Dirit Judg-e 0 il @nnl 0 - Judicial Watch DESCIION D R DESN -----NANCIAL EPORT . Name of Pe o n...
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___________ Dt ____ _ P SION N OF ORGAATION/ PATSATS " C : w . . - \ " Report Required by the Ethics A0-10 FANCIAL DISCLOSUE RPORT in Goveramcnt Act of 1978 Rev.1/004 FOR CALENDAR YEAR 2004 (5 U.S.C. app. §§ 101-111) 3. Dte ofRepor Sele, Wil i H US Dct-So. D OA I. Person Reporting (Last name, First name, Middle initial) 2. Cour o Organiztion 5101005 4. Title (Aticle m Judges indicte active or senior status; 5. ReprtTpe (chek appropriate ty) 6. Reporting Perio magitrate judge indicte fl or prt-time) 0 Not Date 11/0 US Disic JudgeA t 0 It @Anu 0 F 121/04 7. Chamber or Ofce Addres 8. O te bais of the infnation contine in this Reor and any modifcations pertaining therto, it is, in my opinion, in complianc 113 St Joh Ste with applicable laws and regulations. Mobile Revieing Ofcer A 36 L POSIONS. (Repring individual only; see pp. 913 of fling ico) : NON - (No reporble positions.) 1. 2. R AGE. (Reporg individual only; see pp. 1416 offling ictions) ; NON - (No rportable agrements.) C U C r- o- (% cl :z [_ OJ "1 f ,. c: 5 :: ) - t c : r ( r - < r c . 1. •
Transcript of Dirit Judg-e 0 il @nnl 0 - Judicial Watch DESCIION D R DESN -----NANCIAL EPORT . Name of Pe o n...
__________ _ Date. ____ _
PO SIDON NAME OF ORGANIZATION/ENTITY
PARTIESANDTERMS
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Report Required by the Ethics A0-10 FINANCIAL DISCLOSURE REPORT in Goveramcnt Act of 1978
Rev.1/2004 FOR CALENDAR YEAR 2004 (5 U.S.C. app. §§ 101-111)
3. Date of Report
Steele, William H US District-So. Dist. Of AL
I. Person Reporting (Last name, First name, Middle initial) 2. Court or Organization
512012005
4. Title (Article m Judges indicate active or senior status; 5. ReportType (check appropriate type) 6. Reporting Period
magistrate judges indicate full- or part-time) 0 Nomination, Date 111/2004 US District Judge-Active to0 Initial @Annual 0 Frnal.
12131/2004
7. Chambers or Office Address 8. On the basis of the infonnation contained in this Report and any
modifications pertaining thereto, it is, in my opinion, in compliance 113 St Joseph Street
with applicable laws and regulations. Mobile
Reviewing Officer. AL 36602
L POSIDONS. (Reporting individual only; see pp. 9-13 of filing instructions)
NONE - (No reportable positions.)
1.
2.
R AGREEl\fENTS. (Reporting individual only; see pp. 14-16 offiling instructions)
NONE - (No reportable agreements.)
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TYPE
SOURCE AND TYPE
SOURCE DESCRIPTION
l.
512012005
. . FI NANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting
Steele, William H
fil NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 of filing instructions)
A. Filer's Non-Investment Income
0 NONE - (No reportable non-investment income.)
SOURCE AND GROSS INCOME (yours, not spouse's)
12-31-04 Church Reader Fees . 1335
2. 12131/04 Musician Fees 970
3.
B. Spouse's Non-Investment Income - (Ifyou were married during any portion of the reporting year, please complete this section. Dollar amount not required except fur honoraria.)
D NONE (No reportable non-investment income.) -
I. 12-31-04 City of Mobile, Alabama
IV. REIMBURSEMENTS - transportation, lodging, food, entertainment.
(Includes those to spouse and dependent childrCn. See pp. 25-27 of instructions.)
NONE (No such reportable reimbursements.) -
t..
