developed by Immanuel Kant Because even though
Kants ideas originated over one hundred years ago these ideas are still applicable and relevant
when studying Kantianism Moreover the legal statute that this framework will be applied to uses
its most recent edition of the law which can easily be accessed through government websites
Meaning there should not be an issue with keeping the research current and relevant
4
It should also be noted that literature based research also benefits in ways that research based on
primary sources does not considering that the field of criminology often deals with sensitive topics
and people such as illegal activities and the abused (Westmarland L 2011 p141) Meaning there
are plenty of ethical pitfalls one must avoid when conducting research within this field especially
when using primary sources for the research However regardless of conducting research using
primary or secondary resources any research proposition must adhere to the six key principles of
ethical research (see Appendix 1) Most of the ethical issues identified within these principles are
related to peer-based research though meaning a literature based research is more likely to be
justified ethically than research using primary sources This due to the lack of participants involved
in the research whose emotions consent and wellbeing must be taken into consideration nor should
the researcher themselves be at risk because of the research (Economic and Social Research Council
2012 pp2-3)
However while the literature based method avoids most of the major ethical concerns this
particular piece of research might be subjected to some ethical scrutiny because of the manner in
which it is being carried out Because as the research only utilises the Kantian approach to morality
in addition to only analysing a specific part of the Police and Criminal Evidence Act 1984 and its
corresponding Codes of Practice it might produce some questionable results As such the research
is at risk of being perceived as being biased aiming to obtain certain results by only studying a
selected part of the legislation using a single ethical framework Nonetheless in the Frameworks for
Research Ethics provided by the Economic and Social Research Council (2012) it is stated that ldquothe
independence of research must be clear and any conflicts of interest or partiality must be explicitrdquo
(p3) So while the research might produce results that could be considered biased or partial for the
above reasons this is something that has been acknowledged and addressed before the start of the
research as can be seen in the Ethics Approval Form (see Appendix 2) As such the potential for the
research questioned due to only analysing a select part of the legislation and Codes of Practice
using only one perspective of morality has been addressed explicitly Additionally it is also
acknowledged that other results regarding the morality of the Police and Criminal Evidence Act
1984 and the Codes of Practice might be achieved by utilising a different ethical framework by
studying different sections of the Act or by analysing the Act and Codes of Practice as a whole
5
Chapter 3
Kantian Ethics
The ethical framework developed by Immanuel Kant is an ideology that places moral value on the
motivations between our actions and their potential for universalisation rather than the
consequences of the act itself In this chapter the core principles of the Kantian framework will be
explained identifying the process of determining the morality of our actions through the tests of
generalisation and universalisation Additionally the chapter will also be addressing various
criticisms issues and shortcomings of the Kantian approach to ethics and morality such as the
possibility of the framework allowing for any maxims to be moralised with the right phrasing
31 The Core Ideas
The idea of autonomy is at the core of Kantian ethics arguing that each individual can (and should)
make their own decisions without any external interferences to guide or coerce them (Bennet C
2010 p75) As such Kantianism argues for the presence of free will meaning human beings are
accountable for the choices they make and the actions they subsequently carry out and that
everyone capable of reasonable thinking has the potential to act in accordance to the moral law
However while humans are generally considered to be rational beings it does not mean that they
will behave in a rational manner at all times but rather that they have the capability of doing so
According to Kant this is what separates humans beings from animals as they are only capable of
operating under negative freedom through reacting to their impulses and instinct unable to
question or evaluate the situation in ways human beings are able to (Bennet C 2010 p76) As such
rational beings are the embodiment of morality as the moral law is that of reason (Rachels J 1986
p1) which is why Kant argued that humans must never be treated as the means to an end but
should instead be the end itself (BBC 2014)
Nevertheless being a rational agent capable of recognising reasonable actions from unreasonable
ones thus acting outside of the realms of negative freedom and moving into what is known as
positive freedom does not ensure that onersquos actions are good or moral These are simply
requirements to qualify as an agent that is capable of acting morally not an insurance that actions
carried out by such an agent will be moral or reasonable Instead Kant argued that moral acts are
identified through their motivations stating that ldquoif duty is the key element in our decision to act
then we have acted rightlyrdquo (BBC 2014) because ldquoan action done from duty has its moral worth
not from the results it attains or seeks to attain but from a formal principle or maxim ndash the principle
of doing ones duty whatever that may berdquo (Paton H J 1969 p20) In this case the meaning of
6
duty is equal to acting in reverence to the moral law as Kant argues that morality and its rational
requirements can be translated into rules or that dictates how we should act (Bennet C 2010
p83) These moral rules are divided into two separate groups being hypothetical and categorical
however only categorical can result in a moral law This is due to hypothetical making it possible
for an individual to claim they are an exception to the rule which is unreasonable as moral laws
must apply to everyone without exception (Bennet C 2010 p83) This means that a maxim such
as do not lie unless you want to be considered untrustworthy or even an innocent maxim such as
bring an umbrella unless you want to risk getting wet would be fallible and immoral according to
Kant as they do not apply to individuals that are willing to face the consequences related to these
acts
To be able to establish whether ones actions are moral or not one must therefore be able to apply it
without failure to everyone This is a process known as universalisation which questions the agent
to ldquonever act except in such a way that [they] can also will that [their] maxim should become a
universal lawrdquo (Paton H J 1969 p22) meaning that the morality of an act is determined through
establishing its possibility to be enforced at least hypothetically as a law applying to everyone
unconditionally Ascertaining whether an act can be universalised requires the use of two tests
known as the tests of generalisation and universalisation A maxim must therefore
be able to be generalised without becoming contradictory or illogical as a result to then be
applicable as a universal law governing everyone without exceptions without resulting in an
unappealing or chaotic outcome (Garret J 2006) As ldquoKant believes that someone who violates the
moral requirements is being irrationalrdquo (Bennet C 2010 p82) one should therefore not act on a
maxim that is unable to pass both the test of generalisation and universalisation as this would result
not only in acting immorally but also irrationally
32 Criticisms and Issues
Like any other philosophical or ethical theory the Kantian approach is not devoid of imperfections
and both the original theory and contemporary interpretations have faced criticisms for everything
from structure and implementation to the actual usefulness of the theory However in her book
Bounds of Justice Onora ONeill (2000) identifies that the criticisms of Kantian theories tend to fall
into three different groups of categories (p67) all of which will be explored within this section of
the chapter
The first of these categories identified by ONeill (2000) is that Kant fails to acknowledge the
importance that human relationships and emotions might have on our moral reasoning (p67) An
7
issue that is also identified by Bennet (2010) stating that ldquoit certainly seems a large gap in a moral
theory that it has nothing to say about how pain and suffering makes acts wrongrdquo (p88) Because
while many actions that might cause pain and suffering to others generally cannot be justified using
the categorical imperative they are not dismissed for the right reasons (Bennet C 2010 p88) as
ldquouniversal rules require us to overlook and [hellip] neglect the fragility mutual vulnerability social
embeddedness and constitutive loyalties of real peoplerdquo (ONeill O 2000 p67) As human beings
are not cold calculative and emotionless robots this is an obvious flaw within Kants frameworks
because in order to act morally one needs to be able to completely disregard the feelings of other
people
Furthermore due to the lack of consideration for human emotions and relationships Kant has
simplified the very complex issue of moral theory (ONeill O 2000 p 67) often resulting in very
bizarre contradicting or even worrying results Because utilising the categorical imperative for
moral guidance might result not only in allowing obviously immoral actions to be universalised but
also preventing other harmless acts of kindness such as opening the door for someone else from
being morally justified (Bennet C 2010 p86) It should be obvious to a normal reasonable human
being that there is nothing wrong or immoral about holding the door open for someone else yet
through the implementation of Kantianism such an action cannot be justified due to it being unable
to pass the test of universalisation Showing that the Kantian approach struggles to encompass all
actions regardless of their significance importance or size in a reasonable manner
It should also be noted that the Kantian framework can also produce situations where the agent will
be acting immorally no matter what they do Bennet (2010) utilises an example of noticing a child
in the process of drowning while on the way to class and even though we have a duty to help others
according to Kant the option of not helping can also be moralised in this scenario as the agent will
adhere to the maxim of getting to class on time (p86-87) This leads to the final category of
critiques against Kant and Kantian ideologies as identified by ONeill (2000) which states that it is
a theory ldquodesigned for abstract individuals [hellip] leading to abstract conclusions that are irrelevant to
real people who lead real livesrdquo (p 67) It is possible that this abstract nature of the theory could be
due to Kants failure to provide a proper guideline stating how our actions should be explained in
order to properly calculate their ethical value through the tests of generalisation and universalisation
Because with the manner in which the Kantian framework is designed there is a possibility that
ldquoany action could pass it simply by being re-describedrdquo (Bennet C 2010 p87) The Kantian
framework is therefore in need of some kind of notes for guidance that provides an explanation for
how one is to distinguish correct descriptions of ones actions from incorrect ones
8
Chapter 4
PACE A Brief Introduction
The following chapter will be providing a brief introduction to the Police and Criminal Evidence
Act 1984 and its associated Codes of Practice Providing a basic understanding of the legislations
history and purpose in addition to some criticisms of the act and issues that has developed as a
result of its development As such this chapter alongside with chapter 3 provides a foundation for
the following chapters where specific parts of the legislation will be explored more thoroughly in
addition to being analysed through the Kantian frameworks for ethics
41 Background
Policing in England and Wales is nowadays comprised of a tough balancing act where ldquothe interests
of the community and the rights of the individualrdquo (Royal Commission undated cited by Zander
2011 p3) must be taken into account while also maintaining public order In addition to being
required to evaluate to what extent they may infringe upon civil liberties to do their job the police
is also under constant public scrutiny This means that any infringement upon the rights of an
individual that cannot be justified by the Police and Criminal Evidence Act 1984 the Human Rights
Act 1998 or other pieces of legislation can have dire consequences for the police Such
infringements can result in lawsuits against the police or rendering evidence inadmissible in court
as was seen in the case of R v Miller (1993) where the confessions from the suspects were rendered
inadmissible due to hostile and oppressive questioning by police However while it is noted that
infringement of civil liberties should be avoided and the rights of the public should be respected it
is also identified in Article 5 of the European Convention of Human Rights that there are
circumstances when the police and the criminal justice system must be granted the power to
lawfully infringe upon these (Council of Europe 2010 p7) Because without these exceptions legal
and justice systems would no longer function as criminal justice cannot function if the rights of the
individual is to be respected at all times
While there is a need for the police and criminal justice system to infringe upon the rights of
individuals there must be sanctions that govern to what extent these rights can be infringed upon
and under what circumstances As mentioned above article five of the European Convention of
Human Rights provides a good starting point but as it must be applicable to the state legislature of
all member states of the European Union it is far too general and leaves plenty of gaps to fill in
This is where the Police and Criminal Evidence Act 1984 and its corresponding Codes of Practice
comes into play as these help with outlining the provisions for the polices ability to infringe upon
9
the civil liberties of the public It was introduced following some cases of gross police misconduct
that had come to light causing miscarriages of justice of several high-profile cases which put a
strain on the relationship between the police and the public One such case included the R v
McIlkenny and others (1991) more famously known as the Birmingham Six where six innocent
men were wrongfully convicted as a result of police officers having beaten witnesses to obtain
satisfactory statements in addition to distorting forensic evidence (The Economist 1990) The
Police and Criminal Evidence Act 1984 and the associated Codes of Practice was introduced in an
attempt to remedy this through providing guidelines for how evidence was to be obtained legally
how suspects and detained persons were to be treated how and when certain police powers could be
legally enforced as well as providing the criminal justice system with transparency and
accountability (Fahy P in Ozin P Norton H and Spivey P 2013 pv)
Through its introduction the Police and Criminal Evidence Act 1984 and its corresponding Codes of
Practice drastically changed the manner in which policing was carried out causing a bit of a
culture shock for some officers that were threatened by the new developments (Wilding B
undated in Cape E and Young R 2008 p127) As there were suddenly demands being put on
officers that did not exist previously in addition to clear frameworks dictating what kind of
behaviour was deemed acceptable All to ensure that investigations were carried out both
objectively and with integrity two elements which are important to maintain public confidence in
the police force (Wilding B undated in Cape E and Young R 2008 p127) However while the
drastic changes might have come as a shock to some officers it is now common practice and
heavily ingrained to the very core of policing Additionally while the Act generally focuses on the
protection of the suspects victims and witnesses it simultaneously provides the police with
safeguards to avoid suspicion of unlawfully acquired evidence as everything from physical
evidence to verbal or written confessions must be recorded and processed in detail (Police and
Criminal Evidence Act 1984 sNUMBER sNUMBER) ensuring that the police runs a lower risk of
being unjustly accused of foul play
32 Critiques and Issues
While the Act and the Codes of Practice has played a significant part in making the police ldquomore
accountable in terms of performance and standards than virtually any other public bodyrdquo (Wilding
B undated in Cape E and Young R 2008 p130) as well as supposedly having ldquoushered in new
ethical standards for the servicerdquo (Wilding B undated in Cape E and Young R 2008 p127) It
has been subjected to a significant amount of criticism from non-governmental organisations such
as Liberty members of the police itself and academics scrutinising everything from how the Act
10
takes the police off the streets and placing them behind desks to carry out extensive amounts of
paperwork (Wilding B undated in Cape E and Young R 2008 p127) to questioning whom the
Act is really favouring (Benz S 2010) Furthermore the actual contents of the Act and the Codes of
Practice has been criticised in particular the Acts first part concerning stop and search (see chapter
5) resulting in a large number of edits and moderations to remedy these and provide a better
balance between the police and the rights of the public
11
Chapter 5
Reasonable Suspicion
While the Police and Criminal Evidence Act 1984 provides the police with guidelines for how and
when they may use their powers to infringe upon civil liberties these are not enough to ensure that
policing is carried out correctly in accordance to the act The Act must therefore be read alongside
the Codes of Practice as these further explain the limitations of the powers in addition to the
requirements that must be fulfilled in order for an officer to implement them One such requirement
that is found repeatedly throughout the Act and the Codes of Practice is the need for an officer to
have reasonable grounds for suspecting that the person(s) of interest are doing have done is about
to do or is in possession of something illegal (Police and Criminal Evidence Act s1(7)-1(9)
s3(1)(a)-3(1)(d)) This requirement is one that has been subjected to some controversy and scrutiny
especially in connection to the power of stop and search (addressed below) as it is often described
in very vague or broad terms often making it unclear what exactly constitutes appropriate grounds
for reasonable suspicion Additionally it should also be noted that the appropriate grounds for
suspicion might differ slightly from one section of the Act to another making it important to
separate these definitions from each other when studying them as they may all have their own
interpretations definitions regulations and issues However as this research explores the ethical
implications of reasonable suspicion in relation to stop and search it must be acknowledged that the
results may not be applicable to sections of the Police and Criminal Evidence Act 1984 and Codes
of Practice concerning other police powers
51 Reasonable Suspicion and Stop and Search
In the first part of the Police and Criminal Evidence Act 1984 it is identified that an officer cannot
stop and search an individual unless they have reasonable grounds for suspecting that any stolen or
prohibited articles listed under s1(7)-1(9) of the Act will be found on their person (s1(3) Police and
Criminal Evidence Act 1984) That being said there are many limitations placed upon what may
constitute a reasonable ground for suspecting that prohibited or stolen articles will be found on the
person(s) (Codes of Practice A s22) and that these can differ depending on the circumstances of
each case [Ozin P et al 2013 p4] However while suspicion might be raised for different reasons
in each case the Code emphasises that suspicion may never be based on personal factors
stereotypes or generalisations (Codes of Practice A s22) Nor may it be ldquoprovided retrospectively
by [hellip] questioning during a persons detention or by refusal to answer any questionsrdquo (Codes of
Practice A s29) Instead it is stressed that suspicion should have an objective basis derived from
known facts and information (Codes of Practice A s22)
12
Whether these demands put on officers by the Codes of Practice A to establish objective grounds
for suspicion are followed is questionable though At least when taking into consideration that the
sections of the Police and Criminal Evidence Act 1984 and the Codes of Practice concerning stop
and search has been subjected to heavy criticism mainly due to the disproportionate amount of
members from minority ethnic groups being searched in comparison to Caucasians Because even
though the Codes of Practice A does identify that there are situations where reasonable grounds for
suspicion might exist without the need for known facts or information such as initiating searches
based on an individuals behaviour or body language (Codes of Practice A s23) it does not explain
why black people are up to ldquosix times more likely to be stop[ped and] searched than would be
expected based on their numbers in the general populationrdquo (Bowling B and Phillips C 2007
p958) Nor does it explain how the recorded stops and searches of Asians since the mid-nineties
have remained between 15 and 25 times higher than those of Caucasians (Equality and Human
Rights Commission 2010 p13) These are worrying statistics that raise questions as to whether the
guidelines provided by the Police and Criminal Evidence Act 1984 and the Codes of Practice are
sufficient in order to ensure that this power is used appropriately and fairly Because even though
non-Caucasians are stopped and searched more frequently arrests following searches are distributed
quite evenly across all ethnic groups (StopWatch 2014)
There is a possibility that this targeting of minority ethnic groups could be a direct result of the
socio-economic conditions that traps many families from poor neighbourhoods in a cycle of poverty
and disadvantage (Joseph I and Gunter A 2011 p3) Especially as it has been found that these
groups often respond ldquoto their powerlessness with frustration rage and the creation of alternative
social and cultural values that promotes and normalizes gang membership and violencerdquo (Joseph I
and Gunter A 2011 p3) Due to the normalisation of such behaviour this could provide an
explanation to why some disproportionality might exist as the Codes of Practice provides an
exception to searches based on physical appearance when it is related to gang culture stating that
ldquowhere there is reliable information or intelligence that members of a group or gang
habitually carry knives unlawfully or weapons or controlled drugs and wear a
distinctive item of clothing or other means of identification to indicate their
membership of the group or gang that distinctive item of clothing or other means
of identification may provide reasonable grounds to stop and search a personrdquo
(Codes of Practice A s26)
13
However while this provision could support the existence of some disproportionality it does not
disprove that minority ethnic groups are being targeted by the police nor does it provide a
reasonable explanation to why blacks are being six times more likely to be subjected to a stop and
search This means there is a risk that this section of the Codes of Practice is being used by police
to maliciously target ethnic minority groups by stereotyping them as more likely to be involved
with criminal gangs
52 Reasonable Suspicion Stop and Search and Morality
While statistics and studies show that stop and search is used disproportionally and suggests that
individuals belonging to minority ethnic groups are being targeted by the police it does not mean
that the power itself nor the legislation governing it is unethical Because even though they tend to
overlap ldquothere is no necessary connection between law and moralsrdquo (Hart H L A 1958 cited by
Green L 2012 in Hart H L A 2012 pxxxiii) as the law applies to everyone unconditionally
while moral only applies to those that sympathise with the ideologies in question Kantian ethics
however arguing that one should do the right thing because of it being right views morality as a
supplement to the law (Zupancic A 2000 p16) therefore ensuring that we are not only doing what
is right but that we are also doing it for the right reasons (Sandel M 2011) Which from Kants
viewpoint is synonymous to acting out of duty which as established in Chapter 3 means that
onersquos actions must be converted to those that are able to pass the tests of generalisation and
universalisation As such one must convert the sections of the Police and Criminal Evidence Act
1984 and its associated Codes of Practice concerning stop and search into an order to establish
whether it is ethical
However while the Police and Criminal Evidence Act 1984 identifies that reasonable suspicion is
necessary in order to conduct a stop and search one cannot simply create a maxim stating that
police officers can stop and search anyone they reasonably suspect is carrying illegal or stolen
items Because even though this maxim does provide an accurate description of the necessary
requirements to perform a stop and search it is far too broad Such a maxim does not place a limit
upon what the suspicion might be based on resulting in a possibility for officers to target certain
groups of people based on prejudice or stereotypes Therefore such a maxim can neither be
generalised nor universalised meaning it would be considered entirely unethical by Kantian
principles However by using the guidelines and limitations of reasonable suspicion presented in
the Codes of Practice A that were identified earlier in this chapter this maxim can be broken down
into three separate parts These being
14
police officers may stop and search individuals for illegal or stolen items if it is in
accordance with known facts and information and they believe that such items will be found upon
searching the person
police officers may stop and search individuals acting in an obviously suspicious manner for
illegal or stolen items but only if they suspect that such items will be found upon searching the
person and
police officers may stop and search individuals based on articles of clothing piercings
andor tattoos if these are known to be worn by members of a gang(s) that are known to carry
illegal or stolen items and only if the police suspects that such items will be found upon searching
the person
These provide a much more limited and concentrated approach to the attempted moralisation of the
polices power to stop and search individuals for prohibited or stolen articles Because unlike the
previous maxim these are not only limiting what the basis for suspicion might be but also limiting
when the power itself may be enforced As such the likelihood of these being able to pass the tests
of generalisation and universalisation are increased
521 Generalisation and Universalisation
In order to accurately establish whether acts are moral they must pass the tests of generalisation and
universalisation as Kant believed that moral acts were ones that could be applied to everyone as a
universal law without becoming contradictory or illogical (see chapter 3) However as these deal
with police powers and Kant argued that acts must be applicable to everyone without exception
these will also be examined using Singers generalisation principle because it would be illogical for
such powers to be implemented by everyone Singers generalisation principle makes it possible to
bypass this issue as it argues that ldquowhat is right (or wrong) for one person must be right (or wrong)
for any similar person in similar circumstancesrdquo (Singer G M undated cited by ONeill O 2013
p78) Additionally this approach puts a utilitarian twist on Kants frameworks as it determines
morality based on the consequences of onersquos actions (ONeill O 2013 p79) rather than the
motivation behind them As such this test functions as a middle ground between the tests of
generalisation and universalisation ensuring that the generalised maxim does not cause an illogical
or chaotic result in addition to limiting the generalised maxim from anyone that is not a member of
the police service Analysing the maxim using these tests therefore requires them to be studied
individually so that they can be dissected and examined more closely
Looking at the first of the three maxims created using the guidelines and limitations of reasonable
15
suspicion as identified by the Codes of Practice A it can be established that it is comprised from
three different elements Namely
the police may only search for illegal or stolen items
the police may only search an individual based on known facts and information and finally
the police may only search the individual if they believe illegal or stolen items will be found
Attempting to generalise any of these elements of the maxim individually would not be reasonable
as they do not provide enough limitations or guidelines for it to be functional Because the first part
allows the police to search anyone for illegal or stolen items without the necessity of a suspicion
that any such items will be found which would result in a police state where the police could search
anyone they please The necessity of believing that illegal or stolen items will be found upon
conducting a search is added by the third element of the maxim but there are still no requirements
for the police to have any kind of reasonable basis for their decision to stop and search someone as
this is added by the maxims second element However this element cannot be moralised on its own
either as it does not specify what the police may search for However when all three elements of
the maxim are combined all necessary limitations are present meaning the generalisation of it
should not produce a contradictory or illogical result
However passing the test of generalisation does not mean that the maxim is ethical as it must also
be universalisable Meaning it should be able to be enforced as a (hypothetical) law that applies to
everyone unconditionally As the maxim places a requirement on the police to only stop and search
individuals if they have a factual basis for their suspicion to find illegal or stolen items upon
searching the person this should be a universalisable action Because assuming all police officers
were required to follow this maxim it would result in a world where only specific items may be
searched for if they have a factual reason to conduct the search and only if they believe that such
items will be found upon searching the person(s) As this would not produce any undesirable
consequences this maxim would not only pass Kants test of universalisation but also fulfil the
necessary criteria for Singers generalisation principle
This is essentially what the Police and Criminal Evidence Act 1984 and the Codes of Practice A
seeks to do meaning that if the guidelines were followed by the police unlawful stops and searches
should not occur However since there are more aspects to the laws that govern the polices power
to stop and search individuals for illegal or stolen items such as searches based on suspicious
behaviour or searches of suspected gang members other aspects must be explored as well before
16
declaring whether it is ethical or not For this reason the two additional maxims (mentioned earlier)
are needed and must therefore be tested as well As these maxims can be implemented in such
situations by the removal of the need for a factual basis for suspicion and replacing it with either
the possibility to
search individuals acting in an obviously suspicious manner or
search individuals based on clothing piercings andor tattoos if these are known to be worn
by members of gangs that are known to carry illegal or stolen items
As with the various elements of the maxim analysed previously these are also unable to be
moralised individually Because the first of the two does not specify what may be searched for and
neither of the sections specify that the police should expect to find illegal or stolen items upon
stopping and searching an individual As such neither of these elements can function as a maxim on
their own as they are illogical and can neither be generalised nor universalised However when
these are combined with the other elements of the maxims these issues should be resolved thus
passing Kants test of generalisation
Universalising these maxims is a bit more problematic than the one analysed previously through
For example with the first of these two maxims police officers would be enforced to stop and
search anyone that is acting in an obviously suspicious manner for illegal or stolen items if they
believe any such items will be found upon searching them The phrase behaving in an obviously
suspicious manner is a bit of an issue here as there is no definition available as to what can be
classified as such However a reasonable person would probably equate behaving in an obviously
suspicious manner to trying to hide something which is used as an example in the Codes of
Practice A s23 It could therefore be worth substituting the phrase behaving in an obviously
suspicious manner with trying to hide something as this would be more specific However by
doing this the maxim would become much more limited as it would no longer allow individuals
behaving suspiciously in other ways to be searched Nevertheless should this interpretation be used
the likeliness of the maxim passing the test of universalisation might be increased as the likeliness
of it producing a chaotic result would decrease Additionally implementing such an interpretation
would also make it more likely for the maxim to pass Singers generalisation principle As the
conduction of stops and searches of people that are obviously trying to hide something is less likely
to produce an undesirable outcome in comparison to searching anyone acting suspiciously
Finally the universalisation of the third and final of the maxims would enforce the police to stop
17
and search anyone dressed or in any other ways being physically identifiable as a possible member
of a gang known to carry illegal or stolen items if they believe any such items will be found upon
searching them As with the maxim analysed above there are issues related to universalising this
maxim due to the possibility of it causing certain people to be targeted because of the clothes they
wear or any piercings or tattoos on their body being related to or similar to ones connected to a
criminal gang Universalising this maxim could therefore worsen an already prevalent issue where
innocent members of the public get their civil liberties infringed upon due to their personal style
especially as the maxim allows quite a broad range of items accessories and body art to be used as
an indicator for suspicion In a study by Jackson and Smith (2013) the experiences of young people
from London that had been subjected to stop and search was surveyed where the participants
identified what kind of clothing might fit the criteria of being a presumed gang member It was
suggested that ldquoemulating American hip hop artists by wearing low-slung jeans hoodies and
branded trainers and walking and talking in a certain wayrdquo (p6) was stereotyped by the police as
gagster behaviour and dress The same study also identified an experience that was shared by one
of the participants whom stated that ldquoThey just say youre in a drug infested area and youve got a
hood on so were stopping and searching yourdquo (Jackson L and Smith L 2013 p6)
Taking this into consideration it can therefore be seen that the universalisation of a maxim asking
the police to stop and search anyone perceived to be involved with a criminal gang for illegal or
stolen items could result in a form of criminalisation of the hoodie and other specific pieces of
clothing as these are stereotyped as being related to gang membership This would be problematic
as the hoodie in particular is a comfortable and often affordable piece of clothing that is a staple in
the wardrobes of many of societys subcultures such as emos and skaters that are generally not
stereotyped as criminals (Braddock K 2011) As such it can be established that neither Kant nor
Singer would be able to universalise this maxim as having officers search anyone wearing specific
clothes would neither be reasonable nor produce any desirable consequences
522 Issues
While two out of three of the different maxims appear to be moral in the eyes of Kant there are still
some issues relating to them which must be acknowledged Primarily there might be an issue with
these maxims being too specific as it has been noted that ldquoany maxim that is highly restricted is
likely to pass the universalisability testrdquo [Guyer P 2007 cited by Perold L M 2010 p19]
because the more descriptive a maxim is the less likely it is that it would become contradictory As
all of the maxims created from the Codes of Practice A are highly restrictive specifying who may
carry out the act under what circumstances they may carry it out and the limitations of the actions
18
itself Additionally as noted earlier in this chapter the maxims cannot be made more general either
as this would prevent them from being moralised this means that there is a risk of these maxims
passing the tests of universalisation and generalisation simply because of their overly descriptive
nature rather than actually being moral
There might also be an issue with the phrasing of the maxims specifically the use of the term
police officers as this might cause some uncertainties regarding exactly who the maxim applies to
Because by using the term police officer or even police it becomes questionable if an officer must
be in uniform in other words his or her position as a police officer is overt when carrying out the
search However since these maxims need to be exclusive to the police it could be hard to bypass
this issue without adding yet another specification to it that clarifies whether there is a need for the
officer to be in uniform or not
Finally there could also be an issue of the maxims conflicting with each other as the first of the
maxims states that the decision to stop and search someone needs to be in accordance with known
facts and information Something that might not be available when a stop and search is made
utilising the second or third maxim as these can be initiated without a need of known facts or
information This raises a question to whether one of the maxims would naturally take precedence
over the others as all three maxims regarding stop and search can never operate at the same time
Generally Kantianism argues that when one is faced with opposing maxims the perfect duty will
always take precedence over an imperfect one (Stohr K 2010 p3) However as all of the maxims
are addressing what is essentially the same action being the possibility to stop and search
individuals for illegal andor stolen items this could be problematic Furthermore while there are
three maxims identified within this study there also exists another fourth maxim which concerns
the possibility of not searching anyone for illegal or stolen items This fourth maxim is also
considered a perfect duty as it would generally be easier to universalise not searching people as
opposed to searching individuals fitting certain requirements This means that the maxim regarding
the omission to act would in this case take precedence over the other maxims identified within this
research essentially rendering them powerless
19
Chapter 6
Conclusion
From this study it can be seen that the legislation governing a heavily criticised police power such
as stop and search has the possibility to be morally justifiable by the ethical frameworks developed
by Kant Because while Kants ethical theory does not rectify or justify the issue of ethnic minorities
being subjected to a disproportionate amount of stops and searches in comparison to Caucasians it
is important to remember that the ldquolaw in theory and the law in practice differrdquo (Westmarland L in
Newburn T 2011 p255) Meaning that the moralisation of the legislation does not ensure that it
will be applied ethically by the police Additionally as Kantian ethics values the motivation behind
ones actions over the consequences produced from them the potential issues caused by ones actions
are irrelevant as long as the action itself can be universalised without producing a chaotic or
undesirable result
However as there are several layers to stop and search there are some implications to morally
justifying this power as it is multi-faceted Being designed to deal with a variety of different
situations and bases from which suspicion might arise to justify the stopping and searching of an
individual Because while Kantian ethics can ethically justify police officers to stop and search
individuals for illegal or stolen items if it is in accordance with known facts and information and
they believe that such items will be found upon searching the person this encompasses only one of
the many facets of the power As such the power cannot be justified as a whole as any maxim used
to describe it would not provide the necessary limitations needed for it to successfully pass the tests
of generalisation and universalisation
While the power cannot be moralised as a whole it is possible to create two additional maxims
using the limitations and exceptions to the necessity criteria of reasonable suspicion found in the
Codes of Practice A to create an additional two maxims These represent two additional facets of
stop and search being that
police officers may stop and search individuals acting in an obviously suspicious manner for
illegal or stolen items but only if they suspect that such items will be found upon searching the
person and
police officers may stop and search individuals based on articles of clothing piercings
andor tattoos if these are known to be worn by members of a gang(s) that are known to carry
20
illegal or stolen items and only if the police suspects that such items will be found upon searching
the person
However only the first of these two maxims can be justified utilising Kants ethical framework and
Singers generalisation principle because the latter cannot be universalised without becoming
unreasonable Furthermore the latter cannot be justified without providing further limitations
requiring the phrase acting in an obviously suspicious manner to be replaced by obviously hiding
something
From the issues presented from the creation of the two additional maxims above it can be
established that stop and search cannot be considered morally justifiable under all circumstances
Because different situations calls for different maxims meaning that should the search not be
initiated based on known facts or information it is unlikely to be ethical Nevertheless even though
all facets of this police power cannot be morally justified it does seem that the majority of them can
be considered ethical to some extent Meaning the legislation governing it is generally ethical but
as a whole it becomes a bit of a moral ambiguity This shows that the police power as identified by
the Police and Criminal Evidence Act 1984 and the Codes of Practice A has a potential to be
ethically justified with the exception of the section permitting searches where physical appearance
can be used as a basis for suspicion Additionally this research identified that the reasons for why
this particular section is not justifiable could also be part of the reason to the disproportionate
amount of searches of ethnic minorities As it might provide officers maliciously targeting
minorities with a possibility to justify their actions by claiming a particular article of clothing body
art or similar was the reason for the stop
As such it can be established that the legislation governing the polices power to stop and search
individuals for prohibited or stolen articles cannot be fully moralised as not all sections of the
Police and Criminal Evidence Act 1984 or the Codes of Practice A concerning this power can be
ethically justified However while the legislation as whole is morally ambiguous at best the
searches conducted with factual information as a basis for suspicion suggests that the sections of the
legislation addressing this type of search cannot be implemented in an unethical manner Because as
the universalised maxim requires the police to act in a manner promoted by the Act and Codes this
shows that any unethical searches carried out using this type of search are caused as a result of
police misconduct rather than an actual issue with the legislation
21
However it should be noted that this research can only provide a limited account of the morality of
this police power as it has only explored it through the limitations put upon it through the necessity
requirement of reasonable suspicion Additionally it can only account for the morality of the
sections of the Police and Criminal Evidence Act 1984 and the Codes of Practice A addressing this
particular police power and only through the limitations explored within this research Finally it is
also important to recognise that the police power has only been analysed using a Kantian approach
to ethics and morality This means that further studies of the police power and indeed the Act and
Codes in general are needed in order to provide a more accurate account of the morality and ethical
issues present It is therefore suggested that additional research should be carried out to study the
legislation governing the power of stop and search utilising other ethical theories or utilising
Kantian ethics with a different focus point of the legislation
However while further research is needed in order to gain a more accurate account of the overall
morality of the police power and the legislation governing it it does not mean the research
presented in this paper is of any less value Because even though the study can only provide a
limited account of the legislations morality it has succeeded in presenting the probabilities for the
moral justification of the Acts first part along with the associated Codes of Practice as well as
identifying that the issues connected to the Act may be caused primarily by the polices failure to
accurately conduct stops and searches according to the law Meaning the research has produced
some valuable results in addition to providing a stepping stone for further research on the topic
22
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Bowling B and Phillips C [2007] Disproportionate and Discriminatory Reviewing the Evidence
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Fahy P [undated] ldquoForewordrdquo In Ozin P Norton H and Spivey P [2013] PACE ndash A Practical
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p v
Flick U [2011] Introducing Research Methodology London Sage p 125
Garret J [2006] Kants Duty Ethics Available at
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Commit Him to the View that Lying is Always Morally Wrong Master of Arts thesis University of
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23
Hart HLA [1958] cited by Green L [2012] ldquoIntroductionrdquo in Hart H L A [2012] The
Concept of Law 3rd
Edition Oxford Oxford University Press p xxxiii Available at
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moralityampots=3fiRAxxSFFampsig=BoQfC4sR_Lnb-
GD4OzEUXvIryfov=onepageampq=law20and20moralityampf=false [Accessed 12-04-2014]
Jackson L and Smith L [2013] Research into young Londoners experiences and perceptions of
stop and search London Office for Public Management p 6 Available at
httpwwwlondongovuksitesdefaultfiles14-02-06-OPM20-
20Young20peoples20views20stop20and20search20-20FINALpdf [Accessed 21-
04-2014]
Joseph I And Gunter A [2011] Gangs Revisited Whats a Gang and Whats Race Got to Do with
It - Politics and Policy into Practice London Runnymede p3 Available at
httpwwwrunnymedetrustorguploadspublicationspdfsGangsRevisited(online)-2011pdf
[Accessed 08-04-2014]
Kumar R [2011] Research Methodology a Step-by-Step Guide for Beginners London Sage
p139 164
Mawby R and Wright A [2005] Police Accountability in the United Kingdom p6 Available at
httpwwwhumanrightsinitiativeorgprogramsajpoliceres_matpolice_accountability_in_ukpdf
[Accessed 02-04-2014]
McQueen R A and Knussen C [2002] Research Methods for Social Science ndash an Introduction
Harlow Pearson pp83-85 84-85
ONeill O [2013] Acting on Principle An Essay on Kantian Ethics 2nd
Edition Cambridge
Cambridge University Press p78 79 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
ONeill O [2000] Bounds of Justice Cambridge Cambridge University Press p67
Ozin P Norton H and Spivey P [2013] PACE ndash A Practical Guide to the Police and Criminal
Evidence Act 1984 3rd
Edition Oxford Oxford University Press p 4
Paton H J [1969] The Moral Law London Hutchinson amp Co ltd p22
Police and Criminal Evidence Act 1984 Ch 60 London HMSO
R v McIlkenny and others [1991] 2 All ER 417 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744d06500000145a7ddf45f8cfdf386
ampdocguid=I59AD10F1E42811DA8FC2A0F0355337E9amphitguid=I59AD10F1E42811DA8FC2A0F
0355337E9amprank=1ampspos=1ampepos=1amptd=1ampcrumb-action=appendampcontext=17ampresolvein=true
[Accessed 28-04-2014]
24
R v Miller [1993] 97 Cr App R 99 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744cc64000001458ea70ccbfa4bdcd
aampdocguid=I60145160E42811DA8FC2A0F0355337E9amphitguid=I60145160E42811DA8FC2A0F0
355337E9amprank=9ampspos=9ampepos=9amptd=14ampcrumb-action=appendampcontext=78ampresolvein=true
[Accessed 22-04-2014]
Rachels J [1986] Kantian Theory The Idea of Human Dignity Random House Inc p1 Available
at httppubliccallutheranedu~chenxiphil345_022pdf [Accessed 20-03-2014]
Royal Commission [undated] cited by Zander M [2011] PACE (The Police and Criminal
Evidence Act 1984) Past Present and Future London LSE Law Society and Economy Working
Papers p3 Available at wwwlseacukcollectionslawwpswpshtm [Accessed 19-03-2014]
Sandel M [2011] Episode 6 ndash Discussion Guide (Advanced) Available at
httpwwwjusticeharvardorgresourcesepisode-6-discussion-guide-advanced [Accessed 27-04-
2014]
Singer G M [undated] cited by ONeill O [2013] Acting on Principle An Essay on Kantian
Ethics 2nd
Edition Cambridge Cambridge University Press p78 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
Stohr K [2010 ndash forthcoming] ldquoKantian Beneficence and the Problem of Obligatory Aidrdquo Journal
of Moral Philosophy p3 Available at
httpwww9georgetownedufacultykes39Stohr_Kantian_Beneficence_and_the_Problem_of
_Obligatory_Aidpdf [Accessed 25-04-2014]
StopWatch [2014] Stop and Search Factsheet Available at httpwwwstop-watchorgget-
informedfactsheetstop-and-search [Accessed 13-03-2014]
Westmarland L [undated] ldquoPolice Culturesrdquo in Newburn T (ed) [2011] Handbook of Policing
2nd
Edition Abingdon Taylor amp Francis p255
Westmarland L [2011] Researching Crime and Justice ndash Tales from the Field London Routledge
p141
Wilding B [undated] ldquoTipping the Scales of Justice A Review of the Impact of PACErdquo in Cape
E and Young R (eds) [2008] Regulating Policing The Police and Criminal Evidence Act 1984
Past Present and Future Portland Hart Publishing p127 130 Available at
httplibmyilibrarycomOpenaspxid=204843ampsrc=0 [Accessed 09-03-2014]
Zupancic A [2000] Ethics of the Real London Verso p16
25
APPENDIX 1
Six Key Principles of Ethical Research
26
Principles procedures and minimum requirements of the Framework for Research Ethics
(FRE)
There are six key principles of ethical research that the ESRC expects to be addressed whenever
applicable
1 Research should be designed reviewed and undertaken to ensure integrity quality and
transparency
2 Research staff and participants must normally be informed fully about the purpose methods and
intended possible uses of the research what their participation in the research entails and what risks
if any are involved Some variation is allowed in very specific research contexts for which detailed
guidance is provided in Section 2
3 The confidentiality of information supplied by research participants and the anonymity of
respondents must be respected
4 Research participants must take part voluntarily free from any coercion
5 Harm to research participants and researchers must be avoided in all instances
6 The independence of research must be clear and any conflicts of interest and partiality must be
explicit
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed
27-04-2014]
27
APPENDIX 2
Ethics Approval Form
28
Request for Ethical Approval
Section 1 ndash to be completed by the researcher
Full name
Jens Knut Elias Klots
Module number and title (student researchers
only)
Extended Research Project [Criminology amp Criminal Investigation]
Research Proposal title
ldquoAn Ethical Analysis of the Police and Criminal Evidence Act 1984rdquo
Funding body applying to if applicable
-
Brief outline of proposal
(including research questions where
appropriate)
You are also asked to
submit with your application copies of
any questionnaires
letters recruitment material you intend to
use if these are available at the time
of requesting approval
The research will ethically evaluate part I III and
IV-V along with the corresponding Codes of Practice [A B C E F and G] using Kantian ethics
Seeking to establish whether the main piece of legislation governing how policing should be carried out in England and Wales can be ethically
justified by Kantian ideologies as well as establishing what ethical issues might be present
etc
Level of research eg staff undergraduate
postgraduate masterrsquos (award related) MPhil
PhD
Undergraduate
Please outline the
methodology that would be implemented in the course of this research
The research will be purely based on secondary
resources using books journals web-sources etc
Please indicate the ethical issues that have
been considered and how these will be
There should be no ethical issues in terms of the research carried out However I have identified
that my choice to only use only one ethical theory for my analysis could be considered biased My
29
addressed
choice however was to ensure that my research will be as focused as possible so a more in depth analysis could be made which will be noted within
the dissertation
Please indicate any
issues that may arise relating to diversity and
equality whilst undertaking this research and how you
will manage these
-
Please indicate how
participants will be de-briefed about their
involvement in the research process and or provided with
opportunities for reflection and evaluation
-
Please answer the following questions by circling or highlighting the appropriate response
1 Will your research project involve young people under the age of 18 NO
YES but not directly ndash primarily teachers If yes do you have an Enhanced Disclosure Certificate from the Criminal Records
Bureau
YES
2 Will your research project involve vulnerable adults
NO
3 For which category of proposal are you applying for ethical approval
Category A
2
individuals for stolen or prohibited items This is a police power that has been subjected to a
substantial amount of criticism mainly due to the disproportionate number of searches of ethnic
minorities in comparison to Caucasians which raises some questions regarding the legitimacy and
morality of the power
Utilising the ethical frameworks of Immanuel Kant (1724-1804) the morality of the Police and
Criminal Evidence Act 1984 and the Codes of Practice will be analysed by converting sections of
the Act and Codes into maxims Which are descriptions of the acts that are used to determine their
ethical and moral value by subjecting them to various tests Primarily the research will employ
Kants original frameworks which question the universalisability of onersquos actions as moral actions
are ones that could be enforced as a universal law applying to everyone unconditionally
Additionally this research will be utilising the generalisation principle developed by Marcus Singer
which is an approach that places a utilitarian twist upon Kants idea of universalisation Because
while Kant argued that it is the motivation behind the act that determines whether it is moral or not
Singer is more interested in the consequences caused by the act Meaning the maxims created from
the Act and the Codes of Practice will be analysed using two different approaches to
universalisation with differing opinions as to which component of the act determines its moral
worth By conducting such an analysis this research hopes to provide some insight regarding the
morality of a very controversial part of the Police and Criminal Evidence Act 1984 as it will not
only take into consideration the consequences of the actions granted by the Act but also the
motivation behind them
3
Chapter 2
Methodology
While primary sources could arguably create more current and relevant results than secondary
sources might be able to (McQueen R and Knussen C 2002 pp83-85) due to them being
acquired personally through fieldwork interviews or observational studies the following study is
entirely literature based Utilising secondary research sources such as books legal documents and
academic journals in addition to various electronic and online resources drawing conclusions from
the information found within these It is acknowledged that research using secondary data struggles
to produce results that are current as ldquothe time factor involved in collecting and analysing primary
data means that some social survey data are out of date by as much as a year before the secondary
analyst gets hold of itrdquo (McQueen R and Knussen C 2002 pp84-85) Additionally there is an
overarching issue regarding bias when dealing with secondary sources as ldquophotos texts and
statistics have their own structure that is often strongly influenced by who produced them and for
what purposerdquo (Flick U 2011 p125) and ldquothe validity of information may vary markedly from
source to source ldquo (Kumar R 2011 p164) As such all sources must be viewed critically as to
ensure that any personal biases of the writer(s) will not interfere with the overall results of the
findings Something that becomes especially important if the information was found in a newspaper
or certain web-resources (such as blogs) as ldquothese writers are likely to exhibit less rigorousness and
objectivity than one would expect in research reportsrdquo (Kumar R 2011 p164)
However while there are many issues connected to undertaking research based on secondary
sources it should be noted that neither primary nor secondary data ldquoprovides 100 per cent accurate
and reliable informationrdquo (Kumar R 2011 p139) Additionally it must also be considered that
certain research topics are less compatible with certain research approaches than others as in this
case where an ethical analysis of specific sections of a legal statute is carried out Meaning
interviews and other primary research approaches would struggle to produce results that are
accurate and relevant Furthermore certain issues identified above with the utilisation of secondary
sources for research would be less of an issue in this case due to the nature of the sources studied
These being a legal statute the Police and Criminal Evidence Act 1984 and the Codes of Practice
and the philosophical and ethical theories developed by Immanuel Kant Because even though
Kants ideas originated over one hundred years ago these ideas are still applicable and relevant
when studying Kantianism Moreover the legal statute that this framework will be applied to uses
its most recent edition of the law which can easily be accessed through government websites
Meaning there should not be an issue with keeping the research current and relevant
4
It should also be noted that literature based research also benefits in ways that research based on
primary sources does not considering that the field of criminology often deals with sensitive topics
and people such as illegal activities and the abused (Westmarland L 2011 p141) Meaning there
are plenty of ethical pitfalls one must avoid when conducting research within this field especially
when using primary sources for the research However regardless of conducting research using
primary or secondary resources any research proposition must adhere to the six key principles of
ethical research (see Appendix 1) Most of the ethical issues identified within these principles are
related to peer-based research though meaning a literature based research is more likely to be
justified ethically than research using primary sources This due to the lack of participants involved
in the research whose emotions consent and wellbeing must be taken into consideration nor should
the researcher themselves be at risk because of the research (Economic and Social Research Council
2012 pp2-3)
However while the literature based method avoids most of the major ethical concerns this
particular piece of research might be subjected to some ethical scrutiny because of the manner in
which it is being carried out Because as the research only utilises the Kantian approach to morality
in addition to only analysing a specific part of the Police and Criminal Evidence Act 1984 and its
corresponding Codes of Practice it might produce some questionable results As such the research
is at risk of being perceived as being biased aiming to obtain certain results by only studying a
selected part of the legislation using a single ethical framework Nonetheless in the Frameworks for
Research Ethics provided by the Economic and Social Research Council (2012) it is stated that ldquothe
independence of research must be clear and any conflicts of interest or partiality must be explicitrdquo
(p3) So while the research might produce results that could be considered biased or partial for the
above reasons this is something that has been acknowledged and addressed before the start of the
research as can be seen in the Ethics Approval Form (see Appendix 2) As such the potential for the
research questioned due to only analysing a select part of the legislation and Codes of Practice
using only one perspective of morality has been addressed explicitly Additionally it is also
acknowledged that other results regarding the morality of the Police and Criminal Evidence Act
1984 and the Codes of Practice might be achieved by utilising a different ethical framework by
studying different sections of the Act or by analysing the Act and Codes of Practice as a whole
5
Chapter 3
Kantian Ethics
The ethical framework developed by Immanuel Kant is an ideology that places moral value on the
motivations between our actions and their potential for universalisation rather than the
consequences of the act itself In this chapter the core principles of the Kantian framework will be
explained identifying the process of determining the morality of our actions through the tests of
generalisation and universalisation Additionally the chapter will also be addressing various
criticisms issues and shortcomings of the Kantian approach to ethics and morality such as the
possibility of the framework allowing for any maxims to be moralised with the right phrasing
31 The Core Ideas
The idea of autonomy is at the core of Kantian ethics arguing that each individual can (and should)
make their own decisions without any external interferences to guide or coerce them (Bennet C
2010 p75) As such Kantianism argues for the presence of free will meaning human beings are
accountable for the choices they make and the actions they subsequently carry out and that
everyone capable of reasonable thinking has the potential to act in accordance to the moral law
However while humans are generally considered to be rational beings it does not mean that they
will behave in a rational manner at all times but rather that they have the capability of doing so
According to Kant this is what separates humans beings from animals as they are only capable of
operating under negative freedom through reacting to their impulses and instinct unable to
question or evaluate the situation in ways human beings are able to (Bennet C 2010 p76) As such
rational beings are the embodiment of morality as the moral law is that of reason (Rachels J 1986
p1) which is why Kant argued that humans must never be treated as the means to an end but
should instead be the end itself (BBC 2014)
Nevertheless being a rational agent capable of recognising reasonable actions from unreasonable
ones thus acting outside of the realms of negative freedom and moving into what is known as
positive freedom does not ensure that onersquos actions are good or moral These are simply
requirements to qualify as an agent that is capable of acting morally not an insurance that actions
carried out by such an agent will be moral or reasonable Instead Kant argued that moral acts are
identified through their motivations stating that ldquoif duty is the key element in our decision to act
then we have acted rightlyrdquo (BBC 2014) because ldquoan action done from duty has its moral worth
not from the results it attains or seeks to attain but from a formal principle or maxim ndash the principle
of doing ones duty whatever that may berdquo (Paton H J 1969 p20) In this case the meaning of
6
duty is equal to acting in reverence to the moral law as Kant argues that morality and its rational
requirements can be translated into rules or that dictates how we should act (Bennet C 2010
p83) These moral rules are divided into two separate groups being hypothetical and categorical
however only categorical can result in a moral law This is due to hypothetical making it possible
for an individual to claim they are an exception to the rule which is unreasonable as moral laws
must apply to everyone without exception (Bennet C 2010 p83) This means that a maxim such
as do not lie unless you want to be considered untrustworthy or even an innocent maxim such as
bring an umbrella unless you want to risk getting wet would be fallible and immoral according to
Kant as they do not apply to individuals that are willing to face the consequences related to these
acts
To be able to establish whether ones actions are moral or not one must therefore be able to apply it
without failure to everyone This is a process known as universalisation which questions the agent
to ldquonever act except in such a way that [they] can also will that [their] maxim should become a
universal lawrdquo (Paton H J 1969 p22) meaning that the morality of an act is determined through
establishing its possibility to be enforced at least hypothetically as a law applying to everyone
unconditionally Ascertaining whether an act can be universalised requires the use of two tests
known as the tests of generalisation and universalisation A maxim must therefore
be able to be generalised without becoming contradictory or illogical as a result to then be
applicable as a universal law governing everyone without exceptions without resulting in an
unappealing or chaotic outcome (Garret J 2006) As ldquoKant believes that someone who violates the
moral requirements is being irrationalrdquo (Bennet C 2010 p82) one should therefore not act on a
maxim that is unable to pass both the test of generalisation and universalisation as this would result
not only in acting immorally but also irrationally
32 Criticisms and Issues
Like any other philosophical or ethical theory the Kantian approach is not devoid of imperfections
and both the original theory and contemporary interpretations have faced criticisms for everything
from structure and implementation to the actual usefulness of the theory However in her book
Bounds of Justice Onora ONeill (2000) identifies that the criticisms of Kantian theories tend to fall
into three different groups of categories (p67) all of which will be explored within this section of
the chapter
The first of these categories identified by ONeill (2000) is that Kant fails to acknowledge the
importance that human relationships and emotions might have on our moral reasoning (p67) An
7
issue that is also identified by Bennet (2010) stating that ldquoit certainly seems a large gap in a moral
theory that it has nothing to say about how pain and suffering makes acts wrongrdquo (p88) Because
while many actions that might cause pain and suffering to others generally cannot be justified using
the categorical imperative they are not dismissed for the right reasons (Bennet C 2010 p88) as
ldquouniversal rules require us to overlook and [hellip] neglect the fragility mutual vulnerability social
embeddedness and constitutive loyalties of real peoplerdquo (ONeill O 2000 p67) As human beings
are not cold calculative and emotionless robots this is an obvious flaw within Kants frameworks
because in order to act morally one needs to be able to completely disregard the feelings of other
people
Furthermore due to the lack of consideration for human emotions and relationships Kant has
simplified the very complex issue of moral theory (ONeill O 2000 p 67) often resulting in very
bizarre contradicting or even worrying results Because utilising the categorical imperative for
moral guidance might result not only in allowing obviously immoral actions to be universalised but
also preventing other harmless acts of kindness such as opening the door for someone else from
being morally justified (Bennet C 2010 p86) It should be obvious to a normal reasonable human
being that there is nothing wrong or immoral about holding the door open for someone else yet
through the implementation of Kantianism such an action cannot be justified due to it being unable
to pass the test of universalisation Showing that the Kantian approach struggles to encompass all
actions regardless of their significance importance or size in a reasonable manner
It should also be noted that the Kantian framework can also produce situations where the agent will
be acting immorally no matter what they do Bennet (2010) utilises an example of noticing a child
in the process of drowning while on the way to class and even though we have a duty to help others
according to Kant the option of not helping can also be moralised in this scenario as the agent will
adhere to the maxim of getting to class on time (p86-87) This leads to the final category of
critiques against Kant and Kantian ideologies as identified by ONeill (2000) which states that it is
a theory ldquodesigned for abstract individuals [hellip] leading to abstract conclusions that are irrelevant to
real people who lead real livesrdquo (p 67) It is possible that this abstract nature of the theory could be
due to Kants failure to provide a proper guideline stating how our actions should be explained in
order to properly calculate their ethical value through the tests of generalisation and universalisation
Because with the manner in which the Kantian framework is designed there is a possibility that
ldquoany action could pass it simply by being re-describedrdquo (Bennet C 2010 p87) The Kantian
framework is therefore in need of some kind of notes for guidance that provides an explanation for
how one is to distinguish correct descriptions of ones actions from incorrect ones
8
Chapter 4
PACE A Brief Introduction
The following chapter will be providing a brief introduction to the Police and Criminal Evidence
Act 1984 and its associated Codes of Practice Providing a basic understanding of the legislations
history and purpose in addition to some criticisms of the act and issues that has developed as a
result of its development As such this chapter alongside with chapter 3 provides a foundation for
the following chapters where specific parts of the legislation will be explored more thoroughly in
addition to being analysed through the Kantian frameworks for ethics
41 Background
Policing in England and Wales is nowadays comprised of a tough balancing act where ldquothe interests
of the community and the rights of the individualrdquo (Royal Commission undated cited by Zander
2011 p3) must be taken into account while also maintaining public order In addition to being
required to evaluate to what extent they may infringe upon civil liberties to do their job the police
is also under constant public scrutiny This means that any infringement upon the rights of an
individual that cannot be justified by the Police and Criminal Evidence Act 1984 the Human Rights
Act 1998 or other pieces of legislation can have dire consequences for the police Such
infringements can result in lawsuits against the police or rendering evidence inadmissible in court
as was seen in the case of R v Miller (1993) where the confessions from the suspects were rendered
inadmissible due to hostile and oppressive questioning by police However while it is noted that
infringement of civil liberties should be avoided and the rights of the public should be respected it
is also identified in Article 5 of the European Convention of Human Rights that there are
circumstances when the police and the criminal justice system must be granted the power to
lawfully infringe upon these (Council of Europe 2010 p7) Because without these exceptions legal
and justice systems would no longer function as criminal justice cannot function if the rights of the
individual is to be respected at all times
While there is a need for the police and criminal justice system to infringe upon the rights of
individuals there must be sanctions that govern to what extent these rights can be infringed upon
and under what circumstances As mentioned above article five of the European Convention of
Human Rights provides a good starting point but as it must be applicable to the state legislature of
all member states of the European Union it is far too general and leaves plenty of gaps to fill in
This is where the Police and Criminal Evidence Act 1984 and its corresponding Codes of Practice
comes into play as these help with outlining the provisions for the polices ability to infringe upon
9
the civil liberties of the public It was introduced following some cases of gross police misconduct
that had come to light causing miscarriages of justice of several high-profile cases which put a
strain on the relationship between the police and the public One such case included the R v
McIlkenny and others (1991) more famously known as the Birmingham Six where six innocent
men were wrongfully convicted as a result of police officers having beaten witnesses to obtain
satisfactory statements in addition to distorting forensic evidence (The Economist 1990) The
Police and Criminal Evidence Act 1984 and the associated Codes of Practice was introduced in an
attempt to remedy this through providing guidelines for how evidence was to be obtained legally
how suspects and detained persons were to be treated how and when certain police powers could be
legally enforced as well as providing the criminal justice system with transparency and
accountability (Fahy P in Ozin P Norton H and Spivey P 2013 pv)
Through its introduction the Police and Criminal Evidence Act 1984 and its corresponding Codes of
Practice drastically changed the manner in which policing was carried out causing a bit of a
culture shock for some officers that were threatened by the new developments (Wilding B
undated in Cape E and Young R 2008 p127) As there were suddenly demands being put on
officers that did not exist previously in addition to clear frameworks dictating what kind of
behaviour was deemed acceptable All to ensure that investigations were carried out both
objectively and with integrity two elements which are important to maintain public confidence in
the police force (Wilding B undated in Cape E and Young R 2008 p127) However while the
drastic changes might have come as a shock to some officers it is now common practice and
heavily ingrained to the very core of policing Additionally while the Act generally focuses on the
protection of the suspects victims and witnesses it simultaneously provides the police with
safeguards to avoid suspicion of unlawfully acquired evidence as everything from physical
evidence to verbal or written confessions must be recorded and processed in detail (Police and
Criminal Evidence Act 1984 sNUMBER sNUMBER) ensuring that the police runs a lower risk of
being unjustly accused of foul play
32 Critiques and Issues
While the Act and the Codes of Practice has played a significant part in making the police ldquomore
accountable in terms of performance and standards than virtually any other public bodyrdquo (Wilding
B undated in Cape E and Young R 2008 p130) as well as supposedly having ldquoushered in new
ethical standards for the servicerdquo (Wilding B undated in Cape E and Young R 2008 p127) It
has been subjected to a significant amount of criticism from non-governmental organisations such
as Liberty members of the police itself and academics scrutinising everything from how the Act
10
takes the police off the streets and placing them behind desks to carry out extensive amounts of
paperwork (Wilding B undated in Cape E and Young R 2008 p127) to questioning whom the
Act is really favouring (Benz S 2010) Furthermore the actual contents of the Act and the Codes of
Practice has been criticised in particular the Acts first part concerning stop and search (see chapter
5) resulting in a large number of edits and moderations to remedy these and provide a better
balance between the police and the rights of the public
11
Chapter 5
Reasonable Suspicion
While the Police and Criminal Evidence Act 1984 provides the police with guidelines for how and
when they may use their powers to infringe upon civil liberties these are not enough to ensure that
policing is carried out correctly in accordance to the act The Act must therefore be read alongside
the Codes of Practice as these further explain the limitations of the powers in addition to the
requirements that must be fulfilled in order for an officer to implement them One such requirement
that is found repeatedly throughout the Act and the Codes of Practice is the need for an officer to
have reasonable grounds for suspecting that the person(s) of interest are doing have done is about
to do or is in possession of something illegal (Police and Criminal Evidence Act s1(7)-1(9)
s3(1)(a)-3(1)(d)) This requirement is one that has been subjected to some controversy and scrutiny
especially in connection to the power of stop and search (addressed below) as it is often described
in very vague or broad terms often making it unclear what exactly constitutes appropriate grounds
for reasonable suspicion Additionally it should also be noted that the appropriate grounds for
suspicion might differ slightly from one section of the Act to another making it important to
separate these definitions from each other when studying them as they may all have their own
interpretations definitions regulations and issues However as this research explores the ethical
implications of reasonable suspicion in relation to stop and search it must be acknowledged that the
results may not be applicable to sections of the Police and Criminal Evidence Act 1984 and Codes
of Practice concerning other police powers
51 Reasonable Suspicion and Stop and Search
In the first part of the Police and Criminal Evidence Act 1984 it is identified that an officer cannot
stop and search an individual unless they have reasonable grounds for suspecting that any stolen or
prohibited articles listed under s1(7)-1(9) of the Act will be found on their person (s1(3) Police and
Criminal Evidence Act 1984) That being said there are many limitations placed upon what may
constitute a reasonable ground for suspecting that prohibited or stolen articles will be found on the
person(s) (Codes of Practice A s22) and that these can differ depending on the circumstances of
each case [Ozin P et al 2013 p4] However while suspicion might be raised for different reasons
in each case the Code emphasises that suspicion may never be based on personal factors
stereotypes or generalisations (Codes of Practice A s22) Nor may it be ldquoprovided retrospectively
by [hellip] questioning during a persons detention or by refusal to answer any questionsrdquo (Codes of
Practice A s29) Instead it is stressed that suspicion should have an objective basis derived from
known facts and information (Codes of Practice A s22)
12
Whether these demands put on officers by the Codes of Practice A to establish objective grounds
for suspicion are followed is questionable though At least when taking into consideration that the
sections of the Police and Criminal Evidence Act 1984 and the Codes of Practice concerning stop
and search has been subjected to heavy criticism mainly due to the disproportionate amount of
members from minority ethnic groups being searched in comparison to Caucasians Because even
though the Codes of Practice A does identify that there are situations where reasonable grounds for
suspicion might exist without the need for known facts or information such as initiating searches
based on an individuals behaviour or body language (Codes of Practice A s23) it does not explain
why black people are up to ldquosix times more likely to be stop[ped and] searched than would be
expected based on their numbers in the general populationrdquo (Bowling B and Phillips C 2007
p958) Nor does it explain how the recorded stops and searches of Asians since the mid-nineties
have remained between 15 and 25 times higher than those of Caucasians (Equality and Human
Rights Commission 2010 p13) These are worrying statistics that raise questions as to whether the
guidelines provided by the Police and Criminal Evidence Act 1984 and the Codes of Practice are
sufficient in order to ensure that this power is used appropriately and fairly Because even though
non-Caucasians are stopped and searched more frequently arrests following searches are distributed
quite evenly across all ethnic groups (StopWatch 2014)
There is a possibility that this targeting of minority ethnic groups could be a direct result of the
socio-economic conditions that traps many families from poor neighbourhoods in a cycle of poverty
and disadvantage (Joseph I and Gunter A 2011 p3) Especially as it has been found that these
groups often respond ldquoto their powerlessness with frustration rage and the creation of alternative
social and cultural values that promotes and normalizes gang membership and violencerdquo (Joseph I
and Gunter A 2011 p3) Due to the normalisation of such behaviour this could provide an
explanation to why some disproportionality might exist as the Codes of Practice provides an
exception to searches based on physical appearance when it is related to gang culture stating that
ldquowhere there is reliable information or intelligence that members of a group or gang
habitually carry knives unlawfully or weapons or controlled drugs and wear a
distinctive item of clothing or other means of identification to indicate their
membership of the group or gang that distinctive item of clothing or other means
of identification may provide reasonable grounds to stop and search a personrdquo
(Codes of Practice A s26)
13
However while this provision could support the existence of some disproportionality it does not
disprove that minority ethnic groups are being targeted by the police nor does it provide a
reasonable explanation to why blacks are being six times more likely to be subjected to a stop and
search This means there is a risk that this section of the Codes of Practice is being used by police
to maliciously target ethnic minority groups by stereotyping them as more likely to be involved
with criminal gangs
52 Reasonable Suspicion Stop and Search and Morality
While statistics and studies show that stop and search is used disproportionally and suggests that
individuals belonging to minority ethnic groups are being targeted by the police it does not mean
that the power itself nor the legislation governing it is unethical Because even though they tend to
overlap ldquothere is no necessary connection between law and moralsrdquo (Hart H L A 1958 cited by
Green L 2012 in Hart H L A 2012 pxxxiii) as the law applies to everyone unconditionally
while moral only applies to those that sympathise with the ideologies in question Kantian ethics
however arguing that one should do the right thing because of it being right views morality as a
supplement to the law (Zupancic A 2000 p16) therefore ensuring that we are not only doing what
is right but that we are also doing it for the right reasons (Sandel M 2011) Which from Kants
viewpoint is synonymous to acting out of duty which as established in Chapter 3 means that
onersquos actions must be converted to those that are able to pass the tests of generalisation and
universalisation As such one must convert the sections of the Police and Criminal Evidence Act
1984 and its associated Codes of Practice concerning stop and search into an order to establish
whether it is ethical
However while the Police and Criminal Evidence Act 1984 identifies that reasonable suspicion is
necessary in order to conduct a stop and search one cannot simply create a maxim stating that
police officers can stop and search anyone they reasonably suspect is carrying illegal or stolen
items Because even though this maxim does provide an accurate description of the necessary
requirements to perform a stop and search it is far too broad Such a maxim does not place a limit
upon what the suspicion might be based on resulting in a possibility for officers to target certain
groups of people based on prejudice or stereotypes Therefore such a maxim can neither be
generalised nor universalised meaning it would be considered entirely unethical by Kantian
principles However by using the guidelines and limitations of reasonable suspicion presented in
the Codes of Practice A that were identified earlier in this chapter this maxim can be broken down
into three separate parts These being
14
police officers may stop and search individuals for illegal or stolen items if it is in
accordance with known facts and information and they believe that such items will be found upon
searching the person
police officers may stop and search individuals acting in an obviously suspicious manner for
illegal or stolen items but only if they suspect that such items will be found upon searching the
person and
police officers may stop and search individuals based on articles of clothing piercings
andor tattoos if these are known to be worn by members of a gang(s) that are known to carry
illegal or stolen items and only if the police suspects that such items will be found upon searching
the person
These provide a much more limited and concentrated approach to the attempted moralisation of the
polices power to stop and search individuals for prohibited or stolen articles Because unlike the
previous maxim these are not only limiting what the basis for suspicion might be but also limiting
when the power itself may be enforced As such the likelihood of these being able to pass the tests
of generalisation and universalisation are increased
521 Generalisation and Universalisation
In order to accurately establish whether acts are moral they must pass the tests of generalisation and
universalisation as Kant believed that moral acts were ones that could be applied to everyone as a
universal law without becoming contradictory or illogical (see chapter 3) However as these deal
with police powers and Kant argued that acts must be applicable to everyone without exception
these will also be examined using Singers generalisation principle because it would be illogical for
such powers to be implemented by everyone Singers generalisation principle makes it possible to
bypass this issue as it argues that ldquowhat is right (or wrong) for one person must be right (or wrong)
for any similar person in similar circumstancesrdquo (Singer G M undated cited by ONeill O 2013
p78) Additionally this approach puts a utilitarian twist on Kants frameworks as it determines
morality based on the consequences of onersquos actions (ONeill O 2013 p79) rather than the
motivation behind them As such this test functions as a middle ground between the tests of
generalisation and universalisation ensuring that the generalised maxim does not cause an illogical
or chaotic result in addition to limiting the generalised maxim from anyone that is not a member of
the police service Analysing the maxim using these tests therefore requires them to be studied
individually so that they can be dissected and examined more closely
Looking at the first of the three maxims created using the guidelines and limitations of reasonable
15
suspicion as identified by the Codes of Practice A it can be established that it is comprised from
three different elements Namely
the police may only search for illegal or stolen items
the police may only search an individual based on known facts and information and finally
the police may only search the individual if they believe illegal or stolen items will be found
Attempting to generalise any of these elements of the maxim individually would not be reasonable
as they do not provide enough limitations or guidelines for it to be functional Because the first part
allows the police to search anyone for illegal or stolen items without the necessity of a suspicion
that any such items will be found which would result in a police state where the police could search
anyone they please The necessity of believing that illegal or stolen items will be found upon
conducting a search is added by the third element of the maxim but there are still no requirements
for the police to have any kind of reasonable basis for their decision to stop and search someone as
this is added by the maxims second element However this element cannot be moralised on its own
either as it does not specify what the police may search for However when all three elements of
the maxim are combined all necessary limitations are present meaning the generalisation of it
should not produce a contradictory or illogical result
However passing the test of generalisation does not mean that the maxim is ethical as it must also
be universalisable Meaning it should be able to be enforced as a (hypothetical) law that applies to
everyone unconditionally As the maxim places a requirement on the police to only stop and search
individuals if they have a factual basis for their suspicion to find illegal or stolen items upon
searching the person this should be a universalisable action Because assuming all police officers
were required to follow this maxim it would result in a world where only specific items may be
searched for if they have a factual reason to conduct the search and only if they believe that such
items will be found upon searching the person(s) As this would not produce any undesirable
consequences this maxim would not only pass Kants test of universalisation but also fulfil the
necessary criteria for Singers generalisation principle
This is essentially what the Police and Criminal Evidence Act 1984 and the Codes of Practice A
seeks to do meaning that if the guidelines were followed by the police unlawful stops and searches
should not occur However since there are more aspects to the laws that govern the polices power
to stop and search individuals for illegal or stolen items such as searches based on suspicious
behaviour or searches of suspected gang members other aspects must be explored as well before
16
declaring whether it is ethical or not For this reason the two additional maxims (mentioned earlier)
are needed and must therefore be tested as well As these maxims can be implemented in such
situations by the removal of the need for a factual basis for suspicion and replacing it with either
the possibility to
search individuals acting in an obviously suspicious manner or
search individuals based on clothing piercings andor tattoos if these are known to be worn
by members of gangs that are known to carry illegal or stolen items
As with the various elements of the maxim analysed previously these are also unable to be
moralised individually Because the first of the two does not specify what may be searched for and
neither of the sections specify that the police should expect to find illegal or stolen items upon
stopping and searching an individual As such neither of these elements can function as a maxim on
their own as they are illogical and can neither be generalised nor universalised However when
these are combined with the other elements of the maxims these issues should be resolved thus
passing Kants test of generalisation
Universalising these maxims is a bit more problematic than the one analysed previously through
For example with the first of these two maxims police officers would be enforced to stop and
search anyone that is acting in an obviously suspicious manner for illegal or stolen items if they
believe any such items will be found upon searching them The phrase behaving in an obviously
suspicious manner is a bit of an issue here as there is no definition available as to what can be
classified as such However a reasonable person would probably equate behaving in an obviously
suspicious manner to trying to hide something which is used as an example in the Codes of
Practice A s23 It could therefore be worth substituting the phrase behaving in an obviously
suspicious manner with trying to hide something as this would be more specific However by
doing this the maxim would become much more limited as it would no longer allow individuals
behaving suspiciously in other ways to be searched Nevertheless should this interpretation be used
the likeliness of the maxim passing the test of universalisation might be increased as the likeliness
of it producing a chaotic result would decrease Additionally implementing such an interpretation
would also make it more likely for the maxim to pass Singers generalisation principle As the
conduction of stops and searches of people that are obviously trying to hide something is less likely
to produce an undesirable outcome in comparison to searching anyone acting suspiciously
Finally the universalisation of the third and final of the maxims would enforce the police to stop
17
and search anyone dressed or in any other ways being physically identifiable as a possible member
of a gang known to carry illegal or stolen items if they believe any such items will be found upon
searching them As with the maxim analysed above there are issues related to universalising this
maxim due to the possibility of it causing certain people to be targeted because of the clothes they
wear or any piercings or tattoos on their body being related to or similar to ones connected to a
criminal gang Universalising this maxim could therefore worsen an already prevalent issue where
innocent members of the public get their civil liberties infringed upon due to their personal style
especially as the maxim allows quite a broad range of items accessories and body art to be used as
an indicator for suspicion In a study by Jackson and Smith (2013) the experiences of young people
from London that had been subjected to stop and search was surveyed where the participants
identified what kind of clothing might fit the criteria of being a presumed gang member It was
suggested that ldquoemulating American hip hop artists by wearing low-slung jeans hoodies and
branded trainers and walking and talking in a certain wayrdquo (p6) was stereotyped by the police as
gagster behaviour and dress The same study also identified an experience that was shared by one
of the participants whom stated that ldquoThey just say youre in a drug infested area and youve got a
hood on so were stopping and searching yourdquo (Jackson L and Smith L 2013 p6)
Taking this into consideration it can therefore be seen that the universalisation of a maxim asking
the police to stop and search anyone perceived to be involved with a criminal gang for illegal or
stolen items could result in a form of criminalisation of the hoodie and other specific pieces of
clothing as these are stereotyped as being related to gang membership This would be problematic
as the hoodie in particular is a comfortable and often affordable piece of clothing that is a staple in
the wardrobes of many of societys subcultures such as emos and skaters that are generally not
stereotyped as criminals (Braddock K 2011) As such it can be established that neither Kant nor
Singer would be able to universalise this maxim as having officers search anyone wearing specific
clothes would neither be reasonable nor produce any desirable consequences
522 Issues
While two out of three of the different maxims appear to be moral in the eyes of Kant there are still
some issues relating to them which must be acknowledged Primarily there might be an issue with
these maxims being too specific as it has been noted that ldquoany maxim that is highly restricted is
likely to pass the universalisability testrdquo [Guyer P 2007 cited by Perold L M 2010 p19]
because the more descriptive a maxim is the less likely it is that it would become contradictory As
all of the maxims created from the Codes of Practice A are highly restrictive specifying who may
carry out the act under what circumstances they may carry it out and the limitations of the actions
18
itself Additionally as noted earlier in this chapter the maxims cannot be made more general either
as this would prevent them from being moralised this means that there is a risk of these maxims
passing the tests of universalisation and generalisation simply because of their overly descriptive
nature rather than actually being moral
There might also be an issue with the phrasing of the maxims specifically the use of the term
police officers as this might cause some uncertainties regarding exactly who the maxim applies to
Because by using the term police officer or even police it becomes questionable if an officer must
be in uniform in other words his or her position as a police officer is overt when carrying out the
search However since these maxims need to be exclusive to the police it could be hard to bypass
this issue without adding yet another specification to it that clarifies whether there is a need for the
officer to be in uniform or not
Finally there could also be an issue of the maxims conflicting with each other as the first of the
maxims states that the decision to stop and search someone needs to be in accordance with known
facts and information Something that might not be available when a stop and search is made
utilising the second or third maxim as these can be initiated without a need of known facts or
information This raises a question to whether one of the maxims would naturally take precedence
over the others as all three maxims regarding stop and search can never operate at the same time
Generally Kantianism argues that when one is faced with opposing maxims the perfect duty will
always take precedence over an imperfect one (Stohr K 2010 p3) However as all of the maxims
are addressing what is essentially the same action being the possibility to stop and search
individuals for illegal andor stolen items this could be problematic Furthermore while there are
three maxims identified within this study there also exists another fourth maxim which concerns
the possibility of not searching anyone for illegal or stolen items This fourth maxim is also
considered a perfect duty as it would generally be easier to universalise not searching people as
opposed to searching individuals fitting certain requirements This means that the maxim regarding
the omission to act would in this case take precedence over the other maxims identified within this
research essentially rendering them powerless
19
Chapter 6
Conclusion
From this study it can be seen that the legislation governing a heavily criticised police power such
as stop and search has the possibility to be morally justifiable by the ethical frameworks developed
by Kant Because while Kants ethical theory does not rectify or justify the issue of ethnic minorities
being subjected to a disproportionate amount of stops and searches in comparison to Caucasians it
is important to remember that the ldquolaw in theory and the law in practice differrdquo (Westmarland L in
Newburn T 2011 p255) Meaning that the moralisation of the legislation does not ensure that it
will be applied ethically by the police Additionally as Kantian ethics values the motivation behind
ones actions over the consequences produced from them the potential issues caused by ones actions
are irrelevant as long as the action itself can be universalised without producing a chaotic or
undesirable result
However as there are several layers to stop and search there are some implications to morally
justifying this power as it is multi-faceted Being designed to deal with a variety of different
situations and bases from which suspicion might arise to justify the stopping and searching of an
individual Because while Kantian ethics can ethically justify police officers to stop and search
individuals for illegal or stolen items if it is in accordance with known facts and information and
they believe that such items will be found upon searching the person this encompasses only one of
the many facets of the power As such the power cannot be justified as a whole as any maxim used
to describe it would not provide the necessary limitations needed for it to successfully pass the tests
of generalisation and universalisation
While the power cannot be moralised as a whole it is possible to create two additional maxims
using the limitations and exceptions to the necessity criteria of reasonable suspicion found in the
Codes of Practice A to create an additional two maxims These represent two additional facets of
stop and search being that
police officers may stop and search individuals acting in an obviously suspicious manner for
illegal or stolen items but only if they suspect that such items will be found upon searching the
person and
police officers may stop and search individuals based on articles of clothing piercings
andor tattoos if these are known to be worn by members of a gang(s) that are known to carry
20
illegal or stolen items and only if the police suspects that such items will be found upon searching
the person
However only the first of these two maxims can be justified utilising Kants ethical framework and
Singers generalisation principle because the latter cannot be universalised without becoming
unreasonable Furthermore the latter cannot be justified without providing further limitations
requiring the phrase acting in an obviously suspicious manner to be replaced by obviously hiding
something
From the issues presented from the creation of the two additional maxims above it can be
established that stop and search cannot be considered morally justifiable under all circumstances
Because different situations calls for different maxims meaning that should the search not be
