Dissertation KatrienVangrieken Final...en (2) curriculum autonomie en (3) openheid t.a.v....

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Towards an inclusive understanding of individual and collaborative work Katrien Vangrieken Doctoral thesis offered to obtain the degree of Doctor of Educational Sciences (PhD) Supervisor: Prof. dr. Eva Kyndt Co-supervisor: Prof. dr. Filip Dochy 2018

Transcript of Dissertation KatrienVangrieken Final...en (2) curriculum autonomie en (3) openheid t.a.v....

  • Towards an inclusive understanding of individual and collaborative work

    Katrien Vangrieken

    Doctoral thesis offered to obtain the degree of Doctor of Educational Sciences (PhD)

    Supervisor: Prof. dr. Eva Kyndt Co-supervisor: Prof. dr. Filip Dochy

    2018

  • FACULTY OF PSYCHOLOGY AND EDUCATIONAL SCIENCES

    The teacher or the team? Towards an inclusive understanding of

    individual and collaborative work

    2018

    Doctoral thesis offered to obtain the degree of Doctor of Educational Sciences (PhD)

    Katrien Vangrieken

    Supervisor: Prof. dr. Eva Kyndt Co-supervisor: Prof. dr. Filip Dochy

    OCCUPATIONAL & ORGANISATIONAL

    PSYCHOLOGY AND PROFESSIONAL LEARNING

  • Samenvatting

    Leraren zullen (in toenemende mate) (moeten) samenwerken om met de uitdagingen en eisen in het huidige onderwijslandschap om te gaan. Hoewel de evolutie naar een op teams gebaseerde organisatie al lang een gevestigde waarde is in een variëteit aan organisaties, resulteerde de push naar samenwerking in uitdagingen en spanningen in de traditioneel geïndividualiseerde context van leraren. Het doel van dit doctoraat is om deze uitdagingen en de relatie tussen de leraar als individu en als teamlid te onderzoeken.

    De eerste uitdaging vertrekt vanuit de diversiteit in samenwerking tussen leraren, gaande van los samenhangende individuen en oppervlakkige samenwerking tot echte teams en diepgaande samenwerking. Het doel van de eerste twee hoofdstukken is inzicht krijgen in hoe samenwerking geconceptualiseerd wordt en plaats vindt in de onderwijspraktijk. Hoofdstuk 1 (systematische literatuurstudie) exploreert het concept van samenwerking tussen leraren en integreert bestaand onderzoek. Een verduidelijkt terminologisch kader wordt voorgesteld. Daarnaast worden mogelijke voordelen en nadelen, faciliterende en hinderende factoren, en criteria voor succesvolle samenwerking besproken. Hoofdstuk 2 brengt de verschillende vormen van samenwerking en het onderliggende continuüm in kaart door het introduceren van het construct team entitativity (conceptueel en empirisch door het valideren van een meetinstrument). Dit verwijst naar de mate waarin een verzameling van individuen een echt team is, gekenmerkt door gedeelde doelen, cohesie en taak- en uitkomstinterdependentie. Het overbrugt de conceptuele kloof tussen echte teams en andere vormen van samenwerking die strikt genomen geen teams zijn (bv. lerarenteams) en overschrijdt de grens tussen teamonderzoek en onderzoek naar samenwerking tussen leraren.

    De tweede uitdaging focust op de paradoxale relatie tussen autonomie en samenwerking bij leraren. De traditionele interpretatie van autonomie als onafhankelijkheid die resulteert uit een lange geschiedenis van voornamelijk individueel werk, bemoeilijkt de combinatie met samenwerking. Deze relatie ontwarren is het hoofddoel in Hoofdstukken 3 en 4. In Hoofdstuk 3 onderscheiden we twee autonomie-attitudes: een reactieve attitude stelt autonomie gelijk aan onafhankelijkheid en weerstand tegen externe invloeden terwijl een reflectieve attitude start van professionele agency en vrijheid voor zelfsturing, wat verbondenheid niet uitsluit. Een meetinstrument bestaande uit drie subschalen werd ontwikkeld: (1) didactisch-pedagogische en (2) curriculum autonomie en (3) openheid t.a.v. samenwerking (wijzend op een reactieve of reflectieve attitude). Dit kader is het startpunt voor de mixed methods studie in Hoofdstuk 4. Gebaseerd op correlaties en de identificatie van verschillende autonomieprofielen bij leraren en hoe die gerelateerd zijn aan samenwerking, vonden we dat leraren die hoog scoren op autonomie en openheid t.a.v. samenwerking het meest samenwerken. Kwalitatieve interview-analyses toonden dat didactisch-pedagogische autonomie opgesplitst kan worden in inhoud-gerelateerde en klas-gerelateerde aspecten en dat openheid t.a.v. diepgaande samenwerking mogelijk geen uniforme attitude is maar verschilt afhankelijk van het autonomie domein (manier van lesgeven en onderwijsmethoden zijn de meest gevoelige topics voor samenwerking).

    De derde en laatste uitdaging is gerelateerd aan het welzijn van leraren in een samenwerkingscontext. Samenwerking wordt gesteld welzijn te bevorderen en de toename van samenwerking toont aan dat – naast de nood aan bevlogen leraren die bereid zijn om een extra inspanning te leveren – het essentieel is om ondersteunende bevlogen samenwerkingscontexten te creëren. In Hoofstuk 5 gaan we door middel van een longitudinaal design (latente groei-analyses) na hoe de dynamieken rond individueel werk en samenwerking samenhangen met welzijn van leraren. Gebaseerd op de door leraren gepercipieerde team entitativity, onderscheidden we een hoger en lager scorende groep en onderzochten we de effecten van autonomie en samenwerking op individuele en teambevlogenheid in beide groepen. De resultaten demonstreren dat leraren die zich meer bevlogen voelen, hun team ook als meer bevlogen ervaren en vice versa. Verder blijkt een hoge mate van team entitativity voordelig voor zowel team als individuele bevlogenheid en voorspellen zowel autonomie als samenwerking individuele en teambevlogenheid. De compatibiliteit van het individu en het collectief wordt versterkt bij een hoge mate van entitativity.

  • Summary

    In order to cope with the challenges and demands of today’s educational landscape, teachers will (increasingly) (have to) collaborate. While the evolution towards a team-based organisation has long been commonplace in other types of organisations, in the traditionally individualised context of teachers the push towards collaborative work has resulted in challenges and tensions. We aimed to disentangle these challenges, investigating the relationship between the teacher as an individual and as a team member.

    The first challenge relates to the diversity in teacher collaboration, ranging from loosely coupled individuals and superficial collaboration to real teams and deep-level collaborative work. We aimed to gain understanding of how teacher collaboration is conceptualised and takes shape in practice. This objective is addressed in the first two chapters. Chapter 1 (systematic literature review) explores the concept of teacher collaboration and integrates existing research. A clarified terminological framework is proposed. Moreover benefits and possible negative consequences, facilitating and hindering factors, and criteria for successful collaboration are listed. Chapter 2 maps different shapes of teacher collaboration and the underlying collaborative continuum by introducing team entitativity (conceptually and empirically by validating a questionnaire). The latter refers to the degree to which a collection of individuals is a real team, characterised by shared goals and cohesion and task and outcome interdependence. This bridges the conceptual gap between real teams and other types of collaboration that are not strictly teams (e.g., teacher teams), crossing the boundaries between team research and research on teacher collaboration.

    The second challenge focuses on the paradoxical relationship between teacher autonomy and collaboration. The traditional understanding of autonomy as independence resulting from a long history of predominantly individualised work challenges its combination with collaboration. Disentangling the relationship between (different understandings of) autonomy and collaboration is the core objective in Chapters 3 and 4. In Chapter 3, we distinguished two autonomy attitudes: A reactive attitude equates autonomy to independence and resistance to external influence while a reflective attitude starts from professional agency and freedom to act in a self-directed manner, which does not exclude connectedness. A new measure consisting of three subscales was developed: (1) didactical pedagogical autonomy, (2) curricular autonomy, and (3) collaborative attitude (indicating a reactive or reflective attitude). This framework is the starting point for the mixed methods study in Chapter 4. Based on correlations and the identification of different autonomy profiles of teachers and how they relate to reported collaboration we found that teachers scoring high on both autonomy and collaborative attitude reported to collaborate most. Qualitative interview analyses indicated that didactical-pedagogical autonomy can be split up into content-related and classroom-related aspects and that openness towards deep-level collaboration may not be a unified attitude but differs depending on the domain of autonomy (teaching styles and methods being the most sensitive topics for collaboration).