SOURCE DESCR1PIION
CREDITOR DESCR1PTION
----------------------------------------
FINANCIAL DISCLOSURE REPORT Name ofPerson Reporting Date of Report
Steele, William H 512012005
V. GIFTS. (Includes those to spouse and dependent children. See pp. 28-3 l of instructions.)
NONE - (No such reportable gifts.)
1.
VL UABILITIES. (Includes those of spouse and dependent children. See pp. 32-34 of instructions.)
NONE - (No reportable liabilities.)
VALUE CODE
1.
It
(4)
Type
-- - - -- -
c .E $15,001-$50,0a°O
(I) (2) (3) (5)
buy, sell, (A-H)
-transaction)
FINANCIAL DISCLOSURE REPORT Date ofReport
Page 1of4 Steele, William H
Name ofPerson Reporting
5/20/2005
VIL INVESTMENTS and TRUSTS - income, value, transcations (includes.those of the spouse and dependent children. See pp. 34-57 offilinginstructions.)
A. B. c. D. Income during Gross valueat end of Transactions during reportingperiod
Description ofAssets ceportingperiod reportingperiod (includinglruS"t assets)
not exempt from disclosure(2) (1) (2) (1)
Place "(X)" after each asset exempt Amount Value Type (e.g.(eg. . Value Gain Identity ofValue Date: from prior disclosure Code l div. rem. or Code2 Method Month- Code2 Code1 buyer/seller
int.) (J-P) Code3 merger, (ifprivate(A-H) Day (J-P)redemption)(Q-W)
DNONE (No ceportable income, assets, or transactions)
l. Growth Fund ofAmerica A Dividend K T Buy 07/06
2. AmSouth Bank Account A Interest K T
, . 3. Fidelity Puritan A Dividend J T
4. Public Employees Benefit Service Co. D Dividend M T Buy 12/31 J
5. •AG Edwards (IRA) None J T
6. • SunAmerica Blue Chip Fund Class B
7. · Resources Accrued Mortgage Limited Partnership
8. - Putnam InternationalNew Opportunities
9. • GreyWolfInc
IO. Mason (IRA) B Dividend L T
- Alliance Pxemier Growthn.
12. - Alliance Technology
13. - John Hancock Regional Bank
14. - Alliance Real Estate Investment Fund
15. - Strategic Partners Equity
AMCAPFund A Dividend L T16.
17. Putnam Voyager None K T
. .
I. Income/Gain Codes:
(See Colmnns Bl and D4)
2. Value Codes:
(See Colwuns Cl and D3)
3. Value Method Codes
(See Colulllfl C2)
A = Sl,000 or less F = $50,001-$100,000
J = $15,000 orless
N = $250,000-$500,000
P3 = $25,000,001-$50,000,000
Q =Appraisal
u =Book Value
B
G
K
0
R
v
= Sl,001-$2,500
= $100,001-$1,000,000
=$15,001-$50,000
= $500,001-$1,000,000
=Cost {Real Estate Only}
=Other
- $2,501-$5,000
HI = $1,000,001-$5,000,000
L = $50,001-$100,000
Pl =Sl,000,001-$5,000,000
P4 =$More than $50,000,000
s =Assessment
W =Estimated
D = $5,001-$15,000
H2 =Moce than $5,000,000
M =$100,001-$250,000
P2 = $5,000,001-$25,000,000
T =CaslvMarket
-
A.
11
(4)
u v
(1) (l) (2)
(A·H)
19.
34.
FINANCIAL DISCLOSURE REPORT
Page2 of4 Name of Person Reporting
Steele, William H
Date ofReport
5/20/2005
VIL INVESTMENTS and TRUSTS - income, value, transcations (includes' those of the spouse and dependent children. See pp. 34-57 of filing instructions.)
