Diane S Sykes Financial Disclosure Report for 2010

8/3/2019 Diane S Sykes Financial Disclosure Report for 2010

1/7

AO 10Rev. 1/2011FINANCIAL DISCLOSURE REPORT

FOR CALENDAR Y EAR 2010Report Required by the Ethics

in Government Act o f 1978(5 U.S.C. app. ,~; 101-111)

I . P e r s o n R e p o r t i n g ( l a s t n a m e , f ir s t , m i d d l e i n i t i a l ) 2 . C o u r t o r O r g a n i z a t i o n : 3 . D a t e o f R e p o r tSykes, Diane S. Seventh Circuit United States Court of Appeals 05/9/2011

4 . T i t l e ( A r t i c l e I l l j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ;mag istrate judges indicate full- or pan-time)Circuit Judge. Active Status

7 . C h a m b e r s o r O f f ic e A d d r e s s716 United States Court House517 E ast Wisconsin AvenueMilwaukee, WI 53202

5 a . R e p o r t T y p e ( c h e c k a p p r o p r i a t e Qpe)] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final5h . [ ] Amended Repor t8. O n t h e b a s i s o f th e i n f o r m a t i o n c o n t a i n ed i n t h i s R e p o r t a n d a n ym o d i f i c a t io n s p e r t a i n i n g t h e r e t o , i t is , i n m y o p i n i o n , i n c o m p l i a n c e, ,~ i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

Reviewing Officer Date

6 . R e p o r t i n g P e r i o d01 / 01 / 2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be fo l lowe, I Com ple te a l l par ts ,checking the NONE box for each part where you have no reportable information. Sign on last pag~

I . P 0 S I T I 0 N S . t R , p o r a n ~ i n d i v i d u a l o n l y ; s ~ e p p . 9 - 1 3 of filing instructions.)NON E (Aro reportable positions.)

POSITIONI.

2.

3.

4.

5.

N AM E O F O RGAN IZATIO N / EN TITY

I I . A G R E E M E N T S . t R ,,o ~ ng individual only; see pp. 14-16 of filing instructions.)D (No repor table agreem en ts .)O N E

1. 1992

2.

3.

D A T E PARTIES AND TERMSWI Departm ent of Employee Trust Funds (retirement account), no control


2/7

FINANCIAL DISCLOSURE REPORTPage 2 of 7

N a m e o f P e r s o n R e p o r t i n gSykes, Diane S.

D a t e o f R e p o r t05/9/2011

111. N O N - I N V E S T M E N T I N C O M E . t R e p o ~ .g individual and spouse; see pl~ 17-24 of filing instructions.)A. Fliers Non-Investment Income

[] (No reportable income.)O N E non-investmentDATE SOURCE AND TYPE

2.3.4.

INCOME(yours, not spouses)

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you were married during any portion of the reporting )ear, complete this section.(Dollar amount no t requ ired excep t fo r honoraria . )

N O N E (]go reportable non-investment income.)DATE SOURCE AND TYPE

1 .2.3.4.

I V . R E I M B U R S E M E N T S --tr..~panaaa., ladging, laa~, e.tertoi,.,,e.,( I n c l u d e s t h o s e t o s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 2 5 - 2 7 o f f i l i n g i n s t r u c t i o n s . )[-~ N O N E (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE1 . The Federalist Society, February 26-28, 2010 Philadelphia, Pennsylvania P anel Discussant T ransporlation (A irline & Ground),National Student Symposium Lodging, Bagg age Fees , Park ing & M eals2. The Federalist Society, Yale M a rc h 3 0- A pr il I , N e w H av en , C on nec tic ut Speaker Transportation (Airl ine & Ground),University, Student Event 2 01 0 Lodging, Bagg age Fees , Park ing & M eals3. American Constitutional June 17 -19 , 2010 W ashing ton, D.C. Panel Discussant T ransportation (Airline & Ground) ,Society, National Convention Lodging, Bagg age Fees , Park ing & M eals4. The Witherspoon Institute, A ug us t 1 0 -1 2 , 2 0 10 P rin ce to n, N ew J er sey Speaker Transportation (Airl ine & Ground),Princeton U niversity Lodging, Bagg age Fees , Park ing & M eals5. The F ederalist Society, Duke October 6-10, 2010 Raleigh, North Carolina Speaker Transportation (Airl ine & Ground),University, Student Event Lodging, Bagg age Fees , Park ing & M eals

ITEM S PAID OR PROV IDED


3/7


Name of Person R e p o r t i n gSykes, Diane S.