    The third and final challenge relates to teachers’ wellbeing in a collaborative context. Collaboration was argued to foster wellbeing and the evolution towards increased collaborative work demonstrates that – besides needing engaged teachers who are willing to go the extra mile – it is essential to create supportive engaged (and engaging) collaborative contexts. In Chapter 5, we assessed how the aforementioned dynamics of individual and collaborative work relate to teachers’ wellbeing using a longitudinal design (latent growth curve analyses). Based on teachers’ perceived degree of team entitativity, we distinguished a high and lower scoring group and assessed the effects of autonomy and collaboration on individual and team engagement in both groups. Results indicate that teachers feeling more engaged, also experience their team as more engaged and vice versa. Furthermore, high levels of entitativity are beneficial for team and individual engagement and both autonomy and collaboration predict individual and team engagement. The compatibility of the individual and the collective tends to be reinforced in highly entitative teams.

  • Dankwoord

    Iets minder dan vier jaar geleden begon ik aan mijn tocht die uiteindelijk naar dit punt leidde.

    Deze tocht verliep niet steeds langs de geijkte paden en bracht me – vrij letterlijk – van de ene

    kant van de wereld naar de andere. Ik heb onderweg ontzettend veel geleerd en genoten van het

    avontuur. Ik heb er ook nooit alleen voor gestaan maar werd steeds omringd door vele

    medereizigers en passanten. Dit doctoraat was dus uiteraard geen “one-man (of toepasselijker:

    one-woman)-job” maar is tot stand gekomen dankzij de hulp en input van velen. Aan het einde

    van deze tocht wil ik dan ook graag de tijd nemen om hen hiervoor te bedanken.

    Allereerst, leden van mijn begeleidingscommissie en jury: bedankt voor jullie interesse in mijn

    onderzoek en om mij uit te dagen met kritische vragen.

    Uiteraard gaat de grootste dankjewel naar mijn promotoren, zonder jullie had ik hier nooit

    gestaan. Jullie leverden ieder op jullie eigen manier een essentiële bijdrage aan dit doctoraat

    enerzijds maar ook breder aan mijn vorming als onderzoeker anderzijds.

    Beginnend bij het begin: Filip, bedankt voor alle kansen die je me gegeven hebt. Van

    masterproef-promotor en stagebegeleider, tot uiteindelijk promotor en co-promotor van mijn

    doctoraat heb je mijn evolutie als onderzoeker opgevolgd. Bedankt voor de ruimte en autonomie

    die je me gegeven hebt om mijn onderzoeksproject zelf vorm te geven en mijn eigen interesse in

    de context van secundair onderwijs – het was dan misschien niet volledig te bedoeling – toch te

    volgen. Bedankt ook voor je enthousiasme, blijvende aanmoedigingen, en eindeloze vertrouwen.

    Bedankt om mij letterlijk te promoten en voor je positieve woorden.

    Eva, begonnen als mijn co-promotor en daarna de rol van promotor overgenomen. Al vrij snel

    hadden we elkaar gevonden in onze gezamenlijke interesse in statistiek, ik heb dus ook op dat

    vlak veel van je kunnen leren. Ik heb heel erg genoten van onze fijne samenwerking en onze

    overleg- en brainstorm-momenten. Bedankt om mij te stimuleren om buiten de lijntjes te kleuren

    en steeds mezelf als onderzoeker te verbeteren. Bedankt om mij de ruimte te geven om “mijn

    ding te doen” – soms hierin waarschijnlijk wel iets te ver te gaan met een zoveelste analyse-

    experimentje – maar er tegelijkertijd steeds te zijn als klankbord wanneer ik het nodig had. Als

    kers op de taart gingen we in Australië tussen het werk door samen wildlife spotten – van

    kangoeroes en koala’s tot echidna’s en pelikanen. Bedankt voor alles!

  • Verder wil ik graag alle scholen en leerkrachten die deelnamen aan mijn onderzoek en tot twee

    jaar toe vragenlijsten invulden, heel erg bedanken. Dit vergde ook voor jullie een hele inspanning

    en ik wil hiervoor graag nogmaals zeggen: bedankt, uit de grond van mijn hart. Jullie maakten

    door jullie blijvende inzet dit onderzoek en mijn doctoraat mogelijk. Bedankt ook aan het LiSO-

    team voor de fijne samenwerking.

    To my present and former O2L-colleagues: Thank you all for contributing to an inspiring work

    environment, for the relaxing – and very entertaining – lunches and cooling ice-cream breaks,

    and for all the nice activities and parties. To all of you: Thank you for the interesting, inspiring,

    and enjoyable discussions. Although I am grateful to you all, a few of you have played a slightly

    more special role in my PhD trajectory.

    Eduardo, thank you for believing in me. Thank you for challenging, inspiring, and supporting me.

    Thank you for your open door and for triggering me to veer off the beaten path and colour

    outside the lines.

    Nele, bedankt voor de fijne gesprekken, voor je steun, en droge humor.

    Collega’s “van het eerste uur” – Elisabeth, Anne, Natalie en Kelly. Jullie verwelkomden mij bij

    POOLL als stagiaire en ik voelde me al heel snel deel van het team. Jullie zijn stuk voor stuk

    fantastische en toffe mensen. In jullie groep vond ik mijn ideale werkplek waar ik me thuis kon

    voelen. Bedankt voor de fijne babbels en vele leuke momenten.

    Anne – fantastische bureaugenoot en co-auteur – bedankt voor de fijne samenwerking,

    gesprekken en alle toffe momenten (onder andere tijdens ons INGRoup-tripje naar Helsinki). Ik

    ben blij dat je in mijn “teams”-team zat.

    Ilke – toch wel een categorie apart; niet zomaar een collega, niet zomaar een vriendin. We zijn als

    goede vriendinnen samen aan dit avontuur begonnen maar ik durf toch stellen dat onze

    vriendschap heel wat nieuwe dimensies heeft gekregen doorheen de afgelopen vier jaar. Van

    “avondshiften” met Mplus-probeersels, twee jaar mijn bureaugenoot tot “roommate” in

    Australië, wat een mooie tijd is het geweest. Bedankt om altijd voor mij klaar te staan, eindeloos

    naar mij te luisteren, en over letterlijk alles mee na te denken. Je zal me allicht willen

    tegenspreken, maar die kans krijg je nu niet. Je bent een toponderzoeker en fantastisch persoon –

    of zoals een populaire Vlaamse meidengroep zou zeggen: “jij bent de bom”. Bedankt om van

    lokaal VHI 02.04 – al dan niet samen met “Ed” – een “home away from home” te maken.

  • Hoewel we na deze vier jaar mogelijk geen collega’s meer zullen zijn, blijf je als fantastische

    vriendin één van de belangrijkste personen in mijn leven.

    Familie en vrienden, bedankt voor jullie steun, interesse, en de fijne en gezellige momenten

    samen. Mijn gezin – ouders, Thomas & Michelle en Emily – bedankt voor de steun, het

    luisterend oor, de gezellige etentjes en uitstapjes. Hannes – Hanne Blockx en Hanne Damen –

    mede-pedagogen en fantastische vriendinnen, of zoals Hanne Blockx zou zeggen: samen met Ilke

    een “dreamteam”. Wat is het fijn om jullie tot mijn vrienden te kunnen rekenen. Ook al zien we

    elkaar niet meer even vaak, elke reünie is het weer alsof het nog maar gisteren was. Bedankt voor

    alle fijne en hilarische momenten en bedankt om altijd voor mij klaar te staan – van “het leven is

    een tranendal”-dagen tot momenten vol zonneschijn. Jasmien en Eli; Evelyne en Steff: bedankt

    voor de fijne dubbeldates, uitstapjes, etentjes, spelavonden, en leuke gesprekken.

    Juf Liliane en Dirk, bedankt om van de balletstudio een soort van tweede familie te maken.

    Hoewel ik er minder ben dan ik soms zou willen, vormen de studio – en de kleine ballerina’s en

    dansers – een belangrijk deel van mijn leven. Bedankt ook aan mijn mede-pré-ballet-juffen –

    Jasmien, Marlies, Sara en Justine – voor de toffe en vaak hilarische zaterdagochtenden met de

    kleuters.

    Tot slot wil ik nog graag de belangrijkste persoon in mijn leven – mijn steun en toeverlaat – heel

    erg bedanken. Lieve Yens, bedankt voor wie je bent en wie je mij laat zijn. Jij hebt mijn

    doctoraatstraject van op de eerste rij samen met mij beleefd. Bedankt om de mooie momenten

    nog zoveel meer kleur te geven en uitdagingen en tegenslagen zoveel minder scherp te maken.

    Bedankt voor je eindeloze begrip, om steeds te luisteren naar mijn verhalen en er altijd voor mij

    te zijn. Bedankt om mijn thuis te zijn, altijd en overal.

  • Table of Contents

    General Introduction 1

    Challenge 1 – Conceptualising Teacher Collaboration 19

    Chapter 1. Teacher Collaboration: A Systematic Review 21

    Chapter 2. Group, Team, or Something in Between?

    Conceptualising and Measuring Team Entitativity

    71

    Challenge 2 – Teacher Autonomy in Relation to Collaboration 115

    Chapter 3. Teacher Autonomy and Collaboration: A Paradox?

