Development and Examination of the Reactive Attachment ... · core symptoms of RAD are absence of...

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Accepted author manuscript of the following article: Lehmann, S., Monette, S., Egger, H., Breivik, K., Young, D., Davidson, C., & Minnis, H. (2018). Development and examination of the reactive attachment disorder and disinhibited social engagement disorder assessment interview. Impact Assessment. DOI: 10.1177/1073191118797422 Development and Examination of the Reactive Attachment Disorder and Disinhibited Social Engagement Disorder Assessment Interview Stine Lehmann 1 , Sebastien Monette 2 , Helen Egger 3 , Kyrre Breivik 1 , David Young 4 , Claire Davidson 5 , and Helen Minnis 5 1 Regional Centre for Child and Youth Mental Health and Child Welfare -West, Uni Research Health, Bergen, Norway 2 Department of Psychology, Université du Québec à Montréal (UQAM), Quebec, Canada 3 Department of Child and Adolescent Psychiatry, New York University School of Medicine, NY, USA 4 Department of Mathematics and Statistics, University of Strathclyde, NHS, Greater Glasgow and Clyde, Glasgow, Scotland, UK 5 Adverse Childhood Experiences Clinical and Research Centre, Institute of Health and Wellbeing, University of Glasgow, Glasgow, Scotland, UK Corresponding Author: Stine Lehmann, Regional Centre for Child and Youth Mental Health and Child Welfare -West, Uni Research Health, Post Box 7810, Bergen 5020, Norway. Email: [email protected]

Transcript of Development and Examination of the Reactive Attachment ... · core symptoms of RAD are absence of...

Page 1: Development and Examination of the Reactive Attachment ... · core symptoms of RAD are absence of attachment behaviors and emotional dysregulation. In this study, an international

Accepted author manuscript of the following article: Lehmann, S., Monette, S., Egger, H., Breivik, K., Young,

D., Davidson, C., & Minnis, H. (2018). Development and examination of the reactive attachment disorder and

disinhibited social engagement disorder assessment interview. Impact Assessment. DOI:

10.1177/1073191118797422

Development and Examination of the Reactive

Attachment Disorder and Disinhibited Social

Engagement Disorder Assessment Interview

Stine Lehmann1 , Sebastien Monette2 , Helen Egger3 , Kyrre Breivik1 ,

David Young4 , Claire Davidson5 , and Helen Minnis5

1 Regional Centre for Child and Youth Mental Health and Child Welfare -West, Uni

Research Health, Bergen, Norway

2 Department of Psychology, Université du Québec à Montréal (UQAM), Quebec, Canada

3 Department of Child and Adolescent Psychiatry, New York University School of Medicine,

NY, USA

4 Department of Mathematics and Statistics, University of Strathclyde, NHS, Greater

Glasgow and Clyde, Glasgow, Scotland, UK

5 Adverse Childhood Experiences Clinical and Research Centre, Institute of Health and

Wellbeing, University of Glasgow, Glasgow, Scotland, UK

Corresponding Author: Stine Lehmann, Regional Centre for Child and Youth Mental Health and

Child Welfare -West, Uni Research Health, Post Box 7810, Bergen 5020, Norway. Email:

[email protected]

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Abstract

The fifth edition of the Diagnostic and Statistical Manual categorizes Reactive Attachment

Disorder (RAD) and Disinhibited Social Engagement Disorder (DSED) as two separate

disorders, and criteria are revised. For DSED, the core symptoms focus on abnormal social

disinhibition, and symptoms regarding lack of selective attachment have been removed. The

core symptoms of RAD are absence of attachment behaviors and emotional dysregulation. In

this study, an international team of researchers modified the Child and Adolescent Psychiatric

Assessment for Reactive Attachment Disorder to update it from DSM-IV to DSM-5 criteria

for RAD and DSED. We re-named the interview the Reactive Attachment Disorder and

Disinhibited Social Engagement Disorder Assessment (RADA). Foster parents of 320 young

people aged 11-17 years completed the RADA online. Confirmatory factor analysis of RADA

items identified good fit for a three factor model, with one factor comprising DSED items

(indiscriminate behaviors with strangers) and two factors comprising RAD items (RAD1:

failure to seek/accept comfort, and RAD2: withdrawal/hypervigilance). The three factors

showed differential associations with clinical symptoms of emotional and social impairment.

Time in foster care was not associated with scores on RAD1, RAD2 or DSED. Higher age

was associated with lower scores on DSED, and higher scores on RAD1.

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Background

The construct of Attachment Disorder links early maltreatment to later

psychopathology (Goldfarb, 1945a, 1945b; Tizard & Rees, 1975). An Attachment Disorder is

defined as “markedly disturbed and developmentally inappropriate social relatedness in most

social contexts” (Rutter, Kreppner, & Sonuga-Barke, 2009, p. 535), presenting before the age

of 5 years, and originating from very depriving and pathogenic care conditions (ibid.). In

DSM-IV Attachment Disorder was assumed to be one disorder with two subtypes:

disinhibited Reactive Attachment Disorder (socially indiscriminate behavior) and inhibited

Reactive Attachment Disorder (lack of comfort seeking and withdrawal; Zeanah & Gleason

2015). These were assumed to share the etiology of exposure to physical and social neglect

and abuse and an absence of adequate caregiving during childhood (DSM-IV; American

Psychiatric Association, 2000).

In the fifth edition of the DSM (DSM-5; American Psychiatric Association, 2013), the

construct of Attachment disorders was revised. The cluster of symptoms relating to

indiscriminate behaviors is now regarded as a disorder called Disinhibited Social Engagement

Disorder (DSED), which is related to, but separate from Reactive Attachment Disorder

(RAD). RAD now refers to the cluster of inhibited symptoms only. Both RAD and DSED are

categorized under the chapter “Trauma- and stressor- related disorders” in DSM-5, and are

still considered associated with severe pathogenic care.

The main empirical support for DSED and RAD as discrete constructs of child

psychopathology originates from two longitudinal studies on children raised in extremely

deprived institutional contexts: the English and Romanian Adoptees Study (O'Connor,

Bredenkamp, & Rutter, 1999; Sonuga-Barke et al., 2017) and the Bucharest Early

Intervention Project (Smyke, Dumitrescu, & Zeanah, 2002; Zeanah, Humphreys, Fox, &

Nelson, 2017). RAD and DSED have predictable associations with risk factors (including

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attachment), cause functional impairment and, particularly in the case of DSED, can persist

over time (Gleason et al., 2011). The results of these seminal studies have heavily influenced

the re-conceptualization of Attachment Disorder in DSM-5 (Zeanah, & Gleason, 2010; 2015).

DSM-IV (1994) defined the disinhibited sub-type of RAD (now known as DSED) as

“evidenced by diffuse attachments as manifest by indiscriminate sociability with marked

inability to exhibit appropriate selective attachments” (p. 118). The new DSM-5 diagnostic

criteria for DSED comprises two criteria; A and B. According to criterion A, the child must

exhibit two of either: Lack of reticence around unfamiliar adults; Being too physically or

verbally close; Not checking back with caregiver in unfamiliar setting; and/or Willingness to

go off with an unfamiliar adult. Criterion B states that the disinhibited behavior is not limited

to impulsivity but includes social disinhibition. Symptoms relating to a lack of selective

attachment (e.g. “diffuse attachment”, “inability to exhibit appropriate selective attachments”,

“lack of selectivity in choice of attachment figures”) were removed, demonstrating that DSED

is regarded almost exclusively as a disorder of social relatedness, and not attachment.

The inhibited sub-type of RAD in DSM-IV (1994) was defined as “evidenced by a

persistent failure to initiate or respond in a developmentally appropriate fashion to most

social interactions, as manifest by excessively inhibited, hyper vigilant, or highly ambivalent

and contradictory responses” (p. 118). The DSM-5 diagnostic criteria for RAD comprise

criteria A and B. Criterion A comprises both minimal comfort seeking and minimal

responding to comfort. Criterion B requires two of either; Minimal social / emotional

responsiveness; Limited positive affect; and / or Unexplained or sudden irritability /

sadness/fearfulness. In DSM-5, symptoms overlapping with behaviors suggestive of

disorganized attachment (e.g. "highly ambivalent and contradictory responses") have been

removed to focus on the absence of attachment behavior described in Criterion A. In addition,

Criterion B describes social and emotional disturbances, closely related to relational trauma-

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reactions. Behavior suggestive of PTSD (e.g. “hyper vigilance”, “may exhibit frozen

watchfulness”) have been replaced by more general emotional dysregulation criterion

(Unexplained or sudden irritability / sadness / fearfulness (Criterion B3).

The purpose of the DSM-5 separation of Criterion A: lack of attachment behavior and

Criterion B: social / emotional disturbances, was to restrict the diagnosis of RAD to

individuals where both disturbances are present (Zeanah & Gleason, 2010). As the vast

majority of empirical studies on RAD and DSED stem from samples of institutionalized

children, caution is warranted in generalizing findings from studies of institutionalized

children with limited access to stable attachment-figures to maltreated children raised in a

family context (Glowinski, 2011). The quality of care in institutions may differ from

characteristics of care in a dysfunctional family, where the carer is not necessarily physically

absent. Furthermore, family-raised children have often been exposed to maltreatment from

their primary attachment figure. For maltreated children raised in a family context, this

separation of criteria A and B may be central: While the child may have an attachment figure

and exhibit attachment behavior, behavior compliant with Criterion B may also be exhibited

due to exposure to relational trauma. Hence, for non-institutionalized children, criterion A and

criterion B may constitute two separate constructs. In line with this, one might expect that

symptoms defining Criterion B have a higher overlap with other symptoms of emotional and

relational disturbances, and less so with symptoms defining criterion A.

Existing Measures of RAD and DSED Symptoms

In the following section, we provide a brief overview of measures for assessing RAD

and DSED. A complete overview of available measures including references are presented in

Table 1.

Structured observation instruments. Two structured observational instruments are

based on the administration of the Strange Situation Procedure (SSP; Ainsworth & Bell,

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1970): The Attachment Formation Rating Scale (Zeanah, Smyke, Koga & Carlson, 2005), and

the Rating for Inhibited Attachment Behavior (RinAB; Corval, Belsky, Baptista, Mesquita &

Soares, 2018) for evaluating RAD symptoms. The Rating for Infant-Stranger Engagement

(Lyons-Ruth, Bureau, Riley, & Atlas-Corbett, 2009) assesses disinhibited behavior, again

during the SSP. Other observational instruments such as the Disinhibited Social Behavior

Observational Measure (Bruce, Tarullo, & Gunnar 2009) involve videotaped laboratory

interaction between a child and an adult stranger who gradually initiates contact with the

child. The Observation Schedule for RAD (Minnis et al., 2009a) codes child behavior in a

clinic waiting room in the presence of a stranger. Finally, The Stranger at the Door procedure

(Gleason et al., 2011) is a simulated situation whereby an assessor, who is a stranger to the

child, knocks on the door of the child’s home and invites the child to go off with him or her.

Most instruments focus on DSED symptoms only and none assess DSED and RAD symptoms

simultaneously.

Screening-questionnaires. The 10-item standardized screening tool, the Relationship

Problems Questionnaire, (RPQ) was developed and validated with non-institutionalized

samples of children in foster care (Millward et al., 2006; Minnis et al., 2002), and has been

used successfully to identify RAD and DSED symptoms in large general population studies

(Minnis et al., 2007), and in clinical samples (Vervoort et al., 2013) of school aged children.

Population norms are not yet available for a new 11-item version. A second newly developed

instrument, the Early TRAuma-related Disorders Questionnaire -Short Version (ETRAD-Q-

SV; Monette, Archambault, Cyr, Terradas, & Couture, 2017) is a 16-item screening tool for

RAD and DSED based on DSM-5 criteria. A longer version is presently undergoing

validation. Diagnostic assessment requires more comprehensive tools, which assess not only

symptoms, but their impact on everyday-functioning.

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Semi-structured Interviews. The Five-Item Indiscriminately Friendly Behavior

(5IIF; Chisholm, Carter, Ames, & Morison, 1995) was one of the first tools developed to

assess DSED. Although 5IIF is not based on the DSM-5, the items measured relate to the four

core criteria required in DSM-5. The Disinhibited Attachment Semi-Structured Interview

(O'Connor, Bredenkamp, & Rutter,1999; Rutter et al., 2007) was used primarily by the

English and Romanian Adoptees Study team at a time when practically no other measures of

RAD/DSED existed. The psychometric properties reported are acceptable, although factor

analysis is not possible as the measure consists of only 3 items. The Disturbance of

Attachment Interview developed by the Bucharest Early Intervention Group (Smyke et al.,

2002) comprises 5 items measuring RAD symptoms, and three items assessing DSED

symptoms. This interview has identified RAD and DSED symptoms in noninstitutionalized

maltreated pre-school foster children (Zeanah et al., 2004; Jonkman et al., 2014; Oosterman &

Schuengel, 2007). The interview shows a two-factor structure, good internal consistency,

good inter-rater agreement, and good convergent and divergent validity indices. Although the

measure assesses both RAD and DSED, the tool only partly fulfills the DSM-5 criteria: For

DSED, Criterion A2 (Being too physically or verbally close) is not covered and for RAD,

Criterion B2 (Limited positive affect) is not covered.