Date of Report05 /9 /2011

The Federalist Society,Wil l iam Mitchel l, W arrenBurger Lecture

October 11 -13 , 2010 St . Paul , M innesota Speaker Transportation (Airl ine & Ground),Lodging, Bagg age Fees , Park ing & M eals

7. T he F ederalist Society, N ovem b er 1 7- 21 , Washington, D.C. Speaker & Conference Transportation (Airl ine & Ground),N ational Convention 2010 Lodging, Bagg age Fees , Park ing & M eals


4/7

FINANCIAL DISCLOSURE REPORTPage 4 o f 7

N a m e o f P e r s o n R e p o r t in gSykes, Diane S.

Date of R e p o r ~05/9/2011

V . G I F T S . a n c l u d e* , h o s , , o s p o ~ e a n d d e p e n d e n t children; see p p . 2 8 - 3 1 of filing instruction~.)[~ N O N E (No reportable gifts.)

SO URCE DESCRIPTIO NI. Federal Judicial Guest Privileges Union League C lub, Chicago, Illinois - See Part Vlll2.

3.

4.5.

VALUE

V I . L I A B I L I T I E S . a n c l u d ~ , h o s e o / s p o ~ e a n d d e p e n d e n t children; see p p . 3 2 - 3 3 of filing in~tructlons.)NONE (No reportable liabilities.)

CREDITOR DESCRIPTION1 .2.

3.

4.5.

VALUECODE


5/7

FINANCIAL DISCLOSURE REPORTP a g e 5 o f 7

N a m e o f P e r s o n R e p o r t i n gSykes, Diane S.

Date of Report05 /9 /2011

V I I. IN V E S T M E N T S a n d T R U S T S - i n co ,~ e , v a t . e . , ,~ n ~ a a i o , ~ a n c l u d ~ t h o s e o / s p o u s e a n d dependent c h i l d r e n ; s e e p p ~ 3 4 - 6 0 of fi l ing instructions.)N O N E (No reportable income, assets, or transactions.)

A. B. C. D .D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r in g r e p o r t in g p e r i o d

( i n c l u d i n g t r u s t a s s e t s ) r e p o rt i n g p e ri o d o f r e p o r t i n g p e ri o d(I) (2) (I) (2) (I ) (2) (3) (4) (5 )

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . , V a l u e Value T y p e ( e . g ., D a t e Value G a i n I d e n t i t y o fe x e m p t f r o m p r i o r d is c l o s u r e C o d e I d i v . , r e n t , C o d e 2 M e th o d b u y , s a i l , m m ! d d / y y C o d e 2 C o d e I b u y e r l s e l l e r( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A -H ) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

4.

5.

6.

BGI M id Cap Equity-Collective W (via WiDef. Cutup. ProgramT R o w e Price Mid Cap Gr (via W I Def.Cutup. Program )Fid Contrafund (via W i Def. Cutup.Program)Vanguard Adm iral Treasury Money M arket(via WI Def. Comp.)BGI US Debt Index Fund (via WI Def.Comp. ProgramAllianceBerstein US Gov A

See Part VIllSee Part VlllSee Part VIIISee Part VIIISee Part VIIISee Part Vlll

: 7 . Wl D epartm ent of Em ployee Trust Funds,retirement account Interest8. Interest, Ozaukee Bank A Interest J9. College Savings Plan #1--See Part VIII A See Part VIII

I0 . College Savings Plan #2--See Part VIII A See Part VIII1 1 . College Savings Plan #3--See Part VIII A See Part Vll l

1 2 . College Savings Plan #4--See Part VIII A See Part Vlll1 3 .

1 4 .

1 5 .

1 6 .

1 7 .