    Conceptualising and Measuring Teachers’ Autonomy and

    Collaborative Attitude

    117

    Chapter 4. The Teacher as an Island? A Mixed Methods Study on

    the Relationship Between Autonomy and Collaboration

    147

    Challenge 3 – Teachers’ Wellbeing Through Collaboration 177

    Chapter 5. Engaged Teacher, Engaged Team? The Influence of

    Collaborative Context and Teachers’ Autonomy

    179

    Final Conclusions 215

    Concluding Chapter 217

    Epilogue 249

    References 251

    Appendices 285

  • General Introduction

    Teaching for the Future: Not a Solitary Adventure

    Society is complex and continues to evolve rapidly. Given that education is its cornerstone,

    changes in society also require changes in education. The latter is expected to prepare students

    for the future of our knowledge society wherein rapid knowledge development and innovation

    are key. Binkley et al. (2012) refer in this respect to 21st century skills that students need to develop

    to be successful in work and life. These skills are categorised in: ways of thinking (creativity and

    innovation, critical thinking, learning to learn), ways of working (communication and

    collaboration), tools for working (information and ICT literacy), and living in the world

    (citizenship, life and career, personal and social responsibility). This broad variety in skills

    demonstrates that schools do not solely need to prepare students for a job but more broadly for

    life in today’s society. Schools need to be transformed in ways that allow students to acquire

    these skills and teachers increasingly need to focus on individual development and personalised

    learning of students (Griffin, Care, & McGaw, 2012). Together with the fact that education is

    often expected to provide solutions for problems and challenges in society and there tends to be

    a continuous stream of (small or larger scale) innovations (e.g., the current focus on inclusive

    education or dual education systems), this demonstrates that teaching is a highly demanding job.

    It is thus no surprise that the teaching profession has been described as being prone to stress and

    burnout, resulting in substantial levels of attrition among teachers (Chang, 2009; Hakanen,

    Bakker, & Schaufeli, 2006).

    In order to cope with these challenges and demands, teaching cannot be a one-(wo)man job;

    teachers will (increasingly) have to work collaboratively (Griffin et al., 2012). Traditional egg-crate

    schools in which teachers teach in isolated classrooms no longer suffice to meet the demands of

    the current educational landscape and society. Teacher collaboration is believed to enable

    teachers to deal with their changing work context and result in positive outcomes for teachers

    and students. For teachers, reported benefits include stronger motivation, increased job

    satisfaction, decreased workload, and instruction strategies becoming more student-centred

    (Bertrand, Roberts, & Buchanan, 2006; Egodawatte, McDougall, & Stoilescu, 2011; Reeves, Pun,

    & Chung, 2017; Slavit, Kennedy, Lean, Nelson, & Deuel, 2011). Not surprisingly, this also

    resulted in improved understanding and performance of students (e.g., Goddard, Goddard, Kim,

    & Miller, 2015; Reeves et al., 2017; Ronfeldt, Owens Farmer, McQueen, & Grissom, 2015).

  • 2 | GENERAL INTRODUCTION

    In order to foster collaborative work in this context with a tradition of predominantly individual

    work, collaborative structures are often formally implemented from the top down. This formal

    structure is designed by school governance, creating subunits of teachers within the school to

    foster efficiency, teacher learning, and control and to reduce coordination efforts (Gulati &

    Puranam, 2009).

    Problem Statement

    This evolution towards a team-based work environment has long been commonplace in various

    types of industry and organisations. Research of Weiss and Hoegl (2015) demonstrated an overall

    steady increase of teamwork since approximately 1970. However, in the context of teachers it

    seems to be more challenging to leave the culture of individual work behind and realise effective

    collaborative formats. The aforementioned push towards collaborative work seems to result in

    tensions and challenges as traditionally, teachers have taught – and often still do – students in

    isolation in the sanctity of the classroom (Gajda & Koliba, 2008). This dissertation focuses on

    disentangling these challenges and investigates the relationship between the teacher as an

    individual on the one hand and as a team member on the other hand. Three challenges within the

    main topic of teacher collaboration will be addressed in this dissertation.

    A first challenge includes that if the goals and purposes of collaborative work are not endorsed

    by teachers, formally imposed collaboration can result in collaborative structures being a mere

    formality and contrived collegiality consisting of superficial collaboration aimed at fulfilling

    assigned tasks (Hargreaves & Dawe, 1990). Moreover, while most research on teacher

    collaboration starts from a generic approach towards collaboration and neglects the diversity in

    collaborative formats, teacher collaboration is not uniform and may serve different – potentially

    conflicting – agendas (Vangrieken, Meredith, Packer, & Kyndt, 2017c). Different stakeholders are

    involved in teacher collaboration that may have different – not necessarily compatible – interests.

    For example, while the government may focus on the implementation of curricula deriving from

    a political agenda, the principal is focused on his or her idea of an effective school organisation,

    and the teachers involved have their own objectives that are focused on their view on teaching

    and practical needs. While schools rely on these formal collaboration structures to support their

    functioning, assuming that they foster effectiveness, fine-grained insights into the functioning

    and diversity of these structures remain scarce. Based upon this challenge, the first objective of

    this dissertation includes:

    Objective 1. Gaining insight into how teacher collaboration is conceptualised and takes shape in

    educational practice.

  • GENERAL INTRODUCTION | 3

    A second challenge includes the paradoxical relationship between teacher autonomy and

    collaboration. As mentioned, traditionally teachers have mostly performed their job individually

    with high levels of discretion in how they tackle their job. This traditional way of working seems

    to have become the standard for teachers’ understanding of autonomy. The latter is often

    equated to independence and individual work (Moomaw, 2005). This interpretation of autonomy

    challenges its combination with collaboration and may result in teachers experiencing a loss of

    (highly valued) professional autonomy in a collaborative context. The increasing trend towards

    collaboration may thus create tensions in a context wherein individual work has been the norm

    for so long. However, as mentioned by Darling-Hammond (2012), the case of Finland – with

    highly effective schools – demonstrates that autonomy and collaboration go hand in hand in

    schools where students acquire the diversity of 21st century skills. Here, schools and teachers

    receive an extensive amount of autonomy that fosters teachers’ collaborative work in collectively

    developing local curricula and student assessments. This seems to disclose a different

    understanding of autonomy, wherein the latter is described as fostering collaboration. There thus

    appear to be different interpretations of autonomy with a different relationship to collaboration.

    As a result, the second main objective of this dissertation reads as follows:

    Objective 2. Understanding teacher autonomy in relation to collaboration and disentangling different

    interpretations thereof.

    The third and final challenge addressed in this dissertation relates to teachers’ wellbeing. As

    suggested above, teachers are described as being prone to stress and burnout. Collaborative work

    was found to foster teachers’ wellbeing as it results in improved morale, motivation, and work

    engagement (Albrecht, 2012; Johnson, 2003; Simbula, Guglielmi, & Schaufeli, 2011). Given that

    schools are loosely coupled organisations wherein it is difficult to assess teachers’ performance or

    mandate specific practices, engaged teachers’ motivation is essential to create quality education

    (Somech, 2005). The increase of collaborative work demonstrates that it is not only important to

    have individual employees who are willing to go the extra mile, but also indicates that it is

    essential to create supportive engaged (and engaging) collaborative contexts. While it is thus

    important to combine an individual and a collective perspective when looking at teachers’

    wellbeing, the focus has mostly been on the individual teacher. Moreover, constructs such as

    individual and team work engagement have mostly been investigated separately and the

    relationship between both is underinvestigated. The question thus remains how both are

    interrelated. These dynamics and relationships between the individual and the collective may be

    especially challenging in this context wherein collaborative structures tend to be top-down

  • 4 | GENERAL INTRODUCTION

    imposed and the goals and purposes thereof are not always fully endorsed by individual teachers.

    Hence, the final objective of this dissertation includes:

    Objective 3. Gaining insight into how the dynamics and relationships between individual and

    collaborative work relate to teachers’ wellbeing.

    Formal Collaborative Structures Under Investigation: The Case of

    Subject Groups

    The common formal organisational structure of secondary schools – the context of this

    dissertation – consists of a collection of subject groups. These are disciplinary structural units

    within schools that gather teachers who teach the same or closely related subjects. They

    collaborate on subject-related matters, such as the curriculum and student evaluation. This

    structure of subject groups can be found in almost all secondary schools in Flanders. Subject

    groups are supposed to collaborate as teams on core teaching issues (i.e., curricular issues as well

    as didactical-pedagogical matters). Previous research has indicated that for teachers teaching the

    same subject in the same school there is an increased likelihood to find a common ground and

    experience shared teaching problems (Bidwell, 2001; Yasumoto, Uekawa, & Bidwell, 2001).

    Bidwell and Yasumoto (1999) argued that problem-solving interaction should be facilitated when

    teaching fields are formally organised into departments or subject groups.

    This formal structure is in accordance with the traditional structure and organisation of secondary

    education in Flanders, where the educational program is organised in different subjects.