The Child and Adolescent Psychiatric Assessment-RAD assessment (CAPA-RAD) is

one module of a broader diagnostic interview, the CAPA (Angold et al., 1995). There are 4

items specific to RAD, and 6 items specific to DSED and diagnostic classification is based on

DSM-IV criteria (Minnis et al., 2013). In addition to core DSED and RAD items, items

suggested by experts in child abuse and neglect as well as foster and adoptive carers were

added. These items do not contribute to diagnosis of RAD or DSED but are intended to

contribute to the overall clinical formulation of the child psychological profile (Minnis et al.,

2009b). The CAPA-RAD has good inter-rater reliability, internal consistency, convergent

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validity, and good specificity, successfully distinguishing children with DSED from controls.

The CAPA RAD was later modified by Minnis and Goodman to be utilized as a RAD-section

within the diagnostic interview Developmental and Wellbeing Assessment (DAWBA;

Goodman, Ford, Richards, Gatward, & Meltzer, 2000), originally comprising 24 items (Kay

& Green, 2013) and later being reduced to 14 items (Lehmann, Havik, Havik, & Heiervang,

2013). The advantage of the DAWBA-RAD section, especially for large-scale research

purposes, is that it may be completed online, through a secure website. However, it should be

noted that the DAWBA must be administered as a whole; select modules such as the RAD

module cannot be administered individually.

This brief review of existing instruments measuring RAD and DSED demonstrates

that there are no fully validated instruments based on the updated criteria of the DSM-5.

Furthermore, there are no structured observational instruments which enable assessment of

RAD and DSED simultaneously. Existing observational instruments focus almost exclusively

on DSED but do not entirely cover the DSM-5 DSED symptoms. Many of these instruments

are also hard to use in clinical settings due to the amount of administration time. Of the

available semi-structured interviews, the Disturbances of Attachment Interview, the CAPA-

RAD and the DAWBA-RAD stand out because of strong psychometric properties and joint

measurement of both RAD and DSED. However, none of these instruments have yet been

updated to meet the DSM-5 criteria.

Measuring RAD and DSED in Adolescence

During adolescence, the role of peers becomes more prominent, and a central

developmental task is to become less dependent on primary attachment figures. This involves

transference of dependencies from parental to peer relationships (Allen, 2008). The ability to

get along with peers may be seen as one of several precursors for social and emotional well-

being (Allen & Antonishak, 2008). The English and Romanian Adoptees Study and the

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Bucharest Early Intervention Project followed the development of the children from early

childhood into adolescence and therefore the need for developmentally appropriate

assessment methods arose. In the English and Romanian Adoptees Study follow-up of 11 year

old adoptees, Rutter et al. (2007) modified the Disinhibited Attachment Semi-Structured

Interview to capture DSED symptoms in young people. This interview was administered with

carers and combined with observational data. Modifications reflected children's shifting focus

from primary attachment figures to quality of peer relationships. The quality of peer relations,

as a proxy for attachment security, was also measured when the children were 11 years old,

via the Rutter parents and teacher scale, as opposed to the Strange Situation procedure when

children were 4 and 6 years old. Assessments of peer relations did not particularly target

indiscriminate behavior toward peers.

The Bucharest Early Intervention Project continued to use the semi-structured

Disturbances of Attachment Interview (Smyke et al., 2002) to assess 8 year old children

(Smyke et al., 2012) and at follow-up when they were 12 years old. Findings demonstrated

that caregiving disruptions in early life continued to have an effect throughout development

and manifested as disturbances of attachment and social behaviors in early adolescence

(Humphreys, Nelson, Fox, & Zeanah, 2017).

Studies using standardised measures of RAD and DSED have also strengthened the

evidence that, in non-institutionalized toddlers, school-aged children and adolescents, RAD

and DSED are relevant descriptions of their maltreatment- associated disorders (Kay &

Green, 2013; Lehmann, Breivik, Heiervang, Havik, & Havik, 2015; Millward, Kennedy,

Towlson, & Minnis, 2006; Minnis, Rabe-Hesketh, & Wolkind, 2002; Pears, Bruce, Fisher, &

Kim, 2010; Vervoort, De Schipper, Bosmans, & Verschueren, 2013, Boris et al., 2004;

Kočovská et al., 2012; Oosterman & Schuengel, 2007; Zeanah et al., 2004). Furthermore,

RAD and DSED have been shown to persist throughout childhood and the latter even into

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early adulthood (Sonuga-Barke et al., 2017). This indicates that, as in infants, there is a need

to assess symptoms of RAD and DSED when studying mental health in older children and

adolescents subjected to maltreatment.

Nevertheless, these issues are still under debate. In their research review, Zeanah and

Gleason (2015) call into question whether the instruments used to assess disordered

attachment behavior in noninstitutionalized young people beyond early childhood actually

measure a broader phenomenon than that defined by the DSM-5. There is therefore a need to

further examine the methods and measures required in order to effectively study RAD and

DSED as defined in DSM-5, especially in adolescence. This is the aim of the current study.

Objectives

The first aim of the study was to update and modify the CAPA RAD interview to a)

correspond to the DSM-5 criteria for RAD and DSED, and b) enable the assessment of RAD

and DSED symptoms in adolescents. The second aim was to examine the factor structure of

this modified interview, with use of confirmatory factor analyses (CFA). Based on the DSM-

5, we tested two alternative models: A two-factor structure with items measuring DSED

behavior and items measuring RAD behavior comprising one overall factor each, and a three-

factor structure, one factor being DSED and with RAD having two factors (cluster A

symptoms and cluster B symptoms in DSM-5 respectively). Thirdly, we explored the possible

associations between the RADA factors established by the CFA and the formulation items in

the RADA. We also tested whether time in foster care and child age was associated with RAD

and DSED symptoms respectively.

Method

Procedure and study sample

The study sample is part of the ongoing research project “Young in Foster Care” within the

larger project Children at Risk Evaluation (CARE) models. Data was collected between 1st of

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October 2016 and 31st of March 2017. Eligible foster youth were born between 1999 and

2005 and had lived in their current foster home for at least six months following legally

mandated placement. All were placed by municipalities in the five counties encompassed by

The Office for Children, Youth and family Affairs– region south. Participants were assessed

for eligibility from regional records (N = 573) and from the 43 municipal child protection

service (CPS; N = 279) in the same region. Head of office in the CPS were asked to provide

background information for all eligible youths; in total 740 foster youth were identified as

eligible.

Foster parents were invited by postal mail out to participate: An information letter

describing the study and how to complete the questionnaires was enclosed, and they were

invited to either complete the questionnaire online or via telephone interview. Both foster

mothers and foster fathers were asked to complete the questionnaire. Reminders were sent by

post, and subsequent telephone contact. Foster parents were not compensated for

participating.

The RADA was completed by foster parents of 320 youths (43.2 % response rate); 277

foster mothers, and 43 foster fathers.

Measures: Instrument development

The lead-researchers from each of the three participating countries (HM –Scotland;

SM –Canada; SL –Norway) examined the items from the existing English, French and

Norwegian translation of the CAPA RAD interview. The aim was to develop the same

interview for all three languages. Iterative discussions were held to calibrate the interviews

prior to any modifications. Items in the CAPA RAD interview had previously been translated

into Norwegian (SL) and French (SM) and then back-translated, both approved by HM. The

Norwegian translation of the interview originated from the Preschool version, the PAPA RAD

interview (Egger, Ascher & Angold, 1999), therefore it comprised somewhat different items

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than the English original CAPA RAD (only some of the English items had originated from

the PAPA). We therefore calibrated the Norwegian version with the English original version,

with the agreement of all authors, to make sure we had the same items in all versions before

we started the modification of the English version.

Items updated to DSM-5 RAD criteria. To comply with new and more clearly

defined criteria for RAD in DSM-5, new items were added; in total nine of the eleven RAD

items are new or somewhat modified and seven of them are modified versions of items

derived from the preschool version (PAPA RAD).To give an example, the original item

Failure to seek or accept comfort was separated into two items: Inability to seek comfort and

Inability to accept comfort to comply with DSM-5 criteria A1 and A2. Also, the original items

Social and emotional withdrawal and Avoids eye contact were supplemented with an

additional item Avoids physical contact to more fully cover criterion B1. Two items; Limited

positive affect and Difficulties being affectionate were added to comply with criterion B2. To

cover criterion B3, the original item Hypervigilance was kept, but two new items were added;

Approach /avoidance toward carers, and Emotional unpredictability. The latter is a

reformulation of Unpredictable reunion response, as this addresses a wider spectrum of social

responses toward the caregiver (e.g. anger / irritability, sadness or fear for no apparent

reason).

Items updated to DSM-5 DSED Criteria. Items assessing DSED are predominantly

the same as in the original CAPA-RAD. Nine items comprise the DSED scale in the RADA

(Table 2). Two new items, originating from the PAPA RAD, were added: First, Wandering off

with a stranger was included to comply with criterion A4. Second, Indiscriminate peer

relationships was included together with the original CAPA RAD item: Demanding/attention

seeking, to cover criterion B.

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Additional (formulation) items. In addition to the 20 items measuring core

symptoms of either RAD (11 items) or DSED (9 items), we kept 12 “formulation” items from

the original version of the CAPA RAD. These are items that do not contribute to RAD/DSED

diagnosis, but which may contribute to clinical formulation of the child’s psychosocial

functioning. These items were added during the development of the original CAPA RAD

interview via consultation with adoptive parents, foster carers and clinical experts in abuse

and neglect (Minnis et al., 2009b, Web appendix). In the present study, the degree of overlap

between these items and the RAD /DSED factors are examined.

Modification of items to also assess adolescents. Each item in the original CAPA

RAD was examined for its applicability to adolescents by HM and SL. The following 4 items

were amended: The DSED item Minimal checking back was reworded to assess young people

that act too independent for their age; Does s/he fail to let you know where s/he is, and/or

when s/he is coming home?; and Cuddliness with strangers was reworded to also include

being too physically close with unfamiliar peers. The formulation items Hanging on behavior

was reworded to include clinging behavior toward peers; and Possessiveness was reworded to

include possessive behavior toward peers.

Item reduction. From the original CAPA RAD 6 items were removed as they were

too ambiguous. For example; “High intensity behavior” may refer to emotional intensity, or

suggest hyperactivity-problems. Furthermore, it may be too difficult to distinguish “Failure to

learn from mistakes” and “Immature behavior” from problems relating to developmental

delay. An additional four items were deleted from the Norwegian version of the CAPA RAD,

because they were originating from the Preschool version and were therefor not relevant to

the age group.

Cultural adjustments: In Nordic countries, children seldom or never use surnames to

address adults. Therefore, the original formulation item Pseudo-adult behavior: (“Does s/he

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quickly get on first name terms with adults?”) was amended to ask if the child quickly

interacts with the adult as if they were on equal footing. This to ensure relevance across

Nordic and British child rearing practices.

The RADA.

We renamed the modified interview the Reactive Attachment Disorder and

Disinhibited Social Engagement Disorder Assessment (RADA). Items underwent a

Norwegian (SL) / French translation (SM) and back-translation, both approved by HM. The

RADA is currently available in French, Norwegian and English. The RADA may be

administered as an online assessment completed by carers, or be administered as a face to face

structured interview with carers, using paper format. The online-version is particularly

suitable for large-scale research projects, where face-to face assessment may be too

demanding.

Scoring instructions. The symptoms should have been present for the last year and should

only be coded if they have been noted within the last 3 months unless, for selected items, they

are coded as having “ever” been present. Answers on each item are coded on a three point

scale as No (= 0); A little (= 1); A lot (= 2), yielding a scale range of 0-22 for the RAD scale

and 0-18 for the DSED scale. Where responders tick off either 1 or 2 on any of the 20 items,

they are given an open ended question asking them to give an example of the behavior. The

RADA has 5 additional questions at the end of the questionnaire to assess impact and social

burden of the behavior (does this worry you; has s/he always been like that; does this affect

how well s/he gets along with the family; his/her ability to build and keep friendship; and -

does this behavior put him/her in danger). These are scored on a three point scale: No (= 0), A

little (= 1); A lot (= 2). The impact scale range from 0-10.

Ethics

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The Regional Committee for Medical and Health Research Ethics, Western Norway

approved the study. The Norwegian Directorate for Children, Youth and Family Affairs

provided exemptions from confidentiality for caseworkers and foster parents. In accordance

with Norwegian Ethics requirement, oral assent is required from children aged 12 years or

older. The youths were instructed in their invitation letters that they could inform their foster

parents if they did not want their foster parents to participate in the study.

