Devory A. Altermatt - RDA Financialrdafn.com/wp-content/uploads/2017/12/Devory-Altermatt... ·...

2
This Disclosure Brochure Supplement provides information about Devory A. Altermatt, born in 1981, that supplements the RDAFN Brochure. If you have any questions about the contents of the RDAFN Disclosure Brochure and this Disclosure Brochure Supplement, please contact Devory A. Altermatt by phone at 320-214-5520 or e-mail at [email protected]. Additional information about Devory A. Altermatt is available on the SEC's website at: www.adviserinfo.sec.gov. Statement to my clients Devory grew up the oldest of three girls on a dairy farm in North Central Minnesota. She credits much of her success to lessons learned both on the farm and working in Ag business. Devory operated dual offices in Southwestern Minnesota before settling in Willmar. She strives to fully understand client needs and goals in order to serve as a financial guide to most efficiently align client intentions with actions. Business Background • Legacy Financial, LLC (Nov. 2017-Present) Investment Advisor Representative • NYLife Securities, LLC (2016-2017) Investment Advisor Representative • Thrivent Investment Management Inc. (2014-2016) Investment Advisor Representative Designations/Licenses Series 7 & 66 Accident & Health, Life, Variable Life & Variable Annuities Education University of Minnesota (St. Paul, MN) Agriculture Education Ridgewater College (Willmar, MN) Agriculture Education Disciplinary Information Devroy has no disciplinary information history to disclose. Other Business Activities Devory has no outside business activities to disclose. Devory A. Altermatt Vice President, Business Development Legacy Financial, LLC 310 1st Street SW P.O. Box 183 Willmar, MN 56201 Phone: 320-214-5520 Fax: 320-214-5580 Email: [email protected] Website: www.legacyfinancialllc.com About Devory

Transcript of Devory A. Altermatt - RDA Financialrdafn.com/wp-content/uploads/2017/12/Devory-Altermatt... ·...

Page 1: Devory A. Altermatt - RDA Financialrdafn.com/wp-content/uploads/2017/12/Devory-Altermatt... · 2017. 12. 21. · Devory A. Altermatt is supervised by Christopher W. Arthur, Chief

This Disclosure Brochure Supplement provides information about Devory A. Altermatt, born in 1981, that supplements the RDAFN Brochure. If you have any questions about the contents of the RDAFN Disclosure Brochure and this Disclosure Brochure Supplement, please contact Devory A. Altermatt by phone at 320-214-5520 or e-mail at [email protected]. Additional information about Devory A. Altermatt is available on the SEC's website at: www.adviserinfo.sec.gov.

Statement to my clientsDevory grew up the oldest of three girls on a dairy farm in North Central Minnesota. She credits much of her success to lessons learned both on the farm and working in Ag business. Devory operated dual offices in Southwestern Minnesota before settling in Willmar. She strives to fully understand client needs and goals in order to serve as a financial guide to most efficiently align client intentions with actions.

Business Background• Legacy Financial, LLC (Nov. 2017-Present)

Investment Advisor Representative • NYLife Securities, LLC (2016-2017)

Investment Advisor Representative• Thrivent Investment Management Inc. (2014-2016)

Investment Advisor Representative

Designations/Licenses• Series 7 & 66• Accident & Health, Life, Variable Life & Variable Annuities

EducationUniversity of Minnesota (St. Paul, MN) • Agriculture Education

Ridgewater College (Willmar, MN) • Agriculture Education

Disciplinary InformationDevroy has no disciplinary information history to disclose.

Other Business Activities Devory has no outside business activities to disclose.

Devory A. AltermattVice President, Business DevelopmentLegacy Financial, LLC310 1st Street SWP.O. Box 183Willmar, MN 56201

Phone: 320-214-5520Fax: 320-214-5580Email: [email protected]: www.legacyfinancialllc.com

About Devory

Page 2: Devory A. Altermatt - RDA Financialrdafn.com/wp-content/uploads/2017/12/Devory-Altermatt... · 2017. 12. 21. · Devory A. Altermatt is supervised by Christopher W. Arthur, Chief

General Client Conflict ResolutionDevory A. Altermatt is subject to the following specific obligations when dealing with clients:• The duty to have a reasonable, independent basis for her investment and other financial advice;• The duty to ensure that all investment and financial advice is suitable to meeting the client’s individual objectives, needs, and circumstances; and,• A duty to be loyal to clients.

Additional CompensationRDA Financial Network and Devory A. Altermatt may establish relationships with unaffiliated registered investment advisors that offer a variety of investment advisory programs and services that include asset management programs, separate account portfolio management programs, asset allocation programs, wrap fee programs, and financial planning services. If a client is referred to one of these unaffiliated registered investment advisors, RDA Financial Network and Ms. Altermatt may receive referral fees from the unaffiliated registered investment advisors. These arrangements will be described in these unaffiliated investment advisors’ brochures and referral fee disclosure statements.

SupervisionDevory A. Altermatt is supervised by Christopher W. Arthur, Chief Compliance Officer of RDA Financial Network, Inc.

Christopher W. Arthur2475 Coral Court, Suite ACoralville, IA 52241Phone: 319.626.3464Fax: 319.626.3540Email: [email protected]