initiated based on known facts or information it is unlikely to be ethical Nevertheless even though
all facets of this police power cannot be morally justified it does seem that the majority of them can
be considered ethical to some extent Meaning the legislation governing it is generally ethical but
as a whole it becomes a bit of a moral ambiguity This shows that the police power as identified by
the Police and Criminal Evidence Act 1984 and the Codes of Practice A has a potential to be
ethically justified with the exception of the section permitting searches where physical appearance
can be used as a basis for suspicion Additionally this research identified that the reasons for why
this particular section is not justifiable could also be part of the reason to the disproportionate
amount of searches of ethnic minorities As it might provide officers maliciously targeting
minorities with a possibility to justify their actions by claiming a particular article of clothing body
art or similar was the reason for the stop
As such it can be established that the legislation governing the polices power to stop and search
individuals for prohibited or stolen articles cannot be fully moralised as not all sections of the
Police and Criminal Evidence Act 1984 or the Codes of Practice A concerning this power can be
ethically justified However while the legislation as whole is morally ambiguous at best the
searches conducted with factual information as a basis for suspicion suggests that the sections of the
legislation addressing this type of search cannot be implemented in an unethical manner Because as
the universalised maxim requires the police to act in a manner promoted by the Act and Codes this
shows that any unethical searches carried out using this type of search are caused as a result of
police misconduct rather than an actual issue with the legislation
21
However it should be noted that this research can only provide a limited account of the morality of
this police power as it has only explored it through the limitations put upon it through the necessity
requirement of reasonable suspicion Additionally it can only account for the morality of the
sections of the Police and Criminal Evidence Act 1984 and the Codes of Practice A addressing this
particular police power and only through the limitations explored within this research Finally it is
also important to recognise that the police power has only been analysed using a Kantian approach
to ethics and morality This means that further studies of the police power and indeed the Act and
Codes in general are needed in order to provide a more accurate account of the morality and ethical
issues present It is therefore suggested that additional research should be carried out to study the
legislation governing the power of stop and search utilising other ethical theories or utilising
Kantian ethics with a different focus point of the legislation
However while further research is needed in order to gain a more accurate account of the overall
morality of the police power and the legislation governing it it does not mean the research
presented in this paper is of any less value Because even though the study can only provide a
limited account of the legislations morality it has succeeded in presenting the probabilities for the
moral justification of the Acts first part along with the associated Codes of Practice as well as
identifying that the issues connected to the Act may be caused primarily by the polices failure to
accurately conduct stops and searches according to the law Meaning the research has produced
some valuable results in addition to providing a stepping stone for further research on the topic
22
Bibliography
BBC [2014] Duty-Based Ethics Available at
httpwwwbbccoukethicsintroductionduty_1shtml [Accessed 20-03-2014]
Benz S [2010] ldquoThe Police and Criminal Evidence Act 1984 balancing civil liberties and public
securityrdquo Diffusion 5(2) Available at httpatpuclanacukbuddypressdiffusionp=1255
[Accessed 25-04-2014]
Bowling B and Phillips C [2007] Disproportionate and Discriminatory Reviewing the Evidence
on Police Stop and Search Oxford Blackwell Publishing p958 httpwwwstop-
watchorguploadsdocumentsmodern_law_reviewpdf
Braddock K [2011] ldquoThe Power of the Hoodierdquo The Guardian Available at
httpwwwtheguardiancomuk2011aug09power-of-the-hoodie [Accessed21-04-2014]
Codes of Practice A
Council of Europe [2010] European Convention on Human Rights Strasbourg European Court of
Human Rights p 7 Available at httpwwwechrcoeintDocumentsConvention_ENGpdf
[Accessed 09-03-2014]
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed 01-
04-2014]
The Economist [1990] End Game Available
athttpgogalegroupcompsidoid=GALE7CA9390713ampv=21ampu=uceampit=rampp=SPJSP0
0ampsw=wampasid=f6f778fcf0a20b3f0f18df5e20a57f27 [Accessed 19-03-2014]
Fahy P [undated] ldquoForewordrdquo In Ozin P Norton H and Spivey P [2013] PACE ndash A Practical
Guide to the Police and Criminal Evidence Act 1984 3rd
Edition Oxford Oxford University Press
p v
Flick U [2011] Introducing Research Methodology London Sage p 125
Garret J [2006] Kants Duty Ethics Available at
httppeoplewkuedujangarrettethicskanthtm [Accessed 20-03-2014]
Govuk [2013] Guidance Police and Criminal Evidence Act 1984 (PACE) Codes of Practice
London Home Office Available at httpswwwgovukpolice-and-criminal-evidence-act-1984-
pace-codes-of-practice [Accessed 02-04-2014]
Guyer P (2007) cited by Perold L M [2010] Does Immanuel Kants Categorical Imperative
Commit Him to the View that Lying is Always Morally Wrong Master of Arts thesis University of
the Witwatersrand p 19 Available at
httpwiredspacewitsaczabitstreamhandle1053910096M20Perold20Research20Reportp
dfsequence=2 [Accessed 24-04-2014]
23
Hart HLA [1958] cited by Green L [2012] ldquoIntroductionrdquo in Hart H L A [2012] The
Concept of Law 3rd
Edition Oxford Oxford University Press p xxxiii Available at
httpbooksgooglecoukbookshl=enamplr=ampid=53u8K7jNGioCampoi=fndamppg=PP2ampdq=law+and+
moralityampots=3fiRAxxSFFampsig=BoQfC4sR_Lnb-
GD4OzEUXvIryfov=onepageampq=law20and20moralityampf=false [Accessed 12-04-2014]
Jackson L and Smith L [2013] Research into young Londoners experiences and perceptions of
stop and search London Office for Public Management p 6 Available at
httpwwwlondongovuksitesdefaultfiles14-02-06-OPM20-
20Young20peoples20views20stop20and20search20-20FINALpdf [Accessed 21-
04-2014]
Joseph I And Gunter A [2011] Gangs Revisited Whats a Gang and Whats Race Got to Do with
It - Politics and Policy into Practice London Runnymede p3 Available at
httpwwwrunnymedetrustorguploadspublicationspdfsGangsRevisited(online)-2011pdf
[Accessed 08-04-2014]
Kumar R [2011] Research Methodology a Step-by-Step Guide for Beginners London Sage
p139 164
Mawby R and Wright A [2005] Police Accountability in the United Kingdom p6 Available at
httpwwwhumanrightsinitiativeorgprogramsajpoliceres_matpolice_accountability_in_ukpdf
[Accessed 02-04-2014]
McQueen R A and Knussen C [2002] Research Methods for Social Science ndash an Introduction
Harlow Pearson pp83-85 84-85
ONeill O [2013] Acting on Principle An Essay on Kantian Ethics 2nd
Edition Cambridge
Cambridge University Press p78 79 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
ONeill O [2000] Bounds of Justice Cambridge Cambridge University Press p67
Ozin P Norton H and Spivey P [2013] PACE ndash A Practical Guide to the Police and Criminal
Evidence Act 1984 3rd
Edition Oxford Oxford University Press p 4
Paton H J [1969] The Moral Law London Hutchinson amp Co ltd p22
Police and Criminal Evidence Act 1984 Ch 60 London HMSO
R v McIlkenny and others [1991] 2 All ER 417 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744d06500000145a7ddf45f8cfdf386
ampdocguid=I59AD10F1E42811DA8FC2A0F0355337E9amphitguid=I59AD10F1E42811DA8FC2A0F
0355337E9amprank=1ampspos=1ampepos=1amptd=1ampcrumb-action=appendampcontext=17ampresolvein=true
[Accessed 28-04-2014]
24
R v Miller [1993] 97 Cr App R 99 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744cc64000001458ea70ccbfa4bdcd
aampdocguid=I60145160E42811DA8FC2A0F0355337E9amphitguid=I60145160E42811DA8FC2A0F0
355337E9amprank=9ampspos=9ampepos=9amptd=14ampcrumb-action=appendampcontext=78ampresolvein=true
[Accessed 22-04-2014]
Rachels J [1986] Kantian Theory The Idea of Human Dignity Random House Inc p1 Available
at httppubliccallutheranedu~chenxiphil345_022pdf [Accessed 20-03-2014]
Royal Commission [undated] cited by Zander M [2011] PACE (The Police and Criminal
Evidence Act 1984) Past Present and Future London LSE Law Society and Economy Working
Papers p3 Available at wwwlseacukcollectionslawwpswpshtm [Accessed 19-03-2014]
Sandel M [2011] Episode 6 ndash Discussion Guide (Advanced) Available at
httpwwwjusticeharvardorgresourcesepisode-6-discussion-guide-advanced [Accessed 27-04-
2014]
Singer G M [undated] cited by ONeill O [2013] Acting on Principle An Essay on Kantian
Ethics 2nd
Edition Cambridge Cambridge University Press p78 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
Stohr K [2010 ndash forthcoming] ldquoKantian Beneficence and the Problem of Obligatory Aidrdquo Journal
of Moral Philosophy p3 Available at
httpwww9georgetownedufacultykes39Stohr_Kantian_Beneficence_and_the_Problem_of
_Obligatory_Aidpdf [Accessed 25-04-2014]
StopWatch [2014] Stop and Search Factsheet Available at httpwwwstop-watchorgget-
informedfactsheetstop-and-search [Accessed 13-03-2014]
Westmarland L [undated] ldquoPolice Culturesrdquo in Newburn T (ed) [2011] Handbook of Policing
2nd
Edition Abingdon Taylor amp Francis p255
Westmarland L [2011] Researching Crime and Justice ndash Tales from the Field London Routledge
p141
Wilding B [undated] ldquoTipping the Scales of Justice A Review of the Impact of PACErdquo in Cape
E and Young R (eds) [2008] Regulating Policing The Police and Criminal Evidence Act 1984
Past Present and Future Portland Hart Publishing p127 130 Available at
httplibmyilibrarycomOpenaspxid=204843ampsrc=0 [Accessed 09-03-2014]
Zupancic A [2000] Ethics of the Real London Verso p16
25
APPENDIX 1
Six Key Principles of Ethical Research
26
Principles procedures and minimum requirements of the Framework for Research Ethics
(FRE)
There are six key principles of ethical research that the ESRC expects to be addressed whenever
applicable
1 Research should be designed reviewed and undertaken to ensure integrity quality and
transparency
2 Research staff and participants must normally be informed fully about the purpose methods and
intended possible uses of the research what their participation in the research entails and what risks
if any are involved Some variation is allowed in very specific research contexts for which detailed
guidance is provided in Section 2
3 The confidentiality of information supplied by research participants and the anonymity of
respondents must be respected
4 Research participants must take part voluntarily free from any coercion
5 Harm to research participants and researchers must be avoided in all instances
6 The independence of research must be clear and any conflicts of interest and partiality must be
explicit
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed
27-04-2014]
27
APPENDIX 2
Ethics Approval Form
28
Request for Ethical Approval
Section 1 ndash to be completed by the researcher
Full name
Jens Knut Elias Klots
Module number and title (student researchers
only)
Extended Research Project [Criminology amp Criminal Investigation]
Research Proposal title
ldquoAn Ethical Analysis of the Police and Criminal Evidence Act 1984rdquo
Funding body applying to if applicable
-
Brief outline of proposal
(including research questions where
appropriate)
You are also asked to
submit with your application copies of
any questionnaires
letters recruitment material you intend to
use if these are available at the time
of requesting approval
The research will ethically evaluate part I III and
IV-V along with the corresponding Codes of Practice [A B C E F and G] using Kantian ethics
Seeking to establish whether the main piece of legislation governing how policing should be carried out in England and Wales can be ethically
justified by Kantian ideologies as well as establishing what ethical issues might be present
etc
Level of research eg staff undergraduate
postgraduate masterrsquos (award related) MPhil
PhD
Undergraduate
Please outline the
methodology that would be implemented in the course of this research
The research will be purely based on secondary
resources using books journals web-sources etc
Please indicate the ethical issues that have
been considered and how these will be
There should be no ethical issues in terms of the research carried out However I have identified
that my choice to only use only one ethical theory for my analysis could be considered biased My
29
addressed
choice however was to ensure that my research will be as focused as possible so a more in depth analysis could be made which will be noted within
the dissertation
Please indicate any
issues that may arise relating to diversity and
equality whilst undertaking this research and how you
will manage these
-
Please indicate how
participants will be de-briefed about their
involvement in the research process and or provided with
opportunities for reflection and evaluation
-
Please answer the following questions by circling or highlighting the appropriate response
1 Will your research project involve young people under the age of 18 NO
YES but not directly ndash primarily teachers If yes do you have an Enhanced Disclosure Certificate from the Criminal Records
Bureau
YES
2 Will your research project involve vulnerable adults
NO
3 For which category of proposal are you applying for ethical approval
Category A
3
Chapter 2
Methodology
While primary sources could arguably create more current and relevant results than secondary
sources might be able to (McQueen R and Knussen C 2002 pp83-85) due to them being
acquired personally through fieldwork interviews or observational studies the following study is
entirely literature based Utilising secondary research sources such as books legal documents and
academic journals in addition to various electronic and online resources drawing conclusions from
the information found within these It is acknowledged that research using secondary data struggles
to produce results that are current as ldquothe time factor involved in collecting and analysing primary
data means that some social survey data are out of date by as much as a year before the secondary
analyst gets hold of itrdquo (McQueen R and Knussen C 2002 pp84-85) Additionally there is an
overarching issue regarding bias when dealing with secondary sources as ldquophotos texts and
statistics have their own structure that is often strongly influenced by who produced them and for
what purposerdquo (Flick U 2011 p125) and ldquothe validity of information may vary markedly from
source to source ldquo (Kumar R 2011 p164) As such all sources must be viewed critically as to
ensure that any personal biases of the writer(s) will not interfere with the overall results of the
findings Something that becomes especially important if the information was found in a newspaper
or certain web-resources (such as blogs) as ldquothese writers are likely to exhibit less rigorousness and
objectivity than one would expect in research reportsrdquo (Kumar R 2011 p164)
However while there are many issues connected to undertaking research based on secondary
sources it should be noted that neither primary nor secondary data ldquoprovides 100 per cent accurate
and reliable informationrdquo (Kumar R 2011 p139) Additionally it must also be considered that
certain research topics are less compatible with certain research approaches than others as in this
case where an ethical analysis of specific sections of a legal statute is carried out Meaning
interviews and other primary research approaches would struggle to produce results that are
accurate and relevant Furthermore certain issues identified above with the utilisation of secondary
sources for research would be less of an issue in this case due to the nature of the sources studied
These being a legal statute the Police and Criminal Evidence Act 1984 and the Codes of Practice
and the philosophical and ethical theories developed by Immanuel Kant Because even though
Kants ideas originated over one hundred years ago these ideas are still applicable and relevant
when studying Kantianism Moreover the legal statute that this framework will be applied to uses
its most recent edition of the law which can easily be accessed through government websites
Meaning there should not be an issue with keeping the research current and relevant
4
It should also be noted that literature based research also benefits in ways that research based on
primary sources does not considering that the field of criminology often deals with sensitive topics
and people such as illegal activities and the abused (Westmarland L 2011 p141) Meaning there
are plenty of ethical pitfalls one must avoid when conducting research within this field especially
when using primary sources for the research However regardless of conducting research using
primary or secondary resources any research proposition must adhere to the six key principles of
ethical research (see Appendix 1) Most of the ethical issues identified within these principles are
related to peer-based research though meaning a literature based research is more likely to be
justified ethically than research using primary sources This due to the lack of participants involved
in the research whose emotions consent and wellbeing must be taken into consideration nor should
the researcher themselves be at risk because of the research (Economic and Social Research Council
2012 pp2-3)
However while the literature based method avoids most of the major ethical concerns this
particular piece of research might be subjected to some ethical scrutiny because of the manner in
which it is being carried out Because as the research only utilises the Kantian approach to morality
in addition to only analysing a specific part of the Police and Criminal Evidence Act 1984 and its
corresponding Codes of Practice it might produce some questionable results As such the research
is at risk of being perceived as being biased aiming to obtain certain results by only studying a
selected part of the legislation using a single ethical framework Nonetheless in the Frameworks for
Research Ethics provided by the Economic and Social Research Council (2012) it is stated that ldquothe
independence of research must be clear and any conflicts of interest or partiality must be explicitrdquo
(p3) So while the research might produce results that could be considered biased or partial for the
above reasons this is something that has been acknowledged and addressed before the start of the
research as can be seen in the Ethics Approval Form (see Appendix 2) As such the potential for the
research questioned due to only analysing a select part of the legislation and Codes of Practice
using only one perspective of morality has been addressed explicitly Additionally it is also
acknowledged that other results regarding the morality of the Police and Criminal Evidence Act
1984 and the Codes of Practice might be achieved by utilising a different ethical framework by
studying different sections of the Act or by analysing the Act and Codes of Practice as a whole
5
Chapter 3
Kantian Ethics
The ethical framework developed by Immanuel Kant is an ideology that places moral value on the
motivations between our actions and their potential for universalisation rather than the
consequences of the act itself In this chapter the core principles of the Kantian framework will be
explained identifying the process of determining the morality of our actions through the tests of
generalisation and universalisation Additionally the chapter will also be addressing various
criticisms issues and shortcomings of the Kantian approach to ethics and morality such as the
possibility of the framework allowing for any maxims to be moralised with the right phrasing
31 The Core Ideas
The idea of autonomy is at the core of Kantian ethics arguing that each individual can (and should)
make their own decisions without any external interferences to guide or coerce them (Bennet C
2010 p75) As such Kantianism argues for the presence of free will meaning human beings are
accountable for the choices they make and the actions they subsequently carry out and that
everyone capable of reasonable thinking has the potential to act in accordance to the moral law
However while humans are generally considered to be rational beings it does not mean that they
will behave in a rational manner at all times but rather that they have the capability of doing so
According to Kant this is what separates humans beings from animals as they are only capable of
operating under negative freedom through reacting to their impulses and instinct unable to
question or evaluate the situation in ways human beings are able to (Bennet C 2010 p76) As such
rational beings are the embodiment of morality as the moral law is that of reason (Rachels J 1986
p1) which is why Kant argued that humans must never be treated as the means to an end but
should instead be the end itself (BBC 2014)
Nevertheless being a rational agent capable of recognising reasonable actions from unreasonable
ones thus acting outside of the realms of negative freedom and moving into what is known as
positive freedom does not ensure that onersquos actions are good or moral These are simply
requirements to qualify as an agent that is capable of acting morally not an insurance that actions
carried out by such an agent will be moral or reasonable Instead Kant argued that moral acts are
identified through their motivations stating that ldquoif duty is the key element in our decision to act
then we have acted rightlyrdquo (BBC 2014) because ldquoan action done from duty has its moral worth
not from the results it attains or seeks to attain but from a formal principle or maxim ndash the principle
of doing ones duty whatever that may berdquo (Paton H J 1969 p20) In this case the meaning of
6
duty is equal to acting in reverence to the moral law as Kant argues that morality and its rational
requirements can be translated into rules or that dictates how we should act (Bennet C 2010
p83) These moral rules are divided into two separate groups being hypothetical and categorical
however only categorical can result in a moral law This is due to hypothetical making it possible
for an individual to claim they are an exception to the rule which is unreasonable as moral laws
must apply to everyone without exception (Bennet C 2010 p83) This means that a maxim such
as do not lie unless you want to be considered untrustworthy or even an innocent maxim such as
bring an umbrella unless you want to risk getting wet would be fallible and immoral according to
Kant as they do not apply to individuals that are willing to face the consequences related to these
acts
To be able to establish whether ones actions are moral or not one must therefore be able to apply it
without failure to everyone This is a process known as universalisation which questions the agent
to ldquonever act except in such a way that [they] can also will that [their] maxim should become a
universal lawrdquo (Paton H J 1969 p22) meaning that the morality of an act is determined through
establishing its possibility to be enforced at least hypothetically as a law applying to everyone
unconditionally Ascertaining whether an act can be universalised requires the use of two tests
known as the tests of generalisation and universalisation A maxim must therefore
be able to be generalised without becoming contradictory or illogical as a result to then be
applicable as a universal law governing everyone without exceptions without resulting in an
unappealing or chaotic outcome (Garret J 2006) As ldquoKant believes that someone who violates the
moral requirements is being irrationalrdquo (Bennet C 2010 p82) one should therefore not act on a
maxim that is unable to pass both the test of generalisation and universalisation as this would result
not only in acting immorally but also irrationally
32 Criticisms and Issues
Like any other philosophical or ethical theory the Kantian approach is not devoid of imperfections
and both the original theory and contemporary interpretations have faced criticisms for everything
from structure and implementation to the actual usefulness of the theory However in her book
Bounds of Justice Onora ONeill (2000) identifies that the criticisms of Kantian theories tend to fall
into three different groups of categories (p67) all of which will be explored within this section of
the chapter
The first of these categories identified by ONeill (2000) is that Kant fails to acknowledge the
importance that human relationships and emotions might have on our moral reasoning (p67) An
7
issue that is also identified by Bennet (2010) stating that ldquoit certainly seems a large gap in a moral
theory that it has nothing to say about how pain and suffering makes acts wrongrdquo (p88) Because
while many actions that might cause pain and suffering to others generally cannot be justified using
the categorical imperative they are not dismissed for the right reasons (Bennet C 2010 p88) as
ldquouniversal rules require us to overlook and [hellip] neglect the fragility mutual vulnerability social
embeddedness and constitutive loyalties of real peoplerdquo (ONeill O 2000 p67) As human beings
are not cold calculative and emotionless robots this is an obvious flaw within Kants frameworks
because in order to act morally one needs to be able to completely disregard the feelings of other
people
Furthermore due to the lack of consideration for human emotions and relationships Kant has
simplified the very complex issue of moral theory (ONeill O 2000 p 67) often resulting in very
bizarre contradicting or even worrying results Because utilising the categorical imperative for
moral guidance might result not only in allowing obviously immoral actions to be universalised but
also preventing other harmless acts of kindness such as opening the door for someone else from
being morally justified (Bennet C 2010 p86) It should be obvious to a normal reasonable human
being that there is nothing wrong or immoral about holding the door open for someone else yet
through the implementation of Kantianism such an action cannot be justified due to it being unable
to pass the test of universalisation Showing that the Kantian approach struggles to encompass all
actions regardless of their significance importance or size in a reasonable manner
It should also be noted that the Kantian framework can also produce situations where the agent will
be acting immorally no matter what they do Bennet (2010) utilises an example of noticing a child
in the process of drowning while on the way to class and even though we have a duty to help others
according to Kant the option of not helping can also be moralised in this scenario as the agent will
adhere to the maxim of getting to class on time (p86-87) This leads to the final category of
critiques against Kant and Kantian ideologies as identified by ONeill (2000) which states that it is
a theory ldquodesigned for abstract individuals [hellip] leading to abstract conclusions that are irrelevant to
real people who lead real livesrdquo (p 67) It is possible that this abstract nature of the theory could be
due to Kants failure to provide a proper guideline stating how our actions should be explained in
order to properly calculate their ethical value through the tests of generalisation and universalisation
Because with the manner in which the Kantian framework is designed there is a possibility that
ldquoany action could pass it simply by being re-describedrdquo (Bennet C 2010 p87) The Kantian
framework is therefore in need of some kind of notes for guidance that provides an explanation for
how one is to distinguish correct descriptions of ones actions from incorrect ones
8
Chapter 4
PACE A Brief Introduction
The following chapter will be providing a brief introduction to the Police and Criminal Evidence
Act 1984 and its associated Codes of Practice Providing a basic understanding of the legislations
history and purpose in addition to some criticisms of the act and issues that has developed as a
result of its development As such this chapter alongside with chapter 3 provides a foundation for
the following chapters where specific parts of the legislation will be explored more thoroughly in
addition to being analysed through the Kantian frameworks for ethics
41 Background
Policing in England and Wales is nowadays comprised of a tough balancing act where ldquothe interests
of the community and the rights of the individualrdquo (Royal Commission undated cited by Zander
2011 p3) must be taken into account while also maintaining public order In addition to being
required to evaluate to what extent they may infringe upon civil liberties to do their job the police
is also under constant public scrutiny This means that any infringement upon the rights of an
individual that cannot be justified by the Police and Criminal Evidence Act 1984 the Human Rights
Act 1998 or other pieces of legislation can have dire consequences for the police Such
infringements can result in lawsuits against the police or rendering evidence inadmissible in court
as was seen in the case of R v Miller (1993) where the confessions from the suspects were rendered
inadmissible due to hostile and oppressive questioning by police However while it is noted that
infringement of civil liberties should be avoided and the rights of the public should be respected it
is also identified in Article 5 of the European Convention of Human Rights that there are
circumstances when the police and the criminal justice system must be granted the power to
lawfully infringe upon these (Council of Europe 2010 p7) Because without these exceptions legal
and justice systems would no longer function as criminal justice cannot function if the rights of the
individual is to be respected at all times
While there is a need for the police and criminal justice system to infringe upon the rights of
individuals there must be sanctions that govern to what extent these rights can be infringed upon
and under what circumstances As mentioned above article five of the European Convention of
Human Rights provides a good starting point but as it must be applicable to the state legislature of
all member states of the European Union it is far too general and leaves plenty of gaps to fill in
This is where the Police and Criminal Evidence Act 1984 and its corresponding Codes of Practice
comes into play as these help with outlining the provisions for the polices ability to infringe upon
9
the civil liberties of the public It was introduced following some cases of gross police misconduct
that had come to light causing miscarriages of justice of several high-profile cases which put a
strain on the relationship between the police and the public One such case included the R v
McIlkenny and others (1991) more famously known as the Birmingham Six where six innocent
men were wrongfully convicted as a result of police officers having beaten witnesses to obtain
satisfactory statements in addition to distorting forensic evidence (The Economist 1990) The
Police and Criminal Evidence Act 1984 and the associated Codes of Practice was introduced in an
attempt to remedy this through providing guidelines for how evidence was to be obtained legally
how suspects and detained persons were to be treated how and when certain police powers could be
legally enforced as well as providing the criminal justice system with transparency and
accountability (Fahy P in Ozin P Norton H and Spivey P 2013 pv)
Through its introduction the Police and Criminal Evidence Act 1984 and its corresponding Codes of
Practice drastically changed the manner in which policing was carried out causing a bit of a
culture shock for some officers that were threatened by the new developments (Wilding B
undated in Cape E and Young R 2008 p127) As there were suddenly demands being put on
officers that did not exist previously in addition to clear frameworks dictating what kind of
behaviour was deemed acceptable All to ensure that investigations were carried out both
objectively and with integrity two elements which are important to maintain public confidence in
the police force (Wilding B undated in Cape E and Young R 2008 p127) However while the
drastic changes might have come as a shock to some officers it is now common practice and
heavily ingrained to the very core of policing Additionally while the Act generally focuses on the
protection of the suspects victims and witnesses it simultaneously provides the police with
safeguards to avoid suspicion of unlawfully acquired evidence as everything from physical
evidence to verbal or written confessions must be recorded and processed in detail (Police and
Criminal Evidence Act 1984 sNUMBER sNUMBER) ensuring that the police runs a lower risk of
being unjustly accused of foul play
32 Critiques and Issues
While the Act and the Codes of Practice has played a significant part in making the police ldquomore
accountable in terms of performance and standards than virtually any other public bodyrdquo (Wilding
B undated in Cape E and Young R 2008 p130) as well as supposedly having ldquoushered in new
ethical standards for the servicerdquo (Wilding B undated in Cape E and Young R 2008 p127) It
has been subjected to a significant amount of criticism from non-governmental organisations such
as Liberty members of the police itself and academics scrutinising everything from how the Act
10
takes the police off the streets and placing them behind desks to carry out extensive amounts of
paperwork (Wilding B undated in Cape E and Young R 2008 p127) to questioning whom the
Act is really favouring (Benz S 2010) Furthermore the actual contents of the Act and the Codes of
Practice has been criticised in particular the Acts first part concerning stop and search (see chapter
5) resulting in a large number of edits and moderations to remedy these and provide a better
balance between the police and the rights of the public
11
Chapter 5
Reasonable Suspicion
While the Police and Criminal Evidence Act 1984 provides the police with guidelines for how and
when they may use their powers to infringe upon civil liberties these are not enough to ensure that
policing is carried out correctly in accordance to the act The Act must therefore be read alongside
the Codes of Practice as these further explain the limitations of the powers in addition to the
requirements that must be fulfilled in order for an officer to implement them One such requirement
that is found repeatedly throughout the Act and the Codes of Practice is the need for an officer to
have reasonable grounds for suspecting that the person(s) of interest are doing have done is about
to do or is in possession of something illegal (Police and Criminal Evidence Act s1(7)-1(9)
s3(1)(a)-3(1)(d)) This requirement is one that has been subjected to some controversy and scrutiny
especially in connection to the power of stop and search (addressed below) as it is often described
in very vague or broad terms often making it unclear what exactly constitutes appropriate grounds
for reasonable suspicion Additionally it should also be noted that the appropriate grounds for
suspicion might differ slightly from one section of the Act to another making it important to
separate these definitions from each other when studying them as they may all have their own
interpretations definitions regulations and issues However as this research explores the ethical
implications of reasonable suspicion in relation to stop and search it must be acknowledged that the
results may not be applicable to sections of the Police and Criminal Evidence Act 1984 and Codes
of Practice concerning other police powers
51 Reasonable Suspicion and Stop and Search
In the first part of the Police and Criminal Evidence Act 1984 it is identified that an officer cannot
stop and search an individual unless they have reasonable grounds for suspecting that any stolen or
prohibited articles listed under s1(7)-1(9) of the Act will be found on their person (s1(3) Police and
Criminal Evidence Act 1984) That being said there are many limitations placed upon what may
constitute a reasonable ground for suspecting that prohibited or stolen articles will be found on the
person(s) (Codes of Practice A s22) and that these can differ depending on the circumstances of
each case [Ozin P et al 2013 p4] However while suspicion might be raised for different reasons
in each case the Code emphasises that suspicion may never be based on personal factors
stereotypes or generalisations (Codes of Practice A s22) Nor may it be ldquoprovided retrospectively
by [hellip] questioning during a persons detention or by refusal to answer any questionsrdquo (Codes of
Practice A s29) Instead it is stressed that suspicion should have an objective basis derived from
known facts and information (Codes of Practice A s22)
12
Whether these demands put on officers by the Codes of Practice A to establish objective grounds
for suspicion are followed is questionable though At least when taking into consideration that the
sections of the Police and Criminal Evidence Act 1984 and the Codes of Practice concerning stop
and search has been subjected to heavy criticism mainly due to the disproportionate amount of
members from minority ethnic groups being searched in comparison to Caucasians Because even
though the Codes of Practice A does identify that there are situations where reasonable grounds for
suspicion might exist without the need for known facts or information such as initiating searches
based on an individuals behaviour or body language (Codes of Practice A s23) it does not explain
why black people are up to ldquosix times more likely to be stop[ped and] searched than would be
expected based on their numbers in the general populationrdquo (Bowling B and Phillips C 2007
p958) Nor does it explain how the recorded stops and searches of Asians since the mid-nineties
have remained between 15 and 25 times higher than those of Caucasians (Equality and Human
Rights Commission 2010 p13) These are worrying statistics that raise questions as to whether the
guidelines provided by the Police and Criminal Evidence Act 1984 and the Codes of Practice are
sufficient in order to ensure that this power is used appropriately and fairly Because even though
non-Caucasians are stopped and searched more frequently arrests following searches are distributed
quite evenly across all ethnic groups (StopWatch 2014)
There is a possibility that this targeting of minority ethnic groups could be a direct result of the
socio-economic conditions that traps many families from poor neighbourhoods in a cycle of poverty
and disadvantage (Joseph I and Gunter A 2011 p3) Especially as it has been found that these
groups often respond ldquoto their powerlessness with frustration rage and the creation of alternative
social and cultural values that promotes and normalizes gang membership and violencerdquo (Joseph I
and Gunter A 2011 p3) Due to the normalisation of such behaviour this could provide an
explanation to why some disproportionality might exist as the Codes of Practice provides an
exception to searches based on physical appearance when it is related to gang culture stating that
ldquowhere there is reliable information or intelligence that members of a group or gang
habitually carry knives unlawfully or weapons or controlled drugs and wear a
distinctive item of clothing or other means of identification to indicate their
membership of the group or gang that distinctive item of clothing or other means
of identification may provide reasonable grounds to stop and search a personrdquo
(Codes of Practice A s26)
13
However while this provision could support the existence of some disproportionality it does not
disprove that minority ethnic groups are being targeted by the police nor does it provide a
reasonable explanation to why blacks are being six times more likely to be subjected to a stop and
search This means there is a risk that this section of the Codes of Practice is being used by police
to maliciously target ethnic minority groups by stereotyping them as more likely to be involved
with criminal gangs
52 Reasonable Suspicion Stop and Search and Morality
While statistics and studies show that stop and search is used disproportionally and suggests that
individuals belonging to minority ethnic groups are being targeted by the police it does not mean
that the power itself nor the legislation governing it is unethical Because even though they tend to
overlap ldquothere is no necessary connection between law and moralsrdquo (Hart H L A 1958 cited by
Green L 2012 in Hart H L A 2012 pxxxiii) as the law applies to everyone unconditionally
while moral only applies to those that sympathise with the ideologies in question Kantian ethics
however arguing that one should do the right thing because of it being right views morality as a
supplement to the law (Zupancic A 2000 p16) therefore ensuring that we are not only doing what
is right but that we are also doing it for the right reasons (Sandel M 2011) Which from Kants
viewpoint is synonymous to acting out of duty which as established in Chapter 3 means that
onersquos actions must be converted to those that are able to pass the tests of generalisation and
universalisation As such one must convert the sections of the Police and Criminal Evidence Act
1984 and its associated Codes of Practice concerning stop and search into an order to establish
whether it is ethical
However while the Police and Criminal Evidence Act 1984 identifies that reasonable suspicion is
necessary in order to conduct a stop and search one cannot simply create a maxim stating that
police officers can stop and search anyone they reasonably suspect is carrying illegal or stolen
items Because even though this maxim does provide an accurate description of the necessary
requirements to perform a stop and search it is far too broad Such a maxim does not place a limit
upon what the suspicion might be based on resulting in a possibility for officers to target certain
groups of people based on prejudice or stereotypes Therefore such a maxim can neither be
generalised nor universalised meaning it would be considered entirely unethical by Kantian
principles However by using the guidelines and limitations of reasonable suspicion presented in
the Codes of Practice A that were identified earlier in this chapter this maxim can be broken down
into three separate parts These being
14
police officers may stop and search individuals for illegal or stolen items if it is in
accordance with known facts and information and they believe that such items will be found upon
searching the person
police officers may stop and search individuals acting in an obviously suspicious manner for
illegal or stolen items but only if they suspect that such items will be found upon searching the
person and
police officers may stop and search individuals based on articles of clothing piercings
andor tattoos if these are known to be worn by members of a gang(s) that are known to carry
illegal or stolen items and only if the police suspects that such items will be found upon searching
the person
These provide a much more limited and concentrated approach to the attempted moralisation of the
polices power to stop and search individuals for prohibited or stolen articles Because unlike the
previous maxim these are not only limiting what the basis for suspicion might be but also limiting
when the power itself may be enforced As such the likelihood of these being able to pass the tests
of generalisation and universalisation are increased
521 Generalisation and Universalisation
In order to accurately establish whether acts are moral they must pass the tests of generalisation and
universalisation as Kant believed that moral acts were ones that could be applied to everyone as a
universal law without becoming contradictory or illogical (see chapter 3) However as these deal
with police powers and Kant argued that acts must be applicable to everyone without exception
these will also be examined using Singers generalisation principle because it would be illogical for
such powers to be implemented by everyone Singers generalisation principle makes it possible to
bypass this issue as it argues that ldquowhat is right (or wrong) for one person must be right (or wrong)
for any similar person in similar circumstancesrdquo (Singer G M undated cited by ONeill O 2013
p78) Additionally this approach puts a utilitarian twist on Kants frameworks as it determines
morality based on the consequences of onersquos actions (ONeill O 2013 p79) rather than the
motivation behind them As such this test functions as a middle ground between the tests of
generalisation and universalisation ensuring that the generalised maxim does not cause an illogical
or chaotic result in addition to limiting the generalised maxim from anyone that is not a member of
the police service Analysing the maxim using these tests therefore requires them to be studied
individually so that they can be dissected and examined more closely
Looking at the first of the three maxims created using the guidelines and limitations of reasonable
15
suspicion as identified by the Codes of Practice A it can be established that it is comprised from
three different elements Namely
the police may only search for illegal or stolen items
the police may only search an individual based on known facts and information and finally
the police may only search the individual if they believe illegal or stolen items will be found
Attempting to generalise any of these elements of the maxim individually would not be reasonable
as they do not provide enough limitations or guidelines for it to be functional Because the first part
allows the police to search anyone for illegal or stolen items without the necessity of a suspicion
that any such items will be found which would result in a police state where the police could search
anyone they please The necessity of believing that illegal or stolen items will be found upon
conducting a search is added by the third element of the maxim but there are still no requirements
for the police to have any kind of reasonable basis for their decision to stop and search someone as
this is added by the maxims second element However this element cannot be moralised on its own
either as it does not specify what the police may search for However when all three elements of
the maxim are combined all necessary limitations are present meaning the generalisation of it
should not produce a contradictory or illogical result
However passing the test of generalisation does not mean that the maxim is ethical as it must also
be universalisable Meaning it should be able to be enforced as a (hypothetical) law that applies to
everyone unconditionally As the maxim places a requirement on the police to only stop and search
individuals if they have a factual basis for their suspicion to find illegal or stolen items upon
searching the person this should be a universalisable action Because assuming all police officers
were required to follow this maxim it would result in a world where only specific items may be
searched for if they have a factual reason to conduct the search and only if they believe that such
items will be found upon searching the person(s) As this would not produce any undesirable
consequences this maxim would not only pass Kants test of universalisation but also fulfil the
necessary criteria for Singers generalisation principle
This is essentially what the Police and Criminal Evidence Act 1984 and the Codes of Practice A
seeks to do meaning that if the guidelines were followed by the police unlawful stops and searches
should not occur However since there are more aspects to the laws that govern the polices power
to stop and search individuals for illegal or stolen items such as searches based on suspicious
behaviour or searches of suspected gang members other aspects must be explored as well before
16
declaring whether it is ethical or not For this reason the two additional maxims (mentioned earlier)
are needed and must therefore be tested as well As these maxims can be implemented in such
situations by the removal of the need for a factual basis for suspicion and replacing it with either
the possibility to
search individuals acting in an obviously suspicious manner or
search individuals based on clothing piercings andor tattoos if these are known to be worn
by members of gangs that are known to carry illegal or stolen items
As with the various elements of the maxim analysed previously these are also unable to be
moralised individually Because the first of the two does not specify what may be searched for and
neither of the sections specify that the police should expect to find illegal or stolen items upon
stopping and searching an individual As such neither of these elements can function as a maxim on
their own as they are illogical and can neither be generalised nor universalised However when
these are combined with the other elements of the maxims these issues should be resolved thus
passing Kants test of generalisation
Universalising these maxims is a bit more problematic than the one analysed previously through
For example with the first of these two maxims police officers would be enforced to stop and
search anyone that is acting in an obviously suspicious manner for illegal or stolen items if they
believe any such items will be found upon searching them The phrase behaving in an obviously
suspicious manner is a bit of an issue here as there is no definition available as to what can be
classified as such However a reasonable person would probably equate behaving in an obviously
suspicious manner to trying to hide something which is used as an example in the Codes of
Practice A s23 It could therefore be worth substituting the phrase behaving in an obviously
suspicious manner with trying to hide something as this would be more specific However by
doing this the maxim would become much more limited as it would no longer allow individuals
behaving suspiciously in other ways to be searched Nevertheless should this interpretation be used
the likeliness of the maxim passing the test of universalisation might be increased as the likeliness
of it producing a chaotic result would decrease Additionally implementing such an interpretation
would also make it more likely for the maxim to pass Singers generalisation principle As the
conduction of stops and searches of people that are obviously trying to hide something is less likely
to produce an undesirable outcome in comparison to searching anyone acting suspiciously
Finally the universalisation of the third and final of the maxims would enforce the police to stop
17
and search anyone dressed or in any other ways being physically identifiable as a possible member
of a gang known to carry illegal or stolen items if they believe any such items will be found upon
searching them As with the maxim analysed above there are issues related to universalising this
maxim due to the possibility of it causing certain people to be targeted because of the clothes they
wear or any piercings or tattoos on their body being related to or similar to ones connected to a
criminal gang Universalising this maxim could therefore worsen an already prevalent issue where
innocent members of the public get their civil liberties infringed upon due to their personal style
especially as the maxim allows quite a broad range of items accessories and body art to be used as
an indicator for suspicion In a study by Jackson and Smith (2013) the experiences of young people
from London that had been subjected to stop and search was surveyed where the participants
identified what kind of clothing might fit the criteria of being a presumed gang member It was
suggested that ldquoemulating American hip hop artists by wearing low-slung jeans hoodies and
branded trainers and walking and talking in a certain wayrdquo (p6) was stereotyped by the police as
gagster behaviour and dress The same study also identified an experience that was shared by one
of the participants whom stated that ldquoThey just say youre in a drug infested area and youve got a
hood on so were stopping and searching yourdquo (Jackson L and Smith L 2013 p6)
Taking this into consideration it can therefore be seen that the universalisation of a maxim asking
the police to stop and search anyone perceived to be involved with a criminal gang for illegal or
stolen items could result in a form of criminalisation of the hoodie and other specific pieces of
clothing as these are stereotyped as being related to gang membership This would be problematic
as the hoodie in particular is a comfortable and often affordable piece of clothing that is a staple in
the wardrobes of many of societys subcultures such as emos and skaters that are generally not
stereotyped as criminals (Braddock K 2011) As such it can be established that neither Kant nor
Singer would be able to universalise this maxim as having officers search anyone wearing specific
clothes would neither be reasonable nor produce any desirable consequences
522 Issues
While two out of three of the different maxims appear to be moral in the eyes of Kant there are still
some issues relating to them which must be acknowledged Primarily there might be an issue with
these maxims being too specific as it has been noted that ldquoany maxim that is highly restricted is
likely to pass the universalisability testrdquo [Guyer P 2007 cited by Perold L M 2010 p19]
because the more descriptive a maxim is the less likely it is that it would become contradictory As
all of the maxims created from the Codes of Practice A are highly restrictive specifying who may
carry out the act under what circumstances they may carry it out and the limitations of the actions
18
itself Additionally as noted earlier in this chapter the maxims cannot be made more general either
as this would prevent them from being moralised this means that there is a risk of these maxims
passing the tests of universalisation and generalisation simply because of their overly descriptive
nature rather than actually being moral
There might also be an issue with the phrasing of the maxims specifically the use of the term
police officers as this might cause some uncertainties regarding exactly who the maxim applies to
Because by using the term police officer or even police it becomes questionable if an officer must
be in uniform in other words his or her position as a police officer is overt when carrying out the
search However since these maxims need to be exclusive to the police it could be hard to bypass
this issue without adding yet another specification to it that clarifies whether there is a need for the
officer to be in uniform or not
Finally there could also be an issue of the maxims conflicting with each other as the first of the
maxims states that the decision to stop and search someone needs to be in accordance with known
facts and information Something that might not be available when a stop and search is made
utilising the second or third maxim as these can be initiated without a need of known facts or
information This raises a question to whether one of the maxims would naturally take precedence
over the others as all three maxims regarding stop and search can never operate at the same time
Generally Kantianism argues that when one is faced with opposing maxims the perfect duty will
always take precedence over an imperfect one (Stohr K 2010 p3) However as all of the maxims
are addressing what is essentially the same action being the possibility to stop and search
individuals for illegal andor stolen items this could be problematic Furthermore while there are
three maxims identified within this study there also exists another fourth maxim which concerns
the possibility of not searching anyone for illegal or stolen items This fourth maxim is also
considered a perfect duty as it would generally be easier to universalise not searching people as
opposed to searching individuals fitting certain requirements This means that the maxim regarding
the omission to act would in this case take precedence over the other maxims identified within this
research essentially rendering them powerless
19
Chapter 6
Conclusion
From this study it can be seen that the legislation governing a heavily criticised police power such
as stop and search has the possibility to be morally justifiable by the ethical frameworks developed
by Kant Because while Kants ethical theory does not rectify or justify the issue of ethnic minorities
being subjected to a disproportionate amount of stops and searches in comparison to Caucasians it
is important to remember that the ldquolaw in theory and the law in practice differrdquo (Westmarland L in
Newburn T 2011 p255) Meaning that the moralisation of the legislation does not ensure that it
will be applied ethically by the police Additionally as Kantian ethics values the motivation behind
ones actions over the consequences produced from them the potential issues caused by ones actions
are irrelevant as long as the action itself can be universalised without producing a chaotic or
undesirable result
However as there are several layers to stop and search there are some implications to morally
justifying this power as it is multi-faceted Being designed to deal with a variety of different
situations and bases from which suspicion might arise to justify the stopping and searching of an
individual Because while Kantian ethics can ethically justify police officers to stop and search
individuals for illegal or stolen items if it is in accordance with known facts and information and
they believe that such items will be found upon searching the person this encompasses only one of
the many facets of the power As such the power cannot be justified as a whole as any maxim used
to describe it would not provide the necessary limitations needed for it to successfully pass the tests
of generalisation and universalisation
While the power cannot be moralised as a whole it is possible to create two additional maxims
using the limitations and exceptions to the necessity criteria of reasonable suspicion found in the
Codes of Practice A to create an additional two maxims These represent two additional facets of
stop and search being that
police officers may stop and search individuals acting in an obviously suspicious manner for
illegal or stolen items but only if they suspect that such items will be found upon searching the
person and
police officers may stop and search individuals based on articles of clothing piercings
andor tattoos if these are known to be worn by members of a gang(s) that are known to carry
20
illegal or stolen items and only if the police suspects that such items will be found upon searching
the person
However only the first of these two maxims can be justified utilising Kants ethical framework and
Singers generalisation principle because the latter cannot be universalised without becoming
unreasonable Furthermore the latter cannot be justified without providing further limitations
requiring the phrase acting in an obviously suspicious manner to be replaced by obviously hiding
something
From the issues presented from the creation of the two additional maxims above it can be
established that stop and search cannot be considered morally justifiable under all circumstances
Because different situations calls for different maxims meaning that should the search not be
initiated based on known facts or information it is unlikely to be ethical Nevertheless even though
all facets of this police power cannot be morally justified it does seem that the majority of them can
be considered ethical to some extent Meaning the legislation governing it is generally ethical but
as a whole it becomes a bit of a moral ambiguity This shows that the police power as identified by
the Police and Criminal Evidence Act 1984 and the Codes of Practice A has a potential to be
ethically justified with the exception of the section permitting searches where physical appearance
can be used as a basis for suspicion Additionally this research identified that the reasons for why
this particular section is not justifiable could also be part of the reason to the disproportionate
amount of searches of ethnic minorities As it might provide officers maliciously targeting
minorities with a possibility to justify their actions by claiming a particular article of clothing body
art or similar was the reason for the stop
As such it can be established that the legislation governing the polices power to stop and search
individuals for prohibited or stolen articles cannot be fully moralised as not all sections of the
Police and Criminal Evidence Act 1984 or the Codes of Practice A concerning this power can be
ethically justified However while the legislation as whole is morally ambiguous at best the
searches conducted with factual information as a basis for suspicion suggests that the sections of the
legislation addressing this type of search cannot be implemented in an unethical manner Because as
the universalised maxim requires the police to act in a manner promoted by the Act and Codes this
shows that any unethical searches carried out using this type of search are caused as a result of
police misconduct rather than an actual issue with the legislation
21
However it should be noted that this research can only provide a limited account of the morality of
this police power as it has only explored it through the limitations put upon it through the necessity
requirement of reasonable suspicion Additionally it can only account for the morality of the
sections of the Police and Criminal Evidence Act 1984 and the Codes of Practice A addressing this
particular police power and only through the limitations explored within this research Finally it is
also important to recognise that the police power has only been analysed using a Kantian approach
to ethics and morality This means that further studies of the police power and indeed the Act and
Codes in general are needed in order to provide a more accurate account of the morality and ethical
issues present It is therefore suggested that additional research should be carried out to study the
legislation governing the power of stop and search utilising other ethical theories or utilising
Kantian ethics with a different focus point of the legislation
However while further research is needed in order to gain a more accurate account of the overall
morality of the police power and the legislation governing it it does not mean the research
presented in this paper is of any less value Because even though the study can only provide a
limited account of the legislations morality it has succeeded in presenting the probabilities for the
moral justification of the Acts first part along with the associated Codes of Practice as well as
identifying that the issues connected to the Act may be caused primarily by the polices failure to
accurately conduct stops and searches according to the law Meaning the research has produced
some valuable results in addition to providing a stepping stone for further research on the topic
22
Bibliography
BBC [2014] Duty-Based Ethics Available at
httpwwwbbccoukethicsintroductionduty_1shtml [Accessed 20-03-2014]
Benz S [2010] ldquoThe Police and Criminal Evidence Act 1984 balancing civil liberties and public
securityrdquo Diffusion 5(2) Available at httpatpuclanacukbuddypressdiffusionp=1255
[Accessed 25-04-2014]
Bowling B and Phillips C [2007] Disproportionate and Discriminatory Reviewing the Evidence
on Police Stop and Search Oxford Blackwell Publishing p958 httpwwwstop-
watchorguploadsdocumentsmodern_law_reviewpdf
Braddock K [2011] ldquoThe Power of the Hoodierdquo The Guardian Available at
httpwwwtheguardiancomuk2011aug09power-of-the-hoodie [Accessed21-04-2014]
Codes of Practice A
Council of Europe [2010] European Convention on Human Rights Strasbourg European Court of
Human Rights p 7 Available at httpwwwechrcoeintDocumentsConvention_ENGpdf
[Accessed 09-03-2014]
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed 01-
04-2014]
The Economist [1990] End Game Available
athttpgogalegroupcompsidoid=GALE7CA9390713ampv=21ampu=uceampit=rampp=SPJSP0
0ampsw=wampasid=f6f778fcf0a20b3f0f18df5e20a57f27 [Accessed 19-03-2014]
Fahy P [undated] ldquoForewordrdquo In Ozin P Norton H and Spivey P [2013] PACE ndash A Practical
Guide to the Police and Criminal Evidence Act 1984 3rd
Edition Oxford Oxford University Press
p v
Flick U [2011] Introducing Research Methodology London Sage p 125
Garret J [2006] Kants Duty Ethics Available at
httppeoplewkuedujangarrettethicskanthtm [Accessed 20-03-2014]
Govuk [2013] Guidance Police and Criminal Evidence Act 1984 (PACE) Codes of Practice
London Home Office Available at httpswwwgovukpolice-and-criminal-evidence-act-1984-
pace-codes-of-practice [Accessed 02-04-2014]
Guyer P (2007) cited by Perold L M [2010] Does Immanuel Kants Categorical Imperative
Commit Him to the View that Lying is Always Morally Wrong Master of Arts thesis University of
the Witwatersrand p 19 Available at
httpwiredspacewitsaczabitstreamhandle1053910096M20Perold20Research20Reportp
dfsequence=2 [Accessed 24-04-2014]
23
Hart HLA [1958] cited by Green L [2012] ldquoIntroductionrdquo in Hart H L A [2012] The
Concept of Law 3rd
Edition Oxford Oxford University Press p xxxiii Available at
httpbooksgooglecoukbookshl=enamplr=ampid=53u8K7jNGioCampoi=fndamppg=PP2ampdq=law+and+
moralityampots=3fiRAxxSFFampsig=BoQfC4sR_Lnb-
GD4OzEUXvIryfov=onepageampq=law20and20moralityampf=false [Accessed 12-04-2014]
Jackson L and Smith L [2013] Research into young Londoners experiences and perceptions of
stop and search London Office for Public Management p 6 Available at
httpwwwlondongovuksitesdefaultfiles14-02-06-OPM20-
20Young20peoples20views20stop20and20search20-20FINALpdf [Accessed 21-
04-2014]
Joseph I And Gunter A [2011] Gangs Revisited Whats a Gang and Whats Race Got to Do with
It - Politics and Policy into Practice London Runnymede p3 Available at
httpwwwrunnymedetrustorguploadspublicationspdfsGangsRevisited(online)-2011pdf
[Accessed 08-04-2014]
Kumar R [2011] Research Methodology a Step-by-Step Guide for Beginners London Sage
p139 164
Mawby R and Wright A [2005] Police Accountability in the United Kingdom p6 Available at
httpwwwhumanrightsinitiativeorgprogramsajpoliceres_matpolice_accountability_in_ukpdf
[Accessed 02-04-2014]
McQueen R A and Knussen C [2002] Research Methods for Social Science ndash an Introduction
Harlow Pearson pp83-85 84-85
ONeill O [2013] Acting on Principle An Essay on Kantian Ethics 2nd
Edition Cambridge
Cambridge University Press p78 79 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
ONeill O [2000] Bounds of Justice Cambridge Cambridge University Press p67
Ozin P Norton H and Spivey P [2013] PACE ndash A Practical Guide to the Police and Criminal
Evidence Act 1984 3rd
Edition Oxford Oxford University Press p 4
Paton H J [1969] The Moral Law London Hutchinson amp Co ltd p22
Police and Criminal Evidence Act 1984 Ch 60 London HMSO
R v McIlkenny and others [1991] 2 All ER 417 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744d06500000145a7ddf45f8cfdf386
ampdocguid=I59AD10F1E42811DA8FC2A0F0355337E9amphitguid=I59AD10F1E42811DA8FC2A0F
0355337E9amprank=1ampspos=1ampepos=1amptd=1ampcrumb-action=appendampcontext=17ampresolvein=true
[Accessed 28-04-2014]
24
R v Miller [1993] 97 Cr App R 99 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744cc64000001458ea70ccbfa4bdcd
aampdocguid=I60145160E42811DA8FC2A0F0355337E9amphitguid=I60145160E42811DA8FC2A0F0
355337E9amprank=9ampspos=9ampepos=9amptd=14ampcrumb-action=appendampcontext=78ampresolvein=true
[Accessed 22-04-2014]
Rachels J [1986] Kantian Theory The Idea of Human Dignity Random House Inc p1 Available
at httppubliccallutheranedu~chenxiphil345_022pdf [Accessed 20-03-2014]
Royal Commission [undated] cited by Zander M [2011] PACE (The Police and Criminal
Evidence Act 1984) Past Present and Future London LSE Law Society and Economy Working
Papers p3 Available at wwwlseacukcollectionslawwpswpshtm [Accessed 19-03-2014]
Sandel M [2011] Episode 6 ndash Discussion Guide (Advanced) Available at
httpwwwjusticeharvardorgresourcesepisode-6-discussion-guide-advanced [Accessed 27-04-
2014]
Singer G M [undated] cited by ONeill O [2013] Acting on Principle An Essay on Kantian
Ethics 2nd
Edition Cambridge Cambridge University Press p78 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
Stohr K [2010 ndash forthcoming] ldquoKantian Beneficence and the Problem of Obligatory Aidrdquo Journal
of Moral Philosophy p3 Available at
httpwww9georgetownedufacultykes39Stohr_Kantian_Beneficence_and_the_Problem_of
_Obligatory_Aidpdf [Accessed 25-04-2014]
StopWatch [2014] Stop and Search Factsheet Available at httpwwwstop-watchorgget-
informedfactsheetstop-and-search [Accessed 13-03-2014]
Westmarland L [undated] ldquoPolice Culturesrdquo in Newburn T (ed) [2011] Handbook of Policing
2nd
Edition Abingdon Taylor amp Francis p255
Westmarland L [2011] Researching Crime and Justice ndash Tales from the Field London Routledge
p141
Wilding B [undated] ldquoTipping the Scales of Justice A Review of the Impact of PACErdquo in Cape
E and Young R (eds) [2008] Regulating Policing The Police and Criminal Evidence Act 1984
Past Present and Future Portland Hart Publishing p127 130 Available at
httplibmyilibrarycomOpenaspxid=204843ampsrc=0 [Accessed 09-03-2014]
Zupancic A [2000] Ethics of the Real London Verso p16
25
APPENDIX 1
Six Key Principles of Ethical Research
26
Principles procedures and minimum requirements of the Framework for Research Ethics
(FRE)
There are six key principles of ethical research that the ESRC expects to be addressed whenever
applicable
1 Research should be designed reviewed and undertaken to ensure integrity quality and
transparency
2 Research staff and participants must normally be informed fully about the purpose methods and
intended possible uses of the research what their participation in the research entails and what risks
if any are involved Some variation is allowed in very specific research contexts for which detailed
guidance is provided in Section 2
3 The confidentiality of information supplied by research participants and the anonymity of
respondents must be respected
4 Research participants must take part voluntarily free from any coercion
5 Harm to research participants and researchers must be avoided in all instances
6 The independence of research must be clear and any conflicts of interest and partiality must be
explicit
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed
27-04-2014]
27
APPENDIX 2
Ethics Approval Form
28
Request for Ethical Approval
Section 1 ndash to be completed by the researcher
Full name
Jens Knut Elias Klots
Module number and title (student researchers
only)
Extended Research Project [Criminology amp Criminal Investigation]
Research Proposal title
ldquoAn Ethical Analysis of the Police and Criminal Evidence Act 1984rdquo
Funding body applying to if applicable
-
Brief outline of proposal
(including research questions where
appropriate)
You are also asked to
submit with your application copies of
any questionnaires
letters recruitment material you intend to
use if these are available at the time
of requesting approval
The research will ethically evaluate part I III and
IV-V along with the corresponding Codes of Practice [A B C E F and G] using Kantian ethics
Seeking to establish whether the main piece of legislation governing how policing should be carried out in England and Wales can be ethically
justified by Kantian ideologies as well as establishing what ethical issues might be present
etc
Level of research eg staff undergraduate
postgraduate masterrsquos (award related) MPhil
PhD
Undergraduate
Please outline the
methodology that would be implemented in the course of this research
The research will be purely based on secondary
resources using books journals web-sources etc
Please indicate the ethical issues that have
been considered and how these will be
There should be no ethical issues in terms of the research carried out However I have identified
that my choice to only use only one ethical theory for my analysis could be considered biased My
29
addressed
choice however was to ensure that my research will be as focused as possible so a more in depth analysis could be made which will be noted within
the dissertation
Please indicate any
issues that may arise relating to diversity and
equality whilst undertaking this research and how you
will manage these
-
Please indicate how
participants will be de-briefed about their
involvement in the research process and or provided with
opportunities for reflection and evaluation
-
Please answer the following questions by circling or highlighting the appropriate response
1 Will your research project involve young people under the age of 18 NO
YES but not directly ndash primarily teachers If yes do you have an Enhanced Disclosure Certificate from the Criminal Records
Bureau
YES
2 Will your research project involve vulnerable adults
NO
3 For which category of proposal are you applying for ethical approval
Category A
4
It should also be noted that literature based research also benefits in ways that research based on
primary sources does not considering that the field of criminology often deals with sensitive topics
and people such as illegal activities and the abused (Westmarland L 2011 p141) Meaning there
are plenty of ethical pitfalls one must avoid when conducting research within this field especially
when using primary sources for the research However regardless of conducting research using
primary or secondary resources any research proposition must adhere to the six key principles of
ethical research (see Appendix 1) Most of the ethical issues identified within these principles are
related to peer-based research though meaning a literature based research is more likely to be
justified ethically than research using primary sources This due to the lack of participants involved
in the research whose emotions consent and wellbeing must be taken into consideration nor should
the researcher themselves be at risk because of the research (Economic and Social Research Council
2012 pp2-3)
However while the literature based method avoids most of the major ethical concerns this
particular piece of research might be subjected to some ethical scrutiny because of the manner in
which it is being carried out Because as the research only utilises the Kantian approach to morality
in addition to only analysing a specific part of the Police and Criminal Evidence Act 1984 and its
corresponding Codes of Practice it might produce some questionable results As such the research
is at risk of being perceived as being biased aiming to obtain certain results by only studying a
selected part of the legislation using a single ethical framework Nonetheless in the Frameworks for
Research Ethics provided by the Economic and Social Research Council (2012) it is stated that ldquothe
independence of research must be clear and any conflicts of interest or partiality must be explicitrdquo
(p3) So while the research might produce results that could be considered biased or partial for the
above reasons this is something that has been acknowledged and addressed before the start of the
research as can be seen in the Ethics Approval Form (see Appendix 2) As such the potential for the
research questioned due to only analysing a select part of the legislation and Codes of Practice
using only one perspective of morality has been addressed explicitly Additionally it is also
acknowledged that other results regarding the morality of the Police and Criminal Evidence Act
1984 and the Codes of Practice might be achieved by utilising a different ethical framework by
studying different sections of the Act or by analysing the Act and Codes of Practice as a whole
5
Chapter 3
Kantian Ethics
The ethical framework developed by Immanuel Kant is an ideology that places moral value on the
motivations between our actions and their potential for universalisation rather than the
consequences of the act itself In this chapter the core principles of the Kantian framework will be
explained identifying the process of determining the morality of our actions through the tests of
generalisation and universalisation Additionally the chapter will also be addressing various
criticisms issues and shortcomings of the Kantian approach to ethics and morality such as the
possibility of the framework allowing for any maxims to be moralised with the right phrasing
31 The Core Ideas
The idea of autonomy is at the core of Kantian ethics arguing that each individual can (and should)
make their own decisions without any external interferences to guide or coerce them (Bennet C
2010 p75) As such Kantianism argues for the presence of free will meaning human beings are
accountable for the choices they make and the actions they subsequently carry out and that
everyone capable of reasonable thinking has the potential to act in accordance to the moral law
However while humans are generally considered to be rational beings it does not mean that they
will behave in a rational manner at all times but rather that they have the capability of doing so
According to Kant this is what separates humans beings from animals as they are only capable of
operating under negative freedom through reacting to their impulses and instinct unable to
question or evaluate the situation in ways human beings are able to (Bennet C 2010 p76) As such
rational beings are the embodiment of morality as the moral law is that of reason (Rachels J 1986
p1) which is why Kant argued that humans must never be treated as the means to an end but
should instead be the end itself (BBC 2014)
Nevertheless being a rational agent capable of recognising reasonable actions from unreasonable
ones thus acting outside of the realms of negative freedom and moving into what is known as
positive freedom does not ensure that onersquos actions are good or moral These are simply
requirements to qualify as an agent that is capable of acting morally not an insurance that actions
carried out by such an agent will be moral or reasonable Instead Kant argued that moral acts are
identified through their motivations stating that ldquoif duty is the key element in our decision to act
then we have acted rightlyrdquo (BBC 2014) because ldquoan action done from duty has its moral worth
not from the results it attains or seeks to attain but from a formal principle or maxim ndash the principle
of doing ones duty whatever that may berdquo (Paton H J 1969 p20) In this case the meaning of
6
duty is equal to acting in reverence to the moral law as Kant argues that morality and its rational
requirements can be translated into rules or that dictates how we should act (Bennet C 2010
p83) These moral rules are divided into two separate groups being hypothetical and categorical
however only categorical can result in a moral law This is due to hypothetical making it possible
for an individual to claim they are an exception to the rule which is unreasonable as moral laws
must apply to everyone without exception (Bennet C 2010 p83) This means that a maxim such
as do not lie unless you want to be considered untrustworthy or even an innocent maxim such as
bring an umbrella unless you want to risk getting wet would be fallible and immoral according to
Kant as they do not apply to individuals that are willing to face the consequences related to these
acts
To be able to establish whether ones actions are moral or not one must therefore be able to apply it
without failure to everyone This is a process known as universalisation which questions the agent
to ldquonever act except in such a way that [they] can also will that [their] maxim should become a
universal lawrdquo (Paton H J 1969 p22) meaning that the morality of an act is determined through
establishing its possibility to be enforced at least hypothetically as a law applying to everyone
unconditionally Ascertaining whether an act can be universalised requires the use of two tests
known as the tests of generalisation and universalisation A maxim must therefore
be able to be generalised without becoming contradictory or illogical as a result to then be
applicable as a universal law governing everyone without exceptions without resulting in an
unappealing or chaotic outcome (Garret J 2006) As ldquoKant believes that someone who violates the
moral requirements is being irrationalrdquo (Bennet C 2010 p82) one should therefore not act on a
maxim that is unable to pass both the test of generalisation and universalisation as this would result
not only in acting immorally but also irrationally
32 Criticisms and Issues
Like any other philosophical or ethical theory the Kantian approach is not devoid of imperfections
and both the original theory and contemporary interpretations have faced criticisms for everything
from structure and implementation to the actual usefulness of the theory However in her book
Bounds of Justice Onora ONeill (2000) identifies that the criticisms of Kantian theories tend to fall
into three different groups of categories (p67) all of which will be explored within this section of
the chapter
The first of these categories identified by ONeill (2000) is that Kant fails to acknowledge the
importance that human relationships and emotions might have on our moral reasoning (p67) An
7
issue that is also identified by Bennet (2010) stating that ldquoit certainly seems a large gap in a moral
theory that it has nothing to say about how pain and suffering makes acts wrongrdquo (p88) Because
while many actions that might cause pain and suffering to others generally cannot be justified using
the categorical imperative they are not dismissed for the right reasons (Bennet C 2010 p88) as
ldquouniversal rules require us to overlook and [hellip] neglect the fragility mutual vulnerability social
embeddedness and constitutive loyalties of real peoplerdquo (ONeill O 2000 p67) As human beings
are not cold calculative and emotionless robots this is an obvious flaw within Kants frameworks
because in order to act morally one needs to be able to completely disregard the feelings of other
people
Furthermore due to the lack of consideration for human emotions and relationships Kant has
simplified the very complex issue of moral theory (ONeill O 2000 p 67) often resulting in very
bizarre contradicting or even worrying results Because utilising the categorical imperative for
moral guidance might result not only in allowing obviously immoral actions to be universalised but
also preventing other harmless acts of kindness such as opening the door for someone else from
being morally justified (Bennet C 2010 p86) It should be obvious to a normal reasonable human
being that there is nothing wrong or immoral about holding the door open for someone else yet
through the implementation of Kantianism such an action cannot be justified due to it being unable
to pass the test of universalisation Showing that the Kantian approach struggles to encompass all
actions regardless of their significance importance or size in a reasonable manner
It should also be noted that the Kantian framework can also produce situations where the agent will
be acting immorally no matter what they do Bennet (2010) utilises an example of noticing a child
in the process of drowning while on the way to class and even though we have a duty to help others
according to Kant the option of not helping can also be moralised in this scenario as the agent will
adhere to the maxim of getting to class on time (p86-87) This leads to the final category of
critiques against Kant and Kantian ideologies as identified by ONeill (2000) which states that it is
a theory ldquodesigned for abstract individuals [hellip] leading to abstract conclusions that are irrelevant to
real people who lead real livesrdquo (p 67) It is possible that this abstract nature of the theory could be
due to Kants failure to provide a proper guideline stating how our actions should be explained in
order to properly calculate their ethical value through the tests of generalisation and universalisation
Because with the manner in which the Kantian framework is designed there is a possibility that
ldquoany action could pass it simply by being re-describedrdquo (Bennet C 2010 p87) The Kantian
framework is therefore in need of some kind of notes for guidance that provides an explanation for
how one is to distinguish correct descriptions of ones actions from incorrect ones
8
Chapter 4
PACE A Brief Introduction
The following chapter will be providing a brief introduction to the Police and Criminal Evidence
Act 1984 and its associated Codes of Practice Providing a basic understanding of the legislations
history and purpose in addition to some criticisms of the act and issues that has developed as a
result of its development As such this chapter alongside with chapter 3 provides a foundation for
the following chapters where specific parts of the legislation will be explored more thoroughly in
addition to being analysed through the Kantian frameworks for ethics
41 Background
Policing in England and Wales is nowadays comprised of a tough balancing act where ldquothe interests
of the community and the rights of the individualrdquo (Royal Commission undated cited by Zander
2011 p3) must be taken into account while also maintaining public order In addition to being
required to evaluate to what extent they may infringe upon civil liberties to do their job the police
is also under constant public scrutiny This means that any infringement upon the rights of an
individual that cannot be justified by the Police and Criminal Evidence Act 1984 the Human Rights
Act 1998 or other pieces of legislation can have dire consequences for the police Such
infringements can result in lawsuits against the police or rendering evidence inadmissible in court
as was seen in the case of R v Miller (1993) where the confessions from the suspects were rendered
inadmissible due to hostile and oppressive questioning by police However while it is noted that
infringement of civil liberties should be avoided and the rights of the public should be respected it
is also identified in Article 5 of the European Convention of Human Rights that there are
circumstances when the police and the criminal justice system must be granted the power to
lawfully infringe upon these (Council of Europe 2010 p7) Because without these exceptions legal
and justice systems would no longer function as criminal justice cannot function if the rights of the
individual is to be respected at all times
While there is a need for the police and criminal justice system to infringe upon the rights of
individuals there must be sanctions that govern to what extent these rights can be infringed upon
and under what circumstances As mentioned above article five of the European Convention of
Human Rights provides a good starting point but as it must be applicable to the state legislature of
all member states of the European Union it is far too general and leaves plenty of gaps to fill in
This is where the Police and Criminal Evidence Act 1984 and its corresponding Codes of Practice
comes into play as these help with outlining the provisions for the polices ability to infringe upon
9
the civil liberties of the public It was introduced following some cases of gross police misconduct
that had come to light causing miscarriages of justice of several high-profile cases which put a
strain on the relationship between the police and the public One such case included the R v
McIlkenny and others (1991) more famously known as the Birmingham Six where six innocent
men were wrongfully convicted as a result of police officers having beaten witnesses to obtain
satisfactory statements in addition to distorting forensic evidence (The Economist 1990) The
Police and Criminal Evidence Act 1984 and the associated Codes of Practice was introduced in an
attempt to remedy this through providing guidelines for how evidence was to be obtained legally
how suspects and detained persons were to be treated how and when certain police powers could be
legally enforced as well as providing the criminal justice system with transparency and
accountability (Fahy P in Ozin P Norton H and Spivey P 2013 pv)
Through its introduction the Police and Criminal Evidence Act 1984 and its corresponding Codes of
Practice drastically changed the manner in which policing was carried out causing a bit of a
culture shock for some officers that were threatened by the new developments (Wilding B
undated in Cape E and Young R 2008 p127) As there were suddenly demands being put on
officers that did not exist previously in addition to clear frameworks dictating what kind of
behaviour was deemed acceptable All to ensure that investigations were carried out both
objectively and with integrity two elements which are important to maintain public confidence in
the police force (Wilding B undated in Cape E and Young R 2008 p127) However while the
drastic changes might have come as a shock to some officers it is now common practice and
heavily ingrained to the very core of policing Additionally while the Act generally focuses on the
protection of the suspects victims and witnesses it simultaneously provides the police with
safeguards to avoid suspicion of unlawfully acquired evidence as everything from physical
evidence to verbal or written confessions must be recorded and processed in detail (Police and
Criminal Evidence Act 1984 sNUMBER sNUMBER) ensuring that the police runs a lower risk of
being unjustly accused of foul play
32 Critiques and Issues
While the Act and the Codes of Practice has played a significant part in making the police ldquomore
accountable in terms of performance and standards than virtually any other public bodyrdquo (Wilding
B undated in Cape E and Young R 2008 p130) as well as supposedly having ldquoushered in new
ethical standards for the servicerdquo (Wilding B undated in Cape E and Young R 2008 p127) It
has been subjected to a significant amount of criticism from non-governmental organisations such
as Liberty members of the police itself and academics scrutinising everything from how the Act
10
takes the police off the streets and placing them behind desks to carry out extensive amounts of
paperwork (Wilding B undated in Cape E and Young R 2008 p127) to questioning whom the
Act is really favouring (Benz S 2010) Furthermore the actual contents of the Act and the Codes of
Practice has been criticised in particular the Acts first part concerning stop and search (see chapter
5) resulting in a large number of edits and moderations to remedy these and provide a better
balance between the police and the rights of the public
11
Chapter 5
Reasonable Suspicion
While the Police and Criminal Evidence Act 1984 provides the police with guidelines for how and
when they may use their powers to infringe upon civil liberties these are not enough to ensure that
policing is carried out correctly in accordance to the act The Act must therefore be read alongside
the Codes of Practice as these further explain the limitations of the powers in addition to the
requirements that must be fulfilled in order for an officer to implement them One such requirement
that is found repeatedly throughout the Act and the Codes of Practice is the need for an officer to
have reasonable grounds for suspecting that the person(s) of interest are doing have done is about
to do or is in possession of something illegal (Police and Criminal Evidence Act s1(7)-1(9)
s3(1)(a)-3(1)(d)) This requirement is one that has been subjected to some controversy and scrutiny
especially in connection to the power of stop and search (addressed below) as it is often described
in very vague or broad terms often making it unclear what exactly constitutes appropriate grounds
for reasonable suspicion Additionally it should also be noted that the appropriate grounds for
suspicion might differ slightly from one section of the Act to another making it important to
separate these definitions from each other when studying them as they may all have their own
interpretations definitions regulations and issues However as this research explores the ethical
implications of reasonable suspicion in relation to stop and search it must be acknowledged that the
results may not be applicable to sections of the Police and Criminal Evidence Act 1984 and Codes
of Practice concerning other police powers
51 Reasonable Suspicion and Stop and Search
In the first part of the Police and Criminal Evidence Act 1984 it is identified that an officer cannot
stop and search an individual unless they have reasonable grounds for suspecting that any stolen or
prohibited articles listed under s1(7)-1(9) of the Act will be found on their person (s1(3) Police and
Criminal Evidence Act 1984) That being said there are many limitations placed upon what may
constitute a reasonable ground for suspecting that prohibited or stolen articles will be found on the
person(s) (Codes of Practice A s22) and that these can differ depending on the circumstances of
each case [Ozin P et al 2013 p4] However while suspicion might be raised for different reasons
in each case the Code emphasises that suspicion may never be based on personal factors
stereotypes or generalisations (Codes of Practice A s22) Nor may it be ldquoprovided retrospectively
by [hellip] questioning during a persons detention or by refusal to answer any questionsrdquo (Codes of
Practice A s29) Instead it is stressed that suspicion should have an objective basis derived from
known facts and information (Codes of Practice A s22)
12
Whether these demands put on officers by the Codes of Practice A to establish objective grounds
for suspicion are followed is questionable though At least when taking into consideration that the
sections of the Police and Criminal Evidence Act 1984 and the Codes of Practice concerning stop
and search has been subjected to heavy criticism mainly due to the disproportionate amount of
members from minority ethnic groups being searched in comparison to Caucasians Because even
though the Codes of Practice A does identify that there are situations where reasonable grounds for
suspicion might exist without the need for known facts or information such as initiating searches
based on an individuals behaviour or body language (Codes of Practice A s23) it does not explain
why black people are up to ldquosix times more likely to be stop[ped and] searched than would be
expected based on their numbers in the general populationrdquo (Bowling B and Phillips C 2007
p958) Nor does it explain how the recorded stops and searches of Asians since the mid-nineties
have remained between 15 and 25 times higher than those of Caucasians (Equality and Human
Rights Commission 2010 p13) These are worrying statistics that raise questions as to whether the
guidelines provided by the Police and Criminal Evidence Act 1984 and the Codes of Practice are
sufficient in order to ensure that this power is used appropriately and fairly Because even though
non-Caucasians are stopped and searched more frequently arrests following searches are distributed
quite evenly across all ethnic groups (StopWatch 2014)
There is a possibility that this targeting of minority ethnic groups could be a direct result of the
socio-economic conditions that traps many families from poor neighbourhoods in a cycle of poverty
and disadvantage (Joseph I and Gunter A 2011 p3) Especially as it has been found that these
groups often respond ldquoto their powerlessness with frustration rage and the creation of alternative
social and cultural values that promotes and normalizes gang membership and violencerdquo (Joseph I
and Gunter A 2011 p3) Due to the normalisation of such behaviour this could provide an
explanation to why some disproportionality might exist as the Codes of Practice provides an
exception to searches based on physical appearance when it is related to gang culture stating that
ldquowhere there is reliable information or intelligence that members of a group or gang
habitually carry knives unlawfully or weapons or controlled drugs and wear a
distinctive item of clothing or other means of identification to indicate their
membership of the group or gang that distinctive item of clothing or other means
of identification may provide reasonable grounds to stop and search a personrdquo
(Codes of Practice A s26)
13
However while this provision could support the existence of some disproportionality it does not
disprove that minority ethnic groups are being targeted by the police nor does it provide a
reasonable explanation to why blacks are being six times more likely to be subjected to a stop and
search This means there is a risk that this section of the Codes of Practice is being used by police
to maliciously target ethnic minority groups by stereotyping them as more likely to be involved
with criminal gangs
52 Reasonable Suspicion Stop and Search and Morality
While statistics and studies show that stop and search is used disproportionally and suggests that
individuals belonging to minority ethnic groups are being targeted by the police it does not mean
that the power itself nor the legislation governing it is unethical Because even though they tend to
overlap ldquothere is no necessary connection between law and moralsrdquo (Hart H L A 1958 cited by
Green L 2012 in Hart H L A 2012 pxxxiii) as the law applies to everyone unconditionally
while moral only applies to those that sympathise with the ideologies in question Kantian ethics
however arguing that one should do the right thing because of it being right views morality as a
supplement to the law (Zupancic A 2000 p16) therefore ensuring that we are not only doing what
is right but that we are also doing it for the right reasons (Sandel M 2011) Which from Kants
viewpoint is synonymous to acting out of duty which as established in Chapter 3 means that
onersquos actions must be converted to those that are able to pass the tests of generalisation and
universalisation As such one must convert the sections of the Police and Criminal Evidence Act
1984 and its associated Codes of Practice concerning stop and search into an order to establish
whether it is ethical
However while the Police and Criminal Evidence Act 1984 identifies that reasonable suspicion is
necessary in order to conduct a stop and search one cannot simply create a maxim stating that
police officers can stop and search anyone they reasonably suspect is carrying illegal or stolen
items Because even though this maxim does provide an accurate description of the necessary
requirements to perform a stop and search it is far too broad Such a maxim does not place a limit
upon what the suspicion might be based on resulting in a possibility for officers to target certain
groups of people based on prejudice or stereotypes Therefore such a maxim can neither be
generalised nor universalised meaning it would be considered entirely unethical by Kantian
principles However by using the guidelines and limitations of reasonable suspicion presented in
the Codes of Practice A that were identified earlier in this chapter this maxim can be broken down
into three separate parts These being
14
police officers may stop and search individuals for illegal or stolen items if it is in
accordance with known facts and information and they believe that such items will be found upon
searching the person
police officers may stop and search individuals acting in an obviously suspicious manner for
illegal or stolen items but only if they suspect that such items will be found upon searching the
person and
police officers may stop and search individuals based on articles of clothing piercings
andor tattoos if these are known to be worn by members of a gang(s) that are known to carry
illegal or stolen items and only if the police suspects that such items will be found upon searching
the person
These provide a much more limited and concentrated approach to the attempted moralisation of the
polices power to stop and search individuals for prohibited or stolen articles Because unlike the
previous maxim these are not only limiting what the basis for suspicion might be but also limiting
when the power itself may be enforced As such the likelihood of these being able to pass the tests
of generalisation and universalisation are increased
521 Generalisation and Universalisation
In order to accurately establish whether acts are moral they must pass the tests of generalisation and
universalisation as Kant believed that moral acts were ones that could be applied to everyone as a
universal law without becoming contradictory or illogical (see chapter 3) However as these deal
with police powers and Kant argued that acts must be applicable to everyone without exception
these will also be examined using Singers generalisation principle because it would be illogical for
such powers to be implemented by everyone Singers generalisation principle makes it possible to
bypass this issue as it argues that ldquowhat is right (or wrong) for one person must be right (or wrong)
for any similar person in similar circumstancesrdquo (Singer G M undated cited by ONeill O 2013
p78) Additionally this approach puts a utilitarian twist on Kants frameworks as it determines
morality based on the consequences of onersquos actions (ONeill O 2013 p79) rather than the
motivation behind them As such this test functions as a middle ground between the tests of
generalisation and universalisation ensuring that the generalised maxim does not cause an illogical
or chaotic result in addition to limiting the generalised maxim from anyone that is not a member of
the police service Analysing the maxim using these tests therefore requires them to be studied
individually so that they can be dissected and examined more closely
Looking at the first of the three maxims created using the guidelines and limitations of reasonable
15
suspicion as identified by the Codes of Practice A it can be established that it is comprised from
three different elements Namely
the police may only search for illegal or stolen items
the police may only search an individual based on known facts and information and finally
the police may only search the individual if they believe illegal or stolen items will be found
Attempting to generalise any of these elements of the maxim individually would not be reasonable
as they do not provide enough limitations or guidelines for it to be functional Because the first part
allows the police to search anyone for illegal or stolen items without the necessity of a suspicion
that any such items will be found which would result in a police state where the police could search
anyone they please The necessity of believing that illegal or stolen items will be found upon
conducting a search is added by the third element of the maxim but there are still no requirements
for the police to have any kind of reasonable basis for their decision to stop and search someone as
this is added by the maxims second element However this element cannot be moralised on its own
either as it does not specify what the police may search for However when all three elements of
the maxim are combined all necessary limitations are present meaning the generalisation of it
should not produce a contradictory or illogical result