    Organising the teaching staff in different subject groups seems to be expected by educational

    authorities (educational networks). However, how this traditional idea on the organisation of

    education is realised in practice can vary across schools. Both under the influence of structural

    features (e.g., size, educational tracks) and school culture (e.g., collaborative climate), differences

    can arise in the number of meetings of subject groups, whether or not different subjects are

    clustered in one group (e.g., all science subjects), whether they are organised within or across

    grade level, whether members participate mandatory or voluntary, et cetera. Moreover, even

    within schools a lot of differences can arise across subject groups. Both their structure or the

    degree to which they actually work as a team as well as the content of their collaboration can vary

    strongly, some focusing more on making superficial practical arrangements, others discussing

    more profound pedagogical and didactical matters related to the subject. Moreover within each

    subject group, differences can arise between teachers in how they perceive their group and the

    amount of effort they invest herein. Although teachers can be assigned to subject groups and

  • GENERAL INTRODUCTION | 5

    these can formally be forced to interact in mandatory meetings, there will always be a gap

    between these formal structures and actual practice where teachers will maintain a certain degree

    of freedom in who they turn to for help (Penuel et al., 2010). To some extent, collaborative

    structures can be imposed, but how they are actually realised in practice will always be influenced

    by the individual teachers. This is supported by the fact that most of the variance in collaboration

    tends to be situated at the level of individual teachers (Ronfeldt et al., 2015). This is in line with

    the abovementioned idea that there are different stakeholders involved in teacher collaborative

    work (Vangrieken et al., 2017c): While a structure is expected by educational authorities, school

    governance will have a voice in how this will be implemented in the school and teachers will still

    have their own objectives focused on their view on teaching. Hence, school level – or even group

    level – analyses do not suffice to fully capture the concept of teacher collaboration as the

    individual teacher plays a key role in how collaboration occurs in practice.

    Challenges in Subject Groups

    Below, we will introduce how each of the three aforementioned challenges in teacher

    collaboration manifests itself in this context of subject groups in secondary education.

    Challenge 1: Conceptualising Teacher Collaboration

    The first challenge includes gaining insight into the functioning of these subject groups and how

    collaborative work actually takes shape herein. Research on teachers’ collaborative work mostly

    starts from a generic approach, assuming that collaboration is uniform. As such it lacks a deep-

    level investigation of quality features of collaboration. Lavié (2006) warned for this persistence of

    generic discourses and both structural features and the content and purpose of collaboration may

    strongly influence its added-value beyond individual teacher work. In our conceptual framework

    of teacher collaboration, we map this diversity by acknowledging the varying shapes of

    collaboration or different ways in which collaborative formats can be organised and different

    colours thereof. The latter refers to what topics are addressed and how (i.e., which collaborative

    activities are used). Figure 1 provides an overview of this overarching conceptual framework.

  • 6 | GENERAL INTRODUCTION

    Figure 1. Conceptual model of teacher collaboration.

    Shapes: Group, team, or something in between? Previous research on teacher

    collaboration seemed to suggest that there is a variety in the concept and that it can take different

    shapes evolving from independence to actual interdependent teamwork (Bovbjerg, 2006; Little,

    1990; Ohlsson, 2013; Smith, 2009). Moreover, diverse terminology is used in research on the

    topic and theoretical frameworks backing up these constructs are often diffuse and ill-defined.

    Although research on teacher collaboration could learn a lot from research in other industries

    and organisations – that have a stronger tradition in thoroughly investigating teams and other

    collaborative structures – the current boundary crossing is very limited. On the one hand, this

    means that research on teacher collaboration rarely applies frameworks that have been well

    established in team research, such as frameworks on team learning and team processes (e.g.,

    Decuyper, Dochy, & Van den Bossche, 2010; Edmondson, 2002; Marks, Mathieu, & Zaccaro,

    2001). On the other hand, traditional team researchers tend to keep away from this context

    because teacher teams often do not fit traditional team definitions wherein a team is defined as

    A collection of individuals who are interdependent in their tasks, who share responsibility

    for outcomes, who see themselves and who are seen by others as an intact social entity

    embedded in one or more larger social systems (for example, business unit or the

    corporation), and who manage their relationships across organizational boundaries

    (Cohen & Bailey, 1997, p. 241).

    Elements such as interdependence – a core defining feature of teams – appear to be difficult to

    achieve in teacher collaboration and teacher teams tend to operate more as aggregates of

    individuals bonded by social ties, stressing psychological safety (Ohlsson, 2013; Smith, 2009).

    This hampers a straightforward application of team theories and frameworks. This lack of

    boundary crossing leads to a paradoxical situation in which teacher collaboration is becoming

  • GENERAL INTRODUCTION | 7

    increasingly popular and there is an extensive (and growing) amount of research on the topic, but

    at the same time this stream of research has not fully outgrown its immature status and still lacks

    comprehensive theoretical frameworks. In order to bridge this conceptual gap between

    traditional teams and other types of collaboration that are not strictly teams (e.g., teacher teams),

    we propose a more flexible team concept. Combining research on group perceptions originating

    from social psychology (Campbell, 1958) and team research, the concept team entitativity is

    introduced. The latter refers to the degree to which a collection of individuals possesses the

    quality of a team and captures the continuum ranging from a collection of loosely coupled

    individuals to a real team meeting traditional team criteria. In this way, this dissertation aims to

    contribute to creating a shared language that may foster boundary crossing between research on

    teacher collaboration and research on teams and collaboration in other types of organisations.

    Colours: Topics and collaborative activities. In line with the teacher team

    typology described in Vangrieken, Dochy, Raes, and Kyndt (2013), teacher teams are not only

    defined by structural features, but also by the core task(s) they are working on. These tasks

    determine the focus and purpose of teacher collaboration and partly determine the collaborative

    format that is most suitable to serve this. Furthermore, the content of collaboration can be

    addressed in different ways, in different types of collaborative activities.

    Purpose and topics. The tasks of teacher teams can range from a focus on policy-

    making and school-level decisions to teamwork that is focused on classroom education and

    problem solving (Vangrieken et al., 2013). In this dissertation the focus is on teaching-related

    collaboration rather than for example school-level policy making. Within this domain of

    collaboration, a strong variety exists in the level of depth of topics being discussed. Teacher

    collaboration often remains limited to discussing practicalities rather than discussing teaching

    didactics or problems they meet in their daily practice (Cheng & Ko, 2009; Plauborg, 2009).

    Collaboration that goes beyond mere practical arrangements and includes deep-level discussions

    of teachers’ practice and functioning is challenging. The latter requires exposing and discussing

    teachers’ underlying beliefs, which inevitably leads to disagreements while teachers tend to avoid

    conflict, focusing on psychological safety (Kelchtermans, 2006; Ohlsson, 2013). Hence, the

    content of teacher collaboration can vary strongly, ranging from superficial and safe topics (e.g.,

    exchanging materials, discussing the pace of teaching) to deep-level discussions of teachers’

    classroom practice.

    Collaborative activities. In traditional team research, different collaborative

    activities are investigated in the form of team learning behaviours. While a variety of team learning

  • 8 | GENERAL INTRODUCTION

    behaviours can be distinguished, in this dissertation the focus is on the basic behaviours

    identified by Decuyper et al. (2010): sharing, co-construction, and constructive conflict. Sharing is

    a central process of articulating a personal meaning, such as identifying a problem, proposing

    ways to handle it, or sharing ideas with other members (Dochy, Gijbels, Raes, & Kyndt, 2014;

    Stahl, 2000). This can lead to collaborative construction or co-construction when members

    actively listen to the articulation of meaning, reply and attempt to resolve the problem at hand by

    matching ideas and giving feedback (Paulus, 2000). Co-construction includes the refinement of,

    building on, or modifying the original offer by mutual discussion and cooperation among the

    other team members (Baker, 1994; Webb & Palincsar, 1996). This eventually leads to shared

    knowledge or new meaning that was not present in the team before (Van den Bossche,

    Gijselaers, Segers, & Kirschner, 2006). Finally, constructive conflict includes a process of

    negotiation and the open and respectful expression of diverging views, looking for agreements

    that are mutually acceptable to the team members by listening and trying to understand each

    other and integrating different points of view (Tjosvold & Yu, 2007; Van den Bossche et al.,

    2006).