I . Incom e G ain Codes: A =$1.000 or less B =$1,001 - $ 2.500 C =$2,501 - $5 ,000 D -$5.001 - $15,000(See Columns B I and IM) F =$50.001 - $ 100.000 G =$100.001 - $1 .000.000 III =$1.000,001 - $5.000.000 112 =More than $5.000.000

2. Value Codes J =$15.000 or Ic~s K = $15.001 - $ 50 .000 L =$50.001 - $100,000 M =$100.001 - $250.000(See Columns CI and D3) N =$250.001 - $500.000 O =$500.001 - $1.000.C~O PI -$1.000.001 - $5,000.000 P2 =$5.0~O.001 - $ 2 5 , 0 0 0 . 0 0 0

P3 =$25.000.001 - $50.0~3.000 P4 =More than $50.000.0003. Value M ethod Codes Q =Appraisal R =Cosl (Real Eslate Only) S =A ssessment T =Cash Markel(See Column C2) U I:h3ok Value V = O lher W =Estim ated

E =$15,001 o $50,000


6/7

FINANCIAL DISCLOSURE REPORTPage 6 of 7 Ia r a e o f P e r s o n R e p o r t i n gSykes, Diane S. Date of Report0 _ 5 / 9 / 2 0 1 I

VIII. ADDITIONAL INFORMATIO N OR EXPLANATIO NS. (Indicate part of repor~)I ) Part I I . The agreem ent regarding the W isconsin Departm ent of Employee Trust Funds comm enced in 1992, when Judge Sykes began em ployment as aM ilwaukee County Circuit Judge.2) Part V , I tem I . T he Union Leag ue Club o f Chicago is a social and civic association with dining, lodg ing, and athletic facilit ies located adjacent to the federalcom plex in Chicago. The C lub offers guest privileges to federal judges. The charge for these limited privileges for 2010 was 596 6 (full Club m em bership duesfor a guest of the same ag e for 2010 w ere $3,130). M em bers of the federal judiciary who receive such Club privileges m ay not hold office, serve on com m ittees,or be entitled to vote. Judicial officers with these guest privileges pay for food and athletic services on the same basis as Club members.3) Part Vll. The income during reporting period (column B(2)) for Assets I through 6 and 9 through 12 is market gain/appreciation.4) Part VII . Line Entry #9: VCSP/ColIege Am erica Am erican Funds Money M arket Fund 529 A (via NM L Investment Services LLC).5) Part VII . Line Entry #I0: VCSP/College Am erica Am erican Funds Money M arket Fund 529A (via NM L Investment Services LLC).6) Part VII . Line E ntry #1 I : V anguard 529 College Savings P lan Conservative Ag e-Based Option: Interest Accum ulation Portfolio (not a s tate-sponsored plan).7) Part VII . Line Entry #12: V anguard 529 College Savings Plan Conservative Age-Based Option: Incom e Portfolio (not a s tate-sponsored plan).


7/7


Nam e of Person ReportingSykes, Diane S.

Date of Report05/9/201 I

IX. CERTIFICATION.! cert ify that a l l inform ation given above (including inform ation pertaining to m y spouse and m inor or dependent children, if any) isaccurate , true, and com plete to the best of my kn o~vledg e and belief, and that any information not reported was w ithheld because it met applicable sta tutoryprovisions permitt ing non-disclosure.I further certify that earned incom e from o utside employm ent and honoraria and the acceptance of gifts which have been reported are incom pliance with the provisions of 5 U.S.C. app. 501 et . seq. , 5 U .S.C. 7353 , and Judicial Conference regulations.

Signature: s/Diane S. Syk es

N O T E : AN Y I N DI V I DUAL W HO K N O W I N G LY AN D W I LFULLY FALSI F IE S O R FALLS T O F I LE T HI S RE PO RT M AY B E SUB J E C T T O C I V I LAND C RIMINAL SAN CTION S (5 U.S.C. app. 104)

Com m ittee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-30 1O ne Columb us Circle, N .E.Washington, D.C. 20544

Diane S Sykes Financial Disclosure Report for 2010

Documents

Transcript of Diane S Sykes Financial Disclosure Report for 2010