However passing the test of generalisation does not mean that the maxim is ethical as it must also
be universalisable Meaning it should be able to be enforced as a (hypothetical) law that applies to
everyone unconditionally As the maxim places a requirement on the police to only stop and search
individuals if they have a factual basis for their suspicion to find illegal or stolen items upon
searching the person this should be a universalisable action Because assuming all police officers
were required to follow this maxim it would result in a world where only specific items may be
searched for if they have a factual reason to conduct the search and only if they believe that such
items will be found upon searching the person(s) As this would not produce any undesirable
consequences this maxim would not only pass Kants test of universalisation but also fulfil the
necessary criteria for Singers generalisation principle
This is essentially what the Police and Criminal Evidence Act 1984 and the Codes of Practice A
seeks to do meaning that if the guidelines were followed by the police unlawful stops and searches
should not occur However since there are more aspects to the laws that govern the polices power
to stop and search individuals for illegal or stolen items such as searches based on suspicious
behaviour or searches of suspected gang members other aspects must be explored as well before
16
declaring whether it is ethical or not For this reason the two additional maxims (mentioned earlier)
are needed and must therefore be tested as well As these maxims can be implemented in such
situations by the removal of the need for a factual basis for suspicion and replacing it with either
the possibility to
search individuals acting in an obviously suspicious manner or
search individuals based on clothing piercings andor tattoos if these are known to be worn
by members of gangs that are known to carry illegal or stolen items
As with the various elements of the maxim analysed previously these are also unable to be
moralised individually Because the first of the two does not specify what may be searched for and
neither of the sections specify that the police should expect to find illegal or stolen items upon
stopping and searching an individual As such neither of these elements can function as a maxim on
their own as they are illogical and can neither be generalised nor universalised However when
these are combined with the other elements of the maxims these issues should be resolved thus
passing Kants test of generalisation
Universalising these maxims is a bit more problematic than the one analysed previously through
For example with the first of these two maxims police officers would be enforced to stop and
search anyone that is acting in an obviously suspicious manner for illegal or stolen items if they
believe any such items will be found upon searching them The phrase behaving in an obviously
suspicious manner is a bit of an issue here as there is no definition available as to what can be
classified as such However a reasonable person would probably equate behaving in an obviously
suspicious manner to trying to hide something which is used as an example in the Codes of
Practice A s23 It could therefore be worth substituting the phrase behaving in an obviously
suspicious manner with trying to hide something as this would be more specific However by
doing this the maxim would become much more limited as it would no longer allow individuals
behaving suspiciously in other ways to be searched Nevertheless should this interpretation be used
the likeliness of the maxim passing the test of universalisation might be increased as the likeliness
of it producing a chaotic result would decrease Additionally implementing such an interpretation
would also make it more likely for the maxim to pass Singers generalisation principle As the
conduction of stops and searches of people that are obviously trying to hide something is less likely
to produce an undesirable outcome in comparison to searching anyone acting suspiciously
Finally the universalisation of the third and final of the maxims would enforce the police to stop
17
and search anyone dressed or in any other ways being physically identifiable as a possible member
of a gang known to carry illegal or stolen items if they believe any such items will be found upon
searching them As with the maxim analysed above there are issues related to universalising this
maxim due to the possibility of it causing certain people to be targeted because of the clothes they
wear or any piercings or tattoos on their body being related to or similar to ones connected to a
criminal gang Universalising this maxim could therefore worsen an already prevalent issue where
innocent members of the public get their civil liberties infringed upon due to their personal style
especially as the maxim allows quite a broad range of items accessories and body art to be used as
an indicator for suspicion In a study by Jackson and Smith (2013) the experiences of young people
from London that had been subjected to stop and search was surveyed where the participants
identified what kind of clothing might fit the criteria of being a presumed gang member It was
suggested that ldquoemulating American hip hop artists by wearing low-slung jeans hoodies and
branded trainers and walking and talking in a certain wayrdquo (p6) was stereotyped by the police as
gagster behaviour and dress The same study also identified an experience that was shared by one
of the participants whom stated that ldquoThey just say youre in a drug infested area and youve got a
hood on so were stopping and searching yourdquo (Jackson L and Smith L 2013 p6)
Taking this into consideration it can therefore be seen that the universalisation of a maxim asking
the police to stop and search anyone perceived to be involved with a criminal gang for illegal or
stolen items could result in a form of criminalisation of the hoodie and other specific pieces of
clothing as these are stereotyped as being related to gang membership This would be problematic
as the hoodie in particular is a comfortable and often affordable piece of clothing that is a staple in
the wardrobes of many of societys subcultures such as emos and skaters that are generally not
stereotyped as criminals (Braddock K 2011) As such it can be established that neither Kant nor
Singer would be able to universalise this maxim as having officers search anyone wearing specific
clothes would neither be reasonable nor produce any desirable consequences
522 Issues
While two out of three of the different maxims appear to be moral in the eyes of Kant there are still
some issues relating to them which must be acknowledged Primarily there might be an issue with
these maxims being too specific as it has been noted that ldquoany maxim that is highly restricted is
likely to pass the universalisability testrdquo [Guyer P 2007 cited by Perold L M 2010 p19]
because the more descriptive a maxim is the less likely it is that it would become contradictory As
all of the maxims created from the Codes of Practice A are highly restrictive specifying who may
carry out the act under what circumstances they may carry it out and the limitations of the actions
18
itself Additionally as noted earlier in this chapter the maxims cannot be made more general either
as this would prevent them from being moralised this means that there is a risk of these maxims
passing the tests of universalisation and generalisation simply because of their overly descriptive
nature rather than actually being moral
There might also be an issue with the phrasing of the maxims specifically the use of the term
police officers as this might cause some uncertainties regarding exactly who the maxim applies to
Because by using the term police officer or even police it becomes questionable if an officer must
be in uniform in other words his or her position as a police officer is overt when carrying out the
search However since these maxims need to be exclusive to the police it could be hard to bypass
this issue without adding yet another specification to it that clarifies whether there is a need for the
officer to be in uniform or not
Finally there could also be an issue of the maxims conflicting with each other as the first of the
maxims states that the decision to stop and search someone needs to be in accordance with known
facts and information Something that might not be available when a stop and search is made
utilising the second or third maxim as these can be initiated without a need of known facts or
information This raises a question to whether one of the maxims would naturally take precedence
over the others as all three maxims regarding stop and search can never operate at the same time
Generally Kantianism argues that when one is faced with opposing maxims the perfect duty will
always take precedence over an imperfect one (Stohr K 2010 p3) However as all of the maxims
are addressing what is essentially the same action being the possibility to stop and search
individuals for illegal andor stolen items this could be problematic Furthermore while there are
three maxims identified within this study there also exists another fourth maxim which concerns
the possibility of not searching anyone for illegal or stolen items This fourth maxim is also
considered a perfect duty as it would generally be easier to universalise not searching people as
opposed to searching individuals fitting certain requirements This means that the maxim regarding
the omission to act would in this case take precedence over the other maxims identified within this
research essentially rendering them powerless
19
Chapter 6
Conclusion
From this study it can be seen that the legislation governing a heavily criticised police power such
as stop and search has the possibility to be morally justifiable by the ethical frameworks developed
by Kant Because while Kants ethical theory does not rectify or justify the issue of ethnic minorities
being subjected to a disproportionate amount of stops and searches in comparison to Caucasians it
is important to remember that the ldquolaw in theory and the law in practice differrdquo (Westmarland L in
Newburn T 2011 p255) Meaning that the moralisation of the legislation does not ensure that it
will be applied ethically by the police Additionally as Kantian ethics values the motivation behind
ones actions over the consequences produced from them the potential issues caused by ones actions
are irrelevant as long as the action itself can be universalised without producing a chaotic or
undesirable result
However as there are several layers to stop and search there are some implications to morally
justifying this power as it is multi-faceted Being designed to deal with a variety of different
situations and bases from which suspicion might arise to justify the stopping and searching of an
individual Because while Kantian ethics can ethically justify police officers to stop and search
individuals for illegal or stolen items if it is in accordance with known facts and information and
they believe that such items will be found upon searching the person this encompasses only one of
the many facets of the power As such the power cannot be justified as a whole as any maxim used
to describe it would not provide the necessary limitations needed for it to successfully pass the tests
of generalisation and universalisation
While the power cannot be moralised as a whole it is possible to create two additional maxims
using the limitations and exceptions to the necessity criteria of reasonable suspicion found in the
Codes of Practice A to create an additional two maxims These represent two additional facets of
stop and search being that
police officers may stop and search individuals acting in an obviously suspicious manner for
illegal or stolen items but only if they suspect that such items will be found upon searching the
person and
police officers may stop and search individuals based on articles of clothing piercings
andor tattoos if these are known to be worn by members of a gang(s) that are known to carry
20
illegal or stolen items and only if the police suspects that such items will be found upon searching
the person
However only the first of these two maxims can be justified utilising Kants ethical framework and
Singers generalisation principle because the latter cannot be universalised without becoming
unreasonable Furthermore the latter cannot be justified without providing further limitations
requiring the phrase acting in an obviously suspicious manner to be replaced by obviously hiding
something
From the issues presented from the creation of the two additional maxims above it can be
established that stop and search cannot be considered morally justifiable under all circumstances
Because different situations calls for different maxims meaning that should the search not be
initiated based on known facts or information it is unlikely to be ethical Nevertheless even though
all facets of this police power cannot be morally justified it does seem that the majority of them can
be considered ethical to some extent Meaning the legislation governing it is generally ethical but
as a whole it becomes a bit of a moral ambiguity This shows that the police power as identified by
the Police and Criminal Evidence Act 1984 and the Codes of Practice A has a potential to be
ethically justified with the exception of the section permitting searches where physical appearance
can be used as a basis for suspicion Additionally this research identified that the reasons for why
this particular section is not justifiable could also be part of the reason to the disproportionate
amount of searches of ethnic minorities As it might provide officers maliciously targeting
minorities with a possibility to justify their actions by claiming a particular article of clothing body
art or similar was the reason for the stop
As such it can be established that the legislation governing the polices power to stop and search
individuals for prohibited or stolen articles cannot be fully moralised as not all sections of the
Police and Criminal Evidence Act 1984 or the Codes of Practice A concerning this power can be
ethically justified However while the legislation as whole is morally ambiguous at best the
searches conducted with factual information as a basis for suspicion suggests that the sections of the
legislation addressing this type of search cannot be implemented in an unethical manner Because as
the universalised maxim requires the police to act in a manner promoted by the Act and Codes this
shows that any unethical searches carried out using this type of search are caused as a result of
police misconduct rather than an actual issue with the legislation
21
However it should be noted that this research can only provide a limited account of the morality of
this police power as it has only explored it through the limitations put upon it through the necessity
requirement of reasonable suspicion Additionally it can only account for the morality of the
sections of the Police and Criminal Evidence Act 1984 and the Codes of Practice A addressing this
particular police power and only through the limitations explored within this research Finally it is
also important to recognise that the police power has only been analysed using a Kantian approach
to ethics and morality This means that further studies of the police power and indeed the Act and
Codes in general are needed in order to provide a more accurate account of the morality and ethical
issues present It is therefore suggested that additional research should be carried out to study the
legislation governing the power of stop and search utilising other ethical theories or utilising
Kantian ethics with a different focus point of the legislation
However while further research is needed in order to gain a more accurate account of the overall
morality of the police power and the legislation governing it it does not mean the research
presented in this paper is of any less value Because even though the study can only provide a
limited account of the legislations morality it has succeeded in presenting the probabilities for the
moral justification of the Acts first part along with the associated Codes of Practice as well as
identifying that the issues connected to the Act may be caused primarily by the polices failure to
accurately conduct stops and searches according to the law Meaning the research has produced
some valuable results in addition to providing a stepping stone for further research on the topic
22
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[Accessed 25-04-2014]
Bowling B and Phillips C [2007] Disproportionate and Discriminatory Reviewing the Evidence
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Fahy P [undated] ldquoForewordrdquo In Ozin P Norton H and Spivey P [2013] PACE ndash A Practical
Guide to the Police and Criminal Evidence Act 1984 3rd
Edition Oxford Oxford University Press
p v
Flick U [2011] Introducing Research Methodology London Sage p 125
Garret J [2006] Kants Duty Ethics Available at
httppeoplewkuedujangarrettethicskanthtm [Accessed 20-03-2014]
Govuk [2013] Guidance Police and Criminal Evidence Act 1984 (PACE) Codes of Practice
London Home Office Available at httpswwwgovukpolice-and-criminal-evidence-act-1984-
pace-codes-of-practice [Accessed 02-04-2014]
Guyer P (2007) cited by Perold L M [2010] Does Immanuel Kants Categorical Imperative
Commit Him to the View that Lying is Always Morally Wrong Master of Arts thesis University of
the Witwatersrand p 19 Available at
httpwiredspacewitsaczabitstreamhandle1053910096M20Perold20Research20Reportp
dfsequence=2 [Accessed 24-04-2014]
23
Hart HLA [1958] cited by Green L [2012] ldquoIntroductionrdquo in Hart H L A [2012] The
Concept of Law 3rd
Edition Oxford Oxford University Press p xxxiii Available at
httpbooksgooglecoukbookshl=enamplr=ampid=53u8K7jNGioCampoi=fndamppg=PP2ampdq=law+and+
moralityampots=3fiRAxxSFFampsig=BoQfC4sR_Lnb-
GD4OzEUXvIryfov=onepageampq=law20and20moralityampf=false [Accessed 12-04-2014]
Jackson L and Smith L [2013] Research into young Londoners experiences and perceptions of
stop and search London Office for Public Management p 6 Available at
httpwwwlondongovuksitesdefaultfiles14-02-06-OPM20-
20Young20peoples20views20stop20and20search20-20FINALpdf [Accessed 21-
04-2014]
Joseph I And Gunter A [2011] Gangs Revisited Whats a Gang and Whats Race Got to Do with
It - Politics and Policy into Practice London Runnymede p3 Available at
httpwwwrunnymedetrustorguploadspublicationspdfsGangsRevisited(online)-2011pdf
[Accessed 08-04-2014]
Kumar R [2011] Research Methodology a Step-by-Step Guide for Beginners London Sage
p139 164
Mawby R and Wright A [2005] Police Accountability in the United Kingdom p6 Available at
httpwwwhumanrightsinitiativeorgprogramsajpoliceres_matpolice_accountability_in_ukpdf
[Accessed 02-04-2014]
McQueen R A and Knussen C [2002] Research Methods for Social Science ndash an Introduction
Harlow Pearson pp83-85 84-85
ONeill O [2013] Acting on Principle An Essay on Kantian Ethics 2nd
Edition Cambridge
Cambridge University Press p78 79 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
ONeill O [2000] Bounds of Justice Cambridge Cambridge University Press p67
Ozin P Norton H and Spivey P [2013] PACE ndash A Practical Guide to the Police and Criminal
Evidence Act 1984 3rd
Edition Oxford Oxford University Press p 4
Paton H J [1969] The Moral Law London Hutchinson amp Co ltd p22
Police and Criminal Evidence Act 1984 Ch 60 London HMSO
R v McIlkenny and others [1991] 2 All ER 417 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744d06500000145a7ddf45f8cfdf386
ampdocguid=I59AD10F1E42811DA8FC2A0F0355337E9amphitguid=I59AD10F1E42811DA8FC2A0F
0355337E9amprank=1ampspos=1ampepos=1amptd=1ampcrumb-action=appendampcontext=17ampresolvein=true
[Accessed 28-04-2014]
24
R v Miller [1993] 97 Cr App R 99 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744cc64000001458ea70ccbfa4bdcd
aampdocguid=I60145160E42811DA8FC2A0F0355337E9amphitguid=I60145160E42811DA8FC2A0F0
355337E9amprank=9ampspos=9ampepos=9amptd=14ampcrumb-action=appendampcontext=78ampresolvein=true
[Accessed 22-04-2014]
Rachels J [1986] Kantian Theory The Idea of Human Dignity Random House Inc p1 Available
at httppubliccallutheranedu~chenxiphil345_022pdf [Accessed 20-03-2014]
Royal Commission [undated] cited by Zander M [2011] PACE (The Police and Criminal
Evidence Act 1984) Past Present and Future London LSE Law Society and Economy Working
Papers p3 Available at wwwlseacukcollectionslawwpswpshtm [Accessed 19-03-2014]
Sandel M [2011] Episode 6 ndash Discussion Guide (Advanced) Available at
httpwwwjusticeharvardorgresourcesepisode-6-discussion-guide-advanced [Accessed 27-04-
2014]
Singer G M [undated] cited by ONeill O [2013] Acting on Principle An Essay on Kantian
Ethics 2nd
Edition Cambridge Cambridge University Press p78 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
Stohr K [2010 ndash forthcoming] ldquoKantian Beneficence and the Problem of Obligatory Aidrdquo Journal
of Moral Philosophy p3 Available at
httpwww9georgetownedufacultykes39Stohr_Kantian_Beneficence_and_the_Problem_of
_Obligatory_Aidpdf [Accessed 25-04-2014]
StopWatch [2014] Stop and Search Factsheet Available at httpwwwstop-watchorgget-
informedfactsheetstop-and-search [Accessed 13-03-2014]
Westmarland L [undated] ldquoPolice Culturesrdquo in Newburn T (ed) [2011] Handbook of Policing
2nd
Edition Abingdon Taylor amp Francis p255
Westmarland L [2011] Researching Crime and Justice ndash Tales from the Field London Routledge
p141
Wilding B [undated] ldquoTipping the Scales of Justice A Review of the Impact of PACErdquo in Cape
E and Young R (eds) [2008] Regulating Policing The Police and Criminal Evidence Act 1984
Past Present and Future Portland Hart Publishing p127 130 Available at
httplibmyilibrarycomOpenaspxid=204843ampsrc=0 [Accessed 09-03-2014]
Zupancic A [2000] Ethics of the Real London Verso p16
25
APPENDIX 1
Six Key Principles of Ethical Research
26
Principles procedures and minimum requirements of the Framework for Research Ethics
(FRE)
There are six key principles of ethical research that the ESRC expects to be addressed whenever
applicable
1 Research should be designed reviewed and undertaken to ensure integrity quality and
transparency
2 Research staff and participants must normally be informed fully about the purpose methods and
intended possible uses of the research what their participation in the research entails and what risks
if any are involved Some variation is allowed in very specific research contexts for which detailed
guidance is provided in Section 2
3 The confidentiality of information supplied by research participants and the anonymity of
respondents must be respected
4 Research participants must take part voluntarily free from any coercion
5 Harm to research participants and researchers must be avoided in all instances
6 The independence of research must be clear and any conflicts of interest and partiality must be
explicit
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed
27-04-2014]
27
APPENDIX 2
Ethics Approval Form
28
Request for Ethical Approval
Section 1 ndash to be completed by the researcher
Full name
Jens Knut Elias Klots
Module number and title (student researchers
only)
Extended Research Project [Criminology amp Criminal Investigation]
Research Proposal title
ldquoAn Ethical Analysis of the Police and Criminal Evidence Act 1984rdquo
Funding body applying to if applicable
-
Brief outline of proposal
(including research questions where
appropriate)
You are also asked to
submit with your application copies of
any questionnaires
letters recruitment material you intend to
use if these are available at the time
of requesting approval
The research will ethically evaluate part I III and
IV-V along with the corresponding Codes of Practice [A B C E F and G] using Kantian ethics
Seeking to establish whether the main piece of legislation governing how policing should be carried out in England and Wales can be ethically
justified by Kantian ideologies as well as establishing what ethical issues might be present
etc
Level of research eg staff undergraduate
postgraduate masterrsquos (award related) MPhil
PhD
Undergraduate
Please outline the
methodology that would be implemented in the course of this research
The research will be purely based on secondary
resources using books journals web-sources etc
Please indicate the ethical issues that have
been considered and how these will be
There should be no ethical issues in terms of the research carried out However I have identified
that my choice to only use only one ethical theory for my analysis could be considered biased My
29
addressed
choice however was to ensure that my research will be as focused as possible so a more in depth analysis could be made which will be noted within
the dissertation
Please indicate any
issues that may arise relating to diversity and
equality whilst undertaking this research and how you
will manage these
-
Please indicate how
participants will be de-briefed about their
involvement in the research process and or provided with
opportunities for reflection and evaluation
-
Please answer the following questions by circling or highlighting the appropriate response
1 Will your research project involve young people under the age of 18 NO
YES but not directly ndash primarily teachers If yes do you have an Enhanced Disclosure Certificate from the Criminal Records
Bureau
YES
2 Will your research project involve vulnerable adults
NO
3 For which category of proposal are you applying for ethical approval
Category A
5
Chapter 3
Kantian Ethics
The ethical framework developed by Immanuel Kant is an ideology that places moral value on the
motivations between our actions and their potential for universalisation rather than the
consequences of the act itself In this chapter the core principles of the Kantian framework will be
explained identifying the process of determining the morality of our actions through the tests of
generalisation and universalisation Additionally the chapter will also be addressing various
criticisms issues and shortcomings of the Kantian approach to ethics and morality such as the
possibility of the framework allowing for any maxims to be moralised with the right phrasing
31 The Core Ideas
The idea of autonomy is at the core of Kantian ethics arguing that each individual can (and should)
make their own decisions without any external interferences to guide or coerce them (Bennet C
2010 p75) As such Kantianism argues for the presence of free will meaning human beings are
accountable for the choices they make and the actions they subsequently carry out and that
everyone capable of reasonable thinking has the potential to act in accordance to the moral law
However while humans are generally considered to be rational beings it does not mean that they
will behave in a rational manner at all times but rather that they have the capability of doing so
According to Kant this is what separates humans beings from animals as they are only capable of
operating under negative freedom through reacting to their impulses and instinct unable to
question or evaluate the situation in ways human beings are able to (Bennet C 2010 p76) As such
rational beings are the embodiment of morality as the moral law is that of reason (Rachels J 1986
p1) which is why Kant argued that humans must never be treated as the means to an end but
should instead be the end itself (BBC 2014)
Nevertheless being a rational agent capable of recognising reasonable actions from unreasonable
ones thus acting outside of the realms of negative freedom and moving into what is known as
positive freedom does not ensure that onersquos actions are good or moral These are simply
requirements to qualify as an agent that is capable of acting morally not an insurance that actions
carried out by such an agent will be moral or reasonable Instead Kant argued that moral acts are
identified through their motivations stating that ldquoif duty is the key element in our decision to act
then we have acted rightlyrdquo (BBC 2014) because ldquoan action done from duty has its moral worth
not from the results it attains or seeks to attain but from a formal principle or maxim ndash the principle
of doing ones duty whatever that may berdquo (Paton H J 1969 p20) In this case the meaning of
6
duty is equal to acting in reverence to the moral law as Kant argues that morality and its rational
requirements can be translated into rules or that dictates how we should act (Bennet C 2010
p83) These moral rules are divided into two separate groups being hypothetical and categorical
however only categorical can result in a moral law This is due to hypothetical making it possible
for an individual to claim they are an exception to the rule which is unreasonable as moral laws
must apply to everyone without exception (Bennet C 2010 p83) This means that a maxim such
as do not lie unless you want to be considered untrustworthy or even an innocent maxim such as
bring an umbrella unless you want to risk getting wet would be fallible and immoral according to
Kant as they do not apply to individuals that are willing to face the consequences related to these
acts
To be able to establish whether ones actions are moral or not one must therefore be able to apply it
without failure to everyone This is a process known as universalisation which questions the agent
to ldquonever act except in such a way that [they] can also will that [their] maxim should become a
universal lawrdquo (Paton H J 1969 p22) meaning that the morality of an act is determined through
establishing its possibility to be enforced at least hypothetically as a law applying to everyone
unconditionally Ascertaining whether an act can be universalised requires the use of two tests
known as the tests of generalisation and universalisation A maxim must therefore
be able to be generalised without becoming contradictory or illogical as a result to then be
applicable as a universal law governing everyone without exceptions without resulting in an
unappealing or chaotic outcome (Garret J 2006) As ldquoKant believes that someone who violates the
moral requirements is being irrationalrdquo (Bennet C 2010 p82) one should therefore not act on a
maxim that is unable to pass both the test of generalisation and universalisation as this would result
not only in acting immorally but also irrationally
32 Criticisms and Issues
Like any other philosophical or ethical theory the Kantian approach is not devoid of imperfections
and both the original theory and contemporary interpretations have faced criticisms for everything
from structure and implementation to the actual usefulness of the theory However in her book
Bounds of Justice Onora ONeill (2000) identifies that the criticisms of Kantian theories tend to fall
into three different groups of categories (p67) all of which will be explored within this section of
the chapter
The first of these categories identified by ONeill (2000) is that Kant fails to acknowledge the
importance that human relationships and emotions might have on our moral reasoning (p67) An
7
issue that is also identified by Bennet (2010) stating that ldquoit certainly seems a large gap in a moral
theory that it has nothing to say about how pain and suffering makes acts wrongrdquo (p88) Because
while many actions that might cause pain and suffering to others generally cannot be justified using
the categorical imperative they are not dismissed for the right reasons (Bennet C 2010 p88) as
ldquouniversal rules require us to overlook and [hellip] neglect the fragility mutual vulnerability social
embeddedness and constitutive loyalties of real peoplerdquo (ONeill O 2000 p67) As human beings
are not cold calculative and emotionless robots this is an obvious flaw within Kants frameworks
because in order to act morally one needs to be able to completely disregard the feelings of other
people
Furthermore due to the lack of consideration for human emotions and relationships Kant has
simplified the very complex issue of moral theory (ONeill O 2000 p 67) often resulting in very
bizarre contradicting or even worrying results Because utilising the categorical imperative for
moral guidance might result not only in allowing obviously immoral actions to be universalised but
also preventing other harmless acts of kindness such as opening the door for someone else from
being morally justified (Bennet C 2010 p86) It should be obvious to a normal reasonable human
being that there is nothing wrong or immoral about holding the door open for someone else yet
through the implementation of Kantianism such an action cannot be justified due to it being unable
to pass the test of universalisation Showing that the Kantian approach struggles to encompass all
actions regardless of their significance importance or size in a reasonable manner
It should also be noted that the Kantian framework can also produce situations where the agent will
be acting immorally no matter what they do Bennet (2010) utilises an example of noticing a child
in the process of drowning while on the way to class and even though we have a duty to help others
according to Kant the option of not helping can also be moralised in this scenario as the agent will
adhere to the maxim of getting to class on time (p86-87) This leads to the final category of
critiques against Kant and Kantian ideologies as identified by ONeill (2000) which states that it is
a theory ldquodesigned for abstract individuals [hellip] leading to abstract conclusions that are irrelevant to
real people who lead real livesrdquo (p 67) It is possible that this abstract nature of the theory could be
due to Kants failure to provide a proper guideline stating how our actions should be explained in
order to properly calculate their ethical value through the tests of generalisation and universalisation
Because with the manner in which the Kantian framework is designed there is a possibility that
ldquoany action could pass it simply by being re-describedrdquo (Bennet C 2010 p87) The Kantian
framework is therefore in need of some kind of notes for guidance that provides an explanation for
how one is to distinguish correct descriptions of ones actions from incorrect ones
8
Chapter 4
PACE A Brief Introduction
The following chapter will be providing a brief introduction to the Police and Criminal Evidence
Act 1984 and its associated Codes of Practice Providing a basic understanding of the legislations
history and purpose in addition to some criticisms of the act and issues that has developed as a
result of its development As such this chapter alongside with chapter 3 provides a foundation for
the following chapters where specific parts of the legislation will be explored more thoroughly in
addition to being analysed through the Kantian frameworks for ethics
41 Background
Policing in England and Wales is nowadays comprised of a tough balancing act where ldquothe interests
of the community and the rights of the individualrdquo (Royal Commission undated cited by Zander
2011 p3) must be taken into account while also maintaining public order In addition to being
required to evaluate to what extent they may infringe upon civil liberties to do their job the police
is also under constant public scrutiny This means that any infringement upon the rights of an
individual that cannot be justified by the Police and Criminal Evidence Act 1984 the Human Rights
Act 1998 or other pieces of legislation can have dire consequences for the police Such
infringements can result in lawsuits against the police or rendering evidence inadmissible in court
as was seen in the case of R v Miller (1993) where the confessions from the suspects were rendered
inadmissible due to hostile and oppressive questioning by police However while it is noted that
infringement of civil liberties should be avoided and the rights of the public should be respected it
is also identified in Article 5 of the European Convention of Human Rights that there are
circumstances when the police and the criminal justice system must be granted the power to
lawfully infringe upon these (Council of Europe 2010 p7) Because without these exceptions legal
and justice systems would no longer function as criminal justice cannot function if the rights of the
individual is to be respected at all times
While there is a need for the police and criminal justice system to infringe upon the rights of
individuals there must be sanctions that govern to what extent these rights can be infringed upon
and under what circumstances As mentioned above article five of the European Convention of
Human Rights provides a good starting point but as it must be applicable to the state legislature of
all member states of the European Union it is far too general and leaves plenty of gaps to fill in
This is where the Police and Criminal Evidence Act 1984 and its corresponding Codes of Practice
comes into play as these help with outlining the provisions for the polices ability to infringe upon
9
the civil liberties of the public It was introduced following some cases of gross police misconduct
that had come to light causing miscarriages of justice of several high-profile cases which put a
strain on the relationship between the police and the public One such case included the R v
McIlkenny and others (1991) more famously known as the Birmingham Six where six innocent
men were wrongfully convicted as a result of police officers having beaten witnesses to obtain
satisfactory statements in addition to distorting forensic evidence (The Economist 1990) The
Police and Criminal Evidence Act 1984 and the associated Codes of Practice was introduced in an
attempt to remedy this through providing guidelines for how evidence was to be obtained legally
how suspects and detained persons were to be treated how and when certain police powers could be
legally enforced as well as providing the criminal justice system with transparency and
accountability (Fahy P in Ozin P Norton H and Spivey P 2013 pv)
Through its introduction the Police and Criminal Evidence Act 1984 and its corresponding Codes of
Practice drastically changed the manner in which policing was carried out causing a bit of a
culture shock for some officers that were threatened by the new developments (Wilding B
undated in Cape E and Young R 2008 p127) As there were suddenly demands being put on
officers that did not exist previously in addition to clear frameworks dictating what kind of
behaviour was deemed acceptable All to ensure that investigations were carried out both
objectively and with integrity two elements which are important to maintain public confidence in
the police force (Wilding B undated in Cape E and Young R 2008 p127) However while the
drastic changes might have come as a shock to some officers it is now common practice and
heavily ingrained to the very core of policing Additionally while the Act generally focuses on the
protection of the suspects victims and witnesses it simultaneously provides the police with
safeguards to avoid suspicion of unlawfully acquired evidence as everything from physical
evidence to verbal or written confessions must be recorded and processed in detail (Police and
Criminal Evidence Act 1984 sNUMBER sNUMBER) ensuring that the police runs a lower risk of
being unjustly accused of foul play
32 Critiques and Issues
While the Act and the Codes of Practice has played a significant part in making the police ldquomore
accountable in terms of performance and standards than virtually any other public bodyrdquo (Wilding
B undated in Cape E and Young R 2008 p130) as well as supposedly having ldquoushered in new
ethical standards for the servicerdquo (Wilding B undated in Cape E and Young R 2008 p127) It
has been subjected to a significant amount of criticism from non-governmental organisations such
as Liberty members of the police itself and academics scrutinising everything from how the Act
10
takes the police off the streets and placing them behind desks to carry out extensive amounts of
paperwork (Wilding B undated in Cape E and Young R 2008 p127) to questioning whom the
Act is really favouring (Benz S 2010) Furthermore the actual contents of the Act and the Codes of
Practice has been criticised in particular the Acts first part concerning stop and search (see chapter
5) resulting in a large number of edits and moderations to remedy these and provide a better
balance between the police and the rights of the public
11
Chapter 5
Reasonable Suspicion
While the Police and Criminal Evidence Act 1984 provides the police with guidelines for how and
when they may use their powers to infringe upon civil liberties these are not enough to ensure that
policing is carried out correctly in accordance to the act The Act must therefore be read alongside
the Codes of Practice as these further explain the limitations of the powers in addition to the
requirements that must be fulfilled in order for an officer to implement them One such requirement
that is found repeatedly throughout the Act and the Codes of Practice is the need for an officer to
have reasonable grounds for suspecting that the person(s) of interest are doing have done is about
to do or is in possession of something illegal (Police and Criminal Evidence Act s1(7)-1(9)
s3(1)(a)-3(1)(d)) This requirement is one that has been subjected to some controversy and scrutiny
especially in connection to the power of stop and search (addressed below) as it is often described
in very vague or broad terms often making it unclear what exactly constitutes appropriate grounds
for reasonable suspicion Additionally it should also be noted that the appropriate grounds for
suspicion might differ slightly from one section of the Act to another making it important to
separate these definitions from each other when studying them as they may all have their own
interpretations definitions regulations and issues However as this research explores the ethical
implications of reasonable suspicion in relation to stop and search it must be acknowledged that the
results may not be applicable to sections of the Police and Criminal Evidence Act 1984 and Codes
of Practice concerning other police powers
51 Reasonable Suspicion and Stop and Search
In the first part of the Police and Criminal Evidence Act 1984 it is identified that an officer cannot
stop and search an individual unless they have reasonable grounds for suspecting that any stolen or
prohibited articles listed under s1(7)-1(9) of the Act will be found on their person (s1(3) Police and
Criminal Evidence Act 1984) That being said there are many limitations placed upon what may
constitute a reasonable ground for suspecting that prohibited or stolen articles will be found on the
person(s) (Codes of Practice A s22) and that these can differ depending on the circumstances of
each case [Ozin P et al 2013 p4] However while suspicion might be raised for different reasons
in each case the Code emphasises that suspicion may never be based on personal factors
stereotypes or generalisations (Codes of Practice A s22) Nor may it be ldquoprovided retrospectively
by [hellip] questioning during a persons detention or by refusal to answer any questionsrdquo (Codes of
Practice A s29) Instead it is stressed that suspicion should have an objective basis derived from
known facts and information (Codes of Practice A s22)
12
Whether these demands put on officers by the Codes of Practice A to establish objective grounds
for suspicion are followed is questionable though At least when taking into consideration that the
sections of the Police and Criminal Evidence Act 1984 and the Codes of Practice concerning stop
and search has been subjected to heavy criticism mainly due to the disproportionate amount of
members from minority ethnic groups being searched in comparison to Caucasians Because even
though the Codes of Practice A does identify that there are situations where reasonable grounds for
suspicion might exist without the need for known facts or information such as initiating searches
based on an individuals behaviour or body language (Codes of Practice A s23) it does not explain
why black people are up to ldquosix times more likely to be stop[ped and] searched than would be
expected based on their numbers in the general populationrdquo (Bowling B and Phillips C 2007
p958) Nor does it explain how the recorded stops and searches of Asians since the mid-nineties
have remained between 15 and 25 times higher than those of Caucasians (Equality and Human
Rights Commission 2010 p13) These are worrying statistics that raise questions as to whether the
guidelines provided by the Police and Criminal Evidence Act 1984 and the Codes of Practice are
sufficient in order to ensure that this power is used appropriately and fairly Because even though
non-Caucasians are stopped and searched more frequently arrests following searches are distributed
quite evenly across all ethnic groups (StopWatch 2014)
There is a possibility that this targeting of minority ethnic groups could be a direct result of the
socio-economic conditions that traps many families from poor neighbourhoods in a cycle of poverty
and disadvantage (Joseph I and Gunter A 2011 p3) Especially as it has been found that these
groups often respond ldquoto their powerlessness with frustration rage and the creation of alternative
social and cultural values that promotes and normalizes gang membership and violencerdquo (Joseph I
and Gunter A 2011 p3) Due to the normalisation of such behaviour this could provide an
explanation to why some disproportionality might exist as the Codes of Practice provides an
exception to searches based on physical appearance when it is related to gang culture stating that
ldquowhere there is reliable information or intelligence that members of a group or gang
habitually carry knives unlawfully or weapons or controlled drugs and wear a
distinctive item of clothing or other means of identification to indicate their
membership of the group or gang that distinctive item of clothing or other means
of identification may provide reasonable grounds to stop and search a personrdquo
(Codes of Practice A s26)
13
However while this provision could support the existence of some disproportionality it does not
disprove that minority ethnic groups are being targeted by the police nor does it provide a
reasonable explanation to why blacks are being six times more likely to be subjected to a stop and
search This means there is a risk that this section of the Codes of Practice is being used by police
to maliciously target ethnic minority groups by stereotyping them as more likely to be involved
with criminal gangs
52 Reasonable Suspicion Stop and Search and Morality
While statistics and studies show that stop and search is used disproportionally and suggests that
individuals belonging to minority ethnic groups are being targeted by the police it does not mean
that the power itself nor the legislation governing it is unethical Because even though they tend to
overlap ldquothere is no necessary connection between law and moralsrdquo (Hart H L A 1958 cited by
Green L 2012 in Hart H L A 2012 pxxxiii) as the law applies to everyone unconditionally
while moral only applies to those that sympathise with the ideologies in question Kantian ethics
however arguing that one should do the right thing because of it being right views morality as a
supplement to the law (Zupancic A 2000 p16) therefore ensuring that we are not only doing what
is right but that we are also doing it for the right reasons (Sandel M 2011) Which from Kants
viewpoint is synonymous to acting out of duty which as established in Chapter 3 means that
onersquos actions must be converted to those that are able to pass the tests of generalisation and
universalisation As such one must convert the sections of the Police and Criminal Evidence Act
1984 and its associated Codes of Practice concerning stop and search into an order to establish
whether it is ethical
However while the Police and Criminal Evidence Act 1984 identifies that reasonable suspicion is
necessary in order to conduct a stop and search one cannot simply create a maxim stating that
police officers can stop and search anyone they reasonably suspect is carrying illegal or stolen
items Because even though this maxim does provide an accurate description of the necessary
requirements to perform a stop and search it is far too broad Such a maxim does not place a limit
upon what the suspicion might be based on resulting in a possibility for officers to target certain
groups of people based on prejudice or stereotypes Therefore such a maxim can neither be
generalised nor universalised meaning it would be considered entirely unethical by Kantian
principles However by using the guidelines and limitations of reasonable suspicion presented in
the Codes of Practice A that were identified earlier in this chapter this maxim can be broken down
into three separate parts These being
14
police officers may stop and search individuals for illegal or stolen items if it is in
accordance with known facts and information and they believe that such items will be found upon
searching the person
police officers may stop and search individuals acting in an obviously suspicious manner for
illegal or stolen items but only if they suspect that such items will be found upon searching the
person and
police officers may stop and search individuals based on articles of clothing piercings
andor tattoos if these are known to be worn by members of a gang(s) that are known to carry
illegal or stolen items and only if the police suspects that such items will be found upon searching
the person
These provide a much more limited and concentrated approach to the attempted moralisation of the
polices power to stop and search individuals for prohibited or stolen articles Because unlike the
previous maxim these are not only limiting what the basis for suspicion might be but also limiting
when the power itself may be enforced As such the likelihood of these being able to pass the tests
of generalisation and universalisation are increased
521 Generalisation and Universalisation
In order to accurately establish whether acts are moral they must pass the tests of generalisation and
universalisation as Kant believed that moral acts were ones that could be applied to everyone as a
universal law without becoming contradictory or illogical (see chapter 3) However as these deal
with police powers and Kant argued that acts must be applicable to everyone without exception
these will also be examined using Singers generalisation principle because it would be illogical for
such powers to be implemented by everyone Singers generalisation principle makes it possible to
bypass this issue as it argues that ldquowhat is right (or wrong) for one person must be right (or wrong)
for any similar person in similar circumstancesrdquo (Singer G M undated cited by ONeill O 2013
p78) Additionally this approach puts a utilitarian twist on Kants frameworks as it determines
morality based on the consequences of onersquos actions (ONeill O 2013 p79) rather than the
motivation behind them As such this test functions as a middle ground between the tests of
generalisation and universalisation ensuring that the generalised maxim does not cause an illogical
or chaotic result in addition to limiting the generalised maxim from anyone that is not a member of
the police service Analysing the maxim using these tests therefore requires them to be studied
individually so that they can be dissected and examined more closely
Looking at the first of the three maxims created using the guidelines and limitations of reasonable
15
suspicion as identified by the Codes of Practice A it can be established that it is comprised from
three different elements Namely
the police may only search for illegal or stolen items
the police may only search an individual based on known facts and information and finally
the police may only search the individual if they believe illegal or stolen items will be found
Attempting to generalise any of these elements of the maxim individually would not be reasonable
as they do not provide enough limitations or guidelines for it to be functional Because the first part
allows the police to search anyone for illegal or stolen items without the necessity of a suspicion
that any such items will be found which would result in a police state where the police could search
anyone they please The necessity of believing that illegal or stolen items will be found upon
conducting a search is added by the third element of the maxim but there are still no requirements
for the police to have any kind of reasonable basis for their decision to stop and search someone as
this is added by the maxims second element However this element cannot be moralised on its own
either as it does not specify what the police may search for However when all three elements of
the maxim are combined all necessary limitations are present meaning the generalisation of it
should not produce a contradictory or illogical result
However passing the test of generalisation does not mean that the maxim is ethical as it must also
be universalisable Meaning it should be able to be enforced as a (hypothetical) law that applies to
everyone unconditionally As the maxim places a requirement on the police to only stop and search
individuals if they have a factual basis for their suspicion to find illegal or stolen items upon
searching the person this should be a universalisable action Because assuming all police officers
were required to follow this maxim it would result in a world where only specific items may be
searched for if they have a factual reason to conduct the search and only if they believe that such
items will be found upon searching the person(s) As this would not produce any undesirable
consequences this maxim would not only pass Kants test of universalisation but also fulfil the
necessary criteria for Singers generalisation principle
This is essentially what the Police and Criminal Evidence Act 1984 and the Codes of Practice A
seeks to do meaning that if the guidelines were followed by the police unlawful stops and searches
should not occur However since there are more aspects to the laws that govern the polices power
to stop and search individuals for illegal or stolen items such as searches based on suspicious
behaviour or searches of suspected gang members other aspects must be explored as well before
16
declaring whether it is ethical or not For this reason the two additional maxims (mentioned earlier)
are needed and must therefore be tested as well As these maxims can be implemented in such
situations by the removal of the need for a factual basis for suspicion and replacing it with either
the possibility to
search individuals acting in an obviously suspicious manner or
search individuals based on clothing piercings andor tattoos if these are known to be worn
by members of gangs that are known to carry illegal or stolen items
As with the various elements of the maxim analysed previously these are also unable to be
moralised individually Because the first of the two does not specify what may be searched for and
neither of the sections specify that the police should expect to find illegal or stolen items upon
stopping and searching an individual As such neither of these elements can function as a maxim on
their own as they are illogical and can neither be generalised nor universalised However when
these are combined with the other elements of the maxims these issues should be resolved thus
passing Kants test of generalisation
Universalising these maxims is a bit more problematic than the one analysed previously through
For example with the first of these two maxims police officers would be enforced to stop and
search anyone that is acting in an obviously suspicious manner for illegal or stolen items if they
believe any such items will be found upon searching them The phrase behaving in an obviously
suspicious manner is a bit of an issue here as there is no definition available as to what can be
classified as such However a reasonable person would probably equate behaving in an obviously
suspicious manner to trying to hide something which is used as an example in the Codes of
Practice A s23 It could therefore be worth substituting the phrase behaving in an obviously
suspicious manner with trying to hide something as this would be more specific However by
doing this the maxim would become much more limited as it would no longer allow individuals
behaving suspiciously in other ways to be searched Nevertheless should this interpretation be used
the likeliness of the maxim passing the test of universalisation might be increased as the likeliness
of it producing a chaotic result would decrease Additionally implementing such an interpretation
would also make it more likely for the maxim to pass Singers generalisation principle As the
conduction of stops and searches of people that are obviously trying to hide something is less likely
to produce an undesirable outcome in comparison to searching anyone acting suspiciously
Finally the universalisation of the third and final of the maxims would enforce the police to stop
17
and search anyone dressed or in any other ways being physically identifiable as a possible member
of a gang known to carry illegal or stolen items if they believe any such items will be found upon
searching them As with the maxim analysed above there are issues related to universalising this
maxim due to the possibility of it causing certain people to be targeted because of the clothes they
wear or any piercings or tattoos on their body being related to or similar to ones connected to a
criminal gang Universalising this maxim could therefore worsen an already prevalent issue where
innocent members of the public get their civil liberties infringed upon due to their personal style
especially as the maxim allows quite a broad range of items accessories and body art to be used as
an indicator for suspicion In a study by Jackson and Smith (2013) the experiences of young people
from London that had been subjected to stop and search was surveyed where the participants
identified what kind of clothing might fit the criteria of being a presumed gang member It was
suggested that ldquoemulating American hip hop artists by wearing low-slung jeans hoodies and
branded trainers and walking and talking in a certain wayrdquo (p6) was stereotyped by the police as
gagster behaviour and dress The same study also identified an experience that was shared by one
of the participants whom stated that ldquoThey just say youre in a drug infested area and youve got a
hood on so were stopping and searching yourdquo (Jackson L and Smith L 2013 p6)
Taking this into consideration it can therefore be seen that the universalisation of a maxim asking
the police to stop and search anyone perceived to be involved with a criminal gang for illegal or
stolen items could result in a form of criminalisation of the hoodie and other specific pieces of
clothing as these are stereotyped as being related to gang membership This would be problematic
as the hoodie in particular is a comfortable and often affordable piece of clothing that is a staple in
the wardrobes of many of societys subcultures such as emos and skaters that are generally not
stereotyped as criminals (Braddock K 2011) As such it can be established that neither Kant nor
Singer would be able to universalise this maxim as having officers search anyone wearing specific
clothes would neither be reasonable nor produce any desirable consequences
522 Issues
While two out of three of the different maxims appear to be moral in the eyes of Kant there are still
some issues relating to them which must be acknowledged Primarily there might be an issue with
these maxims being too specific as it has been noted that ldquoany maxim that is highly restricted is
likely to pass the universalisability testrdquo [Guyer P 2007 cited by Perold L M 2010 p19]
because the more descriptive a maxim is the less likely it is that it would become contradictory As
all of the maxims created from the Codes of Practice A are highly restrictive specifying who may
carry out the act under what circumstances they may carry it out and the limitations of the actions
18
itself Additionally as noted earlier in this chapter the maxims cannot be made more general either
as this would prevent them from being moralised this means that there is a risk of these maxims
passing the tests of universalisation and generalisation simply because of their overly descriptive
nature rather than actually being moral
There might also be an issue with the phrasing of the maxims specifically the use of the term
police officers as this might cause some uncertainties regarding exactly who the maxim applies to
Because by using the term police officer or even police it becomes questionable if an officer must
be in uniform in other words his or her position as a police officer is overt when carrying out the
search However since these maxims need to be exclusive to the police it could be hard to bypass
this issue without adding yet another specification to it that clarifies whether there is a need for the
officer to be in uniform or not
Finally there could also be an issue of the maxims conflicting with each other as the first of the
maxims states that the decision to stop and search someone needs to be in accordance with known
facts and information Something that might not be available when a stop and search is made
utilising the second or third maxim as these can be initiated without a need of known facts or
information This raises a question to whether one of the maxims would naturally take precedence
over the others as all three maxims regarding stop and search can never operate at the same time
Generally Kantianism argues that when one is faced with opposing maxims the perfect duty will
always take precedence over an imperfect one (Stohr K 2010 p3) However as all of the maxims
are addressing what is essentially the same action being the possibility to stop and search
individuals for illegal andor stolen items this could be problematic Furthermore while there are
three maxims identified within this study there also exists another fourth maxim which concerns
the possibility of not searching anyone for illegal or stolen items This fourth maxim is also
considered a perfect duty as it would generally be easier to universalise not searching people as
opposed to searching individuals fitting certain requirements This means that the maxim regarding
the omission to act would in this case take precedence over the other maxims identified within this
research essentially rendering them powerless
19
Chapter 6
Conclusion
From this study it can be seen that the legislation governing a heavily criticised police power such
as stop and search has the possibility to be morally justifiable by the ethical frameworks developed
by Kant Because while Kants ethical theory does not rectify or justify the issue of ethnic minorities
being subjected to a disproportionate amount of stops and searches in comparison to Caucasians it
is important to remember that the ldquolaw in theory and the law in practice differrdquo (Westmarland L in
Newburn T 2011 p255) Meaning that the moralisation of the legislation does not ensure that it
will be applied ethically by the police Additionally as Kantian ethics values the motivation behind
ones actions over the consequences produced from them the potential issues caused by ones actions
are irrelevant as long as the action itself can be universalised without producing a chaotic or
undesirable result
However as there are several layers to stop and search there are some implications to morally
justifying this power as it is multi-faceted Being designed to deal with a variety of different
situations and bases from which suspicion might arise to justify the stopping and searching of an
individual Because while Kantian ethics can ethically justify police officers to stop and search
individuals for illegal or stolen items if it is in accordance with known facts and information and
they believe that such items will be found upon searching the person this encompasses only one of
the many facets of the power As such the power cannot be justified as a whole as any maxim used
to describe it would not provide the necessary limitations needed for it to successfully pass the tests
of generalisation and universalisation
While the power cannot be moralised as a whole it is possible to create two additional maxims
using the limitations and exceptions to the necessity criteria of reasonable suspicion found in the
Codes of Practice A to create an additional two maxims These represent two additional facets of
stop and search being that
police officers may stop and search individuals acting in an obviously suspicious manner for
illegal or stolen items but only if they suspect that such items will be found upon searching the
person and
police officers may stop and search individuals based on articles of clothing piercings
andor tattoos if these are known to be worn by members of a gang(s) that are known to carry
20
illegal or stolen items and only if the police suspects that such items will be found upon searching
the person
However only the first of these two maxims can be justified utilising Kants ethical framework and
Singers generalisation principle because the latter cannot be universalised without becoming
unreasonable Furthermore the latter cannot be justified without providing further limitations
requiring the phrase acting in an obviously suspicious manner to be replaced by obviously hiding
something
From the issues presented from the creation of the two additional maxims above it can be
established that stop and search cannot be considered morally justifiable under all circumstances
Because different situations calls for different maxims meaning that should the search not be
initiated based on known facts or information it is unlikely to be ethical Nevertheless even though
all facets of this police power cannot be morally justified it does seem that the majority of them can
be considered ethical to some extent Meaning the legislation governing it is generally ethical but
as a whole it becomes a bit of a moral ambiguity This shows that the police power as identified by
the Police and Criminal Evidence Act 1984 and the Codes of Practice A has a potential to be
ethically justified with the exception of the section permitting searches where physical appearance
can be used as a basis for suspicion Additionally this research identified that the reasons for why
this particular section is not justifiable could also be part of the reason to the disproportionate
amount of searches of ethnic minorities As it might provide officers maliciously targeting
minorities with a possibility to justify their actions by claiming a particular article of clothing body
art or similar was the reason for the stop
As such it can be established that the legislation governing the polices power to stop and search
individuals for prohibited or stolen articles cannot be fully moralised as not all sections of the
Police and Criminal Evidence Act 1984 or the Codes of Practice A concerning this power can be
ethically justified However while the legislation as whole is morally ambiguous at best the
searches conducted with factual information as a basis for suspicion suggests that the sections of the
legislation addressing this type of search cannot be implemented in an unethical manner Because as
the universalised maxim requires the police to act in a manner promoted by the Act and Codes this
shows that any unethical searches carried out using this type of search are caused as a result of
police misconduct rather than an actual issue with the legislation
21
However it should be noted that this research can only provide a limited account of the morality of
this police power as it has only explored it through the limitations put upon it through the necessity
requirement of reasonable suspicion Additionally it can only account for the morality of the
sections of the Police and Criminal Evidence Act 1984 and the Codes of Practice A addressing this
particular police power and only through the limitations explored within this research Finally it is
also important to recognise that the police power has only been analysed using a Kantian approach
to ethics and morality This means that further studies of the police power and indeed the Act and
Codes in general are needed in order to provide a more accurate account of the morality and ethical
issues present It is therefore suggested that additional research should be carried out to study the
legislation governing the power of stop and search utilising other ethical theories or utilising
Kantian ethics with a different focus point of the legislation
However while further research is needed in order to gain a more accurate account of the overall
morality of the police power and the legislation governing it it does not mean the research
presented in this paper is of any less value Because even though the study can only provide a
limited account of the legislations morality it has succeeded in presenting the probabilities for the
moral justification of the Acts first part along with the associated Codes of Practice as well as
identifying that the issues connected to the Act may be caused primarily by the polices failure to
accurately conduct stops and searches according to the law Meaning the research has produced
some valuable results in addition to providing a stepping stone for further research on the topic
22
Bibliography
BBC [2014] Duty-Based Ethics Available at
httpwwwbbccoukethicsintroductionduty_1shtml [Accessed 20-03-2014]
Benz S [2010] ldquoThe Police and Criminal Evidence Act 1984 balancing civil liberties and public
securityrdquo Diffusion 5(2) Available at httpatpuclanacukbuddypressdiffusionp=1255
[Accessed 25-04-2014]
Bowling B and Phillips C [2007] Disproportionate and Discriminatory Reviewing the Evidence
on Police Stop and Search Oxford Blackwell Publishing p958 httpwwwstop-
watchorguploadsdocumentsmodern_law_reviewpdf
Braddock K [2011] ldquoThe Power of the Hoodierdquo The Guardian Available at
httpwwwtheguardiancomuk2011aug09power-of-the-hoodie [Accessed21-04-2014]
Codes of Practice A
Council of Europe [2010] European Convention on Human Rights Strasbourg European Court of
Human Rights p 7 Available at httpwwwechrcoeintDocumentsConvention_ENGpdf
[Accessed 09-03-2014]
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed 01-
04-2014]
The Economist [1990] End Game Available
athttpgogalegroupcompsidoid=GALE7CA9390713ampv=21ampu=uceampit=rampp=SPJSP0
0ampsw=wampasid=f6f778fcf0a20b3f0f18df5e20a57f27 [Accessed 19-03-2014]
Fahy P [undated] ldquoForewordrdquo In Ozin P Norton H and Spivey P [2013] PACE ndash A Practical
Guide to the Police and Criminal Evidence Act 1984 3rd
Edition Oxford Oxford University Press
p v
Flick U [2011] Introducing Research Methodology London Sage p 125
Garret J [2006] Kants Duty Ethics Available at
httppeoplewkuedujangarrettethicskanthtm [Accessed 20-03-2014]
Govuk [2013] Guidance Police and Criminal Evidence Act 1984 (PACE) Codes of Practice
London Home Office Available at httpswwwgovukpolice-and-criminal-evidence-act-1984-
pace-codes-of-practice [Accessed 02-04-2014]
Guyer P (2007) cited by Perold L M [2010] Does Immanuel Kants Categorical Imperative
Commit Him to the View that Lying is Always Morally Wrong Master of Arts thesis University of
the Witwatersrand p 19 Available at
httpwiredspacewitsaczabitstreamhandle1053910096M20Perold20Research20Reportp
dfsequence=2 [Accessed 24-04-2014]
23
Hart HLA [1958] cited by Green L [2012] ldquoIntroductionrdquo in Hart H L A [2012] The
Concept of Law 3rd
Edition Oxford Oxford University Press p xxxiii Available at
httpbooksgooglecoukbookshl=enamplr=ampid=53u8K7jNGioCampoi=fndamppg=PP2ampdq=law+and+
moralityampots=3fiRAxxSFFampsig=BoQfC4sR_Lnb-
GD4OzEUXvIryfov=onepageampq=law20and20moralityampf=false [Accessed 12-04-2014]
Jackson L and Smith L [2013] Research into young Londoners experiences and perceptions of
stop and search London Office for Public Management p 6 Available at
httpwwwlondongovuksitesdefaultfiles14-02-06-OPM20-
20Young20peoples20views20stop20and20search20-20FINALpdf [Accessed 21-
04-2014]
Joseph I And Gunter A [2011] Gangs Revisited Whats a Gang and Whats Race Got to Do with
It - Politics and Policy into Practice London Runnymede p3 Available at
httpwwwrunnymedetrustorguploadspublicationspdfsGangsRevisited(online)-2011pdf
[Accessed 08-04-2014]
Kumar R [2011] Research Methodology a Step-by-Step Guide for Beginners London Sage
p139 164
Mawby R and Wright A [2005] Police Accountability in the United Kingdom p6 Available at
httpwwwhumanrightsinitiativeorgprogramsajpoliceres_matpolice_accountability_in_ukpdf
[Accessed 02-04-2014]
McQueen R A and Knussen C [2002] Research Methods for Social Science ndash an Introduction
Harlow Pearson pp83-85 84-85
ONeill O [2013] Acting on Principle An Essay on Kantian Ethics 2nd
Edition Cambridge
Cambridge University Press p78 79 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
ONeill O [2000] Bounds of Justice Cambridge Cambridge University Press p67
Ozin P Norton H and Spivey P [2013] PACE ndash A Practical Guide to the Police and Criminal
Evidence Act 1984 3rd
Edition Oxford Oxford University Press p 4
Paton H J [1969] The Moral Law London Hutchinson amp Co ltd p22
Police and Criminal Evidence Act 1984 Ch 60 London HMSO
R v McIlkenny and others [1991] 2 All ER 417 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744d06500000145a7ddf45f8cfdf386
ampdocguid=I59AD10F1E42811DA8FC2A0F0355337E9amphitguid=I59AD10F1E42811DA8FC2A0F
0355337E9amprank=1ampspos=1ampepos=1amptd=1ampcrumb-action=appendampcontext=17ampresolvein=true
[Accessed 28-04-2014]
24
R v Miller [1993] 97 Cr App R 99 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744cc64000001458ea70ccbfa4bdcd
aampdocguid=I60145160E42811DA8FC2A0F0355337E9amphitguid=I60145160E42811DA8FC2A0F0
355337E9amprank=9ampspos=9ampepos=9amptd=14ampcrumb-action=appendampcontext=78ampresolvein=true
[Accessed 22-04-2014]
Rachels J [1986] Kantian Theory The Idea of Human Dignity Random House Inc p1 Available
at httppubliccallutheranedu~chenxiphil345_022pdf [Accessed 20-03-2014]
Royal Commission [undated] cited by Zander M [2011] PACE (The Police and Criminal
Evidence Act 1984) Past Present and Future London LSE Law Society and Economy Working
Papers p3 Available at wwwlseacukcollectionslawwpswpshtm [Accessed 19-03-2014]
Sandel M [2011] Episode 6 ndash Discussion Guide (Advanced) Available at
httpwwwjusticeharvardorgresourcesepisode-6-discussion-guide-advanced [Accessed 27-04-
2014]
Singer G M [undated] cited by ONeill O [2013] Acting on Principle An Essay on Kantian
Ethics 2nd
Edition Cambridge Cambridge University Press p78 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
Stohr K [2010 ndash forthcoming] ldquoKantian Beneficence and the Problem of Obligatory Aidrdquo Journal
of Moral Philosophy p3 Available at
httpwww9georgetownedufacultykes39Stohr_Kantian_Beneficence_and_the_Problem_of
_Obligatory_Aidpdf [Accessed 25-04-2014]
StopWatch [2014] Stop and Search Factsheet Available at httpwwwstop-watchorgget-
informedfactsheetstop-and-search [Accessed 13-03-2014]
Westmarland L [undated] ldquoPolice Culturesrdquo in Newburn T (ed) [2011] Handbook of Policing
2nd
Edition Abingdon Taylor amp Francis p255
Westmarland L [2011] Researching Crime and Justice ndash Tales from the Field London Routledge
p141
Wilding B [undated] ldquoTipping the Scales of Justice A Review of the Impact of PACErdquo in Cape
E and Young R (eds) [2008] Regulating Policing The Police and Criminal Evidence Act 1984
Past Present and Future Portland Hart Publishing p127 130 Available at
httplibmyilibrarycomOpenaspxid=204843ampsrc=0 [Accessed 09-03-2014]
Zupancic A [2000] Ethics of the Real London Verso p16
25
APPENDIX 1
Six Key Principles of Ethical Research
26
Principles procedures and minimum requirements of the Framework for Research Ethics
(FRE)
There are six key principles of ethical research that the ESRC expects to be addressed whenever
applicable
1 Research should be designed reviewed and undertaken to ensure integrity quality and
transparency
2 Research staff and participants must normally be informed fully about the purpose methods and
intended possible uses of the research what their participation in the research entails and what risks
if any are involved Some variation is allowed in very specific research contexts for which detailed
guidance is provided in Section 2
3 The confidentiality of information supplied by research participants and the anonymity of
respondents must be respected
4 Research participants must take part voluntarily free from any coercion
5 Harm to research participants and researchers must be avoided in all instances
6 The independence of research must be clear and any conflicts of interest and partiality must be
explicit
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed
27-04-2014]
27
APPENDIX 2
Ethics Approval Form
28
Request for Ethical Approval
Section 1 ndash to be completed by the researcher
Full name
Jens Knut Elias Klots
Module number and title (student researchers
only)
Extended Research Project [Criminology amp Criminal Investigation]
Research Proposal title
ldquoAn Ethical Analysis of the Police and Criminal Evidence Act 1984rdquo
Funding body applying to if applicable
-
Brief outline of proposal
(including research questions where
appropriate)
You are also asked to
submit with your application copies of
any questionnaires
letters recruitment material you intend to
use if these are available at the time
of requesting approval
The research will ethically evaluate part I III and
IV-V along with the corresponding Codes of Practice [A B C E F and G] using Kantian ethics
Seeking to establish whether the main piece of legislation governing how policing should be carried out in England and Wales can be ethically
justified by Kantian ideologies as well as establishing what ethical issues might be present
etc
Level of research eg staff undergraduate
postgraduate masterrsquos (award related) MPhil
PhD
Undergraduate
Please outline the
methodology that would be implemented in the course of this research
The research will be purely based on secondary
resources using books journals web-sources etc
Please indicate the ethical issues that have
been considered and how these will be
There should be no ethical issues in terms of the research carried out However I have identified
that my choice to only use only one ethical theory for my analysis could be considered biased My
29
addressed
choice however was to ensure that my research will be as focused as possible so a more in depth analysis could be made which will be noted within
the dissertation
Please indicate any
issues that may arise relating to diversity and
equality whilst undertaking this research and how you
will manage these
-
Please indicate how
participants will be de-briefed about their
involvement in the research process and or provided with
opportunities for reflection and evaluation
-
Please answer the following questions by circling or highlighting the appropriate response
1 Will your research project involve young people under the age of 18 NO
YES but not directly ndash primarily teachers If yes do you have an Enhanced Disclosure Certificate from the Criminal Records
Bureau
YES
2 Will your research project involve vulnerable adults
NO
3 For which category of proposal are you applying for ethical approval
Category A
6
duty is equal to acting in reverence to the moral law as Kant argues that morality and its rational
requirements can be translated into rules or that dictates how we should act (Bennet C 2010
p83) These moral rules are divided into two separate groups being hypothetical and categorical
however only categorical can result in a moral law This is due to hypothetical making it possible
for an individual to claim they are an exception to the rule which is unreasonable as moral laws
must apply to everyone without exception (Bennet C 2010 p83) This means that a maxim such
as do not lie unless you want to be considered untrustworthy or even an innocent maxim such as
bring an umbrella unless you want to risk getting wet would be fallible and immoral according to
Kant as they do not apply to individuals that are willing to face the consequences related to these
acts
To be able to establish whether ones actions are moral or not one must therefore be able to apply it
without failure to everyone This is a process known as universalisation which questions the agent
to ldquonever act except in such a way that [they] can also will that [their] maxim should become a
universal lawrdquo (Paton H J 1969 p22) meaning that the morality of an act is determined through
establishing its possibility to be enforced at least hypothetically as a law applying to everyone
unconditionally Ascertaining whether an act can be universalised requires the use of two tests
known as the tests of generalisation and universalisation A maxim must therefore
be able to be generalised without becoming contradictory or illogical as a result to then be
applicable as a universal law governing everyone without exceptions without resulting in an
unappealing or chaotic outcome (Garret J 2006) As ldquoKant believes that someone who violates the
moral requirements is being irrationalrdquo (Bennet C 2010 p82) one should therefore not act on a
maxim that is unable to pass both the test of generalisation and universalisation as this would result
not only in acting immorally but also irrationally
32 Criticisms and Issues
Like any other philosophical or ethical theory the Kantian approach is not devoid of imperfections
and both the original theory and contemporary interpretations have faced criticisms for everything
from structure and implementation to the actual usefulness of the theory However in her book
Bounds of Justice Onora ONeill (2000) identifies that the criticisms of Kantian theories tend to fall
into three different groups of categories (p67) all of which will be explored within this section of
the chapter
The first of these categories identified by ONeill (2000) is that Kant fails to acknowledge the
importance that human relationships and emotions might have on our moral reasoning (p67) An
7
issue that is also identified by Bennet (2010) stating that ldquoit certainly seems a large gap in a moral
theory that it has nothing to say about how pain and suffering makes acts wrongrdquo (p88) Because
while many actions that might cause pain and suffering to others generally cannot be justified using
the categorical imperative they are not dismissed for the right reasons (Bennet C 2010 p88) as
ldquouniversal rules require us to overlook and [hellip] neglect the fragility mutual vulnerability social
embeddedness and constitutive loyalties of real peoplerdquo (ONeill O 2000 p67) As human beings
are not cold calculative and emotionless robots this is an obvious flaw within Kants frameworks
because in order to act morally one needs to be able to completely disregard the feelings of other
people
Furthermore due to the lack of consideration for human emotions and relationships Kant has
simplified the very complex issue of moral theory (ONeill O 2000 p 67) often resulting in very
bizarre contradicting or even worrying results Because utilising the categorical imperative for
moral guidance might result not only in allowing obviously immoral actions to be universalised but
also preventing other harmless acts of kindness such as opening the door for someone else from
being morally justified (Bennet C 2010 p86) It should be obvious to a normal reasonable human
being that there is nothing wrong or immoral about holding the door open for someone else yet
through the implementation of Kantianism such an action cannot be justified due to it being unable
to pass the test of universalisation Showing that the Kantian approach struggles to encompass all
actions regardless of their significance importance or size in a reasonable manner
It should also be noted that the Kantian framework can also produce situations where the agent will
be acting immorally no matter what they do Bennet (2010) utilises an example of noticing a child
in the process of drowning while on the way to class and even though we have a duty to help others
according to Kant the option of not helping can also be moralised in this scenario as the agent will
adhere to the maxim of getting to class on time (p86-87) This leads to the final category of
critiques against Kant and Kantian ideologies as identified by ONeill (2000) which states that it is
a theory ldquodesigned for abstract individuals [hellip] leading to abstract conclusions that are irrelevant to
real people who lead real livesrdquo (p 67) It is possible that this abstract nature of the theory could be
due to Kants failure to provide a proper guideline stating how our actions should be explained in
order to properly calculate their ethical value through the tests of generalisation and universalisation
Because with the manner in which the Kantian framework is designed there is a possibility that
ldquoany action could pass it simply by being re-describedrdquo (Bennet C 2010 p87) The Kantian
framework is therefore in need of some kind of notes for guidance that provides an explanation for
how one is to distinguish correct descriptions of ones actions from incorrect ones
8
Chapter 4
PACE A Brief Introduction
The following chapter will be providing a brief introduction to the Police and Criminal Evidence
Act 1984 and its associated Codes of Practice Providing a basic understanding of the legislations
history and purpose in addition to some criticisms of the act and issues that has developed as a
result of its development As such this chapter alongside with chapter 3 provides a foundation for
the following chapters where specific parts of the legislation will be explored more thoroughly in
addition to being analysed through the Kantian frameworks for ethics
41 Background
Policing in England and Wales is nowadays comprised of a tough balancing act where ldquothe interests
of the community and the rights of the individualrdquo (Royal Commission undated cited by Zander
2011 p3) must be taken into account while also maintaining public order In addition to being
required to evaluate to what extent they may infringe upon civil liberties to do their job the police
is also under constant public scrutiny This means that any infringement upon the rights of an
individual that cannot be justified by the Police and Criminal Evidence Act 1984 the Human Rights
Act 1998 or other pieces of legislation can have dire consequences for the police Such
infringements can result in lawsuits against the police or rendering evidence inadmissible in court
as was seen in the case of R v Miller (1993) where the confessions from the suspects were rendered
inadmissible due to hostile and oppressive questioning by police However while it is noted that
infringement of civil liberties should be avoided and the rights of the public should be respected it
is also identified in Article 5 of the European Convention of Human Rights that there are
circumstances when the police and the criminal justice system must be granted the power to
lawfully infringe upon these (Council of Europe 2010 p7) Because without these exceptions legal
and justice systems would no longer function as criminal justice cannot function if the rights of the
individual is to be respected at all times
While there is a need for the police and criminal justice system to infringe upon the rights of
individuals there must be sanctions that govern to what extent these rights can be infringed upon
and under what circumstances As mentioned above article five of the European Convention of
Human Rights provides a good starting point but as it must be applicable to the state legislature of
all member states of the European Union it is far too general and leaves plenty of gaps to fill in
This is where the Police and Criminal Evidence Act 1984 and its corresponding Codes of Practice
comes into play as these help with outlining the provisions for the polices ability to infringe upon
9
the civil liberties of the public It was introduced following some cases of gross police misconduct
that had come to light causing miscarriages of justice of several high-profile cases which put a
strain on the relationship between the police and the public One such case included the R v
McIlkenny and others (1991) more famously known as the Birmingham Six where six innocent
men were wrongfully convicted as a result of police officers having beaten witnesses to obtain
satisfactory statements in addition to distorting forensic evidence (The Economist 1990) The
Police and Criminal Evidence Act 1984 and the associated Codes of Practice was introduced in an
attempt to remedy this through providing guidelines for how evidence was to be obtained legally
how suspects and detained persons were to be treated how and when certain police powers could be
legally enforced as well as providing the criminal justice system with transparency and
accountability (Fahy P in Ozin P Norton H and Spivey P 2013 pv)
Through its introduction the Police and Criminal Evidence Act 1984 and its corresponding Codes of
Practice drastically changed the manner in which policing was carried out causing a bit of a
culture shock for some officers that were threatened by the new developments (Wilding B
undated in Cape E and Young R 2008 p127) As there were suddenly demands being put on
officers that did not exist previously in addition to clear frameworks dictating what kind of
behaviour was deemed acceptable All to ensure that investigations were carried out both
objectively and with integrity two elements which are important to maintain public confidence in
the police force (Wilding B undated in Cape E and Young R 2008 p127) However while the
drastic changes might have come as a shock to some officers it is now common practice and
heavily ingrained to the very core of policing Additionally while the Act generally focuses on the
protection of the suspects victims and witnesses it simultaneously provides the police with
safeguards to avoid suspicion of unlawfully acquired evidence as everything from physical
evidence to verbal or written confessions must be recorded and processed in detail (Police and
Criminal Evidence Act 1984 sNUMBER sNUMBER) ensuring that the police runs a lower risk of
being unjustly accused of foul play
32 Critiques and Issues
While the Act and the Codes of Practice has played a significant part in making the police ldquomore
accountable in terms of performance and standards than virtually any other public bodyrdquo (Wilding
B undated in Cape E and Young R 2008 p130) as well as supposedly having ldquoushered in new
ethical standards for the servicerdquo (Wilding B undated in Cape E and Young R 2008 p127) It
has been subjected to a significant amount of criticism from non-governmental organisations such
as Liberty members of the police itself and academics scrutinising everything from how the Act
10
takes the police off the streets and placing them behind desks to carry out extensive amounts of
paperwork (Wilding B undated in Cape E and Young R 2008 p127) to questioning whom the
Act is really favouring (Benz S 2010) Furthermore the actual contents of the Act and the Codes of
Practice has been criticised in particular the Acts first part concerning stop and search (see chapter
5) resulting in a large number of edits and moderations to remedy these and provide a better
balance between the police and the rights of the public
11
Chapter 5
Reasonable Suspicion
While the Police and Criminal Evidence Act 1984 provides the police with guidelines for how and
when they may use their powers to infringe upon civil liberties these are not enough to ensure that
policing is carried out correctly in accordance to the act The Act must therefore be read alongside
the Codes of Practice as these further explain the limitations of the powers in addition to the
requirements that must be fulfilled in order for an officer to implement them One such requirement
that is found repeatedly throughout the Act and the Codes of Practice is the need for an officer to
have reasonable grounds for suspecting that the person(s) of interest are doing have done is about
to do or is in possession of something illegal (Police and Criminal Evidence Act s1(7)-1(9)
s3(1)(a)-3(1)(d)) This requirement is one that has been subjected to some controversy and scrutiny
especially in connection to the power of stop and search (addressed below) as it is often described
in very vague or broad terms often making it unclear what exactly constitutes appropriate grounds
for reasonable suspicion Additionally it should also be noted that the appropriate grounds for
suspicion might differ slightly from one section of the Act to another making it important to
separate these definitions from each other when studying them as they may all have their own
interpretations definitions regulations and issues However as this research explores the ethical
implications of reasonable suspicion in relation to stop and search it must be acknowledged that the
results may not be applicable to sections of the Police and Criminal Evidence Act 1984 and Codes
of Practice concerning other police powers
51 Reasonable Suspicion and Stop and Search
In the first part of the Police and Criminal Evidence Act 1984 it is identified that an officer cannot
stop and search an individual unless they have reasonable grounds for suspecting that any stolen or
prohibited articles listed under s1(7)-1(9) of the Act will be found on their person (s1(3) Police and
Criminal Evidence Act 1984) That being said there are many limitations placed upon what may
constitute a reasonable ground for suspecting that prohibited or stolen articles will be found on the
person(s) (Codes of Practice A s22) and that these can differ depending on the circumstances of
each case [Ozin P et al 2013 p4] However while suspicion might be raised for different reasons
in each case the Code emphasises that suspicion may never be based on personal factors
stereotypes or generalisations (Codes of Practice A s22) Nor may it be ldquoprovided retrospectively
by [hellip] questioning during a persons detention or by refusal to answer any questionsrdquo (Codes of
Practice A s29) Instead it is stressed that suspicion should have an objective basis derived from
known facts and information (Codes of Practice A s22)
12
Whether these demands put on officers by the Codes of Practice A to establish objective grounds
for suspicion are followed is questionable though At least when taking into consideration that the
sections of the Police and Criminal Evidence Act 1984 and the Codes of Practice concerning stop
and search has been subjected to heavy criticism mainly due to the disproportionate amount of
members from minority ethnic groups being searched in comparison to Caucasians Because even
though the Codes of Practice A does identify that there are situations where reasonable grounds for
suspicion might exist without the need for known facts or information such as initiating searches
based on an individuals behaviour or body language (Codes of Practice A s23) it does not explain
why black people are up to ldquosix times more likely to be stop[ped and] searched than would be
expected based on their numbers in the general populationrdquo (Bowling B and Phillips C 2007
p958) Nor does it explain how the recorded stops and searches of Asians since the mid-nineties
have remained between 15 and 25 times higher than those of Caucasians (Equality and Human
Rights Commission 2010 p13) These are worrying statistics that raise questions as to whether the
guidelines provided by the Police and Criminal Evidence Act 1984 and the Codes of Practice are
sufficient in order to ensure that this power is used appropriately and fairly Because even though
non-Caucasians are stopped and searched more frequently arrests following searches are distributed
quite evenly across all ethnic groups (StopWatch 2014)
There is a possibility that this targeting of minority ethnic groups could be a direct result of the
socio-economic conditions that traps many families from poor neighbourhoods in a cycle of poverty
and disadvantage (Joseph I and Gunter A 2011 p3) Especially as it has been found that these
groups often respond ldquoto their powerlessness with frustration rage and the creation of alternative
social and cultural values that promotes and normalizes gang membership and violencerdquo (Joseph I
and Gunter A 2011 p3) Due to the normalisation of such behaviour this could provide an
explanation to why some disproportionality might exist as the Codes of Practice provides an
exception to searches based on physical appearance when it is related to gang culture stating that
ldquowhere there is reliable information or intelligence that members of a group or gang
habitually carry knives unlawfully or weapons or controlled drugs and wear a
distinctive item of clothing or other means of identification to indicate their
membership of the group or gang that distinctive item of clothing or other means
of identification may provide reasonable grounds to stop and search a personrdquo
(Codes of Practice A s26)
13
However while this provision could support the existence of some disproportionality it does not
disprove that minority ethnic groups are being targeted by the police nor does it provide a
reasonable explanation to why blacks are being six times more likely to be subjected to a stop and
search This means there is a risk that this section of the Codes of Practice is being used by police
to maliciously target ethnic minority groups by stereotyping them as more likely to be involved
with criminal gangs
52 Reasonable Suspicion Stop and Search and Morality
While statistics and studies show that stop and search is used disproportionally and suggests that
individuals belonging to minority ethnic groups are being targeted by the police it does not mean
that the power itself nor the legislation governing it is unethical Because even though they tend to
overlap ldquothere is no necessary connection between law and moralsrdquo (Hart H L A 1958 cited by
Green L 2012 in Hart H L A 2012 pxxxiii) as the law applies to everyone unconditionally
while moral only applies to those that sympathise with the ideologies in question Kantian ethics
however arguing that one should do the right thing because of it being right views morality as a
supplement to the law (Zupancic A 2000 p16) therefore ensuring that we are not only doing what
is right but that we are also doing it for the right reasons (Sandel M 2011) Which from Kants
viewpoint is synonymous to acting out of duty which as established in Chapter 3 means that
onersquos actions must be converted to those that are able to pass the tests of generalisation and
universalisation As such one must convert the sections of the Police and Criminal Evidence Act
1984 and its associated Codes of Practice concerning stop and search into an order to establish
whether it is ethical
However while the Police and Criminal Evidence Act 1984 identifies that reasonable suspicion is
necessary in order to conduct a stop and search one cannot simply create a maxim stating that
police officers can stop and search anyone they reasonably suspect is carrying illegal or stolen
items Because even though this maxim does provide an accurate description of the necessary
requirements to perform a stop and search it is far too broad Such a maxim does not place a limit
upon what the suspicion might be based on resulting in a possibility for officers to target certain
groups of people based on prejudice or stereotypes Therefore such a maxim can neither be
generalised nor universalised meaning it would be considered entirely unethical by Kantian
principles However by using the guidelines and limitations of reasonable suspicion presented in
the Codes of Practice A that were identified earlier in this chapter this maxim can be broken down
into three separate parts These being
14
police officers may stop and search individuals for illegal or stolen items if it is in
accordance with known facts and information and they believe that such items will be found upon
searching the person
police officers may stop and search individuals acting in an obviously suspicious manner for
illegal or stolen items but only if they suspect that such items will be found upon searching the
person and
police officers may stop and search individuals based on articles of clothing piercings
andor tattoos if these are known to be worn by members of a gang(s) that are known to carry
illegal or stolen items and only if the police suspects that such items will be found upon searching
the person
These provide a much more limited and concentrated approach to the attempted moralisation of the
polices power to stop and search individuals for prohibited or stolen articles Because unlike the
previous maxim these are not only limiting what the basis for suspicion might be but also limiting
when the power itself may be enforced As such the likelihood of these being able to pass the tests
of generalisation and universalisation are increased
521 Generalisation and Universalisation
In order to accurately establish whether acts are moral they must pass the tests of generalisation and
universalisation as Kant believed that moral acts were ones that could be applied to everyone as a
universal law without becoming contradictory or illogical (see chapter 3) However as these deal
with police powers and Kant argued that acts must be applicable to everyone without exception
these will also be examined using Singers generalisation principle because it would be illogical for
such powers to be implemented by everyone Singers generalisation principle makes it possible to
bypass this issue as it argues that ldquowhat is right (or wrong) for one person must be right (or wrong)
for any similar person in similar circumstancesrdquo (Singer G M undated cited by ONeill O 2013
p78) Additionally this approach puts a utilitarian twist on Kants frameworks as it determines
morality based on the consequences of onersquos actions (ONeill O 2013 p79) rather than the
motivation behind them As such this test functions as a middle ground between the tests of
generalisation and universalisation ensuring that the generalised maxim does not cause an illogical
or chaotic result in addition to limiting the generalised maxim from anyone that is not a member of
the police service Analysing the maxim using these tests therefore requires them to be studied
individually so that they can be dissected and examined more closely
Looking at the first of the three maxims created using the guidelines and limitations of reasonable
15
suspicion as identified by the Codes of Practice A it can be established that it is comprised from
three different elements Namely
the police may only search for illegal or stolen items
the police may only search an individual based on known facts and information and finally
the police may only search the individual if they believe illegal or stolen items will be found
Attempting to generalise any of these elements of the maxim individually would not be reasonable
as they do not provide enough limitations or guidelines for it to be functional Because the first part
allows the police to search anyone for illegal or stolen items without the necessity of a suspicion