Statistical Analyses

Frequency distributions were analyzed with the IBM SPSS Statistics for Windows,

Version 25. Mean scale scores were computed by dividing the sum score of each scale by the

number of items in the scale. Confirmatory factor analysis (CFA) was performed using the

Lavaan package in R (Rossel, 2012). The models were examined using data from the 320 on-

line interviews completed by foster parents of youths aged 11-17 years. The CFA models

were estimated using a robust diagonally weighted least squares estimator (DWLS) with

DELTA parameterization, to account for the multivariate non-normality and the categorical

data (ordinal data with three options; Dumenci & Achenbach, 2008; Flora & Curran, 2004).

Firstly, a two-factor model corresponding to the DSM-5 definition of RAD and DSED

as two separate disorders was tested. Second, we tested an alternative model comprising three

factors, corresponding to the DSM-5 subcategorization of DSED and RAD as two clusters;

RAD 1) a pattern of inhibited, emotionally withdrawn behavior, and RAD 2) social and

emotional disturbances. For empirical identification of the three factor model, an equality

constraint had to be imposed on the unstandardized factor loadings of the two indicators

measuring RAD 1 (Kline, 2016). The fit of the CFA models was evaluated according to

standard fit indices (Jackson, Gillaspy Jr, & Purc-Stephenson, 2009). The recommended cut-

offs for adequate fit are CFI ≥ .90, and RMSEA < 0.08, when using the DWLS estimator

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(Brown 2016,Yu & Muthen, 2002). TLI of .95 or greater indicate a good model fit (Hu &

Bentler,1999).

In estimating reliability of the three new subscales in the RADA, we used the omega

alpha coefficient (ω), as described in McDonald (1978). We employed the procedure

described by Stone et al. (2013), and calculated the reliability of each factor in the final model

using the formula from Green & Yang (2009), as implemented in the R package SemTools

0.4-14.

Correlation analyses with latent variables and DWLS as estimator were conducted

where a) DSED, RAD 1 and RAD 2 were correlated with each of the formulation items

separately; and b) Time in foster care and child age were correlated with DSED, RAD 1 and

RAD 2. Effect sizes were interpreted using the recommendations of Cohen (1988).

Results

The study sample (N = 320) were aged between 11-17 years (M = 14.5, SD = 2.0), had

lived in foster care for a mean of 6.6 years (SD = 4.3), and 56.9 % were boys. Table 2 shows

response frequencies of the 9 DSED items, the 11 RAD items, and their corresponding DSM-

5 criteria, as well as the 13 formulation items in the RADA.

In the DSED subscale, the item “Does s/he need to be in center of attention” was the

most frequently confirmed item (M = 0.83, SD = 0.80), with 58.1 % of foster parents rating

this behavior as occurring “A little” or “A lot”. The two items measuring indiscriminate

relationships were the second most frequently confirmed behaviors: Indiscriminate peer

relationships (M = 0.43, SD = 0.70), were rated as occurring either “A little” or “A lot” by

30.3 % of the foster parents. Indiscriminate relationships with adults (M = 0.39, SD = 0 .65)

were confirmed by 30 % of the foster parents. Regarding the RAD subscale, the item

“Limited positive affect” (M = 0.93, SD = 0.84), had the highest frequency, with 45 % of

foster parents confirming this behavior occurring “A little” or “A lot”. “Inability to seek

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comfort” (M = 0.66, SD = 0.67) and “Difficulties being affectionate” (M = 0.66, SD = 0.71)

was occurring “A little” or “A lot” according to 55.1 % and 51.9 % of the foster parents

respectively.

Internal Validity

The hypothesized two-factor model showed a poor fit to our data (X2 = 4218.066, df =

190, p < 0.001, CFI = 0.85, TLI = 0.83, RMSEA 0.11, 90 % Confidence Interval [CI] [0.10,

0.11]). In the alternative three factor model, the RAD items were divided into two factors:

RAD1 consisting of item 10 “Inability to seek comfort” and item 11 “Inability to accept

comfort”, comprising criteria A; RAD 2 consisting of item 12-20, comprising criteria B. The

third factor consisted of the DSED items. This model showed an improved but not good fit to

our data (X2 = 6137.020, df = 190, p < 0.001, CFI = 0.91, TLI = 0.90, RMSEA 0.10, 90 % CI

[0.09, 0.109]). Examination of Modification indices (MI) revealed that item 16 (Difficulties

being affectionate) in RAD 2, cross loaded with RAD1 (MI 126.79). The adjusted 3 factor

model accounting for item 16 cross-loading on the RAD1 factor, showed a good fit to our data

(X2 = 6137.020, df = 190, p < 0.001, CFI = 0.94, TLI = 0.95, RMSEA 0.08, 90 % CI [0.07,

0.09]). Item 16 had a loading on RAD 1 at 0.64. The Chi-square test identified a significantly

better fit for this three-factor model (df = 167, X2 = 355.60) compared with the two factor

model (df 169, X2 = 735.72; Difftest: X

2 37.995, df = 2, p < 0.001). Table 3 shows the factor

loadings for the modified three latent factors in the RADA.The ω coefficients derived from

the results of the CFA with 3 factors showed acceptable to high reliability for DSED (.88),

RAD 1 (.77), RAD 2 (.69). Correlations between the latent factors DSED and RAD 1

were .08. DSED and RAD 2 had a correlation of .54, and RAD 1 and RAD 2 correlated .37.

A post hoc examination of the MI showed the DSED item 6 “Minimal checking back”

had rather large cross loadings (>.50) on both RAD 1 and RAD 2. Removal of this item led to

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good fit of the model to our data (X2 = 5819.516, df = 171, p < 0.001, CFI = 0.96, TLI = 0.95,

RMSEA 0.07, 90 % CI [0.06, 0.08])

For the DSED subscale comprising 9 items, the mean scale score was 0.37 (SD .39,

range 1.78, Cronbach`s α = .80, Skewness 1.3, Kurtosis 1.1). For the RAD 1 scale

comprising 2 items, the mean scale score was 0.60 (SD .58 range 2, 00 Cronbach`s α = .79,

Skewness 0.5, Kurtosis -0.7). For the RAD 2 scale comprising 9 items, the mean scale score

was 0.54 (SD .38 range 1.67, Cronbach`s α = .71, Skewness 0.6, Kurtosis -0.4).

Relationship Between RADA Factors, Age, Time in Foster Care, and Emotional -

Relational Impairment as Measured with the Formulation Items

Time in foster care was not associated with scores on DSED, RAD 1 or 2 respectively.

Higher age was associated with lower scores on DSED (r = -.21, p < .001), and higher scores

on RAD 1 (r =.26, p < .001).

All 12 formulation items were associated with RAD 2, with Misunderstanding

emotion, Need to be in control, and False affection yielding large effect size (r > = .5). DSED

was also associated with all of the formulation items, but with overall lower effect sizes (r > =

.3). RAD 1 showed a somewhat different pattern. Here Lack of remorse and lack of empathy

showed the strongest association (r = .4). Results are displayed in table 4.

Discussion

This study is the first to modify a well-established assessment tool for RAD and

DSED to correspond to the new DSM-5 criteria and evaluate its construct validity for youth in

foster care. The final version of the RADA had 9 new items added, 4 of which were modified

to better reflect the developmental stage of adolescents, by including indiscriminative

behavior towards peers. Furthermore, 10 items from the original interview were removed, as

they did not exclusively comply with DSM-5 criteria, or were formulated in a way that made

it hard to distinguish from more common mental health problems.

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Overall, our data supported a clear distinction between the two constructs of DSED

and RAD. The factor representing DSED encompasses all of the 9 items measuring DSED

behavior according to the DSM-5 criteria. The factor loadings were all good to excellent,

according to the criteria of Tabachnick & Fidell (2007). In line with earlier findings (Kay &

Green, 2013; Lehmann et al., 2015; Minnis et al., 2013), our study shows that the dimension

of DSED captures symptoms existing in maltreated children raised in a family context.

However, our results also show that most of these symptoms are rather rare in this group of

youth. Seventy percent or more of the parents denied that these symptoms were present in

their child, with the item demanding/attention seeking being an exception. This is contrary to

a previous finding among younger foster children, where DSED symptoms were more

frequent than RAD symptoms (Lehmann et al., 2015). It could be that the RADA is not

sensitive enough to capture the full range of DSED symptoms among older youth, or it could

be that most youth in our study do not exhibit symptoms of DSED. However, our findings are

in line with Humphreys et al. (2017), where RAD signs were higher than DSED signs, for

both ever institutionalized and controls at the age of 12 years. Further research are needed on

youth populations to conclude whether DSED symptoms decline in adolescence as a general

tendency.

The DSED item no 6 (Minimal checking back, criteria A3), showed high cross

loadings with both RAD 1 and RAD 2. This item had been amended to make it more

appropriate for adolescents, and was worded: “Some young people act too independent for

his/her age, for example by failing to let you know where s/he is and when s/he is coming

back. Is s/he like that?” Nearly 28 % of the foster parents recognized this behavior in their

youth. Still, our finding indicates that this item does not capture the behavior corresponding

exclusively to DSED criterion A3 for adolescents. Other groups of researchers have

investigated indiscriminate behavior with adoptive parents of institutionalized children with

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use of the Five Item Indiscriminately Friendliness Behavior interview (5FI). In line with our

finding, the 5FI item “Wandering off without distress” has been found to correlate weakly or

not at all with other DSED items for cares of previously maltreated children (Dobrova‐Krol,

Bakermans‐Kranenburg, Van Ijzendoorn, & Juffer, 2010; Pears et al., 2010). The same result

was found with use of the ETRAD-Q in school aged children (Monette et al., 2017). The issue

could be that DSED criterion A3 has both characteristics related to social disinhibition, as

well as to lack of social reference to caregivers, similar to behaviors associated with RAD. A

further question therefore may be the specificity of criterion A3 for DSED. Further studies

using the RADA are needed to assess whether differently formulated items enable assessment

of this criteria, or whether item 6 should be removed from the instrument.

According to our findings, the construct of RAD may be categorized into two sub

constructs, in accordance with criteria A and B in DSM-5. The first factor, RAD 1, seems to

regroup criteria A1 and A2: “A pattern of inhibited, emotionally withdrawn behavior towards

caregivers, manifested by both minimal seeking and accepting comfort when distressed”.

Hence, this factor captures lack of attachment behavior. In the current version of the RADA,

RAD 1 comprises only two items, “Inability to seek comfort” and “Inability to accept

comfort”. But we found that item 16, “Difficulties being affectionate”, also had high loading

on RAD 1. As many as 52 % of the foster parents in our study readily confirmed this behavior

occurring a little or a lot in their foster youth. If future examination of the RADA in other

samples confirms our findings, Item 16 could be part of RAD 1, indicating lack of attachment

behavior.

RAD 1 relates to criteria A1 and A 2 suggesting that the child has no or minimal

attachment to the caregiver. However, the interpretation of these results must take into

account the fact that respondents are foster parents of older children /youth, with variable time

spent in foster care. Consequently, these behaviors may reflect the foster child’s cautious

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relationship with the foster parents, rather than a lack of ability to form selective attachments

as such. In their review, Zeanah and Gleason (2015) conclude that while RAD symptoms

decrease with time in a nurturing foster placement, DSED symptoms seem more persistent in

some children. We did not find any relation between time in foster care and scores on DSED

and RAD. However, our sample represents a group of youths who are in relatively stable and

long term placements (mean duration of 6. 6 years in the current foster home), and our results

may be influenced by a limited variation in time spent in foster care.

The second sub factor, RAD 2, comprises items intended to cover Criteria B1, 2 and 3

(withdrawal / hypervigilance). The factor loadings were all strong (> = .5). Social neglect is a

diagnostic requirement of both RAD and DSED. For maltreated children growing up in

severely troubled families before placement, emotional neglect and fear-provoking behavior

in carers often go together. The experience for the child might include exposures contributing

to both RAD 2- and DSED symptoms. However, it is worth noticing the differential

correlation between RAD and DSED depending on RAD sub factors. While the correlation

between DSED and RAD 1 was near zero, DSED and RAD 2 had a correlation of .55. This

strengthens the notion of RAD 1 and 2 as distinct and separate constructs. One might

speculate that while RAD 1 seems to capture more pure attachment-related difficulties, items

comprising RAD 2 are more closely related to relational trauma caused by maltreatment, and

hence may occur alongside both difficulties in establishing selective attachment (RAD 1) and

social aberrant behavior (DSED).