    However, as suggested above, traditional teamwork models may not always be readily applicable

    to the context of teachers. Moreover, team research tends to focus on ‘whole team’ learning,

    including all team members in the learning event and in which the learning needs to become part

    of the shared mental model of the team in order to be defined as team learning. However, in the

    case of teachers, currently teamwork is only a minor fragment of their job as most part of their

    job is still performed individually in their classrooms. This gives team learning, and the

    possibilities thereof, a different twist. Hence, in this dissertation the conceptualisation of team

    learning was adapted to this context. First of all, the collaborative activities proposed here are not

    limited to team meetings or events in which all team members are present as such situations are

    rather uncommon in the case of teachers. It focuses on learning behaviours that occur among

    (part of) the members of a teacher team, this learning may or may not be fed back to the whole

    team to become part of a shared mental model or shared knowledge. Second, while the processes

    of the basic team learning framework (sharing, co-construction, and constructive conflict) were

    maintained, the content thereof was specified to match the educational context. To avoid

    conceptual confusion, we will refer to collaborative professional development (CPD) rather than team

    learning. The concept of CPD is based upon the work of de Vries, Jansen, and van de Grift (2013)

    who studied teachers’ continuing professional development. The authors distinguished between

    three continuing professional development activities: updating knowledge and skills, reflection on

    experiences, and collaboration with colleagues. Given the scope of this dissertation, the focus is

  • GENERAL INTRODUCTION | 9

    on the latter category of activities. These CPD activities again include two categories: exchange

    activities and professional collaboration. As suggested above, conceptually as well as in their

    operationalisation, these categories follow the structure of the basic team learning behaviours

    identified by Decuyper et al. (2010). The category of exchange activities includes mostly sharing

    behaviours, more specifically sharing ideas, experiences, information, instructional materials, et

    cetera. Professional collaboration mainly corresponds to co-construction including for example

    joint preparation of teaching and evaluation materials and jointly preparing lessons.

    Constructive conflict is not clearly reflected in this conceptualisation. In research on teacher

    collaboration, there appears to be limited attention for disagreement and conflict as a positive

    aspect of collaboration. While teacher research starting from a micropolitical stance has

    acknowledged the occurrence and role of task-related professional conflicts (e.g., Achinstein,

    2002; de Lima, 2001; Kelchtermans, 2006), empirical research on the topic remains scarce.

    Moreover, teachers tend to restrict collaboration to more safe and less threatening aspects,

    avoiding conflict (Achinstein, 2002; Gajda & Koliba, 2008; de Lima, 2001; Ohlsson, 2013).

    However, Lavié (2006) described education as a contested domain in which complete consensus

    among teachers on values, visions, and pedagogical beliefs seems unlikely, and even undesirable.

    Moreover, allowing and fostering disagreement may help counter groupthink, where group

    members of a strongly cohesive group tend to focus on concurrence, ignoring alternative

    perspectives and contradicting information (Janis, 1973). Hence, in this dissertation an additional

    category of constructive conflict is added to exchange activities and professional collaboration in

    order to be able to investigate the role of disagreement in teacher collaboration. This category

    refers to openly and constructively discussing professional disagreements.

    Challenge 2: Teacher Autonomy in Relation to Collaboration

    The second challenge relates to the understanding of autonomy in the context of teachers.

    Traditionally, teachers’ job is predominantly individual in nature. The stereotypical image of

    teachers is one in which they teach in isolation within the boundaries of their classrooms. How

    schools are traditionally structured leads teachers to be restricted to and protected by a state of

    classroom isolation excluding interference and close examination of their classroom practice

    (Bidwell, 1965; Gajda & Koliba, 2008; Goddard, Goddard, & Tschannen-Moran, 2007;

    Hargreaves, 2010; Westheimer, 2008). To some extent, the zone of instructional autonomy concept

    proposed by Lortie (1969) may still apply to the current educational system. Teachers’ classroom

    practice – such as the teaching methods and strategies they use – tends to remain largely

    unsupervised with minimal evaluation (Somech, 2005). The long-standing culture of teacher

  • 10 | GENERAL INTRODUCTION

    isolation and individualism, together with a wish of teachers to preserve their individual

    autonomy may withhold a more collaborative culture to rise in education (Gajda & Koliba, 2008;

    Somech, 2008). Lortie (1975) described this traditional school organisation as egg-crate schools, in

    which teachers are isolated in their classrooms without close interaction with their colleagues.

    This traditional way of working often seems to have become the baseline for teachers’

    understanding of autonomy. Teacher classroom autonomy can be defined as “the ability to control

    daily schedules, to teach as one chooses, to have freedom to make decisions on instruction, and

    to generate ideas about curriculum” (Husband & Short, 1994, p. 60). Teacher autonomy is

    perceived to affect teachers’ professional status and job satisfaction and is an ever-recurring

    desired workplace condition (Strong & Yoshida, 2014). Fear that this state of professionalism will

    be undermined results in non-accountable autonomy in which teachers’ accountability is rejected

    (Timperley & Robinson, 2000). A fundamental belief and trust in teachers’ professionalism and

    prevalent norms of non-interference make it difficult to call teachers to account for their actions

    in their classrooms. This norm of teachers as legitimate classroom authorities – having

    discretionary power in the classroom – tends to call for resistance to external influences (Licata,

    Teddlie, & Greenfield, 1990). In 1983, Parish and Arends argued that

    It is well known that norms exist in schools that promote teacher autonomy and

    individualism. This means that most teachers cope with everyday teaching tasks and those

    associated with change efforts individually, that they are prone not to interfere with the

    work of colleagues, and that for the most part they guard carefully their right to teach in

    ways they think best. (p. 63)

    Although this old understanding of autonomy as being equal to independence and individualism

    still seems to be present among teachers and traditional ways in which schools are currently

    organised, it does not match the current requirements and challenges teachers are confronted

    with that elicit a more collaborative work environment.

    As suggested earlier, in order to breach this tradition of individual work and optimally meet the

    requirements and challenges of today’s society, teachers are expected to be team players and formal

    collaborative structures are imposed from the top down. As discussed in the proposed

    conceptual framework of teacher collaboration, this has resulted in varying collaborative shapes

    and colours. While subject groups were found to facilitate interactions among teachers to some

    extent (Meredith, Van den Noortgate, Struyve, Gielen, & Kyndt, 2017c), this push towards

    collaboration has not always resulted in deep-level collaboration in true teams. At the same time,

    organic systems theory suggests that teachers’ work environment is dynamic, with complex

  • GENERAL INTRODUCTION | 11

    interests and performance demands (e.g., Rowan, 1990). There are no ready made answers to

    issues teachers come across in their classroom, which creates pull factors to search help and

    support from colleagues (Bidwell, 2001; Rowan, 1990).

    These two contradicting dynamics – a tendency to preserve and protect a state of individualised

    autonomy on the one hand and an internal need to consult with colleagues on the other hand –

    leads to a paradoxical relationship between teachers’ autonomy and collaboration. On the one

    hand, collaboration may be experienced as a threat to individual autonomy when the latter is

    understood as working fully individually and independently. On the other hand, exactly this state

    of classroom autonomy leads to a need and desire to consult with colleagues. In teachers’ zone of

    instructional autonomy, they may be confronted with a lot of uncertainties and issues that require

    teachers to abandon their state of individualism. Moreover, this zone may present teachers with a

    certain amount of latitude in how they do their job, which actually creates room for teachers to

    collaborate.

    Challenge 3: Teachers’ Wellbeing Through Collaboration

    The third challenge regarding teacher collaboration addressed in this dissertation includes its

    relationship to teachers’ wellbeing. Teacher collegiality and collaboration have been suggested to

    foster teachers’ wellbeing by reducing feelings of isolation (e.g., Albrecht, 2012; Johnson, 2003;

    Reeves et al., 2017). However, deep-level insights into this relationship – taking the diversity of

    teacher collaboration and how it relates to teacher autonomy into account – are lacking. Similar

    to the contradicting dynamics described above, the relationship between collaboration and

    teachers’ wellbeing may be less straightforward than assumed. On the one hand, the increase of

    challenges for teachers may pressurise their work-related wellbeing, resulting in additional

    workload and stress. Help and support from colleagues may alleviate this load and provide

    support in tackling these challenges, in this way fostering teachers’ wellbeing. At the same time,

    the question rises whether this is also the case when collaboration is top-down imposed like in

    subject groups. Previous research on the relationship between subject group collaboration and

    teachers’ wellbeing mostly lacks. This gap will be addressed in this dissertation.

    Here the focus is on one aspect of teachers’ wellbeing, namely work engagement. This is defined

    as a multidimensional, positive, fulfilling, work-related psychological state of mind characterised

    by vigour, dedication, and absorption (Schaufeli, Salanova, González-Romá, & Bakker, 2002;

    Schaufeli, 2013). Vigour refers to teachers experiencing high levels of energy and mental

    resilience, demonstrating a willingness to invest effort in one’s work and persistence – even when

  • 12 | GENERAL INTRODUCTION

    facing difficulties. Teachers with high levels of dedication demonstrate strong involvement and

    identification with their job and a sense of significance, enthusiasm, inspiration, pride, and

    (positive) challenge. Finally, absorption includes being strongly concentrated and happily engrossed

    in one’s job, experiencing that time passes quickly, and having difficulties to detach oneself from

    work. Engagement is described as both a psychological as well as a behavioural concept, referring

    to employees’ feelings about their work that influence their work behaviour and effort

    (Kirkpatrick & Johnson, 2014).