that any such items will be found which would result in a police state where the police could search
anyone they please The necessity of believing that illegal or stolen items will be found upon
conducting a search is added by the third element of the maxim but there are still no requirements
for the police to have any kind of reasonable basis for their decision to stop and search someone as
this is added by the maxims second element However this element cannot be moralised on its own
either as it does not specify what the police may search for However when all three elements of
the maxim are combined all necessary limitations are present meaning the generalisation of it
should not produce a contradictory or illogical result
However passing the test of generalisation does not mean that the maxim is ethical as it must also
be universalisable Meaning it should be able to be enforced as a (hypothetical) law that applies to
everyone unconditionally As the maxim places a requirement on the police to only stop and search
individuals if they have a factual basis for their suspicion to find illegal or stolen items upon
searching the person this should be a universalisable action Because assuming all police officers
were required to follow this maxim it would result in a world where only specific items may be
searched for if they have a factual reason to conduct the search and only if they believe that such
items will be found upon searching the person(s) As this would not produce any undesirable
consequences this maxim would not only pass Kants test of universalisation but also fulfil the
necessary criteria for Singers generalisation principle
This is essentially what the Police and Criminal Evidence Act 1984 and the Codes of Practice A
seeks to do meaning that if the guidelines were followed by the police unlawful stops and searches
should not occur However since there are more aspects to the laws that govern the polices power
to stop and search individuals for illegal or stolen items such as searches based on suspicious
behaviour or searches of suspected gang members other aspects must be explored as well before
16
declaring whether it is ethical or not For this reason the two additional maxims (mentioned earlier)
are needed and must therefore be tested as well As these maxims can be implemented in such
situations by the removal of the need for a factual basis for suspicion and replacing it with either
the possibility to
search individuals acting in an obviously suspicious manner or
search individuals based on clothing piercings andor tattoos if these are known to be worn
by members of gangs that are known to carry illegal or stolen items
As with the various elements of the maxim analysed previously these are also unable to be
moralised individually Because the first of the two does not specify what may be searched for and
neither of the sections specify that the police should expect to find illegal or stolen items upon
stopping and searching an individual As such neither of these elements can function as a maxim on
their own as they are illogical and can neither be generalised nor universalised However when
these are combined with the other elements of the maxims these issues should be resolved thus
passing Kants test of generalisation
Universalising these maxims is a bit more problematic than the one analysed previously through
For example with the first of these two maxims police officers would be enforced to stop and
search anyone that is acting in an obviously suspicious manner for illegal or stolen items if they
believe any such items will be found upon searching them The phrase behaving in an obviously
suspicious manner is a bit of an issue here as there is no definition available as to what can be
classified as such However a reasonable person would probably equate behaving in an obviously
suspicious manner to trying to hide something which is used as an example in the Codes of
Practice A s23 It could therefore be worth substituting the phrase behaving in an obviously
suspicious manner with trying to hide something as this would be more specific However by
doing this the maxim would become much more limited as it would no longer allow individuals
behaving suspiciously in other ways to be searched Nevertheless should this interpretation be used
the likeliness of the maxim passing the test of universalisation might be increased as the likeliness
of it producing a chaotic result would decrease Additionally implementing such an interpretation
would also make it more likely for the maxim to pass Singers generalisation principle As the
conduction of stops and searches of people that are obviously trying to hide something is less likely
to produce an undesirable outcome in comparison to searching anyone acting suspiciously
Finally the universalisation of the third and final of the maxims would enforce the police to stop
17
and search anyone dressed or in any other ways being physically identifiable as a possible member
of a gang known to carry illegal or stolen items if they believe any such items will be found upon
searching them As with the maxim analysed above there are issues related to universalising this
maxim due to the possibility of it causing certain people to be targeted because of the clothes they
wear or any piercings or tattoos on their body being related to or similar to ones connected to a
criminal gang Universalising this maxim could therefore worsen an already prevalent issue where
innocent members of the public get their civil liberties infringed upon due to their personal style
especially as the maxim allows quite a broad range of items accessories and body art to be used as
an indicator for suspicion In a study by Jackson and Smith (2013) the experiences of young people
from London that had been subjected to stop and search was surveyed where the participants
identified what kind of clothing might fit the criteria of being a presumed gang member It was
suggested that ldquoemulating American hip hop artists by wearing low-slung jeans hoodies and
branded trainers and walking and talking in a certain wayrdquo (p6) was stereotyped by the police as
gagster behaviour and dress The same study also identified an experience that was shared by one
of the participants whom stated that ldquoThey just say youre in a drug infested area and youve got a
hood on so were stopping and searching yourdquo (Jackson L and Smith L 2013 p6)
Taking this into consideration it can therefore be seen that the universalisation of a maxim asking
the police to stop and search anyone perceived to be involved with a criminal gang for illegal or
stolen items could result in a form of criminalisation of the hoodie and other specific pieces of
clothing as these are stereotyped as being related to gang membership This would be problematic
as the hoodie in particular is a comfortable and often affordable piece of clothing that is a staple in
the wardrobes of many of societys subcultures such as emos and skaters that are generally not
stereotyped as criminals (Braddock K 2011) As such it can be established that neither Kant nor
Singer would be able to universalise this maxim as having officers search anyone wearing specific
clothes would neither be reasonable nor produce any desirable consequences
522 Issues
While two out of three of the different maxims appear to be moral in the eyes of Kant there are still
some issues relating to them which must be acknowledged Primarily there might be an issue with
these maxims being too specific as it has been noted that ldquoany maxim that is highly restricted is
likely to pass the universalisability testrdquo [Guyer P 2007 cited by Perold L M 2010 p19]
because the more descriptive a maxim is the less likely it is that it would become contradictory As
all of the maxims created from the Codes of Practice A are highly restrictive specifying who may
carry out the act under what circumstances they may carry it out and the limitations of the actions
18
itself Additionally as noted earlier in this chapter the maxims cannot be made more general either
as this would prevent them from being moralised this means that there is a risk of these maxims
passing the tests of universalisation and generalisation simply because of their overly descriptive
nature rather than actually being moral
There might also be an issue with the phrasing of the maxims specifically the use of the term
police officers as this might cause some uncertainties regarding exactly who the maxim applies to
Because by using the term police officer or even police it becomes questionable if an officer must
be in uniform in other words his or her position as a police officer is overt when carrying out the
search However since these maxims need to be exclusive to the police it could be hard to bypass
this issue without adding yet another specification to it that clarifies whether there is a need for the
officer to be in uniform or not
Finally there could also be an issue of the maxims conflicting with each other as the first of the
maxims states that the decision to stop and search someone needs to be in accordance with known
facts and information Something that might not be available when a stop and search is made
utilising the second or third maxim as these can be initiated without a need of known facts or
information This raises a question to whether one of the maxims would naturally take precedence
over the others as all three maxims regarding stop and search can never operate at the same time
Generally Kantianism argues that when one is faced with opposing maxims the perfect duty will
always take precedence over an imperfect one (Stohr K 2010 p3) However as all of the maxims
are addressing what is essentially the same action being the possibility to stop and search
individuals for illegal andor stolen items this could be problematic Furthermore while there are
three maxims identified within this study there also exists another fourth maxim which concerns
the possibility of not searching anyone for illegal or stolen items This fourth maxim is also
considered a perfect duty as it would generally be easier to universalise not searching people as
opposed to searching individuals fitting certain requirements This means that the maxim regarding
the omission to act would in this case take precedence over the other maxims identified within this
research essentially rendering them powerless
19
Chapter 6
Conclusion
From this study it can be seen that the legislation governing a heavily criticised police power such
as stop and search has the possibility to be morally justifiable by the ethical frameworks developed
by Kant Because while Kants ethical theory does not rectify or justify the issue of ethnic minorities
being subjected to a disproportionate amount of stops and searches in comparison to Caucasians it
is important to remember that the ldquolaw in theory and the law in practice differrdquo (Westmarland L in
Newburn T 2011 p255) Meaning that the moralisation of the legislation does not ensure that it
will be applied ethically by the police Additionally as Kantian ethics values the motivation behind
ones actions over the consequences produced from them the potential issues caused by ones actions
are irrelevant as long as the action itself can be universalised without producing a chaotic or
undesirable result
However as there are several layers to stop and search there are some implications to morally
justifying this power as it is multi-faceted Being designed to deal with a variety of different
situations and bases from which suspicion might arise to justify the stopping and searching of an
individual Because while Kantian ethics can ethically justify police officers to stop and search
individuals for illegal or stolen items if it is in accordance with known facts and information and
they believe that such items will be found upon searching the person this encompasses only one of
the many facets of the power As such the power cannot be justified as a whole as any maxim used
to describe it would not provide the necessary limitations needed for it to successfully pass the tests
of generalisation and universalisation
While the power cannot be moralised as a whole it is possible to create two additional maxims
using the limitations and exceptions to the necessity criteria of reasonable suspicion found in the
Codes of Practice A to create an additional two maxims These represent two additional facets of
stop and search being that
police officers may stop and search individuals acting in an obviously suspicious manner for
illegal or stolen items but only if they suspect that such items will be found upon searching the
person and
police officers may stop and search individuals based on articles of clothing piercings
andor tattoos if these are known to be worn by members of a gang(s) that are known to carry
20
illegal or stolen items and only if the police suspects that such items will be found upon searching
the person
However only the first of these two maxims can be justified utilising Kants ethical framework and
Singers generalisation principle because the latter cannot be universalised without becoming
unreasonable Furthermore the latter cannot be justified without providing further limitations
requiring the phrase acting in an obviously suspicious manner to be replaced by obviously hiding
something
From the issues presented from the creation of the two additional maxims above it can be
established that stop and search cannot be considered morally justifiable under all circumstances
Because different situations calls for different maxims meaning that should the search not be
initiated based on known facts or information it is unlikely to be ethical Nevertheless even though
all facets of this police power cannot be morally justified it does seem that the majority of them can
be considered ethical to some extent Meaning the legislation governing it is generally ethical but
as a whole it becomes a bit of a moral ambiguity This shows that the police power as identified by
the Police and Criminal Evidence Act 1984 and the Codes of Practice A has a potential to be
ethically justified with the exception of the section permitting searches where physical appearance
can be used as a basis for suspicion Additionally this research identified that the reasons for why
this particular section is not justifiable could also be part of the reason to the disproportionate
amount of searches of ethnic minorities As it might provide officers maliciously targeting
minorities with a possibility to justify their actions by claiming a particular article of clothing body
art or similar was the reason for the stop
As such it can be established that the legislation governing the polices power to stop and search
individuals for prohibited or stolen articles cannot be fully moralised as not all sections of the
Police and Criminal Evidence Act 1984 or the Codes of Practice A concerning this power can be
ethically justified However while the legislation as whole is morally ambiguous at best the
searches conducted with factual information as a basis for suspicion suggests that the sections of the
legislation addressing this type of search cannot be implemented in an unethical manner Because as
the universalised maxim requires the police to act in a manner promoted by the Act and Codes this
shows that any unethical searches carried out using this type of search are caused as a result of
police misconduct rather than an actual issue with the legislation
21
However it should be noted that this research can only provide a limited account of the morality of
this police power as it has only explored it through the limitations put upon it through the necessity
requirement of reasonable suspicion Additionally it can only account for the morality of the
sections of the Police and Criminal Evidence Act 1984 and the Codes of Practice A addressing this
particular police power and only through the limitations explored within this research Finally it is
also important to recognise that the police power has only been analysed using a Kantian approach
to ethics and morality This means that further studies of the police power and indeed the Act and
Codes in general are needed in order to provide a more accurate account of the morality and ethical
issues present It is therefore suggested that additional research should be carried out to study the
legislation governing the power of stop and search utilising other ethical theories or utilising
Kantian ethics with a different focus point of the legislation
However while further research is needed in order to gain a more accurate account of the overall
morality of the police power and the legislation governing it it does not mean the research
presented in this paper is of any less value Because even though the study can only provide a
limited account of the legislations morality it has succeeded in presenting the probabilities for the
moral justification of the Acts first part along with the associated Codes of Practice as well as
identifying that the issues connected to the Act may be caused primarily by the polices failure to
accurately conduct stops and searches according to the law Meaning the research has produced
some valuable results in addition to providing a stepping stone for further research on the topic
22
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httpwwwbbccoukethicsintroductionduty_1shtml [Accessed 20-03-2014]
Benz S [2010] ldquoThe Police and Criminal Evidence Act 1984 balancing civil liberties and public
securityrdquo Diffusion 5(2) Available at httpatpuclanacukbuddypressdiffusionp=1255
[Accessed 25-04-2014]
Bowling B and Phillips C [2007] Disproportionate and Discriminatory Reviewing the Evidence
on Police Stop and Search Oxford Blackwell Publishing p958 httpwwwstop-
watchorguploadsdocumentsmodern_law_reviewpdf
Braddock K [2011] ldquoThe Power of the Hoodierdquo The Guardian Available at
httpwwwtheguardiancomuk2011aug09power-of-the-hoodie [Accessed21-04-2014]
Codes of Practice A
Council of Europe [2010] European Convention on Human Rights Strasbourg European Court of
Human Rights p 7 Available at httpwwwechrcoeintDocumentsConvention_ENGpdf
[Accessed 09-03-2014]
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed 01-
04-2014]
The Economist [1990] End Game Available
athttpgogalegroupcompsidoid=GALE7CA9390713ampv=21ampu=uceampit=rampp=SPJSP0
0ampsw=wampasid=f6f778fcf0a20b3f0f18df5e20a57f27 [Accessed 19-03-2014]
Fahy P [undated] ldquoForewordrdquo In Ozin P Norton H and Spivey P [2013] PACE ndash A Practical
Guide to the Police and Criminal Evidence Act 1984 3rd
Edition Oxford Oxford University Press
p v
Flick U [2011] Introducing Research Methodology London Sage p 125
Garret J [2006] Kants Duty Ethics Available at
httppeoplewkuedujangarrettethicskanthtm [Accessed 20-03-2014]
Govuk [2013] Guidance Police and Criminal Evidence Act 1984 (PACE) Codes of Practice
London Home Office Available at httpswwwgovukpolice-and-criminal-evidence-act-1984-
pace-codes-of-practice [Accessed 02-04-2014]
Guyer P (2007) cited by Perold L M [2010] Does Immanuel Kants Categorical Imperative
Commit Him to the View that Lying is Always Morally Wrong Master of Arts thesis University of
the Witwatersrand p 19 Available at
httpwiredspacewitsaczabitstreamhandle1053910096M20Perold20Research20Reportp
dfsequence=2 [Accessed 24-04-2014]
23
Hart HLA [1958] cited by Green L [2012] ldquoIntroductionrdquo in Hart H L A [2012] The
Concept of Law 3rd
Edition Oxford Oxford University Press p xxxiii Available at
httpbooksgooglecoukbookshl=enamplr=ampid=53u8K7jNGioCampoi=fndamppg=PP2ampdq=law+and+
moralityampots=3fiRAxxSFFampsig=BoQfC4sR_Lnb-
GD4OzEUXvIryfov=onepageampq=law20and20moralityampf=false [Accessed 12-04-2014]
Jackson L and Smith L [2013] Research into young Londoners experiences and perceptions of
stop and search London Office for Public Management p 6 Available at
httpwwwlondongovuksitesdefaultfiles14-02-06-OPM20-
20Young20peoples20views20stop20and20search20-20FINALpdf [Accessed 21-
04-2014]
Joseph I And Gunter A [2011] Gangs Revisited Whats a Gang and Whats Race Got to Do with
It - Politics and Policy into Practice London Runnymede p3 Available at
httpwwwrunnymedetrustorguploadspublicationspdfsGangsRevisited(online)-2011pdf
[Accessed 08-04-2014]
Kumar R [2011] Research Methodology a Step-by-Step Guide for Beginners London Sage
p139 164
Mawby R and Wright A [2005] Police Accountability in the United Kingdom p6 Available at
httpwwwhumanrightsinitiativeorgprogramsajpoliceres_matpolice_accountability_in_ukpdf
[Accessed 02-04-2014]
McQueen R A and Knussen C [2002] Research Methods for Social Science ndash an Introduction
Harlow Pearson pp83-85 84-85
ONeill O [2013] Acting on Principle An Essay on Kantian Ethics 2nd
Edition Cambridge
Cambridge University Press p78 79 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
ONeill O [2000] Bounds of Justice Cambridge Cambridge University Press p67
Ozin P Norton H and Spivey P [2013] PACE ndash A Practical Guide to the Police and Criminal
Evidence Act 1984 3rd
Edition Oxford Oxford University Press p 4
Paton H J [1969] The Moral Law London Hutchinson amp Co ltd p22
Police and Criminal Evidence Act 1984 Ch 60 London HMSO
R v McIlkenny and others [1991] 2 All ER 417 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744d06500000145a7ddf45f8cfdf386
ampdocguid=I59AD10F1E42811DA8FC2A0F0355337E9amphitguid=I59AD10F1E42811DA8FC2A0F
0355337E9amprank=1ampspos=1ampepos=1amptd=1ampcrumb-action=appendampcontext=17ampresolvein=true
[Accessed 28-04-2014]
24
R v Miller [1993] 97 Cr App R 99 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744cc64000001458ea70ccbfa4bdcd
aampdocguid=I60145160E42811DA8FC2A0F0355337E9amphitguid=I60145160E42811DA8FC2A0F0
355337E9amprank=9ampspos=9ampepos=9amptd=14ampcrumb-action=appendampcontext=78ampresolvein=true
[Accessed 22-04-2014]
Rachels J [1986] Kantian Theory The Idea of Human Dignity Random House Inc p1 Available
at httppubliccallutheranedu~chenxiphil345_022pdf [Accessed 20-03-2014]
Royal Commission [undated] cited by Zander M [2011] PACE (The Police and Criminal
Evidence Act 1984) Past Present and Future London LSE Law Society and Economy Working
Papers p3 Available at wwwlseacukcollectionslawwpswpshtm [Accessed 19-03-2014]
Sandel M [2011] Episode 6 ndash Discussion Guide (Advanced) Available at
httpwwwjusticeharvardorgresourcesepisode-6-discussion-guide-advanced [Accessed 27-04-
2014]
Singer G M [undated] cited by ONeill O [2013] Acting on Principle An Essay on Kantian
Ethics 2nd
Edition Cambridge Cambridge University Press p78 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
Stohr K [2010 ndash forthcoming] ldquoKantian Beneficence and the Problem of Obligatory Aidrdquo Journal
of Moral Philosophy p3 Available at
httpwww9georgetownedufacultykes39Stohr_Kantian_Beneficence_and_the_Problem_of
_Obligatory_Aidpdf [Accessed 25-04-2014]
StopWatch [2014] Stop and Search Factsheet Available at httpwwwstop-watchorgget-
informedfactsheetstop-and-search [Accessed 13-03-2014]
Westmarland L [undated] ldquoPolice Culturesrdquo in Newburn T (ed) [2011] Handbook of Policing
2nd
Edition Abingdon Taylor amp Francis p255
Westmarland L [2011] Researching Crime and Justice ndash Tales from the Field London Routledge
p141
Wilding B [undated] ldquoTipping the Scales of Justice A Review of the Impact of PACErdquo in Cape
E and Young R (eds) [2008] Regulating Policing The Police and Criminal Evidence Act 1984
Past Present and Future Portland Hart Publishing p127 130 Available at
httplibmyilibrarycomOpenaspxid=204843ampsrc=0 [Accessed 09-03-2014]
Zupancic A [2000] Ethics of the Real London Verso p16
25
APPENDIX 1
Six Key Principles of Ethical Research
26
Principles procedures and minimum requirements of the Framework for Research Ethics
(FRE)
There are six key principles of ethical research that the ESRC expects to be addressed whenever
applicable
1 Research should be designed reviewed and undertaken to ensure integrity quality and
transparency
2 Research staff and participants must normally be informed fully about the purpose methods and
intended possible uses of the research what their participation in the research entails and what risks
if any are involved Some variation is allowed in very specific research contexts for which detailed
guidance is provided in Section 2
3 The confidentiality of information supplied by research participants and the anonymity of
respondents must be respected
4 Research participants must take part voluntarily free from any coercion
5 Harm to research participants and researchers must be avoided in all instances
6 The independence of research must be clear and any conflicts of interest and partiality must be
explicit
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed
27-04-2014]
27
APPENDIX 2
Ethics Approval Form
28
Request for Ethical Approval
Section 1 ndash to be completed by the researcher
Full name
Jens Knut Elias Klots
Module number and title (student researchers
only)
Extended Research Project [Criminology amp Criminal Investigation]
Research Proposal title
ldquoAn Ethical Analysis of the Police and Criminal Evidence Act 1984rdquo
Funding body applying to if applicable
-
Brief outline of proposal
(including research questions where
appropriate)
You are also asked to
submit with your application copies of
any questionnaires
letters recruitment material you intend to
use if these are available at the time
of requesting approval
The research will ethically evaluate part I III and
IV-V along with the corresponding Codes of Practice [A B C E F and G] using Kantian ethics
Seeking to establish whether the main piece of legislation governing how policing should be carried out in England and Wales can be ethically
justified by Kantian ideologies as well as establishing what ethical issues might be present
etc
Level of research eg staff undergraduate
postgraduate masterrsquos (award related) MPhil
PhD
Undergraduate
Please outline the
methodology that would be implemented in the course of this research
The research will be purely based on secondary
resources using books journals web-sources etc
Please indicate the ethical issues that have
been considered and how these will be
There should be no ethical issues in terms of the research carried out However I have identified
that my choice to only use only one ethical theory for my analysis could be considered biased My
29
addressed
choice however was to ensure that my research will be as focused as possible so a more in depth analysis could be made which will be noted within
the dissertation
Please indicate any
issues that may arise relating to diversity and
equality whilst undertaking this research and how you
will manage these
-
Please indicate how
participants will be de-briefed about their
involvement in the research process and or provided with
opportunities for reflection and evaluation
-
Please answer the following questions by circling or highlighting the appropriate response
1 Will your research project involve young people under the age of 18 NO
YES but not directly ndash primarily teachers If yes do you have an Enhanced Disclosure Certificate from the Criminal Records
Bureau
YES
2 Will your research project involve vulnerable adults
NO
3 For which category of proposal are you applying for ethical approval
Category A
7
issue that is also identified by Bennet (2010) stating that ldquoit certainly seems a large gap in a moral
theory that it has nothing to say about how pain and suffering makes acts wrongrdquo (p88) Because
while many actions that might cause pain and suffering to others generally cannot be justified using
the categorical imperative they are not dismissed for the right reasons (Bennet C 2010 p88) as
ldquouniversal rules require us to overlook and [hellip] neglect the fragility mutual vulnerability social
embeddedness and constitutive loyalties of real peoplerdquo (ONeill O 2000 p67) As human beings
are not cold calculative and emotionless robots this is an obvious flaw within Kants frameworks
because in order to act morally one needs to be able to completely disregard the feelings of other
people
Furthermore due to the lack of consideration for human emotions and relationships Kant has
simplified the very complex issue of moral theory (ONeill O 2000 p 67) often resulting in very
bizarre contradicting or even worrying results Because utilising the categorical imperative for
moral guidance might result not only in allowing obviously immoral actions to be universalised but
also preventing other harmless acts of kindness such as opening the door for someone else from
being morally justified (Bennet C 2010 p86) It should be obvious to a normal reasonable human
being that there is nothing wrong or immoral about holding the door open for someone else yet
through the implementation of Kantianism such an action cannot be justified due to it being unable
to pass the test of universalisation Showing that the Kantian approach struggles to encompass all
actions regardless of their significance importance or size in a reasonable manner
It should also be noted that the Kantian framework can also produce situations where the agent will
be acting immorally no matter what they do Bennet (2010) utilises an example of noticing a child
in the process of drowning while on the way to class and even though we have a duty to help others
according to Kant the option of not helping can also be moralised in this scenario as the agent will
adhere to the maxim of getting to class on time (p86-87) This leads to the final category of
critiques against Kant and Kantian ideologies as identified by ONeill (2000) which states that it is
a theory ldquodesigned for abstract individuals [hellip] leading to abstract conclusions that are irrelevant to
real people who lead real livesrdquo (p 67) It is possible that this abstract nature of the theory could be
due to Kants failure to provide a proper guideline stating how our actions should be explained in
order to properly calculate their ethical value through the tests of generalisation and universalisation
Because with the manner in which the Kantian framework is designed there is a possibility that
ldquoany action could pass it simply by being re-describedrdquo (Bennet C 2010 p87) The Kantian
framework is therefore in need of some kind of notes for guidance that provides an explanation for
how one is to distinguish correct descriptions of ones actions from incorrect ones
8
Chapter 4
PACE A Brief Introduction
The following chapter will be providing a brief introduction to the Police and Criminal Evidence
Act 1984 and its associated Codes of Practice Providing a basic understanding of the legislations
history and purpose in addition to some criticisms of the act and issues that has developed as a
result of its development As such this chapter alongside with chapter 3 provides a foundation for
the following chapters where specific parts of the legislation will be explored more thoroughly in
addition to being analysed through the Kantian frameworks for ethics
41 Background
Policing in England and Wales is nowadays comprised of a tough balancing act where ldquothe interests
of the community and the rights of the individualrdquo (Royal Commission undated cited by Zander
2011 p3) must be taken into account while also maintaining public order In addition to being
required to evaluate to what extent they may infringe upon civil liberties to do their job the police
is also under constant public scrutiny This means that any infringement upon the rights of an
individual that cannot be justified by the Police and Criminal Evidence Act 1984 the Human Rights
Act 1998 or other pieces of legislation can have dire consequences for the police Such
infringements can result in lawsuits against the police or rendering evidence inadmissible in court
as was seen in the case of R v Miller (1993) where the confessions from the suspects were rendered
inadmissible due to hostile and oppressive questioning by police However while it is noted that
infringement of civil liberties should be avoided and the rights of the public should be respected it
is also identified in Article 5 of the European Convention of Human Rights that there are
circumstances when the police and the criminal justice system must be granted the power to
lawfully infringe upon these (Council of Europe 2010 p7) Because without these exceptions legal
and justice systems would no longer function as criminal justice cannot function if the rights of the
individual is to be respected at all times
While there is a need for the police and criminal justice system to infringe upon the rights of
individuals there must be sanctions that govern to what extent these rights can be infringed upon
and under what circumstances As mentioned above article five of the European Convention of
Human Rights provides a good starting point but as it must be applicable to the state legislature of
all member states of the European Union it is far too general and leaves plenty of gaps to fill in
This is where the Police and Criminal Evidence Act 1984 and its corresponding Codes of Practice
comes into play as these help with outlining the provisions for the polices ability to infringe upon
9
the civil liberties of the public It was introduced following some cases of gross police misconduct
that had come to light causing miscarriages of justice of several high-profile cases which put a
strain on the relationship between the police and the public One such case included the R v
McIlkenny and others (1991) more famously known as the Birmingham Six where six innocent
men were wrongfully convicted as a result of police officers having beaten witnesses to obtain
satisfactory statements in addition to distorting forensic evidence (The Economist 1990) The
Police and Criminal Evidence Act 1984 and the associated Codes of Practice was introduced in an
attempt to remedy this through providing guidelines for how evidence was to be obtained legally
how suspects and detained persons were to be treated how and when certain police powers could be
legally enforced as well as providing the criminal justice system with transparency and
accountability (Fahy P in Ozin P Norton H and Spivey P 2013 pv)
Through its introduction the Police and Criminal Evidence Act 1984 and its corresponding Codes of
Practice drastically changed the manner in which policing was carried out causing a bit of a
culture shock for some officers that were threatened by the new developments (Wilding B
undated in Cape E and Young R 2008 p127) As there were suddenly demands being put on
officers that did not exist previously in addition to clear frameworks dictating what kind of
behaviour was deemed acceptable All to ensure that investigations were carried out both
objectively and with integrity two elements which are important to maintain public confidence in
the police force (Wilding B undated in Cape E and Young R 2008 p127) However while the
drastic changes might have come as a shock to some officers it is now common practice and
heavily ingrained to the very core of policing Additionally while the Act generally focuses on the
protection of the suspects victims and witnesses it simultaneously provides the police with
safeguards to avoid suspicion of unlawfully acquired evidence as everything from physical
evidence to verbal or written confessions must be recorded and processed in detail (Police and
Criminal Evidence Act 1984 sNUMBER sNUMBER) ensuring that the police runs a lower risk of
being unjustly accused of foul play
32 Critiques and Issues
While the Act and the Codes of Practice has played a significant part in making the police ldquomore
accountable in terms of performance and standards than virtually any other public bodyrdquo (Wilding
B undated in Cape E and Young R 2008 p130) as well as supposedly having ldquoushered in new
ethical standards for the servicerdquo (Wilding B undated in Cape E and Young R 2008 p127) It
has been subjected to a significant amount of criticism from non-governmental organisations such
as Liberty members of the police itself and academics scrutinising everything from how the Act
10
takes the police off the streets and placing them behind desks to carry out extensive amounts of
paperwork (Wilding B undated in Cape E and Young R 2008 p127) to questioning whom the
Act is really favouring (Benz S 2010) Furthermore the actual contents of the Act and the Codes of
Practice has been criticised in particular the Acts first part concerning stop and search (see chapter
5) resulting in a large number of edits and moderations to remedy these and provide a better
balance between the police and the rights of the public
11
Chapter 5
Reasonable Suspicion
While the Police and Criminal Evidence Act 1984 provides the police with guidelines for how and
when they may use their powers to infringe upon civil liberties these are not enough to ensure that
policing is carried out correctly in accordance to the act The Act must therefore be read alongside
the Codes of Practice as these further explain the limitations of the powers in addition to the
requirements that must be fulfilled in order for an officer to implement them One such requirement
that is found repeatedly throughout the Act and the Codes of Practice is the need for an officer to
have reasonable grounds for suspecting that the person(s) of interest are doing have done is about
to do or is in possession of something illegal (Police and Criminal Evidence Act s1(7)-1(9)
s3(1)(a)-3(1)(d)) This requirement is one that has been subjected to some controversy and scrutiny
especially in connection to the power of stop and search (addressed below) as it is often described
in very vague or broad terms often making it unclear what exactly constitutes appropriate grounds
for reasonable suspicion Additionally it should also be noted that the appropriate grounds for
suspicion might differ slightly from one section of the Act to another making it important to
separate these definitions from each other when studying them as they may all have their own
interpretations definitions regulations and issues However as this research explores the ethical
implications of reasonable suspicion in relation to stop and search it must be acknowledged that the
results may not be applicable to sections of the Police and Criminal Evidence Act 1984 and Codes
of Practice concerning other police powers
51 Reasonable Suspicion and Stop and Search
In the first part of the Police and Criminal Evidence Act 1984 it is identified that an officer cannot
stop and search an individual unless they have reasonable grounds for suspecting that any stolen or
prohibited articles listed under s1(7)-1(9) of the Act will be found on their person (s1(3) Police and
Criminal Evidence Act 1984) That being said there are many limitations placed upon what may
constitute a reasonable ground for suspecting that prohibited or stolen articles will be found on the
person(s) (Codes of Practice A s22) and that these can differ depending on the circumstances of
each case [Ozin P et al 2013 p4] However while suspicion might be raised for different reasons
in each case the Code emphasises that suspicion may never be based on personal factors
stereotypes or generalisations (Codes of Practice A s22) Nor may it be ldquoprovided retrospectively
by [hellip] questioning during a persons detention or by refusal to answer any questionsrdquo (Codes of
Practice A s29) Instead it is stressed that suspicion should have an objective basis derived from
known facts and information (Codes of Practice A s22)
12
Whether these demands put on officers by the Codes of Practice A to establish objective grounds
for suspicion are followed is questionable though At least when taking into consideration that the
sections of the Police and Criminal Evidence Act 1984 and the Codes of Practice concerning stop
and search has been subjected to heavy criticism mainly due to the disproportionate amount of
members from minority ethnic groups being searched in comparison to Caucasians Because even
though the Codes of Practice A does identify that there are situations where reasonable grounds for
suspicion might exist without the need for known facts or information such as initiating searches
based on an individuals behaviour or body language (Codes of Practice A s23) it does not explain
why black people are up to ldquosix times more likely to be stop[ped and] searched than would be
expected based on their numbers in the general populationrdquo (Bowling B and Phillips C 2007
p958) Nor does it explain how the recorded stops and searches of Asians since the mid-nineties
have remained between 15 and 25 times higher than those of Caucasians (Equality and Human
Rights Commission 2010 p13) These are worrying statistics that raise questions as to whether the
guidelines provided by the Police and Criminal Evidence Act 1984 and the Codes of Practice are
sufficient in order to ensure that this power is used appropriately and fairly Because even though
non-Caucasians are stopped and searched more frequently arrests following searches are distributed
quite evenly across all ethnic groups (StopWatch 2014)
There is a possibility that this targeting of minority ethnic groups could be a direct result of the
socio-economic conditions that traps many families from poor neighbourhoods in a cycle of poverty
and disadvantage (Joseph I and Gunter A 2011 p3) Especially as it has been found that these
groups often respond ldquoto their powerlessness with frustration rage and the creation of alternative
social and cultural values that promotes and normalizes gang membership and violencerdquo (Joseph I
and Gunter A 2011 p3) Due to the normalisation of such behaviour this could provide an
explanation to why some disproportionality might exist as the Codes of Practice provides an
exception to searches based on physical appearance when it is related to gang culture stating that
ldquowhere there is reliable information or intelligence that members of a group or gang
habitually carry knives unlawfully or weapons or controlled drugs and wear a
distinctive item of clothing or other means of identification to indicate their
membership of the group or gang that distinctive item of clothing or other means
of identification may provide reasonable grounds to stop and search a personrdquo
(Codes of Practice A s26)
13
However while this provision could support the existence of some disproportionality it does not
disprove that minority ethnic groups are being targeted by the police nor does it provide a
reasonable explanation to why blacks are being six times more likely to be subjected to a stop and
search This means there is a risk that this section of the Codes of Practice is being used by police
to maliciously target ethnic minority groups by stereotyping them as more likely to be involved
with criminal gangs
52 Reasonable Suspicion Stop and Search and Morality
While statistics and studies show that stop and search is used disproportionally and suggests that
individuals belonging to minority ethnic groups are being targeted by the police it does not mean
that the power itself nor the legislation governing it is unethical Because even though they tend to
overlap ldquothere is no necessary connection between law and moralsrdquo (Hart H L A 1958 cited by
Green L 2012 in Hart H L A 2012 pxxxiii) as the law applies to everyone unconditionally
while moral only applies to those that sympathise with the ideologies in question Kantian ethics
however arguing that one should do the right thing because of it being right views morality as a
supplement to the law (Zupancic A 2000 p16) therefore ensuring that we are not only doing what
is right but that we are also doing it for the right reasons (Sandel M 2011) Which from Kants
viewpoint is synonymous to acting out of duty which as established in Chapter 3 means that
onersquos actions must be converted to those that are able to pass the tests of generalisation and
universalisation As such one must convert the sections of the Police and Criminal Evidence Act
1984 and its associated Codes of Practice concerning stop and search into an order to establish
whether it is ethical
However while the Police and Criminal Evidence Act 1984 identifies that reasonable suspicion is
necessary in order to conduct a stop and search one cannot simply create a maxim stating that
police officers can stop and search anyone they reasonably suspect is carrying illegal or stolen
items Because even though this maxim does provide an accurate description of the necessary
requirements to perform a stop and search it is far too broad Such a maxim does not place a limit
upon what the suspicion might be based on resulting in a possibility for officers to target certain
groups of people based on prejudice or stereotypes Therefore such a maxim can neither be
generalised nor universalised meaning it would be considered entirely unethical by Kantian
principles However by using the guidelines and limitations of reasonable suspicion presented in
the Codes of Practice A that were identified earlier in this chapter this maxim can be broken down
into three separate parts These being
14
police officers may stop and search individuals for illegal or stolen items if it is in
accordance with known facts and information and they believe that such items will be found upon
searching the person
police officers may stop and search individuals acting in an obviously suspicious manner for
illegal or stolen items but only if they suspect that such items will be found upon searching the
person and
police officers may stop and search individuals based on articles of clothing piercings
andor tattoos if these are known to be worn by members of a gang(s) that are known to carry
illegal or stolen items and only if the police suspects that such items will be found upon searching
the person
These provide a much more limited and concentrated approach to the attempted moralisation of the
polices power to stop and search individuals for prohibited or stolen articles Because unlike the
previous maxim these are not only limiting what the basis for suspicion might be but also limiting
when the power itself may be enforced As such the likelihood of these being able to pass the tests
of generalisation and universalisation are increased
521 Generalisation and Universalisation
In order to accurately establish whether acts are moral they must pass the tests of generalisation and
universalisation as Kant believed that moral acts were ones that could be applied to everyone as a
universal law without becoming contradictory or illogical (see chapter 3) However as these deal
with police powers and Kant argued that acts must be applicable to everyone without exception
these will also be examined using Singers generalisation principle because it would be illogical for
such powers to be implemented by everyone Singers generalisation principle makes it possible to
bypass this issue as it argues that ldquowhat is right (or wrong) for one person must be right (or wrong)
for any similar person in similar circumstancesrdquo (Singer G M undated cited by ONeill O 2013
p78) Additionally this approach puts a utilitarian twist on Kants frameworks as it determines
morality based on the consequences of onersquos actions (ONeill O 2013 p79) rather than the
motivation behind them As such this test functions as a middle ground between the tests of
generalisation and universalisation ensuring that the generalised maxim does not cause an illogical
or chaotic result in addition to limiting the generalised maxim from anyone that is not a member of
the police service Analysing the maxim using these tests therefore requires them to be studied
individually so that they can be dissected and examined more closely
Looking at the first of the three maxims created using the guidelines and limitations of reasonable
15
suspicion as identified by the Codes of Practice A it can be established that it is comprised from
three different elements Namely
the police may only search for illegal or stolen items
the police may only search an individual based on known facts and information and finally
the police may only search the individual if they believe illegal or stolen items will be found
Attempting to generalise any of these elements of the maxim individually would not be reasonable
as they do not provide enough limitations or guidelines for it to be functional Because the first part
allows the police to search anyone for illegal or stolen items without the necessity of a suspicion
that any such items will be found which would result in a police state where the police could search
anyone they please The necessity of believing that illegal or stolen items will be found upon
conducting a search is added by the third element of the maxim but there are still no requirements
for the police to have any kind of reasonable basis for their decision to stop and search someone as
this is added by the maxims second element However this element cannot be moralised on its own
either as it does not specify what the police may search for However when all three elements of
the maxim are combined all necessary limitations are present meaning the generalisation of it
should not produce a contradictory or illogical result
However passing the test of generalisation does not mean that the maxim is ethical as it must also
be universalisable Meaning it should be able to be enforced as a (hypothetical) law that applies to
everyone unconditionally As the maxim places a requirement on the police to only stop and search
individuals if they have a factual basis for their suspicion to find illegal or stolen items upon
searching the person this should be a universalisable action Because assuming all police officers
were required to follow this maxim it would result in a world where only specific items may be
searched for if they have a factual reason to conduct the search and only if they believe that such
items will be found upon searching the person(s) As this would not produce any undesirable
consequences this maxim would not only pass Kants test of universalisation but also fulfil the
necessary criteria for Singers generalisation principle
This is essentially what the Police and Criminal Evidence Act 1984 and the Codes of Practice A
seeks to do meaning that if the guidelines were followed by the police unlawful stops and searches
should not occur However since there are more aspects to the laws that govern the polices power
to stop and search individuals for illegal or stolen items such as searches based on suspicious
behaviour or searches of suspected gang members other aspects must be explored as well before
16
declaring whether it is ethical or not For this reason the two additional maxims (mentioned earlier)
are needed and must therefore be tested as well As these maxims can be implemented in such
situations by the removal of the need for a factual basis for suspicion and replacing it with either
the possibility to
search individuals acting in an obviously suspicious manner or
search individuals based on clothing piercings andor tattoos if these are known to be worn
by members of gangs that are known to carry illegal or stolen items
As with the various elements of the maxim analysed previously these are also unable to be
moralised individually Because the first of the two does not specify what may be searched for and
neither of the sections specify that the police should expect to find illegal or stolen items upon
stopping and searching an individual As such neither of these elements can function as a maxim on
their own as they are illogical and can neither be generalised nor universalised However when
these are combined with the other elements of the maxims these issues should be resolved thus
passing Kants test of generalisation
Universalising these maxims is a bit more problematic than the one analysed previously through
For example with the first of these two maxims police officers would be enforced to stop and
search anyone that is acting in an obviously suspicious manner for illegal or stolen items if they
believe any such items will be found upon searching them The phrase behaving in an obviously
suspicious manner is a bit of an issue here as there is no definition available as to what can be
classified as such However a reasonable person would probably equate behaving in an obviously
suspicious manner to trying to hide something which is used as an example in the Codes of
Practice A s23 It could therefore be worth substituting the phrase behaving in an obviously
suspicious manner with trying to hide something as this would be more specific However by
doing this the maxim would become much more limited as it would no longer allow individuals
behaving suspiciously in other ways to be searched Nevertheless should this interpretation be used
the likeliness of the maxim passing the test of universalisation might be increased as the likeliness
of it producing a chaotic result would decrease Additionally implementing such an interpretation
would also make it more likely for the maxim to pass Singers generalisation principle As the
conduction of stops and searches of people that are obviously trying to hide something is less likely
to produce an undesirable outcome in comparison to searching anyone acting suspiciously
Finally the universalisation of the third and final of the maxims would enforce the police to stop
17
and search anyone dressed or in any other ways being physically identifiable as a possible member
of a gang known to carry illegal or stolen items if they believe any such items will be found upon
searching them As with the maxim analysed above there are issues related to universalising this
maxim due to the possibility of it causing certain people to be targeted because of the clothes they
wear or any piercings or tattoos on their body being related to or similar to ones connected to a
criminal gang Universalising this maxim could therefore worsen an already prevalent issue where
innocent members of the public get their civil liberties infringed upon due to their personal style
especially as the maxim allows quite a broad range of items accessories and body art to be used as
an indicator for suspicion In a study by Jackson and Smith (2013) the experiences of young people
from London that had been subjected to stop and search was surveyed where the participants
identified what kind of clothing might fit the criteria of being a presumed gang member It was
suggested that ldquoemulating American hip hop artists by wearing low-slung jeans hoodies and
branded trainers and walking and talking in a certain wayrdquo (p6) was stereotyped by the police as
gagster behaviour and dress The same study also identified an experience that was shared by one
of the participants whom stated that ldquoThey just say youre in a drug infested area and youve got a
hood on so were stopping and searching yourdquo (Jackson L and Smith L 2013 p6)
Taking this into consideration it can therefore be seen that the universalisation of a maxim asking
the police to stop and search anyone perceived to be involved with a criminal gang for illegal or
stolen items could result in a form of criminalisation of the hoodie and other specific pieces of
clothing as these are stereotyped as being related to gang membership This would be problematic
as the hoodie in particular is a comfortable and often affordable piece of clothing that is a staple in
the wardrobes of many of societys subcultures such as emos and skaters that are generally not
stereotyped as criminals (Braddock K 2011) As such it can be established that neither Kant nor
Singer would be able to universalise this maxim as having officers search anyone wearing specific
clothes would neither be reasonable nor produce any desirable consequences
522 Issues
While two out of three of the different maxims appear to be moral in the eyes of Kant there are still
some issues relating to them which must be acknowledged Primarily there might be an issue with
these maxims being too specific as it has been noted that ldquoany maxim that is highly restricted is
likely to pass the universalisability testrdquo [Guyer P 2007 cited by Perold L M 2010 p19]
because the more descriptive a maxim is the less likely it is that it would become contradictory As
all of the maxims created from the Codes of Practice A are highly restrictive specifying who may
carry out the act under what circumstances they may carry it out and the limitations of the actions
18
itself Additionally as noted earlier in this chapter the maxims cannot be made more general either
as this would prevent them from being moralised this means that there is a risk of these maxims
passing the tests of universalisation and generalisation simply because of their overly descriptive
nature rather than actually being moral
There might also be an issue with the phrasing of the maxims specifically the use of the term
police officers as this might cause some uncertainties regarding exactly who the maxim applies to
Because by using the term police officer or even police it becomes questionable if an officer must
be in uniform in other words his or her position as a police officer is overt when carrying out the
search However since these maxims need to be exclusive to the police it could be hard to bypass
this issue without adding yet another specification to it that clarifies whether there is a need for the
officer to be in uniform or not
Finally there could also be an issue of the maxims conflicting with each other as the first of the
maxims states that the decision to stop and search someone needs to be in accordance with known
facts and information Something that might not be available when a stop and search is made
utilising the second or third maxim as these can be initiated without a need of known facts or
information This raises a question to whether one of the maxims would naturally take precedence
over the others as all three maxims regarding stop and search can never operate at the same time
Generally Kantianism argues that when one is faced with opposing maxims the perfect duty will
always take precedence over an imperfect one (Stohr K 2010 p3) However as all of the maxims
are addressing what is essentially the same action being the possibility to stop and search
individuals for illegal andor stolen items this could be problematic Furthermore while there are
three maxims identified within this study there also exists another fourth maxim which concerns
the possibility of not searching anyone for illegal or stolen items This fourth maxim is also
considered a perfect duty as it would generally be easier to universalise not searching people as
opposed to searching individuals fitting certain requirements This means that the maxim regarding
the omission to act would in this case take precedence over the other maxims identified within this
research essentially rendering them powerless
19
Chapter 6
Conclusion
From this study it can be seen that the legislation governing a heavily criticised police power such
as stop and search has the possibility to be morally justifiable by the ethical frameworks developed
by Kant Because while Kants ethical theory does not rectify or justify the issue of ethnic minorities
being subjected to a disproportionate amount of stops and searches in comparison to Caucasians it
is important to remember that the ldquolaw in theory and the law in practice differrdquo (Westmarland L in
Newburn T 2011 p255) Meaning that the moralisation of the legislation does not ensure that it
will be applied ethically by the police Additionally as Kantian ethics values the motivation behind
ones actions over the consequences produced from them the potential issues caused by ones actions
are irrelevant as long as the action itself can be universalised without producing a chaotic or
undesirable result
However as there are several layers to stop and search there are some implications to morally
justifying this power as it is multi-faceted Being designed to deal with a variety of different
situations and bases from which suspicion might arise to justify the stopping and searching of an
individual Because while Kantian ethics can ethically justify police officers to stop and search
individuals for illegal or stolen items if it is in accordance with known facts and information and
they believe that such items will be found upon searching the person this encompasses only one of
the many facets of the power As such the power cannot be justified as a whole as any maxim used
to describe it would not provide the necessary limitations needed for it to successfully pass the tests
of generalisation and universalisation
While the power cannot be moralised as a whole it is possible to create two additional maxims
using the limitations and exceptions to the necessity criteria of reasonable suspicion found in the
Codes of Practice A to create an additional two maxims These represent two additional facets of
stop and search being that
police officers may stop and search individuals acting in an obviously suspicious manner for
illegal or stolen items but only if they suspect that such items will be found upon searching the
person and
police officers may stop and search individuals based on articles of clothing piercings
andor tattoos if these are known to be worn by members of a gang(s) that are known to carry
20
illegal or stolen items and only if the police suspects that such items will be found upon searching
the person
However only the first of these two maxims can be justified utilising Kants ethical framework and
Singers generalisation principle because the latter cannot be universalised without becoming
unreasonable Furthermore the latter cannot be justified without providing further limitations
requiring the phrase acting in an obviously suspicious manner to be replaced by obviously hiding
something
From the issues presented from the creation of the two additional maxims above it can be
established that stop and search cannot be considered morally justifiable under all circumstances
Because different situations calls for different maxims meaning that should the search not be
initiated based on known facts or information it is unlikely to be ethical Nevertheless even though
all facets of this police power cannot be morally justified it does seem that the majority of them can
be considered ethical to some extent Meaning the legislation governing it is generally ethical but
as a whole it becomes a bit of a moral ambiguity This shows that the police power as identified by
the Police and Criminal Evidence Act 1984 and the Codes of Practice A has a potential to be
ethically justified with the exception of the section permitting searches where physical appearance
can be used as a basis for suspicion Additionally this research identified that the reasons for why
this particular section is not justifiable could also be part of the reason to the disproportionate
amount of searches of ethnic minorities As it might provide officers maliciously targeting
minorities with a possibility to justify their actions by claiming a particular article of clothing body
art or similar was the reason for the stop
As such it can be established that the legislation governing the polices power to stop and search
individuals for prohibited or stolen articles cannot be fully moralised as not all sections of the
Police and Criminal Evidence Act 1984 or the Codes of Practice A concerning this power can be
ethically justified However while the legislation as whole is morally ambiguous at best the
searches conducted with factual information as a basis for suspicion suggests that the sections of the
legislation addressing this type of search cannot be implemented in an unethical manner Because as
the universalised maxim requires the police to act in a manner promoted by the Act and Codes this
shows that any unethical searches carried out using this type of search are caused as a result of
police misconduct rather than an actual issue with the legislation
21
However it should be noted that this research can only provide a limited account of the morality of
this police power as it has only explored it through the limitations put upon it through the necessity
requirement of reasonable suspicion Additionally it can only account for the morality of the
sections of the Police and Criminal Evidence Act 1984 and the Codes of Practice A addressing this
particular police power and only through the limitations explored within this research Finally it is
also important to recognise that the police power has only been analysed using a Kantian approach
to ethics and morality This means that further studies of the police power and indeed the Act and
Codes in general are needed in order to provide a more accurate account of the morality and ethical
issues present It is therefore suggested that additional research should be carried out to study the
legislation governing the power of stop and search utilising other ethical theories or utilising
Kantian ethics with a different focus point of the legislation
However while further research is needed in order to gain a more accurate account of the overall
morality of the police power and the legislation governing it it does not mean the research
presented in this paper is of any less value Because even though the study can only provide a
limited account of the legislations morality it has succeeded in presenting the probabilities for the
moral justification of the Acts first part along with the associated Codes of Practice as well as
identifying that the issues connected to the Act may be caused primarily by the polices failure to
accurately conduct stops and searches according to the law Meaning the research has produced
some valuable results in addition to providing a stepping stone for further research on the topic
22
Bibliography
BBC [2014] Duty-Based Ethics Available at
httpwwwbbccoukethicsintroductionduty_1shtml [Accessed 20-03-2014]
Benz S [2010] ldquoThe Police and Criminal Evidence Act 1984 balancing civil liberties and public
securityrdquo Diffusion 5(2) Available at httpatpuclanacukbuddypressdiffusionp=1255
[Accessed 25-04-2014]
Bowling B and Phillips C [2007] Disproportionate and Discriminatory Reviewing the Evidence
on Police Stop and Search Oxford Blackwell Publishing p958 httpwwwstop-
watchorguploadsdocumentsmodern_law_reviewpdf
Braddock K [2011] ldquoThe Power of the Hoodierdquo The Guardian Available at
httpwwwtheguardiancomuk2011aug09power-of-the-hoodie [Accessed21-04-2014]
Codes of Practice A
Council of Europe [2010] European Convention on Human Rights Strasbourg European Court of
Human Rights p 7 Available at httpwwwechrcoeintDocumentsConvention_ENGpdf
[Accessed 09-03-2014]
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed 01-
04-2014]
The Economist [1990] End Game Available
athttpgogalegroupcompsidoid=GALE7CA9390713ampv=21ampu=uceampit=rampp=SPJSP0
0ampsw=wampasid=f6f778fcf0a20b3f0f18df5e20a57f27 [Accessed 19-03-2014]
Fahy P [undated] ldquoForewordrdquo In Ozin P Norton H and Spivey P [2013] PACE ndash A Practical
Guide to the Police and Criminal Evidence Act 1984 3rd
Edition Oxford Oxford University Press
p v
Flick U [2011] Introducing Research Methodology London Sage p 125
Garret J [2006] Kants Duty Ethics Available at
httppeoplewkuedujangarrettethicskanthtm [Accessed 20-03-2014]
Govuk [2013] Guidance Police and Criminal Evidence Act 1984 (PACE) Codes of Practice
London Home Office Available at httpswwwgovukpolice-and-criminal-evidence-act-1984-
pace-codes-of-practice [Accessed 02-04-2014]
Guyer P (2007) cited by Perold L M [2010] Does Immanuel Kants Categorical Imperative
Commit Him to the View that Lying is Always Morally Wrong Master of Arts thesis University of
the Witwatersrand p 19 Available at
httpwiredspacewitsaczabitstreamhandle1053910096M20Perold20Research20Reportp
dfsequence=2 [Accessed 24-04-2014]
23
Hart HLA [1958] cited by Green L [2012] ldquoIntroductionrdquo in Hart H L A [2012] The
Concept of Law 3rd
Edition Oxford Oxford University Press p xxxiii Available at
httpbooksgooglecoukbookshl=enamplr=ampid=53u8K7jNGioCampoi=fndamppg=PP2ampdq=law+and+
moralityampots=3fiRAxxSFFampsig=BoQfC4sR_Lnb-
GD4OzEUXvIryfov=onepageampq=law20and20moralityampf=false [Accessed 12-04-2014]
Jackson L and Smith L [2013] Research into young Londoners experiences and perceptions of
stop and search London Office for Public Management p 6 Available at
httpwwwlondongovuksitesdefaultfiles14-02-06-OPM20-
20Young20peoples20views20stop20and20search20-20FINALpdf [Accessed 21-
04-2014]
Joseph I And Gunter A [2011] Gangs Revisited Whats a Gang and Whats Race Got to Do with
It - Politics and Policy into Practice London Runnymede p3 Available at
httpwwwrunnymedetrustorguploadspublicationspdfsGangsRevisited(online)-2011pdf
[Accessed 08-04-2014]
Kumar R [2011] Research Methodology a Step-by-Step Guide for Beginners London Sage
p139 164
Mawby R and Wright A [2005] Police Accountability in the United Kingdom p6 Available at
httpwwwhumanrightsinitiativeorgprogramsajpoliceres_matpolice_accountability_in_ukpdf
[Accessed 02-04-2014]
McQueen R A and Knussen C [2002] Research Methods for Social Science ndash an Introduction
Harlow Pearson pp83-85 84-85
ONeill O [2013] Acting on Principle An Essay on Kantian Ethics 2nd
Edition Cambridge
Cambridge University Press p78 79 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
ONeill O [2000] Bounds of Justice Cambridge Cambridge University Press p67
Ozin P Norton H and Spivey P [2013] PACE ndash A Practical Guide to the Police and Criminal
Evidence Act 1984 3rd
Edition Oxford Oxford University Press p 4
Paton H J [1969] The Moral Law London Hutchinson amp Co ltd p22
Police and Criminal Evidence Act 1984 Ch 60 London HMSO
R v McIlkenny and others [1991] 2 All ER 417 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744d06500000145a7ddf45f8cfdf386
ampdocguid=I59AD10F1E42811DA8FC2A0F0355337E9amphitguid=I59AD10F1E42811DA8FC2A0F
0355337E9amprank=1ampspos=1ampepos=1amptd=1ampcrumb-action=appendampcontext=17ampresolvein=true
[Accessed 28-04-2014]
24
R v Miller [1993] 97 Cr App R 99 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744cc64000001458ea70ccbfa4bdcd
aampdocguid=I60145160E42811DA8FC2A0F0355337E9amphitguid=I60145160E42811DA8FC2A0F0
355337E9amprank=9ampspos=9ampepos=9amptd=14ampcrumb-action=appendampcontext=78ampresolvein=true
[Accessed 22-04-2014]
Rachels J [1986] Kantian Theory The Idea of Human Dignity Random House Inc p1 Available
at httppubliccallutheranedu~chenxiphil345_022pdf [Accessed 20-03-2014]
Royal Commission [undated] cited by Zander M [2011] PACE (The Police and Criminal
Evidence Act 1984) Past Present and Future London LSE Law Society and Economy Working
Papers p3 Available at wwwlseacukcollectionslawwpswpshtm [Accessed 19-03-2014]
Sandel M [2011] Episode 6 ndash Discussion Guide (Advanced) Available at
httpwwwjusticeharvardorgresourcesepisode-6-discussion-guide-advanced [Accessed 27-04-
2014]
Singer G M [undated] cited by ONeill O [2013] Acting on Principle An Essay on Kantian
Ethics 2nd
Edition Cambridge Cambridge University Press p78 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
Stohr K [2010 ndash forthcoming] ldquoKantian Beneficence and the Problem of Obligatory Aidrdquo Journal
of Moral Philosophy p3 Available at
httpwww9georgetownedufacultykes39Stohr_Kantian_Beneficence_and_the_Problem_of
_Obligatory_Aidpdf [Accessed 25-04-2014]
StopWatch [2014] Stop and Search Factsheet Available at httpwwwstop-watchorgget-
informedfactsheetstop-and-search [Accessed 13-03-2014]
Westmarland L [undated] ldquoPolice Culturesrdquo in Newburn T (ed) [2011] Handbook of Policing
2nd
Edition Abingdon Taylor amp Francis p255
Westmarland L [2011] Researching Crime and Justice ndash Tales from the Field London Routledge
p141
Wilding B [undated] ldquoTipping the Scales of Justice A Review of the Impact of PACErdquo in Cape
E and Young R (eds) [2008] Regulating Policing The Police and Criminal Evidence Act 1984
Past Present and Future Portland Hart Publishing p127 130 Available at
httplibmyilibrarycomOpenaspxid=204843ampsrc=0 [Accessed 09-03-2014]
Zupancic A [2000] Ethics of the Real London Verso p16
25
APPENDIX 1
Six Key Principles of Ethical Research
26
Principles procedures and minimum requirements of the Framework for Research Ethics
(FRE)
There are six key principles of ethical research that the ESRC expects to be addressed whenever
applicable
1 Research should be designed reviewed and undertaken to ensure integrity quality and
transparency
2 Research staff and participants must normally be informed fully about the purpose methods and
intended possible uses of the research what their participation in the research entails and what risks
if any are involved Some variation is allowed in very specific research contexts for which detailed
guidance is provided in Section 2
3 The confidentiality of information supplied by research participants and the anonymity of
respondents must be respected
4 Research participants must take part voluntarily free from any coercion
5 Harm to research participants and researchers must be avoided in all instances
6 The independence of research must be clear and any conflicts of interest and partiality must be
explicit
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed
27-04-2014]
27
APPENDIX 2
Ethics Approval Form
28
Request for Ethical Approval
Section 1 ndash to be completed by the researcher
Full name
Jens Knut Elias Klots
Module number and title (student researchers
only)
Extended Research Project [Criminology amp Criminal Investigation]
Research Proposal title
ldquoAn Ethical Analysis of the Police and Criminal Evidence Act 1984rdquo
Funding body applying to if applicable
-
Brief outline of proposal
(including research questions where
appropriate)
You are also asked to
submit with your application copies of
any questionnaires
letters recruitment material you intend to
use if these are available at the time
of requesting approval
The research will ethically evaluate part I III and
IV-V along with the corresponding Codes of Practice [A B C E F and G] using Kantian ethics
Seeking to establish whether the main piece of legislation governing how policing should be carried out in England and Wales can be ethically
justified by Kantian ideologies as well as establishing what ethical issues might be present
etc
Level of research eg staff undergraduate
postgraduate masterrsquos (award related) MPhil
PhD
Undergraduate
Please outline the
methodology that would be implemented in the course of this research
The research will be purely based on secondary
resources using books journals web-sources etc
Please indicate the ethical issues that have
been considered and how these will be
There should be no ethical issues in terms of the research carried out However I have identified
that my choice to only use only one ethical theory for my analysis could be considered biased My
29
addressed
choice however was to ensure that my research will be as focused as possible so a more in depth analysis could be made which will be noted within
the dissertation
Please indicate any
issues that may arise relating to diversity and
equality whilst undertaking this research and how you
will manage these
-
Please indicate how
participants will be de-briefed about their
involvement in the research process and or provided with
opportunities for reflection and evaluation
-
Please answer the following questions by circling or highlighting the appropriate response
1 Will your research project involve young people under the age of 18 NO
YES but not directly ndash primarily teachers If yes do you have an Enhanced Disclosure Certificate from the Criminal Records
Bureau
YES
2 Will your research project involve vulnerable adults
NO
3 For which category of proposal are you applying for ethical approval
Category A
8
Chapter 4
PACE A Brief Introduction
The following chapter will be providing a brief introduction to the Police and Criminal Evidence
Act 1984 and its associated Codes of Practice Providing a basic understanding of the legislations
history and purpose in addition to some criticisms of the act and issues that has developed as a
result of its development As such this chapter alongside with chapter 3 provides a foundation for
the following chapters where specific parts of the legislation will be explored more thoroughly in
addition to being analysed through the Kantian frameworks for ethics
41 Background
Policing in England and Wales is nowadays comprised of a tough balancing act where ldquothe interests
of the community and the rights of the individualrdquo (Royal Commission undated cited by Zander
2011 p3) must be taken into account while also maintaining public order In addition to being
required to evaluate to what extent they may infringe upon civil liberties to do their job the police
is also under constant public scrutiny This means that any infringement upon the rights of an
individual that cannot be justified by the Police and Criminal Evidence Act 1984 the Human Rights
Act 1998 or other pieces of legislation can have dire consequences for the police Such
infringements can result in lawsuits against the police or rendering evidence inadmissible in court
as was seen in the case of R v Miller (1993) where the confessions from the suspects were rendered
inadmissible due to hostile and oppressive questioning by police However while it is noted that
infringement of civil liberties should be avoided and the rights of the public should be respected it
is also identified in Article 5 of the European Convention of Human Rights that there are
circumstances when the police and the criminal justice system must be granted the power to
lawfully infringe upon these (Council of Europe 2010 p7) Because without these exceptions legal
and justice systems would no longer function as criminal justice cannot function if the rights of the
individual is to be respected at all times
While there is a need for the police and criminal justice system to infringe upon the rights of
individuals there must be sanctions that govern to what extent these rights can be infringed upon
and under what circumstances As mentioned above article five of the European Convention of
Human Rights provides a good starting point but as it must be applicable to the state legislature of
all member states of the European Union it is far too general and leaves plenty of gaps to fill in
This is where the Police and Criminal Evidence Act 1984 and its corresponding Codes of Practice
comes into play as these help with outlining the provisions for the polices ability to infringe upon
9
the civil liberties of the public It was introduced following some cases of gross police misconduct
that had come to light causing miscarriages of justice of several high-profile cases which put a
strain on the relationship between the police and the public One such case included the R v
McIlkenny and others (1991) more famously known as the Birmingham Six where six innocent
men were wrongfully convicted as a result of police officers having beaten witnesses to obtain
satisfactory statements in addition to distorting forensic evidence (The Economist 1990) The
Police and Criminal Evidence Act 1984 and the associated Codes of Practice was introduced in an
attempt to remedy this through providing guidelines for how evidence was to be obtained legally
how suspects and detained persons were to be treated how and when certain police powers could be
legally enforced as well as providing the criminal justice system with transparency and
accountability (Fahy P in Ozin P Norton H and Spivey P 2013 pv)
Through its introduction the Police and Criminal Evidence Act 1984 and its corresponding Codes of
Practice drastically changed the manner in which policing was carried out causing a bit of a
culture shock for some officers that were threatened by the new developments (Wilding B
undated in Cape E and Young R 2008 p127) As there were suddenly demands being put on
officers that did not exist previously in addition to clear frameworks dictating what kind of
behaviour was deemed acceptable All to ensure that investigations were carried out both
objectively and with integrity two elements which are important to maintain public confidence in
the police force (Wilding B undated in Cape E and Young R 2008 p127) However while the
drastic changes might have come as a shock to some officers it is now common practice and
heavily ingrained to the very core of policing Additionally while the Act generally focuses on the
protection of the suspects victims and witnesses it simultaneously provides the police with
safeguards to avoid suspicion of unlawfully acquired evidence as everything from physical
evidence to verbal or written confessions must be recorded and processed in detail (Police and
Criminal Evidence Act 1984 sNUMBER sNUMBER) ensuring that the police runs a lower risk of
being unjustly accused of foul play
32 Critiques and Issues
While the Act and the Codes of Practice has played a significant part in making the police ldquomore
accountable in terms of performance and standards than virtually any other public bodyrdquo (Wilding
B undated in Cape E and Young R 2008 p130) as well as supposedly having ldquoushered in new
ethical standards for the servicerdquo (Wilding B undated in Cape E and Young R 2008 p127) It
has been subjected to a significant amount of criticism from non-governmental organisations such
as Liberty members of the police itself and academics scrutinising everything from how the Act
10
takes the police off the streets and placing them behind desks to carry out extensive amounts of
paperwork (Wilding B undated in Cape E and Young R 2008 p127) to questioning whom the
Act is really favouring (Benz S 2010) Furthermore the actual contents of the Act and the Codes of
Practice has been criticised in particular the Acts first part concerning stop and search (see chapter
5) resulting in a large number of edits and moderations to remedy these and provide a better
balance between the police and the rights of the public
11
Chapter 5
Reasonable Suspicion
While the Police and Criminal Evidence Act 1984 provides the police with guidelines for how and
when they may use their powers to infringe upon civil liberties these are not enough to ensure that
policing is carried out correctly in accordance to the act The Act must therefore be read alongside
the Codes of Practice as these further explain the limitations of the powers in addition to the
requirements that must be fulfilled in order for an officer to implement them One such requirement
that is found repeatedly throughout the Act and the Codes of Practice is the need for an officer to
have reasonable grounds for suspecting that the person(s) of interest are doing have done is about
to do or is in possession of something illegal (Police and Criminal Evidence Act s1(7)-1(9)
s3(1)(a)-3(1)(d)) This requirement is one that has been subjected to some controversy and scrutiny
especially in connection to the power of stop and search (addressed below) as it is often described
in very vague or broad terms often making it unclear what exactly constitutes appropriate grounds
for reasonable suspicion Additionally it should also be noted that the appropriate grounds for
suspicion might differ slightly from one section of the Act to another making it important to
separate these definitions from each other when studying them as they may all have their own
interpretations definitions regulations and issues However as this research explores the ethical
implications of reasonable suspicion in relation to stop and search it must be acknowledged that the
results may not be applicable to sections of the Police and Criminal Evidence Act 1984 and Codes
of Practice concerning other police powers
51 Reasonable Suspicion and Stop and Search
In the first part of the Police and Criminal Evidence Act 1984 it is identified that an officer cannot
stop and search an individual unless they have reasonable grounds for suspecting that any stolen or
prohibited articles listed under s1(7)-1(9) of the Act will be found on their person (s1(3) Police and
Criminal Evidence Act 1984) That being said there are many limitations placed upon what may
constitute a reasonable ground for suspecting that prohibited or stolen articles will be found on the
person(s) (Codes of Practice A s22) and that these can differ depending on the circumstances of
each case [Ozin P et al 2013 p4] However while suspicion might be raised for different reasons
in each case the Code emphasises that suspicion may never be based on personal factors
stereotypes or generalisations (Codes of Practice A s22) Nor may it be ldquoprovided retrospectively
by [hellip] questioning during a persons detention or by refusal to answer any questionsrdquo (Codes of
Practice A s29) Instead it is stressed that suspicion should have an objective basis derived from
known facts and information (Codes of Practice A s22)
12
Whether these demands put on officers by the Codes of Practice A to establish objective grounds
for suspicion are followed is questionable though At least when taking into consideration that the
sections of the Police and Criminal Evidence Act 1984 and the Codes of Practice concerning stop
and search has been subjected to heavy criticism mainly due to the disproportionate amount of
members from minority ethnic groups being searched in comparison to Caucasians Because even
though the Codes of Practice A does identify that there are situations where reasonable grounds for
suspicion might exist without the need for known facts or information such as initiating searches
based on an individuals behaviour or body language (Codes of Practice A s23) it does not explain
why black people are up to ldquosix times more likely to be stop[ped and] searched than would be
expected based on their numbers in the general populationrdquo (Bowling B and Phillips C 2007
p958) Nor does it explain how the recorded stops and searches of Asians since the mid-nineties
have remained between 15 and 25 times higher than those of Caucasians (Equality and Human
Rights Commission 2010 p13) These are worrying statistics that raise questions as to whether the
guidelines provided by the Police and Criminal Evidence Act 1984 and the Codes of Practice are
sufficient in order to ensure that this power is used appropriately and fairly Because even though
non-Caucasians are stopped and searched more frequently arrests following searches are distributed
quite evenly across all ethnic groups (StopWatch 2014)
There is a possibility that this targeting of minority ethnic groups could be a direct result of the
socio-economic conditions that traps many families from poor neighbourhoods in a cycle of poverty
and disadvantage (Joseph I and Gunter A 2011 p3) Especially as it has been found that these
groups often respond ldquoto their powerlessness with frustration rage and the creation of alternative
social and cultural values that promotes and normalizes gang membership and violencerdquo (Joseph I
and Gunter A 2011 p3) Due to the normalisation of such behaviour this could provide an
explanation to why some disproportionality might exist as the Codes of Practice provides an
exception to searches based on physical appearance when it is related to gang culture stating that
ldquowhere there is reliable information or intelligence that members of a group or gang
habitually carry knives unlawfully or weapons or controlled drugs and wear a
distinctive item of clothing or other means of identification to indicate their
membership of the group or gang that distinctive item of clothing or other means
of identification may provide reasonable grounds to stop and search a personrdquo
(Codes of Practice A s26)
13
However while this provision could support the existence of some disproportionality it does not
disprove that minority ethnic groups are being targeted by the police nor does it provide a
reasonable explanation to why blacks are being six times more likely to be subjected to a stop and
search This means there is a risk that this section of the Codes of Practice is being used by police
to maliciously target ethnic minority groups by stereotyping them as more likely to be involved
with criminal gangs
52 Reasonable Suspicion Stop and Search and Morality
While statistics and studies show that stop and search is used disproportionally and suggests that
individuals belonging to minority ethnic groups are being targeted by the police it does not mean
that the power itself nor the legislation governing it is unethical Because even though they tend to
overlap ldquothere is no necessary connection between law and moralsrdquo (Hart H L A 1958 cited by
Green L 2012 in Hart H L A 2012 pxxxiii) as the law applies to everyone unconditionally
while moral only applies to those that sympathise with the ideologies in question Kantian ethics
however arguing that one should do the right thing because of it being right views morality as a
supplement to the law (Zupancic A 2000 p16) therefore ensuring that we are not only doing what
is right but that we are also doing it for the right reasons (Sandel M 2011) Which from Kants
viewpoint is synonymous to acting out of duty which as established in Chapter 3 means that
onersquos actions must be converted to those that are able to pass the tests of generalisation and
universalisation As such one must convert the sections of the Police and Criminal Evidence Act
1984 and its associated Codes of Practice concerning stop and search into an order to establish
whether it is ethical
However while the Police and Criminal Evidence Act 1984 identifies that reasonable suspicion is
necessary in order to conduct a stop and search one cannot simply create a maxim stating that
police officers can stop and search anyone they reasonably suspect is carrying illegal or stolen
items Because even though this maxim does provide an accurate description of the necessary
requirements to perform a stop and search it is far too broad Such a maxim does not place a limit
upon what the suspicion might be based on resulting in a possibility for officers to target certain
groups of people based on prejudice or stereotypes Therefore such a maxim can neither be
generalised nor universalised meaning it would be considered entirely unethical by Kantian
principles However by using the guidelines and limitations of reasonable suspicion presented in
the Codes of Practice A that were identified earlier in this chapter this maxim can be broken down
into three separate parts These being
14
police officers may stop and search individuals for illegal or stolen items if it is in
accordance with known facts and information and they believe that such items will be found upon
searching the person
police officers may stop and search individuals acting in an obviously suspicious manner for
illegal or stolen items but only if they suspect that such items will be found upon searching the
person and
police officers may stop and search individuals based on articles of clothing piercings
andor tattoos if these are known to be worn by members of a gang(s) that are known to carry
illegal or stolen items and only if the police suspects that such items will be found upon searching
the person
These provide a much more limited and concentrated approach to the attempted moralisation of the
polices power to stop and search individuals for prohibited or stolen articles Because unlike the
previous maxim these are not only limiting what the basis for suspicion might be but also limiting
when the power itself may be enforced As such the likelihood of these being able to pass the tests
of generalisation and universalisation are increased
521 Generalisation and Universalisation
In order to accurately establish whether acts are moral they must pass the tests of generalisation and
universalisation as Kant believed that moral acts were ones that could be applied to everyone as a
universal law without becoming contradictory or illogical (see chapter 3) However as these deal
with police powers and Kant argued that acts must be applicable to everyone without exception
these will also be examined using Singers generalisation principle because it would be illogical for
such powers to be implemented by everyone Singers generalisation principle makes it possible to
bypass this issue as it argues that ldquowhat is right (or wrong) for one person must be right (or wrong)
for any similar person in similar circumstancesrdquo (Singer G M undated cited by ONeill O 2013
p78) Additionally this approach puts a utilitarian twist on Kants frameworks as it determines
morality based on the consequences of onersquos actions (ONeill O 2013 p79) rather than the
motivation behind them As such this test functions as a middle ground between the tests of
generalisation and universalisation ensuring that the generalised maxim does not cause an illogical
or chaotic result in addition to limiting the generalised maxim from anyone that is not a member of
the police service Analysing the maxim using these tests therefore requires them to be studied
individually so that they can be dissected and examined more closely
Looking at the first of the three maxims created using the guidelines and limitations of reasonable
15
suspicion as identified by the Codes of Practice A it can be established that it is comprised from
three different elements Namely
the police may only search for illegal or stolen items
the police may only search an individual based on known facts and information and finally
the police may only search the individual if they believe illegal or stolen items will be found
Attempting to generalise any of these elements of the maxim individually would not be reasonable
as they do not provide enough limitations or guidelines for it to be functional Because the first part
allows the police to search anyone for illegal or stolen items without the necessity of a suspicion
that any such items will be found which would result in a police state where the police could search
anyone they please The necessity of believing that illegal or stolen items will be found upon
conducting a search is added by the third element of the maxim but there are still no requirements
for the police to have any kind of reasonable basis for their decision to stop and search someone as
this is added by the maxims second element However this element cannot be moralised on its own
either as it does not specify what the police may search for However when all three elements of
the maxim are combined all necessary limitations are present meaning the generalisation of it
should not produce a contradictory or illogical result
However passing the test of generalisation does not mean that the maxim is ethical as it must also
be universalisable Meaning it should be able to be enforced as a (hypothetical) law that applies to
everyone unconditionally As the maxim places a requirement on the police to only stop and search
individuals if they have a factual basis for their suspicion to find illegal or stolen items upon
searching the person this should be a universalisable action Because assuming all police officers
were required to follow this maxim it would result in a world where only specific items may be
searched for if they have a factual reason to conduct the search and only if they believe that such
items will be found upon searching the person(s) As this would not produce any undesirable
consequences this maxim would not only pass Kants test of universalisation but also fulfil the
necessary criteria for Singers generalisation principle
This is essentially what the Police and Criminal Evidence Act 1984 and the Codes of Practice A
seeks to do meaning that if the guidelines were followed by the police unlawful stops and searches
should not occur However since there are more aspects to the laws that govern the polices power
to stop and search individuals for illegal or stolen items such as searches based on suspicious
behaviour or searches of suspected gang members other aspects must be explored as well before
16
declaring whether it is ethical or not For this reason the two additional maxims (mentioned earlier)
are needed and must therefore be tested as well As these maxims can be implemented in such
situations by the removal of the need for a factual basis for suspicion and replacing it with either
the possibility to
search individuals acting in an obviously suspicious manner or
search individuals based on clothing piercings andor tattoos if these are known to be worn
by members of gangs that are known to carry illegal or stolen items
As with the various elements of the maxim analysed previously these are also unable to be
moralised individually Because the first of the two does not specify what may be searched for and
neither of the sections specify that the police should expect to find illegal or stolen items upon
stopping and searching an individual As such neither of these elements can function as a maxim on
their own as they are illogical and can neither be generalised nor universalised However when
these are combined with the other elements of the maxims these issues should be resolved thus
passing Kants test of generalisation
Universalising these maxims is a bit more problematic than the one analysed previously through
For example with the first of these two maxims police officers would be enforced to stop and
search anyone that is acting in an obviously suspicious manner for illegal or stolen items if they
believe any such items will be found upon searching them The phrase behaving in an obviously
suspicious manner is a bit of an issue here as there is no definition available as to what can be
classified as such However a reasonable person would probably equate behaving in an obviously
suspicious manner to trying to hide something which is used as an example in the Codes of
Practice A s23 It could therefore be worth substituting the phrase behaving in an obviously
suspicious manner with trying to hide something as this would be more specific However by
doing this the maxim would become much more limited as it would no longer allow individuals
behaving suspiciously in other ways to be searched Nevertheless should this interpretation be used
the likeliness of the maxim passing the test of universalisation might be increased as the likeliness
of it producing a chaotic result would decrease Additionally implementing such an interpretation
would also make it more likely for the maxim to pass Singers generalisation principle As the
conduction of stops and searches of people that are obviously trying to hide something is less likely
to produce an undesirable outcome in comparison to searching anyone acting suspiciously
Finally the universalisation of the third and final of the maxims would enforce the police to stop
17
and search anyone dressed or in any other ways being physically identifiable as a possible member
of a gang known to carry illegal or stolen items if they believe any such items will be found upon
searching them As with the maxim analysed above there are issues related to universalising this
maxim due to the possibility of it causing certain people to be targeted because of the clothes they
wear or any piercings or tattoos on their body being related to or similar to ones connected to a
criminal gang Universalising this maxim could therefore worsen an already prevalent issue where
innocent members of the public get their civil liberties infringed upon due to their personal style
especially as the maxim allows quite a broad range of items accessories and body art to be used as
an indicator for suspicion In a study by Jackson and Smith (2013) the experiences of young people
from London that had been subjected to stop and search was surveyed where the participants
identified what kind of clothing might fit the criteria of being a presumed gang member It was
suggested that ldquoemulating American hip hop artists by wearing low-slung jeans hoodies and
branded trainers and walking and talking in a certain wayrdquo (p6) was stereotyped by the police as
gagster behaviour and dress The same study also identified an experience that was shared by one
of the participants whom stated that ldquoThey just say youre in a drug infested area and youve got a
hood on so were stopping and searching yourdquo (Jackson L and Smith L 2013 p6)
Taking this into consideration it can therefore be seen that the universalisation of a maxim asking
the police to stop and search anyone perceived to be involved with a criminal gang for illegal or
stolen items could result in a form of criminalisation of the hoodie and other specific pieces of
clothing as these are stereotyped as being related to gang membership This would be problematic
as the hoodie in particular is a comfortable and often affordable piece of clothing that is a staple in
the wardrobes of many of societys subcultures such as emos and skaters that are generally not
stereotyped as criminals (Braddock K 2011) As such it can be established that neither Kant nor
Singer would be able to universalise this maxim as having officers search anyone wearing specific
clothes would neither be reasonable nor produce any desirable consequences
522 Issues
While two out of three of the different maxims appear to be moral in the eyes of Kant there are still
some issues relating to them which must be acknowledged Primarily there might be an issue with
these maxims being too specific as it has been noted that ldquoany maxim that is highly restricted is
likely to pass the universalisability testrdquo [Guyer P 2007 cited by Perold L M 2010 p19]
because the more descriptive a maxim is the less likely it is that it would become contradictory As
all of the maxims created from the Codes of Practice A are highly restrictive specifying who may
carry out the act under what circumstances they may carry it out and the limitations of the actions
18
itself Additionally as noted earlier in this chapter the maxims cannot be made more general either
as this would prevent them from being moralised this means that there is a risk of these maxims
passing the tests of universalisation and generalisation simply because of their overly descriptive
nature rather than actually being moral
There might also be an issue with the phrasing of the maxims specifically the use of the term
police officers as this might cause some uncertainties regarding exactly who the maxim applies to
Because by using the term police officer or even police it becomes questionable if an officer must
be in uniform in other words his or her position as a police officer is overt when carrying out the
search However since these maxims need to be exclusive to the police it could be hard to bypass
this issue without adding yet another specification to it that clarifies whether there is a need for the
officer to be in uniform or not
Finally there could also be an issue of the maxims conflicting with each other as the first of the
maxims states that the decision to stop and search someone needs to be in accordance with known
facts and information Something that might not be available when a stop and search is made
utilising the second or third maxim as these can be initiated without a need of known facts or
information This raises a question to whether one of the maxims would naturally take precedence
over the others as all three maxims regarding stop and search can never operate at the same time
Generally Kantianism argues that when one is faced with opposing maxims the perfect duty will
always take precedence over an imperfect one (Stohr K 2010 p3) However as all of the maxims