B. c. D. Income during Gross value at end of Transactions during reporting period
Description ofAssets reporting period reporting period (including trust assets)
not exempt from disclosure(2) (1) (2) (3) (5)
Place "(X)" after each asset exempt Type (e.g.AmoWtt Type (e.g. Value Value Date: Value Gain Identity of from prior disclosure Codel div. rent or Code 2 Method buy, sell, Month- Code2 Codel buyer/seller
int.) (J·P) Code 3 merger, Day(A-II) (J-P) (if private redemption)(Q-W)
John Hancock Financial Industries A Dividend J T
Mutual Shares A Dividend K T
transaction)
20.
Alliance Premier Growth None J T21.
22. Hewlett-Packard (previously Compaq Computer None J T Cotp.)
23. Putnam.AllstateAdvisor(Annuity) None N T
24. Gulf Coast Federal CreditUnion A Interest K T
25. Steele Enterprises LLC None M u
26. Putnam FD for Growth & Income A Dividend K T
27. . Putnam Mid Cap Value Fund A Dividend K T
AOL Time Warner None J T28.
29. Putnam Small Cap A Dividend 1 T
30. PLC Capital A Interest Sell 07/06 J A
31. Gtiorgia Power A Interest Sell 07/06 K A
32. Fidelity Adv Emerging Markets Income Fund B Dividend J T
33. PIMCO High Income Fund B Dividend J T
•Estate QRA) (X) None N T
-AT&T Corp. 35.
-AT&T Wireless 36.
l. Income/Gain Codes: A = Sl.000 or less B = Sl,001-$2,500 c = $2,501-$5,000 D = $5,001-$15,000 E =$15,001-$50,000
(SeeColwnnsBI andD4) F = $50,001-$100,000 G = $100,001-$1,000,000 HI =Sl,000,001-$5,000,000 H2 =More than $5,000,000
2. Value Codes: J =$15,000 or less K =$15,001-$50,000 L = $50,001-$100,000 M = $100,001-$250,000
(See Columns Cl andD3) N = $250,000-$500,000 0 = $500,001-S!,OOO,OOO Pl =$1,000,001-$5,000,000 P2 = $5,000,001-$25,000,000
P3 = $25,000,001-$50,000,000 P4 = $More than $50,000,000
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) s =Assessment T =Casb/Maiket
(SeeColWIID C2) =Book Value =Other W =Estimated
If
B c D E
u v
(1) (2) (5)
49.
FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting Page3of4 Steele, William H 5/2012005
VIL INVESTMENTS and TRUSTS - income, value, transcations (includes'.those of the spouse aad dependent children. See pp. 34-57 of filing instructions.)
A. B. c D. Income during Gross value at end of Transactions during reporting period
Description of Assets reporting period reporting period (including trust assets) (1) (2) (2) (I) not exempt from disclosure
(3) (4) Place "(X)" after each asset exempt from prior disclosure
Amount Code 1 (A-FI)
Type (e.g. div. rent. or int.)
Value Code 2 (J-P)
Value Method Code 3 (Q-W)
Type (e.g. buy, sell, merger, redemption)
Date: Month -Day
Value Code2 (J..P)
Gain Code 1 (A-II)
Identity of buyer/seller (ifprivate transaction)
37. - CML Group
38. - Comcast Corp.
39. • Enterasys Networks Inc.
40. -RiYerstone NetwOiks Inc
41. - Ff E-Business Portfi>lio
42. ·AIM Funds Group-Aggressive
43. ·AIMFunds Group-Pn:mier Eq.
44. -Putnam Intl. New Opportunities
4S. - PutnamNew()pportunities
46. -Putnam Vista Fund
47. -Putnam Voyager_ Fund
48. - Ff BiotechnologyGrowth
Estate lnvestmenls (X) B Dividend N T
50. -Centem1ial Money Market
SI. - ADC Telecommunications
52. • Atmel Corp.
53. - Cisco Systems
54. -EMCCorp.