    While teachers’ work-related wellbeing can be regarded as a valuable outcome in its own right, it

    can also be interpreted as being instrumental in fostering the quality of education. The

    effectiveness of schools in large part depends upon engaged teachers’ enthusiasm to create

    quality education, nowadays even more given the on-going increase in demands placed on

    teachers as professionals (e.g., growing diversity in the classroom, increasing expectations

    regarding student achievement, educational changes and developments) (Runhaar, Konermann,

    & Sanders, 2013). Moreover, teacher engagement is essential in fostering student learning as the

    latter can only be achieved through teachers’ active commitment in their job and classrooms

    (Lee, Zhang, & Yin, 2011). For example, research on teachers’ engagement found it to be related

    to teachers’ creativity in teaching and learning approaches, instructional performance, and

    students’ motivation (Bae, Song, Park, & Kim, 2013; Bakker & Bal, 2010; Klusmann, Kunter,

    Trautwein, Lüdtke, & Baumert, 2008).

    More recently, the tendency towards collaboration elicited attention for team work engagement. The

    increase in demands placed on teachers does not only indicate the importance of engaged

    teachers but also demonstrates the need for engaged subject groups in order to reach their

    collective goals. Similar to individual work engagement, team engagement is defined as a positive

    work-related and shared psychological state of mind including team vigour, dedication, and

    absorption (Torrente, Salanova, Llorens, & Schaufeli, 2012b). It is assumed to emerge from team

    members’ interactions and shared experiences. Team work engagement is not merely the mean of

    individual team members’ individual work engagement, but refers to a collective state where the

    team is the point of reference. Previous research demonstrated that team work engagement

    fosters team performance (e.g., Mäkikangas, Aunola, Seppälä, & Hakanen, 2016; Torrente et al.,

    2012). In the context of teachers, the focus has predominantly been on individual rather than

    team engagement, which is not surprising given the aforementioned dubious role of collaborative

    work here. Moreover, given that team engagement is described as emerging from members’

  • GENERAL INTRODUCTION | 13

    interactions in teams, it can be assumed that the aforementioned variety in shapes and colours of

    collaboration influence team engagement.

    Moreover, in research in various other work contexts, individual and team engagement have

    mostly been investigated separately. The question on how both relate may be especially

    interesting in the context of teachers, where the balance – and tension – between collaboration

    and individual work tends to be prominent. The dynamics discussed in the abovementioned two

    challenges – the diversity in teacher collaboration and in the understanding of autonomy in

    relation to collaborative work – may influence teachers’ wellbeing, the relative importance of

    engagement of the individual employee versus the collective, and the relationship between both.

    Overview of the Dissertation

    As mentioned before, how collaboration is actually realised in practice will strongly be influenced

    by individual teachers and most of the variance in collaboration tends to be situated at the level

    of the teacher. Hence, despite the main topic being collaboration, the protagonist of this

    dissertation is not the collective but remains the individual teacher (embedded in a collaborative

    context). The common theme in this dissertation includes the interaction between the role of the

    teacher as an individual and his or her role as part of a collective entity, being the subject group.

    Below we will shortly describe the samples that are used and provide an overview of how each of

    the aforementioned challenges is addressed in this dissertation.

    Characters of the Play: Description of the Samples

    This dissertation is based upon two large-scale samples of teachers in secondary schools in

    Flanders for quantitative analyses, one longitudinal and one cross-sectional dataset, and one

    smaller subsample of teachers was interviewed for qualitative analyses.

    The longitudinal sample consists of four waves of data collection spread over the course of two

    school years. Teachers of the participating schools were asked to fill out a questionnaire in

    November/December 2015, April/May 2016, November/December 2016, and April/May 2017.

    In total, 37 secondary schools participated in this data collection. Of each school, teachers who

    are part of a selection of subject groups or all teachers of the school were invited to participate

    (how many subject groups participated was decided by the school). All participating teachers

    were invited to participate at each time point. This led to a total of 2060 teachers who

    participated at least once. In the first wave 1627 teachers participated (1593 completed the full

    questionnaire), 1302 in the second wave (1259 complete), 1282 in the third wave (1239

  • 14 | GENERAL INTRODUCTION

    complete), and 1220 teachers participated in the last wave (1190 complete). In total, 800 teachers

    participated in all waves, of whom 772 completed the full questionnaire at each time point. At the

    end of the questionnaire of the first wave, teachers were asked to indicate whether they were

    willing to participate in an interview on their perceptions of autonomy. A purposive sample of

    teachers (n = 17) was selected from the teachers who indicated to be prepared to participate.

    The cross-sectional data collection took place in the context of the LiSO (Dutch acronym for

    “Loopbanen in het Secundair Onderwijs”) project. The LiSO-project is part of SONO (Dutch

    acronym for “Steunpunt voor Onderwijsonderzoek”) and is supervised by prof. dr. Bieke De Fraine.

    The data for this dissertation were collected by means of the school team questionnaire in March

    2016. Teachers of 22 different schools (part of the larger sample of 58 schools participating in the

    LiSO-project) were invited to complete the questionnaire. In total 1439 teachers participated in

    this data collection (1390 completed the full questionnaire).

    Conquering the Challenges

    The aforementioned three challenges related to teacher collaboration – conceptualising teacher

    collaboration, autonomy in relation to collaboration, and wellbeing through collaboration – were

    tackled in five studies. A schematic representation of the studies is presented in Figure 2.

    Figure 2. Research model.

  • GENERAL INTRODUCTION | 15

    Challenge 1: Conceptualising teacher collaboration. The first two studies

    aimed to tackle the first challenge, namely gaining insight into how teacher collaboration is

    conceptualised and occurs in educational practice. Study 1 focused on exploring the concept of

    teacher collaboration and mapping the research that has already been done on the topic. The

    second study addressed the issue of different shapes of collaboration, starting from the finding

    that teacher teams are often not teams in the strict sense of the word.

    Chapter I. Teacher Collaboration: A Systematic Review. In a first step

    towards gaining deep-level insight into the phenomenon of teacher collaboration, a systematic

    literature review study was set up. This study reviewed 82 primary studies on different types of

    teacher collaboration. The first and second aim of this study focused on gaining insights into the

    different shapes and colours of teacher collaboration. First of all, given the conceptual confusion

    present in this research domain – different terms being used interchangeably without clear

    definitions – the first aim of this review included clarifying the terminological framework on

    teacher collaboration. Different structures of collaboration and the underlying collaborative

    continuum are described. The second aim included providing an overview of the content or

    colours of this collaborative work by mapping the focus and level of depth of prevailing

    collaboration. Third, this review aimed to provide an overview of the rationale for supporting

    teacher collaboration and potential pitfalls thereof by summarising possible positive and negative

    consequences. Fourth, an overview is provided of what are factors facilitating and hindering

    collaboration. This elicited a fifth and final research question, namely what it is we are aiming for:

    What is successful teacher collaboration?

    Chapter II. Group, Team, or Something in Between? Conceptualising and

    Measuring Team Entitativity. The second study focused on the diversity in collaborative

    formats or shapes. There appears to be a collaborative continuum underlying these formats,

    ranging from loosely coupled individuals to real teams. However, this continuum was not yet

    clearly made explicit and conceptualised. This resulted in a gap between team research – focusing

    on archetypically defined teams – and research focusing on more flexible collaboration constructs

    (e.g., communities), commonly found in the context of education. In order to be able to transfer

    insights and approaches developed in team research to various kinds of collaboration, there was a

    need for a new and continuum-based team concept. This study introduced the concept team

    entitativity to bridge the conceptual gap between real teams and other types of collaboration that

    are not strictly teams. In this way it crosses the boundaries between team research and research

  • 16 | GENERAL INTRODUCTION

    on teacher collaboration, providing the potential to expand the scope of traditional team research

    and strengthen the rigour of research on teacher collaboration.

    Furthermore, this study made this continuum measurable by developing a questionnaire to assess

    team entitativity. The psychometric quality of the instrument was tested in two waves of data

    collection (N1 = 1320; N2 = 731). A combination of Classical Test Theory analyses (exploratory

    and confirmatory factor analyses) and Item Response Theory analyses were used. Further

    psychometric analyses include the investigation of validity, longitudinal measurement invariance,

    and test-retest reliability.

    Challenge 2: Teacher autonomy in relation to collaboration. Study 3 and 4

    addressed the second challenge, deepening our understanding of teacher autonomy in relation to

    collaboration and disentangling different interpretations thereof. While study 3 focused on a

    conceptual analysis and development of a new measure that matches our clarified

    conceptualisation of teacher autonomy, study 4 aimed to deepen these insights and map how

    these different understandings manifest in practice and relate to reported collaboration. In order

    to get a detailed picture of this relationship, the level of depth of the colours of collaboration (i.e.,

    content and collaborative activities) was taken into account.

    Chapter III. Teacher Autonomy and Collaboration: A Paradox?