are addressing what is essentially the same action being the possibility to stop and search
individuals for illegal andor stolen items this could be problematic Furthermore while there are
three maxims identified within this study there also exists another fourth maxim which concerns
the possibility of not searching anyone for illegal or stolen items This fourth maxim is also
considered a perfect duty as it would generally be easier to universalise not searching people as
opposed to searching individuals fitting certain requirements This means that the maxim regarding
the omission to act would in this case take precedence over the other maxims identified within this
research essentially rendering them powerless
19
Chapter 6
Conclusion
From this study it can be seen that the legislation governing a heavily criticised police power such
as stop and search has the possibility to be morally justifiable by the ethical frameworks developed
by Kant Because while Kants ethical theory does not rectify or justify the issue of ethnic minorities
being subjected to a disproportionate amount of stops and searches in comparison to Caucasians it
is important to remember that the ldquolaw in theory and the law in practice differrdquo (Westmarland L in
Newburn T 2011 p255) Meaning that the moralisation of the legislation does not ensure that it
will be applied ethically by the police Additionally as Kantian ethics values the motivation behind
ones actions over the consequences produced from them the potential issues caused by ones actions
are irrelevant as long as the action itself can be universalised without producing a chaotic or
undesirable result
However as there are several layers to stop and search there are some implications to morally
justifying this power as it is multi-faceted Being designed to deal with a variety of different
situations and bases from which suspicion might arise to justify the stopping and searching of an
individual Because while Kantian ethics can ethically justify police officers to stop and search
individuals for illegal or stolen items if it is in accordance with known facts and information and
they believe that such items will be found upon searching the person this encompasses only one of
the many facets of the power As such the power cannot be justified as a whole as any maxim used
to describe it would not provide the necessary limitations needed for it to successfully pass the tests
of generalisation and universalisation
While the power cannot be moralised as a whole it is possible to create two additional maxims
using the limitations and exceptions to the necessity criteria of reasonable suspicion found in the
Codes of Practice A to create an additional two maxims These represent two additional facets of
stop and search being that
police officers may stop and search individuals acting in an obviously suspicious manner for
illegal or stolen items but only if they suspect that such items will be found upon searching the
person and
police officers may stop and search individuals based on articles of clothing piercings
andor tattoos if these are known to be worn by members of a gang(s) that are known to carry
20
illegal or stolen items and only if the police suspects that such items will be found upon searching
the person
However only the first of these two maxims can be justified utilising Kants ethical framework and
Singers generalisation principle because the latter cannot be universalised without becoming
unreasonable Furthermore the latter cannot be justified without providing further limitations
requiring the phrase acting in an obviously suspicious manner to be replaced by obviously hiding
something
From the issues presented from the creation of the two additional maxims above it can be
established that stop and search cannot be considered morally justifiable under all circumstances
Because different situations calls for different maxims meaning that should the search not be
initiated based on known facts or information it is unlikely to be ethical Nevertheless even though
all facets of this police power cannot be morally justified it does seem that the majority of them can
be considered ethical to some extent Meaning the legislation governing it is generally ethical but
as a whole it becomes a bit of a moral ambiguity This shows that the police power as identified by
the Police and Criminal Evidence Act 1984 and the Codes of Practice A has a potential to be
ethically justified with the exception of the section permitting searches where physical appearance
can be used as a basis for suspicion Additionally this research identified that the reasons for why
this particular section is not justifiable could also be part of the reason to the disproportionate
amount of searches of ethnic minorities As it might provide officers maliciously targeting
minorities with a possibility to justify their actions by claiming a particular article of clothing body
art or similar was the reason for the stop
As such it can be established that the legislation governing the polices power to stop and search
individuals for prohibited or stolen articles cannot be fully moralised as not all sections of the
Police and Criminal Evidence Act 1984 or the Codes of Practice A concerning this power can be
ethically justified However while the legislation as whole is morally ambiguous at best the
searches conducted with factual information as a basis for suspicion suggests that the sections of the
legislation addressing this type of search cannot be implemented in an unethical manner Because as
the universalised maxim requires the police to act in a manner promoted by the Act and Codes this
shows that any unethical searches carried out using this type of search are caused as a result of
police misconduct rather than an actual issue with the legislation
21
However it should be noted that this research can only provide a limited account of the morality of
this police power as it has only explored it through the limitations put upon it through the necessity
requirement of reasonable suspicion Additionally it can only account for the morality of the
sections of the Police and Criminal Evidence Act 1984 and the Codes of Practice A addressing this
particular police power and only through the limitations explored within this research Finally it is
also important to recognise that the police power has only been analysed using a Kantian approach
to ethics and morality This means that further studies of the police power and indeed the Act and
Codes in general are needed in order to provide a more accurate account of the morality and ethical
issues present It is therefore suggested that additional research should be carried out to study the
legislation governing the power of stop and search utilising other ethical theories or utilising
Kantian ethics with a different focus point of the legislation
However while further research is needed in order to gain a more accurate account of the overall
morality of the police power and the legislation governing it it does not mean the research
presented in this paper is of any less value Because even though the study can only provide a
limited account of the legislations morality it has succeeded in presenting the probabilities for the
moral justification of the Acts first part along with the associated Codes of Practice as well as
identifying that the issues connected to the Act may be caused primarily by the polices failure to
accurately conduct stops and searches according to the law Meaning the research has produced
some valuable results in addition to providing a stepping stone for further research on the topic
22
Bibliography
BBC [2014] Duty-Based Ethics Available at
httpwwwbbccoukethicsintroductionduty_1shtml [Accessed 20-03-2014]
Benz S [2010] ldquoThe Police and Criminal Evidence Act 1984 balancing civil liberties and public
securityrdquo Diffusion 5(2) Available at httpatpuclanacukbuddypressdiffusionp=1255
[Accessed 25-04-2014]
Bowling B and Phillips C [2007] Disproportionate and Discriminatory Reviewing the Evidence
on Police Stop and Search Oxford Blackwell Publishing p958 httpwwwstop-
watchorguploadsdocumentsmodern_law_reviewpdf
Braddock K [2011] ldquoThe Power of the Hoodierdquo The Guardian Available at
httpwwwtheguardiancomuk2011aug09power-of-the-hoodie [Accessed21-04-2014]
Codes of Practice A
Council of Europe [2010] European Convention on Human Rights Strasbourg European Court of
Human Rights p 7 Available at httpwwwechrcoeintDocumentsConvention_ENGpdf
[Accessed 09-03-2014]
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed 01-
04-2014]
The Economist [1990] End Game Available
athttpgogalegroupcompsidoid=GALE7CA9390713ampv=21ampu=uceampit=rampp=SPJSP0
0ampsw=wampasid=f6f778fcf0a20b3f0f18df5e20a57f27 [Accessed 19-03-2014]
Fahy P [undated] ldquoForewordrdquo In Ozin P Norton H and Spivey P [2013] PACE ndash A Practical
Guide to the Police and Criminal Evidence Act 1984 3rd
Edition Oxford Oxford University Press
p v
Flick U [2011] Introducing Research Methodology London Sage p 125
Garret J [2006] Kants Duty Ethics Available at
httppeoplewkuedujangarrettethicskanthtm [Accessed 20-03-2014]
Govuk [2013] Guidance Police and Criminal Evidence Act 1984 (PACE) Codes of Practice
London Home Office Available at httpswwwgovukpolice-and-criminal-evidence-act-1984-
pace-codes-of-practice [Accessed 02-04-2014]
Guyer P (2007) cited by Perold L M [2010] Does Immanuel Kants Categorical Imperative
Commit Him to the View that Lying is Always Morally Wrong Master of Arts thesis University of
the Witwatersrand p 19 Available at
httpwiredspacewitsaczabitstreamhandle1053910096M20Perold20Research20Reportp
dfsequence=2 [Accessed 24-04-2014]
23
Hart HLA [1958] cited by Green L [2012] ldquoIntroductionrdquo in Hart H L A [2012] The
Concept of Law 3rd
Edition Oxford Oxford University Press p xxxiii Available at
httpbooksgooglecoukbookshl=enamplr=ampid=53u8K7jNGioCampoi=fndamppg=PP2ampdq=law+and+
moralityampots=3fiRAxxSFFampsig=BoQfC4sR_Lnb-
GD4OzEUXvIryfov=onepageampq=law20and20moralityampf=false [Accessed 12-04-2014]
Jackson L and Smith L [2013] Research into young Londoners experiences and perceptions of
stop and search London Office for Public Management p 6 Available at
httpwwwlondongovuksitesdefaultfiles14-02-06-OPM20-
20Young20peoples20views20stop20and20search20-20FINALpdf [Accessed 21-
04-2014]
Joseph I And Gunter A [2011] Gangs Revisited Whats a Gang and Whats Race Got to Do with
It - Politics and Policy into Practice London Runnymede p3 Available at
httpwwwrunnymedetrustorguploadspublicationspdfsGangsRevisited(online)-2011pdf
[Accessed 08-04-2014]
Kumar R [2011] Research Methodology a Step-by-Step Guide for Beginners London Sage
p139 164
Mawby R and Wright A [2005] Police Accountability in the United Kingdom p6 Available at
httpwwwhumanrightsinitiativeorgprogramsajpoliceres_matpolice_accountability_in_ukpdf
[Accessed 02-04-2014]
McQueen R A and Knussen C [2002] Research Methods for Social Science ndash an Introduction
Harlow Pearson pp83-85 84-85
ONeill O [2013] Acting on Principle An Essay on Kantian Ethics 2nd
Edition Cambridge
Cambridge University Press p78 79 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
ONeill O [2000] Bounds of Justice Cambridge Cambridge University Press p67
Ozin P Norton H and Spivey P [2013] PACE ndash A Practical Guide to the Police and Criminal
Evidence Act 1984 3rd
Edition Oxford Oxford University Press p 4
Paton H J [1969] The Moral Law London Hutchinson amp Co ltd p22
Police and Criminal Evidence Act 1984 Ch 60 London HMSO
R v McIlkenny and others [1991] 2 All ER 417 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744d06500000145a7ddf45f8cfdf386
ampdocguid=I59AD10F1E42811DA8FC2A0F0355337E9amphitguid=I59AD10F1E42811DA8FC2A0F
0355337E9amprank=1ampspos=1ampepos=1amptd=1ampcrumb-action=appendampcontext=17ampresolvein=true
[Accessed 28-04-2014]
24
R v Miller [1993] 97 Cr App R 99 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744cc64000001458ea70ccbfa4bdcd
aampdocguid=I60145160E42811DA8FC2A0F0355337E9amphitguid=I60145160E42811DA8FC2A0F0
355337E9amprank=9ampspos=9ampepos=9amptd=14ampcrumb-action=appendampcontext=78ampresolvein=true
[Accessed 22-04-2014]
Rachels J [1986] Kantian Theory The Idea of Human Dignity Random House Inc p1 Available
at httppubliccallutheranedu~chenxiphil345_022pdf [Accessed 20-03-2014]
Royal Commission [undated] cited by Zander M [2011] PACE (The Police and Criminal
Evidence Act 1984) Past Present and Future London LSE Law Society and Economy Working
Papers p3 Available at wwwlseacukcollectionslawwpswpshtm [Accessed 19-03-2014]
Sandel M [2011] Episode 6 ndash Discussion Guide (Advanced) Available at
httpwwwjusticeharvardorgresourcesepisode-6-discussion-guide-advanced [Accessed 27-04-
2014]
Singer G M [undated] cited by ONeill O [2013] Acting on Principle An Essay on Kantian
Ethics 2nd
Edition Cambridge Cambridge University Press p78 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
Stohr K [2010 ndash forthcoming] ldquoKantian Beneficence and the Problem of Obligatory Aidrdquo Journal
of Moral Philosophy p3 Available at
httpwww9georgetownedufacultykes39Stohr_Kantian_Beneficence_and_the_Problem_of
_Obligatory_Aidpdf [Accessed 25-04-2014]
StopWatch [2014] Stop and Search Factsheet Available at httpwwwstop-watchorgget-
informedfactsheetstop-and-search [Accessed 13-03-2014]
Westmarland L [undated] ldquoPolice Culturesrdquo in Newburn T (ed) [2011] Handbook of Policing
2nd
Edition Abingdon Taylor amp Francis p255
Westmarland L [2011] Researching Crime and Justice ndash Tales from the Field London Routledge
p141
Wilding B [undated] ldquoTipping the Scales of Justice A Review of the Impact of PACErdquo in Cape
E and Young R (eds) [2008] Regulating Policing The Police and Criminal Evidence Act 1984
Past Present and Future Portland Hart Publishing p127 130 Available at
httplibmyilibrarycomOpenaspxid=204843ampsrc=0 [Accessed 09-03-2014]
Zupancic A [2000] Ethics of the Real London Verso p16
25
APPENDIX 1
Six Key Principles of Ethical Research
26
Principles procedures and minimum requirements of the Framework for Research Ethics
(FRE)
There are six key principles of ethical research that the ESRC expects to be addressed whenever
applicable
1 Research should be designed reviewed and undertaken to ensure integrity quality and
transparency
2 Research staff and participants must normally be informed fully about the purpose methods and
intended possible uses of the research what their participation in the research entails and what risks
if any are involved Some variation is allowed in very specific research contexts for which detailed
guidance is provided in Section 2
3 The confidentiality of information supplied by research participants and the anonymity of
respondents must be respected
4 Research participants must take part voluntarily free from any coercion
5 Harm to research participants and researchers must be avoided in all instances
6 The independence of research must be clear and any conflicts of interest and partiality must be
explicit
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed
27-04-2014]
27
APPENDIX 2
Ethics Approval Form
28
Request for Ethical Approval
Section 1 ndash to be completed by the researcher
Full name
Jens Knut Elias Klots
Module number and title (student researchers
only)
Extended Research Project [Criminology amp Criminal Investigation]
Research Proposal title
ldquoAn Ethical Analysis of the Police and Criminal Evidence Act 1984rdquo
Funding body applying to if applicable
-
Brief outline of proposal
(including research questions where
appropriate)
You are also asked to
submit with your application copies of
any questionnaires
letters recruitment material you intend to
use if these are available at the time
of requesting approval
The research will ethically evaluate part I III and
IV-V along with the corresponding Codes of Practice [A B C E F and G] using Kantian ethics
Seeking to establish whether the main piece of legislation governing how policing should be carried out in England and Wales can be ethically
justified by Kantian ideologies as well as establishing what ethical issues might be present
etc
Level of research eg staff undergraduate
postgraduate masterrsquos (award related) MPhil
PhD
Undergraduate
Please outline the
methodology that would be implemented in the course of this research
The research will be purely based on secondary
resources using books journals web-sources etc
Please indicate the ethical issues that have
been considered and how these will be
There should be no ethical issues in terms of the research carried out However I have identified
that my choice to only use only one ethical theory for my analysis could be considered biased My
29
addressed
choice however was to ensure that my research will be as focused as possible so a more in depth analysis could be made which will be noted within
the dissertation
Please indicate any
issues that may arise relating to diversity and
equality whilst undertaking this research and how you
will manage these
-
Please indicate how
participants will be de-briefed about their
involvement in the research process and or provided with
opportunities for reflection and evaluation
-
Please answer the following questions by circling or highlighting the appropriate response
1 Will your research project involve young people under the age of 18 NO
YES but not directly ndash primarily teachers If yes do you have an Enhanced Disclosure Certificate from the Criminal Records
Bureau
YES
2 Will your research project involve vulnerable adults
NO
3 For which category of proposal are you applying for ethical approval
Category A
9
the civil liberties of the public It was introduced following some cases of gross police misconduct
that had come to light causing miscarriages of justice of several high-profile cases which put a
strain on the relationship between the police and the public One such case included the R v
McIlkenny and others (1991) more famously known as the Birmingham Six where six innocent
men were wrongfully convicted as a result of police officers having beaten witnesses to obtain
satisfactory statements in addition to distorting forensic evidence (The Economist 1990) The
Police and Criminal Evidence Act 1984 and the associated Codes of Practice was introduced in an
attempt to remedy this through providing guidelines for how evidence was to be obtained legally
how suspects and detained persons were to be treated how and when certain police powers could be
legally enforced as well as providing the criminal justice system with transparency and
accountability (Fahy P in Ozin P Norton H and Spivey P 2013 pv)
Through its introduction the Police and Criminal Evidence Act 1984 and its corresponding Codes of
Practice drastically changed the manner in which policing was carried out causing a bit of a
culture shock for some officers that were threatened by the new developments (Wilding B
undated in Cape E and Young R 2008 p127) As there were suddenly demands being put on
officers that did not exist previously in addition to clear frameworks dictating what kind of
behaviour was deemed acceptable All to ensure that investigations were carried out both
objectively and with integrity two elements which are important to maintain public confidence in
the police force (Wilding B undated in Cape E and Young R 2008 p127) However while the
drastic changes might have come as a shock to some officers it is now common practice and
heavily ingrained to the very core of policing Additionally while the Act generally focuses on the
protection of the suspects victims and witnesses it simultaneously provides the police with
safeguards to avoid suspicion of unlawfully acquired evidence as everything from physical
evidence to verbal or written confessions must be recorded and processed in detail (Police and
Criminal Evidence Act 1984 sNUMBER sNUMBER) ensuring that the police runs a lower risk of
being unjustly accused of foul play
32 Critiques and Issues
While the Act and the Codes of Practice has played a significant part in making the police ldquomore
accountable in terms of performance and standards than virtually any other public bodyrdquo (Wilding
B undated in Cape E and Young R 2008 p130) as well as supposedly having ldquoushered in new
ethical standards for the servicerdquo (Wilding B undated in Cape E and Young R 2008 p127) It
has been subjected to a significant amount of criticism from non-governmental organisations such
as Liberty members of the police itself and academics scrutinising everything from how the Act
10
takes the police off the streets and placing them behind desks to carry out extensive amounts of
paperwork (Wilding B undated in Cape E and Young R 2008 p127) to questioning whom the
Act is really favouring (Benz S 2010) Furthermore the actual contents of the Act and the Codes of
Practice has been criticised in particular the Acts first part concerning stop and search (see chapter
5) resulting in a large number of edits and moderations to remedy these and provide a better
balance between the police and the rights of the public
11
Chapter 5
Reasonable Suspicion
While the Police and Criminal Evidence Act 1984 provides the police with guidelines for how and
when they may use their powers to infringe upon civil liberties these are not enough to ensure that
policing is carried out correctly in accordance to the act The Act must therefore be read alongside
the Codes of Practice as these further explain the limitations of the powers in addition to the
requirements that must be fulfilled in order for an officer to implement them One such requirement
that is found repeatedly throughout the Act and the Codes of Practice is the need for an officer to
have reasonable grounds for suspecting that the person(s) of interest are doing have done is about
to do or is in possession of something illegal (Police and Criminal Evidence Act s1(7)-1(9)
s3(1)(a)-3(1)(d)) This requirement is one that has been subjected to some controversy and scrutiny
especially in connection to the power of stop and search (addressed below) as it is often described
in very vague or broad terms often making it unclear what exactly constitutes appropriate grounds
for reasonable suspicion Additionally it should also be noted that the appropriate grounds for
suspicion might differ slightly from one section of the Act to another making it important to
separate these definitions from each other when studying them as they may all have their own
interpretations definitions regulations and issues However as this research explores the ethical
implications of reasonable suspicion in relation to stop and search it must be acknowledged that the
results may not be applicable to sections of the Police and Criminal Evidence Act 1984 and Codes
of Practice concerning other police powers
51 Reasonable Suspicion and Stop and Search
In the first part of the Police and Criminal Evidence Act 1984 it is identified that an officer cannot
stop and search an individual unless they have reasonable grounds for suspecting that any stolen or
prohibited articles listed under s1(7)-1(9) of the Act will be found on their person (s1(3) Police and
Criminal Evidence Act 1984) That being said there are many limitations placed upon what may
constitute a reasonable ground for suspecting that prohibited or stolen articles will be found on the
person(s) (Codes of Practice A s22) and that these can differ depending on the circumstances of
each case [Ozin P et al 2013 p4] However while suspicion might be raised for different reasons
in each case the Code emphasises that suspicion may never be based on personal factors
stereotypes or generalisations (Codes of Practice A s22) Nor may it be ldquoprovided retrospectively
by [hellip] questioning during a persons detention or by refusal to answer any questionsrdquo (Codes of
Practice A s29) Instead it is stressed that suspicion should have an objective basis derived from
known facts and information (Codes of Practice A s22)
12
Whether these demands put on officers by the Codes of Practice A to establish objective grounds
for suspicion are followed is questionable though At least when taking into consideration that the
sections of the Police and Criminal Evidence Act 1984 and the Codes of Practice concerning stop
and search has been subjected to heavy criticism mainly due to the disproportionate amount of
members from minority ethnic groups being searched in comparison to Caucasians Because even
though the Codes of Practice A does identify that there are situations where reasonable grounds for
suspicion might exist without the need for known facts or information such as initiating searches
based on an individuals behaviour or body language (Codes of Practice A s23) it does not explain
why black people are up to ldquosix times more likely to be stop[ped and] searched than would be
expected based on their numbers in the general populationrdquo (Bowling B and Phillips C 2007
p958) Nor does it explain how the recorded stops and searches of Asians since the mid-nineties
have remained between 15 and 25 times higher than those of Caucasians (Equality and Human
Rights Commission 2010 p13) These are worrying statistics that raise questions as to whether the
guidelines provided by the Police and Criminal Evidence Act 1984 and the Codes of Practice are
sufficient in order to ensure that this power is used appropriately and fairly Because even though
non-Caucasians are stopped and searched more frequently arrests following searches are distributed
quite evenly across all ethnic groups (StopWatch 2014)
There is a possibility that this targeting of minority ethnic groups could be a direct result of the
socio-economic conditions that traps many families from poor neighbourhoods in a cycle of poverty
and disadvantage (Joseph I and Gunter A 2011 p3) Especially as it has been found that these
groups often respond ldquoto their powerlessness with frustration rage and the creation of alternative
social and cultural values that promotes and normalizes gang membership and violencerdquo (Joseph I
and Gunter A 2011 p3) Due to the normalisation of such behaviour this could provide an
explanation to why some disproportionality might exist as the Codes of Practice provides an
exception to searches based on physical appearance when it is related to gang culture stating that
ldquowhere there is reliable information or intelligence that members of a group or gang
habitually carry knives unlawfully or weapons or controlled drugs and wear a
distinctive item of clothing or other means of identification to indicate their
membership of the group or gang that distinctive item of clothing or other means
of identification may provide reasonable grounds to stop and search a personrdquo
(Codes of Practice A s26)
13
However while this provision could support the existence of some disproportionality it does not
disprove that minority ethnic groups are being targeted by the police nor does it provide a
reasonable explanation to why blacks are being six times more likely to be subjected to a stop and
search This means there is a risk that this section of the Codes of Practice is being used by police
to maliciously target ethnic minority groups by stereotyping them as more likely to be involved
with criminal gangs
52 Reasonable Suspicion Stop and Search and Morality
While statistics and studies show that stop and search is used disproportionally and suggests that
individuals belonging to minority ethnic groups are being targeted by the police it does not mean
that the power itself nor the legislation governing it is unethical Because even though they tend to
overlap ldquothere is no necessary connection between law and moralsrdquo (Hart H L A 1958 cited by
Green L 2012 in Hart H L A 2012 pxxxiii) as the law applies to everyone unconditionally
while moral only applies to those that sympathise with the ideologies in question Kantian ethics
however arguing that one should do the right thing because of it being right views morality as a
supplement to the law (Zupancic A 2000 p16) therefore ensuring that we are not only doing what
is right but that we are also doing it for the right reasons (Sandel M 2011) Which from Kants
viewpoint is synonymous to acting out of duty which as established in Chapter 3 means that
onersquos actions must be converted to those that are able to pass the tests of generalisation and
universalisation As such one must convert the sections of the Police and Criminal Evidence Act
1984 and its associated Codes of Practice concerning stop and search into an order to establish
whether it is ethical
However while the Police and Criminal Evidence Act 1984 identifies that reasonable suspicion is
necessary in order to conduct a stop and search one cannot simply create a maxim stating that
police officers can stop and search anyone they reasonably suspect is carrying illegal or stolen
items Because even though this maxim does provide an accurate description of the necessary
requirements to perform a stop and search it is far too broad Such a maxim does not place a limit
upon what the suspicion might be based on resulting in a possibility for officers to target certain
groups of people based on prejudice or stereotypes Therefore such a maxim can neither be
generalised nor universalised meaning it would be considered entirely unethical by Kantian
principles However by using the guidelines and limitations of reasonable suspicion presented in
the Codes of Practice A that were identified earlier in this chapter this maxim can be broken down
into three separate parts These being
14
police officers may stop and search individuals for illegal or stolen items if it is in
accordance with known facts and information and they believe that such items will be found upon
searching the person
police officers may stop and search individuals acting in an obviously suspicious manner for
illegal or stolen items but only if they suspect that such items will be found upon searching the
person and
police officers may stop and search individuals based on articles of clothing piercings
andor tattoos if these are known to be worn by members of a gang(s) that are known to carry
illegal or stolen items and only if the police suspects that such items will be found upon searching
the person
These provide a much more limited and concentrated approach to the attempted moralisation of the
polices power to stop and search individuals for prohibited or stolen articles Because unlike the
previous maxim these are not only limiting what the basis for suspicion might be but also limiting
when the power itself may be enforced As such the likelihood of these being able to pass the tests
of generalisation and universalisation are increased
521 Generalisation and Universalisation
In order to accurately establish whether acts are moral they must pass the tests of generalisation and
universalisation as Kant believed that moral acts were ones that could be applied to everyone as a
universal law without becoming contradictory or illogical (see chapter 3) However as these deal
with police powers and Kant argued that acts must be applicable to everyone without exception
these will also be examined using Singers generalisation principle because it would be illogical for
such powers to be implemented by everyone Singers generalisation principle makes it possible to
bypass this issue as it argues that ldquowhat is right (or wrong) for one person must be right (or wrong)
for any similar person in similar circumstancesrdquo (Singer G M undated cited by ONeill O 2013
p78) Additionally this approach puts a utilitarian twist on Kants frameworks as it determines
morality based on the consequences of onersquos actions (ONeill O 2013 p79) rather than the
motivation behind them As such this test functions as a middle ground between the tests of
generalisation and universalisation ensuring that the generalised maxim does not cause an illogical
or chaotic result in addition to limiting the generalised maxim from anyone that is not a member of
the police service Analysing the maxim using these tests therefore requires them to be studied
individually so that they can be dissected and examined more closely
Looking at the first of the three maxims created using the guidelines and limitations of reasonable
15
suspicion as identified by the Codes of Practice A it can be established that it is comprised from
three different elements Namely
the police may only search for illegal or stolen items
the police may only search an individual based on known facts and information and finally
the police may only search the individual if they believe illegal or stolen items will be found
Attempting to generalise any of these elements of the maxim individually would not be reasonable
as they do not provide enough limitations or guidelines for it to be functional Because the first part
allows the police to search anyone for illegal or stolen items without the necessity of a suspicion
that any such items will be found which would result in a police state where the police could search
anyone they please The necessity of believing that illegal or stolen items will be found upon
conducting a search is added by the third element of the maxim but there are still no requirements
for the police to have any kind of reasonable basis for their decision to stop and search someone as
this is added by the maxims second element However this element cannot be moralised on its own
either as it does not specify what the police may search for However when all three elements of
the maxim are combined all necessary limitations are present meaning the generalisation of it
should not produce a contradictory or illogical result
However passing the test of generalisation does not mean that the maxim is ethical as it must also
be universalisable Meaning it should be able to be enforced as a (hypothetical) law that applies to
everyone unconditionally As the maxim places a requirement on the police to only stop and search
individuals if they have a factual basis for their suspicion to find illegal or stolen items upon
searching the person this should be a universalisable action Because assuming all police officers
were required to follow this maxim it would result in a world where only specific items may be
searched for if they have a factual reason to conduct the search and only if they believe that such
items will be found upon searching the person(s) As this would not produce any undesirable
consequences this maxim would not only pass Kants test of universalisation but also fulfil the
necessary criteria for Singers generalisation principle
This is essentially what the Police and Criminal Evidence Act 1984 and the Codes of Practice A
seeks to do meaning that if the guidelines were followed by the police unlawful stops and searches
should not occur However since there are more aspects to the laws that govern the polices power
to stop and search individuals for illegal or stolen items such as searches based on suspicious
behaviour or searches of suspected gang members other aspects must be explored as well before
16
declaring whether it is ethical or not For this reason the two additional maxims (mentioned earlier)
are needed and must therefore be tested as well As these maxims can be implemented in such
situations by the removal of the need for a factual basis for suspicion and replacing it with either
the possibility to
search individuals acting in an obviously suspicious manner or
search individuals based on clothing piercings andor tattoos if these are known to be worn
by members of gangs that are known to carry illegal or stolen items
As with the various elements of the maxim analysed previously these are also unable to be
moralised individually Because the first of the two does not specify what may be searched for and
neither of the sections specify that the police should expect to find illegal or stolen items upon
stopping and searching an individual As such neither of these elements can function as a maxim on
their own as they are illogical and can neither be generalised nor universalised However when
these are combined with the other elements of the maxims these issues should be resolved thus
passing Kants test of generalisation
Universalising these maxims is a bit more problematic than the one analysed previously through
For example with the first of these two maxims police officers would be enforced to stop and
search anyone that is acting in an obviously suspicious manner for illegal or stolen items if they
believe any such items will be found upon searching them The phrase behaving in an obviously
suspicious manner is a bit of an issue here as there is no definition available as to what can be
classified as such However a reasonable person would probably equate behaving in an obviously
suspicious manner to trying to hide something which is used as an example in the Codes of
Practice A s23 It could therefore be worth substituting the phrase behaving in an obviously
suspicious manner with trying to hide something as this would be more specific However by
doing this the maxim would become much more limited as it would no longer allow individuals
behaving suspiciously in other ways to be searched Nevertheless should this interpretation be used
the likeliness of the maxim passing the test of universalisation might be increased as the likeliness
of it producing a chaotic result would decrease Additionally implementing such an interpretation
would also make it more likely for the maxim to pass Singers generalisation principle As the
conduction of stops and searches of people that are obviously trying to hide something is less likely
to produce an undesirable outcome in comparison to searching anyone acting suspiciously
Finally the universalisation of the third and final of the maxims would enforce the police to stop
17
and search anyone dressed or in any other ways being physically identifiable as a possible member
of a gang known to carry illegal or stolen items if they believe any such items will be found upon
searching them As with the maxim analysed above there are issues related to universalising this
maxim due to the possibility of it causing certain people to be targeted because of the clothes they
wear or any piercings or tattoos on their body being related to or similar to ones connected to a
criminal gang Universalising this maxim could therefore worsen an already prevalent issue where
innocent members of the public get their civil liberties infringed upon due to their personal style
especially as the maxim allows quite a broad range of items accessories and body art to be used as
an indicator for suspicion In a study by Jackson and Smith (2013) the experiences of young people
from London that had been subjected to stop and search was surveyed where the participants
identified what kind of clothing might fit the criteria of being a presumed gang member It was
suggested that ldquoemulating American hip hop artists by wearing low-slung jeans hoodies and
branded trainers and walking and talking in a certain wayrdquo (p6) was stereotyped by the police as
gagster behaviour and dress The same study also identified an experience that was shared by one
of the participants whom stated that ldquoThey just say youre in a drug infested area and youve got a
hood on so were stopping and searching yourdquo (Jackson L and Smith L 2013 p6)
Taking this into consideration it can therefore be seen that the universalisation of a maxim asking
the police to stop and search anyone perceived to be involved with a criminal gang for illegal or
stolen items could result in a form of criminalisation of the hoodie and other specific pieces of
clothing as these are stereotyped as being related to gang membership This would be problematic
as the hoodie in particular is a comfortable and often affordable piece of clothing that is a staple in
the wardrobes of many of societys subcultures such as emos and skaters that are generally not
stereotyped as criminals (Braddock K 2011) As such it can be established that neither Kant nor
Singer would be able to universalise this maxim as having officers search anyone wearing specific
clothes would neither be reasonable nor produce any desirable consequences
522 Issues
While two out of three of the different maxims appear to be moral in the eyes of Kant there are still
some issues relating to them which must be acknowledged Primarily there might be an issue with
these maxims being too specific as it has been noted that ldquoany maxim that is highly restricted is
likely to pass the universalisability testrdquo [Guyer P 2007 cited by Perold L M 2010 p19]
because the more descriptive a maxim is the less likely it is that it would become contradictory As
all of the maxims created from the Codes of Practice A are highly restrictive specifying who may
carry out the act under what circumstances they may carry it out and the limitations of the actions
18
itself Additionally as noted earlier in this chapter the maxims cannot be made more general either
as this would prevent them from being moralised this means that there is a risk of these maxims
passing the tests of universalisation and generalisation simply because of their overly descriptive
nature rather than actually being moral
There might also be an issue with the phrasing of the maxims specifically the use of the term
police officers as this might cause some uncertainties regarding exactly who the maxim applies to
Because by using the term police officer or even police it becomes questionable if an officer must
be in uniform in other words his or her position as a police officer is overt when carrying out the
search However since these maxims need to be exclusive to the police it could be hard to bypass
this issue without adding yet another specification to it that clarifies whether there is a need for the
officer to be in uniform or not
Finally there could also be an issue of the maxims conflicting with each other as the first of the
maxims states that the decision to stop and search someone needs to be in accordance with known
facts and information Something that might not be available when a stop and search is made
utilising the second or third maxim as these can be initiated without a need of known facts or
information This raises a question to whether one of the maxims would naturally take precedence
over the others as all three maxims regarding stop and search can never operate at the same time
Generally Kantianism argues that when one is faced with opposing maxims the perfect duty will
always take precedence over an imperfect one (Stohr K 2010 p3) However as all of the maxims
are addressing what is essentially the same action being the possibility to stop and search
individuals for illegal andor stolen items this could be problematic Furthermore while there are
three maxims identified within this study there also exists another fourth maxim which concerns
the possibility of not searching anyone for illegal or stolen items This fourth maxim is also
considered a perfect duty as it would generally be easier to universalise not searching people as
opposed to searching individuals fitting certain requirements This means that the maxim regarding
the omission to act would in this case take precedence over the other maxims identified within this
research essentially rendering them powerless
19
Chapter 6
Conclusion
From this study it can be seen that the legislation governing a heavily criticised police power such
as stop and search has the possibility to be morally justifiable by the ethical frameworks developed
by Kant Because while Kants ethical theory does not rectify or justify the issue of ethnic minorities
being subjected to a disproportionate amount of stops and searches in comparison to Caucasians it
is important to remember that the ldquolaw in theory and the law in practice differrdquo (Westmarland L in
Newburn T 2011 p255) Meaning that the moralisation of the legislation does not ensure that it
will be applied ethically by the police Additionally as Kantian ethics values the motivation behind
ones actions over the consequences produced from them the potential issues caused by ones actions
are irrelevant as long as the action itself can be universalised without producing a chaotic or
undesirable result
However as there are several layers to stop and search there are some implications to morally
justifying this power as it is multi-faceted Being designed to deal with a variety of different
situations and bases from which suspicion might arise to justify the stopping and searching of an
individual Because while Kantian ethics can ethically justify police officers to stop and search
individuals for illegal or stolen items if it is in accordance with known facts and information and
they believe that such items will be found upon searching the person this encompasses only one of
the many facets of the power As such the power cannot be justified as a whole as any maxim used
to describe it would not provide the necessary limitations needed for it to successfully pass the tests
of generalisation and universalisation
While the power cannot be moralised as a whole it is possible to create two additional maxims
using the limitations and exceptions to the necessity criteria of reasonable suspicion found in the
Codes of Practice A to create an additional two maxims These represent two additional facets of
stop and search being that
police officers may stop and search individuals acting in an obviously suspicious manner for
illegal or stolen items but only if they suspect that such items will be found upon searching the
person and
police officers may stop and search individuals based on articles of clothing piercings
andor tattoos if these are known to be worn by members of a gang(s) that are known to carry
20
illegal or stolen items and only if the police suspects that such items will be found upon searching
the person
However only the first of these two maxims can be justified utilising Kants ethical framework and
Singers generalisation principle because the latter cannot be universalised without becoming
unreasonable Furthermore the latter cannot be justified without providing further limitations
requiring the phrase acting in an obviously suspicious manner to be replaced by obviously hiding
something
From the issues presented from the creation of the two additional maxims above it can be
established that stop and search cannot be considered morally justifiable under all circumstances
Because different situations calls for different maxims meaning that should the search not be
initiated based on known facts or information it is unlikely to be ethical Nevertheless even though
all facets of this police power cannot be morally justified it does seem that the majority of them can
be considered ethical to some extent Meaning the legislation governing it is generally ethical but
as a whole it becomes a bit of a moral ambiguity This shows that the police power as identified by
the Police and Criminal Evidence Act 1984 and the Codes of Practice A has a potential to be
ethically justified with the exception of the section permitting searches where physical appearance
can be used as a basis for suspicion Additionally this research identified that the reasons for why
this particular section is not justifiable could also be part of the reason to the disproportionate
amount of searches of ethnic minorities As it might provide officers maliciously targeting
minorities with a possibility to justify their actions by claiming a particular article of clothing body
art or similar was the reason for the stop
As such it can be established that the legislation governing the polices power to stop and search
individuals for prohibited or stolen articles cannot be fully moralised as not all sections of the
Police and Criminal Evidence Act 1984 or the Codes of Practice A concerning this power can be
ethically justified However while the legislation as whole is morally ambiguous at best the
searches conducted with factual information as a basis for suspicion suggests that the sections of the
legislation addressing this type of search cannot be implemented in an unethical manner Because as
the universalised maxim requires the police to act in a manner promoted by the Act and Codes this
shows that any unethical searches carried out using this type of search are caused as a result of
police misconduct rather than an actual issue with the legislation
21
However it should be noted that this research can only provide a limited account of the morality of
this police power as it has only explored it through the limitations put upon it through the necessity
requirement of reasonable suspicion Additionally it can only account for the morality of the
sections of the Police and Criminal Evidence Act 1984 and the Codes of Practice A addressing this
particular police power and only through the limitations explored within this research Finally it is
also important to recognise that the police power has only been analysed using a Kantian approach
to ethics and morality This means that further studies of the police power and indeed the Act and
Codes in general are needed in order to provide a more accurate account of the morality and ethical
issues present It is therefore suggested that additional research should be carried out to study the
legislation governing the power of stop and search utilising other ethical theories or utilising
Kantian ethics with a different focus point of the legislation
However while further research is needed in order to gain a more accurate account of the overall
morality of the police power and the legislation governing it it does not mean the research
presented in this paper is of any less value Because even though the study can only provide a
limited account of the legislations morality it has succeeded in presenting the probabilities for the
moral justification of the Acts first part along with the associated Codes of Practice as well as
identifying that the issues connected to the Act may be caused primarily by the polices failure to
accurately conduct stops and searches according to the law Meaning the research has produced
some valuable results in addition to providing a stepping stone for further research on the topic
22
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Benz S [2010] ldquoThe Police and Criminal Evidence Act 1984 balancing civil liberties and public
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[Accessed 25-04-2014]
Bowling B and Phillips C [2007] Disproportionate and Discriminatory Reviewing the Evidence
on Police Stop and Search Oxford Blackwell Publishing p958 httpwwwstop-
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Braddock K [2011] ldquoThe Power of the Hoodierdquo The Guardian Available at
httpwwwtheguardiancomuk2011aug09power-of-the-hoodie [Accessed21-04-2014]
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Council of Europe [2010] European Convention on Human Rights Strasbourg European Court of
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The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
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Fahy P [undated] ldquoForewordrdquo In Ozin P Norton H and Spivey P [2013] PACE ndash A Practical
Guide to the Police and Criminal Evidence Act 1984 3rd
Edition Oxford Oxford University Press
p v
Flick U [2011] Introducing Research Methodology London Sage p 125
Garret J [2006] Kants Duty Ethics Available at
httppeoplewkuedujangarrettethicskanthtm [Accessed 20-03-2014]
Govuk [2013] Guidance Police and Criminal Evidence Act 1984 (PACE) Codes of Practice
London Home Office Available at httpswwwgovukpolice-and-criminal-evidence-act-1984-
pace-codes-of-practice [Accessed 02-04-2014]
Guyer P (2007) cited by Perold L M [2010] Does Immanuel Kants Categorical Imperative
Commit Him to the View that Lying is Always Morally Wrong Master of Arts thesis University of
the Witwatersrand p 19 Available at
httpwiredspacewitsaczabitstreamhandle1053910096M20Perold20Research20Reportp
dfsequence=2 [Accessed 24-04-2014]
23
Hart HLA [1958] cited by Green L [2012] ldquoIntroductionrdquo in Hart H L A [2012] The
Concept of Law 3rd
Edition Oxford Oxford University Press p xxxiii Available at
httpbooksgooglecoukbookshl=enamplr=ampid=53u8K7jNGioCampoi=fndamppg=PP2ampdq=law+and+
moralityampots=3fiRAxxSFFampsig=BoQfC4sR_Lnb-
GD4OzEUXvIryfov=onepageampq=law20and20moralityampf=false [Accessed 12-04-2014]
Jackson L and Smith L [2013] Research into young Londoners experiences and perceptions of
stop and search London Office for Public Management p 6 Available at
httpwwwlondongovuksitesdefaultfiles14-02-06-OPM20-
20Young20peoples20views20stop20and20search20-20FINALpdf [Accessed 21-
04-2014]
Joseph I And Gunter A [2011] Gangs Revisited Whats a Gang and Whats Race Got to Do with
It - Politics and Policy into Practice London Runnymede p3 Available at
httpwwwrunnymedetrustorguploadspublicationspdfsGangsRevisited(online)-2011pdf
[Accessed 08-04-2014]
Kumar R [2011] Research Methodology a Step-by-Step Guide for Beginners London Sage
p139 164
Mawby R and Wright A [2005] Police Accountability in the United Kingdom p6 Available at
httpwwwhumanrightsinitiativeorgprogramsajpoliceres_matpolice_accountability_in_ukpdf
[Accessed 02-04-2014]
McQueen R A and Knussen C [2002] Research Methods for Social Science ndash an Introduction
Harlow Pearson pp83-85 84-85
ONeill O [2013] Acting on Principle An Essay on Kantian Ethics 2nd
Edition Cambridge
Cambridge University Press p78 79 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
ONeill O [2000] Bounds of Justice Cambridge Cambridge University Press p67
Ozin P Norton H and Spivey P [2013] PACE ndash A Practical Guide to the Police and Criminal
Evidence Act 1984 3rd
Edition Oxford Oxford University Press p 4
Paton H J [1969] The Moral Law London Hutchinson amp Co ltd p22
Police and Criminal Evidence Act 1984 Ch 60 London HMSO
R v McIlkenny and others [1991] 2 All ER 417 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744d06500000145a7ddf45f8cfdf386
ampdocguid=I59AD10F1E42811DA8FC2A0F0355337E9amphitguid=I59AD10F1E42811DA8FC2A0F
0355337E9amprank=1ampspos=1ampepos=1amptd=1ampcrumb-action=appendampcontext=17ampresolvein=true
[Accessed 28-04-2014]
24
R v Miller [1993] 97 Cr App R 99 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744cc64000001458ea70ccbfa4bdcd
aampdocguid=I60145160E42811DA8FC2A0F0355337E9amphitguid=I60145160E42811DA8FC2A0F0
355337E9amprank=9ampspos=9ampepos=9amptd=14ampcrumb-action=appendampcontext=78ampresolvein=true
[Accessed 22-04-2014]
Rachels J [1986] Kantian Theory The Idea of Human Dignity Random House Inc p1 Available
at httppubliccallutheranedu~chenxiphil345_022pdf [Accessed 20-03-2014]
Royal Commission [undated] cited by Zander M [2011] PACE (The Police and Criminal
Evidence Act 1984) Past Present and Future London LSE Law Society and Economy Working
Papers p3 Available at wwwlseacukcollectionslawwpswpshtm [Accessed 19-03-2014]
Sandel M [2011] Episode 6 ndash Discussion Guide (Advanced) Available at
httpwwwjusticeharvardorgresourcesepisode-6-discussion-guide-advanced [Accessed 27-04-
2014]
Singer G M [undated] cited by ONeill O [2013] Acting on Principle An Essay on Kantian
Ethics 2nd
Edition Cambridge Cambridge University Press p78 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
Stohr K [2010 ndash forthcoming] ldquoKantian Beneficence and the Problem of Obligatory Aidrdquo Journal
of Moral Philosophy p3 Available at
httpwww9georgetownedufacultykes39Stohr_Kantian_Beneficence_and_the_Problem_of
_Obligatory_Aidpdf [Accessed 25-04-2014]
StopWatch [2014] Stop and Search Factsheet Available at httpwwwstop-watchorgget-
informedfactsheetstop-and-search [Accessed 13-03-2014]
Westmarland L [undated] ldquoPolice Culturesrdquo in Newburn T (ed) [2011] Handbook of Policing
2nd
Edition Abingdon Taylor amp Francis p255
Westmarland L [2011] Researching Crime and Justice ndash Tales from the Field London Routledge
p141
Wilding B [undated] ldquoTipping the Scales of Justice A Review of the Impact of PACErdquo in Cape
E and Young R (eds) [2008] Regulating Policing The Police and Criminal Evidence Act 1984
Past Present and Future Portland Hart Publishing p127 130 Available at
httplibmyilibrarycomOpenaspxid=204843ampsrc=0 [Accessed 09-03-2014]
Zupancic A [2000] Ethics of the Real London Verso p16
25
APPENDIX 1
Six Key Principles of Ethical Research
26
Principles procedures and minimum requirements of the Framework for Research Ethics
(FRE)
There are six key principles of ethical research that the ESRC expects to be addressed whenever
applicable
1 Research should be designed reviewed and undertaken to ensure integrity quality and
transparency
2 Research staff and participants must normally be informed fully about the purpose methods and
intended possible uses of the research what their participation in the research entails and what risks
if any are involved Some variation is allowed in very specific research contexts for which detailed
guidance is provided in Section 2
3 The confidentiality of information supplied by research participants and the anonymity of
respondents must be respected
4 Research participants must take part voluntarily free from any coercion
5 Harm to research participants and researchers must be avoided in all instances
6 The independence of research must be clear and any conflicts of interest and partiality must be
explicit
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed
27-04-2014]
27
APPENDIX 2
Ethics Approval Form
28
Request for Ethical Approval
Section 1 ndash to be completed by the researcher
Full name
Jens Knut Elias Klots
Module number and title (student researchers
only)
Extended Research Project [Criminology amp Criminal Investigation]
Research Proposal title
ldquoAn Ethical Analysis of the Police and Criminal Evidence Act 1984rdquo
Funding body applying to if applicable
-
Brief outline of proposal
(including research questions where
appropriate)
You are also asked to
submit with your application copies of
any questionnaires
letters recruitment material you intend to
use if these are available at the time
of requesting approval
The research will ethically evaluate part I III and
IV-V along with the corresponding Codes of Practice [A B C E F and G] using Kantian ethics
Seeking to establish whether the main piece of legislation governing how policing should be carried out in England and Wales can be ethically
justified by Kantian ideologies as well as establishing what ethical issues might be present
etc
Level of research eg staff undergraduate
postgraduate masterrsquos (award related) MPhil
PhD
Undergraduate
Please outline the
methodology that would be implemented in the course of this research
The research will be purely based on secondary
resources using books journals web-sources etc
Please indicate the ethical issues that have
been considered and how these will be
There should be no ethical issues in terms of the research carried out However I have identified
that my choice to only use only one ethical theory for my analysis could be considered biased My
29
addressed
choice however was to ensure that my research will be as focused as possible so a more in depth analysis could be made which will be noted within
the dissertation
Please indicate any
issues that may arise relating to diversity and
equality whilst undertaking this research and how you
will manage these
-
Please indicate how
participants will be de-briefed about their
involvement in the research process and or provided with
opportunities for reflection and evaluation
-
Please answer the following questions by circling or highlighting the appropriate response
1 Will your research project involve young people under the age of 18 NO
YES but not directly ndash primarily teachers If yes do you have an Enhanced Disclosure Certificate from the Criminal Records
Bureau
YES
2 Will your research project involve vulnerable adults
NO
3 For which category of proposal are you applying for ethical approval
Category A
10
takes the police off the streets and placing them behind desks to carry out extensive amounts of
paperwork (Wilding B undated in Cape E and Young R 2008 p127) to questioning whom the
Act is really favouring (Benz S 2010) Furthermore the actual contents of the Act and the Codes of
Practice has been criticised in particular the Acts first part concerning stop and search (see chapter
5) resulting in a large number of edits and moderations to remedy these and provide a better
balance between the police and the rights of the public
11
Chapter 5
Reasonable Suspicion
While the Police and Criminal Evidence Act 1984 provides the police with guidelines for how and
when they may use their powers to infringe upon civil liberties these are not enough to ensure that
policing is carried out correctly in accordance to the act The Act must therefore be read alongside
the Codes of Practice as these further explain the limitations of the powers in addition to the
requirements that must be fulfilled in order for an officer to implement them One such requirement
that is found repeatedly throughout the Act and the Codes of Practice is the need for an officer to
have reasonable grounds for suspecting that the person(s) of interest are doing have done is about
to do or is in possession of something illegal (Police and Criminal Evidence Act s1(7)-1(9)
s3(1)(a)-3(1)(d)) This requirement is one that has been subjected to some controversy and scrutiny
especially in connection to the power of stop and search (addressed below) as it is often described
in very vague or broad terms often making it unclear what exactly constitutes appropriate grounds
for reasonable suspicion Additionally it should also be noted that the appropriate grounds for
suspicion might differ slightly from one section of the Act to another making it important to
separate these definitions from each other when studying them as they may all have their own
interpretations definitions regulations and issues However as this research explores the ethical
implications of reasonable suspicion in relation to stop and search it must be acknowledged that the
results may not be applicable to sections of the Police and Criminal Evidence Act 1984 and Codes
of Practice concerning other police powers
51 Reasonable Suspicion and Stop and Search
In the first part of the Police and Criminal Evidence Act 1984 it is identified that an officer cannot
stop and search an individual unless they have reasonable grounds for suspecting that any stolen or
prohibited articles listed under s1(7)-1(9) of the Act will be found on their person (s1(3) Police and
Criminal Evidence Act 1984) That being said there are many limitations placed upon what may
constitute a reasonable ground for suspecting that prohibited or stolen articles will be found on the
person(s) (Codes of Practice A s22) and that these can differ depending on the circumstances of
each case [Ozin P et al 2013 p4] However while suspicion might be raised for different reasons
in each case the Code emphasises that suspicion may never be based on personal factors
stereotypes or generalisations (Codes of Practice A s22) Nor may it be ldquoprovided retrospectively
by [hellip] questioning during a persons detention or by refusal to answer any questionsrdquo (Codes of
Practice A s29) Instead it is stressed that suspicion should have an objective basis derived from
known facts and information (Codes of Practice A s22)
12
Whether these demands put on officers by the Codes of Practice A to establish objective grounds
for suspicion are followed is questionable though At least when taking into consideration that the
sections of the Police and Criminal Evidence Act 1984 and the Codes of Practice concerning stop
and search has been subjected to heavy criticism mainly due to the disproportionate amount of
members from minority ethnic groups being searched in comparison to Caucasians Because even
though the Codes of Practice A does identify that there are situations where reasonable grounds for
suspicion might exist without the need for known facts or information such as initiating searches
based on an individuals behaviour or body language (Codes of Practice A s23) it does not explain
why black people are up to ldquosix times more likely to be stop[ped and] searched than would be
expected based on their numbers in the general populationrdquo (Bowling B and Phillips C 2007
p958) Nor does it explain how the recorded stops and searches of Asians since the mid-nineties
have remained between 15 and 25 times higher than those of Caucasians (Equality and Human
Rights Commission 2010 p13) These are worrying statistics that raise questions as to whether the
guidelines provided by the Police and Criminal Evidence Act 1984 and the Codes of Practice are
sufficient in order to ensure that this power is used appropriately and fairly Because even though
non-Caucasians are stopped and searched more frequently arrests following searches are distributed
quite evenly across all ethnic groups (StopWatch 2014)
There is a possibility that this targeting of minority ethnic groups could be a direct result of the
socio-economic conditions that traps many families from poor neighbourhoods in a cycle of poverty
and disadvantage (Joseph I and Gunter A 2011 p3) Especially as it has been found that these
groups often respond ldquoto their powerlessness with frustration rage and the creation of alternative
social and cultural values that promotes and normalizes gang membership and violencerdquo (Joseph I
and Gunter A 2011 p3) Due to the normalisation of such behaviour this could provide an
explanation to why some disproportionality might exist as the Codes of Practice provides an
exception to searches based on physical appearance when it is related to gang culture stating that
ldquowhere there is reliable information or intelligence that members of a group or gang
habitually carry knives unlawfully or weapons or controlled drugs and wear a
distinctive item of clothing or other means of identification to indicate their
membership of the group or gang that distinctive item of clothing or other means
of identification may provide reasonable grounds to stop and search a personrdquo
(Codes of Practice A s26)
13
However while this provision could support the existence of some disproportionality it does not
disprove that minority ethnic groups are being targeted by the police nor does it provide a
reasonable explanation to why blacks are being six times more likely to be subjected to a stop and
search This means there is a risk that this section of the Codes of Practice is being used by police
to maliciously target ethnic minority groups by stereotyping them as more likely to be involved
with criminal gangs
52 Reasonable Suspicion Stop and Search and Morality
While statistics and studies show that stop and search is used disproportionally and suggests that
individuals belonging to minority ethnic groups are being targeted by the police it does not mean
that the power itself nor the legislation governing it is unethical Because even though they tend to
overlap ldquothere is no necessary connection between law and moralsrdquo (Hart H L A 1958 cited by
Green L 2012 in Hart H L A 2012 pxxxiii) as the law applies to everyone unconditionally
while moral only applies to those that sympathise with the ideologies in question Kantian ethics
however arguing that one should do the right thing because of it being right views morality as a
supplement to the law (Zupancic A 2000 p16) therefore ensuring that we are not only doing what
is right but that we are also doing it for the right reasons (Sandel M 2011) Which from Kants
viewpoint is synonymous to acting out of duty which as established in Chapter 3 means that
onersquos actions must be converted to those that are able to pass the tests of generalisation and
universalisation As such one must convert the sections of the Police and Criminal Evidence Act
1984 and its associated Codes of Practice concerning stop and search into an order to establish
whether it is ethical
However while the Police and Criminal Evidence Act 1984 identifies that reasonable suspicion is
necessary in order to conduct a stop and search one cannot simply create a maxim stating that
police officers can stop and search anyone they reasonably suspect is carrying illegal or stolen
items Because even though this maxim does provide an accurate description of the necessary
requirements to perform a stop and search it is far too broad Such a maxim does not place a limit
upon what the suspicion might be based on resulting in a possibility for officers to target certain
groups of people based on prejudice or stereotypes Therefore such a maxim can neither be
generalised nor universalised meaning it would be considered entirely unethical by Kantian
principles However by using the guidelines and limitations of reasonable suspicion presented in
the Codes of Practice A that were identified earlier in this chapter this maxim can be broken down
into three separate parts These being
14
police officers may stop and search individuals for illegal or stolen items if it is in
accordance with known facts and information and they believe that such items will be found upon
searching the person
police officers may stop and search individuals acting in an obviously suspicious manner for
illegal or stolen items but only if they suspect that such items will be found upon searching the
person and
police officers may stop and search individuals based on articles of clothing piercings
andor tattoos if these are known to be worn by members of a gang(s) that are known to carry
illegal or stolen items and only if the police suspects that such items will be found upon searching
the person
These provide a much more limited and concentrated approach to the attempted moralisation of the
polices power to stop and search individuals for prohibited or stolen articles Because unlike the
previous maxim these are not only limiting what the basis for suspicion might be but also limiting
when the power itself may be enforced As such the likelihood of these being able to pass the tests
of generalisation and universalisation are increased
521 Generalisation and Universalisation
In order to accurately establish whether acts are moral they must pass the tests of generalisation and
universalisation as Kant believed that moral acts were ones that could be applied to everyone as a
universal law without becoming contradictory or illogical (see chapter 3) However as these deal
with police powers and Kant argued that acts must be applicable to everyone without exception
these will also be examined using Singers generalisation principle because it would be illogical for
such powers to be implemented by everyone Singers generalisation principle makes it possible to
bypass this issue as it argues that ldquowhat is right (or wrong) for one person must be right (or wrong)
for any similar person in similar circumstancesrdquo (Singer G M undated cited by ONeill O 2013
p78) Additionally this approach puts a utilitarian twist on Kants frameworks as it determines
morality based on the consequences of onersquos actions (ONeill O 2013 p79) rather than the
motivation behind them As such this test functions as a middle ground between the tests of
generalisation and universalisation ensuring that the generalised maxim does not cause an illogical
or chaotic result in addition to limiting the generalised maxim from anyone that is not a member of
the police service Analysing the maxim using these tests therefore requires them to be studied
individually so that they can be dissected and examined more closely
Looking at the first of the three maxims created using the guidelines and limitations of reasonable
15
suspicion as identified by the Codes of Practice A it can be established that it is comprised from
three different elements Namely
the police may only search for illegal or stolen items
the police may only search an individual based on known facts and information and finally
the police may only search the individual if they believe illegal or stolen items will be found
Attempting to generalise any of these elements of the maxim individually would not be reasonable
as they do not provide enough limitations or guidelines for it to be functional Because the first part
allows the police to search anyone for illegal or stolen items without the necessity of a suspicion
that any such items will be found which would result in a police state where the police could search
anyone they please The necessity of believing that illegal or stolen items will be found upon
conducting a search is added by the third element of the maxim but there are still no requirements
for the police to have any kind of reasonable basis for their decision to stop and search someone as
this is added by the maxims second element However this element cannot be moralised on its own
either as it does not specify what the police may search for However when all three elements of
the maxim are combined all necessary limitations are present meaning the generalisation of it
should not produce a contradictory or illogical result
However passing the test of generalisation does not mean that the maxim is ethical as it must also
be universalisable Meaning it should be able to be enforced as a (hypothetical) law that applies to
everyone unconditionally As the maxim places a requirement on the police to only stop and search
individuals if they have a factual basis for their suspicion to find illegal or stolen items upon
searching the person this should be a universalisable action Because assuming all police officers
were required to follow this maxim it would result in a world where only specific items may be
searched for if they have a factual reason to conduct the search and only if they believe that such
items will be found upon searching the person(s) As this would not produce any undesirable
consequences this maxim would not only pass Kants test of universalisation but also fulfil the
necessary criteria for Singers generalisation principle
This is essentially what the Police and Criminal Evidence Act 1984 and the Codes of Practice A
seeks to do meaning that if the guidelines were followed by the police unlawful stops and searches
should not occur However since there are more aspects to the laws that govern the polices power
to stop and search individuals for illegal or stolen items such as searches based on suspicious
behaviour or searches of suspected gang members other aspects must be explored as well before
16
declaring whether it is ethical or not For this reason the two additional maxims (mentioned earlier)
are needed and must therefore be tested as well As these maxims can be implemented in such
situations by the removal of the need for a factual basis for suspicion and replacing it with either
the possibility to
search individuals acting in an obviously suspicious manner or
search individuals based on clothing piercings andor tattoos if these are known to be worn
by members of gangs that are known to carry illegal or stolen items
As with the various elements of the maxim analysed previously these are also unable to be
moralised individually Because the first of the two does not specify what may be searched for and
neither of the sections specify that the police should expect to find illegal or stolen items upon
stopping and searching an individual As such neither of these elements can function as a maxim on
their own as they are illogical and can neither be generalised nor universalised However when
these are combined with the other elements of the maxims these issues should be resolved thus
passing Kants test of generalisation
Universalising these maxims is a bit more problematic than the one analysed previously through
For example with the first of these two maxims police officers would be enforced to stop and
search anyone that is acting in an obviously suspicious manner for illegal or stolen items if they
believe any such items will be found upon searching them The phrase behaving in an obviously
suspicious manner is a bit of an issue here as there is no definition available as to what can be
classified as such However a reasonable person would probably equate behaving in an obviously
suspicious manner to trying to hide something which is used as an example in the Codes of
Practice A s23 It could therefore be worth substituting the phrase behaving in an obviously
suspicious manner with trying to hide something as this would be more specific However by
doing this the maxim would become much more limited as it would no longer allow individuals
behaving suspiciously in other ways to be searched Nevertheless should this interpretation be used
the likeliness of the maxim passing the test of universalisation might be increased as the likeliness
of it producing a chaotic result would decrease Additionally implementing such an interpretation
would also make it more likely for the maxim to pass Singers generalisation principle As the
conduction of stops and searches of people that are obviously trying to hide something is less likely
to produce an undesirable outcome in comparison to searching anyone acting suspiciously
Finally the universalisation of the third and final of the maxims would enforce the police to stop
17
and search anyone dressed or in any other ways being physically identifiable as a possible member
of a gang known to carry illegal or stolen items if they believe any such items will be found upon
searching them As with the maxim analysed above there are issues related to universalising this
maxim due to the possibility of it causing certain people to be targeted because of the clothes they
wear or any piercings or tattoos on their body being related to or similar to ones connected to a
criminal gang Universalising this maxim could therefore worsen an already prevalent issue where
innocent members of the public get their civil liberties infringed upon due to their personal style
especially as the maxim allows quite a broad range of items accessories and body art to be used as
an indicator for suspicion In a study by Jackson and Smith (2013) the experiences of young people
from London that had been subjected to stop and search was surveyed where the participants
identified what kind of clothing might fit the criteria of being a presumed gang member It was
suggested that ldquoemulating American hip hop artists by wearing low-slung jeans hoodies and
branded trainers and walking and talking in a certain wayrdquo (p6) was stereotyped by the police as
gagster behaviour and dress The same study also identified an experience that was shared by one
of the participants whom stated that ldquoThey just say youre in a drug infested area and youve got a
hood on so were stopping and searching yourdquo (Jackson L and Smith L 2013 p6)
Taking this into consideration it can therefore be seen that the universalisation of a maxim asking
the police to stop and search anyone perceived to be involved with a criminal gang for illegal or
stolen items could result in a form of criminalisation of the hoodie and other specific pieces of
clothing as these are stereotyped as being related to gang membership This would be problematic
as the hoodie in particular is a comfortable and often affordable piece of clothing that is a staple in
the wardrobes of many of societys subcultures such as emos and skaters that are generally not
stereotyped as criminals (Braddock K 2011) As such it can be established that neither Kant nor
Singer would be able to universalise this maxim as having officers search anyone wearing specific
clothes would neither be reasonable nor produce any desirable consequences
522 Issues
While two out of three of the different maxims appear to be moral in the eyes of Kant there are still
some issues relating to them which must be acknowledged Primarily there might be an issue with
these maxims being too specific as it has been noted that ldquoany maxim that is highly restricted is
likely to pass the universalisability testrdquo [Guyer P 2007 cited by Perold L M 2010 p19]
because the more descriptive a maxim is the less likely it is that it would become contradictory As
all of the maxims created from the Codes of Practice A are highly restrictive specifying who may
carry out the act under what circumstances they may carry it out and the limitations of the actions
18
itself Additionally as noted earlier in this chapter the maxims cannot be made more general either
as this would prevent them from being moralised this means that there is a risk of these maxims
passing the tests of universalisation and generalisation simply because of their overly descriptive
nature rather than actually being moral
There might also be an issue with the phrasing of the maxims specifically the use of the term
police officers as this might cause some uncertainties regarding exactly who the maxim applies to
Because by using the term police officer or even police it becomes questionable if an officer must
be in uniform in other words his or her position as a police officer is overt when carrying out the
search However since these maxims need to be exclusive to the police it could be hard to bypass
this issue without adding yet another specification to it that clarifies whether there is a need for the
officer to be in uniform or not
Finally there could also be an issue of the maxims conflicting with each other as the first of the
maxims states that the decision to stop and search someone needs to be in accordance with known
facts and information Something that might not be available when a stop and search is made
utilising the second or third maxim as these can be initiated without a need of known facts or
information This raises a question to whether one of the maxims would naturally take precedence
over the others as all three maxims regarding stop and search can never operate at the same time
Generally Kantianism argues that when one is faced with opposing maxims the perfect duty will
always take precedence over an imperfect one (Stohr K 2010 p3) However as all of the maxims
are addressing what is essentially the same action being the possibility to stop and search
individuals for illegal andor stolen items this could be problematic Furthermore while there are
three maxims identified within this study there also exists another fourth maxim which concerns
the possibility of not searching anyone for illegal or stolen items This fourth maxim is also
considered a perfect duty as it would generally be easier to universalise not searching people as
opposed to searching individuals fitting certain requirements This means that the maxim regarding
the omission to act would in this case take precedence over the other maxims identified within this
research essentially rendering them powerless
19
Chapter 6
Conclusion
From this study it can be seen that the legislation governing a heavily criticised police power such
as stop and search has the possibility to be morally justifiable by the ethical frameworks developed
by Kant Because while Kants ethical theory does not rectify or justify the issue of ethnic minorities
being subjected to a disproportionate amount of stops and searches in comparison to Caucasians it
is important to remember that the ldquolaw in theory and the law in practice differrdquo (Westmarland L in
Newburn T 2011 p255) Meaning that the moralisation of the legislation does not ensure that it
will be applied ethically by the police Additionally as Kantian ethics values the motivation behind
ones actions over the consequences produced from them the potential issues caused by ones actions
are irrelevant as long as the action itself can be universalised without producing a chaotic or
undesirable result
However as there are several layers to stop and search there are some implications to morally
justifying this power as it is multi-faceted Being designed to deal with a variety of different
situations and bases from which suspicion might arise to justify the stopping and searching of an
individual Because while Kantian ethics can ethically justify police officers to stop and search
individuals for illegal or stolen items if it is in accordance with known facts and information and
they believe that such items will be found upon searching the person this encompasses only one of
the many facets of the power As such the power cannot be justified as a whole as any maxim used
to describe it would not provide the necessary limitations needed for it to successfully pass the tests
of generalisation and universalisation
While the power cannot be moralised as a whole it is possible to create two additional maxims
using the limitations and exceptions to the necessity criteria of reasonable suspicion found in the
Codes of Practice A to create an additional two maxims These represent two additional facets of
stop and search being that
police officers may stop and search individuals acting in an obviously suspicious manner for
illegal or stolen items but only if they suspect that such items will be found upon searching the
person and
police officers may stop and search individuals based on articles of clothing piercings
andor tattoos if these are known to be worn by members of a gang(s) that are known to carry
20
illegal or stolen items and only if the police suspects that such items will be found upon searching
the person
However only the first of these two maxims can be justified utilising Kants ethical framework and
Singers generalisation principle because the latter cannot be universalised without becoming
unreasonable Furthermore the latter cannot be justified without providing further limitations
requiring the phrase acting in an obviously suspicious manner to be replaced by obviously hiding
something
From the issues presented from the creation of the two additional maxims above it can be
established that stop and search cannot be considered morally justifiable under all circumstances
Because different situations calls for different maxims meaning that should the search not be
initiated based on known facts or information it is unlikely to be ethical Nevertheless even though
all facets of this police power cannot be morally justified it does seem that the majority of them can
be considered ethical to some extent Meaning the legislation governing it is generally ethical but
as a whole it becomes a bit of a moral ambiguity This shows that the police power as identified by
the Police and Criminal Evidence Act 1984 and the Codes of Practice A has a potential to be
ethically justified with the exception of the section permitting searches where physical appearance
can be used as a basis for suspicion Additionally this research identified that the reasons for why
this particular section is not justifiable could also be part of the reason to the disproportionate
amount of searches of ethnic minorities As it might provide officers maliciously targeting
minorities with a possibility to justify their actions by claiming a particular article of clothing body
art or similar was the reason for the stop
As such it can be established that the legislation governing the polices power to stop and search
individuals for prohibited or stolen articles cannot be fully moralised as not all sections of the
Police and Criminal Evidence Act 1984 or the Codes of Practice A concerning this power can be
ethically justified However while the legislation as whole is morally ambiguous at best the
searches conducted with factual information as a basis for suspicion suggests that the sections of the
legislation addressing this type of search cannot be implemented in an unethical manner Because as
the universalised maxim requires the police to act in a manner promoted by the Act and Codes this
shows that any unethical searches carried out using this type of search are caused as a result of
police misconduct rather than an actual issue with the legislation
21
However it should be noted that this research can only provide a limited account of the morality of
this police power as it has only explored it through the limitations put upon it through the necessity
requirement of reasonable suspicion Additionally it can only account for the morality of the
sections of the Police and Criminal Evidence Act 1984 and the Codes of Practice A addressing this
particular police power and only through the limitations explored within this research Finally it is
also important to recognise that the police power has only been analysed using a Kantian approach
to ethics and morality This means that further studies of the police power and indeed the Act and
Codes in general are needed in order to provide a more accurate account of the morality and ethical
issues present It is therefore suggested that additional research should be carried out to study the
legislation governing the power of stop and search utilising other ethical theories or utilising
Kantian ethics with a different focus point of the legislation
However while further research is needed in order to gain a more accurate account of the overall
morality of the police power and the legislation governing it it does not mean the research
presented in this paper is of any less value Because even though the study can only provide a
limited account of the legislations morality it has succeeded in presenting the probabilities for the
moral justification of the Acts first part along with the associated Codes of Practice as well as
identifying that the issues connected to the Act may be caused primarily by the polices failure to
accurately conduct stops and searches according to the law Meaning the research has produced
some valuable results in addition to providing a stepping stone for further research on the topic
22
Bibliography
BBC [2014] Duty-Based Ethics Available at
httpwwwbbccoukethicsintroductionduty_1shtml [Accessed 20-03-2014]
Benz S [2010] ldquoThe Police and Criminal Evidence Act 1984 balancing civil liberties and public
securityrdquo Diffusion 5(2) Available at httpatpuclanacukbuddypressdiffusionp=1255
[Accessed 25-04-2014]
Bowling B and Phillips C [2007] Disproportionate and Discriminatory Reviewing the Evidence
on Police Stop and Search Oxford Blackwell Publishing p958 httpwwwstop-
watchorguploadsdocumentsmodern_law_reviewpdf
Braddock K [2011] ldquoThe Power of the Hoodierdquo The Guardian Available at
httpwwwtheguardiancomuk2011aug09power-of-the-hoodie [Accessed21-04-2014]
Codes of Practice A
Council of Europe [2010] European Convention on Human Rights Strasbourg European Court of
Human Rights p 7 Available at httpwwwechrcoeintDocumentsConvention_ENGpdf
[Accessed 09-03-2014]
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed 01-
04-2014]
The Economist [1990] End Game Available
athttpgogalegroupcompsidoid=GALE7CA9390713ampv=21ampu=uceampit=rampp=SPJSP0
0ampsw=wampasid=f6f778fcf0a20b3f0f18df5e20a57f27 [Accessed 19-03-2014]
Fahy P [undated] ldquoForewordrdquo In Ozin P Norton H and Spivey P [2013] PACE ndash A Practical
Guide to the Police and Criminal Evidence Act 1984 3rd
Edition Oxford Oxford University Press
p v
Flick U [2011] Introducing Research Methodology London Sage p 125
Garret J [2006] Kants Duty Ethics Available at
httppeoplewkuedujangarrettethicskanthtm [Accessed 20-03-2014]
Govuk [2013] Guidance Police and Criminal Evidence Act 1984 (PACE) Codes of Practice
London Home Office Available at httpswwwgovukpolice-and-criminal-evidence-act-1984-
pace-codes-of-practice [Accessed 02-04-2014]
Guyer P (2007) cited by Perold L M [2010] Does Immanuel Kants Categorical Imperative
Commit Him to the View that Lying is Always Morally Wrong Master of Arts thesis University of
the Witwatersrand p 19 Available at
httpwiredspacewitsaczabitstreamhandle1053910096M20Perold20Research20Reportp
dfsequence=2 [Accessed 24-04-2014]
23
Hart HLA [1958] cited by Green L [2012] ldquoIntroductionrdquo in Hart H L A [2012] The
Concept of Law 3rd
Edition Oxford Oxford University Press p xxxiii Available at
httpbooksgooglecoukbookshl=enamplr=ampid=53u8K7jNGioCampoi=fndamppg=PP2ampdq=law+and+
moralityampots=3fiRAxxSFFampsig=BoQfC4sR_Lnb-
GD4OzEUXvIryfov=onepageampq=law20and20moralityampf=false [Accessed 12-04-2014]
Jackson L and Smith L [2013] Research into young Londoners experiences and perceptions of
stop and search London Office for Public Management p 6 Available at
httpwwwlondongovuksitesdefaultfiles14-02-06-OPM20-
20Young20peoples20views20stop20and20search20-20FINALpdf [Accessed 21-
04-2014]
Joseph I And Gunter A [2011] Gangs Revisited Whats a Gang and Whats Race Got to Do with
It - Politics and Policy into Practice London Runnymede p3 Available at
httpwwwrunnymedetrustorguploadspublicationspdfsGangsRevisited(online)-2011pdf
[Accessed 08-04-2014]
Kumar R [2011] Research Methodology a Step-by-Step Guide for Beginners London Sage
p139 164
Mawby R and Wright A [2005] Police Accountability in the United Kingdom p6 Available at
httpwwwhumanrightsinitiativeorgprogramsajpoliceres_matpolice_accountability_in_ukpdf
[Accessed 02-04-2014]
McQueen R A and Knussen C [2002] Research Methods for Social Science ndash an Introduction
Harlow Pearson pp83-85 84-85
ONeill O [2013] Acting on Principle An Essay on Kantian Ethics 2nd
Edition Cambridge
Cambridge University Press p78 79 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
ONeill O [2000] Bounds of Justice Cambridge Cambridge University Press p67
Ozin P Norton H and Spivey P [2013] PACE ndash A Practical Guide to the Police and Criminal
Evidence Act 1984 3rd
Edition Oxford Oxford University Press p 4
Paton H J [1969] The Moral Law London Hutchinson amp Co ltd p22
Police and Criminal Evidence Act 1984 Ch 60 London HMSO
R v McIlkenny and others [1991] 2 All ER 417 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744d06500000145a7ddf45f8cfdf386
ampdocguid=I59AD10F1E42811DA8FC2A0F0355337E9amphitguid=I59AD10F1E42811DA8FC2A0F
0355337E9amprank=1ampspos=1ampepos=1amptd=1ampcrumb-action=appendampcontext=17ampresolvein=true
[Accessed 28-04-2014]
24
R v Miller [1993] 97 Cr App R 99 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744cc64000001458ea70ccbfa4bdcd
aampdocguid=I60145160E42811DA8FC2A0F0355337E9amphitguid=I60145160E42811DA8FC2A0F0
355337E9amprank=9ampspos=9ampepos=9amptd=14ampcrumb-action=appendampcontext=78ampresolvein=true
[Accessed 22-04-2014]
Rachels J [1986] Kantian Theory The Idea of Human Dignity Random House Inc p1 Available
at httppubliccallutheranedu~chenxiphil345_022pdf [Accessed 20-03-2014]
Royal Commission [undated] cited by Zander M [2011] PACE (The Police and Criminal
Evidence Act 1984) Past Present and Future London LSE Law Society and Economy Working
Papers p3 Available at wwwlseacukcollectionslawwpswpshtm [Accessed 19-03-2014]
Sandel M [2011] Episode 6 ndash Discussion Guide (Advanced) Available at
httpwwwjusticeharvardorgresourcesepisode-6-discussion-guide-advanced [Accessed 27-04-
2014]
Singer G M [undated] cited by ONeill O [2013] Acting on Principle An Essay on Kantian
Ethics 2nd
Edition Cambridge Cambridge University Press p78 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
Stohr K [2010 ndash forthcoming] ldquoKantian Beneficence and the Problem of Obligatory Aidrdquo Journal
of Moral Philosophy p3 Available at
httpwww9georgetownedufacultykes39Stohr_Kantian_Beneficence_and_the_Problem_of
_Obligatory_Aidpdf [Accessed 25-04-2014]
StopWatch [2014] Stop and Search Factsheet Available at httpwwwstop-watchorgget-
informedfactsheetstop-and-search [Accessed 13-03-2014]
Westmarland L [undated] ldquoPolice Culturesrdquo in Newburn T (ed) [2011] Handbook of Policing
2nd
Edition Abingdon Taylor amp Francis p255
Westmarland L [2011] Researching Crime and Justice ndash Tales from the Field London Routledge
p141
Wilding B [undated] ldquoTipping the Scales of Justice A Review of the Impact of PACErdquo in Cape
E and Young R (eds) [2008] Regulating Policing The Police and Criminal Evidence Act 1984
Past Present and Future Portland Hart Publishing p127 130 Available at
httplibmyilibrarycomOpenaspxid=204843ampsrc=0 [Accessed 09-03-2014]
Zupancic A [2000] Ethics of the Real London Verso p16
25
APPENDIX 1
Six Key Principles of Ethical Research
26
Principles procedures and minimum requirements of the Framework for Research Ethics
(FRE)
There are six key principles of ethical research that the ESRC expects to be addressed whenever
applicable
1 Research should be designed reviewed and undertaken to ensure integrity quality and
transparency
2 Research staff and participants must normally be informed fully about the purpose methods and
intended possible uses of the research what their participation in the research entails and what risks
if any are involved Some variation is allowed in very specific research contexts for which detailed
guidance is provided in Section 2
3 The confidentiality of information supplied by research participants and the anonymity of
respondents must be respected
4 Research participants must take part voluntarily free from any coercion
5 Harm to research participants and researchers must be avoided in all instances
6 The independence of research must be clear and any conflicts of interest and partiality must be
explicit
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed
27-04-2014]
27
APPENDIX 2
Ethics Approval Form
28
Request for Ethical Approval
Section 1 ndash to be completed by the researcher
Full name
Jens Knut Elias Klots
Module number and title (student researchers
only)
Extended Research Project [Criminology amp Criminal Investigation]
Research Proposal title
ldquoAn Ethical Analysis of the Police and Criminal Evidence Act 1984rdquo
Funding body applying to if applicable
-
Brief outline of proposal
(including research questions where
appropriate)
You are also asked to
submit with your application copies of
any questionnaires
letters recruitment material you intend to
use if these are available at the time
of requesting approval
The research will ethically evaluate part I III and
IV-V along with the corresponding Codes of Practice [A B C E F and G] using Kantian ethics
Seeking to establish whether the main piece of legislation governing how policing should be carried out in England and Wales can be ethically
justified by Kantian ideologies as well as establishing what ethical issues might be present
etc
Level of research eg staff undergraduate
postgraduate masterrsquos (award related) MPhil
PhD
Undergraduate
Please outline the
methodology that would be implemented in the course of this research
The research will be purely based on secondary
resources using books journals web-sources etc
Please indicate the ethical issues that have
been considered and how these will be
There should be no ethical issues in terms of the research carried out However I have identified
that my choice to only use only one ethical theory for my analysis could be considered biased My
29
addressed
choice however was to ensure that my research will be as focused as possible so a more in depth analysis could be made which will be noted within
the dissertation
Please indicate any
issues that may arise relating to diversity and
equality whilst undertaking this research and how you
will manage these
-
Please indicate how
participants will be de-briefed about their
involvement in the research process and or provided with
opportunities for reflection and evaluation
-
Please answer the following questions by circling or highlighting the appropriate response
1 Will your research project involve young people under the age of 18 NO
YES but not directly ndash primarily teachers If yes do you have an Enhanced Disclosure Certificate from the Criminal Records
Bureau
YES
2 Will your research project involve vulnerable adults
NO
3 For which category of proposal are you applying for ethical approval
Category A
11
Chapter 5
Reasonable Suspicion
While the Police and Criminal Evidence Act 1984 provides the police with guidelines for how and
when they may use their powers to infringe upon civil liberties these are not enough to ensure that
policing is carried out correctly in accordance to the act The Act must therefore be read alongside
the Codes of Practice as these further explain the limitations of the powers in addition to the
requirements that must be fulfilled in order for an officer to implement them One such requirement
that is found repeatedly throughout the Act and the Codes of Practice is the need for an officer to
have reasonable grounds for suspecting that the person(s) of interest are doing have done is about
to do or is in possession of something illegal (Police and Criminal Evidence Act s1(7)-1(9)
s3(1)(a)-3(1)(d)) This requirement is one that has been subjected to some controversy and scrutiny
especially in connection to the power of stop and search (addressed below) as it is often described
in very vague or broad terms often making it unclear what exactly constitutes appropriate grounds
for reasonable suspicion Additionally it should also be noted that the appropriate grounds for
suspicion might differ slightly from one section of the Act to another making it important to
separate these definitions from each other when studying them as they may all have their own
interpretations definitions regulations and issues However as this research explores the ethical
implications of reasonable suspicion in relation to stop and search it must be acknowledged that the
results may not be applicable to sections of the Police and Criminal Evidence Act 1984 and Codes
of Practice concerning other police powers
51 Reasonable Suspicion and Stop and Search
In the first part of the Police and Criminal Evidence Act 1984 it is identified that an officer cannot
stop and search an individual unless they have reasonable grounds for suspecting that any stolen or
prohibited articles listed under s1(7)-1(9) of the Act will be found on their person (s1(3) Police and
Criminal Evidence Act 1984) That being said there are many limitations placed upon what may
constitute a reasonable ground for suspecting that prohibited or stolen articles will be found on the
person(s) (Codes of Practice A s22) and that these can differ depending on the circumstances of
each case [Ozin P et al 2013 p4] However while suspicion might be raised for different reasons
in each case the Code emphasises that suspicion may never be based on personal factors
stereotypes or generalisations (Codes of Practice A s22) Nor may it be ldquoprovided retrospectively
by [hellip] questioning during a persons detention or by refusal to answer any questionsrdquo (Codes of
Practice A s29) Instead it is stressed that suspicion should have an objective basis derived from
known facts and information (Codes of Practice A s22)
12
Whether these demands put on officers by the Codes of Practice A to establish objective grounds
for suspicion are followed is questionable though At least when taking into consideration that the
sections of the Police and Criminal Evidence Act 1984 and the Codes of Practice concerning stop
and search has been subjected to heavy criticism mainly due to the disproportionate amount of
members from minority ethnic groups being searched in comparison to Caucasians Because even
though the Codes of Practice A does identify that there are situations where reasonable grounds for
suspicion might exist without the need for known facts or information such as initiating searches
based on an individuals behaviour or body language (Codes of Practice A s23) it does not explain
why black people are up to ldquosix times more likely to be stop[ped and] searched than would be
expected based on their numbers in the general populationrdquo (Bowling B and Phillips C 2007
p958) Nor does it explain how the recorded stops and searches of Asians since the mid-nineties