The most striking finding from our correlation matrix of formulation items with the

RAD 1, 2, and DSED factors, was the low associations between the formulation items and the

RAD 1 factor relative to DSED and RAD 2. Only Lack of remorse and Lack of empathy were

moderately associated with RAD 1. It could be hypothesized that RAD 1 represents a

behavior that stands out as rather unrelated to other more common clinical symptoms. Our

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results strengthens the notion of RAD 1 representing a purer measure of lack of selective

attachment. The finding that the callous- and unemotional (CU) item Lack of empathy and

Lack of remorse were associated with both RAD 1 and RAD 2 is worth noticing. Mayes,

Calhoun, Waschbusch, Breaux, and Baweja (2017), found that RAD seems to be more

associated with CU traits than DSED in maltreated children in foster care. Severe early

deprivation (Humphreys et al., 2015), as well as poor positive parenting in low-income-

families (Waller, Shaw, & Hyde, 2017) seem to increase the risk of CU traits. These risk

factors are often present in the foster care population, and attachment-related difficulties may

be the common outcome of both deprivation and negative parenting styles. As CU traits in

childhood have been linked to adult psychopathy (Frick, Ray, Thornton, & Kahn, 2014) a

possible overlap between severe early neglect, attachment disorders and later developmental

/emergent psychopathic tendencies needs to be examined further in longitudinal studies. It is

also pertinent that RAD 2 was associated with all 12 formulation items. This finding

strengthens our interpretation of RAD 2 as related to relational trauma with broad

consequences for the child’s mental health and interpersonal functioning.

Strengths and Limitations

The key strength of this study is the examination of RAD and DSED traits in older

youth based on DSM-5. Also, the study was a collaborative effort of an international team of

researchers, conducting a review of existing assessment tools and a thorough revision of an

established assessment-tool to ensure correspondence with changes in the DSM-5. Thus, this

study is the first to examine RAD and DSED behavior in older youths within the DSM-5

framework. Furthermore, the study included a large sample that is representative of youth in

foster homes. Of the total sample of 405 foster youth, nearly 80 % (320) foster parents

completed the RADA, yet despite high completion rate, the 20% attrition raises a risk of non-

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response bias. The focus on a Norwegian sample also decreases the generalizability of our

results.

Furthermore, the ambiguous role of item 6 (Minimal checking back) with an adequate

loading (.44) on the DSED factor and a substantial cross loading to the RAD 1 (.55) and the

RAD 2 (.51) factors, indicates a substantial problem with this item in identifying children

with DSED. Further examination of the appropriateness of this item in measuring DSED

behavior is needed in studies with different samples and age range. In contrast, if further

studies replicate the finding that RAD consists of two sub factors, the use of formulation

items together with item 16 (Difficulties being affectionate) to increase the number of items in

this factor should be considered.

As the empirical foundation for the construct of RAD and DSED behavior in

adolescents is minimal, future studies on different age groups and risk profiles are needed to

examine the discriminant ability and relevance of the formulation items for the RAD and

DSED dimensions (Minnis et al., 2002). In addition, the factor structure and loadings found in

this study needs to be further examined in large scale studies.

Use of the RADA in Research and Clinical Settings

Both the semi-structured RADA interview and the online version allow for

measurement of RAD and DSED behavior as dimensional constructs in both a clinical and

research setting. A dimensional approach provides valuable information on child needs and

functioning, especially when used together with measures of other, more common mental

health problems. For diagnostic purposes, RADA may be used to generate research diagnoses

in larger epidemiological studies, -ideally alongside reports from other informants such as

teachers and via structured observation to provide a multi-informant diagnosis. The online-

version has a clear advantage for this use, as it enables completion from informants with low

administration resources.

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In clinical practice, following the practice-recommendations from Zeanah et al.

(2016), screening-tools like RPQ or ETRAD-Q may be used as a first step. High scorers

should then be offered further assessment with use of the RADA interview alongside the

teacher Relationship Problem Questionnaire (Minnis et al., 2002) and observational measures

such as the waiting-room observation procedure (McLaughlin, Espie, & Minnis, 2010), which

explore the interaction between the child and stranger(s) on first meeting (Minnis et al., 2013).

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Table 1

Existing measures of Reactive Attachment Disorder and Disinhibited Social Engagement

Disorder

Characteristics of the measure Validation studies

Semi-structured interview

CAPA-RAD (Child and adolescent psychiatric assessment -RAD module)

Original version Minnis et al. (2009a) Davidson et al. (2015): DV

Current version Idem Follan et al. (2011): IC, IRA,

DV

RAD:DSED item ratio 4:6 Kay, Green, & Sharma (2016):

IC, CV

Age range: S Minnis et al. (2009a): IRA, CV

Nosological classification DSM-IV and ICD-10 Minnis et al. (2013): CV

CSRCM (Caregiver selective relationship composite measure)

Original version Roy et al. (2004) Roy et al. (2004): IRA, CV

Current version Idem

RAD:DSED item ratio 3:1

Age range S

Nosological classification none

DAI (Disturbance of attachment interview)

Original version Smyke et al. (2002) Gleason et al. (2011): CV, DV

Current version Zeanah et al. (2005) Humphrey et al. (2017): IC,CV

RAD:DSED item ratio 5:3 Giltaij et al. (2017): IRA, CV

Age range P, S, A Jonkman (2014): IRA, CV

Nosological classification DSM-IV alternative (Borris

et al., 1998)

Oliveira et al. (2012): IRA, CV

Oosterman et al. (2007): FV,

IC

Smyke et al. (2002): IC, IRA

Soares et al. (2014): IC

Vervoort et al. (2013): IC, FV,

CV, DV

Zeanah et al. (2005): CV

Zeanah et al. (2002): IC, CV

DASSI (Disinhibited attachment semi-structured interview)

Original version O’Connor et al. (1999) Bruce et al. (2009): IRA, IC,

CV

Current version Rutter et al. (2007) Garvin et al. (2012) : IRA, DV

RAD:DSED item ratio 0:3 O’Connor et al. (1999) : IC,

DV

Age range P, S O’Connor et al. (2000) : IRA,

IC, DV

Nosological classification None O’Connor et al. (2003) : IRA,

IC, CV

Rutter et al. (2007) : IC, IRA,

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CV, DV

Rutter et al. (2001) : DV

Zeanah et al. (2002): IC, CV

DSED interview

Original version Lawler et al. (2016) Lawler et al. (2016): IC, IRA,

CV

Current version

RAD:DSED item ratio 0:4

Age range P

Nosological classification Near DSM-5 (3/4 DSED criteria)

PAPA (Preschool Age Psychiatric Assessment) RAD section

Original version Egger et al. (1999) Gleason et al. (2011): CV

Current version Idem

RAD:DSED item ratio 12:4

Age range I, P

Nosological classification DSM-IV and ICD-10

RADA (RAD and DSED Assemment)

Original version Lehmann et al. (submitted) Lehmann et al. (submitted):

FV,

Current version Idem Monette et al. (2018): IC, FV,

CV

RAD:DSED item ratio 11:9

Age range S, A

Nosological classification DSM-5

5IF (Five Item Indiscriminately Friendliness Behavior measure)

Original version Chisholm et al. (1995) Chisholm et al. (1995): DV

Current version Idem Chisholm et al. (1998): IRA,

DV

RAD:DSED item ratio 0:5 Dobrova-Krol et al. (2010): IC,

DV

Age range P, S McCall et al. (2016) : IC

Nosological classification None Pears et al. (2010): IC, TRT

van der Dries et al. (2012):

IRA, TRT, DV

Zeanah et al. (2002): IC, CV

Questionnaire (completed by caregiver)

ETRADD-Q (Early trauma related and dysregulation disorders questionnaire) short

version Original version Monette (2016) Monette et al. (2017): IC, FV,

CV

Current version Idem

RAD:DSED item ratio 8:8

Age range S

Nosological classification DSM-5

DAWBA-RAD (Development and wellbeing assessment - RAD section)

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Original version Minnis et Goodman (n.d.) Lehmann et al. (2015): FV,

DV

Current version Lehmann et al. (2015) Kay et Green (2013): FV

RAD:DSED item ratio 5:9 Kay et Green (2016): IC

Age range S

Nosological classification DSM-IV and ICD-10

RPQ (Relationship problem questionnaire)

Original version Minnis et al. (2002) Doku (2016): DV

Current version Vervoort et al. (2013) Kay, Green, & Sharma (2016):

IC, CV

RAD:DSED item ratio 6:4 Millward et al. (2006): DV

Age range S Minnis et al. (2013): CV

Nosological classification DSM-IV and ICD-10 Minnis et al. (2009a): IC, CV

Minnis et al. (2007) : IC, FV,

DV

Minnis et al. (2002): IC, TRT,

CV, FV

Monette et al. (2017): CV, IC

Spilt et al. (2016): DV

Vervoort et al. (2013): FV, IC,

CV, DV

Vervoort et al. (2014): CV, DV

Structured observation

AFRS (Attachment formation rating scale)

Original version Carlson (2002) Carlson et al. (2014) : IRA,

TRT, DV

Current version Idem Dobrova-Krol et al. (2010):

IRA

RAD:DSED item ratio 1:0 Gleason et al. (2014): DV

Age range I, P Zeanah et al. (2005): IRA, CV

Nosological classification None

DSA (Disinhibited social approach)

Original version Lawler et al. (2014) Lawler et al. (2014): IRA

Current version Idem Lawler et al. (2016): VC

RAD:DSED item ratio 0:14

Age range I, P

Nosological classification None

DSBOM (Disinhibited social behavior observational measure)

Original version Bruce et al. (2009) Bruce et al. (2009): IRA, IC,

CV

Current version Tarullo et al. (2011) Tarullo et al. (2011): IRA

RAD:DSED item ratio 0:3

Age range P

Nosological classification: None

Investigator rating of physical contact (age 6)

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Original version Rutter et al. (2007) Rutter et al. (2007): IRA, CV

Current version Idem

RAD:DSED item ratio 0:1

Age range P

Nosological classification None

Investigator rating of children’s interaction (age 11)

Original version Rutter et al. (2007) Kay, Green, & Sharma (2016):

IC, CV

Current version Idem Rutter et al. (2007): IC, IRA,

FV, CV

RAD:DSED item ratio 0:8

Age range S

Nosological classification None

OSR (Observation schedule for RAD)

Original version Minnis et al. (2009a) Davidson et al. (2015): DV

Current version McLaughlin et al. (2010) Follan et al. (2011): CV, DV

RAD:DSED item ratio 0:10 McLaughlin et al. (2010): IC,

CV

Age range S Minnis et al. (2009a): IRA, CV

Nosological classification DSM-IV and ICD-10 Vervoort et al. (2013): FV, IC,

CV

RISE (Rating for Infant-Stranger Engagement)

Original version Riley et al. (2005) Lalande et al. (2014): IRA, DV

Current version Idem Lyons-Ruth et al. (2009): IRA,

TRT, DV

RAD:DSED item ratio 0:1 Oliveira et al. (2012): IRA,

DV, CV

Age range I, P

Nosological classification None

StrD procedure (Stranger at the Door procedure)

Original version Gleason et al. (2014) Gleason et al. (2011): IRA, CV

Current version Idem Gleason et al. (2014): DV, CV

RAD:DSED item ratio 0:1

Age range P

Nosological classification None

Note. IC = Reliability (Internal coherence); IRA = Reliability (Inter-rater agreement); TRT

= Reliability (Test-retest); FV = Factorial validity; CV = Convergent validity; DV =

Divergent validity; I = infant, P = preschooler, S = School-age children, A = Adolescents

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Table 2

Response frequencies of items in the Reactive Attachment- and Disinhibited Social

Engagement Disorder Assessment interview (RADA), completed by foster parents (N = 320)

Response frequencies %

Item

No.

DSM-5

Criteria

No

A little

A lot

DSED items

1 A1 Indiscriminate adult relationship 70.0 20.6 9.4

2 A1 Cuddliness with strangers 84.4 12.8 2.8

3 A1 Comfort seeking with strangers 86.7 7.9 5.4

4 A2 Personal questions 73.1 20.3 6.6

5 A2 Invading social boundaries 74.8 16.0 9.1

6 A3 Minimal checking back 72.2 19.7 8.1

7 A4 Wandering off with a stranger 76.9 17.2 5.9

8 B Indiscriminate peer relationships 69.7 18.1 12.2

9 B Demanding/attention seeking 41.9 33.8 24.2

RAD Items

10 A1 Inability to seek comfort 45.0 43.8 11.3

11 A2 Inability to accept comfort 52.2 42.8 5.0

12 B1 Emotional and social withdrawal 52.8 32.2 15.0

13 B1 Avoid eye contact 60.9 30.6 8.4

14 B1 Avoids physical contact 66.9 23.1 10.0

15 B2 Limited positive affect 39.1 29.4 31.6

16 B2 Difficulties being affectionate 48.1 38.1 13.8

17 B3 Emotional unpredictability 55.0 27.7 17.3

18 B3 Approach/avoidance to carers 59.4 30.5 10.1

19 B3 Hypervigilance 64.8 27.0 8.2

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20 B3 Frozen watchfulness 86.2 8.8 5.0

Formulation Items

21 Misunderstand emotion 49.4 33.3 17.3

22 Negative attitude toward self 55.7 34.6 9.7

23 Self harm 88.3 11.4 .3

24 Lack of remorse 17.0 58.8 24.2

25 Lack of empathy 37.5 43.5 18.9

26 Need to be in control 36.8 30.5 32.7

27 False affection 60.9 29.0 10.1

28 Hanging on behavior 62.3 27.0 10.7

29 Possessiveness 65.6 26.2 8.2

30 Pseudo-adult behaviour 52.4 30.9 16.7

31 Abnormal eating pattern: gorging 63.1 23.0 13.9

32 Abnormal eating pattern: stealing 83.6 12.3 4.1

Note. RADA = Reactive Attachment- and Disinhibited Social Engagement Disorder

Assessment interview. DSM-5 = Diagnostic and Statistical Manual, 5th

edition. DSED =

disinhibited social engagement disorder. RAD = reactive attachment disorder.