    Conceptualising and Measuring Teachers’ Autonomy and Collaborative

    Attitude. As mentioned before, the relationship between collaboration and autonomy in the

    context of teachers was found to be ambiguous. Disentangling this complex relationship was the

    main objective of this study. The first part of this study consisted of defining teacher autonomy

    in relation to teacher collaboration. In order to disentangle autonomy and independence or

    individualism, two autonomy attitudes were distinguished. A reactive autonomy attitude refers to

    the equation of autonomy to independence, being resistant to external influences (such as

    colleagues). In a reflective attitude, autonomy is defined starting from professional agency and

    freedom to act in a self-directed manner; this does not exclude connectedness and consultation

    with colleagues. By distinguishing between these attitudes, it was demonstrated that autonomy in

    itself does not hamper collaboration and vice versa. The relationship between teacher autonomy

    and collaboration – excluding each other or both existing in parallel – is hypothesised to be

    influenced by teachers’ autonomy attitude.

    Moreover, because the existing measures of teacher autonomy are not suited to clearly capture

    this distinction between autonomy and teachers’ attitude, a new measure was developed. The

  • GENERAL INTRODUCTION | 17

    psychometric quality of this instrument was assessed in a quantitative study consisting of two

    waves of data collection (N1 = 1639; N2 = 1133) using factor analyses to assess the structure of

    the questionnaire. Further psychometric analyses again include the investigation of validity,

    longitudinal measurement invariance, and test-retest reliability.

    Chapter IV. The Teacher as an Island? A Mixed Methods Study on the

    Relationship Between Autonomy and Collaboration. This study aimed to deepen the

    insights into the relationship between autonomy and collaboration described in Study 3. While

    the latter was focused on a theoretical and conceptual exploration of the relationship between

    autonomy and collaboration – developing a conceptual framework and operationalisation – this

    study investigated how this occurs in teachers’ practice. The main aim of this study was to assess

    how teachers understand and value autonomy and collaboration: Are they experienced as

    conflicting or compatible? Does this relate to different understandings of autonomy and colours

    of collaboration?

    These questions were addressed using a mixed methods approach. Quantitative analyses were

    performed on two independent samples of secondary education teachers (N1 = 1610; N2 = 1408).

    First of all, correlations between autonomy, teachers’ autonomy attitude, and collaborative

    activities were assessed (multilevel structural equation model). Second, latent profiles of teachers

    based upon perceived autonomy and autonomy attitude (individualistic or reactive versus

    collaborative or reflective) were identified (multilevel factor mixture modelling). Next, these were

    compared with regard to reported collaborative activities. To deepen our insights and explain the

    quantitative findings, a purposive sample of teachers (N = 17) was interviewed. These data were

    analysed using qualitative content analyses.

    Challenge 3: Teachers’ wellbeing through collaboration. The final challenge

    of this dissertation, aiming to gain insight into how the aforementioned dynamics and

    relationships between individual and different shapes and colours of collaborative work relate to

    teachers’ wellbeing, was tackled in the fifth study. In this study, the focus was on individual and

    team work engagement and the relationship between both.

    Chapter V. Engaged Teacher, Engaged Team? The Influence of

    Collaborative Context and Teachers’ Autonomy. In this final study, the focus was on

    teachers’ wellbeing in a collaborative context, more specifically their perceived levels of work

    engagement. Not only teachers’ individual engagement, but also that of their collaborative

    context was taken into account. Despite the tendency towards collaborative work, research on

  • 18 | GENERAL INTRODUCTION

    work engagement still tends to focus on individual employees. Moreover, the limited amount of

    studies that do investigate team work engagement, mostly neglect the relationship between the

    individual and the team perspective. Given that the latter is the main theme of this dissertation,

    this study aimed to investigate the relationship between individual and team engagement. This

    was investigated in a longitudinal quantitative design (four waves of data collection spread over

    the course of two school years) using latent growth curve analyses (N = 1571).

    Insights derived from the previous studies were combined to further our understanding of this

    relationship. First of all, the variety in shapes of teacher collaboration was taken into account by

    assessing the degree of team entitativity teachers ascribe to their subject group. Based upon these

    perceptions, two groups of teachers were made in the dataset: high versus lower degree of

    entitativity. Furthermore, the influence of teacher autonomy, their attitude towards autonomy,

    and collaborative activities (i.e., different colours of collaboration) was taken into account by

    investigating them as resources influencing individual and team engagement.

  • Conceptualising Teacher Collaboration

  • CHAPTER 1

    Teacher Collaboration: A Systematic Review

    This study presents a systematic review on teacher collaboration. In total, 82 studies were

    selected based on predefined selection criteria and reviewed by means of a narrative review

    method to thematically gather information across the studies. A first aim of this review was to

    provide an overview of the terminological framework to describe teacher collaboration used in

    previous research. Collaboration was perceived here as a continuum ranging from mere

    aggregates of individuals to strong team collaboration. This continuum was conceptualised as the

    degree of team entitativity. Second, the review investigated the focus and depth of collaboration.

    These appeared to be important issues and provide different opportunities for (collaborative)

    learning. Third, although realising teacher collaboration proves to be challenging, this review

    listed benefits for students, teachers, and the school. Fourth and fifth, various facilitating and

    hindering factors were explored that may serve as valuable points of action to realise effective

    collaboration. The latter has vital importance for the future as it is needed to build schools into

    learning organisations, to anticipate the growing importance of collaboration in society and to use

    education as a role model for students to properly prepare them for the future.

    Keywords: teacher collaboration; teacher teams; team entitativity

    This chapter is based on Vangrieken, K., Dochy, F., Raes, E., & Kyndt, E. (2015). Teacher collaboration: A systematic review. Educational Research Review, 15, 17-40.

  • 22 | CHAPTER 1

    The educational sector is confronted with an increasing pressure towards collaboration: Teachers

    need to be proficient collaborators in order to successfully perform their job. There are different

    reasons for this evolution and the fact that teamwork is a phenomenon of growing importance in

    society overall is one of the contributing factors. A collaborative work environment seems to

    become the norm for every organisation (Decuyper et al., 2010; Edmondson, 2013). Education is

    often seen as an important context for students to acquire these collaborative skills before they

    enter the labour market. Within education, teacher collaboration plays an important role in

    transforming students into proficient future collaborators as teachers model cooperative learning

    for students by working together as a team (Coke, 2005). They can only teach collaborative skills

    when they “practice what they preach” (Coke, 2005). Moreover, in order to successfully

    implement innovative, student-centred, and collaborative learning methods proficient

    collaboration among the teaching staff is required (Dochy, Segers, Van den Bossche, & Gijbels,

    2003; Meirink, 2007; Shipley, 2009; Slavit et al., 2011). Results from The Teaching and Learning

    International Survey (TALIS) 2013 demonstrated that teachers involved in collaborative learning

    reported using more innovative pedagogies (e.g., working in small groups), and displayed more

    job satisfaction and self-efficacy (European Commission, 2013). In countries with high

    performance in education such as Finland, teachers collaborate to a high extent with excellent

    results as a consequence. In other countries, this appears to be rather difficult to achieve.

    Present Study

    As teacher collaboration is important, this review can form a contribution by investigating

    different forms of teacher collaboration, the positive and negative consequences, and facilitating

    and hindering factors of teacher collaboration.

    In order to get an overview of the state-of-the-art of research on teacher collaboration, previous

    reviews on the topic were reviewed, aiming to provide an overview of what is known and to

    expose the gaps in current research. This review set five research aims that are deemed relevant

    for research as well as practice. These focus on terminology used in previous research to describe

    teacher collaboration, gaining insight into what teacher collaboration is about (the focus and

    depth thereof, distinguishing between superficial and deep-level collaboration), benefits and

    negative consequences of collaboration, facilitating and hindering factors for teacher

    collaboration, and clarifying what effective collaboration includes. The aims were addressed using

    a systematic literature search and a narrative review method to synthesise the literature that was

    selected. In the results section, the five aims described above are elaborated upon based on

  • TEACHER COLLABORATION: A SYSTEMATIC REVIEW | 23

    analyses of the collected studies. This is followed by an overview of conclusions and discussion

    on the main results, limitations of the manuscript at hand, and possible areas for future research.

    Earlier Reviews

    In this section an overview of the current state-of-the-art of research on teacher collaboration

    will be presented based on earlier reviews. To focus on the most recent knowledge on this topic,

    the overview is deliberately limited to three most relevant reviews written after 2000.

    The three reviews investigated different aspects and kinds of teacher collaboration. Kelchtermans

    (2006) focused on the broad constructs collaboration and collegiality. Both other reviews looked

    at teacher professional communities. The review of Lomos, Hofman, and Bosker (2011a)

    specifically focused on the relationship between teacher professional communities and student

    performances. Similarly, Fulton and Britton (2011) investigated Science, Technology, Engineering

    and Mathematics (STEM) teachers in professional learning communities (PLCs), focusing on

    what happens when teachers work together in PLCs in order to improve teaching and student

    achievement.

    As the reviews had a different focus, they also used different terminological frameworks.