have remained between 15 and 25 times higher than those of Caucasians (Equality and Human
Rights Commission 2010 p13) These are worrying statistics that raise questions as to whether the
guidelines provided by the Police and Criminal Evidence Act 1984 and the Codes of Practice are
sufficient in order to ensure that this power is used appropriately and fairly Because even though
non-Caucasians are stopped and searched more frequently arrests following searches are distributed
quite evenly across all ethnic groups (StopWatch 2014)
There is a possibility that this targeting of minority ethnic groups could be a direct result of the
socio-economic conditions that traps many families from poor neighbourhoods in a cycle of poverty
and disadvantage (Joseph I and Gunter A 2011 p3) Especially as it has been found that these
groups often respond ldquoto their powerlessness with frustration rage and the creation of alternative
social and cultural values that promotes and normalizes gang membership and violencerdquo (Joseph I
and Gunter A 2011 p3) Due to the normalisation of such behaviour this could provide an
explanation to why some disproportionality might exist as the Codes of Practice provides an
exception to searches based on physical appearance when it is related to gang culture stating that
ldquowhere there is reliable information or intelligence that members of a group or gang
habitually carry knives unlawfully or weapons or controlled drugs and wear a
distinctive item of clothing or other means of identification to indicate their
membership of the group or gang that distinctive item of clothing or other means
of identification may provide reasonable grounds to stop and search a personrdquo
(Codes of Practice A s26)
13
However while this provision could support the existence of some disproportionality it does not
disprove that minority ethnic groups are being targeted by the police nor does it provide a
reasonable explanation to why blacks are being six times more likely to be subjected to a stop and
search This means there is a risk that this section of the Codes of Practice is being used by police
to maliciously target ethnic minority groups by stereotyping them as more likely to be involved
with criminal gangs
52 Reasonable Suspicion Stop and Search and Morality
While statistics and studies show that stop and search is used disproportionally and suggests that
individuals belonging to minority ethnic groups are being targeted by the police it does not mean
that the power itself nor the legislation governing it is unethical Because even though they tend to
overlap ldquothere is no necessary connection between law and moralsrdquo (Hart H L A 1958 cited by
Green L 2012 in Hart H L A 2012 pxxxiii) as the law applies to everyone unconditionally
while moral only applies to those that sympathise with the ideologies in question Kantian ethics
however arguing that one should do the right thing because of it being right views morality as a
supplement to the law (Zupancic A 2000 p16) therefore ensuring that we are not only doing what
is right but that we are also doing it for the right reasons (Sandel M 2011) Which from Kants
viewpoint is synonymous to acting out of duty which as established in Chapter 3 means that
onersquos actions must be converted to those that are able to pass the tests of generalisation and
universalisation As such one must convert the sections of the Police and Criminal Evidence Act
1984 and its associated Codes of Practice concerning stop and search into an order to establish
whether it is ethical
However while the Police and Criminal Evidence Act 1984 identifies that reasonable suspicion is
necessary in order to conduct a stop and search one cannot simply create a maxim stating that
police officers can stop and search anyone they reasonably suspect is carrying illegal or stolen
items Because even though this maxim does provide an accurate description of the necessary
requirements to perform a stop and search it is far too broad Such a maxim does not place a limit
upon what the suspicion might be based on resulting in a possibility for officers to target certain
groups of people based on prejudice or stereotypes Therefore such a maxim can neither be
generalised nor universalised meaning it would be considered entirely unethical by Kantian
principles However by using the guidelines and limitations of reasonable suspicion presented in
the Codes of Practice A that were identified earlier in this chapter this maxim can be broken down
into three separate parts These being
14
police officers may stop and search individuals for illegal or stolen items if it is in
accordance with known facts and information and they believe that such items will be found upon
searching the person
police officers may stop and search individuals acting in an obviously suspicious manner for
illegal or stolen items but only if they suspect that such items will be found upon searching the
person and
police officers may stop and search individuals based on articles of clothing piercings
andor tattoos if these are known to be worn by members of a gang(s) that are known to carry
illegal or stolen items and only if the police suspects that such items will be found upon searching
the person
These provide a much more limited and concentrated approach to the attempted moralisation of the
polices power to stop and search individuals for prohibited or stolen articles Because unlike the
previous maxim these are not only limiting what the basis for suspicion might be but also limiting
when the power itself may be enforced As such the likelihood of these being able to pass the tests
of generalisation and universalisation are increased
521 Generalisation and Universalisation
In order to accurately establish whether acts are moral they must pass the tests of generalisation and
universalisation as Kant believed that moral acts were ones that could be applied to everyone as a
universal law without becoming contradictory or illogical (see chapter 3) However as these deal
with police powers and Kant argued that acts must be applicable to everyone without exception
these will also be examined using Singers generalisation principle because it would be illogical for
such powers to be implemented by everyone Singers generalisation principle makes it possible to
bypass this issue as it argues that ldquowhat is right (or wrong) for one person must be right (or wrong)
for any similar person in similar circumstancesrdquo (Singer G M undated cited by ONeill O 2013
p78) Additionally this approach puts a utilitarian twist on Kants frameworks as it determines
morality based on the consequences of onersquos actions (ONeill O 2013 p79) rather than the
motivation behind them As such this test functions as a middle ground between the tests of
generalisation and universalisation ensuring that the generalised maxim does not cause an illogical
or chaotic result in addition to limiting the generalised maxim from anyone that is not a member of
the police service Analysing the maxim using these tests therefore requires them to be studied
individually so that they can be dissected and examined more closely
Looking at the first of the three maxims created using the guidelines and limitations of reasonable
15
suspicion as identified by the Codes of Practice A it can be established that it is comprised from
three different elements Namely
the police may only search for illegal or stolen items
the police may only search an individual based on known facts and information and finally
the police may only search the individual if they believe illegal or stolen items will be found
Attempting to generalise any of these elements of the maxim individually would not be reasonable
as they do not provide enough limitations or guidelines for it to be functional Because the first part
allows the police to search anyone for illegal or stolen items without the necessity of a suspicion
that any such items will be found which would result in a police state where the police could search
anyone they please The necessity of believing that illegal or stolen items will be found upon
conducting a search is added by the third element of the maxim but there are still no requirements
for the police to have any kind of reasonable basis for their decision to stop and search someone as
this is added by the maxims second element However this element cannot be moralised on its own
either as it does not specify what the police may search for However when all three elements of
the maxim are combined all necessary limitations are present meaning the generalisation of it
should not produce a contradictory or illogical result
However passing the test of generalisation does not mean that the maxim is ethical as it must also
be universalisable Meaning it should be able to be enforced as a (hypothetical) law that applies to
everyone unconditionally As the maxim places a requirement on the police to only stop and search
individuals if they have a factual basis for their suspicion to find illegal or stolen items upon
searching the person this should be a universalisable action Because assuming all police officers
were required to follow this maxim it would result in a world where only specific items may be
searched for if they have a factual reason to conduct the search and only if they believe that such
items will be found upon searching the person(s) As this would not produce any undesirable
consequences this maxim would not only pass Kants test of universalisation but also fulfil the
necessary criteria for Singers generalisation principle
This is essentially what the Police and Criminal Evidence Act 1984 and the Codes of Practice A
seeks to do meaning that if the guidelines were followed by the police unlawful stops and searches
should not occur However since there are more aspects to the laws that govern the polices power
to stop and search individuals for illegal or stolen items such as searches based on suspicious
behaviour or searches of suspected gang members other aspects must be explored as well before
16
declaring whether it is ethical or not For this reason the two additional maxims (mentioned earlier)
are needed and must therefore be tested as well As these maxims can be implemented in such
situations by the removal of the need for a factual basis for suspicion and replacing it with either
the possibility to
search individuals acting in an obviously suspicious manner or
search individuals based on clothing piercings andor tattoos if these are known to be worn
by members of gangs that are known to carry illegal or stolen items
As with the various elements of the maxim analysed previously these are also unable to be
moralised individually Because the first of the two does not specify what may be searched for and
neither of the sections specify that the police should expect to find illegal or stolen items upon
stopping and searching an individual As such neither of these elements can function as a maxim on
their own as they are illogical and can neither be generalised nor universalised However when
these are combined with the other elements of the maxims these issues should be resolved thus
passing Kants test of generalisation
Universalising these maxims is a bit more problematic than the one analysed previously through
For example with the first of these two maxims police officers would be enforced to stop and
search anyone that is acting in an obviously suspicious manner for illegal or stolen items if they
believe any such items will be found upon searching them The phrase behaving in an obviously
suspicious manner is a bit of an issue here as there is no definition available as to what can be
classified as such However a reasonable person would probably equate behaving in an obviously
suspicious manner to trying to hide something which is used as an example in the Codes of
Practice A s23 It could therefore be worth substituting the phrase behaving in an obviously
suspicious manner with trying to hide something as this would be more specific However by
doing this the maxim would become much more limited as it would no longer allow individuals
behaving suspiciously in other ways to be searched Nevertheless should this interpretation be used
the likeliness of the maxim passing the test of universalisation might be increased as the likeliness
of it producing a chaotic result would decrease Additionally implementing such an interpretation
would also make it more likely for the maxim to pass Singers generalisation principle As the
conduction of stops and searches of people that are obviously trying to hide something is less likely
to produce an undesirable outcome in comparison to searching anyone acting suspiciously
Finally the universalisation of the third and final of the maxims would enforce the police to stop
17
and search anyone dressed or in any other ways being physically identifiable as a possible member
of a gang known to carry illegal or stolen items if they believe any such items will be found upon
searching them As with the maxim analysed above there are issues related to universalising this
maxim due to the possibility of it causing certain people to be targeted because of the clothes they
wear or any piercings or tattoos on their body being related to or similar to ones connected to a
criminal gang Universalising this maxim could therefore worsen an already prevalent issue where
innocent members of the public get their civil liberties infringed upon due to their personal style
especially as the maxim allows quite a broad range of items accessories and body art to be used as
an indicator for suspicion In a study by Jackson and Smith (2013) the experiences of young people
from London that had been subjected to stop and search was surveyed where the participants
identified what kind of clothing might fit the criteria of being a presumed gang member It was
suggested that ldquoemulating American hip hop artists by wearing low-slung jeans hoodies and
branded trainers and walking and talking in a certain wayrdquo (p6) was stereotyped by the police as
gagster behaviour and dress The same study also identified an experience that was shared by one
of the participants whom stated that ldquoThey just say youre in a drug infested area and youve got a
hood on so were stopping and searching yourdquo (Jackson L and Smith L 2013 p6)
Taking this into consideration it can therefore be seen that the universalisation of a maxim asking
the police to stop and search anyone perceived to be involved with a criminal gang for illegal or
stolen items could result in a form of criminalisation of the hoodie and other specific pieces of
clothing as these are stereotyped as being related to gang membership This would be problematic
as the hoodie in particular is a comfortable and often affordable piece of clothing that is a staple in
the wardrobes of many of societys subcultures such as emos and skaters that are generally not
stereotyped as criminals (Braddock K 2011) As such it can be established that neither Kant nor
Singer would be able to universalise this maxim as having officers search anyone wearing specific
clothes would neither be reasonable nor produce any desirable consequences
522 Issues
While two out of three of the different maxims appear to be moral in the eyes of Kant there are still
some issues relating to them which must be acknowledged Primarily there might be an issue with
these maxims being too specific as it has been noted that ldquoany maxim that is highly restricted is
likely to pass the universalisability testrdquo [Guyer P 2007 cited by Perold L M 2010 p19]
because the more descriptive a maxim is the less likely it is that it would become contradictory As
all of the maxims created from the Codes of Practice A are highly restrictive specifying who may
carry out the act under what circumstances they may carry it out and the limitations of the actions
18
itself Additionally as noted earlier in this chapter the maxims cannot be made more general either
as this would prevent them from being moralised this means that there is a risk of these maxims
passing the tests of universalisation and generalisation simply because of their overly descriptive
nature rather than actually being moral
There might also be an issue with the phrasing of the maxims specifically the use of the term
police officers as this might cause some uncertainties regarding exactly who the maxim applies to
Because by using the term police officer or even police it becomes questionable if an officer must
be in uniform in other words his or her position as a police officer is overt when carrying out the
search However since these maxims need to be exclusive to the police it could be hard to bypass
this issue without adding yet another specification to it that clarifies whether there is a need for the
officer to be in uniform or not
Finally there could also be an issue of the maxims conflicting with each other as the first of the
maxims states that the decision to stop and search someone needs to be in accordance with known
facts and information Something that might not be available when a stop and search is made
utilising the second or third maxim as these can be initiated without a need of known facts or
information This raises a question to whether one of the maxims would naturally take precedence
over the others as all three maxims regarding stop and search can never operate at the same time
Generally Kantianism argues that when one is faced with opposing maxims the perfect duty will
always take precedence over an imperfect one (Stohr K 2010 p3) However as all of the maxims
are addressing what is essentially the same action being the possibility to stop and search
individuals for illegal andor stolen items this could be problematic Furthermore while there are
three maxims identified within this study there also exists another fourth maxim which concerns
the possibility of not searching anyone for illegal or stolen items This fourth maxim is also
considered a perfect duty as it would generally be easier to universalise not searching people as
opposed to searching individuals fitting certain requirements This means that the maxim regarding
the omission to act would in this case take precedence over the other maxims identified within this
research essentially rendering them powerless
19
Chapter 6
Conclusion
From this study it can be seen that the legislation governing a heavily criticised police power such
as stop and search has the possibility to be morally justifiable by the ethical frameworks developed
by Kant Because while Kants ethical theory does not rectify or justify the issue of ethnic minorities
being subjected to a disproportionate amount of stops and searches in comparison to Caucasians it
is important to remember that the ldquolaw in theory and the law in practice differrdquo (Westmarland L in
Newburn T 2011 p255) Meaning that the moralisation of the legislation does not ensure that it
will be applied ethically by the police Additionally as Kantian ethics values the motivation behind
ones actions over the consequences produced from them the potential issues caused by ones actions
are irrelevant as long as the action itself can be universalised without producing a chaotic or
undesirable result
However as there are several layers to stop and search there are some implications to morally
justifying this power as it is multi-faceted Being designed to deal with a variety of different
situations and bases from which suspicion might arise to justify the stopping and searching of an
individual Because while Kantian ethics can ethically justify police officers to stop and search
individuals for illegal or stolen items if it is in accordance with known facts and information and
they believe that such items will be found upon searching the person this encompasses only one of
the many facets of the power As such the power cannot be justified as a whole as any maxim used
to describe it would not provide the necessary limitations needed for it to successfully pass the tests
of generalisation and universalisation
While the power cannot be moralised as a whole it is possible to create two additional maxims
using the limitations and exceptions to the necessity criteria of reasonable suspicion found in the
Codes of Practice A to create an additional two maxims These represent two additional facets of
stop and search being that
police officers may stop and search individuals acting in an obviously suspicious manner for
illegal or stolen items but only if they suspect that such items will be found upon searching the
person and
police officers may stop and search individuals based on articles of clothing piercings
andor tattoos if these are known to be worn by members of a gang(s) that are known to carry
20
illegal or stolen items and only if the police suspects that such items will be found upon searching
the person
However only the first of these two maxims can be justified utilising Kants ethical framework and
Singers generalisation principle because the latter cannot be universalised without becoming
unreasonable Furthermore the latter cannot be justified without providing further limitations
requiring the phrase acting in an obviously suspicious manner to be replaced by obviously hiding
something
From the issues presented from the creation of the two additional maxims above it can be
established that stop and search cannot be considered morally justifiable under all circumstances
Because different situations calls for different maxims meaning that should the search not be
initiated based on known facts or information it is unlikely to be ethical Nevertheless even though
all facets of this police power cannot be morally justified it does seem that the majority of them can
be considered ethical to some extent Meaning the legislation governing it is generally ethical but
as a whole it becomes a bit of a moral ambiguity This shows that the police power as identified by
the Police and Criminal Evidence Act 1984 and the Codes of Practice A has a potential to be
ethically justified with the exception of the section permitting searches where physical appearance
can be used as a basis for suspicion Additionally this research identified that the reasons for why
this particular section is not justifiable could also be part of the reason to the disproportionate
amount of searches of ethnic minorities As it might provide officers maliciously targeting
minorities with a possibility to justify their actions by claiming a particular article of clothing body
art or similar was the reason for the stop
As such it can be established that the legislation governing the polices power to stop and search
individuals for prohibited or stolen articles cannot be fully moralised as not all sections of the
Police and Criminal Evidence Act 1984 or the Codes of Practice A concerning this power can be
ethically justified However while the legislation as whole is morally ambiguous at best the
searches conducted with factual information as a basis for suspicion suggests that the sections of the
legislation addressing this type of search cannot be implemented in an unethical manner Because as
the universalised maxim requires the police to act in a manner promoted by the Act and Codes this
shows that any unethical searches carried out using this type of search are caused as a result of
police misconduct rather than an actual issue with the legislation
21
However it should be noted that this research can only provide a limited account of the morality of
this police power as it has only explored it through the limitations put upon it through the necessity
requirement of reasonable suspicion Additionally it can only account for the morality of the
sections of the Police and Criminal Evidence Act 1984 and the Codes of Practice A addressing this
particular police power and only through the limitations explored within this research Finally it is
also important to recognise that the police power has only been analysed using a Kantian approach
to ethics and morality This means that further studies of the police power and indeed the Act and
Codes in general are needed in order to provide a more accurate account of the morality and ethical
issues present It is therefore suggested that additional research should be carried out to study the
legislation governing the power of stop and search utilising other ethical theories or utilising
Kantian ethics with a different focus point of the legislation
However while further research is needed in order to gain a more accurate account of the overall
morality of the police power and the legislation governing it it does not mean the research
presented in this paper is of any less value Because even though the study can only provide a
limited account of the legislations morality it has succeeded in presenting the probabilities for the
moral justification of the Acts first part along with the associated Codes of Practice as well as
identifying that the issues connected to the Act may be caused primarily by the polices failure to
accurately conduct stops and searches according to the law Meaning the research has produced
some valuable results in addition to providing a stepping stone for further research on the topic
22
Bibliography
BBC [2014] Duty-Based Ethics Available at
httpwwwbbccoukethicsintroductionduty_1shtml [Accessed 20-03-2014]
Benz S [2010] ldquoThe Police and Criminal Evidence Act 1984 balancing civil liberties and public
securityrdquo Diffusion 5(2) Available at httpatpuclanacukbuddypressdiffusionp=1255
[Accessed 25-04-2014]
Bowling B and Phillips C [2007] Disproportionate and Discriminatory Reviewing the Evidence
on Police Stop and Search Oxford Blackwell Publishing p958 httpwwwstop-
watchorguploadsdocumentsmodern_law_reviewpdf
Braddock K [2011] ldquoThe Power of the Hoodierdquo The Guardian Available at
httpwwwtheguardiancomuk2011aug09power-of-the-hoodie [Accessed21-04-2014]
Codes of Practice A
Council of Europe [2010] European Convention on Human Rights Strasbourg European Court of
Human Rights p 7 Available at httpwwwechrcoeintDocumentsConvention_ENGpdf
[Accessed 09-03-2014]
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed 01-
04-2014]
The Economist [1990] End Game Available
athttpgogalegroupcompsidoid=GALE7CA9390713ampv=21ampu=uceampit=rampp=SPJSP0
0ampsw=wampasid=f6f778fcf0a20b3f0f18df5e20a57f27 [Accessed 19-03-2014]
Fahy P [undated] ldquoForewordrdquo In Ozin P Norton H and Spivey P [2013] PACE ndash A Practical
Guide to the Police and Criminal Evidence Act 1984 3rd
Edition Oxford Oxford University Press
p v
Flick U [2011] Introducing Research Methodology London Sage p 125
Garret J [2006] Kants Duty Ethics Available at
httppeoplewkuedujangarrettethicskanthtm [Accessed 20-03-2014]
Govuk [2013] Guidance Police and Criminal Evidence Act 1984 (PACE) Codes of Practice
London Home Office Available at httpswwwgovukpolice-and-criminal-evidence-act-1984-
pace-codes-of-practice [Accessed 02-04-2014]
Guyer P (2007) cited by Perold L M [2010] Does Immanuel Kants Categorical Imperative
Commit Him to the View that Lying is Always Morally Wrong Master of Arts thesis University of
the Witwatersrand p 19 Available at
httpwiredspacewitsaczabitstreamhandle1053910096M20Perold20Research20Reportp
dfsequence=2 [Accessed 24-04-2014]
23
Hart HLA [1958] cited by Green L [2012] ldquoIntroductionrdquo in Hart H L A [2012] The
Concept of Law 3rd
Edition Oxford Oxford University Press p xxxiii Available at
httpbooksgooglecoukbookshl=enamplr=ampid=53u8K7jNGioCampoi=fndamppg=PP2ampdq=law+and+
moralityampots=3fiRAxxSFFampsig=BoQfC4sR_Lnb-
GD4OzEUXvIryfov=onepageampq=law20and20moralityampf=false [Accessed 12-04-2014]
Jackson L and Smith L [2013] Research into young Londoners experiences and perceptions of
stop and search London Office for Public Management p 6 Available at
httpwwwlondongovuksitesdefaultfiles14-02-06-OPM20-
20Young20peoples20views20stop20and20search20-20FINALpdf [Accessed 21-
04-2014]
Joseph I And Gunter A [2011] Gangs Revisited Whats a Gang and Whats Race Got to Do with
It - Politics and Policy into Practice London Runnymede p3 Available at
httpwwwrunnymedetrustorguploadspublicationspdfsGangsRevisited(online)-2011pdf
[Accessed 08-04-2014]
Kumar R [2011] Research Methodology a Step-by-Step Guide for Beginners London Sage
p139 164
Mawby R and Wright A [2005] Police Accountability in the United Kingdom p6 Available at
httpwwwhumanrightsinitiativeorgprogramsajpoliceres_matpolice_accountability_in_ukpdf
[Accessed 02-04-2014]
McQueen R A and Knussen C [2002] Research Methods for Social Science ndash an Introduction
Harlow Pearson pp83-85 84-85
ONeill O [2013] Acting on Principle An Essay on Kantian Ethics 2nd
Edition Cambridge
Cambridge University Press p78 79 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
ONeill O [2000] Bounds of Justice Cambridge Cambridge University Press p67
Ozin P Norton H and Spivey P [2013] PACE ndash A Practical Guide to the Police and Criminal
Evidence Act 1984 3rd
Edition Oxford Oxford University Press p 4
Paton H J [1969] The Moral Law London Hutchinson amp Co ltd p22
Police and Criminal Evidence Act 1984 Ch 60 London HMSO
R v McIlkenny and others [1991] 2 All ER 417 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744d06500000145a7ddf45f8cfdf386
ampdocguid=I59AD10F1E42811DA8FC2A0F0355337E9amphitguid=I59AD10F1E42811DA8FC2A0F
0355337E9amprank=1ampspos=1ampepos=1amptd=1ampcrumb-action=appendampcontext=17ampresolvein=true
[Accessed 28-04-2014]
24
R v Miller [1993] 97 Cr App R 99 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744cc64000001458ea70ccbfa4bdcd
aampdocguid=I60145160E42811DA8FC2A0F0355337E9amphitguid=I60145160E42811DA8FC2A0F0
355337E9amprank=9ampspos=9ampepos=9amptd=14ampcrumb-action=appendampcontext=78ampresolvein=true
[Accessed 22-04-2014]
Rachels J [1986] Kantian Theory The Idea of Human Dignity Random House Inc p1 Available
at httppubliccallutheranedu~chenxiphil345_022pdf [Accessed 20-03-2014]
Royal Commission [undated] cited by Zander M [2011] PACE (The Police and Criminal
Evidence Act 1984) Past Present and Future London LSE Law Society and Economy Working
Papers p3 Available at wwwlseacukcollectionslawwpswpshtm [Accessed 19-03-2014]
Sandel M [2011] Episode 6 ndash Discussion Guide (Advanced) Available at
httpwwwjusticeharvardorgresourcesepisode-6-discussion-guide-advanced [Accessed 27-04-
2014]
Singer G M [undated] cited by ONeill O [2013] Acting on Principle An Essay on Kantian
Ethics 2nd
Edition Cambridge Cambridge University Press p78 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
Stohr K [2010 ndash forthcoming] ldquoKantian Beneficence and the Problem of Obligatory Aidrdquo Journal
of Moral Philosophy p3 Available at
httpwww9georgetownedufacultykes39Stohr_Kantian_Beneficence_and_the_Problem_of
_Obligatory_Aidpdf [Accessed 25-04-2014]
StopWatch [2014] Stop and Search Factsheet Available at httpwwwstop-watchorgget-
informedfactsheetstop-and-search [Accessed 13-03-2014]
Westmarland L [undated] ldquoPolice Culturesrdquo in Newburn T (ed) [2011] Handbook of Policing
2nd
Edition Abingdon Taylor amp Francis p255
Westmarland L [2011] Researching Crime and Justice ndash Tales from the Field London Routledge
p141
Wilding B [undated] ldquoTipping the Scales of Justice A Review of the Impact of PACErdquo in Cape
E and Young R (eds) [2008] Regulating Policing The Police and Criminal Evidence Act 1984
Past Present and Future Portland Hart Publishing p127 130 Available at
httplibmyilibrarycomOpenaspxid=204843ampsrc=0 [Accessed 09-03-2014]
Zupancic A [2000] Ethics of the Real London Verso p16
25
APPENDIX 1
Six Key Principles of Ethical Research
26
Principles procedures and minimum requirements of the Framework for Research Ethics
(FRE)
There are six key principles of ethical research that the ESRC expects to be addressed whenever
applicable
1 Research should be designed reviewed and undertaken to ensure integrity quality and
transparency
2 Research staff and participants must normally be informed fully about the purpose methods and
intended possible uses of the research what their participation in the research entails and what risks
if any are involved Some variation is allowed in very specific research contexts for which detailed
guidance is provided in Section 2
3 The confidentiality of information supplied by research participants and the anonymity of
respondents must be respected
4 Research participants must take part voluntarily free from any coercion
5 Harm to research participants and researchers must be avoided in all instances
6 The independence of research must be clear and any conflicts of interest and partiality must be
explicit
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed
27-04-2014]
27
APPENDIX 2
Ethics Approval Form
28
Request for Ethical Approval
Section 1 ndash to be completed by the researcher
Full name
Jens Knut Elias Klots
Module number and title (student researchers
only)
Extended Research Project [Criminology amp Criminal Investigation]
Research Proposal title
ldquoAn Ethical Analysis of the Police and Criminal Evidence Act 1984rdquo
Funding body applying to if applicable
-
Brief outline of proposal
(including research questions where
appropriate)
You are also asked to
submit with your application copies of
any questionnaires
letters recruitment material you intend to
use if these are available at the time
of requesting approval
The research will ethically evaluate part I III and
IV-V along with the corresponding Codes of Practice [A B C E F and G] using Kantian ethics
Seeking to establish whether the main piece of legislation governing how policing should be carried out in England and Wales can be ethically
justified by Kantian ideologies as well as establishing what ethical issues might be present
etc
Level of research eg staff undergraduate
postgraduate masterrsquos (award related) MPhil
PhD
Undergraduate
Please outline the
methodology that would be implemented in the course of this research
The research will be purely based on secondary
resources using books journals web-sources etc
Please indicate the ethical issues that have
been considered and how these will be
There should be no ethical issues in terms of the research carried out However I have identified
that my choice to only use only one ethical theory for my analysis could be considered biased My
29
addressed
choice however was to ensure that my research will be as focused as possible so a more in depth analysis could be made which will be noted within
the dissertation
Please indicate any
issues that may arise relating to diversity and
equality whilst undertaking this research and how you
will manage these
-
Please indicate how
participants will be de-briefed about their
involvement in the research process and or provided with
opportunities for reflection and evaluation
-
Please answer the following questions by circling or highlighting the appropriate response
1 Will your research project involve young people under the age of 18 NO
YES but not directly ndash primarily teachers If yes do you have an Enhanced Disclosure Certificate from the Criminal Records
Bureau
YES
2 Will your research project involve vulnerable adults
NO
3 For which category of proposal are you applying for ethical approval
Category A
12
Whether these demands put on officers by the Codes of Practice A to establish objective grounds
for suspicion are followed is questionable though At least when taking into consideration that the
sections of the Police and Criminal Evidence Act 1984 and the Codes of Practice concerning stop
and search has been subjected to heavy criticism mainly due to the disproportionate amount of
members from minority ethnic groups being searched in comparison to Caucasians Because even
though the Codes of Practice A does identify that there are situations where reasonable grounds for
suspicion might exist without the need for known facts or information such as initiating searches
based on an individuals behaviour or body language (Codes of Practice A s23) it does not explain
why black people are up to ldquosix times more likely to be stop[ped and] searched than would be
expected based on their numbers in the general populationrdquo (Bowling B and Phillips C 2007
p958) Nor does it explain how the recorded stops and searches of Asians since the mid-nineties
have remained between 15 and 25 times higher than those of Caucasians (Equality and Human
Rights Commission 2010 p13) These are worrying statistics that raise questions as to whether the
guidelines provided by the Police and Criminal Evidence Act 1984 and the Codes of Practice are
sufficient in order to ensure that this power is used appropriately and fairly Because even though
non-Caucasians are stopped and searched more frequently arrests following searches are distributed
quite evenly across all ethnic groups (StopWatch 2014)
There is a possibility that this targeting of minority ethnic groups could be a direct result of the
socio-economic conditions that traps many families from poor neighbourhoods in a cycle of poverty
and disadvantage (Joseph I and Gunter A 2011 p3) Especially as it has been found that these
groups often respond ldquoto their powerlessness with frustration rage and the creation of alternative
social and cultural values that promotes and normalizes gang membership and violencerdquo (Joseph I
and Gunter A 2011 p3) Due to the normalisation of such behaviour this could provide an
explanation to why some disproportionality might exist as the Codes of Practice provides an
exception to searches based on physical appearance when it is related to gang culture stating that
ldquowhere there is reliable information or intelligence that members of a group or gang
habitually carry knives unlawfully or weapons or controlled drugs and wear a
distinctive item of clothing or other means of identification to indicate their
membership of the group or gang that distinctive item of clothing or other means
of identification may provide reasonable grounds to stop and search a personrdquo
(Codes of Practice A s26)
13
However while this provision could support the existence of some disproportionality it does not
disprove that minority ethnic groups are being targeted by the police nor does it provide a
reasonable explanation to why blacks are being six times more likely to be subjected to a stop and
search This means there is a risk that this section of the Codes of Practice is being used by police
to maliciously target ethnic minority groups by stereotyping them as more likely to be involved
with criminal gangs
52 Reasonable Suspicion Stop and Search and Morality
While statistics and studies show that stop and search is used disproportionally and suggests that
individuals belonging to minority ethnic groups are being targeted by the police it does not mean
that the power itself nor the legislation governing it is unethical Because even though they tend to
overlap ldquothere is no necessary connection between law and moralsrdquo (Hart H L A 1958 cited by
Green L 2012 in Hart H L A 2012 pxxxiii) as the law applies to everyone unconditionally
while moral only applies to those that sympathise with the ideologies in question Kantian ethics
however arguing that one should do the right thing because of it being right views morality as a
supplement to the law (Zupancic A 2000 p16) therefore ensuring that we are not only doing what
is right but that we are also doing it for the right reasons (Sandel M 2011) Which from Kants
viewpoint is synonymous to acting out of duty which as established in Chapter 3 means that
onersquos actions must be converted to those that are able to pass the tests of generalisation and
universalisation As such one must convert the sections of the Police and Criminal Evidence Act
1984 and its associated Codes of Practice concerning stop and search into an order to establish
whether it is ethical
However while the Police and Criminal Evidence Act 1984 identifies that reasonable suspicion is
necessary in order to conduct a stop and search one cannot simply create a maxim stating that
police officers can stop and search anyone they reasonably suspect is carrying illegal or stolen
items Because even though this maxim does provide an accurate description of the necessary
requirements to perform a stop and search it is far too broad Such a maxim does not place a limit
upon what the suspicion might be based on resulting in a possibility for officers to target certain
groups of people based on prejudice or stereotypes Therefore such a maxim can neither be
generalised nor universalised meaning it would be considered entirely unethical by Kantian
principles However by using the guidelines and limitations of reasonable suspicion presented in
the Codes of Practice A that were identified earlier in this chapter this maxim can be broken down
into three separate parts These being
14
police officers may stop and search individuals for illegal or stolen items if it is in
accordance with known facts and information and they believe that such items will be found upon
searching the person
police officers may stop and search individuals acting in an obviously suspicious manner for
illegal or stolen items but only if they suspect that such items will be found upon searching the
person and
police officers may stop and search individuals based on articles of clothing piercings
andor tattoos if these are known to be worn by members of a gang(s) that are known to carry
illegal or stolen items and only if the police suspects that such items will be found upon searching
the person
These provide a much more limited and concentrated approach to the attempted moralisation of the
polices power to stop and search individuals for prohibited or stolen articles Because unlike the
previous maxim these are not only limiting what the basis for suspicion might be but also limiting
when the power itself may be enforced As such the likelihood of these being able to pass the tests
of generalisation and universalisation are increased
521 Generalisation and Universalisation
In order to accurately establish whether acts are moral they must pass the tests of generalisation and
universalisation as Kant believed that moral acts were ones that could be applied to everyone as a
universal law without becoming contradictory or illogical (see chapter 3) However as these deal
with police powers and Kant argued that acts must be applicable to everyone without exception
these will also be examined using Singers generalisation principle because it would be illogical for
such powers to be implemented by everyone Singers generalisation principle makes it possible to
bypass this issue as it argues that ldquowhat is right (or wrong) for one person must be right (or wrong)
for any similar person in similar circumstancesrdquo (Singer G M undated cited by ONeill O 2013
p78) Additionally this approach puts a utilitarian twist on Kants frameworks as it determines
morality based on the consequences of onersquos actions (ONeill O 2013 p79) rather than the
motivation behind them As such this test functions as a middle ground between the tests of
generalisation and universalisation ensuring that the generalised maxim does not cause an illogical
or chaotic result in addition to limiting the generalised maxim from anyone that is not a member of
the police service Analysing the maxim using these tests therefore requires them to be studied
individually so that they can be dissected and examined more closely
Looking at the first of the three maxims created using the guidelines and limitations of reasonable
15
suspicion as identified by the Codes of Practice A it can be established that it is comprised from
three different elements Namely
the police may only search for illegal or stolen items
the police may only search an individual based on known facts and information and finally
the police may only search the individual if they believe illegal or stolen items will be found
Attempting to generalise any of these elements of the maxim individually would not be reasonable
as they do not provide enough limitations or guidelines for it to be functional Because the first part
allows the police to search anyone for illegal or stolen items without the necessity of a suspicion
that any such items will be found which would result in a police state where the police could search
anyone they please The necessity of believing that illegal or stolen items will be found upon
conducting a search is added by the third element of the maxim but there are still no requirements
for the police to have any kind of reasonable basis for their decision to stop and search someone as
this is added by the maxims second element However this element cannot be moralised on its own
either as it does not specify what the police may search for However when all three elements of
the maxim are combined all necessary limitations are present meaning the generalisation of it
should not produce a contradictory or illogical result
However passing the test of generalisation does not mean that the maxim is ethical as it must also
be universalisable Meaning it should be able to be enforced as a (hypothetical) law that applies to
everyone unconditionally As the maxim places a requirement on the police to only stop and search
individuals if they have a factual basis for their suspicion to find illegal or stolen items upon
searching the person this should be a universalisable action Because assuming all police officers
were required to follow this maxim it would result in a world where only specific items may be
searched for if they have a factual reason to conduct the search and only if they believe that such
items will be found upon searching the person(s) As this would not produce any undesirable
consequences this maxim would not only pass Kants test of universalisation but also fulfil the
necessary criteria for Singers generalisation principle
This is essentially what the Police and Criminal Evidence Act 1984 and the Codes of Practice A
seeks to do meaning that if the guidelines were followed by the police unlawful stops and searches
should not occur However since there are more aspects to the laws that govern the polices power
to stop and search individuals for illegal or stolen items such as searches based on suspicious
behaviour or searches of suspected gang members other aspects must be explored as well before
16
declaring whether it is ethical or not For this reason the two additional maxims (mentioned earlier)
are needed and must therefore be tested as well As these maxims can be implemented in such
situations by the removal of the need for a factual basis for suspicion and replacing it with either
the possibility to
search individuals acting in an obviously suspicious manner or
search individuals based on clothing piercings andor tattoos if these are known to be worn
by members of gangs that are known to carry illegal or stolen items
As with the various elements of the maxim analysed previously these are also unable to be
moralised individually Because the first of the two does not specify what may be searched for and
neither of the sections specify that the police should expect to find illegal or stolen items upon
stopping and searching an individual As such neither of these elements can function as a maxim on
their own as they are illogical and can neither be generalised nor universalised However when
these are combined with the other elements of the maxims these issues should be resolved thus
passing Kants test of generalisation
Universalising these maxims is a bit more problematic than the one analysed previously through
For example with the first of these two maxims police officers would be enforced to stop and
search anyone that is acting in an obviously suspicious manner for illegal or stolen items if they
believe any such items will be found upon searching them The phrase behaving in an obviously
suspicious manner is a bit of an issue here as there is no definition available as to what can be
classified as such However a reasonable person would probably equate behaving in an obviously
suspicious manner to trying to hide something which is used as an example in the Codes of
Practice A s23 It could therefore be worth substituting the phrase behaving in an obviously
suspicious manner with trying to hide something as this would be more specific However by
doing this the maxim would become much more limited as it would no longer allow individuals
behaving suspiciously in other ways to be searched Nevertheless should this interpretation be used
the likeliness of the maxim passing the test of universalisation might be increased as the likeliness
of it producing a chaotic result would decrease Additionally implementing such an interpretation
would also make it more likely for the maxim to pass Singers generalisation principle As the
conduction of stops and searches of people that are obviously trying to hide something is less likely
to produce an undesirable outcome in comparison to searching anyone acting suspiciously
Finally the universalisation of the third and final of the maxims would enforce the police to stop
17
and search anyone dressed or in any other ways being physically identifiable as a possible member
of a gang known to carry illegal or stolen items if they believe any such items will be found upon
searching them As with the maxim analysed above there are issues related to universalising this
maxim due to the possibility of it causing certain people to be targeted because of the clothes they
wear or any piercings or tattoos on their body being related to or similar to ones connected to a
criminal gang Universalising this maxim could therefore worsen an already prevalent issue where
innocent members of the public get their civil liberties infringed upon due to their personal style
especially as the maxim allows quite a broad range of items accessories and body art to be used as
an indicator for suspicion In a study by Jackson and Smith (2013) the experiences of young people
from London that had been subjected to stop and search was surveyed where the participants
identified what kind of clothing might fit the criteria of being a presumed gang member It was
suggested that ldquoemulating American hip hop artists by wearing low-slung jeans hoodies and
branded trainers and walking and talking in a certain wayrdquo (p6) was stereotyped by the police as
gagster behaviour and dress The same study also identified an experience that was shared by one
of the participants whom stated that ldquoThey just say youre in a drug infested area and youve got a
hood on so were stopping and searching yourdquo (Jackson L and Smith L 2013 p6)
Taking this into consideration it can therefore be seen that the universalisation of a maxim asking
the police to stop and search anyone perceived to be involved with a criminal gang for illegal or
stolen items could result in a form of criminalisation of the hoodie and other specific pieces of
clothing as these are stereotyped as being related to gang membership This would be problematic
as the hoodie in particular is a comfortable and often affordable piece of clothing that is a staple in
the wardrobes of many of societys subcultures such as emos and skaters that are generally not
stereotyped as criminals (Braddock K 2011) As such it can be established that neither Kant nor
Singer would be able to universalise this maxim as having officers search anyone wearing specific
clothes would neither be reasonable nor produce any desirable consequences
522 Issues
While two out of three of the different maxims appear to be moral in the eyes of Kant there are still
some issues relating to them which must be acknowledged Primarily there might be an issue with
these maxims being too specific as it has been noted that ldquoany maxim that is highly restricted is
likely to pass the universalisability testrdquo [Guyer P 2007 cited by Perold L M 2010 p19]
because the more descriptive a maxim is the less likely it is that it would become contradictory As
all of the maxims created from the Codes of Practice A are highly restrictive specifying who may
carry out the act under what circumstances they may carry it out and the limitations of the actions
18
itself Additionally as noted earlier in this chapter the maxims cannot be made more general either
as this would prevent them from being moralised this means that there is a risk of these maxims
passing the tests of universalisation and generalisation simply because of their overly descriptive
nature rather than actually being moral
There might also be an issue with the phrasing of the maxims specifically the use of the term
police officers as this might cause some uncertainties regarding exactly who the maxim applies to
Because by using the term police officer or even police it becomes questionable if an officer must
be in uniform in other words his or her position as a police officer is overt when carrying out the
search However since these maxims need to be exclusive to the police it could be hard to bypass
this issue without adding yet another specification to it that clarifies whether there is a need for the
officer to be in uniform or not
Finally there could also be an issue of the maxims conflicting with each other as the first of the
maxims states that the decision to stop and search someone needs to be in accordance with known
facts and information Something that might not be available when a stop and search is made
utilising the second or third maxim as these can be initiated without a need of known facts or
information This raises a question to whether one of the maxims would naturally take precedence
over the others as all three maxims regarding stop and search can never operate at the same time
Generally Kantianism argues that when one is faced with opposing maxims the perfect duty will
always take precedence over an imperfect one (Stohr K 2010 p3) However as all of the maxims
are addressing what is essentially the same action being the possibility to stop and search
individuals for illegal andor stolen items this could be problematic Furthermore while there are
three maxims identified within this study there also exists another fourth maxim which concerns
the possibility of not searching anyone for illegal or stolen items This fourth maxim is also
considered a perfect duty as it would generally be easier to universalise not searching people as
opposed to searching individuals fitting certain requirements This means that the maxim regarding
the omission to act would in this case take precedence over the other maxims identified within this
research essentially rendering them powerless
19
Chapter 6
Conclusion
From this study it can be seen that the legislation governing a heavily criticised police power such
as stop and search has the possibility to be morally justifiable by the ethical frameworks developed
by Kant Because while Kants ethical theory does not rectify or justify the issue of ethnic minorities
being subjected to a disproportionate amount of stops and searches in comparison to Caucasians it
is important to remember that the ldquolaw in theory and the law in practice differrdquo (Westmarland L in
Newburn T 2011 p255) Meaning that the moralisation of the legislation does not ensure that it
will be applied ethically by the police Additionally as Kantian ethics values the motivation behind
ones actions over the consequences produced from them the potential issues caused by ones actions
are irrelevant as long as the action itself can be universalised without producing a chaotic or
undesirable result
However as there are several layers to stop and search there are some implications to morally
justifying this power as it is multi-faceted Being designed to deal with a variety of different
situations and bases from which suspicion might arise to justify the stopping and searching of an
individual Because while Kantian ethics can ethically justify police officers to stop and search
individuals for illegal or stolen items if it is in accordance with known facts and information and
they believe that such items will be found upon searching the person this encompasses only one of
the many facets of the power As such the power cannot be justified as a whole as any maxim used
to describe it would not provide the necessary limitations needed for it to successfully pass the tests
of generalisation and universalisation
While the power cannot be moralised as a whole it is possible to create two additional maxims
using the limitations and exceptions to the necessity criteria of reasonable suspicion found in the
Codes of Practice A to create an additional two maxims These represent two additional facets of
stop and search being that
police officers may stop and search individuals acting in an obviously suspicious manner for
illegal or stolen items but only if they suspect that such items will be found upon searching the
person and
police officers may stop and search individuals based on articles of clothing piercings
andor tattoos if these are known to be worn by members of a gang(s) that are known to carry
20
illegal or stolen items and only if the police suspects that such items will be found upon searching
the person
However only the first of these two maxims can be justified utilising Kants ethical framework and
Singers generalisation principle because the latter cannot be universalised without becoming
unreasonable Furthermore the latter cannot be justified without providing further limitations
requiring the phrase acting in an obviously suspicious manner to be replaced by obviously hiding
something
From the issues presented from the creation of the two additional maxims above it can be
established that stop and search cannot be considered morally justifiable under all circumstances
Because different situations calls for different maxims meaning that should the search not be
initiated based on known facts or information it is unlikely to be ethical Nevertheless even though
all facets of this police power cannot be morally justified it does seem that the majority of them can
be considered ethical to some extent Meaning the legislation governing it is generally ethical but
as a whole it becomes a bit of a moral ambiguity This shows that the police power as identified by
the Police and Criminal Evidence Act 1984 and the Codes of Practice A has a potential to be
ethically justified with the exception of the section permitting searches where physical appearance
can be used as a basis for suspicion Additionally this research identified that the reasons for why
this particular section is not justifiable could also be part of the reason to the disproportionate
amount of searches of ethnic minorities As it might provide officers maliciously targeting
minorities with a possibility to justify their actions by claiming a particular article of clothing body
art or similar was the reason for the stop
As such it can be established that the legislation governing the polices power to stop and search
individuals for prohibited or stolen articles cannot be fully moralised as not all sections of the
Police and Criminal Evidence Act 1984 or the Codes of Practice A concerning this power can be
ethically justified However while the legislation as whole is morally ambiguous at best the
searches conducted with factual information as a basis for suspicion suggests that the sections of the
legislation addressing this type of search cannot be implemented in an unethical manner Because as
the universalised maxim requires the police to act in a manner promoted by the Act and Codes this
shows that any unethical searches carried out using this type of search are caused as a result of
police misconduct rather than an actual issue with the legislation
21
However it should be noted that this research can only provide a limited account of the morality of
this police power as it has only explored it through the limitations put upon it through the necessity
requirement of reasonable suspicion Additionally it can only account for the morality of the
sections of the Police and Criminal Evidence Act 1984 and the Codes of Practice A addressing this
particular police power and only through the limitations explored within this research Finally it is
also important to recognise that the police power has only been analysed using a Kantian approach
to ethics and morality This means that further studies of the police power and indeed the Act and
Codes in general are needed in order to provide a more accurate account of the morality and ethical
issues present It is therefore suggested that additional research should be carried out to study the
legislation governing the power of stop and search utilising other ethical theories or utilising
Kantian ethics with a different focus point of the legislation
However while further research is needed in order to gain a more accurate account of the overall
morality of the police power and the legislation governing it it does not mean the research
presented in this paper is of any less value Because even though the study can only provide a
limited account of the legislations morality it has succeeded in presenting the probabilities for the
moral justification of the Acts first part along with the associated Codes of Practice as well as
identifying that the issues connected to the Act may be caused primarily by the polices failure to
accurately conduct stops and searches according to the law Meaning the research has produced
some valuable results in addition to providing a stepping stone for further research on the topic
22
Bibliography
BBC [2014] Duty-Based Ethics Available at
httpwwwbbccoukethicsintroductionduty_1shtml [Accessed 20-03-2014]
Benz S [2010] ldquoThe Police and Criminal Evidence Act 1984 balancing civil liberties and public
securityrdquo Diffusion 5(2) Available at httpatpuclanacukbuddypressdiffusionp=1255
[Accessed 25-04-2014]
Bowling B and Phillips C [2007] Disproportionate and Discriminatory Reviewing the Evidence
on Police Stop and Search Oxford Blackwell Publishing p958 httpwwwstop-
watchorguploadsdocumentsmodern_law_reviewpdf
Braddock K [2011] ldquoThe Power of the Hoodierdquo The Guardian Available at
httpwwwtheguardiancomuk2011aug09power-of-the-hoodie [Accessed21-04-2014]
Codes of Practice A
Council of Europe [2010] European Convention on Human Rights Strasbourg European Court of
Human Rights p 7 Available at httpwwwechrcoeintDocumentsConvention_ENGpdf
[Accessed 09-03-2014]
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed 01-
04-2014]
The Economist [1990] End Game Available
athttpgogalegroupcompsidoid=GALE7CA9390713ampv=21ampu=uceampit=rampp=SPJSP0
0ampsw=wampasid=f6f778fcf0a20b3f0f18df5e20a57f27 [Accessed 19-03-2014]
Fahy P [undated] ldquoForewordrdquo In Ozin P Norton H and Spivey P [2013] PACE ndash A Practical
Guide to the Police and Criminal Evidence Act 1984 3rd
Edition Oxford Oxford University Press
p v
Flick U [2011] Introducing Research Methodology London Sage p 125
Garret J [2006] Kants Duty Ethics Available at
httppeoplewkuedujangarrettethicskanthtm [Accessed 20-03-2014]
Govuk [2013] Guidance Police and Criminal Evidence Act 1984 (PACE) Codes of Practice
London Home Office Available at httpswwwgovukpolice-and-criminal-evidence-act-1984-
pace-codes-of-practice [Accessed 02-04-2014]
Guyer P (2007) cited by Perold L M [2010] Does Immanuel Kants Categorical Imperative
Commit Him to the View that Lying is Always Morally Wrong Master of Arts thesis University of
the Witwatersrand p 19 Available at
httpwiredspacewitsaczabitstreamhandle1053910096M20Perold20Research20Reportp
dfsequence=2 [Accessed 24-04-2014]
23
Hart HLA [1958] cited by Green L [2012] ldquoIntroductionrdquo in Hart H L A [2012] The
Concept of Law 3rd
Edition Oxford Oxford University Press p xxxiii Available at
httpbooksgooglecoukbookshl=enamplr=ampid=53u8K7jNGioCampoi=fndamppg=PP2ampdq=law+and+
moralityampots=3fiRAxxSFFampsig=BoQfC4sR_Lnb-
GD4OzEUXvIryfov=onepageampq=law20and20moralityampf=false [Accessed 12-04-2014]
Jackson L and Smith L [2013] Research into young Londoners experiences and perceptions of
stop and search London Office for Public Management p 6 Available at
httpwwwlondongovuksitesdefaultfiles14-02-06-OPM20-
20Young20peoples20views20stop20and20search20-20FINALpdf [Accessed 21-
04-2014]
Joseph I And Gunter A [2011] Gangs Revisited Whats a Gang and Whats Race Got to Do with
It - Politics and Policy into Practice London Runnymede p3 Available at
httpwwwrunnymedetrustorguploadspublicationspdfsGangsRevisited(online)-2011pdf
[Accessed 08-04-2014]
Kumar R [2011] Research Methodology a Step-by-Step Guide for Beginners London Sage
p139 164
Mawby R and Wright A [2005] Police Accountability in the United Kingdom p6 Available at
httpwwwhumanrightsinitiativeorgprogramsajpoliceres_matpolice_accountability_in_ukpdf
[Accessed 02-04-2014]
McQueen R A and Knussen C [2002] Research Methods for Social Science ndash an Introduction
Harlow Pearson pp83-85 84-85
ONeill O [2013] Acting on Principle An Essay on Kantian Ethics 2nd
Edition Cambridge
Cambridge University Press p78 79 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
ONeill O [2000] Bounds of Justice Cambridge Cambridge University Press p67
Ozin P Norton H and Spivey P [2013] PACE ndash A Practical Guide to the Police and Criminal
Evidence Act 1984 3rd
Edition Oxford Oxford University Press p 4
Paton H J [1969] The Moral Law London Hutchinson amp Co ltd p22
Police and Criminal Evidence Act 1984 Ch 60 London HMSO
R v McIlkenny and others [1991] 2 All ER 417 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744d06500000145a7ddf45f8cfdf386
ampdocguid=I59AD10F1E42811DA8FC2A0F0355337E9amphitguid=I59AD10F1E42811DA8FC2A0F
0355337E9amprank=1ampspos=1ampepos=1amptd=1ampcrumb-action=appendampcontext=17ampresolvein=true
[Accessed 28-04-2014]
24
R v Miller [1993] 97 Cr App R 99 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744cc64000001458ea70ccbfa4bdcd
aampdocguid=I60145160E42811DA8FC2A0F0355337E9amphitguid=I60145160E42811DA8FC2A0F0
355337E9amprank=9ampspos=9ampepos=9amptd=14ampcrumb-action=appendampcontext=78ampresolvein=true
[Accessed 22-04-2014]
Rachels J [1986] Kantian Theory The Idea of Human Dignity Random House Inc p1 Available
at httppubliccallutheranedu~chenxiphil345_022pdf [Accessed 20-03-2014]
Royal Commission [undated] cited by Zander M [2011] PACE (The Police and Criminal
Evidence Act 1984) Past Present and Future London LSE Law Society and Economy Working
Papers p3 Available at wwwlseacukcollectionslawwpswpshtm [Accessed 19-03-2014]
Sandel M [2011] Episode 6 ndash Discussion Guide (Advanced) Available at
httpwwwjusticeharvardorgresourcesepisode-6-discussion-guide-advanced [Accessed 27-04-
2014]
Singer G M [undated] cited by ONeill O [2013] Acting on Principle An Essay on Kantian
Ethics 2nd
Edition Cambridge Cambridge University Press p78 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
Stohr K [2010 ndash forthcoming] ldquoKantian Beneficence and the Problem of Obligatory Aidrdquo Journal
of Moral Philosophy p3 Available at
httpwww9georgetownedufacultykes39Stohr_Kantian_Beneficence_and_the_Problem_of
_Obligatory_Aidpdf [Accessed 25-04-2014]
StopWatch [2014] Stop and Search Factsheet Available at httpwwwstop-watchorgget-
informedfactsheetstop-and-search [Accessed 13-03-2014]
Westmarland L [undated] ldquoPolice Culturesrdquo in Newburn T (ed) [2011] Handbook of Policing
2nd
Edition Abingdon Taylor amp Francis p255
Westmarland L [2011] Researching Crime and Justice ndash Tales from the Field London Routledge
p141
Wilding B [undated] ldquoTipping the Scales of Justice A Review of the Impact of PACErdquo in Cape
E and Young R (eds) [2008] Regulating Policing The Police and Criminal Evidence Act 1984
Past Present and Future Portland Hart Publishing p127 130 Available at
httplibmyilibrarycomOpenaspxid=204843ampsrc=0 [Accessed 09-03-2014]
Zupancic A [2000] Ethics of the Real London Verso p16
25
APPENDIX 1
Six Key Principles of Ethical Research
26
Principles procedures and minimum requirements of the Framework for Research Ethics
(FRE)
There are six key principles of ethical research that the ESRC expects to be addressed whenever
applicable
1 Research should be designed reviewed and undertaken to ensure integrity quality and
transparency
2 Research staff and participants must normally be informed fully about the purpose methods and
intended possible uses of the research what their participation in the research entails and what risks
if any are involved Some variation is allowed in very specific research contexts for which detailed
guidance is provided in Section 2
3 The confidentiality of information supplied by research participants and the anonymity of
respondents must be respected
4 Research participants must take part voluntarily free from any coercion
5 Harm to research participants and researchers must be avoided in all instances
6 The independence of research must be clear and any conflicts of interest and partiality must be
explicit
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed
27-04-2014]
27
APPENDIX 2
Ethics Approval Form
28
Request for Ethical Approval
Section 1 ndash to be completed by the researcher
Full name
Jens Knut Elias Klots
Module number and title (student researchers
only)
Extended Research Project [Criminology amp Criminal Investigation]
Research Proposal title
ldquoAn Ethical Analysis of the Police and Criminal Evidence Act 1984rdquo
Funding body applying to if applicable
-
Brief outline of proposal
(including research questions where
appropriate)
You are also asked to
submit with your application copies of
any questionnaires
letters recruitment material you intend to
use if these are available at the time
of requesting approval
The research will ethically evaluate part I III and
IV-V along with the corresponding Codes of Practice [A B C E F and G] using Kantian ethics
Seeking to establish whether the main piece of legislation governing how policing should be carried out in England and Wales can be ethically
justified by Kantian ideologies as well as establishing what ethical issues might be present
etc
Level of research eg staff undergraduate
postgraduate masterrsquos (award related) MPhil
PhD
Undergraduate
Please outline the
methodology that would be implemented in the course of this research
The research will be purely based on secondary
resources using books journals web-sources etc
Please indicate the ethical issues that have
been considered and how these will be
There should be no ethical issues in terms of the research carried out However I have identified
that my choice to only use only one ethical theory for my analysis could be considered biased My
29
addressed
choice however was to ensure that my research will be as focused as possible so a more in depth analysis could be made which will be noted within
the dissertation
Please indicate any
issues that may arise relating to diversity and
equality whilst undertaking this research and how you
will manage these
-
Please indicate how
participants will be de-briefed about their
involvement in the research process and or provided with
opportunities for reflection and evaluation
-
Please answer the following questions by circling or highlighting the appropriate response
1 Will your research project involve young people under the age of 18 NO
YES but not directly ndash primarily teachers If yes do you have an Enhanced Disclosure Certificate from the Criminal Records
Bureau
YES
2 Will your research project involve vulnerable adults
NO
3 For which category of proposal are you applying for ethical approval
Category A
13
However while this provision could support the existence of some disproportionality it does not
disprove that minority ethnic groups are being targeted by the police nor does it provide a
reasonable explanation to why blacks are being six times more likely to be subjected to a stop and
search This means there is a risk that this section of the Codes of Practice is being used by police
to maliciously target ethnic minority groups by stereotyping them as more likely to be involved
with criminal gangs
52 Reasonable Suspicion Stop and Search and Morality
While statistics and studies show that stop and search is used disproportionally and suggests that
individuals belonging to minority ethnic groups are being targeted by the police it does not mean
that the power itself nor the legislation governing it is unethical Because even though they tend to
overlap ldquothere is no necessary connection between law and moralsrdquo (Hart H L A 1958 cited by
Green L 2012 in Hart H L A 2012 pxxxiii) as the law applies to everyone unconditionally
while moral only applies to those that sympathise with the ideologies in question Kantian ethics
however arguing that one should do the right thing because of it being right views morality as a
supplement to the law (Zupancic A 2000 p16) therefore ensuring that we are not only doing what
is right but that we are also doing it for the right reasons (Sandel M 2011) Which from Kants
viewpoint is synonymous to acting out of duty which as established in Chapter 3 means that
onersquos actions must be converted to those that are able to pass the tests of generalisation and
universalisation As such one must convert the sections of the Police and Criminal Evidence Act
1984 and its associated Codes of Practice concerning stop and search into an order to establish
whether it is ethical
However while the Police and Criminal Evidence Act 1984 identifies that reasonable suspicion is
necessary in order to conduct a stop and search one cannot simply create a maxim stating that
police officers can stop and search anyone they reasonably suspect is carrying illegal or stolen
items Because even though this maxim does provide an accurate description of the necessary
requirements to perform a stop and search it is far too broad Such a maxim does not place a limit
upon what the suspicion might be based on resulting in a possibility for officers to target certain
groups of people based on prejudice or stereotypes Therefore such a maxim can neither be
generalised nor universalised meaning it would be considered entirely unethical by Kantian
principles However by using the guidelines and limitations of reasonable suspicion presented in
the Codes of Practice A that were identified earlier in this chapter this maxim can be broken down
into three separate parts These being
14
police officers may stop and search individuals for illegal or stolen items if it is in
accordance with known facts and information and they believe that such items will be found upon
searching the person
police officers may stop and search individuals acting in an obviously suspicious manner for
illegal or stolen items but only if they suspect that such items will be found upon searching the
person and
police officers may stop and search individuals based on articles of clothing piercings
andor tattoos if these are known to be worn by members of a gang(s) that are known to carry
illegal or stolen items and only if the police suspects that such items will be found upon searching
the person
These provide a much more limited and concentrated approach to the attempted moralisation of the
polices power to stop and search individuals for prohibited or stolen articles Because unlike the
previous maxim these are not only limiting what the basis for suspicion might be but also limiting
when the power itself may be enforced As such the likelihood of these being able to pass the tests
of generalisation and universalisation are increased
521 Generalisation and Universalisation
In order to accurately establish whether acts are moral they must pass the tests of generalisation and
universalisation as Kant believed that moral acts were ones that could be applied to everyone as a
universal law without becoming contradictory or illogical (see chapter 3) However as these deal
with police powers and Kant argued that acts must be applicable to everyone without exception
these will also be examined using Singers generalisation principle because it would be illogical for
such powers to be implemented by everyone Singers generalisation principle makes it possible to
bypass this issue as it argues that ldquowhat is right (or wrong) for one person must be right (or wrong)
for any similar person in similar circumstancesrdquo (Singer G M undated cited by ONeill O 2013
p78) Additionally this approach puts a utilitarian twist on Kants frameworks as it determines
morality based on the consequences of onersquos actions (ONeill O 2013 p79) rather than the
motivation behind them As such this test functions as a middle ground between the tests of
generalisation and universalisation ensuring that the generalised maxim does not cause an illogical
or chaotic result in addition to limiting the generalised maxim from anyone that is not a member of
the police service Analysing the maxim using these tests therefore requires them to be studied
individually so that they can be dissected and examined more closely
Looking at the first of the three maxims created using the guidelines and limitations of reasonable
15
suspicion as identified by the Codes of Practice A it can be established that it is comprised from
three different elements Namely
the police may only search for illegal or stolen items
the police may only search an individual based on known facts and information and finally
the police may only search the individual if they believe illegal or stolen items will be found
Attempting to generalise any of these elements of the maxim individually would not be reasonable
as they do not provide enough limitations or guidelines for it to be functional Because the first part
allows the police to search anyone for illegal or stolen items without the necessity of a suspicion
that any such items will be found which would result in a police state where the police could search
anyone they please The necessity of believing that illegal or stolen items will be found upon
conducting a search is added by the third element of the maxim but there are still no requirements
for the police to have any kind of reasonable basis for their decision to stop and search someone as
this is added by the maxims second element However this element cannot be moralised on its own
either as it does not specify what the police may search for However when all three elements of
the maxim are combined all necessary limitations are present meaning the generalisation of it
should not produce a contradictory or illogical result
However passing the test of generalisation does not mean that the maxim is ethical as it must also
be universalisable Meaning it should be able to be enforced as a (hypothetical) law that applies to
everyone unconditionally As the maxim places a requirement on the police to only stop and search
individuals if they have a factual basis for their suspicion to find illegal or stolen items upon
searching the person this should be a universalisable action Because assuming all police officers
were required to follow this maxim it would result in a world where only specific items may be
searched for if they have a factual reason to conduct the search and only if they believe that such
items will be found upon searching the person(s) As this would not produce any undesirable
consequences this maxim would not only pass Kants test of universalisation but also fulfil the
necessary criteria for Singers generalisation principle
This is essentially what the Police and Criminal Evidence Act 1984 and the Codes of Practice A
seeks to do meaning that if the guidelines were followed by the police unlawful stops and searches
should not occur However since there are more aspects to the laws that govern the polices power
to stop and search individuals for illegal or stolen items such as searches based on suspicious
behaviour or searches of suspected gang members other aspects must be explored as well before
16
declaring whether it is ethical or not For this reason the two additional maxims (mentioned earlier)
are needed and must therefore be tested as well As these maxims can be implemented in such
situations by the removal of the need for a factual basis for suspicion and replacing it with either
the possibility to
search individuals acting in an obviously suspicious manner or
search individuals based on clothing piercings andor tattoos if these are known to be worn
by members of gangs that are known to carry illegal or stolen items
As with the various elements of the maxim analysed previously these are also unable to be
moralised individually Because the first of the two does not specify what may be searched for and
neither of the sections specify that the police should expect to find illegal or stolen items upon
stopping and searching an individual As such neither of these elements can function as a maxim on
their own as they are illogical and can neither be generalised nor universalised However when
these are combined with the other elements of the maxims these issues should be resolved thus
passing Kants test of generalisation
Universalising these maxims is a bit more problematic than the one analysed previously through
For example with the first of these two maxims police officers would be enforced to stop and
search anyone that is acting in an obviously suspicious manner for illegal or stolen items if they
believe any such items will be found upon searching them The phrase behaving in an obviously
suspicious manner is a bit of an issue here as there is no definition available as to what can be
classified as such However a reasonable person would probably equate behaving in an obviously
suspicious manner to trying to hide something which is used as an example in the Codes of
Practice A s23 It could therefore be worth substituting the phrase behaving in an obviously
suspicious manner with trying to hide something as this would be more specific However by
doing this the maxim would become much more limited as it would no longer allow individuals
behaving suspiciously in other ways to be searched Nevertheless should this interpretation be used
the likeliness of the maxim passing the test of universalisation might be increased as the likeliness
of it producing a chaotic result would decrease Additionally implementing such an interpretation
would also make it more likely for the maxim to pass Singers generalisation principle As the
conduction of stops and searches of people that are obviously trying to hide something is less likely
to produce an undesirable outcome in comparison to searching anyone acting suspiciously
Finally the universalisation of the third and final of the maxims would enforce the police to stop
17
and search anyone dressed or in any other ways being physically identifiable as a possible member
of a gang known to carry illegal or stolen items if they believe any such items will be found upon
searching them As with the maxim analysed above there are issues related to universalising this
maxim due to the possibility of it causing certain people to be targeted because of the clothes they
wear or any piercings or tattoos on their body being related to or similar to ones connected to a
criminal gang Universalising this maxim could therefore worsen an already prevalent issue where
innocent members of the public get their civil liberties infringed upon due to their personal style
especially as the maxim allows quite a broad range of items accessories and body art to be used as
an indicator for suspicion In a study by Jackson and Smith (2013) the experiences of young people
from London that had been subjected to stop and search was surveyed where the participants
identified what kind of clothing might fit the criteria of being a presumed gang member It was
suggested that ldquoemulating American hip hop artists by wearing low-slung jeans hoodies and
branded trainers and walking and talking in a certain wayrdquo (p6) was stereotyped by the police as
gagster behaviour and dress The same study also identified an experience that was shared by one
of the participants whom stated that ldquoThey just say youre in a drug infested area and youve got a
hood on so were stopping and searching yourdquo (Jackson L and Smith L 2013 p6)
Taking this into consideration it can therefore be seen that the universalisation of a maxim asking
the police to stop and search anyone perceived to be involved with a criminal gang for illegal or
stolen items could result in a form of criminalisation of the hoodie and other specific pieces of
clothing as these are stereotyped as being related to gang membership This would be problematic
as the hoodie in particular is a comfortable and often affordable piece of clothing that is a staple in
the wardrobes of many of societys subcultures such as emos and skaters that are generally not
stereotyped as criminals (Braddock K 2011) As such it can be established that neither Kant nor
Singer would be able to universalise this maxim as having officers search anyone wearing specific
clothes would neither be reasonable nor produce any desirable consequences
522 Issues
While two out of three of the different maxims appear to be moral in the eyes of Kant there are still
some issues relating to them which must be acknowledged Primarily there might be an issue with
these maxims being too specific as it has been noted that ldquoany maxim that is highly restricted is
likely to pass the universalisability testrdquo [Guyer P 2007 cited by Perold L M 2010 p19]
because the more descriptive a maxim is the less likely it is that it would become contradictory As
all of the maxims created from the Codes of Practice A are highly restrictive specifying who may
carry out the act under what circumstances they may carry it out and the limitations of the actions
18
itself Additionally as noted earlier in this chapter the maxims cannot be made more general either
as this would prevent them from being moralised this means that there is a risk of these maxims
passing the tests of universalisation and generalisation simply because of their overly descriptive
nature rather than actually being moral
There might also be an issue with the phrasing of the maxims specifically the use of the term
police officers as this might cause some uncertainties regarding exactly who the maxim applies to
Because by using the term police officer or even police it becomes questionable if an officer must
be in uniform in other words his or her position as a police officer is overt when carrying out the
search However since these maxims need to be exclusive to the police it could be hard to bypass
this issue without adding yet another specification to it that clarifies whether there is a need for the
officer to be in uniform or not
Finally there could also be an issue of the maxims conflicting with each other as the first of the
maxims states that the decision to stop and search someone needs to be in accordance with known
facts and information Something that might not be available when a stop and search is made
utilising the second or third maxim as these can be initiated without a need of known facts or
information This raises a question to whether one of the maxims would naturally take precedence
over the others as all three maxims regarding stop and search can never operate at the same time
Generally Kantianism argues that when one is faced with opposing maxims the perfect duty will
always take precedence over an imperfect one (Stohr K 2010 p3) However as all of the maxims
are addressing what is essentially the same action being the possibility to stop and search
individuals for illegal andor stolen items this could be problematic Furthermore while there are
three maxims identified within this study there also exists another fourth maxim which concerns
the possibility of not searching anyone for illegal or stolen items This fourth maxim is also
considered a perfect duty as it would generally be easier to universalise not searching people as
opposed to searching individuals fitting certain requirements This means that the maxim regarding
the omission to act would in this case take precedence over the other maxims identified within this
research essentially rendering them powerless
19
Chapter 6
Conclusion
From this study it can be seen that the legislation governing a heavily criticised police power such
as stop and search has the possibility to be morally justifiable by the ethical frameworks developed
by Kant Because while Kants ethical theory does not rectify or justify the issue of ethnic minorities
being subjected to a disproportionate amount of stops and searches in comparison to Caucasians it
is important to remember that the ldquolaw in theory and the law in practice differrdquo (Westmarland L in
Newburn T 2011 p255) Meaning that the moralisation of the legislation does not ensure that it
will be applied ethically by the police Additionally as Kantian ethics values the motivation behind
ones actions over the consequences produced from them the potential issues caused by ones actions
are irrelevant as long as the action itself can be universalised without producing a chaotic or
undesirable result
However as there are several layers to stop and search there are some implications to morally
justifying this power as it is multi-faceted Being designed to deal with a variety of different
situations and bases from which suspicion might arise to justify the stopping and searching of an
individual Because while Kantian ethics can ethically justify police officers to stop and search
individuals for illegal or stolen items if it is in accordance with known facts and information and
they believe that such items will be found upon searching the person this encompasses only one of
the many facets of the power As such the power cannot be justified as a whole as any maxim used
to describe it would not provide the necessary limitations needed for it to successfully pass the tests
of generalisation and universalisation
While the power cannot be moralised as a whole it is possible to create two additional maxims
using the limitations and exceptions to the necessity criteria of reasonable suspicion found in the
Codes of Practice A to create an additional two maxims These represent two additional facets of
stop and search being that
police officers may stop and search individuals acting in an obviously suspicious manner for
illegal or stolen items but only if they suspect that such items will be found upon searching the
person and
police officers may stop and search individuals based on articles of clothing piercings
andor tattoos if these are known to be worn by members of a gang(s) that are known to carry
20
illegal or stolen items and only if the police suspects that such items will be found upon searching
the person
However only the first of these two maxims can be justified utilising Kants ethical framework and
Singers generalisation principle because the latter cannot be universalised without becoming
unreasonable Furthermore the latter cannot be justified without providing further limitations
requiring the phrase acting in an obviously suspicious manner to be replaced by obviously hiding
something
From the issues presented from the creation of the two additional maxims above it can be
established that stop and search cannot be considered morally justifiable under all circumstances
Because different situations calls for different maxims meaning that should the search not be
initiated based on known facts or information it is unlikely to be ethical Nevertheless even though
all facets of this police power cannot be morally justified it does seem that the majority of them can
be considered ethical to some extent Meaning the legislation governing it is generally ethical but
as a whole it becomes a bit of a moral ambiguity This shows that the police power as identified by
the Police and Criminal Evidence Act 1984 and the Codes of Practice A has a potential to be
ethically justified with the exception of the section permitting searches where physical appearance
can be used as a basis for suspicion Additionally this research identified that the reasons for why
this particular section is not justifiable could also be part of the reason to the disproportionate
amount of searches of ethnic minorities As it might provide officers maliciously targeting
minorities with a possibility to justify their actions by claiming a particular article of clothing body
art or similar was the reason for the stop
As such it can be established that the legislation governing the polices power to stop and search
individuals for prohibited or stolen articles cannot be fully moralised as not all sections of the
Police and Criminal Evidence Act 1984 or the Codes of Practice A concerning this power can be
ethically justified However while the legislation as whole is morally ambiguous at best the
searches conducted with factual information as a basis for suspicion suggests that the sections of the
legislation addressing this type of search cannot be implemented in an unethical manner Because as
the universalised maxim requires the police to act in a manner promoted by the Act and Codes this
shows that any unethical searches carried out using this type of search are caused as a result of
police misconduct rather than an actual issue with the legislation
21
However it should be noted that this research can only provide a limited account of the morality of
this police power as it has only explored it through the limitations put upon it through the necessity
requirement of reasonable suspicion Additionally it can only account for the morality of the
sections of the Police and Criminal Evidence Act 1984 and the Codes of Practice A addressing this
particular police power and only through the limitations explored within this research Finally it is
also important to recognise that the police power has only been analysed using a Kantian approach
to ethics and morality This means that further studies of the police power and indeed the Act and
Codes in general are needed in order to provide a more accurate account of the morality and ethical
issues present It is therefore suggested that additional research should be carried out to study the
legislation governing the power of stop and search utilising other ethical theories or utilising
Kantian ethics with a different focus point of the legislation
However while further research is needed in order to gain a more accurate account of the overall
morality of the police power and the legislation governing it it does not mean the research
presented in this paper is of any less value Because even though the study can only provide a
limited account of the legislations morality it has succeeded in presenting the probabilities for the
moral justification of the Acts first part along with the associated Codes of Practice as well as
identifying that the issues connected to the Act may be caused primarily by the polices failure to
accurately conduct stops and searches according to the law Meaning the research has produced
some valuable results in addition to providing a stepping stone for further research on the topic
22
Bibliography
BBC [2014] Duty-Based Ethics Available at
httpwwwbbccoukethicsintroductionduty_1shtml [Accessed 20-03-2014]
Benz S [2010] ldquoThe Police and Criminal Evidence Act 1984 balancing civil liberties and public
securityrdquo Diffusion 5(2) Available at httpatpuclanacukbuddypressdiffusionp=1255
[Accessed 25-04-2014]
Bowling B and Phillips C [2007] Disproportionate and Discriminatory Reviewing the Evidence
on Police Stop and Search Oxford Blackwell Publishing p958 httpwwwstop-
watchorguploadsdocumentsmodern_law_reviewpdf
Braddock K [2011] ldquoThe Power of the Hoodierdquo The Guardian Available at
httpwwwtheguardiancomuk2011aug09power-of-the-hoodie [Accessed21-04-2014]
Codes of Practice A
Council of Europe [2010] European Convention on Human Rights Strasbourg European Court of
Human Rights p 7 Available at httpwwwechrcoeintDocumentsConvention_ENGpdf
[Accessed 09-03-2014]
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed 01-
04-2014]
The Economist [1990] End Game Available
athttpgogalegroupcompsidoid=GALE7CA9390713ampv=21ampu=uceampit=rampp=SPJSP0
0ampsw=wampasid=f6f778fcf0a20b3f0f18df5e20a57f27 [Accessed 19-03-2014]
Fahy P [undated] ldquoForewordrdquo In Ozin P Norton H and Spivey P [2013] PACE ndash A Practical
Guide to the Police and Criminal Evidence Act 1984 3rd
Edition Oxford Oxford University Press
p v
Flick U [2011] Introducing Research Methodology London Sage p 125
Garret J [2006] Kants Duty Ethics Available at
httppeoplewkuedujangarrettethicskanthtm [Accessed 20-03-2014]
Govuk [2013] Guidance Police and Criminal Evidence Act 1984 (PACE) Codes of Practice
London Home Office Available at httpswwwgovukpolice-and-criminal-evidence-act-1984-
pace-codes-of-practice [Accessed 02-04-2014]
Guyer P (2007) cited by Perold L M [2010] Does Immanuel Kants Categorical Imperative
Commit Him to the View that Lying is Always Morally Wrong Master of Arts thesis University of
the Witwatersrand p 19 Available at
httpwiredspacewitsaczabitstreamhandle1053910096M20Perold20Research20Reportp
dfsequence=2 [Accessed 24-04-2014]
23
Hart HLA [1958] cited by Green L [2012] ldquoIntroductionrdquo in Hart H L A [2012] The
Concept of Law 3rd
Edition Oxford Oxford University Press p xxxiii Available at
httpbooksgooglecoukbookshl=enamplr=ampid=53u8K7jNGioCampoi=fndamppg=PP2ampdq=law+and+
moralityampots=3fiRAxxSFFampsig=BoQfC4sR_Lnb-
GD4OzEUXvIryfov=onepageampq=law20and20moralityampf=false [Accessed 12-04-2014]
Jackson L and Smith L [2013] Research into young Londoners experiences and perceptions of
stop and search London Office for Public Management p 6 Available at
httpwwwlondongovuksitesdefaultfiles14-02-06-OPM20-
20Young20peoples20views20stop20and20search20-20FINALpdf [Accessed 21-
04-2014]
Joseph I And Gunter A [2011] Gangs Revisited Whats a Gang and Whats Race Got to Do with
It - Politics and Policy into Practice London Runnymede p3 Available at
httpwwwrunnymedetrustorguploadspublicationspdfsGangsRevisited(online)-2011pdf
[Accessed 08-04-2014]
Kumar R [2011] Research Methodology a Step-by-Step Guide for Beginners London Sage
p139 164
Mawby R and Wright A [2005] Police Accountability in the United Kingdom p6 Available at
httpwwwhumanrightsinitiativeorgprogramsajpoliceres_matpolice_accountability_in_ukpdf
[Accessed 02-04-2014]
McQueen R A and Knussen C [2002] Research Methods for Social Science ndash an Introduction
Harlow Pearson pp83-85 84-85
ONeill O [2013] Acting on Principle An Essay on Kantian Ethics 2nd
Edition Cambridge
Cambridge University Press p78 79 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
ONeill O [2000] Bounds of Justice Cambridge Cambridge University Press p67
Ozin P Norton H and Spivey P [2013] PACE ndash A Practical Guide to the Police and Criminal
Evidence Act 1984 3rd
Edition Oxford Oxford University Press p 4
Paton H J [1969] The Moral Law London Hutchinson amp Co ltd p22
Police and Criminal Evidence Act 1984 Ch 60 London HMSO
R v McIlkenny and others [1991] 2 All ER 417 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744d06500000145a7ddf45f8cfdf386
ampdocguid=I59AD10F1E42811DA8FC2A0F0355337E9amphitguid=I59AD10F1E42811DA8FC2A0F
0355337E9amprank=1ampspos=1ampepos=1amptd=1ampcrumb-action=appendampcontext=17ampresolvein=true
[Accessed 28-04-2014]
24
R v Miller [1993] 97 Cr App R 99 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744cc64000001458ea70ccbfa4bdcd
aampdocguid=I60145160E42811DA8FC2A0F0355337E9amphitguid=I60145160E42811DA8FC2A0F0
355337E9amprank=9ampspos=9ampepos=9amptd=14ampcrumb-action=appendampcontext=78ampresolvein=true
[Accessed 22-04-2014]
Rachels J [1986] Kantian Theory The Idea of Human Dignity Random House Inc p1 Available
at httppubliccallutheranedu~chenxiphil345_022pdf [Accessed 20-03-2014]
Royal Commission [undated] cited by Zander M [2011] PACE (The Police and Criminal
Evidence Act 1984) Past Present and Future London LSE Law Society and Economy Working
Papers p3 Available at wwwlseacukcollectionslawwpswpshtm [Accessed 19-03-2014]
Sandel M [2011] Episode 6 ndash Discussion Guide (Advanced) Available at
httpwwwjusticeharvardorgresourcesepisode-6-discussion-guide-advanced [Accessed 27-04-
2014]
Singer G M [undated] cited by ONeill O [2013] Acting on Principle An Essay on Kantian
Ethics 2nd
Edition Cambridge Cambridge University Press p78 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
Stohr K [2010 ndash forthcoming] ldquoKantian Beneficence and the Problem of Obligatory Aidrdquo Journal
of Moral Philosophy p3 Available at
httpwww9georgetownedufacultykes39Stohr_Kantian_Beneficence_and_the_Problem_of
_Obligatory_Aidpdf [Accessed 25-04-2014]
StopWatch [2014] Stop and Search Factsheet Available at httpwwwstop-watchorgget-
informedfactsheetstop-and-search [Accessed 13-03-2014]
Westmarland L [undated] ldquoPolice Culturesrdquo in Newburn T (ed) [2011] Handbook of Policing
2nd
Edition Abingdon Taylor amp Francis p255
Westmarland L [2011] Researching Crime and Justice ndash Tales from the Field London Routledge
p141
Wilding B [undated] ldquoTipping the Scales of Justice A Review of the Impact of PACErdquo in Cape
E and Young R (eds) [2008] Regulating Policing The Police and Criminal Evidence Act 1984
Past Present and Future Portland Hart Publishing p127 130 Available at
httplibmyilibrarycomOpenaspxid=204843ampsrc=0 [Accessed 09-03-2014]
Zupancic A [2000] Ethics of the Real London Verso p16
25
APPENDIX 1
Six Key Principles of Ethical Research
26
Principles procedures and minimum requirements of the Framework for Research Ethics
(FRE)
There are six key principles of ethical research that the ESRC expects to be addressed whenever
applicable
1 Research should be designed reviewed and undertaken to ensure integrity quality and
transparency
2 Research staff and participants must normally be informed fully about the purpose methods and
intended possible uses of the research what their participation in the research entails and what risks
if any are involved Some variation is allowed in very specific research contexts for which detailed
guidance is provided in Section 2
3 The confidentiality of information supplied by research participants and the anonymity of
respondents must be respected
4 Research participants must take part voluntarily free from any coercion
5 Harm to research participants and researchers must be avoided in all instances
6 The independence of research must be clear and any conflicts of interest and partiality must be
explicit
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed
27-04-2014]
27
APPENDIX 2
Ethics Approval Form
28
Request for Ethical Approval
Section 1 ndash to be completed by the researcher
Full name
Jens Knut Elias Klots
Module number and title (student researchers
only)
Extended Research Project [Criminology amp Criminal Investigation]
Research Proposal title
ldquoAn Ethical Analysis of the Police and Criminal Evidence Act 1984rdquo
Funding body applying to if applicable
-
Brief outline of proposal
(including research questions where
appropriate)
You are also asked to
submit with your application copies of
any questionnaires
letters recruitment material you intend to
use if these are available at the time
of requesting approval
The research will ethically evaluate part I III and
IV-V along with the corresponding Codes of Practice [A B C E F and G] using Kantian ethics
Seeking to establish whether the main piece of legislation governing how policing should be carried out in England and Wales can be ethically
justified by Kantian ideologies as well as establishing what ethical issues might be present
etc
Level of research eg staff undergraduate
postgraduate masterrsquos (award related) MPhil
PhD
Undergraduate
Please outline the
methodology that would be implemented in the course of this research