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Table 3

Latent factor loadings of DSED, RAD 1 and RAD 2 items (N = 320)

Note.

DSED

=

Disinh

ibited

Social

Engag

ement

Disord

er.

RAD

=

Reacti

ve

Attach

ment

Disord

er

Factor loadings

Item no F1 F2 F3

DSED items

1 Indiscriminate adult relationship 0.84

2 Cuddliness with strangers 0.83

3 Comfort seeking with strangers 0.48

4 Personal questions 0.78

5 Invading social boundaries 0.67

6 Minimal checking back 0.50

7 Wandering off with a stranger 0.72

8 Indiscriminate peer relationships 0.81

9 Demanding/attention seeking 0.58

RAD Items

10 Inability to seek comfort 0.90

11 Inability to accept comfort 0.90

12 Emotional and social withdrawal 0.68

13 Avoids eye contact 0.67

14 Avoids physical contact 0.57

15 Limited positive affect 0.28

16 Difficulties being affectionate 0.01

17 Emotional unpredictability 0.69

18 Approach/avoidance to carers 0.81

19 Hypervigilance 0.71

20 Frozen watchfulness 0.65

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Table 4

Correlations between Formulation items and the DSED, RAD 1 (failure to seek/accept

comfort) and RAD 2 (withdrawal/hypervigilance) factors

Item no Formulation Items DSED RAD1 RAD2

r r r

21 Misunderstand emotion 0.44*** 0.14** 0.63***

22 Negative attitude toward self 0.26*** -0.04 0.44***

23 Self-harm 0.16* 0.08 0.29***

24 Lack of remorse 0.40*** 0.45*** 0.44***

25 Lack of empathy 0.15* 0.41*** 0.43***

26 Need to be in control 0.39*** 0.12* 0.50***

27 False affection 0.45*** 0.28*** 0.52***

28 Hanging on behaviour 0.43*** -0.01 0.36****

29 Possessiveness 0.37*** 0.02 0.42***

30 Pseudo-adult behaviour 0.43*** -0.01 0.20*

31 Abnormal eating pattern: gorging 0.33*** -0.01 0.26***

32 Abnormal eating pattern: stealing 0.42*** 0.10 0.33***

Note.*= p < .05. **= p < .01. ***= p < .001. r = pearsons correlation. DSED = Disinhibited

Social Engagement Disorder. RAD = Reactive Attachment Disorder

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Abstract

The fifth edition of the Diagnostic and Statistical Manual categorizes Reactive Attachment

Disorder (RAD) and Disinhibited Social Engagement Disorder (DSED) as two separate

disorders, and criteria are revised. For DSED, the core symptoms focus on abnormal social

disinhibition, and symptoms regarding lack of selective attachment have been removed. The

core symptoms of RAD are absence of attachment behaviors and emotional dysregulation. In

this study, an international team of researchers modified the Child and Adolescent Psychiatric

Assessment for Reactive Attachment Disorder to update it from DSM-IV to DSM-5 criteria

for RAD and DSED. We re-named the interview the Reactive Attachment Disorder and

Disinhibited Social Engagement Disorder Assessment (RADA). The foster parents of 320

young people, aged 11-17 years, completed the RADA online. Confirmatory factor analysis of

RADA items identified good fit for a three factor model, with one factor comprising DSED

items (indiscriminate behaviors with strangers) and two factors comprising RAD items

(RAD1: failure to seek/accept comfort, and RAD2: withdrawal/hypervigilance). The three

factors showed differential associations with clinical symptoms of emotional and social

impairment. Time in foster care was not associated with scores on RAD 1, RAD 2 or DSED.

Higher age was associated with lower scores on DSED, and higher scores on RAD 1.

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Background

The construct of Attachment Disorder represents a major psychological and etiological

model that links early maltreatment to later psychopathology (Goldfarb, 1945a, 1945b; Tizard

& Rees, 1975). An Attachment Disorder is defined as “markedly disturbed and

developmentally inappropriate social relatedness in most social contexts,” (Rutter, Kreppner,

& Sonuga-Barke, 2009, p. 535), presenting before the age of 5 years, and originating from

very depriving and pathogenic care conditions (ibid.). In DSM-IV The two subtypes of

Aattachment Ddisorders waswere assumed to be one disorder with two subtypes:; the

indiscriminate socially/disinhibited Reactive Attachment Disorder (socially indiscriminate

behavior) and the inhibited Reactive Attachment Disorder (lack of comfort seeking and

withdrawal) (Zeanah & Gleason 2015). These , were assumed to share the etiology of

Eexposure to physical and social neglect and abuse, and an absence of adequate caregiving

during childhood, as described were assumed to be part of the shared etiology for the two

subtypes of attachment disorders previously under the term Reactive Attachment Disorder in

the fourth version of the Diagnostic and Statistical Manual (DSM -IV; American Psychiatric

Association, 2000).: indiscriminate and socially/disinhibited behaviors toward strangers, and

the inhibited subtype described as emotionally withdrawn/inhibited behavior (Zeanah &

Gleason 2015).

In the fifth edition of the DSM (DSM-5; American Psychiatric Association, 2013), the

construct of Attachment disorders underwent a revisionwas revised. The cluster of symptoms

relating to indiscriminate behaviors isare now regarded as a distinct disorder termed called

Disinhibited Social Engagement Disorder (DSED), which is a disorder related to, but separate

from Reactive Attachment Disorder (RAD). The latterRAD now refersring to the cluster of

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inhibited symptoms only. BHowever, both RAD and DSED are sorted categorized under the

chapter “Ttrauma- and stressor- related disorders” in DSM-5, and are still considered

associated with severe pathogenic care.

DSED and The The vast majority of empirical studies on RAD and DSED stem from

samples of children adopted internationally from institutions, who experienced severe

deprivation including emotional neglect. Caution is warranted in generalizing findings from

studies of institutionalized children to children who have experienced maltreatment but who

have been raised in a family context (Glowinski, 2011), as the quality of care in these

institutions may deviate from characteristics of care in a dysfunctional family-context, where

the carer is not necessarily absent. However, studies using structured measures based on

caregiver reports of RAD and DSED symptoms in high-risk groups of school-aged children

(Kay & Green, 2013; Lehmann, Breivik, Heiervang, Havik, & Havik, 2015; Millward,

Kennedy, Towlson, & Minnis, 2006; Minnis, Rabe-Hesketh, & Wolkind, 2002; Pears, Bruce,

Fisher, & Kim, 2010; Vervoort, De Schipper, Bosmans, & Verschueren, 2013) and toddlers

(Boris et al., 2004; Kočovská et al., 2012; Oosterman & Schuengel, 2007; Zeanah et al., 2004)

have shown that symptoms of RAD and DSED may be found among non-institutionalized

children subjected to neglect and maltreatment in a family context. This indicates that there is

a need to assess symptoms of trauma- and stress-related disorders when studying mental

health in children subjected to maltreatment.

RAD and DSED in DSM-IV and DSM-5

The main empirical support for DSED RAD and RAD DSED as discrete constructs of

child psychopathology originates from two longitudinal studies on children raised in

extremely deprived institutional contexts: the English and Romanian Adoptees Study

(O'Connor, Bredenkamp, & Rutter, 1999; Sonuga-Barke et al., 2017) and the Bucharest Early

Intervention Project (Smyke, Dumitrescu, & Zeanah, 2002; Zeanah, Humphreys, Fox, &

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Nelson, 2017). Among children raised in Romanian orphanages RAD and DSED have

predictable associations with risk factors (and including attachment), cause functional

impairment have been found to be cohesive and distinct syndromesand, particularly in the

case of DSED, can persist over time, that persist over time, have predictable associations

with risk factors and attachment, and cause functional impairment (Gleason et al., 2011). The

results of these seminal studies have heavily influenced the major revision of the criteria for

DSED and RADre-conceptualization of Attachment Disorders and DSED in DSM-5 (Zeanah,

& Gleason, 2010; 2015).

DSM-IV (1994) defined the RAD disinhibited sub- type of RAD (now known as

DSED) as “evidenced by diffuse attachments as manifest by indiscriminate sociability with

marked inability to exhibit appropriate selective attachments” (p. 118). The new DSM-5

diagnostic criteria for DSED comprises two criteria; A and B. According to criterion A, the

child must exhibit two of either: Lack of reticence around unfamiliar adults; Being too

physically or verbally close; Not checking back with caregiver in unfamiliar setting; and/or

Willingness to go off with an unfamiliar adult. Criterion B states that the disinhibited behavior

is not limited to impulsivity but includes social disinhibition. Hence for DSED, Ssymptoms

overlapping with therelating to a lack of selective attachment (e.g. “diffuse attachment”,

“inability to exhibit appropriate selective attachments”, “lack of selectivity in choice of

attachment figures”) were removed, demonstrating that DSED is regarded almost exclusively

as a disorder of social relatedness, and not attachment. to focus almost exclusively on

abnormal social disinhibition.

RAD inhibited type were inThe inhibited sub-type of RAD in DSM-IV (1994) was

defined RAD inhibited type (now known as RAD) as “evidenced by a persistent failure to

initiate or respond in a developmentally appropriate fashion to most social interactions, as

manifest by excessively inhibited, hyper vigilant, or highly ambivalent and contradictory

Comment [CD1]: not sure what getting at here?

Comment [CD2]: additional refs for this if you

want them (O’Connor et al, 2003; Zeanah et al,

2005, Minnis et al, 2007; Lyons-Ruth et al 2009)

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responses” (p. 118). The DSM-5 diagnostic criteria for RAD comprise criteria A, B, and C:.

Criterion A comprises. both 1) minimal comfort seeking; and 2) minimal comfort responding

to comfort. Criterion ; together with B requires . Ttwo of either; 1) Mminimal social

/emotional responsiveness; L; 2) limited positive affect; 3); and/or Uunexplained or sudden

irritability/sadness/fearfulness. In DSM-5, symptoms overlapping with behaviors suggestive

of disorganized attachment (e.g. "highly ambivalent and contradictory responses") , have been

removed to focus on the absence of attachment behavior, described in (A1 and A2 cCriterion

A in DSM-5). While this criterion A focus on the absence of attachment behaviors, In

addition, cCriterion B targets describes social and emotional disturbances, closely related to

relational trauma-reactions. Behavior suggestive of PTSD (e.g. “hyper vigilancent”, “may

exhibit frozen watchfulness”) have been replaced by a more general emotional dysregulation

criterion (B3 in DSM-5: Unexplained or sudden irritability/sadness/fearfulness (.cCriterion

B3.)).

The purpose of the DSM-5 separation of cCriterion A:; lack of attachment behavior

and cCriterion B:; social/emotional disturbances, was to restrict the diagnosis of RAD to

individuals where both disturbances are present (Zeanah & Gleason, 2010). As the vast

majority of empirical studies on RAD and DSED stem from samples of institutionalized

children, caution is warranted in generalizing findings from studies of institutionalized

children with limited access to stable attachment-figures to maltreated children raised in a

family context (Glowinski, 2011). The quality of care in institutions may differ from

characteristics of care in a dysfunctional family, where the carer is not necessarily physically

absent. Furthermore, family-raised children have often been exposed to maltreatment from

their primary attachment figure. For maltreated children raised in a family context, this

separation of criteria A and B may be central:, ; while the child yas they may have an

attachment figure and therefore exhibit attachment behavior, but are still exhibiting behavior

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compliant with cCriterion B may also be exhibited due to exposure to relational trauma. As

the vast majority of empirical studies on RAD and DSED stem from samples of

institutionalized children adopted internationally from institutions, caution is warranted in

generalizing findingfrom s from studies of institutionalized children withwith limited access

to stable attachment-figures, to maltreated children raised in a family context (Glowinski,

2011). The quality of care in institutions may deviatediffer from characteristics of care in a

dysfunctional family,y-context, where the carer is not necessarily physically absent. The

Furthermore, family-raised children have often been exposed to maltreatment from their

primary attachment figure. Hence, for non-institutionalized children, criterion A and criterion

B may more often constitute two separate constructs. In line with this, one might expect that

symptoms defining Criteria B have a higher overlap with other symptoms of emotional and

relational disturbances, while this overlap is lowerand less so with symptoms defining criteria

A.The purpose of separating these in DSM-5 was to restrict the diagnosis to individuals where

both disturbances are present (Zeanah & Gleason, 2010). For maltreated children raised in a

family context, this separation may be central, as they may have an attachment figure, but are

still exhibiting behavior compliant with criterion B. For non-institutionalized children,

criterion A and criterion B may more often constitute two separate constructs. In line with

this, one might expect that symptoms defining Criteria B have a higher overlap with other

symptoms of emotional and relational disturbances, while this overlap is lower with

symptoms defining criteria A. The vast majority of empirical studies on RAD and DSED stem

from samples of children adopted internationally from institutions, who experienced severe

deprivation including emotional neglect. Caution is warranted in generalizing findings from

studies of institutionalized children to children who have experienced maltreatment but who

have been raised in a family context (Glowinski, 2011), as the quality of care in these

institutions may deviate from characteristics of care in a dysfunctional family-context, where

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the carer is not necessarily absent. However, studies using structured measures based on

caregiver reports of RAD and DSED symptoms in high-risk groups of school-aged children

(Kay & Green, 2013; Lehmann, Breivik, Heiervang, Havik, & Havik, 2015; Millward,

Kennedy, Towlson, & Minnis, 2006; Minnis, Rabe-Hesketh, & Wolkind, 2002; Pears, Bruce,

Fisher, & Kim, 2010; Vervoort, De Schipper, Bosmans, & Verschueren, 2013) and toddlers

(Boris et al., 2004; Kočovská et al., 2012; Oosterman & Schuengel, 2007; Zeanah et al., 2004)

have shown that symptoms of RAD and DSED may be found among non-institutionalized

children subjected to neglect and maltreatment in a family context. This indicates that there is

a need to assess symptoms of trauma- and stress-related disorders when studying mental

health in children subjected to maltreatment.