L Income/Gain Codes:
(See Columns Bl and 04)
2. Value Codes:
(SeeColumnsCl andD3)
3. Value Method Codes (See Column C2)
A = Sl,000 or less
F =$50,001-SIOO,OOO
] = $15Jl00 or less N = $250,000-SSOO,OOO
P3 =$25.000,001-$50,000,000
Q =Appraisal
=Book Value
G K 0
R
= $1,001-S2,500
= $100,001-$1,000,000
= $15,001-$50,000
= $500,001-$1,000,000
=Cost (Real Estate Only)
=Other
= $2,501-$5,000
HI = $1,000,001-SS,OOO,OOO
L = $50,001-$100,000
Pl = $1,000,001-S5,000,000
P4 =$More than $50,000,000
s =Assessment
W =Estimated
=S5,001-Sl5,000
H2 =More than $5,000,000
M =S!00,001-$250,000
P2 = $5,000,001-S25,000,000
T =Cash/Market
= $15,001-$50,000
A.
ll
(3) (4)
c D E
u v
(2)
57.
FINANCIAL DISCLOSURE REPORT
Page4of4 Name of Person Reporting
Steele, William H
Date of Report
512012005
VIL INVESTMENTS and TRUSTS - income, value, transcations (includes those of the spouse and dependeot children. See pp. 34-57 of filing instructions.)
B. c. D. Income during Gross value at end of Transactions during reporting period
Description ofAssets reporting period reporting period (including trust assets)
(l} (2) (1) (1) not exempt from disclosure
Place "(X)" aftec each asset exempt from prior disclosure
Amount Code l (A-H)
Type (e.g. div. rent or int.)
Value Code2 (J-P)
Value Method Code3 (Q-W)
Type (e.g. buy, sell, merger, redemption)
(2) (5) Date: Value Gain Identity of Month- Code 2 Code l buyer/seller Day (J-P) (A-H) (if private
transaction)
SS. - Intel Corp.
56. - Nokia Corp.
- Sun Microsystems
58. - Tellabs
Time Warner59.
- Flextronics Intl Ltd. 60.
61. - VK Morgan Stanley High Tcdt .
62. - AIM Funds Ciroup.Pn:mier Eq.
63. - Putnam Mid Cap Value Fund
64. - P New Opportuniiies
65. - Campbell Strategic Allocation Fund
66. Ewopacific Growth Fund None K T Bay 12122
67. Fundamental Investors Inc. None L T Buy 12122
68. Growth Fund of America None K T Buy 12122
69. New Economy Fund None K T Buy 12122
70. Smallcap World Fund Inc. None K T Bay 12122
L Income/Gain Codes: A = $1,000 or less B = Sl,001-$2,500 = $2,501-$5,000 = $5,001-$15,000 = $15,001-$50,000
(See ColUlllns Bl and D4) F = $50,001-$100,000 G =$100,001-$1,000,000 HI =$1,000,001-$5,000,000 H2 =More than $5,000,000
2. Value Codes: J = $15,000 orless K =$15,001-$50,000 L =$50,001-$100,000 M = $100,001-$250,000
(See Colwnns Cl and D3) N = $250,000-$500,000 0 =$500,00!-$1,000,000 Pl =Sl ,000,001-$5,000,000 Pl = $5,000,001-$25,000,000
P3 = $25,000,001-$50,000,000 P4 =$More than $50,000,000
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only} s =Assessment T = Casb/Mruket
(See Column C2) =Book Value =Other W =Estimated
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
5120/2005Steele, William H
(Indicate part of Report.) vm. ADDIDONAL INFORMATION OR EXPIANATIONS
VII.3 -Additional shares were purchased in 2004.
VII.6 -Appraisal date 12131/04.
VII.24 It is not anticipated that any income will be derived ftom the ILC. All income will be realized by the manager. -
VII.33-64 - Investments were inherited on 8/06/04.
Signature
. "" -""1 ---- - ---
,_ ·-
5/20/2005
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Steele, William H
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief: and that any information not reported was withheld. because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE TIIlS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure Administrative Office of the United States Courts
Washington, D.C. 20544