The research will be purely based on secondary
resources using books journals web-sources etc
Please indicate the ethical issues that have
been considered and how these will be
There should be no ethical issues in terms of the research carried out However I have identified
that my choice to only use only one ethical theory for my analysis could be considered biased My
29
addressed
choice however was to ensure that my research will be as focused as possible so a more in depth analysis could be made which will be noted within
the dissertation
Please indicate any
issues that may arise relating to diversity and
equality whilst undertaking this research and how you
will manage these
-
Please indicate how
participants will be de-briefed about their
involvement in the research process and or provided with
opportunities for reflection and evaluation
-
Please answer the following questions by circling or highlighting the appropriate response
1 Will your research project involve young people under the age of 18 NO
YES but not directly ndash primarily teachers If yes do you have an Enhanced Disclosure Certificate from the Criminal Records
Bureau
YES
2 Will your research project involve vulnerable adults
NO
3 For which category of proposal are you applying for ethical approval
Category A
14
police officers may stop and search individuals for illegal or stolen items if it is in
accordance with known facts and information and they believe that such items will be found upon
searching the person
police officers may stop and search individuals acting in an obviously suspicious manner for
illegal or stolen items but only if they suspect that such items will be found upon searching the
person and
police officers may stop and search individuals based on articles of clothing piercings
andor tattoos if these are known to be worn by members of a gang(s) that are known to carry
illegal or stolen items and only if the police suspects that such items will be found upon searching
the person
These provide a much more limited and concentrated approach to the attempted moralisation of the
polices power to stop and search individuals for prohibited or stolen articles Because unlike the
previous maxim these are not only limiting what the basis for suspicion might be but also limiting
when the power itself may be enforced As such the likelihood of these being able to pass the tests
of generalisation and universalisation are increased
521 Generalisation and Universalisation
In order to accurately establish whether acts are moral they must pass the tests of generalisation and
universalisation as Kant believed that moral acts were ones that could be applied to everyone as a
universal law without becoming contradictory or illogical (see chapter 3) However as these deal
with police powers and Kant argued that acts must be applicable to everyone without exception
these will also be examined using Singers generalisation principle because it would be illogical for
such powers to be implemented by everyone Singers generalisation principle makes it possible to
bypass this issue as it argues that ldquowhat is right (or wrong) for one person must be right (or wrong)
for any similar person in similar circumstancesrdquo (Singer G M undated cited by ONeill O 2013
p78) Additionally this approach puts a utilitarian twist on Kants frameworks as it determines
morality based on the consequences of onersquos actions (ONeill O 2013 p79) rather than the
motivation behind them As such this test functions as a middle ground between the tests of
generalisation and universalisation ensuring that the generalised maxim does not cause an illogical
or chaotic result in addition to limiting the generalised maxim from anyone that is not a member of
the police service Analysing the maxim using these tests therefore requires them to be studied
individually so that they can be dissected and examined more closely
Looking at the first of the three maxims created using the guidelines and limitations of reasonable
15
suspicion as identified by the Codes of Practice A it can be established that it is comprised from
three different elements Namely
the police may only search for illegal or stolen items
the police may only search an individual based on known facts and information and finally
the police may only search the individual if they believe illegal or stolen items will be found
Attempting to generalise any of these elements of the maxim individually would not be reasonable
as they do not provide enough limitations or guidelines for it to be functional Because the first part
allows the police to search anyone for illegal or stolen items without the necessity of a suspicion
that any such items will be found which would result in a police state where the police could search
anyone they please The necessity of believing that illegal or stolen items will be found upon
conducting a search is added by the third element of the maxim but there are still no requirements
for the police to have any kind of reasonable basis for their decision to stop and search someone as
this is added by the maxims second element However this element cannot be moralised on its own
either as it does not specify what the police may search for However when all three elements of
the maxim are combined all necessary limitations are present meaning the generalisation of it
should not produce a contradictory or illogical result
However passing the test of generalisation does not mean that the maxim is ethical as it must also
be universalisable Meaning it should be able to be enforced as a (hypothetical) law that applies to
everyone unconditionally As the maxim places a requirement on the police to only stop and search
individuals if they have a factual basis for their suspicion to find illegal or stolen items upon
searching the person this should be a universalisable action Because assuming all police officers
were required to follow this maxim it would result in a world where only specific items may be
searched for if they have a factual reason to conduct the search and only if they believe that such
items will be found upon searching the person(s) As this would not produce any undesirable
consequences this maxim would not only pass Kants test of universalisation but also fulfil the
necessary criteria for Singers generalisation principle
This is essentially what the Police and Criminal Evidence Act 1984 and the Codes of Practice A
seeks to do meaning that if the guidelines were followed by the police unlawful stops and searches
should not occur However since there are more aspects to the laws that govern the polices power
to stop and search individuals for illegal or stolen items such as searches based on suspicious
behaviour or searches of suspected gang members other aspects must be explored as well before
16
declaring whether it is ethical or not For this reason the two additional maxims (mentioned earlier)
are needed and must therefore be tested as well As these maxims can be implemented in such
situations by the removal of the need for a factual basis for suspicion and replacing it with either
the possibility to
search individuals acting in an obviously suspicious manner or
search individuals based on clothing piercings andor tattoos if these are known to be worn
by members of gangs that are known to carry illegal or stolen items
As with the various elements of the maxim analysed previously these are also unable to be
moralised individually Because the first of the two does not specify what may be searched for and
neither of the sections specify that the police should expect to find illegal or stolen items upon
stopping and searching an individual As such neither of these elements can function as a maxim on
their own as they are illogical and can neither be generalised nor universalised However when
these are combined with the other elements of the maxims these issues should be resolved thus
passing Kants test of generalisation
Universalising these maxims is a bit more problematic than the one analysed previously through
For example with the first of these two maxims police officers would be enforced to stop and
search anyone that is acting in an obviously suspicious manner for illegal or stolen items if they
believe any such items will be found upon searching them The phrase behaving in an obviously
suspicious manner is a bit of an issue here as there is no definition available as to what can be
classified as such However a reasonable person would probably equate behaving in an obviously
suspicious manner to trying to hide something which is used as an example in the Codes of
Practice A s23 It could therefore be worth substituting the phrase behaving in an obviously
suspicious manner with trying to hide something as this would be more specific However by
doing this the maxim would become much more limited as it would no longer allow individuals
behaving suspiciously in other ways to be searched Nevertheless should this interpretation be used
the likeliness of the maxim passing the test of universalisation might be increased as the likeliness
of it producing a chaotic result would decrease Additionally implementing such an interpretation
would also make it more likely for the maxim to pass Singers generalisation principle As the
conduction of stops and searches of people that are obviously trying to hide something is less likely
to produce an undesirable outcome in comparison to searching anyone acting suspiciously
Finally the universalisation of the third and final of the maxims would enforce the police to stop
17
and search anyone dressed or in any other ways being physically identifiable as a possible member
of a gang known to carry illegal or stolen items if they believe any such items will be found upon
searching them As with the maxim analysed above there are issues related to universalising this
maxim due to the possibility of it causing certain people to be targeted because of the clothes they
wear or any piercings or tattoos on their body being related to or similar to ones connected to a
criminal gang Universalising this maxim could therefore worsen an already prevalent issue where
innocent members of the public get their civil liberties infringed upon due to their personal style
especially as the maxim allows quite a broad range of items accessories and body art to be used as
an indicator for suspicion In a study by Jackson and Smith (2013) the experiences of young people
from London that had been subjected to stop and search was surveyed where the participants
identified what kind of clothing might fit the criteria of being a presumed gang member It was
suggested that ldquoemulating American hip hop artists by wearing low-slung jeans hoodies and
branded trainers and walking and talking in a certain wayrdquo (p6) was stereotyped by the police as
gagster behaviour and dress The same study also identified an experience that was shared by one
of the participants whom stated that ldquoThey just say youre in a drug infested area and youve got a
hood on so were stopping and searching yourdquo (Jackson L and Smith L 2013 p6)
Taking this into consideration it can therefore be seen that the universalisation of a maxim asking
the police to stop and search anyone perceived to be involved with a criminal gang for illegal or
stolen items could result in a form of criminalisation of the hoodie and other specific pieces of
clothing as these are stereotyped as being related to gang membership This would be problematic
as the hoodie in particular is a comfortable and often affordable piece of clothing that is a staple in
the wardrobes of many of societys subcultures such as emos and skaters that are generally not
stereotyped as criminals (Braddock K 2011) As such it can be established that neither Kant nor
Singer would be able to universalise this maxim as having officers search anyone wearing specific
clothes would neither be reasonable nor produce any desirable consequences
522 Issues
While two out of three of the different maxims appear to be moral in the eyes of Kant there are still
some issues relating to them which must be acknowledged Primarily there might be an issue with
these maxims being too specific as it has been noted that ldquoany maxim that is highly restricted is
likely to pass the universalisability testrdquo [Guyer P 2007 cited by Perold L M 2010 p19]
because the more descriptive a maxim is the less likely it is that it would become contradictory As
all of the maxims created from the Codes of Practice A are highly restrictive specifying who may
carry out the act under what circumstances they may carry it out and the limitations of the actions
18
itself Additionally as noted earlier in this chapter the maxims cannot be made more general either
as this would prevent them from being moralised this means that there is a risk of these maxims
passing the tests of universalisation and generalisation simply because of their overly descriptive
nature rather than actually being moral
There might also be an issue with the phrasing of the maxims specifically the use of the term
police officers as this might cause some uncertainties regarding exactly who the maxim applies to
Because by using the term police officer or even police it becomes questionable if an officer must
be in uniform in other words his or her position as a police officer is overt when carrying out the
search However since these maxims need to be exclusive to the police it could be hard to bypass
this issue without adding yet another specification to it that clarifies whether there is a need for the
officer to be in uniform or not
Finally there could also be an issue of the maxims conflicting with each other as the first of the
maxims states that the decision to stop and search someone needs to be in accordance with known
facts and information Something that might not be available when a stop and search is made
utilising the second or third maxim as these can be initiated without a need of known facts or
information This raises a question to whether one of the maxims would naturally take precedence
over the others as all three maxims regarding stop and search can never operate at the same time
Generally Kantianism argues that when one is faced with opposing maxims the perfect duty will
always take precedence over an imperfect one (Stohr K 2010 p3) However as all of the maxims
are addressing what is essentially the same action being the possibility to stop and search
individuals for illegal andor stolen items this could be problematic Furthermore while there are
three maxims identified within this study there also exists another fourth maxim which concerns
the possibility of not searching anyone for illegal or stolen items This fourth maxim is also
considered a perfect duty as it would generally be easier to universalise not searching people as
opposed to searching individuals fitting certain requirements This means that the maxim regarding
the omission to act would in this case take precedence over the other maxims identified within this
research essentially rendering them powerless
19
Chapter 6
Conclusion
From this study it can be seen that the legislation governing a heavily criticised police power such
as stop and search has the possibility to be morally justifiable by the ethical frameworks developed
by Kant Because while Kants ethical theory does not rectify or justify the issue of ethnic minorities
being subjected to a disproportionate amount of stops and searches in comparison to Caucasians it
is important to remember that the ldquolaw in theory and the law in practice differrdquo (Westmarland L in
Newburn T 2011 p255) Meaning that the moralisation of the legislation does not ensure that it
will be applied ethically by the police Additionally as Kantian ethics values the motivation behind
ones actions over the consequences produced from them the potential issues caused by ones actions
are irrelevant as long as the action itself can be universalised without producing a chaotic or
undesirable result
However as there are several layers to stop and search there are some implications to morally
justifying this power as it is multi-faceted Being designed to deal with a variety of different
situations and bases from which suspicion might arise to justify the stopping and searching of an
individual Because while Kantian ethics can ethically justify police officers to stop and search
individuals for illegal or stolen items if it is in accordance with known facts and information and
they believe that such items will be found upon searching the person this encompasses only one of
the many facets of the power As such the power cannot be justified as a whole as any maxim used
to describe it would not provide the necessary limitations needed for it to successfully pass the tests
of generalisation and universalisation
While the power cannot be moralised as a whole it is possible to create two additional maxims
using the limitations and exceptions to the necessity criteria of reasonable suspicion found in the
Codes of Practice A to create an additional two maxims These represent two additional facets of
stop and search being that
police officers may stop and search individuals acting in an obviously suspicious manner for
illegal or stolen items but only if they suspect that such items will be found upon searching the
person and
police officers may stop and search individuals based on articles of clothing piercings
andor tattoos if these are known to be worn by members of a gang(s) that are known to carry
20
illegal or stolen items and only if the police suspects that such items will be found upon searching
the person
However only the first of these two maxims can be justified utilising Kants ethical framework and
Singers generalisation principle because the latter cannot be universalised without becoming
unreasonable Furthermore the latter cannot be justified without providing further limitations
requiring the phrase acting in an obviously suspicious manner to be replaced by obviously hiding
something
From the issues presented from the creation of the two additional maxims above it can be
established that stop and search cannot be considered morally justifiable under all circumstances
Because different situations calls for different maxims meaning that should the search not be
initiated based on known facts or information it is unlikely to be ethical Nevertheless even though
all facets of this police power cannot be morally justified it does seem that the majority of them can
be considered ethical to some extent Meaning the legislation governing it is generally ethical but
as a whole it becomes a bit of a moral ambiguity This shows that the police power as identified by
the Police and Criminal Evidence Act 1984 and the Codes of Practice A has a potential to be
ethically justified with the exception of the section permitting searches where physical appearance
can be used as a basis for suspicion Additionally this research identified that the reasons for why
this particular section is not justifiable could also be part of the reason to the disproportionate
amount of searches of ethnic minorities As it might provide officers maliciously targeting
minorities with a possibility to justify their actions by claiming a particular article of clothing body
art or similar was the reason for the stop
As such it can be established that the legislation governing the polices power to stop and search
individuals for prohibited or stolen articles cannot be fully moralised as not all sections of the
Police and Criminal Evidence Act 1984 or the Codes of Practice A concerning this power can be
ethically justified However while the legislation as whole is morally ambiguous at best the
searches conducted with factual information as a basis for suspicion suggests that the sections of the
legislation addressing this type of search cannot be implemented in an unethical manner Because as
the universalised maxim requires the police to act in a manner promoted by the Act and Codes this
shows that any unethical searches carried out using this type of search are caused as a result of
police misconduct rather than an actual issue with the legislation
21
However it should be noted that this research can only provide a limited account of the morality of
this police power as it has only explored it through the limitations put upon it through the necessity
requirement of reasonable suspicion Additionally it can only account for the morality of the
sections of the Police and Criminal Evidence Act 1984 and the Codes of Practice A addressing this
particular police power and only through the limitations explored within this research Finally it is
also important to recognise that the police power has only been analysed using a Kantian approach
to ethics and morality This means that further studies of the police power and indeed the Act and
Codes in general are needed in order to provide a more accurate account of the morality and ethical
issues present It is therefore suggested that additional research should be carried out to study the
legislation governing the power of stop and search utilising other ethical theories or utilising
Kantian ethics with a different focus point of the legislation
However while further research is needed in order to gain a more accurate account of the overall
morality of the police power and the legislation governing it it does not mean the research
presented in this paper is of any less value Because even though the study can only provide a
limited account of the legislations morality it has succeeded in presenting the probabilities for the
moral justification of the Acts first part along with the associated Codes of Practice as well as
identifying that the issues connected to the Act may be caused primarily by the polices failure to
accurately conduct stops and searches according to the law Meaning the research has produced
some valuable results in addition to providing a stepping stone for further research on the topic
22
Bibliography
BBC [2014] Duty-Based Ethics Available at
httpwwwbbccoukethicsintroductionduty_1shtml [Accessed 20-03-2014]
Benz S [2010] ldquoThe Police and Criminal Evidence Act 1984 balancing civil liberties and public
securityrdquo Diffusion 5(2) Available at httpatpuclanacukbuddypressdiffusionp=1255
[Accessed 25-04-2014]
Bowling B and Phillips C [2007] Disproportionate and Discriminatory Reviewing the Evidence
on Police Stop and Search Oxford Blackwell Publishing p958 httpwwwstop-
watchorguploadsdocumentsmodern_law_reviewpdf
Braddock K [2011] ldquoThe Power of the Hoodierdquo The Guardian Available at
httpwwwtheguardiancomuk2011aug09power-of-the-hoodie [Accessed21-04-2014]
Codes of Practice A
Council of Europe [2010] European Convention on Human Rights Strasbourg European Court of
Human Rights p 7 Available at httpwwwechrcoeintDocumentsConvention_ENGpdf
[Accessed 09-03-2014]
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed 01-
04-2014]
The Economist [1990] End Game Available
athttpgogalegroupcompsidoid=GALE7CA9390713ampv=21ampu=uceampit=rampp=SPJSP0
0ampsw=wampasid=f6f778fcf0a20b3f0f18df5e20a57f27 [Accessed 19-03-2014]
Fahy P [undated] ldquoForewordrdquo In Ozin P Norton H and Spivey P [2013] PACE ndash A Practical
Guide to the Police and Criminal Evidence Act 1984 3rd
Edition Oxford Oxford University Press
p v
Flick U [2011] Introducing Research Methodology London Sage p 125
Garret J [2006] Kants Duty Ethics Available at
httppeoplewkuedujangarrettethicskanthtm [Accessed 20-03-2014]
Govuk [2013] Guidance Police and Criminal Evidence Act 1984 (PACE) Codes of Practice
London Home Office Available at httpswwwgovukpolice-and-criminal-evidence-act-1984-
pace-codes-of-practice [Accessed 02-04-2014]
Guyer P (2007) cited by Perold L M [2010] Does Immanuel Kants Categorical Imperative
Commit Him to the View that Lying is Always Morally Wrong Master of Arts thesis University of
the Witwatersrand p 19 Available at
httpwiredspacewitsaczabitstreamhandle1053910096M20Perold20Research20Reportp
dfsequence=2 [Accessed 24-04-2014]
23
Hart HLA [1958] cited by Green L [2012] ldquoIntroductionrdquo in Hart H L A [2012] The
Concept of Law 3rd
Edition Oxford Oxford University Press p xxxiii Available at
httpbooksgooglecoukbookshl=enamplr=ampid=53u8K7jNGioCampoi=fndamppg=PP2ampdq=law+and+
moralityampots=3fiRAxxSFFampsig=BoQfC4sR_Lnb-
GD4OzEUXvIryfov=onepageampq=law20and20moralityampf=false [Accessed 12-04-2014]
Jackson L and Smith L [2013] Research into young Londoners experiences and perceptions of
stop and search London Office for Public Management p 6 Available at
httpwwwlondongovuksitesdefaultfiles14-02-06-OPM20-
20Young20peoples20views20stop20and20search20-20FINALpdf [Accessed 21-
04-2014]
Joseph I And Gunter A [2011] Gangs Revisited Whats a Gang and Whats Race Got to Do with
It - Politics and Policy into Practice London Runnymede p3 Available at
httpwwwrunnymedetrustorguploadspublicationspdfsGangsRevisited(online)-2011pdf
[Accessed 08-04-2014]
Kumar R [2011] Research Methodology a Step-by-Step Guide for Beginners London Sage
p139 164
Mawby R and Wright A [2005] Police Accountability in the United Kingdom p6 Available at
httpwwwhumanrightsinitiativeorgprogramsajpoliceres_matpolice_accountability_in_ukpdf
[Accessed 02-04-2014]
McQueen R A and Knussen C [2002] Research Methods for Social Science ndash an Introduction
Harlow Pearson pp83-85 84-85
ONeill O [2013] Acting on Principle An Essay on Kantian Ethics 2nd
Edition Cambridge
Cambridge University Press p78 79 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
ONeill O [2000] Bounds of Justice Cambridge Cambridge University Press p67
Ozin P Norton H and Spivey P [2013] PACE ndash A Practical Guide to the Police and Criminal
Evidence Act 1984 3rd
Edition Oxford Oxford University Press p 4
Paton H J [1969] The Moral Law London Hutchinson amp Co ltd p22
Police and Criminal Evidence Act 1984 Ch 60 London HMSO
R v McIlkenny and others [1991] 2 All ER 417 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744d06500000145a7ddf45f8cfdf386
ampdocguid=I59AD10F1E42811DA8FC2A0F0355337E9amphitguid=I59AD10F1E42811DA8FC2A0F
0355337E9amprank=1ampspos=1ampepos=1amptd=1ampcrumb-action=appendampcontext=17ampresolvein=true
[Accessed 28-04-2014]
24
R v Miller [1993] 97 Cr App R 99 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744cc64000001458ea70ccbfa4bdcd
aampdocguid=I60145160E42811DA8FC2A0F0355337E9amphitguid=I60145160E42811DA8FC2A0F0
355337E9amprank=9ampspos=9ampepos=9amptd=14ampcrumb-action=appendampcontext=78ampresolvein=true
[Accessed 22-04-2014]
Rachels J [1986] Kantian Theory The Idea of Human Dignity Random House Inc p1 Available
at httppubliccallutheranedu~chenxiphil345_022pdf [Accessed 20-03-2014]
Royal Commission [undated] cited by Zander M [2011] PACE (The Police and Criminal
Evidence Act 1984) Past Present and Future London LSE Law Society and Economy Working
Papers p3 Available at wwwlseacukcollectionslawwpswpshtm [Accessed 19-03-2014]
Sandel M [2011] Episode 6 ndash Discussion Guide (Advanced) Available at
httpwwwjusticeharvardorgresourcesepisode-6-discussion-guide-advanced [Accessed 27-04-
2014]
Singer G M [undated] cited by ONeill O [2013] Acting on Principle An Essay on Kantian
Ethics 2nd
Edition Cambridge Cambridge University Press p78 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
Stohr K [2010 ndash forthcoming] ldquoKantian Beneficence and the Problem of Obligatory Aidrdquo Journal
of Moral Philosophy p3 Available at
httpwww9georgetownedufacultykes39Stohr_Kantian_Beneficence_and_the_Problem_of
_Obligatory_Aidpdf [Accessed 25-04-2014]
StopWatch [2014] Stop and Search Factsheet Available at httpwwwstop-watchorgget-
informedfactsheetstop-and-search [Accessed 13-03-2014]
Westmarland L [undated] ldquoPolice Culturesrdquo in Newburn T (ed) [2011] Handbook of Policing
2nd
Edition Abingdon Taylor amp Francis p255
Westmarland L [2011] Researching Crime and Justice ndash Tales from the Field London Routledge
p141
Wilding B [undated] ldquoTipping the Scales of Justice A Review of the Impact of PACErdquo in Cape
E and Young R (eds) [2008] Regulating Policing The Police and Criminal Evidence Act 1984
Past Present and Future Portland Hart Publishing p127 130 Available at
httplibmyilibrarycomOpenaspxid=204843ampsrc=0 [Accessed 09-03-2014]
Zupancic A [2000] Ethics of the Real London Verso p16
25
APPENDIX 1
Six Key Principles of Ethical Research
26
Principles procedures and minimum requirements of the Framework for Research Ethics
(FRE)
There are six key principles of ethical research that the ESRC expects to be addressed whenever
applicable
1 Research should be designed reviewed and undertaken to ensure integrity quality and
transparency
2 Research staff and participants must normally be informed fully about the purpose methods and
intended possible uses of the research what their participation in the research entails and what risks
if any are involved Some variation is allowed in very specific research contexts for which detailed
guidance is provided in Section 2
3 The confidentiality of information supplied by research participants and the anonymity of
respondents must be respected
4 Research participants must take part voluntarily free from any coercion
5 Harm to research participants and researchers must be avoided in all instances
6 The independence of research must be clear and any conflicts of interest and partiality must be
explicit
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed
27-04-2014]
27
APPENDIX 2
Ethics Approval Form
28
Request for Ethical Approval
Section 1 ndash to be completed by the researcher
Full name
Jens Knut Elias Klots
Module number and title (student researchers
only)
Extended Research Project [Criminology amp Criminal Investigation]
Research Proposal title
ldquoAn Ethical Analysis of the Police and Criminal Evidence Act 1984rdquo
Funding body applying to if applicable
-
Brief outline of proposal
(including research questions where
appropriate)
You are also asked to
submit with your application copies of
any questionnaires
letters recruitment material you intend to
use if these are available at the time
of requesting approval
The research will ethically evaluate part I III and
IV-V along with the corresponding Codes of Practice [A B C E F and G] using Kantian ethics
Seeking to establish whether the main piece of legislation governing how policing should be carried out in England and Wales can be ethically
justified by Kantian ideologies as well as establishing what ethical issues might be present
etc
Level of research eg staff undergraduate
postgraduate masterrsquos (award related) MPhil
PhD
Undergraduate
Please outline the
methodology that would be implemented in the course of this research
The research will be purely based on secondary
resources using books journals web-sources etc
Please indicate the ethical issues that have
been considered and how these will be
There should be no ethical issues in terms of the research carried out However I have identified
that my choice to only use only one ethical theory for my analysis could be considered biased My
29
addressed
choice however was to ensure that my research will be as focused as possible so a more in depth analysis could be made which will be noted within
the dissertation
Please indicate any
issues that may arise relating to diversity and
equality whilst undertaking this research and how you
will manage these
-
Please indicate how
participants will be de-briefed about their
involvement in the research process and or provided with
opportunities for reflection and evaluation
-
Please answer the following questions by circling or highlighting the appropriate response
1 Will your research project involve young people under the age of 18 NO
YES but not directly ndash primarily teachers If yes do you have an Enhanced Disclosure Certificate from the Criminal Records
Bureau
YES
2 Will your research project involve vulnerable adults
NO
3 For which category of proposal are you applying for ethical approval
Category A
15
suspicion as identified by the Codes of Practice A it can be established that it is comprised from
three different elements Namely
the police may only search for illegal or stolen items
the police may only search an individual based on known facts and information and finally
the police may only search the individual if they believe illegal or stolen items will be found
Attempting to generalise any of these elements of the maxim individually would not be reasonable
as they do not provide enough limitations or guidelines for it to be functional Because the first part
allows the police to search anyone for illegal or stolen items without the necessity of a suspicion
that any such items will be found which would result in a police state where the police could search
anyone they please The necessity of believing that illegal or stolen items will be found upon
conducting a search is added by the third element of the maxim but there are still no requirements
for the police to have any kind of reasonable basis for their decision to stop and search someone as
this is added by the maxims second element However this element cannot be moralised on its own
either as it does not specify what the police may search for However when all three elements of
the maxim are combined all necessary limitations are present meaning the generalisation of it
should not produce a contradictory or illogical result
However passing the test of generalisation does not mean that the maxim is ethical as it must also
be universalisable Meaning it should be able to be enforced as a (hypothetical) law that applies to
everyone unconditionally As the maxim places a requirement on the police to only stop and search
individuals if they have a factual basis for their suspicion to find illegal or stolen items upon
searching the person this should be a universalisable action Because assuming all police officers
were required to follow this maxim it would result in a world where only specific items may be
searched for if they have a factual reason to conduct the search and only if they believe that such
items will be found upon searching the person(s) As this would not produce any undesirable
consequences this maxim would not only pass Kants test of universalisation but also fulfil the
necessary criteria for Singers generalisation principle
This is essentially what the Police and Criminal Evidence Act 1984 and the Codes of Practice A
seeks to do meaning that if the guidelines were followed by the police unlawful stops and searches
should not occur However since there are more aspects to the laws that govern the polices power
to stop and search individuals for illegal or stolen items such as searches based on suspicious
behaviour or searches of suspected gang members other aspects must be explored as well before
16
declaring whether it is ethical or not For this reason the two additional maxims (mentioned earlier)
are needed and must therefore be tested as well As these maxims can be implemented in such
situations by the removal of the need for a factual basis for suspicion and replacing it with either
the possibility to
search individuals acting in an obviously suspicious manner or
search individuals based on clothing piercings andor tattoos if these are known to be worn
by members of gangs that are known to carry illegal or stolen items
As with the various elements of the maxim analysed previously these are also unable to be
moralised individually Because the first of the two does not specify what may be searched for and
neither of the sections specify that the police should expect to find illegal or stolen items upon
stopping and searching an individual As such neither of these elements can function as a maxim on
their own as they are illogical and can neither be generalised nor universalised However when
these are combined with the other elements of the maxims these issues should be resolved thus
passing Kants test of generalisation
Universalising these maxims is a bit more problematic than the one analysed previously through
For example with the first of these two maxims police officers would be enforced to stop and
search anyone that is acting in an obviously suspicious manner for illegal or stolen items if they
believe any such items will be found upon searching them The phrase behaving in an obviously
suspicious manner is a bit of an issue here as there is no definition available as to what can be
classified as such However a reasonable person would probably equate behaving in an obviously
suspicious manner to trying to hide something which is used as an example in the Codes of
Practice A s23 It could therefore be worth substituting the phrase behaving in an obviously
suspicious manner with trying to hide something as this would be more specific However by
doing this the maxim would become much more limited as it would no longer allow individuals
behaving suspiciously in other ways to be searched Nevertheless should this interpretation be used
the likeliness of the maxim passing the test of universalisation might be increased as the likeliness
of it producing a chaotic result would decrease Additionally implementing such an interpretation
would also make it more likely for the maxim to pass Singers generalisation principle As the
conduction of stops and searches of people that are obviously trying to hide something is less likely
to produce an undesirable outcome in comparison to searching anyone acting suspiciously
Finally the universalisation of the third and final of the maxims would enforce the police to stop
17
and search anyone dressed or in any other ways being physically identifiable as a possible member
of a gang known to carry illegal or stolen items if they believe any such items will be found upon
searching them As with the maxim analysed above there are issues related to universalising this
maxim due to the possibility of it causing certain people to be targeted because of the clothes they
wear or any piercings or tattoos on their body being related to or similar to ones connected to a
criminal gang Universalising this maxim could therefore worsen an already prevalent issue where
innocent members of the public get their civil liberties infringed upon due to their personal style
especially as the maxim allows quite a broad range of items accessories and body art to be used as
an indicator for suspicion In a study by Jackson and Smith (2013) the experiences of young people
from London that had been subjected to stop and search was surveyed where the participants
identified what kind of clothing might fit the criteria of being a presumed gang member It was
suggested that ldquoemulating American hip hop artists by wearing low-slung jeans hoodies and
branded trainers and walking and talking in a certain wayrdquo (p6) was stereotyped by the police as
gagster behaviour and dress The same study also identified an experience that was shared by one
of the participants whom stated that ldquoThey just say youre in a drug infested area and youve got a
hood on so were stopping and searching yourdquo (Jackson L and Smith L 2013 p6)
Taking this into consideration it can therefore be seen that the universalisation of a maxim asking
the police to stop and search anyone perceived to be involved with a criminal gang for illegal or
stolen items could result in a form of criminalisation of the hoodie and other specific pieces of
clothing as these are stereotyped as being related to gang membership This would be problematic
as the hoodie in particular is a comfortable and often affordable piece of clothing that is a staple in
the wardrobes of many of societys subcultures such as emos and skaters that are generally not
stereotyped as criminals (Braddock K 2011) As such it can be established that neither Kant nor
Singer would be able to universalise this maxim as having officers search anyone wearing specific
clothes would neither be reasonable nor produce any desirable consequences
522 Issues
While two out of three of the different maxims appear to be moral in the eyes of Kant there are still
some issues relating to them which must be acknowledged Primarily there might be an issue with
these maxims being too specific as it has been noted that ldquoany maxim that is highly restricted is
likely to pass the universalisability testrdquo [Guyer P 2007 cited by Perold L M 2010 p19]
because the more descriptive a maxim is the less likely it is that it would become contradictory As
all of the maxims created from the Codes of Practice A are highly restrictive specifying who may
carry out the act under what circumstances they may carry it out and the limitations of the actions
18
itself Additionally as noted earlier in this chapter the maxims cannot be made more general either
as this would prevent them from being moralised this means that there is a risk of these maxims
passing the tests of universalisation and generalisation simply because of their overly descriptive
nature rather than actually being moral
There might also be an issue with the phrasing of the maxims specifically the use of the term
police officers as this might cause some uncertainties regarding exactly who the maxim applies to
Because by using the term police officer or even police it becomes questionable if an officer must
be in uniform in other words his or her position as a police officer is overt when carrying out the
search However since these maxims need to be exclusive to the police it could be hard to bypass
this issue without adding yet another specification to it that clarifies whether there is a need for the
officer to be in uniform or not
Finally there could also be an issue of the maxims conflicting with each other as the first of the
maxims states that the decision to stop and search someone needs to be in accordance with known
facts and information Something that might not be available when a stop and search is made
utilising the second or third maxim as these can be initiated without a need of known facts or
information This raises a question to whether one of the maxims would naturally take precedence
over the others as all three maxims regarding stop and search can never operate at the same time
Generally Kantianism argues that when one is faced with opposing maxims the perfect duty will
always take precedence over an imperfect one (Stohr K 2010 p3) However as all of the maxims
are addressing what is essentially the same action being the possibility to stop and search
individuals for illegal andor stolen items this could be problematic Furthermore while there are
three maxims identified within this study there also exists another fourth maxim which concerns
the possibility of not searching anyone for illegal or stolen items This fourth maxim is also
considered a perfect duty as it would generally be easier to universalise not searching people as
opposed to searching individuals fitting certain requirements This means that the maxim regarding
the omission to act would in this case take precedence over the other maxims identified within this
research essentially rendering them powerless
19
Chapter 6
Conclusion
From this study it can be seen that the legislation governing a heavily criticised police power such
as stop and search has the possibility to be morally justifiable by the ethical frameworks developed
by Kant Because while Kants ethical theory does not rectify or justify the issue of ethnic minorities
being subjected to a disproportionate amount of stops and searches in comparison to Caucasians it
is important to remember that the ldquolaw in theory and the law in practice differrdquo (Westmarland L in
Newburn T 2011 p255) Meaning that the moralisation of the legislation does not ensure that it
will be applied ethically by the police Additionally as Kantian ethics values the motivation behind
ones actions over the consequences produced from them the potential issues caused by ones actions
are irrelevant as long as the action itself can be universalised without producing a chaotic or
undesirable result
However as there are several layers to stop and search there are some implications to morally
justifying this power as it is multi-faceted Being designed to deal with a variety of different
situations and bases from which suspicion might arise to justify the stopping and searching of an
individual Because while Kantian ethics can ethically justify police officers to stop and search
individuals for illegal or stolen items if it is in accordance with known facts and information and
they believe that such items will be found upon searching the person this encompasses only one of
the many facets of the power As such the power cannot be justified as a whole as any maxim used
to describe it would not provide the necessary limitations needed for it to successfully pass the tests
of generalisation and universalisation
While the power cannot be moralised as a whole it is possible to create two additional maxims
using the limitations and exceptions to the necessity criteria of reasonable suspicion found in the
Codes of Practice A to create an additional two maxims These represent two additional facets of
stop and search being that
police officers may stop and search individuals acting in an obviously suspicious manner for
illegal or stolen items but only if they suspect that such items will be found upon searching the
person and
police officers may stop and search individuals based on articles of clothing piercings
andor tattoos if these are known to be worn by members of a gang(s) that are known to carry
20
illegal or stolen items and only if the police suspects that such items will be found upon searching
the person
However only the first of these two maxims can be justified utilising Kants ethical framework and
Singers generalisation principle because the latter cannot be universalised without becoming
unreasonable Furthermore the latter cannot be justified without providing further limitations
requiring the phrase acting in an obviously suspicious manner to be replaced by obviously hiding
something
From the issues presented from the creation of the two additional maxims above it can be
established that stop and search cannot be considered morally justifiable under all circumstances
Because different situations calls for different maxims meaning that should the search not be
initiated based on known facts or information it is unlikely to be ethical Nevertheless even though
all facets of this police power cannot be morally justified it does seem that the majority of them can
be considered ethical to some extent Meaning the legislation governing it is generally ethical but
as a whole it becomes a bit of a moral ambiguity This shows that the police power as identified by
the Police and Criminal Evidence Act 1984 and the Codes of Practice A has a potential to be
ethically justified with the exception of the section permitting searches where physical appearance
can be used as a basis for suspicion Additionally this research identified that the reasons for why
this particular section is not justifiable could also be part of the reason to the disproportionate
amount of searches of ethnic minorities As it might provide officers maliciously targeting
minorities with a possibility to justify their actions by claiming a particular article of clothing body
art or similar was the reason for the stop
As such it can be established that the legislation governing the polices power to stop and search
individuals for prohibited or stolen articles cannot be fully moralised as not all sections of the
Police and Criminal Evidence Act 1984 or the Codes of Practice A concerning this power can be
ethically justified However while the legislation as whole is morally ambiguous at best the
searches conducted with factual information as a basis for suspicion suggests that the sections of the
legislation addressing this type of search cannot be implemented in an unethical manner Because as
the universalised maxim requires the police to act in a manner promoted by the Act and Codes this
shows that any unethical searches carried out using this type of search are caused as a result of
police misconduct rather than an actual issue with the legislation
21
However it should be noted that this research can only provide a limited account of the morality of
this police power as it has only explored it through the limitations put upon it through the necessity
requirement of reasonable suspicion Additionally it can only account for the morality of the
sections of the Police and Criminal Evidence Act 1984 and the Codes of Practice A addressing this
particular police power and only through the limitations explored within this research Finally it is
also important to recognise that the police power has only been analysed using a Kantian approach
to ethics and morality This means that further studies of the police power and indeed the Act and
Codes in general are needed in order to provide a more accurate account of the morality and ethical
issues present It is therefore suggested that additional research should be carried out to study the
legislation governing the power of stop and search utilising other ethical theories or utilising
Kantian ethics with a different focus point of the legislation
However while further research is needed in order to gain a more accurate account of the overall
morality of the police power and the legislation governing it it does not mean the research
presented in this paper is of any less value Because even though the study can only provide a
limited account of the legislations morality it has succeeded in presenting the probabilities for the
moral justification of the Acts first part along with the associated Codes of Practice as well as
identifying that the issues connected to the Act may be caused primarily by the polices failure to
accurately conduct stops and searches according to the law Meaning the research has produced
some valuable results in addition to providing a stepping stone for further research on the topic
22
Bibliography
BBC [2014] Duty-Based Ethics Available at
httpwwwbbccoukethicsintroductionduty_1shtml [Accessed 20-03-2014]
Benz S [2010] ldquoThe Police and Criminal Evidence Act 1984 balancing civil liberties and public
securityrdquo Diffusion 5(2) Available at httpatpuclanacukbuddypressdiffusionp=1255
[Accessed 25-04-2014]
Bowling B and Phillips C [2007] Disproportionate and Discriminatory Reviewing the Evidence
on Police Stop and Search Oxford Blackwell Publishing p958 httpwwwstop-
watchorguploadsdocumentsmodern_law_reviewpdf
Braddock K [2011] ldquoThe Power of the Hoodierdquo The Guardian Available at
httpwwwtheguardiancomuk2011aug09power-of-the-hoodie [Accessed21-04-2014]
Codes of Practice A
Council of Europe [2010] European Convention on Human Rights Strasbourg European Court of
Human Rights p 7 Available at httpwwwechrcoeintDocumentsConvention_ENGpdf
[Accessed 09-03-2014]
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed 01-
04-2014]
The Economist [1990] End Game Available
athttpgogalegroupcompsidoid=GALE7CA9390713ampv=21ampu=uceampit=rampp=SPJSP0
0ampsw=wampasid=f6f778fcf0a20b3f0f18df5e20a57f27 [Accessed 19-03-2014]
Fahy P [undated] ldquoForewordrdquo In Ozin P Norton H and Spivey P [2013] PACE ndash A Practical
Guide to the Police and Criminal Evidence Act 1984 3rd
Edition Oxford Oxford University Press
p v
Flick U [2011] Introducing Research Methodology London Sage p 125
Garret J [2006] Kants Duty Ethics Available at
httppeoplewkuedujangarrettethicskanthtm [Accessed 20-03-2014]
Govuk [2013] Guidance Police and Criminal Evidence Act 1984 (PACE) Codes of Practice
London Home Office Available at httpswwwgovukpolice-and-criminal-evidence-act-1984-
pace-codes-of-practice [Accessed 02-04-2014]
Guyer P (2007) cited by Perold L M [2010] Does Immanuel Kants Categorical Imperative
Commit Him to the View that Lying is Always Morally Wrong Master of Arts thesis University of
the Witwatersrand p 19 Available at
httpwiredspacewitsaczabitstreamhandle1053910096M20Perold20Research20Reportp
dfsequence=2 [Accessed 24-04-2014]
23
Hart HLA [1958] cited by Green L [2012] ldquoIntroductionrdquo in Hart H L A [2012] The
Concept of Law 3rd
Edition Oxford Oxford University Press p xxxiii Available at
httpbooksgooglecoukbookshl=enamplr=ampid=53u8K7jNGioCampoi=fndamppg=PP2ampdq=law+and+
moralityampots=3fiRAxxSFFampsig=BoQfC4sR_Lnb-
GD4OzEUXvIryfov=onepageampq=law20and20moralityampf=false [Accessed 12-04-2014]
Jackson L and Smith L [2013] Research into young Londoners experiences and perceptions of
stop and search London Office for Public Management p 6 Available at
httpwwwlondongovuksitesdefaultfiles14-02-06-OPM20-
20Young20peoples20views20stop20and20search20-20FINALpdf [Accessed 21-
04-2014]
Joseph I And Gunter A [2011] Gangs Revisited Whats a Gang and Whats Race Got to Do with
It - Politics and Policy into Practice London Runnymede p3 Available at
httpwwwrunnymedetrustorguploadspublicationspdfsGangsRevisited(online)-2011pdf
[Accessed 08-04-2014]
Kumar R [2011] Research Methodology a Step-by-Step Guide for Beginners London Sage
p139 164
Mawby R and Wright A [2005] Police Accountability in the United Kingdom p6 Available at
httpwwwhumanrightsinitiativeorgprogramsajpoliceres_matpolice_accountability_in_ukpdf
[Accessed 02-04-2014]
McQueen R A and Knussen C [2002] Research Methods for Social Science ndash an Introduction
Harlow Pearson pp83-85 84-85
ONeill O [2013] Acting on Principle An Essay on Kantian Ethics 2nd
Edition Cambridge
Cambridge University Press p78 79 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
ONeill O [2000] Bounds of Justice Cambridge Cambridge University Press p67
Ozin P Norton H and Spivey P [2013] PACE ndash A Practical Guide to the Police and Criminal
Evidence Act 1984 3rd
Edition Oxford Oxford University Press p 4
Paton H J [1969] The Moral Law London Hutchinson amp Co ltd p22
Police and Criminal Evidence Act 1984 Ch 60 London HMSO
R v McIlkenny and others [1991] 2 All ER 417 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744d06500000145a7ddf45f8cfdf386
ampdocguid=I59AD10F1E42811DA8FC2A0F0355337E9amphitguid=I59AD10F1E42811DA8FC2A0F
0355337E9amprank=1ampspos=1ampepos=1amptd=1ampcrumb-action=appendampcontext=17ampresolvein=true
[Accessed 28-04-2014]
24
R v Miller [1993] 97 Cr App R 99 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744cc64000001458ea70ccbfa4bdcd
aampdocguid=I60145160E42811DA8FC2A0F0355337E9amphitguid=I60145160E42811DA8FC2A0F0
355337E9amprank=9ampspos=9ampepos=9amptd=14ampcrumb-action=appendampcontext=78ampresolvein=true
[Accessed 22-04-2014]
Rachels J [1986] Kantian Theory The Idea of Human Dignity Random House Inc p1 Available
at httppubliccallutheranedu~chenxiphil345_022pdf [Accessed 20-03-2014]
Royal Commission [undated] cited by Zander M [2011] PACE (The Police and Criminal
Evidence Act 1984) Past Present and Future London LSE Law Society and Economy Working
Papers p3 Available at wwwlseacukcollectionslawwpswpshtm [Accessed 19-03-2014]
Sandel M [2011] Episode 6 ndash Discussion Guide (Advanced) Available at
httpwwwjusticeharvardorgresourcesepisode-6-discussion-guide-advanced [Accessed 27-04-
2014]
Singer G M [undated] cited by ONeill O [2013] Acting on Principle An Essay on Kantian
Ethics 2nd
Edition Cambridge Cambridge University Press p78 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
Stohr K [2010 ndash forthcoming] ldquoKantian Beneficence and the Problem of Obligatory Aidrdquo Journal
of Moral Philosophy p3 Available at
httpwww9georgetownedufacultykes39Stohr_Kantian_Beneficence_and_the_Problem_of
_Obligatory_Aidpdf [Accessed 25-04-2014]
StopWatch [2014] Stop and Search Factsheet Available at httpwwwstop-watchorgget-
informedfactsheetstop-and-search [Accessed 13-03-2014]
Westmarland L [undated] ldquoPolice Culturesrdquo in Newburn T (ed) [2011] Handbook of Policing
2nd
Edition Abingdon Taylor amp Francis p255
Westmarland L [2011] Researching Crime and Justice ndash Tales from the Field London Routledge
p141
Wilding B [undated] ldquoTipping the Scales of Justice A Review of the Impact of PACErdquo in Cape
E and Young R (eds) [2008] Regulating Policing The Police and Criminal Evidence Act 1984
Past Present and Future Portland Hart Publishing p127 130 Available at
httplibmyilibrarycomOpenaspxid=204843ampsrc=0 [Accessed 09-03-2014]
Zupancic A [2000] Ethics of the Real London Verso p16
25
APPENDIX 1
Six Key Principles of Ethical Research
26
Principles procedures and minimum requirements of the Framework for Research Ethics
(FRE)
There are six key principles of ethical research that the ESRC expects to be addressed whenever
applicable
1 Research should be designed reviewed and undertaken to ensure integrity quality and
transparency
2 Research staff and participants must normally be informed fully about the purpose methods and
intended possible uses of the research what their participation in the research entails and what risks
if any are involved Some variation is allowed in very specific research contexts for which detailed
guidance is provided in Section 2
3 The confidentiality of information supplied by research participants and the anonymity of
respondents must be respected
4 Research participants must take part voluntarily free from any coercion
5 Harm to research participants and researchers must be avoided in all instances
6 The independence of research must be clear and any conflicts of interest and partiality must be
explicit
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed
27-04-2014]
27
APPENDIX 2
Ethics Approval Form
28
Request for Ethical Approval
Section 1 ndash to be completed by the researcher
Full name
Jens Knut Elias Klots
Module number and title (student researchers
only)
Extended Research Project [Criminology amp Criminal Investigation]
Research Proposal title
ldquoAn Ethical Analysis of the Police and Criminal Evidence Act 1984rdquo
Funding body applying to if applicable
-
Brief outline of proposal
(including research questions where
appropriate)
You are also asked to
submit with your application copies of
any questionnaires
letters recruitment material you intend to
use if these are available at the time
of requesting approval
The research will ethically evaluate part I III and
IV-V along with the corresponding Codes of Practice [A B C E F and G] using Kantian ethics
Seeking to establish whether the main piece of legislation governing how policing should be carried out in England and Wales can be ethically
justified by Kantian ideologies as well as establishing what ethical issues might be present
etc
Level of research eg staff undergraduate
postgraduate masterrsquos (award related) MPhil
PhD
Undergraduate
Please outline the
methodology that would be implemented in the course of this research
The research will be purely based on secondary
resources using books journals web-sources etc
Please indicate the ethical issues that have
been considered and how these will be
There should be no ethical issues in terms of the research carried out However I have identified
that my choice to only use only one ethical theory for my analysis could be considered biased My
29
addressed
choice however was to ensure that my research will be as focused as possible so a more in depth analysis could be made which will be noted within
the dissertation
Please indicate any
issues that may arise relating to diversity and
equality whilst undertaking this research and how you
will manage these
-
Please indicate how
participants will be de-briefed about their
involvement in the research process and or provided with
opportunities for reflection and evaluation
-
Please answer the following questions by circling or highlighting the appropriate response
1 Will your research project involve young people under the age of 18 NO
YES but not directly ndash primarily teachers If yes do you have an Enhanced Disclosure Certificate from the Criminal Records
Bureau
YES
2 Will your research project involve vulnerable adults
NO
3 For which category of proposal are you applying for ethical approval
Category A
16
declaring whether it is ethical or not For this reason the two additional maxims (mentioned earlier)
are needed and must therefore be tested as well As these maxims can be implemented in such
situations by the removal of the need for a factual basis for suspicion and replacing it with either
the possibility to
search individuals acting in an obviously suspicious manner or
search individuals based on clothing piercings andor tattoos if these are known to be worn
by members of gangs that are known to carry illegal or stolen items
As with the various elements of the maxim analysed previously these are also unable to be
moralised individually Because the first of the two does not specify what may be searched for and
neither of the sections specify that the police should expect to find illegal or stolen items upon
stopping and searching an individual As such neither of these elements can function as a maxim on
their own as they are illogical and can neither be generalised nor universalised However when
these are combined with the other elements of the maxims these issues should be resolved thus
passing Kants test of generalisation
Universalising these maxims is a bit more problematic than the one analysed previously through
For example with the first of these two maxims police officers would be enforced to stop and
search anyone that is acting in an obviously suspicious manner for illegal or stolen items if they
believe any such items will be found upon searching them The phrase behaving in an obviously
suspicious manner is a bit of an issue here as there is no definition available as to what can be
classified as such However a reasonable person would probably equate behaving in an obviously
suspicious manner to trying to hide something which is used as an example in the Codes of
Practice A s23 It could therefore be worth substituting the phrase behaving in an obviously
suspicious manner with trying to hide something as this would be more specific However by
doing this the maxim would become much more limited as it would no longer allow individuals
behaving suspiciously in other ways to be searched Nevertheless should this interpretation be used
the likeliness of the maxim passing the test of universalisation might be increased as the likeliness
of it producing a chaotic result would decrease Additionally implementing such an interpretation
would also make it more likely for the maxim to pass Singers generalisation principle As the
conduction of stops and searches of people that are obviously trying to hide something is less likely
to produce an undesirable outcome in comparison to searching anyone acting suspiciously
Finally the universalisation of the third and final of the maxims would enforce the police to stop
17
and search anyone dressed or in any other ways being physically identifiable as a possible member
of a gang known to carry illegal or stolen items if they believe any such items will be found upon
searching them As with the maxim analysed above there are issues related to universalising this
maxim due to the possibility of it causing certain people to be targeted because of the clothes they
wear or any piercings or tattoos on their body being related to or similar to ones connected to a
criminal gang Universalising this maxim could therefore worsen an already prevalent issue where
innocent members of the public get their civil liberties infringed upon due to their personal style
especially as the maxim allows quite a broad range of items accessories and body art to be used as
an indicator for suspicion In a study by Jackson and Smith (2013) the experiences of young people
from London that had been subjected to stop and search was surveyed where the participants
identified what kind of clothing might fit the criteria of being a presumed gang member It was
suggested that ldquoemulating American hip hop artists by wearing low-slung jeans hoodies and
branded trainers and walking and talking in a certain wayrdquo (p6) was stereotyped by the police as
gagster behaviour and dress The same study also identified an experience that was shared by one
of the participants whom stated that ldquoThey just say youre in a drug infested area and youve got a
hood on so were stopping and searching yourdquo (Jackson L and Smith L 2013 p6)
Taking this into consideration it can therefore be seen that the universalisation of a maxim asking
the police to stop and search anyone perceived to be involved with a criminal gang for illegal or
stolen items could result in a form of criminalisation of the hoodie and other specific pieces of
clothing as these are stereotyped as being related to gang membership This would be problematic
as the hoodie in particular is a comfortable and often affordable piece of clothing that is a staple in
the wardrobes of many of societys subcultures such as emos and skaters that are generally not
stereotyped as criminals (Braddock K 2011) As such it can be established that neither Kant nor
Singer would be able to universalise this maxim as having officers search anyone wearing specific
clothes would neither be reasonable nor produce any desirable consequences
522 Issues
While two out of three of the different maxims appear to be moral in the eyes of Kant there are still
some issues relating to them which must be acknowledged Primarily there might be an issue with
these maxims being too specific as it has been noted that ldquoany maxim that is highly restricted is
likely to pass the universalisability testrdquo [Guyer P 2007 cited by Perold L M 2010 p19]
because the more descriptive a maxim is the less likely it is that it would become contradictory As
all of the maxims created from the Codes of Practice A are highly restrictive specifying who may
carry out the act under what circumstances they may carry it out and the limitations of the actions
18
itself Additionally as noted earlier in this chapter the maxims cannot be made more general either
as this would prevent them from being moralised this means that there is a risk of these maxims
passing the tests of universalisation and generalisation simply because of their overly descriptive
nature rather than actually being moral
There might also be an issue with the phrasing of the maxims specifically the use of the term
police officers as this might cause some uncertainties regarding exactly who the maxim applies to
Because by using the term police officer or even police it becomes questionable if an officer must
be in uniform in other words his or her position as a police officer is overt when carrying out the
search However since these maxims need to be exclusive to the police it could be hard to bypass
this issue without adding yet another specification to it that clarifies whether there is a need for the
officer to be in uniform or not
Finally there could also be an issue of the maxims conflicting with each other as the first of the
maxims states that the decision to stop and search someone needs to be in accordance with known
facts and information Something that might not be available when a stop and search is made
utilising the second or third maxim as these can be initiated without a need of known facts or
information This raises a question to whether one of the maxims would naturally take precedence
over the others as all three maxims regarding stop and search can never operate at the same time
Generally Kantianism argues that when one is faced with opposing maxims the perfect duty will
always take precedence over an imperfect one (Stohr K 2010 p3) However as all of the maxims
are addressing what is essentially the same action being the possibility to stop and search
individuals for illegal andor stolen items this could be problematic Furthermore while there are
three maxims identified within this study there also exists another fourth maxim which concerns
the possibility of not searching anyone for illegal or stolen items This fourth maxim is also
considered a perfect duty as it would generally be easier to universalise not searching people as
opposed to searching individuals fitting certain requirements This means that the maxim regarding
the omission to act would in this case take precedence over the other maxims identified within this
research essentially rendering them powerless
19
Chapter 6
Conclusion
From this study it can be seen that the legislation governing a heavily criticised police power such
as stop and search has the possibility to be morally justifiable by the ethical frameworks developed
by Kant Because while Kants ethical theory does not rectify or justify the issue of ethnic minorities
being subjected to a disproportionate amount of stops and searches in comparison to Caucasians it
is important to remember that the ldquolaw in theory and the law in practice differrdquo (Westmarland L in
Newburn T 2011 p255) Meaning that the moralisation of the legislation does not ensure that it
will be applied ethically by the police Additionally as Kantian ethics values the motivation behind
ones actions over the consequences produced from them the potential issues caused by ones actions
are irrelevant as long as the action itself can be universalised without producing a chaotic or
undesirable result
However as there are several layers to stop and search there are some implications to morally
justifying this power as it is multi-faceted Being designed to deal with a variety of different
situations and bases from which suspicion might arise to justify the stopping and searching of an
individual Because while Kantian ethics can ethically justify police officers to stop and search
individuals for illegal or stolen items if it is in accordance with known facts and information and
they believe that such items will be found upon searching the person this encompasses only one of
the many facets of the power As such the power cannot be justified as a whole as any maxim used
to describe it would not provide the necessary limitations needed for it to successfully pass the tests
of generalisation and universalisation
While the power cannot be moralised as a whole it is possible to create two additional maxims
using the limitations and exceptions to the necessity criteria of reasonable suspicion found in the
Codes of Practice A to create an additional two maxims These represent two additional facets of
stop and search being that
police officers may stop and search individuals acting in an obviously suspicious manner for
illegal or stolen items but only if they suspect that such items will be found upon searching the
person and
police officers may stop and search individuals based on articles of clothing piercings
andor tattoos if these are known to be worn by members of a gang(s) that are known to carry
20
illegal or stolen items and only if the police suspects that such items will be found upon searching
the person
However only the first of these two maxims can be justified utilising Kants ethical framework and
Singers generalisation principle because the latter cannot be universalised without becoming
unreasonable Furthermore the latter cannot be justified without providing further limitations
requiring the phrase acting in an obviously suspicious manner to be replaced by obviously hiding
something
From the issues presented from the creation of the two additional maxims above it can be
established that stop and search cannot be considered morally justifiable under all circumstances
Because different situations calls for different maxims meaning that should the search not be
initiated based on known facts or information it is unlikely to be ethical Nevertheless even though
all facets of this police power cannot be morally justified it does seem that the majority of them can
be considered ethical to some extent Meaning the legislation governing it is generally ethical but
as a whole it becomes a bit of a moral ambiguity This shows that the police power as identified by
the Police and Criminal Evidence Act 1984 and the Codes of Practice A has a potential to be
ethically justified with the exception of the section permitting searches where physical appearance
can be used as a basis for suspicion Additionally this research identified that the reasons for why
this particular section is not justifiable could also be part of the reason to the disproportionate
amount of searches of ethnic minorities As it might provide officers maliciously targeting
minorities with a possibility to justify their actions by claiming a particular article of clothing body
art or similar was the reason for the stop
As such it can be established that the legislation governing the polices power to stop and search
individuals for prohibited or stolen articles cannot be fully moralised as not all sections of the
Police and Criminal Evidence Act 1984 or the Codes of Practice A concerning this power can be
ethically justified However while the legislation as whole is morally ambiguous at best the
searches conducted with factual information as a basis for suspicion suggests that the sections of the
legislation addressing this type of search cannot be implemented in an unethical manner Because as
the universalised maxim requires the police to act in a manner promoted by the Act and Codes this
shows that any unethical searches carried out using this type of search are caused as a result of
police misconduct rather than an actual issue with the legislation
21
However it should be noted that this research can only provide a limited account of the morality of
this police power as it has only explored it through the limitations put upon it through the necessity
requirement of reasonable suspicion Additionally it can only account for the morality of the
sections of the Police and Criminal Evidence Act 1984 and the Codes of Practice A addressing this
particular police power and only through the limitations explored within this research Finally it is
also important to recognise that the police power has only been analysed using a Kantian approach
to ethics and morality This means that further studies of the police power and indeed the Act and
Codes in general are needed in order to provide a more accurate account of the morality and ethical
issues present It is therefore suggested that additional research should be carried out to study the
legislation governing the power of stop and search utilising other ethical theories or utilising
Kantian ethics with a different focus point of the legislation
However while further research is needed in order to gain a more accurate account of the overall
morality of the police power and the legislation governing it it does not mean the research
presented in this paper is of any less value Because even though the study can only provide a
limited account of the legislations morality it has succeeded in presenting the probabilities for the
moral justification of the Acts first part along with the associated Codes of Practice as well as
identifying that the issues connected to the Act may be caused primarily by the polices failure to
accurately conduct stops and searches according to the law Meaning the research has produced
some valuable results in addition to providing a stepping stone for further research on the topic
22
Bibliography
BBC [2014] Duty-Based Ethics Available at
httpwwwbbccoukethicsintroductionduty_1shtml [Accessed 20-03-2014]
Benz S [2010] ldquoThe Police and Criminal Evidence Act 1984 balancing civil liberties and public
securityrdquo Diffusion 5(2) Available at httpatpuclanacukbuddypressdiffusionp=1255
[Accessed 25-04-2014]
Bowling B and Phillips C [2007] Disproportionate and Discriminatory Reviewing the Evidence
on Police Stop and Search Oxford Blackwell Publishing p958 httpwwwstop-
watchorguploadsdocumentsmodern_law_reviewpdf
Braddock K [2011] ldquoThe Power of the Hoodierdquo The Guardian Available at
httpwwwtheguardiancomuk2011aug09power-of-the-hoodie [Accessed21-04-2014]
Codes of Practice A
Council of Europe [2010] European Convention on Human Rights Strasbourg European Court of
Human Rights p 7 Available at httpwwwechrcoeintDocumentsConvention_ENGpdf
[Accessed 09-03-2014]
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed 01-
04-2014]
The Economist [1990] End Game Available
athttpgogalegroupcompsidoid=GALE7CA9390713ampv=21ampu=uceampit=rampp=SPJSP0
0ampsw=wampasid=f6f778fcf0a20b3f0f18df5e20a57f27 [Accessed 19-03-2014]
Fahy P [undated] ldquoForewordrdquo In Ozin P Norton H and Spivey P [2013] PACE ndash A Practical
Guide to the Police and Criminal Evidence Act 1984 3rd
Edition Oxford Oxford University Press
p v
Flick U [2011] Introducing Research Methodology London Sage p 125
Garret J [2006] Kants Duty Ethics Available at
httppeoplewkuedujangarrettethicskanthtm [Accessed 20-03-2014]
Govuk [2013] Guidance Police and Criminal Evidence Act 1984 (PACE) Codes of Practice
London Home Office Available at httpswwwgovukpolice-and-criminal-evidence-act-1984-
pace-codes-of-practice [Accessed 02-04-2014]
Guyer P (2007) cited by Perold L M [2010] Does Immanuel Kants Categorical Imperative
Commit Him to the View that Lying is Always Morally Wrong Master of Arts thesis University of
the Witwatersrand p 19 Available at
httpwiredspacewitsaczabitstreamhandle1053910096M20Perold20Research20Reportp
dfsequence=2 [Accessed 24-04-2014]
23
Hart HLA [1958] cited by Green L [2012] ldquoIntroductionrdquo in Hart H L A [2012] The
Concept of Law 3rd
Edition Oxford Oxford University Press p xxxiii Available at
httpbooksgooglecoukbookshl=enamplr=ampid=53u8K7jNGioCampoi=fndamppg=PP2ampdq=law+and+
moralityampots=3fiRAxxSFFampsig=BoQfC4sR_Lnb-
GD4OzEUXvIryfov=onepageampq=law20and20moralityampf=false [Accessed 12-04-2014]
Jackson L and Smith L [2013] Research into young Londoners experiences and perceptions of
stop and search London Office for Public Management p 6 Available at
httpwwwlondongovuksitesdefaultfiles14-02-06-OPM20-
20Young20peoples20views20stop20and20search20-20FINALpdf [Accessed 21-
04-2014]
Joseph I And Gunter A [2011] Gangs Revisited Whats a Gang and Whats Race Got to Do with
It - Politics and Policy into Practice London Runnymede p3 Available at
httpwwwrunnymedetrustorguploadspublicationspdfsGangsRevisited(online)-2011pdf
[Accessed 08-04-2014]
Kumar R [2011] Research Methodology a Step-by-Step Guide for Beginners London Sage
p139 164
Mawby R and Wright A [2005] Police Accountability in the United Kingdom p6 Available at
httpwwwhumanrightsinitiativeorgprogramsajpoliceres_matpolice_accountability_in_ukpdf
[Accessed 02-04-2014]
McQueen R A and Knussen C [2002] Research Methods for Social Science ndash an Introduction
Harlow Pearson pp83-85 84-85
ONeill O [2013] Acting on Principle An Essay on Kantian Ethics 2nd
Edition Cambridge
Cambridge University Press p78 79 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
ONeill O [2000] Bounds of Justice Cambridge Cambridge University Press p67
Ozin P Norton H and Spivey P [2013] PACE ndash A Practical Guide to the Police and Criminal
Evidence Act 1984 3rd
Edition Oxford Oxford University Press p 4
Paton H J [1969] The Moral Law London Hutchinson amp Co ltd p22
Police and Criminal Evidence Act 1984 Ch 60 London HMSO
R v McIlkenny and others [1991] 2 All ER 417 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744d06500000145a7ddf45f8cfdf386
ampdocguid=I59AD10F1E42811DA8FC2A0F0355337E9amphitguid=I59AD10F1E42811DA8FC2A0F
0355337E9amprank=1ampspos=1ampepos=1amptd=1ampcrumb-action=appendampcontext=17ampresolvein=true
[Accessed 28-04-2014]
24
R v Miller [1993] 97 Cr App R 99 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744cc64000001458ea70ccbfa4bdcd
aampdocguid=I60145160E42811DA8FC2A0F0355337E9amphitguid=I60145160E42811DA8FC2A0F0
355337E9amprank=9ampspos=9ampepos=9amptd=14ampcrumb-action=appendampcontext=78ampresolvein=true
[Accessed 22-04-2014]
Rachels J [1986] Kantian Theory The Idea of Human Dignity Random House Inc p1 Available
at httppubliccallutheranedu~chenxiphil345_022pdf [Accessed 20-03-2014]
Royal Commission [undated] cited by Zander M [2011] PACE (The Police and Criminal
Evidence Act 1984) Past Present and Future London LSE Law Society and Economy Working
Papers p3 Available at wwwlseacukcollectionslawwpswpshtm [Accessed 19-03-2014]
Sandel M [2011] Episode 6 ndash Discussion Guide (Advanced) Available at
httpwwwjusticeharvardorgresourcesepisode-6-discussion-guide-advanced [Accessed 27-04-
2014]
Singer G M [undated] cited by ONeill O [2013] Acting on Principle An Essay on Kantian
Ethics 2nd
Edition Cambridge Cambridge University Press p78 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
Stohr K [2010 ndash forthcoming] ldquoKantian Beneficence and the Problem of Obligatory Aidrdquo Journal
of Moral Philosophy p3 Available at
httpwww9georgetownedufacultykes39Stohr_Kantian_Beneficence_and_the_Problem_of
_Obligatory_Aidpdf [Accessed 25-04-2014]
StopWatch [2014] Stop and Search Factsheet Available at httpwwwstop-watchorgget-
informedfactsheetstop-and-search [Accessed 13-03-2014]
Westmarland L [undated] ldquoPolice Culturesrdquo in Newburn T (ed) [2011] Handbook of Policing
2nd
Edition Abingdon Taylor amp Francis p255
Westmarland L [2011] Researching Crime and Justice ndash Tales from the Field London Routledge
p141
Wilding B [undated] ldquoTipping the Scales of Justice A Review of the Impact of PACErdquo in Cape
E and Young R (eds) [2008] Regulating Policing The Police and Criminal Evidence Act 1984
Past Present and Future Portland Hart Publishing p127 130 Available at
httplibmyilibrarycomOpenaspxid=204843ampsrc=0 [Accessed 09-03-2014]
Zupancic A [2000] Ethics of the Real London Verso p16
25
APPENDIX 1
Six Key Principles of Ethical Research
26
Principles procedures and minimum requirements of the Framework for Research Ethics
(FRE)
There are six key principles of ethical research that the ESRC expects to be addressed whenever
applicable
1 Research should be designed reviewed and undertaken to ensure integrity quality and
transparency
2 Research staff and participants must normally be informed fully about the purpose methods and
intended possible uses of the research what their participation in the research entails and what risks
if any are involved Some variation is allowed in very specific research contexts for which detailed
guidance is provided in Section 2
3 The confidentiality of information supplied by research participants and the anonymity of
respondents must be respected
4 Research participants must take part voluntarily free from any coercion
5 Harm to research participants and researchers must be avoided in all instances
6 The independence of research must be clear and any conflicts of interest and partiality must be
explicit
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed
27-04-2014]
27
APPENDIX 2
Ethics Approval Form
28
Request for Ethical Approval
Section 1 ndash to be completed by the researcher
Full name
Jens Knut Elias Klots
Module number and title (student researchers
only)
Extended Research Project [Criminology amp Criminal Investigation]
Research Proposal title
ldquoAn Ethical Analysis of the Police and Criminal Evidence Act 1984rdquo
Funding body applying to if applicable
-
Brief outline of proposal
(including research questions where
appropriate)
You are also asked to
submit with your application copies of
any questionnaires
letters recruitment material you intend to
use if these are available at the time
of requesting approval
The research will ethically evaluate part I III and
IV-V along with the corresponding Codes of Practice [A B C E F and G] using Kantian ethics
Seeking to establish whether the main piece of legislation governing how policing should be carried out in England and Wales can be ethically
justified by Kantian ideologies as well as establishing what ethical issues might be present
etc
Level of research eg staff undergraduate
postgraduate masterrsquos (award related) MPhil
PhD
Undergraduate
Please outline the
methodology that would be implemented in the course of this research
The research will be purely based on secondary
resources using books journals web-sources etc
Please indicate the ethical issues that have
been considered and how these will be
There should be no ethical issues in terms of the research carried out However I have identified
that my choice to only use only one ethical theory for my analysis could be considered biased My
29
addressed
choice however was to ensure that my research will be as focused as possible so a more in depth analysis could be made which will be noted within
the dissertation
Please indicate any
issues that may arise relating to diversity and
equality whilst undertaking this research and how you
will manage these
-
Please indicate how
participants will be de-briefed about their
involvement in the research process and or provided with
opportunities for reflection and evaluation
-
Please answer the following questions by circling or highlighting the appropriate response
1 Will your research project involve young people under the age of 18 NO
YES but not directly ndash primarily teachers If yes do you have an Enhanced Disclosure Certificate from the Criminal Records
Bureau
YES
2 Will your research project involve vulnerable adults
NO
3 For which category of proposal are you applying for ethical approval
Category A
17
and search anyone dressed or in any other ways being physically identifiable as a possible member
of a gang known to carry illegal or stolen items if they believe any such items will be found upon
searching them As with the maxim analysed above there are issues related to universalising this
maxim due to the possibility of it causing certain people to be targeted because of the clothes they
wear or any piercings or tattoos on their body being related to or similar to ones connected to a
criminal gang Universalising this maxim could therefore worsen an already prevalent issue where
innocent members of the public get their civil liberties infringed upon due to their personal style
especially as the maxim allows quite a broad range of items accessories and body art to be used as
an indicator for suspicion In a study by Jackson and Smith (2013) the experiences of young people
from London that had been subjected to stop and search was surveyed where the participants
identified what kind of clothing might fit the criteria of being a presumed gang member It was
suggested that ldquoemulating American hip hop artists by wearing low-slung jeans hoodies and
branded trainers and walking and talking in a certain wayrdquo (p6) was stereotyped by the police as
gagster behaviour and dress The same study also identified an experience that was shared by one
of the participants whom stated that ldquoThey just say youre in a drug infested area and youve got a
hood on so were stopping and searching yourdquo (Jackson L and Smith L 2013 p6)
Taking this into consideration it can therefore be seen that the universalisation of a maxim asking
the police to stop and search anyone perceived to be involved with a criminal gang for illegal or
stolen items could result in a form of criminalisation of the hoodie and other specific pieces of
clothing as these are stereotyped as being related to gang membership This would be problematic
as the hoodie in particular is a comfortable and often affordable piece of clothing that is a staple in
the wardrobes of many of societys subcultures such as emos and skaters that are generally not
stereotyped as criminals (Braddock K 2011) As such it can be established that neither Kant nor
Singer would be able to universalise this maxim as having officers search anyone wearing specific
clothes would neither be reasonable nor produce any desirable consequences
522 Issues
While two out of three of the different maxims appear to be moral in the eyes of Kant there are still
some issues relating to them which must be acknowledged Primarily there might be an issue with
these maxims being too specific as it has been noted that ldquoany maxim that is highly restricted is
likely to pass the universalisability testrdquo [Guyer P 2007 cited by Perold L M 2010 p19]
because the more descriptive a maxim is the less likely it is that it would become contradictory As
all of the maxims created from the Codes of Practice A are highly restrictive specifying who may
carry out the act under what circumstances they may carry it out and the limitations of the actions
18
itself Additionally as noted earlier in this chapter the maxims cannot be made more general either
as this would prevent them from being moralised this means that there is a risk of these maxims
passing the tests of universalisation and generalisation simply because of their overly descriptive
nature rather than actually being moral
There might also be an issue with the phrasing of the maxims specifically the use of the term
police officers as this might cause some uncertainties regarding exactly who the maxim applies to
Because by using the term police officer or even police it becomes questionable if an officer must
be in uniform in other words his or her position as a police officer is overt when carrying out the
search However since these maxims need to be exclusive to the police it could be hard to bypass
this issue without adding yet another specification to it that clarifies whether there is a need for the
officer to be in uniform or not
Finally there could also be an issue of the maxims conflicting with each other as the first of the
maxims states that the decision to stop and search someone needs to be in accordance with known
facts and information Something that might not be available when a stop and search is made
utilising the second or third maxim as these can be initiated without a need of known facts or
information This raises a question to whether one of the maxims would naturally take precedence
over the others as all three maxims regarding stop and search can never operate at the same time
Generally Kantianism argues that when one is faced with opposing maxims the perfect duty will
always take precedence over an imperfect one (Stohr K 2010 p3) However as all of the maxims
are addressing what is essentially the same action being the possibility to stop and search
individuals for illegal andor stolen items this could be problematic Furthermore while there are
three maxims identified within this study there also exists another fourth maxim which concerns
the possibility of not searching anyone for illegal or stolen items This fourth maxim is also
considered a perfect duty as it would generally be easier to universalise not searching people as
opposed to searching individuals fitting certain requirements This means that the maxim regarding
the omission to act would in this case take precedence over the other maxims identified within this
research essentially rendering them powerless
19
Chapter 6
Conclusion
From this study it can be seen that the legislation governing a heavily criticised police power such
as stop and search has the possibility to be morally justifiable by the ethical frameworks developed
by Kant Because while Kants ethical theory does not rectify or justify the issue of ethnic minorities
being subjected to a disproportionate amount of stops and searches in comparison to Caucasians it
is important to remember that the ldquolaw in theory and the law in practice differrdquo (Westmarland L in
Newburn T 2011 p255) Meaning that the moralisation of the legislation does not ensure that it
will be applied ethically by the police Additionally as Kantian ethics values the motivation behind
ones actions over the consequences produced from them the potential issues caused by ones actions
are irrelevant as long as the action itself can be universalised without producing a chaotic or
undesirable result
However as there are several layers to stop and search there are some implications to morally
justifying this power as it is multi-faceted Being designed to deal with a variety of different
situations and bases from which suspicion might arise to justify the stopping and searching of an
individual Because while Kantian ethics can ethically justify police officers to stop and search
individuals for illegal or stolen items if it is in accordance with known facts and information and
they believe that such items will be found upon searching the person this encompasses only one of
the many facets of the power As such the power cannot be justified as a whole as any maxim used
to describe it would not provide the necessary limitations needed for it to successfully pass the tests
of generalisation and universalisation
While the power cannot be moralised as a whole it is possible to create two additional maxims
using the limitations and exceptions to the necessity criteria of reasonable suspicion found in the
Codes of Practice A to create an additional two maxims These represent two additional facets of
stop and search being that
police officers may stop and search individuals acting in an obviously suspicious manner for
illegal or stolen items but only if they suspect that such items will be found upon searching the
person and
police officers may stop and search individuals based on articles of clothing piercings
andor tattoos if these are known to be worn by members of a gang(s) that are known to carry
20
illegal or stolen items and only if the police suspects that such items will be found upon searching
the person
However only the first of these two maxims can be justified utilising Kants ethical framework and
Singers generalisation principle because the latter cannot be universalised without becoming
unreasonable Furthermore the latter cannot be justified without providing further limitations
requiring the phrase acting in an obviously suspicious manner to be replaced by obviously hiding
something
From the issues presented from the creation of the two additional maxims above it can be
established that stop and search cannot be considered morally justifiable under all circumstances
Because different situations calls for different maxims meaning that should the search not be
initiated based on known facts or information it is unlikely to be ethical Nevertheless even though
all facets of this police power cannot be morally justified it does seem that the majority of them can
be considered ethical to some extent Meaning the legislation governing it is generally ethical but
as a whole it becomes a bit of a moral ambiguity This shows that the police power as identified by
the Police and Criminal Evidence Act 1984 and the Codes of Practice A has a potential to be
ethically justified with the exception of the section permitting searches where physical appearance
can be used as a basis for suspicion Additionally this research identified that the reasons for why
this particular section is not justifiable could also be part of the reason to the disproportionate
amount of searches of ethnic minorities As it might provide officers maliciously targeting
minorities with a possibility to justify their actions by claiming a particular article of clothing body
art or similar was the reason for the stop
As such it can be established that the legislation governing the polices power to stop and search
individuals for prohibited or stolen articles cannot be fully moralised as not all sections of the
Police and Criminal Evidence Act 1984 or the Codes of Practice A concerning this power can be
ethically justified However while the legislation as whole is morally ambiguous at best the
searches conducted with factual information as a basis for suspicion suggests that the sections of the
legislation addressing this type of search cannot be implemented in an unethical manner Because as
the universalised maxim requires the police to act in a manner promoted by the Act and Codes this
shows that any unethical searches carried out using this type of search are caused as a result of
police misconduct rather than an actual issue with the legislation
21
However it should be noted that this research can only provide a limited account of the morality of
this police power as it has only explored it through the limitations put upon it through the necessity
requirement of reasonable suspicion Additionally it can only account for the morality of the
sections of the Police and Criminal Evidence Act 1984 and the Codes of Practice A addressing this
particular police power and only through the limitations explored within this research Finally it is
also important to recognise that the police power has only been analysed using a Kantian approach
to ethics and morality This means that further studies of the police power and indeed the Act and
Codes in general are needed in order to provide a more accurate account of the morality and ethical
issues present It is therefore suggested that additional research should be carried out to study the
legislation governing the power of stop and search utilising other ethical theories or utilising
Kantian ethics with a different focus point of the legislation
However while further research is needed in order to gain a more accurate account of the overall
morality of the police power and the legislation governing it it does not mean the research
presented in this paper is of any less value Because even though the study can only provide a
limited account of the legislations morality it has succeeded in presenting the probabilities for the
moral justification of the Acts first part along with the associated Codes of Practice as well as
identifying that the issues connected to the Act may be caused primarily by the polices failure to
accurately conduct stops and searches according to the law Meaning the research has produced
some valuable results in addition to providing a stepping stone for further research on the topic
22
Bibliography
BBC [2014] Duty-Based Ethics Available at
httpwwwbbccoukethicsintroductionduty_1shtml [Accessed 20-03-2014]
Benz S [2010] ldquoThe Police and Criminal Evidence Act 1984 balancing civil liberties and public
securityrdquo Diffusion 5(2) Available at httpatpuclanacukbuddypressdiffusionp=1255
[Accessed 25-04-2014]
Bowling B and Phillips C [2007] Disproportionate and Discriminatory Reviewing the Evidence
on Police Stop and Search Oxford Blackwell Publishing p958 httpwwwstop-
watchorguploadsdocumentsmodern_law_reviewpdf
Braddock K [2011] ldquoThe Power of the Hoodierdquo The Guardian Available at
httpwwwtheguardiancomuk2011aug09power-of-the-hoodie [Accessed21-04-2014]
Codes of Practice A
Council of Europe [2010] European Convention on Human Rights Strasbourg European Court of
Human Rights p 7 Available at httpwwwechrcoeintDocumentsConvention_ENGpdf
[Accessed 09-03-2014]
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed 01-
04-2014]
The Economist [1990] End Game Available
athttpgogalegroupcompsidoid=GALE7CA9390713ampv=21ampu=uceampit=rampp=SPJSP0
0ampsw=wampasid=f6f778fcf0a20b3f0f18df5e20a57f27 [Accessed 19-03-2014]
Fahy P [undated] ldquoForewordrdquo In Ozin P Norton H and Spivey P [2013] PACE ndash A Practical
Guide to the Police and Criminal Evidence Act 1984 3rd
Edition Oxford Oxford University Press
p v
Flick U [2011] Introducing Research Methodology London Sage p 125
Garret J [2006] Kants Duty Ethics Available at
httppeoplewkuedujangarrettethicskanthtm [Accessed 20-03-2014]
Govuk [2013] Guidance Police and Criminal Evidence Act 1984 (PACE) Codes of Practice
London Home Office Available at httpswwwgovukpolice-and-criminal-evidence-act-1984-
pace-codes-of-practice [Accessed 02-04-2014]
Guyer P (2007) cited by Perold L M [2010] Does Immanuel Kants Categorical Imperative
Commit Him to the View that Lying is Always Morally Wrong Master of Arts thesis University of
the Witwatersrand p 19 Available at
httpwiredspacewitsaczabitstreamhandle1053910096M20Perold20Research20Reportp
dfsequence=2 [Accessed 24-04-2014]
23
Hart HLA [1958] cited by Green L [2012] ldquoIntroductionrdquo in Hart H L A [2012] The
Concept of Law 3rd
Edition Oxford Oxford University Press p xxxiii Available at
httpbooksgooglecoukbookshl=enamplr=ampid=53u8K7jNGioCampoi=fndamppg=PP2ampdq=law+and+
moralityampots=3fiRAxxSFFampsig=BoQfC4sR_Lnb-
GD4OzEUXvIryfov=onepageampq=law20and20moralityampf=false [Accessed 12-04-2014]
Jackson L and Smith L [2013] Research into young Londoners experiences and perceptions of
stop and search London Office for Public Management p 6 Available at
httpwwwlondongovuksitesdefaultfiles14-02-06-OPM20-
20Young20peoples20views20stop20and20search20-20FINALpdf [Accessed 21-
04-2014]
Joseph I And Gunter A [2011] Gangs Revisited Whats a Gang and Whats Race Got to Do with
It - Politics and Policy into Practice London Runnymede p3 Available at
httpwwwrunnymedetrustorguploadspublicationspdfsGangsRevisited(online)-2011pdf
[Accessed 08-04-2014]
Kumar R [2011] Research Methodology a Step-by-Step Guide for Beginners London Sage
p139 164
Mawby R and Wright A [2005] Police Accountability in the United Kingdom p6 Available at
httpwwwhumanrightsinitiativeorgprogramsajpoliceres_matpolice_accountability_in_ukpdf
[Accessed 02-04-2014]
McQueen R A and Knussen C [2002] Research Methods for Social Science ndash an Introduction
Harlow Pearson pp83-85 84-85
ONeill O [2013] Acting on Principle An Essay on Kantian Ethics 2nd
Edition Cambridge
Cambridge University Press p78 79 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
ONeill O [2000] Bounds of Justice Cambridge Cambridge University Press p67
Ozin P Norton H and Spivey P [2013] PACE ndash A Practical Guide to the Police and Criminal
Evidence Act 1984 3rd
Edition Oxford Oxford University Press p 4
Paton H J [1969] The Moral Law London Hutchinson amp Co ltd p22
Police and Criminal Evidence Act 1984 Ch 60 London HMSO
R v McIlkenny and others [1991] 2 All ER 417 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744d06500000145a7ddf45f8cfdf386
ampdocguid=I59AD10F1E42811DA8FC2A0F0355337E9amphitguid=I59AD10F1E42811DA8FC2A0F
0355337E9amprank=1ampspos=1ampepos=1amptd=1ampcrumb-action=appendampcontext=17ampresolvein=true
[Accessed 28-04-2014]
24
R v Miller [1993] 97 Cr App R 99 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744cc64000001458ea70ccbfa4bdcd
aampdocguid=I60145160E42811DA8FC2A0F0355337E9amphitguid=I60145160E42811DA8FC2A0F0
355337E9amprank=9ampspos=9ampepos=9amptd=14ampcrumb-action=appendampcontext=78ampresolvein=true
[Accessed 22-04-2014]
Rachels J [1986] Kantian Theory The Idea of Human Dignity Random House Inc p1 Available
at httppubliccallutheranedu~chenxiphil345_022pdf [Accessed 20-03-2014]
Royal Commission [undated] cited by Zander M [2011] PACE (The Police and Criminal
Evidence Act 1984) Past Present and Future London LSE Law Society and Economy Working
Papers p3 Available at wwwlseacukcollectionslawwpswpshtm [Accessed 19-03-2014]
Sandel M [2011] Episode 6 ndash Discussion Guide (Advanced) Available at
httpwwwjusticeharvardorgresourcesepisode-6-discussion-guide-advanced [Accessed 27-04-
2014]
Singer G M [undated] cited by ONeill O [2013] Acting on Principle An Essay on Kantian
Ethics 2nd
Edition Cambridge Cambridge University Press p78 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
Stohr K [2010 ndash forthcoming] ldquoKantian Beneficence and the Problem of Obligatory Aidrdquo Journal
of Moral Philosophy p3 Available at
httpwww9georgetownedufacultykes39Stohr_Kantian_Beneficence_and_the_Problem_of
_Obligatory_Aidpdf [Accessed 25-04-2014]
StopWatch [2014] Stop and Search Factsheet Available at httpwwwstop-watchorgget-
informedfactsheetstop-and-search [Accessed 13-03-2014]
Westmarland L [undated] ldquoPolice Culturesrdquo in Newburn T (ed) [2011] Handbook of Policing
2nd
Edition Abingdon Taylor amp Francis p255
Westmarland L [2011] Researching Crime and Justice ndash Tales from the Field London Routledge
p141
Wilding B [undated] ldquoTipping the Scales of Justice A Review of the Impact of PACErdquo in Cape