DSM-IV (1994) defined RAD disinhibited type (now known as DSED) as “evidenced

by diffuse attachments as manifest by indiscriminate sociability with marked inability to

exhibit appropriate selective attachments” (p. 118). The new DSM-5 diagnostic criteria for

DSED comprise: A) two of either: 1) Lack of reticence around unfamiliar adults; 2) Too

physically or verbally close; 3) No checking back with caregiver in unfamiliar setting; 4)

Willingness to go off with an unfamiliar adult; and B) disinhibited behavior is not limited to

impulsivity but include social disinhibition. Hence, for DSED, symptoms overlapping with

the lack of selective attachment (e.g. “diffuse attachment”, “inability to exhibit appropriate

selective attachments”, “lack of selectivity in choice of attachment figures” were removed to

focus almost exclusively on abnormal social disinhibition.

Existing Measures of RAD and DSED Symptoms

In the following section, we The following section provides a brief overview of the

measures currently available for assessing RAD and DSED. Further details, A complete

overview of available measures including references are presented in Table 1.

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Structured observation instruments. Over the years, structured observational

instruments have been developed to assess symptoms of socially aberrant behavior, for

research and clinical purposes. Two structured observational instruments are based on the

administration of the Strange Situation Procedure (SSP) (Ainsworth, M. D. S., & Bell, S. M.,

1970): The Attachment Formation Rating Scale (Zeanah, Smyke, Koga & Carlson 2005),

which is the only existing observation instrument for assessing evaluating and the Rating for

Inhibited Attachment Behavior (RinAB, Corval, Belsky, Baptista, Mesquita & Soares, 2018) )

for evaluating RAD symptoms.. It is used during administration of the Strange Situation

Procedure (Ainsworth, M. D. S., & Bell, S. M., 1970) to determine presence of a selective

attachment to the caregiver and the Strange situation is used to identify the child’s pattern of

attachment (A, B, C, D). This tool shows, and TtThe Rating for Infant-Stranger Engagement

(Lyons-Ruth, Bureau, Riley, & Atlas-Corbett 2009) is used assesessing disinhibited behavior,

again during the SSP.during the Strange Situation Procedure. The child’s degree of affective

engagement and preference relative to a caregiver and a stranger is rated on a scale of 1 to 9.

The instrument shows good inter-rater agreement, moderate test-retest reliability, and

moderate convergent validitya good level of inter-rater agreement, test-retest reliability and

convergent validity.

Other observational instruments such as the The Disinhibited Social Approach (Lawler,

Hostinar, Mliner, & Gunnar 2014) and the Disinhibited Social Behavior Observational

Measure (Bruce, Tarullo, & Gunnar 2009) are observation grids useinvolve d to examine a

videotaped 10-minute laboratory interaction between a child and an adult stranger who

gradually initiates contact with the child (e.g., remaining seated in silence, proposing toys to

the child, inviting the child to play together). The Disinhibited Social Approach was not

developed specifically to measure DSED, however certain behaviors associated with DSED

(e.g., frequency of child-initiated verbal and physical contacts and time elapsed until first

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contact) can be measured. In contrast, the Disinhibited Social Behavior Observational

Measure focuses on frequency of violation of social boundaries such as intimate questions

asked by the child as opposed to only time lapsed until child initiated contact. This is perhaps

a relative strength, as the latter may simply be a mere reflection of an exuberant temperament.

The Observation Schedule for RAD (Minnis et al 2009a) is used to codes child behavior in a

clinic waiting room in the presence of a strangers. Finally, This instrument focuses on DSED

symptoms such as seeking eye contact with strangers, initiating conversations with strangers,

moving towards strangers, and importantly, shyness with strangers. Other behaviors measured

include refusing/ignoring requests of caregivers, superficially charming, and attention

seeking. The Schedule shows good internal consistency, good inter-rater agreement, and good

convergent and divergent validity indices.

The Rating for Infant-Stranger Engagement (Lyons-Ruth, Bureau, Riley, & Atlas-Corbett

2009) is used during the Strange Situation Procedure. The child’s degree of affective

engagement and preference relative to a caregiver and a stranger is rated on a scale of 1 to 9.

The instrument shows good inter-rater agreement, moderate test-retest reliability, and

moderate convergent validity.

TTthe Stranger at the Door procedure (Gleason et al 2011) is a very simple simulated

situation whereby anan stranger adult assessor, who is a stranger to the child, who is a

stranger to the child, knocks on the door to of the child’s home and invites the child to go off

with him or her. With the exception of the Attachment Formation Rating Scale, theseMost

instruments focus on DSED symptoms only and n. None assess DSED and RAD symptoms

simultaneously. Moreover, whileAlthough these assessments are useful for clinical purposes,

the structured observation instrumentsthey are less feasible for large-scale research projects.

The caregiver is instructed beforehand to demonstrate no reaction and to remain neutral. The

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assessor assigns a score of 0 if the child refuses and a score of 1 if the child agrees. The

instrument shows good inter-rater agreement and good convergent validity.

Screening-questionnaires. The 10-item standardized screening tool, the Relationship

Problems Questionnaire, (RPQ) was developed in response to the lack of screening tools

available at the time. The RPQ wasis a screening tool developed and validated with non-

institutionalized samples of children in foster care (N = 182, mean age 11) (Millward et al.,

2006; Minnis et al., 2002), and . The RPQ was developed in response to the lack of screening

or diagnostic tools available at the time. The RPQ has been used successfully to identify RAD

and DSED symptoms in large cohort general population studies to identify RAD and DSED

symptoms, for example in a community sample of school aged twins (N = 13,472; Minnis et

al., 2007), and in clinical samples of children aged 5-10 years (N = 152, Vervoort et al. 2013)

of school aged children. An 11-item version of the RPQ is now available, although

pPopulation norms for this version are not yet available for the currenta new 11-item version.

The Developmental and Wellbeing Assessment RAD-module (DAWBA RAD;

Goodman, Ford, Richards, Gatward, & Meltzer, 2000), has been used to estimate the

prevalence of RAD (historical diagnosis, based on the DSM-IV criteria) in school aged foster

children (N = 279; Lehmann, Havik, Havik, & Heiervang, 2013). Furthermore, the construct

validity of RAD and DSED as two separate dimensions has been supported when this

screening tool was used, both for school aged foster children (Lehmann et al., 2015), and

adolescents (Kay and Green 2013). It should be noted that the DAWBA must be administered

as a whole; select modules such as the RAD module cannot be administered individually.

A second, newly developed instrument, Tthe Early Trauma-Related and Dysregulation

Disorders Questionnaire -Short Version (ETRADD-Q- SV, Monette, Archambault, Cyr,

Terradas, & Couture, 2017) is a 16-item questionnaire used to investigatescreening of tool

forsymptoms of RAD and DSED according tobased on DSM-5 criteria. The questionnaire

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shows a two-factor structure, excellent internal consistency, and good convergent validity. It

also cover all DSM-5 criteria for RAD and DSED. A longer version is presently undergoing

validation.

While shorter screening tools isare initially useful clinically useful as a first stage to

identify salient problems, a ing areas of problems, dDiagnostic assessment requires more

comprehensive tools, which . For example semi-structured interviews assessing not only

symptoms, but also their impact on everyday-functioning.

Semi-structured Interviews. The Five-Item Indiscriminately Friendly Behavior

(5IIF; Chisholm, Carter, Ames, & Morison 1995) was one of the first tools developed to

assess DSED. The interview comprises five items (wandering without distress, willingness to

go off with a stranger, excessive friendliness with new adults, lack of shyness with new

adults, and approaching/talking/asking questions to new adults). The 5IIF shows good inter-

rater agreement, test-retest reliability, and convergent validity. Although 5IIF is not based on

the DSM-5, the items measured relate to the four core criteria required in DSM-5. The

Disinhibited Attachment Semi-Structured Interview (O'Connor, Bredenkamp, & Rutter,1999;

Rutter et al. 2007) was used primarily by the English and Romanian Adoptees Study team at a

time when practically no other measures of RAD/DSED existed. The psychometric properties

reported are acceptable, although factor analysis is not possible due to onlyas the measure

consists of only 3 items. The Disturbance of Attachment Interview developed by the

Bucharest Early Intervention Group (Smyke et al., 2002), is administered to carers, and

comprises 5 items measuring RAD symptoms, and three items assessing DSED symptoms.

This interview has identified RAD and DSED symptoms have also been identified in

noninstitutionalized maltreated pre-school foster children using the Disturbance of

Attachment Interview, both as categorical attachment disorders (Zeanah et al., 2004),

dichotomous symptom scores ; (Jonkman et al., 2014;), and as continuous dimensions

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(Oosterman & Schuengel, 2007; Zeanah et al., 2004). The interview shows a two-factor

structure, good internal consistency, good inter-rater agreement, and good convergent and

divergent validity indices. While assessingAlthough the measure assesses both RAD and

DSED, Ttheis interview tool only partly fulfills the DSM-5 criteria: For DSED, cCriterion A2

is not covered and for RAD, cCriterion B2 is not covered. The interview shows a two-factor

structure, good internal consistency, good inter-rater agreement, and good convergent and

divergent validity indices.

The Disinhibited Attachment Semi-Structured Interview (O'Connor, Bredenkamp, &

Rutter,1999; Rutter et al. 2007) was used primarily by the English and Romanian Adoptees

Study team at a time when practically no other measures of RAD/DSED existed. Three items

measure DSED: 1) lack of differentiation between adults; 2) the child would readily go off

with a stranger; and 3) lack of checking back with parent in new, anxiety-provoking

situations. The psychometric properties reported are acceptable, although further factor

analysis was not possible due to the small number of items.

The Child and Adolescent Psychiatric Assessment - RAD module assessment (CAPA-RAD)

is one module of a broader diagnostic interview, the CAPA (Angold et al., 1995). There are 4

items specific to RAD, and 6 items specific to DSED and diagnostic classification is based on

DSM-IV criteria (Minnis et al., 2013). In addition to core DSED and RAD items, additional

items suggested by experts in child abuse and neglect as well as foster and adoptive carers

were added. These items do not contribute to diagnosis of RAD or DSED but weare intended

to contribute to the overall clinical formulation for of the child (Minnis et al, 2009b). The

CAPA-RAD has good inter-rater reliability, internal consistency, convergent validity, and

good specificity, successfully distinguishing children with DSED from controls. However, the

instrument does not cover all of the DSM-5 criteria. The CAPA RAD was later modified by

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Comment [CD3]: is it worth remindingn people

of the criteria in brackets (i cant member at this point

of the paper )

Comment [u4]: I think that’s a good idea (Helen)

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Minnis and Goodman to be utilized as a RAD-section within the diagnostic interview

Developmental and Wellbeing Assessment (DAWBA, Goodman, Ford, Richards, Gatward, &

Meltzer, 2000), originally comprising 24 items (Kay and Green 2013) and later being reduced

to 14 items (Lehmann, Havik, Havik, & Heiervang, 2013). The advantage of the DAWBA-

RAD section, especially for large-scale research purposes, is that it may be completed online,

through a secure website. However, it should be noted that the DAWBA must be administered

as a whole; select modules such as the RAD module cannot be administered individually.