    Kelchtermans (2006) conceptualised teacher collaboration and collegiality as working conditions

    for teachers and as embedded in the organisational context. He used a micropolitical stance,

    including a focus on individual differences, diversity of goals and conflict, the use of informal

    power, and the different interests that are at play in interactions in an organisation. Collaboration

    was used here as a descriptive term, referring to the cooperative actions teachers undertake for

    job-related purposes (their actual doing things together). Kelchtermans (2006) distinguished

    collaboration as being a descriptive concept from collegiality. The latter was used to describe the

    quality of the relationships among staff members in a school and has a normative dimension

    because it often includes a positive value, referring to good relationships among colleagues, and is

    part of the organisational culture. Fulton and Britton (2011) and Lomos et al. (2011a) discussed

    professional communities, a construct that is not easy to capture. Lomos et al. (2011a) argued

    that a universal definition and operationalisation of professional community is lacking and

    discussed different conceptualisations. This lack of clarity was reflected in the work of Fulton and

    Britton (2011) who did not provide a clear conceptualisation of professional learning

    communities and adopted a very broad definition of the construct: They required that it involved

    three or more teachers in a sustained effort over time.

  • 24 | CHAPTER 1

    Different, more or less systematic, methodological approaches were applied in these reviews. In

    the case of Kelchtermans (2006) little methodological information was provided. The approach

    of collaboration and collegiality as meaningful organisational entities guided literature selection

    and analysis. Kelchtermans (2006) listed the topics that were not included in the review (e.g., the

    pedagogy of cooperation, formal relationships of supervision) but more information on the

    selection and analysis procedure was not provided. Fulton and Britton (2011) provided more

    detailed information on their search process. Different variants of “professional learning

    community”, related to STEM teachers with Boolean logic, were used as search terms to gather

    literature. Researchers then judged the strength of the retrieved studies using 31 standards of

    evidence (developed by Horizon Research inc. [Heck & Minner, 2010]). Besides these selected

    research studies, published expert knowledge and advice, published descriptions of models of

    STEM teaching in PLCs, and a panel of practitioner experts were included for analyses as well.

    However, a clear description of selection criteria and analyses were lacking. Finally, Lomos et al.

    (2011a) performed a systematic and comprehensive search of the literature, using the databases

    EBSCOhost, ERIC, PiCarta2, and Google Scholar. The search was restricted to articles from

    1982 (first official publication on teachers working together in a professional group) until 2009.

    The authors used conceptual (a clear conceptualisation of professional community) and

    methodological criteria (quantitative empirical research into the effects of professional

    communities on student achievement within secondary education) to select literature. Five

    articles were included in the meta-analysis. The latter included the computation of correlation

    coefficients at the student level for each study (transformed in Fischer Z Units and Cohen’s d)

    and analyses by means of a random effects model.

    The results of the review of Kelchtermans (2006) showed that collaboration and collegiality are

    determined and mediated by the organisational context, that is the structural and cultural working

    conditions in schools. Collaboration and collegiality are thus considered to be organisationally

    embedded, taking different forms with different values and contributing to different agendas that

    are not all necessarily positively appreciated. Kelchtermans (2006) stressed that the school

    context has to be taken into account when looking at collaboration and collegiality and that a

    cultural perspective (that focuses on sense-making, the values, and norms) as well as a micro-

    political perspective (addresses issues of power, interests, and influence) is needed to clarify these

    concepts. He furthermore argued that professional learning communities (PLCs) are cultural and

    political (rather than structural) environments in which collaboration and collegiality can occur in

    a way that they really contribute to the learning of students, teacher professional development,

    and school improvement. Such a community should balance a focus on interpersonal ties and

  • TEACHER COLLABORATION: A SYSTEMATIC REVIEW | 25

    room for constructive controversy in which differences in opinion and beliefs can arise in order

    to enhance authentic professional learning. Moreover, not only does teachers’ learning progress

    as a result of collaboration, the review of Lomos et al. (2011) showed a small but significant

    aggregated effect of professional communities on student performance. More specifically, the

    presence of professional communities enhances student performance (d = .25, p < .05). The

    results of Fulton and Britton (2011) confirmed this finding, indicating that students of teachers in

    STEM learning communities learn math better. They provided more information on the

    underlying mechanisms supporting this relationship. Fulton and Britton (2011) found that

    teachers engaged in discussions about the mathematics and science they teach, understood

    mathematics and science better, felt more prepared to teach mathematics and science, used more

    research-based methods for teaching, paid more attention to students’ reasoning and

    understanding, and used more diverse modes of engaging students in problem solving. The

    review furthermore mentioned a few design and implementation principles considering STEM

    learning teams: shared values and goals, leadership support, time, use of student data and work,

    collective responsibility, good facilitation, trust, and a single school subject (learning teams being

    composed of teachers who all teach one particular school subject).

    Gaps in Current Reviews

    Looking at these three studies, it became clear that no systematic review on actual teacher teams

    as such was found but that the focus was on professional learning communities or ad hoc forms

    of collaboration. Moreover, the reviews of Kelchtermans (2006) and Fulton and Britton (2011)

    did not provide sufficient information on the literature search and analyses performed. This is in

    line with the statement of Crow and Pounder (2000) who argued that research on teacher teams

    and other collaborative work arrangements is vulnerable to a critique on its lack of

    methodological rigor. Additionally, the reviews focus on one aspect of teacher collaboration (e.g.

    effects on student achievement). A review presenting a more holistic picture of teacher

    collaboration, clearly defining and differentiating between different kinds of collaboration,

    appeared to be lacking. In conclusion, there seemed to be a need for a new systematic review on

    teacher collaboration.

  • 26 | CHAPTER 1

    Aims and Research Questions

    Below, the specific aims and corresponding research questions are listed, providing the focus and

    structure of this review.

    The first aim of this review included providing an overview of how teacher collaboration was

    described in previous research. Thus, the first research question to be answered was: What is the

    terminology used in previous research to describe teacher collaboration?

    The second aim included what teacher collaboration is about. While the first aim of this review

    referred to structural aspects of collaboration, this second aim zoomed in on the content of

    collaboration, distinguishing between superficial and deep-level collaboration. In this way, the

    goal was to gain insight into the depth of prevailing teacher collaboration and how this is

    important. The question to be answered thus included: Is there a variety in the focus and depth

    of teacher collaboration and how is this important?

    The third aim of this study was to display positive consequences of teacher collaboration, but

    also to inform about potential downsides. The third research question can be stated as: What are

    possible positive and negative consequences of teacher collaboration?

    Furthermore, the fourth aim included gaining insight into what is needed for teacher

    collaboration to be successful. This resulted in a fourth research question: Which factors facilitate

    and which factors hinder successful teacher collaboration?

    The previous research question elicited the fifth and final aim of this study, namely clarifying

    what successful teacher collaboration actually is. What is it we actually aim for? Hence, the research

    question to be answered was: What is effective teacher collaboration?

    Method

    Literature Search Procedure

    Literature was collected in August-September 2012 using the following databases: ERIC (U.S.

    Dept. Of Education), APAPsycnet and Scirus and the search engines Limo (databases included:

    OneFile [GALE], Taylor & Francis Online – Journals, Informa – Taylor & Francis [CrossRef],

    SciVerse ScienceDirect [Elsevier], MEDLINE [NLM], Arts & Sciences [JSTOR], Sage

    Publications [CrossRef], SAGE Journals, Emerald Management eJournals, MLA International

    Bibliography, Informa [CrossRef], Wiley Online Library, Directory of Open Access Journals

  • TEACHER COLLABORATION: A SYSTEMATIC REVIEW | 27

    [DOAJ], SpringerLink, Social Sciences Citation Index [Web of Science], NARCIS [Royal

    Netherlands Academy of Arts and Sciences], M.E. Sharpe, Science Citation Index Expanded

    [Web of Science], Lirias, Arts & Humanities Citation Index [Web of Science, SpringerLink Open

    Access, American Chemical Society [CrossRef]) and Web of Knowledge (databases included:

    Web of Science, Inspec, BIOSIS Citation Index and BIOSIS Previews).

    The most relevant literature sources were found through ERIC. Searching through the other

    databases did not lead to a considerable amount of additional literature and no literature was

    selected from APAPsycnet. The search terms used were ‘teacher teams’, ‘teacher collaboration’

    ‘teacher groups’, ‘professor teams’, ‘professor collaboration’, ‘lecturer teams’, and other Dutch

    terms to describe teacher collaboration (teacher teams [‘leerkrachtenteams’], lecturer teams

    [‘docententeams’], professor teams [‘professorenteams’], subject groups higher education [‘vakgroepen

    hoger onderwijs’], teams in higher education [‘teams hoger onderwijs’], cooperation teachers

    [‘samenwerking leraren’] and cooperation lecturers [‘samenwerking docenten’]). In order to limit our

    searches, the searches were limited to full text online and from 2000 onwards.

    An overview of the number of sources delivered by and selected for each search term and

    database can be found in Table 1. The first selection in the wide variety was done on the basis of

    the titles. Literature sources with titles that were not relevant for the subject under study, not

    referring to any of the terms describing teacher collaboration or referring to elements that do not

    meet the selection criteria (see next section) were eliminated. The remaining sources were further

    assessed by their abstract and if necessary (if the ab