E and Young R (eds) [2008] Regulating Policing The Police and Criminal Evidence Act 1984
Past Present and Future Portland Hart Publishing p127 130 Available at
httplibmyilibrarycomOpenaspxid=204843ampsrc=0 [Accessed 09-03-2014]
Zupancic A [2000] Ethics of the Real London Verso p16
25
APPENDIX 1
Six Key Principles of Ethical Research
26
Principles procedures and minimum requirements of the Framework for Research Ethics
(FRE)
There are six key principles of ethical research that the ESRC expects to be addressed whenever
applicable
1 Research should be designed reviewed and undertaken to ensure integrity quality and
transparency
2 Research staff and participants must normally be informed fully about the purpose methods and
intended possible uses of the research what their participation in the research entails and what risks
if any are involved Some variation is allowed in very specific research contexts for which detailed
guidance is provided in Section 2
3 The confidentiality of information supplied by research participants and the anonymity of
respondents must be respected
4 Research participants must take part voluntarily free from any coercion
5 Harm to research participants and researchers must be avoided in all instances
6 The independence of research must be clear and any conflicts of interest and partiality must be
explicit
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed
27-04-2014]
27
APPENDIX 2
Ethics Approval Form
28
Request for Ethical Approval
Section 1 ndash to be completed by the researcher
Full name
Jens Knut Elias Klots
Module number and title (student researchers
only)
Extended Research Project [Criminology amp Criminal Investigation]
Research Proposal title
ldquoAn Ethical Analysis of the Police and Criminal Evidence Act 1984rdquo
Funding body applying to if applicable
-
Brief outline of proposal
(including research questions where
appropriate)
You are also asked to
submit with your application copies of
any questionnaires
letters recruitment material you intend to
use if these are available at the time
of requesting approval
The research will ethically evaluate part I III and
IV-V along with the corresponding Codes of Practice [A B C E F and G] using Kantian ethics
Seeking to establish whether the main piece of legislation governing how policing should be carried out in England and Wales can be ethically
justified by Kantian ideologies as well as establishing what ethical issues might be present
etc
Level of research eg staff undergraduate
postgraduate masterrsquos (award related) MPhil
PhD
Undergraduate
Please outline the
methodology that would be implemented in the course of this research
The research will be purely based on secondary
resources using books journals web-sources etc
Please indicate the ethical issues that have
been considered and how these will be
There should be no ethical issues in terms of the research carried out However I have identified
that my choice to only use only one ethical theory for my analysis could be considered biased My
29
addressed
choice however was to ensure that my research will be as focused as possible so a more in depth analysis could be made which will be noted within
the dissertation
Please indicate any
issues that may arise relating to diversity and
equality whilst undertaking this research and how you
will manage these
-
Please indicate how
participants will be de-briefed about their
involvement in the research process and or provided with
opportunities for reflection and evaluation
-
Please answer the following questions by circling or highlighting the appropriate response
1 Will your research project involve young people under the age of 18 NO
YES but not directly ndash primarily teachers If yes do you have an Enhanced Disclosure Certificate from the Criminal Records
Bureau
YES
2 Will your research project involve vulnerable adults
NO
3 For which category of proposal are you applying for ethical approval
Category A
18
itself Additionally as noted earlier in this chapter the maxims cannot be made more general either
as this would prevent them from being moralised this means that there is a risk of these maxims
passing the tests of universalisation and generalisation simply because of their overly descriptive
nature rather than actually being moral
There might also be an issue with the phrasing of the maxims specifically the use of the term
police officers as this might cause some uncertainties regarding exactly who the maxim applies to
Because by using the term police officer or even police it becomes questionable if an officer must
be in uniform in other words his or her position as a police officer is overt when carrying out the
search However since these maxims need to be exclusive to the police it could be hard to bypass
this issue without adding yet another specification to it that clarifies whether there is a need for the
officer to be in uniform or not
Finally there could also be an issue of the maxims conflicting with each other as the first of the
maxims states that the decision to stop and search someone needs to be in accordance with known
facts and information Something that might not be available when a stop and search is made
utilising the second or third maxim as these can be initiated without a need of known facts or
information This raises a question to whether one of the maxims would naturally take precedence
over the others as all three maxims regarding stop and search can never operate at the same time
Generally Kantianism argues that when one is faced with opposing maxims the perfect duty will
always take precedence over an imperfect one (Stohr K 2010 p3) However as all of the maxims
are addressing what is essentially the same action being the possibility to stop and search
individuals for illegal andor stolen items this could be problematic Furthermore while there are
three maxims identified within this study there also exists another fourth maxim which concerns
the possibility of not searching anyone for illegal or stolen items This fourth maxim is also
considered a perfect duty as it would generally be easier to universalise not searching people as
opposed to searching individuals fitting certain requirements This means that the maxim regarding
the omission to act would in this case take precedence over the other maxims identified within this
research essentially rendering them powerless
19
Chapter 6
Conclusion
From this study it can be seen that the legislation governing a heavily criticised police power such
as stop and search has the possibility to be morally justifiable by the ethical frameworks developed
by Kant Because while Kants ethical theory does not rectify or justify the issue of ethnic minorities
being subjected to a disproportionate amount of stops and searches in comparison to Caucasians it
is important to remember that the ldquolaw in theory and the law in practice differrdquo (Westmarland L in
Newburn T 2011 p255) Meaning that the moralisation of the legislation does not ensure that it
will be applied ethically by the police Additionally as Kantian ethics values the motivation behind
ones actions over the consequences produced from them the potential issues caused by ones actions
are irrelevant as long as the action itself can be universalised without producing a chaotic or
undesirable result
However as there are several layers to stop and search there are some implications to morally
justifying this power as it is multi-faceted Being designed to deal with a variety of different
situations and bases from which suspicion might arise to justify the stopping and searching of an
individual Because while Kantian ethics can ethically justify police officers to stop and search
individuals for illegal or stolen items if it is in accordance with known facts and information and
they believe that such items will be found upon searching the person this encompasses only one of
the many facets of the power As such the power cannot be justified as a whole as any maxim used
to describe it would not provide the necessary limitations needed for it to successfully pass the tests
of generalisation and universalisation
While the power cannot be moralised as a whole it is possible to create two additional maxims
using the limitations and exceptions to the necessity criteria of reasonable suspicion found in the
Codes of Practice A to create an additional two maxims These represent two additional facets of
stop and search being that
police officers may stop and search individuals acting in an obviously suspicious manner for
illegal or stolen items but only if they suspect that such items will be found upon searching the
person and
police officers may stop and search individuals based on articles of clothing piercings
andor tattoos if these are known to be worn by members of a gang(s) that are known to carry
20
illegal or stolen items and only if the police suspects that such items will be found upon searching
the person
However only the first of these two maxims can be justified utilising Kants ethical framework and
Singers generalisation principle because the latter cannot be universalised without becoming
unreasonable Furthermore the latter cannot be justified without providing further limitations
requiring the phrase acting in an obviously suspicious manner to be replaced by obviously hiding
something
From the issues presented from the creation of the two additional maxims above it can be
established that stop and search cannot be considered morally justifiable under all circumstances
Because different situations calls for different maxims meaning that should the search not be
initiated based on known facts or information it is unlikely to be ethical Nevertheless even though
all facets of this police power cannot be morally justified it does seem that the majority of them can
be considered ethical to some extent Meaning the legislation governing it is generally ethical but
as a whole it becomes a bit of a moral ambiguity This shows that the police power as identified by
the Police and Criminal Evidence Act 1984 and the Codes of Practice A has a potential to be
ethically justified with the exception of the section permitting searches where physical appearance
can be used as a basis for suspicion Additionally this research identified that the reasons for why
this particular section is not justifiable could also be part of the reason to the disproportionate
amount of searches of ethnic minorities As it might provide officers maliciously targeting
minorities with a possibility to justify their actions by claiming a particular article of clothing body
art or similar was the reason for the stop
As such it can be established that the legislation governing the polices power to stop and search
individuals for prohibited or stolen articles cannot be fully moralised as not all sections of the
Police and Criminal Evidence Act 1984 or the Codes of Practice A concerning this power can be
ethically justified However while the legislation as whole is morally ambiguous at best the
searches conducted with factual information as a basis for suspicion suggests that the sections of the
legislation addressing this type of search cannot be implemented in an unethical manner Because as
the universalised maxim requires the police to act in a manner promoted by the Act and Codes this
shows that any unethical searches carried out using this type of search are caused as a result of
police misconduct rather than an actual issue with the legislation
21
However it should be noted that this research can only provide a limited account of the morality of
this police power as it has only explored it through the limitations put upon it through the necessity
requirement of reasonable suspicion Additionally it can only account for the morality of the
sections of the Police and Criminal Evidence Act 1984 and the Codes of Practice A addressing this
particular police power and only through the limitations explored within this research Finally it is
also important to recognise that the police power has only been analysed using a Kantian approach
to ethics and morality This means that further studies of the police power and indeed the Act and
Codes in general are needed in order to provide a more accurate account of the morality and ethical
issues present It is therefore suggested that additional research should be carried out to study the
legislation governing the power of stop and search utilising other ethical theories or utilising
Kantian ethics with a different focus point of the legislation
However while further research is needed in order to gain a more accurate account of the overall
morality of the police power and the legislation governing it it does not mean the research
presented in this paper is of any less value Because even though the study can only provide a
limited account of the legislations morality it has succeeded in presenting the probabilities for the
moral justification of the Acts first part along with the associated Codes of Practice as well as
identifying that the issues connected to the Act may be caused primarily by the polices failure to
accurately conduct stops and searches according to the law Meaning the research has produced
some valuable results in addition to providing a stepping stone for further research on the topic
22
Bibliography
BBC [2014] Duty-Based Ethics Available at
httpwwwbbccoukethicsintroductionduty_1shtml [Accessed 20-03-2014]
Benz S [2010] ldquoThe Police and Criminal Evidence Act 1984 balancing civil liberties and public
securityrdquo Diffusion 5(2) Available at httpatpuclanacukbuddypressdiffusionp=1255
[Accessed 25-04-2014]
Bowling B and Phillips C [2007] Disproportionate and Discriminatory Reviewing the Evidence
on Police Stop and Search Oxford Blackwell Publishing p958 httpwwwstop-
watchorguploadsdocumentsmodern_law_reviewpdf
Braddock K [2011] ldquoThe Power of the Hoodierdquo The Guardian Available at
httpwwwtheguardiancomuk2011aug09power-of-the-hoodie [Accessed21-04-2014]
Codes of Practice A
Council of Europe [2010] European Convention on Human Rights Strasbourg European Court of
Human Rights p 7 Available at httpwwwechrcoeintDocumentsConvention_ENGpdf
[Accessed 09-03-2014]
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed 01-
04-2014]
The Economist [1990] End Game Available
athttpgogalegroupcompsidoid=GALE7CA9390713ampv=21ampu=uceampit=rampp=SPJSP0
0ampsw=wampasid=f6f778fcf0a20b3f0f18df5e20a57f27 [Accessed 19-03-2014]
Fahy P [undated] ldquoForewordrdquo In Ozin P Norton H and Spivey P [2013] PACE ndash A Practical
Guide to the Police and Criminal Evidence Act 1984 3rd
Edition Oxford Oxford University Press
p v
Flick U [2011] Introducing Research Methodology London Sage p 125
Garret J [2006] Kants Duty Ethics Available at
httppeoplewkuedujangarrettethicskanthtm [Accessed 20-03-2014]
Govuk [2013] Guidance Police and Criminal Evidence Act 1984 (PACE) Codes of Practice
London Home Office Available at httpswwwgovukpolice-and-criminal-evidence-act-1984-
pace-codes-of-practice [Accessed 02-04-2014]
Guyer P (2007) cited by Perold L M [2010] Does Immanuel Kants Categorical Imperative
Commit Him to the View that Lying is Always Morally Wrong Master of Arts thesis University of
the Witwatersrand p 19 Available at
httpwiredspacewitsaczabitstreamhandle1053910096M20Perold20Research20Reportp
dfsequence=2 [Accessed 24-04-2014]
23
Hart HLA [1958] cited by Green L [2012] ldquoIntroductionrdquo in Hart H L A [2012] The
Concept of Law 3rd
Edition Oxford Oxford University Press p xxxiii Available at
httpbooksgooglecoukbookshl=enamplr=ampid=53u8K7jNGioCampoi=fndamppg=PP2ampdq=law+and+
moralityampots=3fiRAxxSFFampsig=BoQfC4sR_Lnb-
GD4OzEUXvIryfov=onepageampq=law20and20moralityampf=false [Accessed 12-04-2014]
Jackson L and Smith L [2013] Research into young Londoners experiences and perceptions of
stop and search London Office for Public Management p 6 Available at
httpwwwlondongovuksitesdefaultfiles14-02-06-OPM20-
20Young20peoples20views20stop20and20search20-20FINALpdf [Accessed 21-
04-2014]
Joseph I And Gunter A [2011] Gangs Revisited Whats a Gang and Whats Race Got to Do with
It - Politics and Policy into Practice London Runnymede p3 Available at
httpwwwrunnymedetrustorguploadspublicationspdfsGangsRevisited(online)-2011pdf
[Accessed 08-04-2014]
Kumar R [2011] Research Methodology a Step-by-Step Guide for Beginners London Sage
p139 164
Mawby R and Wright A [2005] Police Accountability in the United Kingdom p6 Available at
httpwwwhumanrightsinitiativeorgprogramsajpoliceres_matpolice_accountability_in_ukpdf
[Accessed 02-04-2014]
McQueen R A and Knussen C [2002] Research Methods for Social Science ndash an Introduction
Harlow Pearson pp83-85 84-85
ONeill O [2013] Acting on Principle An Essay on Kantian Ethics 2nd
Edition Cambridge
Cambridge University Press p78 79 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
ONeill O [2000] Bounds of Justice Cambridge Cambridge University Press p67
Ozin P Norton H and Spivey P [2013] PACE ndash A Practical Guide to the Police and Criminal
Evidence Act 1984 3rd
Edition Oxford Oxford University Press p 4
Paton H J [1969] The Moral Law London Hutchinson amp Co ltd p22
Police and Criminal Evidence Act 1984 Ch 60 London HMSO
R v McIlkenny and others [1991] 2 All ER 417 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744d06500000145a7ddf45f8cfdf386
ampdocguid=I59AD10F1E42811DA8FC2A0F0355337E9amphitguid=I59AD10F1E42811DA8FC2A0F
0355337E9amprank=1ampspos=1ampepos=1amptd=1ampcrumb-action=appendampcontext=17ampresolvein=true
[Accessed 28-04-2014]
24
R v Miller [1993] 97 Cr App R 99 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744cc64000001458ea70ccbfa4bdcd
aampdocguid=I60145160E42811DA8FC2A0F0355337E9amphitguid=I60145160E42811DA8FC2A0F0
355337E9amprank=9ampspos=9ampepos=9amptd=14ampcrumb-action=appendampcontext=78ampresolvein=true
[Accessed 22-04-2014]
Rachels J [1986] Kantian Theory The Idea of Human Dignity Random House Inc p1 Available
at httppubliccallutheranedu~chenxiphil345_022pdf [Accessed 20-03-2014]
Royal Commission [undated] cited by Zander M [2011] PACE (The Police and Criminal
Evidence Act 1984) Past Present and Future London LSE Law Society and Economy Working
Papers p3 Available at wwwlseacukcollectionslawwpswpshtm [Accessed 19-03-2014]
Sandel M [2011] Episode 6 ndash Discussion Guide (Advanced) Available at
httpwwwjusticeharvardorgresourcesepisode-6-discussion-guide-advanced [Accessed 27-04-
2014]
Singer G M [undated] cited by ONeill O [2013] Acting on Principle An Essay on Kantian
Ethics 2nd
Edition Cambridge Cambridge University Press p78 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
Stohr K [2010 ndash forthcoming] ldquoKantian Beneficence and the Problem of Obligatory Aidrdquo Journal
of Moral Philosophy p3 Available at
httpwww9georgetownedufacultykes39Stohr_Kantian_Beneficence_and_the_Problem_of
_Obligatory_Aidpdf [Accessed 25-04-2014]
StopWatch [2014] Stop and Search Factsheet Available at httpwwwstop-watchorgget-
informedfactsheetstop-and-search [Accessed 13-03-2014]
Westmarland L [undated] ldquoPolice Culturesrdquo in Newburn T (ed) [2011] Handbook of Policing
2nd
Edition Abingdon Taylor amp Francis p255
Westmarland L [2011] Researching Crime and Justice ndash Tales from the Field London Routledge
p141
Wilding B [undated] ldquoTipping the Scales of Justice A Review of the Impact of PACErdquo in Cape
E and Young R (eds) [2008] Regulating Policing The Police and Criminal Evidence Act 1984
Past Present and Future Portland Hart Publishing p127 130 Available at
httplibmyilibrarycomOpenaspxid=204843ampsrc=0 [Accessed 09-03-2014]
Zupancic A [2000] Ethics of the Real London Verso p16
25
APPENDIX 1
Six Key Principles of Ethical Research
26
Principles procedures and minimum requirements of the Framework for Research Ethics
(FRE)
There are six key principles of ethical research that the ESRC expects to be addressed whenever
applicable
1 Research should be designed reviewed and undertaken to ensure integrity quality and
transparency
2 Research staff and participants must normally be informed fully about the purpose methods and
intended possible uses of the research what their participation in the research entails and what risks
if any are involved Some variation is allowed in very specific research contexts for which detailed
guidance is provided in Section 2
3 The confidentiality of information supplied by research participants and the anonymity of
respondents must be respected
4 Research participants must take part voluntarily free from any coercion
5 Harm to research participants and researchers must be avoided in all instances
6 The independence of research must be clear and any conflicts of interest and partiality must be
explicit
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed
27-04-2014]
27
APPENDIX 2
Ethics Approval Form
28
Request for Ethical Approval
Section 1 ndash to be completed by the researcher
Full name
Jens Knut Elias Klots
Module number and title (student researchers
only)
Extended Research Project [Criminology amp Criminal Investigation]
Research Proposal title
ldquoAn Ethical Analysis of the Police and Criminal Evidence Act 1984rdquo
Funding body applying to if applicable
-
Brief outline of proposal
(including research questions where
appropriate)
You are also asked to
submit with your application copies of
any questionnaires
letters recruitment material you intend to
use if these are available at the time
of requesting approval
The research will ethically evaluate part I III and
IV-V along with the corresponding Codes of Practice [A B C E F and G] using Kantian ethics
Seeking to establish whether the main piece of legislation governing how policing should be carried out in England and Wales can be ethically
justified by Kantian ideologies as well as establishing what ethical issues might be present
etc
Level of research eg staff undergraduate
postgraduate masterrsquos (award related) MPhil
PhD
Undergraduate
Please outline the
methodology that would be implemented in the course of this research
The research will be purely based on secondary
resources using books journals web-sources etc
Please indicate the ethical issues that have
been considered and how these will be
There should be no ethical issues in terms of the research carried out However I have identified
that my choice to only use only one ethical theory for my analysis could be considered biased My
29
addressed
choice however was to ensure that my research will be as focused as possible so a more in depth analysis could be made which will be noted within
the dissertation
Please indicate any
issues that may arise relating to diversity and
equality whilst undertaking this research and how you
will manage these
-
Please indicate how
participants will be de-briefed about their
involvement in the research process and or provided with
opportunities for reflection and evaluation
-
Please answer the following questions by circling or highlighting the appropriate response
1 Will your research project involve young people under the age of 18 NO
YES but not directly ndash primarily teachers If yes do you have an Enhanced Disclosure Certificate from the Criminal Records
Bureau
YES
2 Will your research project involve vulnerable adults
NO
3 For which category of proposal are you applying for ethical approval
Category A
19
Chapter 6
Conclusion
From this study it can be seen that the legislation governing a heavily criticised police power such
as stop and search has the possibility to be morally justifiable by the ethical frameworks developed
by Kant Because while Kants ethical theory does not rectify or justify the issue of ethnic minorities
being subjected to a disproportionate amount of stops and searches in comparison to Caucasians it
is important to remember that the ldquolaw in theory and the law in practice differrdquo (Westmarland L in
Newburn T 2011 p255) Meaning that the moralisation of the legislation does not ensure that it
will be applied ethically by the police Additionally as Kantian ethics values the motivation behind
ones actions over the consequences produced from them the potential issues caused by ones actions
are irrelevant as long as the action itself can be universalised without producing a chaotic or
undesirable result
However as there are several layers to stop and search there are some implications to morally
justifying this power as it is multi-faceted Being designed to deal with a variety of different
situations and bases from which suspicion might arise to justify the stopping and searching of an
individual Because while Kantian ethics can ethically justify police officers to stop and search
individuals for illegal or stolen items if it is in accordance with known facts and information and
they believe that such items will be found upon searching the person this encompasses only one of
the many facets of the power As such the power cannot be justified as a whole as any maxim used
to describe it would not provide the necessary limitations needed for it to successfully pass the tests
of generalisation and universalisation
While the power cannot be moralised as a whole it is possible to create two additional maxims
using the limitations and exceptions to the necessity criteria of reasonable suspicion found in the
Codes of Practice A to create an additional two maxims These represent two additional facets of
stop and search being that
police officers may stop and search individuals acting in an obviously suspicious manner for
illegal or stolen items but only if they suspect that such items will be found upon searching the
person and
police officers may stop and search individuals based on articles of clothing piercings
andor tattoos if these are known to be worn by members of a gang(s) that are known to carry
20
illegal or stolen items and only if the police suspects that such items will be found upon searching
the person
However only the first of these two maxims can be justified utilising Kants ethical framework and
Singers generalisation principle because the latter cannot be universalised without becoming
unreasonable Furthermore the latter cannot be justified without providing further limitations
requiring the phrase acting in an obviously suspicious manner to be replaced by obviously hiding
something
From the issues presented from the creation of the two additional maxims above it can be
established that stop and search cannot be considered morally justifiable under all circumstances
Because different situations calls for different maxims meaning that should the search not be
initiated based on known facts or information it is unlikely to be ethical Nevertheless even though
all facets of this police power cannot be morally justified it does seem that the majority of them can
be considered ethical to some extent Meaning the legislation governing it is generally ethical but
as a whole it becomes a bit of a moral ambiguity This shows that the police power as identified by
the Police and Criminal Evidence Act 1984 and the Codes of Practice A has a potential to be
ethically justified with the exception of the section permitting searches where physical appearance
can be used as a basis for suspicion Additionally this research identified that the reasons for why
this particular section is not justifiable could also be part of the reason to the disproportionate
amount of searches of ethnic minorities As it might provide officers maliciously targeting
minorities with a possibility to justify their actions by claiming a particular article of clothing body
art or similar was the reason for the stop
As such it can be established that the legislation governing the polices power to stop and search
individuals for prohibited or stolen articles cannot be fully moralised as not all sections of the
Police and Criminal Evidence Act 1984 or the Codes of Practice A concerning this power can be
ethically justified However while the legislation as whole is morally ambiguous at best the
searches conducted with factual information as a basis for suspicion suggests that the sections of the
legislation addressing this type of search cannot be implemented in an unethical manner Because as
the universalised maxim requires the police to act in a manner promoted by the Act and Codes this
shows that any unethical searches carried out using this type of search are caused as a result of
police misconduct rather than an actual issue with the legislation
21
However it should be noted that this research can only provide a limited account of the morality of
this police power as it has only explored it through the limitations put upon it through the necessity
requirement of reasonable suspicion Additionally it can only account for the morality of the
sections of the Police and Criminal Evidence Act 1984 and the Codes of Practice A addressing this
particular police power and only through the limitations explored within this research Finally it is
also important to recognise that the police power has only been analysed using a Kantian approach
to ethics and morality This means that further studies of the police power and indeed the Act and
Codes in general are needed in order to provide a more accurate account of the morality and ethical
issues present It is therefore suggested that additional research should be carried out to study the
legislation governing the power of stop and search utilising other ethical theories or utilising
Kantian ethics with a different focus point of the legislation
However while further research is needed in order to gain a more accurate account of the overall
morality of the police power and the legislation governing it it does not mean the research
presented in this paper is of any less value Because even though the study can only provide a
limited account of the legislations morality it has succeeded in presenting the probabilities for the
moral justification of the Acts first part along with the associated Codes of Practice as well as
identifying that the issues connected to the Act may be caused primarily by the polices failure to
accurately conduct stops and searches according to the law Meaning the research has produced
some valuable results in addition to providing a stepping stone for further research on the topic
22
Bibliography
BBC [2014] Duty-Based Ethics Available at
httpwwwbbccoukethicsintroductionduty_1shtml [Accessed 20-03-2014]
Benz S [2010] ldquoThe Police and Criminal Evidence Act 1984 balancing civil liberties and public
securityrdquo Diffusion 5(2) Available at httpatpuclanacukbuddypressdiffusionp=1255
[Accessed 25-04-2014]
Bowling B and Phillips C [2007] Disproportionate and Discriminatory Reviewing the Evidence
on Police Stop and Search Oxford Blackwell Publishing p958 httpwwwstop-
watchorguploadsdocumentsmodern_law_reviewpdf
Braddock K [2011] ldquoThe Power of the Hoodierdquo The Guardian Available at
httpwwwtheguardiancomuk2011aug09power-of-the-hoodie [Accessed21-04-2014]
Codes of Practice A
Council of Europe [2010] European Convention on Human Rights Strasbourg European Court of
Human Rights p 7 Available at httpwwwechrcoeintDocumentsConvention_ENGpdf
[Accessed 09-03-2014]
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed 01-
04-2014]
The Economist [1990] End Game Available
athttpgogalegroupcompsidoid=GALE7CA9390713ampv=21ampu=uceampit=rampp=SPJSP0
0ampsw=wampasid=f6f778fcf0a20b3f0f18df5e20a57f27 [Accessed 19-03-2014]
Fahy P [undated] ldquoForewordrdquo In Ozin P Norton H and Spivey P [2013] PACE ndash A Practical
Guide to the Police and Criminal Evidence Act 1984 3rd
Edition Oxford Oxford University Press
p v
Flick U [2011] Introducing Research Methodology London Sage p 125
Garret J [2006] Kants Duty Ethics Available at
httppeoplewkuedujangarrettethicskanthtm [Accessed 20-03-2014]
Govuk [2013] Guidance Police and Criminal Evidence Act 1984 (PACE) Codes of Practice
London Home Office Available at httpswwwgovukpolice-and-criminal-evidence-act-1984-
pace-codes-of-practice [Accessed 02-04-2014]
Guyer P (2007) cited by Perold L M [2010] Does Immanuel Kants Categorical Imperative
Commit Him to the View that Lying is Always Morally Wrong Master of Arts thesis University of
the Witwatersrand p 19 Available at
httpwiredspacewitsaczabitstreamhandle1053910096M20Perold20Research20Reportp
dfsequence=2 [Accessed 24-04-2014]
23
Hart HLA [1958] cited by Green L [2012] ldquoIntroductionrdquo in Hart H L A [2012] The
Concept of Law 3rd
Edition Oxford Oxford University Press p xxxiii Available at
httpbooksgooglecoukbookshl=enamplr=ampid=53u8K7jNGioCampoi=fndamppg=PP2ampdq=law+and+
moralityampots=3fiRAxxSFFampsig=BoQfC4sR_Lnb-
GD4OzEUXvIryfov=onepageampq=law20and20moralityampf=false [Accessed 12-04-2014]
Jackson L and Smith L [2013] Research into young Londoners experiences and perceptions of
stop and search London Office for Public Management p 6 Available at
httpwwwlondongovuksitesdefaultfiles14-02-06-OPM20-
20Young20peoples20views20stop20and20search20-20FINALpdf [Accessed 21-
04-2014]
Joseph I And Gunter A [2011] Gangs Revisited Whats a Gang and Whats Race Got to Do with
It - Politics and Policy into Practice London Runnymede p3 Available at
httpwwwrunnymedetrustorguploadspublicationspdfsGangsRevisited(online)-2011pdf
[Accessed 08-04-2014]
Kumar R [2011] Research Methodology a Step-by-Step Guide for Beginners London Sage
p139 164
Mawby R and Wright A [2005] Police Accountability in the United Kingdom p6 Available at
httpwwwhumanrightsinitiativeorgprogramsajpoliceres_matpolice_accountability_in_ukpdf
[Accessed 02-04-2014]
McQueen R A and Knussen C [2002] Research Methods for Social Science ndash an Introduction
Harlow Pearson pp83-85 84-85
ONeill O [2013] Acting on Principle An Essay on Kantian Ethics 2nd
Edition Cambridge
Cambridge University Press p78 79 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
ONeill O [2000] Bounds of Justice Cambridge Cambridge University Press p67
Ozin P Norton H and Spivey P [2013] PACE ndash A Practical Guide to the Police and Criminal
Evidence Act 1984 3rd
Edition Oxford Oxford University Press p 4
Paton H J [1969] The Moral Law London Hutchinson amp Co ltd p22
Police and Criminal Evidence Act 1984 Ch 60 London HMSO
R v McIlkenny and others [1991] 2 All ER 417 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744d06500000145a7ddf45f8cfdf386
ampdocguid=I59AD10F1E42811DA8FC2A0F0355337E9amphitguid=I59AD10F1E42811DA8FC2A0F
0355337E9amprank=1ampspos=1ampepos=1amptd=1ampcrumb-action=appendampcontext=17ampresolvein=true
[Accessed 28-04-2014]
24
R v Miller [1993] 97 Cr App R 99 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744cc64000001458ea70ccbfa4bdcd
aampdocguid=I60145160E42811DA8FC2A0F0355337E9amphitguid=I60145160E42811DA8FC2A0F0
355337E9amprank=9ampspos=9ampepos=9amptd=14ampcrumb-action=appendampcontext=78ampresolvein=true
[Accessed 22-04-2014]
Rachels J [1986] Kantian Theory The Idea of Human Dignity Random House Inc p1 Available
at httppubliccallutheranedu~chenxiphil345_022pdf [Accessed 20-03-2014]
Royal Commission [undated] cited by Zander M [2011] PACE (The Police and Criminal
Evidence Act 1984) Past Present and Future London LSE Law Society and Economy Working
Papers p3 Available at wwwlseacukcollectionslawwpswpshtm [Accessed 19-03-2014]
Sandel M [2011] Episode 6 ndash Discussion Guide (Advanced) Available at
httpwwwjusticeharvardorgresourcesepisode-6-discussion-guide-advanced [Accessed 27-04-
2014]
Singer G M [undated] cited by ONeill O [2013] Acting on Principle An Essay on Kantian
Ethics 2nd
Edition Cambridge Cambridge University Press p78 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
Stohr K [2010 ndash forthcoming] ldquoKantian Beneficence and the Problem of Obligatory Aidrdquo Journal
of Moral Philosophy p3 Available at
httpwww9georgetownedufacultykes39Stohr_Kantian_Beneficence_and_the_Problem_of
_Obligatory_Aidpdf [Accessed 25-04-2014]
StopWatch [2014] Stop and Search Factsheet Available at httpwwwstop-watchorgget-
informedfactsheetstop-and-search [Accessed 13-03-2014]
Westmarland L [undated] ldquoPolice Culturesrdquo in Newburn T (ed) [2011] Handbook of Policing
2nd
Edition Abingdon Taylor amp Francis p255
Westmarland L [2011] Researching Crime and Justice ndash Tales from the Field London Routledge
p141
Wilding B [undated] ldquoTipping the Scales of Justice A Review of the Impact of PACErdquo in Cape
E and Young R (eds) [2008] Regulating Policing The Police and Criminal Evidence Act 1984
Past Present and Future Portland Hart Publishing p127 130 Available at
httplibmyilibrarycomOpenaspxid=204843ampsrc=0 [Accessed 09-03-2014]
Zupancic A [2000] Ethics of the Real London Verso p16
25
APPENDIX 1
Six Key Principles of Ethical Research
26
Principles procedures and minimum requirements of the Framework for Research Ethics
(FRE)
There are six key principles of ethical research that the ESRC expects to be addressed whenever
applicable
1 Research should be designed reviewed and undertaken to ensure integrity quality and
transparency
2 Research staff and participants must normally be informed fully about the purpose methods and
intended possible uses of the research what their participation in the research entails and what risks
if any are involved Some variation is allowed in very specific research contexts for which detailed
guidance is provided in Section 2
3 The confidentiality of information supplied by research participants and the anonymity of
respondents must be respected
4 Research participants must take part voluntarily free from any coercion
5 Harm to research participants and researchers must be avoided in all instances
6 The independence of research must be clear and any conflicts of interest and partiality must be
explicit
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed
27-04-2014]
27
APPENDIX 2
Ethics Approval Form
28
Request for Ethical Approval
Section 1 ndash to be completed by the researcher
Full name
Jens Knut Elias Klots
Module number and title (student researchers
only)
Extended Research Project [Criminology amp Criminal Investigation]
Research Proposal title
ldquoAn Ethical Analysis of the Police and Criminal Evidence Act 1984rdquo
Funding body applying to if applicable
-
Brief outline of proposal
(including research questions where
appropriate)
You are also asked to
submit with your application copies of
any questionnaires
letters recruitment material you intend to
use if these are available at the time
of requesting approval
The research will ethically evaluate part I III and
IV-V along with the corresponding Codes of Practice [A B C E F and G] using Kantian ethics
Seeking to establish whether the main piece of legislation governing how policing should be carried out in England and Wales can be ethically
justified by Kantian ideologies as well as establishing what ethical issues might be present
etc
Level of research eg staff undergraduate
postgraduate masterrsquos (award related) MPhil
PhD
Undergraduate
Please outline the
methodology that would be implemented in the course of this research
The research will be purely based on secondary
resources using books journals web-sources etc
Please indicate the ethical issues that have
been considered and how these will be
There should be no ethical issues in terms of the research carried out However I have identified
that my choice to only use only one ethical theory for my analysis could be considered biased My
29
addressed
choice however was to ensure that my research will be as focused as possible so a more in depth analysis could be made which will be noted within
the dissertation
Please indicate any
issues that may arise relating to diversity and
equality whilst undertaking this research and how you
will manage these
-
Please indicate how
participants will be de-briefed about their
involvement in the research process and or provided with
opportunities for reflection and evaluation
-
Please answer the following questions by circling or highlighting the appropriate response
1 Will your research project involve young people under the age of 18 NO
YES but not directly ndash primarily teachers If yes do you have an Enhanced Disclosure Certificate from the Criminal Records
Bureau
YES
2 Will your research project involve vulnerable adults
NO
3 For which category of proposal are you applying for ethical approval
Category A
20
illegal or stolen items and only if the police suspects that such items will be found upon searching
the person
However only the first of these two maxims can be justified utilising Kants ethical framework and
Singers generalisation principle because the latter cannot be universalised without becoming
unreasonable Furthermore the latter cannot be justified without providing further limitations
requiring the phrase acting in an obviously suspicious manner to be replaced by obviously hiding
something
From the issues presented from the creation of the two additional maxims above it can be
established that stop and search cannot be considered morally justifiable under all circumstances
Because different situations calls for different maxims meaning that should the search not be
initiated based on known facts or information it is unlikely to be ethical Nevertheless even though
all facets of this police power cannot be morally justified it does seem that the majority of them can
be considered ethical to some extent Meaning the legislation governing it is generally ethical but
as a whole it becomes a bit of a moral ambiguity This shows that the police power as identified by
the Police and Criminal Evidence Act 1984 and the Codes of Practice A has a potential to be
ethically justified with the exception of the section permitting searches where physical appearance
can be used as a basis for suspicion Additionally this research identified that the reasons for why
this particular section is not justifiable could also be part of the reason to the disproportionate
amount of searches of ethnic minorities As it might provide officers maliciously targeting
minorities with a possibility to justify their actions by claiming a particular article of clothing body
art or similar was the reason for the stop
As such it can be established that the legislation governing the polices power to stop and search
individuals for prohibited or stolen articles cannot be fully moralised as not all sections of the
Police and Criminal Evidence Act 1984 or the Codes of Practice A concerning this power can be
ethically justified However while the legislation as whole is morally ambiguous at best the
searches conducted with factual information as a basis for suspicion suggests that the sections of the
legislation addressing this type of search cannot be implemented in an unethical manner Because as
the universalised maxim requires the police to act in a manner promoted by the Act and Codes this
shows that any unethical searches carried out using this type of search are caused as a result of
police misconduct rather than an actual issue with the legislation
21
However it should be noted that this research can only provide a limited account of the morality of
this police power as it has only explored it through the limitations put upon it through the necessity
requirement of reasonable suspicion Additionally it can only account for the morality of the
sections of the Police and Criminal Evidence Act 1984 and the Codes of Practice A addressing this
particular police power and only through the limitations explored within this research Finally it is
also important to recognise that the police power has only been analysed using a Kantian approach
to ethics and morality This means that further studies of the police power and indeed the Act and
Codes in general are needed in order to provide a more accurate account of the morality and ethical
issues present It is therefore suggested that additional research should be carried out to study the
legislation governing the power of stop and search utilising other ethical theories or utilising
Kantian ethics with a different focus point of the legislation
However while further research is needed in order to gain a more accurate account of the overall
morality of the police power and the legislation governing it it does not mean the research
presented in this paper is of any less value Because even though the study can only provide a
limited account of the legislations morality it has succeeded in presenting the probabilities for the
moral justification of the Acts first part along with the associated Codes of Practice as well as
identifying that the issues connected to the Act may be caused primarily by the polices failure to
accurately conduct stops and searches according to the law Meaning the research has produced
some valuable results in addition to providing a stepping stone for further research on the topic
22
Bibliography
BBC [2014] Duty-Based Ethics Available at
httpwwwbbccoukethicsintroductionduty_1shtml [Accessed 20-03-2014]
Benz S [2010] ldquoThe Police and Criminal Evidence Act 1984 balancing civil liberties and public
securityrdquo Diffusion 5(2) Available at httpatpuclanacukbuddypressdiffusionp=1255
[Accessed 25-04-2014]
Bowling B and Phillips C [2007] Disproportionate and Discriminatory Reviewing the Evidence
on Police Stop and Search Oxford Blackwell Publishing p958 httpwwwstop-
watchorguploadsdocumentsmodern_law_reviewpdf
Braddock K [2011] ldquoThe Power of the Hoodierdquo The Guardian Available at
httpwwwtheguardiancomuk2011aug09power-of-the-hoodie [Accessed21-04-2014]
Codes of Practice A
Council of Europe [2010] European Convention on Human Rights Strasbourg European Court of
Human Rights p 7 Available at httpwwwechrcoeintDocumentsConvention_ENGpdf
[Accessed 09-03-2014]
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed 01-
04-2014]
The Economist [1990] End Game Available
athttpgogalegroupcompsidoid=GALE7CA9390713ampv=21ampu=uceampit=rampp=SPJSP0
0ampsw=wampasid=f6f778fcf0a20b3f0f18df5e20a57f27 [Accessed 19-03-2014]
Fahy P [undated] ldquoForewordrdquo In Ozin P Norton H and Spivey P [2013] PACE ndash A Practical
Guide to the Police and Criminal Evidence Act 1984 3rd
Edition Oxford Oxford University Press
p v
Flick U [2011] Introducing Research Methodology London Sage p 125
Garret J [2006] Kants Duty Ethics Available at
httppeoplewkuedujangarrettethicskanthtm [Accessed 20-03-2014]
Govuk [2013] Guidance Police and Criminal Evidence Act 1984 (PACE) Codes of Practice
London Home Office Available at httpswwwgovukpolice-and-criminal-evidence-act-1984-
pace-codes-of-practice [Accessed 02-04-2014]
Guyer P (2007) cited by Perold L M [2010] Does Immanuel Kants Categorical Imperative
Commit Him to the View that Lying is Always Morally Wrong Master of Arts thesis University of
the Witwatersrand p 19 Available at
httpwiredspacewitsaczabitstreamhandle1053910096M20Perold20Research20Reportp
dfsequence=2 [Accessed 24-04-2014]
23
Hart HLA [1958] cited by Green L [2012] ldquoIntroductionrdquo in Hart H L A [2012] The
Concept of Law 3rd
Edition Oxford Oxford University Press p xxxiii Available at
httpbooksgooglecoukbookshl=enamplr=ampid=53u8K7jNGioCampoi=fndamppg=PP2ampdq=law+and+
moralityampots=3fiRAxxSFFampsig=BoQfC4sR_Lnb-
GD4OzEUXvIryfov=onepageampq=law20and20moralityampf=false [Accessed 12-04-2014]
Jackson L and Smith L [2013] Research into young Londoners experiences and perceptions of
stop and search London Office for Public Management p 6 Available at
httpwwwlondongovuksitesdefaultfiles14-02-06-OPM20-
20Young20peoples20views20stop20and20search20-20FINALpdf [Accessed 21-
04-2014]
Joseph I And Gunter A [2011] Gangs Revisited Whats a Gang and Whats Race Got to Do with
It - Politics and Policy into Practice London Runnymede p3 Available at
httpwwwrunnymedetrustorguploadspublicationspdfsGangsRevisited(online)-2011pdf
[Accessed 08-04-2014]
Kumar R [2011] Research Methodology a Step-by-Step Guide for Beginners London Sage
p139 164
Mawby R and Wright A [2005] Police Accountability in the United Kingdom p6 Available at
httpwwwhumanrightsinitiativeorgprogramsajpoliceres_matpolice_accountability_in_ukpdf
[Accessed 02-04-2014]
McQueen R A and Knussen C [2002] Research Methods for Social Science ndash an Introduction
Harlow Pearson pp83-85 84-85
ONeill O [2013] Acting on Principle An Essay on Kantian Ethics 2nd
Edition Cambridge
Cambridge University Press p78 79 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
ONeill O [2000] Bounds of Justice Cambridge Cambridge University Press p67
Ozin P Norton H and Spivey P [2013] PACE ndash A Practical Guide to the Police and Criminal
Evidence Act 1984 3rd
Edition Oxford Oxford University Press p 4
Paton H J [1969] The Moral Law London Hutchinson amp Co ltd p22
Police and Criminal Evidence Act 1984 Ch 60 London HMSO
R v McIlkenny and others [1991] 2 All ER 417 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744d06500000145a7ddf45f8cfdf386
ampdocguid=I59AD10F1E42811DA8FC2A0F0355337E9amphitguid=I59AD10F1E42811DA8FC2A0F
0355337E9amprank=1ampspos=1ampepos=1amptd=1ampcrumb-action=appendampcontext=17ampresolvein=true
[Accessed 28-04-2014]
24
R v Miller [1993] 97 Cr App R 99 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744cc64000001458ea70ccbfa4bdcd
aampdocguid=I60145160E42811DA8FC2A0F0355337E9amphitguid=I60145160E42811DA8FC2A0F0
355337E9amprank=9ampspos=9ampepos=9amptd=14ampcrumb-action=appendampcontext=78ampresolvein=true
[Accessed 22-04-2014]
Rachels J [1986] Kantian Theory The Idea of Human Dignity Random House Inc p1 Available
at httppubliccallutheranedu~chenxiphil345_022pdf [Accessed 20-03-2014]
Royal Commission [undated] cited by Zander M [2011] PACE (The Police and Criminal
Evidence Act 1984) Past Present and Future London LSE Law Society and Economy Working
Papers p3 Available at wwwlseacukcollectionslawwpswpshtm [Accessed 19-03-2014]
Sandel M [2011] Episode 6 ndash Discussion Guide (Advanced) Available at
httpwwwjusticeharvardorgresourcesepisode-6-discussion-guide-advanced [Accessed 27-04-
2014]
Singer G M [undated] cited by ONeill O [2013] Acting on Principle An Essay on Kantian
Ethics 2nd
Edition Cambridge Cambridge University Press p78 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
Stohr K [2010 ndash forthcoming] ldquoKantian Beneficence and the Problem of Obligatory Aidrdquo Journal
of Moral Philosophy p3 Available at
httpwww9georgetownedufacultykes39Stohr_Kantian_Beneficence_and_the_Problem_of
_Obligatory_Aidpdf [Accessed 25-04-2014]
StopWatch [2014] Stop and Search Factsheet Available at httpwwwstop-watchorgget-
informedfactsheetstop-and-search [Accessed 13-03-2014]
Westmarland L [undated] ldquoPolice Culturesrdquo in Newburn T (ed) [2011] Handbook of Policing
2nd
Edition Abingdon Taylor amp Francis p255
Westmarland L [2011] Researching Crime and Justice ndash Tales from the Field London Routledge
p141
Wilding B [undated] ldquoTipping the Scales of Justice A Review of the Impact of PACErdquo in Cape
E and Young R (eds) [2008] Regulating Policing The Police and Criminal Evidence Act 1984
Past Present and Future Portland Hart Publishing p127 130 Available at
httplibmyilibrarycomOpenaspxid=204843ampsrc=0 [Accessed 09-03-2014]
Zupancic A [2000] Ethics of the Real London Verso p16
25
APPENDIX 1
Six Key Principles of Ethical Research
26
Principles procedures and minimum requirements of the Framework for Research Ethics
(FRE)
There are six key principles of ethical research that the ESRC expects to be addressed whenever
applicable
1 Research should be designed reviewed and undertaken to ensure integrity quality and
transparency
2 Research staff and participants must normally be informed fully about the purpose methods and
intended possible uses of the research what their participation in the research entails and what risks
if any are involved Some variation is allowed in very specific research contexts for which detailed
guidance is provided in Section 2
3 The confidentiality of information supplied by research participants and the anonymity of
respondents must be respected
4 Research participants must take part voluntarily free from any coercion
5 Harm to research participants and researchers must be avoided in all instances
6 The independence of research must be clear and any conflicts of interest and partiality must be
explicit
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed
27-04-2014]
27
APPENDIX 2
Ethics Approval Form
28
Request for Ethical Approval
Section 1 ndash to be completed by the researcher
Full name
Jens Knut Elias Klots
Module number and title (student researchers
only)
Extended Research Project [Criminology amp Criminal Investigation]
Research Proposal title
ldquoAn Ethical Analysis of the Police and Criminal Evidence Act 1984rdquo
Funding body applying to if applicable
-
Brief outline of proposal
(including research questions where
appropriate)
You are also asked to
submit with your application copies of
any questionnaires
letters recruitment material you intend to
use if these are available at the time
of requesting approval
The research will ethically evaluate part I III and
IV-V along with the corresponding Codes of Practice [A B C E F and G] using Kantian ethics
Seeking to establish whether the main piece of legislation governing how policing should be carried out in England and Wales can be ethically
justified by Kantian ideologies as well as establishing what ethical issues might be present
etc
Level of research eg staff undergraduate
postgraduate masterrsquos (award related) MPhil
PhD
Undergraduate
Please outline the
methodology that would be implemented in the course of this research
The research will be purely based on secondary
resources using books journals web-sources etc
Please indicate the ethical issues that have
been considered and how these will be
There should be no ethical issues in terms of the research carried out However I have identified
that my choice to only use only one ethical theory for my analysis could be considered biased My
29
addressed
choice however was to ensure that my research will be as focused as possible so a more in depth analysis could be made which will be noted within
the dissertation
Please indicate any
issues that may arise relating to diversity and
equality whilst undertaking this research and how you
will manage these
-
Please indicate how
participants will be de-briefed about their
involvement in the research process and or provided with
opportunities for reflection and evaluation
-
Please answer the following questions by circling or highlighting the appropriate response
1 Will your research project involve young people under the age of 18 NO
YES but not directly ndash primarily teachers If yes do you have an Enhanced Disclosure Certificate from the Criminal Records
Bureau
YES
2 Will your research project involve vulnerable adults
NO
3 For which category of proposal are you applying for ethical approval
Category A
21
However it should be noted that this research can only provide a limited account of the morality of
this police power as it has only explored it through the limitations put upon it through the necessity
requirement of reasonable suspicion Additionally it can only account for the morality of the
sections of the Police and Criminal Evidence Act 1984 and the Codes of Practice A addressing this
particular police power and only through the limitations explored within this research Finally it is
also important to recognise that the police power has only been analysed using a Kantian approach
to ethics and morality This means that further studies of the police power and indeed the Act and
Codes in general are needed in order to provide a more accurate account of the morality and ethical
issues present It is therefore suggested that additional research should be carried out to study the
legislation governing the power of stop and search utilising other ethical theories or utilising
Kantian ethics with a different focus point of the legislation
However while further research is needed in order to gain a more accurate account of the overall
morality of the police power and the legislation governing it it does not mean the research
presented in this paper is of any less value Because even though the study can only provide a
limited account of the legislations morality it has succeeded in presenting the probabilities for the
moral justification of the Acts first part along with the associated Codes of Practice as well as
identifying that the issues connected to the Act may be caused primarily by the polices failure to
accurately conduct stops and searches according to the law Meaning the research has produced
some valuable results in addition to providing a stepping stone for further research on the topic
22
Bibliography
BBC [2014] Duty-Based Ethics Available at
httpwwwbbccoukethicsintroductionduty_1shtml [Accessed 20-03-2014]
Benz S [2010] ldquoThe Police and Criminal Evidence Act 1984 balancing civil liberties and public
securityrdquo Diffusion 5(2) Available at httpatpuclanacukbuddypressdiffusionp=1255
[Accessed 25-04-2014]
Bowling B and Phillips C [2007] Disproportionate and Discriminatory Reviewing the Evidence
on Police Stop and Search Oxford Blackwell Publishing p958 httpwwwstop-
watchorguploadsdocumentsmodern_law_reviewpdf
Braddock K [2011] ldquoThe Power of the Hoodierdquo The Guardian Available at
httpwwwtheguardiancomuk2011aug09power-of-the-hoodie [Accessed21-04-2014]
Codes of Practice A
Council of Europe [2010] European Convention on Human Rights Strasbourg European Court of
Human Rights p 7 Available at httpwwwechrcoeintDocumentsConvention_ENGpdf
[Accessed 09-03-2014]
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed 01-
04-2014]
The Economist [1990] End Game Available
athttpgogalegroupcompsidoid=GALE7CA9390713ampv=21ampu=uceampit=rampp=SPJSP0
0ampsw=wampasid=f6f778fcf0a20b3f0f18df5e20a57f27 [Accessed 19-03-2014]
Fahy P [undated] ldquoForewordrdquo In Ozin P Norton H and Spivey P [2013] PACE ndash A Practical
Guide to the Police and Criminal Evidence Act 1984 3rd
Edition Oxford Oxford University Press
p v
Flick U [2011] Introducing Research Methodology London Sage p 125
Garret J [2006] Kants Duty Ethics Available at
httppeoplewkuedujangarrettethicskanthtm [Accessed 20-03-2014]
Govuk [2013] Guidance Police and Criminal Evidence Act 1984 (PACE) Codes of Practice
London Home Office Available at httpswwwgovukpolice-and-criminal-evidence-act-1984-
pace-codes-of-practice [Accessed 02-04-2014]
Guyer P (2007) cited by Perold L M [2010] Does Immanuel Kants Categorical Imperative
Commit Him to the View that Lying is Always Morally Wrong Master of Arts thesis University of
the Witwatersrand p 19 Available at
httpwiredspacewitsaczabitstreamhandle1053910096M20Perold20Research20Reportp
dfsequence=2 [Accessed 24-04-2014]
23
Hart HLA [1958] cited by Green L [2012] ldquoIntroductionrdquo in Hart H L A [2012] The
Concept of Law 3rd
Edition Oxford Oxford University Press p xxxiii Available at
httpbooksgooglecoukbookshl=enamplr=ampid=53u8K7jNGioCampoi=fndamppg=PP2ampdq=law+and+
moralityampots=3fiRAxxSFFampsig=BoQfC4sR_Lnb-
GD4OzEUXvIryfov=onepageampq=law20and20moralityampf=false [Accessed 12-04-2014]
Jackson L and Smith L [2013] Research into young Londoners experiences and perceptions of
stop and search London Office for Public Management p 6 Available at
httpwwwlondongovuksitesdefaultfiles14-02-06-OPM20-
20Young20peoples20views20stop20and20search20-20FINALpdf [Accessed 21-
04-2014]
Joseph I And Gunter A [2011] Gangs Revisited Whats a Gang and Whats Race Got to Do with
It - Politics and Policy into Practice London Runnymede p3 Available at
httpwwwrunnymedetrustorguploadspublicationspdfsGangsRevisited(online)-2011pdf
[Accessed 08-04-2014]
Kumar R [2011] Research Methodology a Step-by-Step Guide for Beginners London Sage
p139 164
Mawby R and Wright A [2005] Police Accountability in the United Kingdom p6 Available at
httpwwwhumanrightsinitiativeorgprogramsajpoliceres_matpolice_accountability_in_ukpdf
[Accessed 02-04-2014]
McQueen R A and Knussen C [2002] Research Methods for Social Science ndash an Introduction
Harlow Pearson pp83-85 84-85
ONeill O [2013] Acting on Principle An Essay on Kantian Ethics 2nd
Edition Cambridge
Cambridge University Press p78 79 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
ONeill O [2000] Bounds of Justice Cambridge Cambridge University Press p67
Ozin P Norton H and Spivey P [2013] PACE ndash A Practical Guide to the Police and Criminal
Evidence Act 1984 3rd
Edition Oxford Oxford University Press p 4
Paton H J [1969] The Moral Law London Hutchinson amp Co ltd p22
Police and Criminal Evidence Act 1984 Ch 60 London HMSO
R v McIlkenny and others [1991] 2 All ER 417 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744d06500000145a7ddf45f8cfdf386
ampdocguid=I59AD10F1E42811DA8FC2A0F0355337E9amphitguid=I59AD10F1E42811DA8FC2A0F
0355337E9amprank=1ampspos=1ampepos=1amptd=1ampcrumb-action=appendampcontext=17ampresolvein=true
[Accessed 28-04-2014]
24
R v Miller [1993] 97 Cr App R 99 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744cc64000001458ea70ccbfa4bdcd
aampdocguid=I60145160E42811DA8FC2A0F0355337E9amphitguid=I60145160E42811DA8FC2A0F0
355337E9amprank=9ampspos=9ampepos=9amptd=14ampcrumb-action=appendampcontext=78ampresolvein=true
[Accessed 22-04-2014]
Rachels J [1986] Kantian Theory The Idea of Human Dignity Random House Inc p1 Available
at httppubliccallutheranedu~chenxiphil345_022pdf [Accessed 20-03-2014]
Royal Commission [undated] cited by Zander M [2011] PACE (The Police and Criminal
Evidence Act 1984) Past Present and Future London LSE Law Society and Economy Working
Papers p3 Available at wwwlseacukcollectionslawwpswpshtm [Accessed 19-03-2014]
Sandel M [2011] Episode 6 ndash Discussion Guide (Advanced) Available at
httpwwwjusticeharvardorgresourcesepisode-6-discussion-guide-advanced [Accessed 27-04-
2014]
Singer G M [undated] cited by ONeill O [2013] Acting on Principle An Essay on Kantian
Ethics 2nd
Edition Cambridge Cambridge University Press p78 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
Stohr K [2010 ndash forthcoming] ldquoKantian Beneficence and the Problem of Obligatory Aidrdquo Journal
of Moral Philosophy p3 Available at
httpwww9georgetownedufacultykes39Stohr_Kantian_Beneficence_and_the_Problem_of
_Obligatory_Aidpdf [Accessed 25-04-2014]
StopWatch [2014] Stop and Search Factsheet Available at httpwwwstop-watchorgget-
informedfactsheetstop-and-search [Accessed 13-03-2014]
Westmarland L [undated] ldquoPolice Culturesrdquo in Newburn T (ed) [2011] Handbook of Policing
2nd
Edition Abingdon Taylor amp Francis p255
Westmarland L [2011] Researching Crime and Justice ndash Tales from the Field London Routledge
p141
Wilding B [undated] ldquoTipping the Scales of Justice A Review of the Impact of PACErdquo in Cape
E and Young R (eds) [2008] Regulating Policing The Police and Criminal Evidence Act 1984
Past Present and Future Portland Hart Publishing p127 130 Available at
httplibmyilibrarycomOpenaspxid=204843ampsrc=0 [Accessed 09-03-2014]
Zupancic A [2000] Ethics of the Real London Verso p16
25
APPENDIX 1
Six Key Principles of Ethical Research
26
Principles procedures and minimum requirements of the Framework for Research Ethics
(FRE)
There are six key principles of ethical research that the ESRC expects to be addressed whenever
applicable
1 Research should be designed reviewed and undertaken to ensure integrity quality and
transparency
2 Research staff and participants must normally be informed fully about the purpose methods and
intended possible uses of the research what their participation in the research entails and what risks
if any are involved Some variation is allowed in very specific research contexts for which detailed
guidance is provided in Section 2
3 The confidentiality of information supplied by research participants and the anonymity of
respondents must be respected
4 Research participants must take part voluntarily free from any coercion
5 Harm to research participants and researchers must be avoided in all instances
6 The independence of research must be clear and any conflicts of interest and partiality must be
explicit
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed
27-04-2014]
27
APPENDIX 2
Ethics Approval Form
28
Request for Ethical Approval
Section 1 ndash to be completed by the researcher
Full name
Jens Knut Elias Klots
Module number and title (student researchers
only)
Extended Research Project [Criminology amp Criminal Investigation]
Research Proposal title
ldquoAn Ethical Analysis of the Police and Criminal Evidence Act 1984rdquo
Funding body applying to if applicable
-
Brief outline of proposal
(including research questions where
appropriate)
You are also asked to
submit with your application copies of
any questionnaires
letters recruitment material you intend to
use if these are available at the time
of requesting approval
The research will ethically evaluate part I III and
IV-V along with the corresponding Codes of Practice [A B C E F and G] using Kantian ethics
Seeking to establish whether the main piece of legislation governing how policing should be carried out in England and Wales can be ethically
justified by Kantian ideologies as well as establishing what ethical issues might be present
etc
Level of research eg staff undergraduate
postgraduate masterrsquos (award related) MPhil
PhD
Undergraduate
Please outline the
methodology that would be implemented in the course of this research
The research will be purely based on secondary
resources using books journals web-sources etc
Please indicate the ethical issues that have
been considered and how these will be
There should be no ethical issues in terms of the research carried out However I have identified
that my choice to only use only one ethical theory for my analysis could be considered biased My
29
addressed
choice however was to ensure that my research will be as focused as possible so a more in depth analysis could be made which will be noted within
the dissertation
Please indicate any
issues that may arise relating to diversity and
equality whilst undertaking this research and how you
will manage these
-
Please indicate how
participants will be de-briefed about their
involvement in the research process and or provided with
opportunities for reflection and evaluation
-
Please answer the following questions by circling or highlighting the appropriate response
1 Will your research project involve young people under the age of 18 NO
YES but not directly ndash primarily teachers If yes do you have an Enhanced Disclosure Certificate from the Criminal Records
Bureau
YES
2 Will your research project involve vulnerable adults
NO
3 For which category of proposal are you applying for ethical approval
Category A
22
Bibliography
BBC [2014] Duty-Based Ethics Available at
httpwwwbbccoukethicsintroductionduty_1shtml [Accessed 20-03-2014]
Benz S [2010] ldquoThe Police and Criminal Evidence Act 1984 balancing civil liberties and public
securityrdquo Diffusion 5(2) Available at httpatpuclanacukbuddypressdiffusionp=1255
[Accessed 25-04-2014]
Bowling B and Phillips C [2007] Disproportionate and Discriminatory Reviewing the Evidence
on Police Stop and Search Oxford Blackwell Publishing p958 httpwwwstop-
watchorguploadsdocumentsmodern_law_reviewpdf
Braddock K [2011] ldquoThe Power of the Hoodierdquo The Guardian Available at
httpwwwtheguardiancomuk2011aug09power-of-the-hoodie [Accessed21-04-2014]
Codes of Practice A
Council of Europe [2010] European Convention on Human Rights Strasbourg European Court of
Human Rights p 7 Available at httpwwwechrcoeintDocumentsConvention_ENGpdf
[Accessed 09-03-2014]
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed 01-
04-2014]
The Economist [1990] End Game Available
athttpgogalegroupcompsidoid=GALE7CA9390713ampv=21ampu=uceampit=rampp=SPJSP0
0ampsw=wampasid=f6f778fcf0a20b3f0f18df5e20a57f27 [Accessed 19-03-2014]
Fahy P [undated] ldquoForewordrdquo In Ozin P Norton H and Spivey P [2013] PACE ndash A Practical
Guide to the Police and Criminal Evidence Act 1984 3rd
Edition Oxford Oxford University Press
p v
Flick U [2011] Introducing Research Methodology London Sage p 125
Garret J [2006] Kants Duty Ethics Available at
httppeoplewkuedujangarrettethicskanthtm [Accessed 20-03-2014]
Govuk [2013] Guidance Police and Criminal Evidence Act 1984 (PACE) Codes of Practice
London Home Office Available at httpswwwgovukpolice-and-criminal-evidence-act-1984-
pace-codes-of-practice [Accessed 02-04-2014]
Guyer P (2007) cited by Perold L M [2010] Does Immanuel Kants Categorical Imperative
Commit Him to the View that Lying is Always Morally Wrong Master of Arts thesis University of
the Witwatersrand p 19 Available at
httpwiredspacewitsaczabitstreamhandle1053910096M20Perold20Research20Reportp
dfsequence=2 [Accessed 24-04-2014]
23
Hart HLA [1958] cited by Green L [2012] ldquoIntroductionrdquo in Hart H L A [2012] The
Concept of Law 3rd
Edition Oxford Oxford University Press p xxxiii Available at
httpbooksgooglecoukbookshl=enamplr=ampid=53u8K7jNGioCampoi=fndamppg=PP2ampdq=law+and+
moralityampots=3fiRAxxSFFampsig=BoQfC4sR_Lnb-
GD4OzEUXvIryfov=onepageampq=law20and20moralityampf=false [Accessed 12-04-2014]
Jackson L and Smith L [2013] Research into young Londoners experiences and perceptions of
stop and search London Office for Public Management p 6 Available at
httpwwwlondongovuksitesdefaultfiles14-02-06-OPM20-
20Young20peoples20views20stop20and20search20-20FINALpdf [Accessed 21-
04-2014]
Joseph I And Gunter A [2011] Gangs Revisited Whats a Gang and Whats Race Got to Do with
It - Politics and Policy into Practice London Runnymede p3 Available at
httpwwwrunnymedetrustorguploadspublicationspdfsGangsRevisited(online)-2011pdf
[Accessed 08-04-2014]
Kumar R [2011] Research Methodology a Step-by-Step Guide for Beginners London Sage
p139 164
Mawby R and Wright A [2005] Police Accountability in the United Kingdom p6 Available at
httpwwwhumanrightsinitiativeorgprogramsajpoliceres_matpolice_accountability_in_ukpdf
[Accessed 02-04-2014]
McQueen R A and Knussen C [2002] Research Methods for Social Science ndash an Introduction
Harlow Pearson pp83-85 84-85
ONeill O [2013] Acting on Principle An Essay on Kantian Ethics 2nd
Edition Cambridge
Cambridge University Press p78 79 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
ONeill O [2000] Bounds of Justice Cambridge Cambridge University Press p67
Ozin P Norton H and Spivey P [2013] PACE ndash A Practical Guide to the Police and Criminal
Evidence Act 1984 3rd
Edition Oxford Oxford University Press p 4
Paton H J [1969] The Moral Law London Hutchinson amp Co ltd p22
Police and Criminal Evidence Act 1984 Ch 60 London HMSO
R v McIlkenny and others [1991] 2 All ER 417 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744d06500000145a7ddf45f8cfdf386
ampdocguid=I59AD10F1E42811DA8FC2A0F0355337E9amphitguid=I59AD10F1E42811DA8FC2A0F
0355337E9amprank=1ampspos=1ampepos=1amptd=1ampcrumb-action=appendampcontext=17ampresolvein=true
[Accessed 28-04-2014]
24
R v Miller [1993] 97 Cr App R 99 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744cc64000001458ea70ccbfa4bdcd
aampdocguid=I60145160E42811DA8FC2A0F0355337E9amphitguid=I60145160E42811DA8FC2A0F0
355337E9amprank=9ampspos=9ampepos=9amptd=14ampcrumb-action=appendampcontext=78ampresolvein=true
[Accessed 22-04-2014]
Rachels J [1986] Kantian Theory The Idea of Human Dignity Random House Inc p1 Available
at httppubliccallutheranedu~chenxiphil345_022pdf [Accessed 20-03-2014]
Royal Commission [undated] cited by Zander M [2011] PACE (The Police and Criminal
Evidence Act 1984) Past Present and Future London LSE Law Society and Economy Working
Papers p3 Available at wwwlseacukcollectionslawwpswpshtm [Accessed 19-03-2014]
Sandel M [2011] Episode 6 ndash Discussion Guide (Advanced) Available at
httpwwwjusticeharvardorgresourcesepisode-6-discussion-guide-advanced [Accessed 27-04-
2014]
Singer G M [undated] cited by ONeill O [2013] Acting on Principle An Essay on Kantian
Ethics 2nd
Edition Cambridge Cambridge University Press p78 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
Stohr K [2010 ndash forthcoming] ldquoKantian Beneficence and the Problem of Obligatory Aidrdquo Journal
of Moral Philosophy p3 Available at
httpwww9georgetownedufacultykes39Stohr_Kantian_Beneficence_and_the_Problem_of
_Obligatory_Aidpdf [Accessed 25-04-2014]
StopWatch [2014] Stop and Search Factsheet Available at httpwwwstop-watchorgget-
informedfactsheetstop-and-search [Accessed 13-03-2014]
Westmarland L [undated] ldquoPolice Culturesrdquo in Newburn T (ed) [2011] Handbook of Policing
2nd
Edition Abingdon Taylor amp Francis p255
Westmarland L [2011] Researching Crime and Justice ndash Tales from the Field London Routledge
p141
Wilding B [undated] ldquoTipping the Scales of Justice A Review of the Impact of PACErdquo in Cape
E and Young R (eds) [2008] Regulating Policing The Police and Criminal Evidence Act 1984
Past Present and Future Portland Hart Publishing p127 130 Available at
httplibmyilibrarycomOpenaspxid=204843ampsrc=0 [Accessed 09-03-2014]
Zupancic A [2000] Ethics of the Real London Verso p16
25
APPENDIX 1
Six Key Principles of Ethical Research
26
Principles procedures and minimum requirements of the Framework for Research Ethics
(FRE)
There are six key principles of ethical research that the ESRC expects to be addressed whenever
applicable
1 Research should be designed reviewed and undertaken to ensure integrity quality and
transparency
2 Research staff and participants must normally be informed fully about the purpose methods and
intended possible uses of the research what their participation in the research entails and what risks
if any are involved Some variation is allowed in very specific research contexts for which detailed
guidance is provided in Section 2
3 The confidentiality of information supplied by research participants and the anonymity of
respondents must be respected
4 Research participants must take part voluntarily free from any coercion
5 Harm to research participants and researchers must be avoided in all instances
6 The independence of research must be clear and any conflicts of interest and partiality must be
explicit
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed
27-04-2014]
27
APPENDIX 2
Ethics Approval Form
28
Request for Ethical Approval
Section 1 ndash to be completed by the researcher
Full name
Jens Knut Elias Klots
Module number and title (student researchers
only)
Extended Research Project [Criminology amp Criminal Investigation]
Research Proposal title
ldquoAn Ethical Analysis of the Police and Criminal Evidence Act 1984rdquo
Funding body applying to if applicable
-
Brief outline of proposal
(including research questions where
appropriate)
You are also asked to
submit with your application copies of
any questionnaires
letters recruitment material you intend to
use if these are available at the time
of requesting approval
The research will ethically evaluate part I III and
IV-V along with the corresponding Codes of Practice [A B C E F and G] using Kantian ethics
Seeking to establish whether the main piece of legislation governing how policing should be carried out in England and Wales can be ethically
justified by Kantian ideologies as well as establishing what ethical issues might be present
etc
Level of research eg staff undergraduate
postgraduate masterrsquos (award related) MPhil
PhD
Undergraduate
Please outline the
methodology that would be implemented in the course of this research
The research will be purely based on secondary
resources using books journals web-sources etc
Please indicate the ethical issues that have
been considered and how these will be
There should be no ethical issues in terms of the research carried out However I have identified
that my choice to only use only one ethical theory for my analysis could be considered biased My
29
addressed
choice however was to ensure that my research will be as focused as possible so a more in depth analysis could be made which will be noted within
the dissertation
Please indicate any
issues that may arise relating to diversity and
equality whilst undertaking this research and how you
will manage these
-
Please indicate how
participants will be de-briefed about their
involvement in the research process and or provided with
opportunities for reflection and evaluation
-
Please answer the following questions by circling or highlighting the appropriate response
1 Will your research project involve young people under the age of 18 NO
YES but not directly ndash primarily teachers If yes do you have an Enhanced Disclosure Certificate from the Criminal Records
Bureau
YES
2 Will your research project involve vulnerable adults
NO
3 For which category of proposal are you applying for ethical approval
Category A
23
Hart HLA [1958] cited by Green L [2012] ldquoIntroductionrdquo in Hart H L A [2012] The
Concept of Law 3rd
Edition Oxford Oxford University Press p xxxiii Available at
httpbooksgooglecoukbookshl=enamplr=ampid=53u8K7jNGioCampoi=fndamppg=PP2ampdq=law+and+
moralityampots=3fiRAxxSFFampsig=BoQfC4sR_Lnb-
GD4OzEUXvIryfov=onepageampq=law20and20moralityampf=false [Accessed 12-04-2014]
Jackson L and Smith L [2013] Research into young Londoners experiences and perceptions of
stop and search London Office for Public Management p 6 Available at
httpwwwlondongovuksitesdefaultfiles14-02-06-OPM20-
20Young20peoples20views20stop20and20search20-20FINALpdf [Accessed 21-
04-2014]
Joseph I And Gunter A [2011] Gangs Revisited Whats a Gang and Whats Race Got to Do with
It - Politics and Policy into Practice London Runnymede p3 Available at
httpwwwrunnymedetrustorguploadspublicationspdfsGangsRevisited(online)-2011pdf
[Accessed 08-04-2014]
Kumar R [2011] Research Methodology a Step-by-Step Guide for Beginners London Sage
p139 164
Mawby R and Wright A [2005] Police Accountability in the United Kingdom p6 Available at
httpwwwhumanrightsinitiativeorgprogramsajpoliceres_matpolice_accountability_in_ukpdf
[Accessed 02-04-2014]
McQueen R A and Knussen C [2002] Research Methods for Social Science ndash an Introduction
Harlow Pearson pp83-85 84-85
ONeill O [2013] Acting on Principle An Essay on Kantian Ethics 2nd
Edition Cambridge
Cambridge University Press p78 79 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
ONeill O [2000] Bounds of Justice Cambridge Cambridge University Press p67
Ozin P Norton H and Spivey P [2013] PACE ndash A Practical Guide to the Police and Criminal
Evidence Act 1984 3rd
Edition Oxford Oxford University Press p 4
Paton H J [1969] The Moral Law London Hutchinson amp Co ltd p22
Police and Criminal Evidence Act 1984 Ch 60 London HMSO
R v McIlkenny and others [1991] 2 All ER 417 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744d06500000145a7ddf45f8cfdf386
ampdocguid=I59AD10F1E42811DA8FC2A0F0355337E9amphitguid=I59AD10F1E42811DA8FC2A0F
0355337E9amprank=1ampspos=1ampepos=1amptd=1ampcrumb-action=appendampcontext=17ampresolvein=true
[Accessed 28-04-2014]
24
R v Miller [1993] 97 Cr App R 99 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744cc64000001458ea70ccbfa4bdcd
aampdocguid=I60145160E42811DA8FC2A0F0355337E9amphitguid=I60145160E42811DA8FC2A0F0
355337E9amprank=9ampspos=9ampepos=9amptd=14ampcrumb-action=appendampcontext=78ampresolvein=true
[Accessed 22-04-2014]
Rachels J [1986] Kantian Theory The Idea of Human Dignity Random House Inc p1 Available
at httppubliccallutheranedu~chenxiphil345_022pdf [Accessed 20-03-2014]
Royal Commission [undated] cited by Zander M [2011] PACE (The Police and Criminal
Evidence Act 1984) Past Present and Future London LSE Law Society and Economy Working
Papers p3 Available at wwwlseacukcollectionslawwpswpshtm [Accessed 19-03-2014]
Sandel M [2011] Episode 6 ndash Discussion Guide (Advanced) Available at
httpwwwjusticeharvardorgresourcesepisode-6-discussion-guide-advanced [Accessed 27-04-
2014]
Singer G M [undated] cited by ONeill O [2013] Acting on Principle An Essay on Kantian
Ethics 2nd
Edition Cambridge Cambridge University Press p78 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
Stohr K [2010 ndash forthcoming] ldquoKantian Beneficence and the Problem of Obligatory Aidrdquo Journal
of Moral Philosophy p3 Available at
httpwww9georgetownedufacultykes39Stohr_Kantian_Beneficence_and_the_Problem_of
_Obligatory_Aidpdf [Accessed 25-04-2014]
StopWatch [2014] Stop and Search Factsheet Available at httpwwwstop-watchorgget-
informedfactsheetstop-and-search [Accessed 13-03-2014]
Westmarland L [undated] ldquoPolice Culturesrdquo in Newburn T (ed) [2011] Handbook of Policing
2nd
Edition Abingdon Taylor amp Francis p255
Westmarland L [2011] Researching Crime and Justice ndash Tales from the Field London Routledge
p141
Wilding B [undated] ldquoTipping the Scales of Justice A Review of the Impact of PACErdquo in Cape
E and Young R (eds) [2008] Regulating Policing The Police and Criminal Evidence Act 1984
Past Present and Future Portland Hart Publishing p127 130 Available at
httplibmyilibrarycomOpenaspxid=204843ampsrc=0 [Accessed 09-03-2014]
Zupancic A [2000] Ethics of the Real London Verso p16
25
APPENDIX 1
Six Key Principles of Ethical Research
26
Principles procedures and minimum requirements of the Framework for Research Ethics
(FRE)
There are six key principles of ethical research that the ESRC expects to be addressed whenever
applicable
1 Research should be designed reviewed and undertaken to ensure integrity quality and
transparency
2 Research staff and participants must normally be informed fully about the purpose methods and
intended possible uses of the research what their participation in the research entails and what risks
if any are involved Some variation is allowed in very specific research contexts for which detailed
guidance is provided in Section 2
3 The confidentiality of information supplied by research participants and the anonymity of
respondents must be respected
4 Research participants must take part voluntarily free from any coercion
5 Harm to research participants and researchers must be avoided in all instances
6 The independence of research must be clear and any conflicts of interest and partiality must be
explicit
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed
27-04-2014]
27
APPENDIX 2
Ethics Approval Form
28
Request for Ethical Approval
Section 1 ndash to be completed by the researcher
Full name
Jens Knut Elias Klots
Module number and title (student researchers
only)
Extended Research Project [Criminology amp Criminal Investigation]
Research Proposal title
ldquoAn Ethical Analysis of the Police and Criminal Evidence Act 1984rdquo
Funding body applying to if applicable
-
Brief outline of proposal
(including research questions where
appropriate)
You are also asked to
submit with your application copies of
any questionnaires
letters recruitment material you intend to
use if these are available at the time
of requesting approval
The research will ethically evaluate part I III and
IV-V along with the corresponding Codes of Practice [A B C E F and G] using Kantian ethics
Seeking to establish whether the main piece of legislation governing how policing should be carried out in England and Wales can be ethically
justified by Kantian ideologies as well as establishing what ethical issues might be present
etc
Level of research eg staff undergraduate
postgraduate masterrsquos (award related) MPhil
PhD
Undergraduate
Please outline the
methodology that would be implemented in the course of this research
The research will be purely based on secondary
resources using books journals web-sources etc
Please indicate the ethical issues that have
been considered and how these will be
There should be no ethical issues in terms of the research carried out However I have identified
that my choice to only use only one ethical theory for my analysis could be considered biased My
29
addressed
choice however was to ensure that my research will be as focused as possible so a more in depth analysis could be made which will be noted within
the dissertation
Please indicate any
issues that may arise relating to diversity and
equality whilst undertaking this research and how you
will manage these
-
Please indicate how
participants will be de-briefed about their
involvement in the research process and or provided with
opportunities for reflection and evaluation
-
Please answer the following questions by circling or highlighting the appropriate response
1 Will your research project involve young people under the age of 18 NO
YES but not directly ndash primarily teachers If yes do you have an Enhanced Disclosure Certificate from the Criminal Records
Bureau
YES
2 Will your research project involve vulnerable adults
NO
3 For which category of proposal are you applying for ethical approval
Category A
24
R v Miller [1993] 97 Cr App R 99 Available at
httploginwestlawcoukmafwlukappdocumentampsrguid=ia744cc64000001458ea70ccbfa4bdcd
aampdocguid=I60145160E42811DA8FC2A0F0355337E9amphitguid=I60145160E42811DA8FC2A0F0
355337E9amprank=9ampspos=9ampepos=9amptd=14ampcrumb-action=appendampcontext=78ampresolvein=true
[Accessed 22-04-2014]
Rachels J [1986] Kantian Theory The Idea of Human Dignity Random House Inc p1 Available
at httppubliccallutheranedu~chenxiphil345_022pdf [Accessed 20-03-2014]
Royal Commission [undated] cited by Zander M [2011] PACE (The Police and Criminal
Evidence Act 1984) Past Present and Future London LSE Law Society and Economy Working
Papers p3 Available at wwwlseacukcollectionslawwpswpshtm [Accessed 19-03-2014]
Sandel M [2011] Episode 6 ndash Discussion Guide (Advanced) Available at
httpwwwjusticeharvardorgresourcesepisode-6-discussion-guide-advanced [Accessed 27-04-
2014]
Singer G M [undated] cited by ONeill O [2013] Acting on Principle An Essay on Kantian
Ethics 2nd
Edition Cambridge Cambridge University Press p78 Available at
httpbooksgooglecoukbookshl=enamplr=ampid=QbXCAQAAQBAJampoi=fndamppg=PA1ampdq=k
ant+test+generalisationampots=NXBySSMUcHampsig=Tmkkjwa13rHvefEVPtp3WnOaZpIv=on
epageampq=kant20test20generalisationampf=false [Accessed 17-04-2014]
Stohr K [2010 ndash forthcoming] ldquoKantian Beneficence and the Problem of Obligatory Aidrdquo Journal
of Moral Philosophy p3 Available at
httpwww9georgetownedufacultykes39Stohr_Kantian_Beneficence_and_the_Problem_of
_Obligatory_Aidpdf [Accessed 25-04-2014]
StopWatch [2014] Stop and Search Factsheet Available at httpwwwstop-watchorgget-
informedfactsheetstop-and-search [Accessed 13-03-2014]
Westmarland L [undated] ldquoPolice Culturesrdquo in Newburn T (ed) [2011] Handbook of Policing
2nd
Edition Abingdon Taylor amp Francis p255
Westmarland L [2011] Researching Crime and Justice ndash Tales from the Field London Routledge
p141
Wilding B [undated] ldquoTipping the Scales of Justice A Review of the Impact of PACErdquo in Cape
E and Young R (eds) [2008] Regulating Policing The Police and Criminal Evidence Act 1984
Past Present and Future Portland Hart Publishing p127 130 Available at
httplibmyilibrarycomOpenaspxid=204843ampsrc=0 [Accessed 09-03-2014]
Zupancic A [2000] Ethics of the Real London Verso p16
25
APPENDIX 1
Six Key Principles of Ethical Research
26
Principles procedures and minimum requirements of the Framework for Research Ethics
(FRE)
There are six key principles of ethical research that the ESRC expects to be addressed whenever
applicable
1 Research should be designed reviewed and undertaken to ensure integrity quality and
transparency
2 Research staff and participants must normally be informed fully about the purpose methods and
intended possible uses of the research what their participation in the research entails and what risks
if any are involved Some variation is allowed in very specific research contexts for which detailed
guidance is provided in Section 2
3 The confidentiality of information supplied by research participants and the anonymity of
respondents must be respected
4 Research participants must take part voluntarily free from any coercion
5 Harm to research participants and researchers must be avoided in all instances
6 The independence of research must be clear and any conflicts of interest and partiality must be
explicit
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed
27-04-2014]
27
APPENDIX 2
Ethics Approval Form
28
Request for Ethical Approval
Section 1 ndash to be completed by the researcher
Full name
Jens Knut Elias Klots
Module number and title (student researchers
only)
Extended Research Project [Criminology amp Criminal Investigation]
Research Proposal title
ldquoAn Ethical Analysis of the Police and Criminal Evidence Act 1984rdquo
Funding body applying to if applicable
-
Brief outline of proposal
(including research questions where
appropriate)
You are also asked to
submit with your application copies of
any questionnaires
letters recruitment material you intend to
use if these are available at the time
of requesting approval
The research will ethically evaluate part I III and
IV-V along with the corresponding Codes of Practice [A B C E F and G] using Kantian ethics
Seeking to establish whether the main piece of legislation governing how policing should be carried out in England and Wales can be ethically
justified by Kantian ideologies as well as establishing what ethical issues might be present
etc
Level of research eg staff undergraduate
postgraduate masterrsquos (award related) MPhil
PhD
Undergraduate
Please outline the
methodology that would be implemented in the course of this research
The research will be purely based on secondary
resources using books journals web-sources etc
Please indicate the ethical issues that have
been considered and how these will be
There should be no ethical issues in terms of the research carried out However I have identified
that my choice to only use only one ethical theory for my analysis could be considered biased My
29
addressed
choice however was to ensure that my research will be as focused as possible so a more in depth analysis could be made which will be noted within
the dissertation
Please indicate any
issues that may arise relating to diversity and
equality whilst undertaking this research and how you
will manage these
-
Please indicate how
participants will be de-briefed about their
involvement in the research process and or provided with
opportunities for reflection and evaluation
-
Please answer the following questions by circling or highlighting the appropriate response
1 Will your research project involve young people under the age of 18 NO
YES but not directly ndash primarily teachers If yes do you have an Enhanced Disclosure Certificate from the Criminal Records
Bureau
YES
2 Will your research project involve vulnerable adults
NO
3 For which category of proposal are you applying for ethical approval
Category A
25
APPENDIX 1
Six Key Principles of Ethical Research
26
Principles procedures and minimum requirements of the Framework for Research Ethics
(FRE)
There are six key principles of ethical research that the ESRC expects to be addressed whenever
applicable
1 Research should be designed reviewed and undertaken to ensure integrity quality and
transparency
2 Research staff and participants must normally be informed fully about the purpose methods and
intended possible uses of the research what their participation in the research entails and what risks
if any are involved Some variation is allowed in very specific research contexts for which detailed
guidance is provided in Section 2
3 The confidentiality of information supplied by research participants and the anonymity of
respondents must be respected
4 Research participants must take part voluntarily free from any coercion
5 Harm to research participants and researchers must be avoided in all instances
6 The independence of research must be clear and any conflicts of interest and partiality must be
explicit
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed
27-04-2014]
27
APPENDIX 2
Ethics Approval Form
28
Request for Ethical Approval
Section 1 ndash to be completed by the researcher
Full name
Jens Knut Elias Klots
Module number and title (student researchers
only)
Extended Research Project [Criminology amp Criminal Investigation]
Research Proposal title
ldquoAn Ethical Analysis of the Police and Criminal Evidence Act 1984rdquo
Funding body applying to if applicable
-
Brief outline of proposal
(including research questions where
appropriate)
You are also asked to
submit with your application copies of
any questionnaires
letters recruitment material you intend to
use if these are available at the time
of requesting approval
The research will ethically evaluate part I III and
IV-V along with the corresponding Codes of Practice [A B C E F and G] using Kantian ethics
Seeking to establish whether the main piece of legislation governing how policing should be carried out in England and Wales can be ethically
justified by Kantian ideologies as well as establishing what ethical issues might be present
etc
Level of research eg staff undergraduate
postgraduate masterrsquos (award related) MPhil
PhD
Undergraduate
Please outline the
methodology that would be implemented in the course of this research
The research will be purely based on secondary
resources using books journals web-sources etc
Please indicate the ethical issues that have
been considered and how these will be
There should be no ethical issues in terms of the research carried out However I have identified
that my choice to only use only one ethical theory for my analysis could be considered biased My
29
addressed
choice however was to ensure that my research will be as focused as possible so a more in depth analysis could be made which will be noted within
the dissertation
Please indicate any
issues that may arise relating to diversity and
equality whilst undertaking this research and how you
will manage these
-
Please indicate how
participants will be de-briefed about their
involvement in the research process and or provided with
opportunities for reflection and evaluation
-
Please answer the following questions by circling or highlighting the appropriate response
1 Will your research project involve young people under the age of 18 NO
YES but not directly ndash primarily teachers If yes do you have an Enhanced Disclosure Certificate from the Criminal Records
Bureau
YES
2 Will your research project involve vulnerable adults
NO
3 For which category of proposal are you applying for ethical approval
Category A
26
Principles procedures and minimum requirements of the Framework for Research Ethics
(FRE)
There are six key principles of ethical research that the ESRC expects to be addressed whenever
applicable
1 Research should be designed reviewed and undertaken to ensure integrity quality and
transparency
2 Research staff and participants must normally be informed fully about the purpose methods and
intended possible uses of the research what their participation in the research entails and what risks
if any are involved Some variation is allowed in very specific research contexts for which detailed
guidance is provided in Section 2
3 The confidentiality of information supplied by research participants and the anonymity of
respondents must be respected
4 Research participants must take part voluntarily free from any coercion
5 Harm to research participants and researchers must be avoided in all instances
6 The independence of research must be clear and any conflicts of interest and partiality must be
explicit
The Economic and Social Research Council [2012] Frameworks for Research Ethics Swindon
Economic and Social Research Council pp2-3 Available at
httpwwwesrcacuk_imagesframework-for-research-ethics-09-12_tcm8-4586pdf [Accessed
27-04-2014]
27
APPENDIX 2
Ethics Approval Form
28
Request for Ethical Approval
Section 1 ndash to be completed by the researcher
Full name
Jens Knut Elias Klots
Module number and title (student researchers
only)
Extended Research Project [Criminology amp Criminal Investigation]
Research Proposal title
ldquoAn Ethical Analysis of the Police and Criminal Evidence Act 1984rdquo
Funding body applying to if applicable
-
Brief outline of proposal
(including research questions where
appropriate)
You are also asked to
submit with your application copies of
any questionnaires
letters recruitment material you intend to
use if these are available at the time
of requesting approval
The research will ethically evaluate part I III and
IV-V along with the corresponding Codes of Practice [A B C E F and G] using Kantian ethics
Seeking to establish whether the main piece of legislation governing how policing should be carried out in England and Wales can be ethically
justified by Kantian ideologies as well as establishing what ethical issues might be present
etc
Level of research eg staff undergraduate
postgraduate masterrsquos (award related) MPhil
PhD
Undergraduate
Please outline the
methodology that would be implemented in the course of this research
The research will be purely based on secondary
resources using books journals web-sources etc
Please indicate the ethical issues that have
been considered and how these will be
There should be no ethical issues in terms of the research carried out However I have identified
that my choice to only use only one ethical theory for my analysis could be considered biased My
29
addressed
choice however was to ensure that my research will be as focused as possible so a more in depth analysis could be made which will be noted within
the dissertation
Please indicate any
issues that may arise relating to diversity and
equality whilst undertaking this research and how you
will manage these
-
Please indicate how
participants will be de-briefed about their
involvement in the research process and or provided with
opportunities for reflection and evaluation
-
Please answer the following questions by circling or highlighting the appropriate response
1 Will your research project involve young people under the age of 18 NO
YES but not directly ndash primarily teachers If yes do you have an Enhanced Disclosure Certificate from the Criminal Records
Bureau
YES
2 Will your research project involve vulnerable adults
NO
3 For which category of proposal are you applying for ethical approval
Category A
27
APPENDIX 2
Ethics Approval Form
28
Request for Ethical Approval
Section 1 ndash to be completed by the researcher
Full name
Jens Knut Elias Klots
Module number and title (student researchers
only)
Extended Research Project [Criminology amp Criminal Investigation]
Research Proposal title
ldquoAn Ethical Analysis of the Police and Criminal Evidence Act 1984rdquo
Funding body applying to if applicable
-
Brief outline of proposal
(including research questions where
appropriate)
You are also asked to
submit with your application copies of
any questionnaires
letters recruitment material you intend to
use if these are available at the time
of requesting approval
The research will ethically evaluate part I III and
IV-V along with the corresponding Codes of Practice [A B C E F and G] using Kantian ethics
Seeking to establish whether the main piece of legislation governing how policing should be carried out in England and Wales can be ethically
justified by Kantian ideologies as well as establishing what ethical issues might be present
etc
Level of research eg staff undergraduate
postgraduate masterrsquos (award related) MPhil
PhD
Undergraduate
Please outline the
methodology that would be implemented in the course of this research
The research will be purely based on secondary
resources using books journals web-sources etc
Please indicate the ethical issues that have
been considered and how these will be
There should be no ethical issues in terms of the research carried out However I have identified
that my choice to only use only one ethical theory for my analysis could be considered biased My
29
addressed
choice however was to ensure that my research will be as focused as possible so a more in depth analysis could be made which will be noted within
the dissertation
Please indicate any
issues that may arise relating to diversity and
equality whilst undertaking this research and how you
will manage these
-
Please indicate how
participants will be de-briefed about their
involvement in the research process and or provided with
opportunities for reflection and evaluation
-
Please answer the following questions by circling or highlighting the appropriate response
1 Will your research project involve young people under the age of 18 NO
YES but not directly ndash primarily teachers If yes do you have an Enhanced Disclosure Certificate from the Criminal Records
Bureau
YES
2 Will your research project involve vulnerable adults
NO
3 For which category of proposal are you applying for ethical approval
Category A
28
Request for Ethical Approval
Section 1 ndash to be completed by the researcher
Full name
Jens Knut Elias Klots
Module number and title (student researchers
only)
Extended Research Project [Criminology amp Criminal Investigation]
Research Proposal title
ldquoAn Ethical Analysis of the Police and Criminal Evidence Act 1984rdquo
Funding body applying to if applicable
-
Brief outline of proposal
(including research questions where
appropriate)
You are also asked to
submit with your application copies of
any questionnaires
letters recruitment material you intend to
use if these are available at the time
of requesting approval
The research will ethically evaluate part I III and
IV-V along with the corresponding Codes of Practice [A B C E F and G] using Kantian ethics
Seeking to establish whether the main piece of legislation governing how policing should be carried out in England and Wales can be ethically
justified by Kantian ideologies as well as establishing what ethical issues might be present
etc
Level of research eg staff undergraduate
postgraduate masterrsquos (award related) MPhil
PhD
Undergraduate
Please outline the
methodology that would be implemented in the course of this research
The research will be purely based on secondary
resources using books journals web-sources etc
Please indicate the ethical issues that have
been considered and how these will be
There should be no ethical issues in terms of the research carried out However I have identified
that my choice to only use only one ethical theory for my analysis could be considered biased My
29
addressed
choice however was to ensure that my research will be as focused as possible so a more in depth analysis could be made which will be noted within
the dissertation
Please indicate any
issues that may arise relating to diversity and
equality whilst undertaking this research and how you
will manage these
-
Please indicate how
participants will be de-briefed about their
involvement in the research process and or provided with
opportunities for reflection and evaluation
-
Please answer the following questions by circling or highlighting the appropriate response
1 Will your research project involve young people under the age of 18 NO
YES but not directly ndash primarily teachers If yes do you have an Enhanced Disclosure Certificate from the Criminal Records
Bureau
YES
2 Will your research project involve vulnerable adults
NO
3 For which category of proposal are you applying for ethical approval
Category A
29
addressed
choice however was to ensure that my research will be as focused as possible so a more in depth analysis could be made which will be noted within
the dissertation
Please indicate any
issues that may arise relating to diversity and
equality whilst undertaking this research and how you
will manage these
-
Please indicate how
participants will be de-briefed about their
involvement in the research process and or provided with
opportunities for reflection and evaluation
-
Please answer the following questions by circling or highlighting the appropriate response
1 Will your research project involve young people under the age of 18 NO
YES but not directly ndash primarily teachers If yes do you have an Enhanced Disclosure Certificate from the Criminal Records
Bureau
YES
2 Will your research project involve vulnerable adults
NO
3 For which category of proposal are you applying for ethical approval
Category A