The Disturbance of Attachment Interview developed by the Bucharest Early

Intervention Group (Smyke et al., 2002), is administered to carers, and comprises 5 items

measuring RAD symptoms, and three items assessing DSED symptoms. RAD and DSED

symptoms have also been identified in noninstitutionalized maltreated pre-school foster

children using the Disturbance of Attachment Interview, both as categorical attachment

disorders (Zeanah et al., 2004), dichotomous symptom scores (Jonkman et al., 2014), and as

continuous dimensions (Oosterman & Schuengel, 2007; Zeanah et al., 2004). This interview

only partly fulfills the DSM-5 criteria: For DSED, criterion A2 is not covered and for RAD,

criterion B2 is not covered. The interview shows a two-factor structure, good internal

consistency, good inter-rater agreement, and good convergent and divergent validity indices.

The Disinhibited Attachment Semi-Structured Interview (O'Connor, Bredenkamp, &

Rutter,1999; Rutter et al. 2007) was used primarily by the English and Romanian Adoptees

Study team at a time when practically no other measures of RAD/DSED existed. Three items

measure DSED: 1) lack of differentiation between adults; 2) the child would readily go off

with a stranger; and 3) lack of checking back with parent in new, anxiety-provoking

situations. The psychometric properties reported are acceptable, although further factor

analysis was not possible due to the small number of items.

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This brief review of existing instruments to measuremeasuring RAD and /DSED

demonstrates that there are no fully validated instrument iss presently based on the updated

criteria of the DSM-5. Furthermore, there are no structured observational instruments which

enable assessment of RAD and DSED simultaneously. Existing observational instruments

focus almost exclusively on DSED but its symptoms are nevebut do notr entirely covered by

thesethe DSM 5 DSED symptoms. Many of these instruments are also hard to use in clinical

settings due to the amount of administration time. With regards toOf the available semi-

structured interviews, the Disturbances of Attachment Interview, the AI and the CAPA-RAD

and the DAWBA-RAD stand out because of strong psychometric properties and joint

measurement of both RAD and DSED. However, neither none of these two existing

instruments have yet been updated to meet the DSM-5 criteria.

Measuring RAD and DSED in Adolescence

During adolescence, the role of peers becomes more prominent, and a central

developmental task is to become less dependent on primary attachment figures. This involves

transference of dependencies from parental to peer relationships (Allen, 2008). The ability to

adapt get along withto peers may be seen as one of several precursors for being a well-

socialized functioningsocial and emotional well-being individual (Allen & Antonishak, 2008).

TAs the English and Romanian Adoptees Study and the Bucharest Early Intervention Project

followed the development of the children from early childhood into adolescence and therefore

, the need for new developmentally appropriate assessment methods have risenarose. In the

English and Romanian Adoptees Study follow-up of 11 year old adoptees, Rutter et al. (2007)

modified the Disinhibited Attachment Semi-Structured Interview, to capture DSED

symptoms in young people. This interview was administered with carers and combined with

observational data. The researcher group modified the instrument toModifications reflected

children's shifting focus from primary attachment figures to quality of peer relationships.

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Also, while The quality of peer relations, as a proxy for aAattachment security, was also

measured by quality of peer relations when the children were 11 year old, via the Rutter

parents and teacher scale, as opposed to the Strange Situation procedure at when children

were 4 and 6 years old. , this dimension was assessed by quality of peer relations when the

children were 11 year old. However,Assessments of peer relations weredid not assessed with

the Rutter parents and teacher scale, not especiallyparticularly targeting indiscriminate

behavior toward peers.The researcher group modified the instrument to reflect the children's

shifting focus from attachment to caregivers to the participant's quality of peer relationships.

Furthermore, attachment security was measured by the Strange Situation procedure at age 4

and 6, but by age 11 this dimension was measured by quality of peer relations, using the

Rutter parents and teacher scale and information from a larger parental interview.

The Bucharest Early Intervention Project continued utilizing to use the semi structured

Disturbances of Attachment Interview (Smyke et al., 2002) assessing the children at 8 years

old childrento assess children at 8 years old (Smyke et al., 2012) and at fromat follow-up

when they were at age 12 years old old. Findings demonstrated that caregiving disruptions in

early life continued to have an effect throughout development and manifested as disturbances

of attachment and social behaviors in early adolescencecaregiving disruptions in early life

remain detectable as disturbances of attachment and social behaviors into early adolescence

(Humphreys, Nelson, Fox, & Zeanah, 2017).

The vast majority of empirical studies on RAD and DSED stem from samples of

children adopted internationally from institutions, who experienced severe deprivation

including emotional neglect. Caution is warranted in generalizing findings from studies of

institutionalized children to children who have experienced maltreatment but who have been

raised in a family context (Glowinski, 2011), as the quality of care in these institutions may

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deviate from characteristics of care in a dysfunctional family-context, where the carer is not

necessarily absent. Studies using structuredstandardised measures of RAD and DSED

symptoms have also strengthened the evidence forthat, in non-institutionalized toddlers,

school-aged children and adolescents, the symptoms describing dimensions of RAD and

DSED ares relevant descriptions of their trauma- and stressor- related symptoms for

maltreatment-ed associated disorders , noninstitutionalized school-aged children and

adolescents (Kay & Green, 2013; Lehmann, Breivik, Heiervang, Havik, & Havik, 2015;

Millward, Kennedy, Towlson, & Minnis, 2006; Minnis, Rabe-Hesketh, & Wolkind, 2002;

Pears, Bruce, Fisher, & Kim, 2010; Vervoort, De Schipper, Bosmans, & Verschueren, 2013,

and toddlers Boris et al., 2004; Kočovská et al., 2012; Oosterman & Schuengel, 2007; Zeanah

et al., 2004). Furthermore, RAD and DSED, in particular,Disordered attachment behavior can

persist through childhood andhaves been shown to persist throughout childhood, as recent

findings indicate,and the latter even into early adulthood (Sonuga-Barke et al., 2017). This

indicates that, as in infants, there is a need to assess symptoms of trauma- and stress-related

disordersRAD and DSED when studying mental health in older children and adolescents

subjected to maltreatment.

More recent studies (Kay & Green, 2013; Lehmann et al., 2015; Minnis et al., 2013)

have strengthened the evidence for dimensions of RAD and DSED as relevant descriptions of

trauma- and stressor- related symptoms for maltreated, noninstitutionalized school-aged

children and adolescents. Disordered attachment behavior can persist through childhood and,

as recent findings indicate, even into early adulthood (Sonuga-Barke et al., 2017).

However,Nevertheless, these issues are still under debate. In their research review, Zeanah

and Gleason (2015) call into question whether the instruments used to assess disordered

attachment behavior in noninstitutionalized young people beyond early childhood actually

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measures a broader phenomenon than that which is defined by the DSM-5. As symptoms can

change moving in to the developmental stage of adolescence, There is therefore a need to

further examine the Therefore, adjusted methods and measures are required in order to

effectively study these constructs, as defined by DSM-5. RAD and DSED, as defined in

DSM-5, especially as symptoms can change moving into the developmental stage ofin

adolescence. This is the aim of the current study.

Objectives

This current study has three aims: The primary first aim of the study was to update and

modify the CAPA RAD interview to a) correspond to the DSM-5 criteria for RAD and

DSED, and b) enable the assessment of RAD and DSED symptoms in adolescents. The

second aim was to examine the factor structure of this modified interview, with use of

confirmatory factor analyses (CFA). Based on the DSM-5, we tested two alternative models:

A two-factor structure , with items measuring DSED behavior and items measuring RAD

behavior, comprising one overall factor each, and a. Alternatively, a three-factor structure,

one factor being DSED and with defining RAD as having two factors (, in compliance with

the clusters A symptoms and cluster B symptoms in DSM-5 respectively)., together with a

third DSED factor is was tested. Thirdly, we explored the possible associations between the

redictive value of the RADA factors established by the CFA on and the formulation items in

the RADA. We also tested whether time in foster care and child age predicted was associated

with RAD and DSED symptoms respectively.

Method

Procedure and study sample

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The study sample is part of the ongoing research project “Young in Foster Care” within the

larger project Children at Risk Evaluation (CARE) models. Data were was collected between

1st of October 2016 and 31

st of March 2017. Eligible foster youth were born between 1999

and 2005 and, had lived in their current foster home for at least six months following legally

mandated placement. All were placed by municipalities in the five counties encompassed by

The Office for Children, Youth and family Affairs– region south. Participants were assessed

for eligibility from regional records (N = 573) and from the 43 municipal child protection

service (CPS; N = 279) in the same region. Head of office in the CPS were asked to provide

background information for all eligible youths; in total , 740 foster youth were identified as

eligible.

Foster parents were invited per postal mailby postal mail out to participate: An

information letter describing the study and how to complete the questionnaires was enclosed,

and they were invited to either complete the questionnaire online or via telephone interview.

Both foster mothers and foster fathers were asked to complete the questionnaire. Reminders

were sent by post, and subsequent telephone contact. Foster parents were not compensated for

participating.

The RADA was completed by foster parents of 320 youths (43.2 % response rate); 277

foster mothers, and 43 foster fathers.

Measures: Instrument development

The lead-researchers from each of the three participating countries (HM –Scotland;

SM –Canada; SL –Norway) examined the items from the existing English, French and

Norwegian translation of the CAPA RAD interview. The aim was to develop the same

interview for all three languages., and i Iterative discussions were held to calibrate the

interviews prior to beginning any later modifications. Items in the CAPA RAD interview had

previously underwent abeen translated into Norwegian translation (SL), and French

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translation (SM) and then back-translatedion, both approved by HM. It turned out that tThe

Norwegian translation of the interview originated from the Preschool version, the PAPA RAD

interview (Egger, Ascher & Angold, 1999),. , and tTtherefore it comprised somewhat

different items than the English original CAPA RAD (only some of the English items had

originated from the PAPA). We therefore calibrated the Norwegian version with the English

original version, with the agreement of all authors, to make sure we had the same items in all

versions before we started the modification in of the English version.

Items updated to DSM-5 RAD criteria. To comply with new and more clearly

defined criteria for RAD in the DSM-5, new items were added; in total nine of the 11 eleven

RAD items measuring RAD are new or somewhat modified and ; seven of them are modified

versions of items derived from the preschool version (PAPA RAD).To give an For example,

the original item Failure to seek or accept comfort was separated into two items: Inability to

seek comfort and Inability to accept comfort to comply with DSM-5 criteria A1 and A2. Also,

the original items Social and emotional withdrawal and Avoids eye contact were

supplemented with an additional item Avoids physical contact to more fully cover criterion

B1. Two items; Limited positive affect and Difficulties being affectionate were added to

comply with criterion B2. To cover criterion B3, the original item Hypervigilance was kept,

but. Additional two new items were added; Approach /avoidance toward carers, and

Emotional unpredictability. The latter is a reformulation of Unpredictable reunion response,

as this addresses a wider spectrum of social responses toward the caregiver (e.g.

anger/irritability, sadness or fear for no apparent reason).

Items updated to DSM-5 DSED Criteria. Items assessing DSED are predominantly

the same as in the original CAPA-RAD. Nine items comprise the DSED scale in the RADA

(Table 2). Two new items, originating from the PAPA RAD, were added: First, Wandering off

with a stranger was included to comply with criterion A4. Second, Indiscriminate peer

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relationships, was included together with the original CAPA RAD item: Demanding/attention

seeking, to cover criterion B.

Additional (formulation) items. In addition to the 20 items measuring core

symptoms of either RAD (11 items) or DSED (9 items), we kept 12 “formulation” items from

the original version of the CAPA RAD. These are, i.e. items that do not contribute to

RAD/DSED diagnosis, but which may contribute to clinical formulation of the child’s

psychosocial functioning. These items were added during the development of the original

CAPA RAD interview , via consultation with adoptive parents, foster carers and clinical

experts in abuse and neglect (Minnis et al 2009b, Web appendix). In the present study, the

degree of overlap between these items and the RAD /DSED factors were are examined.

Modification of items to also assess adolescents. Each item in the original CAPA

RAD was examined for its applicability to adolescents by HM and SL. The following 4 items

were amended: The DSED item Minimal checking back was reworded to assess young people

that act too independent for their age; Does s/he fail to let you know where s/he is, and/or

when s/he is coming home?; and Cuddliness with strangers was reworded to also include

being too physically close with unfamiliar peers. The formulation items Hanging on behavior

was reworded to include clinging behavior toward peers; and Possessiveness was reworded to

include possessive behavior toward peers.

Item reduction. From the original CAPA RAD 6 items were removed as they were

too ambiguous as to what they were measuring. For example; “High intensity behavior” may

refer to emotional intensity, or suggest hyperactivity-problems. Furthermore, it may be too

difficult to distinguish “Failure to learn from mistakes” and “Immature behavior” from

problems relating to developmental delay. An additional four items were deleted from the

Norwegian version of the CAPA RAD, because they were originating from the Preschool

version and were therefor not relevant to the age group.

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Cultural adjustments: In Nordic countries, children seldom or never use surnames to

address adults. Therefore, the original formulation item Pseudo-adult behavior: (“Does s/he

quickly get on first name terms with adults?”) was amended to ask if the child quickly

interacts with the adult as if they were on equal footing. This to ensure relevance across

Nordic and British child rearing practices.

The RADA.

We renamed the modified interview the Reactive Attachment Disorder and

Disinhibited Social Engagement Disorder Assessment (RADA). Items underwent a

Norwegian translation (SL)/French translation (SM) and back-translation, both approved by

HM. The RADA is currently available in French, Norwegian and English. The RADA may be

administered as an online assessment completed by carers, or be administered as a face to face

structured interview with carers, using paper format. The online-version is particularly

suitable for large-scale research projects, where face-to face assessment may be too

demanding.

Scoring instructions. The symptoms should have been present for the last year and should

only be coded if they have been noted within the last 3 months unless, for selected items, they

are coded as having “ever” been present. Answers on each item are coded on a three point

scale as No (= 0); A little (= 1); A lot (= 2), yielding a scale range of 0-22 for the RAD scale

and 0-18 for the DSED scale. Where responders tick off either 1 or 2 on any of the 20 items,

they are given an open ended question asking them to give an example of the behavior. The

RADA has 5 additional questions at the end of the questionnaire to assess impact and social

burden of the behavior (does this worry you; has s/he always been like that; does this affect

how well s/he gets along with the family; his/her ability to build and keep friendship; and -

does this behavior put him/her in danger). These are scored on a three point scale: No (= 0), A

little (= 1); A lot (= 2). The impact scale range from 0-10.

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Ethics

The Regional Committee for Medical and Health Research Ethics, Western Norway

approved the study. The Norwegian Directorate for Children, Youth and Family Affairs

provided exemptions from confidentiality for caseworkers and foster parents. In accordance

with Norwegian Ethics requirement, oral assent is required from children aged 12 years or

older. The youths were instructed in their invitation letters that they could inform their foster

parents if they did not want their foster parents to participate in the study.

Statistical Analyses

Frequency distributions were analyzed with the IBM SPSS Statistics for Windows,

Version 25. Mean scale scores were computed by dividing the sum score of each scale by the

number of items in the scale. Confirmatory factor analysis (CFA) was performed using the

Lavaan package in R (Rossel, 2012). The models were examined using data from the 320 on-

line interviews completed by foster parents of youths aged 11-17 years. The CFA models

were estimated using a robust diagonally weighted least squares estimator (DWLS) with

DELTA parameterization, to account for the multivariate non-normality and the categorical

data (ordinal data with three options; Dumenci & Achenbach, 2008; Flora & Curran, 2004).

Firstly, a two-factor model corresponding to the DSM-5 definition of RAD and DSED

as two separate disorders were was tested. Second, we tested an alternative model comprising

three factors, corresponding to the DSM-5 subcategorization of DSED and RAD into as two

clusters; RAD 1) a pattern of inhibited, emotionally withdrawn behavior, and RAD 2) social

and emotional disturbances. For empirical identification of the three factor model, an equality

constraint had to be imposed on the unstandardized factor loadings of the two indicators

measuring RAD 1 (Kline, R. 2016). The fit of the CFA models was evaluated according to

the following standard fit indices (Jackson, Gillaspy Jr, & Purc-Stephenson, 2009). : The

Comparative fit index (CFI) is an incremental model fit index, with value ranging from 0 to 1.

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The Root Mean Square Residual (RMSEA) is an absolute index of fit and determines how

well the hypothesized model fit the data. It is sensitive to the number of parameters in the

model. The Tucker-Lewis Index (TLI) is a non-normed fit index that adjusts for the tendency

of more complex models to fit better by chance. The recommended cut-offs for adequate fit

are CFI ≥ .90, and RMSEA < 0.08, when using the DWLS estimator (Brown 2016,Yu &

Muthen, 2002). TLI of .95 or greater indicate a good model fit (Hu & Bentler1999).

In estimating reliability of the three new subscales in the RADA, we used the omega

alpha coefficient (ω), as described in McDonald (1978). We employed the procedure

described by Stone et al. (2013), and calculated the reliability of each factor in the final model

using the formula from Green & Yang (2009), as implemented in the R package SemTools

0.4-14.

Regression Correlation analyses with latent variables and DWLS as estimator were

conducted where a) DSED, RAD 1 and RAD 2 were predictors correlated withof each of the

formulation items separately; and b) Time in foster care and child age were predictors

ocorrelated with f DSED, RAD 1 and RAD 2. Effect sizes were interpreted using the

recommendations of Cohen (1988).

Results

The study sample (N = 320) were aged between 11-17 years (M = 14.5, SD = 2.0), had

lived in foster care for a mean of 6., 6 years (SD = 4.3), and 56.9 % were boys. Table 2 shows

response frequencies of the the 9 DSED items, the 11 RAD items, and their corresponding

DSM-5 criteria, as well as the 13 formulation items in the RADA.

In the DSED subscale, the item “Does s/he need to be in center of attention” was the

most frequently confirmed item (M = 0.83, SD = 0.80), with 58.1 % of foster parents rating

this behavior as occurring “A little” or “A lot”. The two items measuring indiscriminate

relationships were the second most frequently confirmed behaviors: Indiscriminate peer

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relationships (M = 0.43, SD = 0.70), were rated as occurring either “A little” or “A lot” by

30.3 % of the foster parents. Indiscriminate relationships with adults (M = 0.39, SD = 0 .65)

were confirmed by 30 % of the foster parents. Regarding the RAD subscale, the item

“Limited positive affect” (M = 0.93, SD = 0.84), had the highest frequency, with 45 % of

foster parents confirming this behavior occurring “A little” or “A lot”. “Inability to seek

comfort” (M = 0.66, SD = 0.67) and “Difficulties being affectionate” (M = 0.66, SD = 0.71)

was occurring “A little” or “A lot” according to 55.1 % and 51.9 % of the foster parents

respectively.

Internal Validity

The hypothesized two-factor model showed a poor fit to our data (X2 = 4218.066, df =

190, p < 0.001, CFI = 0.85, TLI = 0.83, RMSEA 0.11, 90 % Confidence Interval [CI] [0.10,

0.11]). In the alternative three factor model, the RAD items were divided into two factors:

RAD1 consisting of item 10 “Inability to seek comfort” and item 11 “Inability to accept

comfort”, comprising criteria A; RAD 2 consisting of item 12-20, comprising criteria B. The

third factor consisted of the DSED items. This model showed an improved but not good fit to

our data (X2 = 6137.020, df = 190, p < 0.001, CFI = 0.91, TLI = 0.90, RMSEA 0.10, 90 % CI

[0.09, 0.109]). Examination of Modification indices (MI) revealed that item 16 (Difficulties

being affectionate) in RAD 2, cross loaded with RAD1 (MI 126.79). The adjusted 3 factor

model accounting for item 16 loading on the RAD1 factor, showed a good fit to our data (X2 =

6137.020, df = 190, p < 0.001, CFI = 0.94, TLI = 0.95, RMSEA 0.08, 90 % CI [0.07, 0.09]).

Item 16 had a loading on RAD 1 at 0.64. The Chi-square test identified a significantly better

fit for this three-factor model (df = 167, X2 = 355.60) compared with the two factor model (df

169, X2 = 735.72; Difftest: X

2 37.995, df = 2, p < 0.001). Table 3 shows the factor loadings for

the modified three latent factors in the RADA.The ω coefficients derived from the results of

the CFA with 3 factors showed acceptable to high reliability for DSED (.88), RAD 1 (.77),

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RAD 2 (.69). Correlations between the latent factors DSED and RAD 1 were .08. DSED and

RAD 2 had a correlation of .54, and RAD 1 and RAD 2 correlated .37.

A post hoc examination of the MI showed the DSED item 6 “Minimal checking back”

had rather large cross loadings (>.50) on both RAD 1 and RAD 2. Removal of this item led to

good fit of the model to our data (X2 = 5819.516, df = 171, p < 0.001, CFI = 0.96, TLI = 0.95,

RMSEA 0.07, 90 % CI [0.06, 0.08])

Characteristics of the New Subscales DSED, RAD1 and RAD2.

For the DSED subscale comprising 9 items, the mean scale score was 0.37 (SD .39,

range 1.78, Cronbach`s α = .80, Skewness 1.3, Kurtosis 1.1). For the RAD 1 scale

comprising 2 items, the mean scale score was 0.60 (SD .58 range 2, 00 Cronbach`s α = .79,

Skewness 0.5, Kurtosis -0.7). For the RAD 2 scale comprising 9 items, the mean scale score

was 0.54 (SD .38 range 1.67, Cronbach`s α = .71, Skewness 0.6, Kurtosis -0.4).

Relationship Between RADA Factors, Aage, Time induration of Ffoster Ccare, and

Emotional -Relational Impairment as Mmeasured with the Fformulation Iitems

Time in foster care was not associated with did not predict scores on DSED, RAD 1 or

2 respectively. Higher age was predicted associated with lower scores on DSED (β r = -

.20421, p < .001), and higher scores on RAD 1 (β r = -.25426, p < .001).

All 12 formulation items except from Lack of remorse and Pseudo adult behavior

wasere associated with predicted by RAD 2, with Misunderstanding emotion, Negative

attitude toward self, Need to be in control, and False affection yielding large effect size Self

harm shoving the strongest prediction (β r > = .5). DSED was also associated with all

predicted 6 of the formulation items, but with overall lower effect sizes (r > = .3). with the

strongest association to Pseudo adult behavior and Abnormal eating pattern (β > .5). RAD 1

showed a somewhat different pattern. Here Lack of remorse and lack of empathy was showed

the strongest prediction association (β r = .4). RAD 1 also moderately predicted Lack of

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empathy (β = .3). RAD 1 was the only factor that negatively predicted formulation items, i.e.

Negative attitude toward self, Possessiveness, and Misunderstanding emotion. Results are

displayed in table 4.

Discussion

This study is the first to modify a well-established assessment tool for RAD and

DSED to correspond to the new DSM-5 criteria, and evaluate its construct validity for youth

in foster care. The final version of the RADA had 9 new items added, and 4 of which items

were modified to better reflect the developmental stage of adolescents, by including

indiscriminative behavior towards peers. Furthermore, 10 items from the original interview

were removed, as they did not exclusively comply with DSM-5 criteria, or were formulated in

a way that made it hard to distinguish these items from items covering more common mental

health problems.

Overall, our data supported a clear distinction between the two constructs of DSED

and RAD. The factor representing DSED encompasses all of the 9 items measuring DSED

behavior according to the DSM-5 criteria. The factor loadings were all good to excellent,

according to the criteria of (Tabachnick & Fidell (2007). In line with earlier findings (Kay &

Green, 2013; Lehmann et al., 2015; Minnis et al., 2013), our study shows that the dimension

of DSED captures symptoms existing in maltreated children raised in a family context.

However, our results also show that most of these symptoms are rather rare in this group of

youth. Seventy percent or more of the parents denied that these symptoms were present in

their child, with Except for onethe item symptom (demanding/attention seeking being an

exception.), seventy percent or more of the parents denied that the particular symptom was

present in their child. This is contrary to a our previous finding among younger foster

children, where DSED symptoms were more frequent than RAD symptoms (Lehmann et al,

2015). It could be that the RADA is not sensitive enough to capture the full range of DSED

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symptoms among older youth, or it could be that the most youth in our study do not exhibit

symptoms of DSEDare too well functioning. However, our findings isare in line with

Humphreys et al (2017), where RAD signs were higher than DSED signs, for both ever

institutionalized and controls at the age of 12 years. Further research are needed on youth

populations to conclude whether DSED symptoms decline in adolescence as a general

tendency.

The DSED item no 6 (Minimal checking back, criteria A3), showed high cross

loadings with both RAD 1 and RAD 2. This item had been amended to make it more

appropriate for adolescents, and was worded: “Some young people act too independent for

his/her age, for example by failing to let you know where s/he is and when s/he is coming

back. Is s/he like that?” Nearly 28 % of the foster parents recognized this behavior in their

youth. Still, our finding indicates that this item does not capture the behavior corresponding

exclusively to DSED criterion A3 for adolescents. Other groups of researchers have

investigated indiscriminate behavior with adoptive parents of institutionalized children with

use of the Five Item Indiscriminately Friendliness Behavior interview (5FI). In line with our

finding, the 5FI item “Wandering off without distress” has been found to correlate weakly or

not at all with other DSED items for foster parentscares of previously maltreated children

(Dobrova‐Krol, Bakermans‐Kranenburg, Van Ijzendoorn, & Juffer, 2010; Pears et al., 2010).

The same result was found with use of the ETRADD-Q in school aged children (Monette et

al., 2017). A further question therefore may be the validity of criterion A3 for DSED.? Further

studies using the RADA are needed to assess whether differently formulated items enable

assessment of this criteria, and or whether item 6 should be removed from the instrument.

According to our findings, the construct of RAD may be categorized into two sub

constructs, in accordance with criteria A and B in DSM-5. The first factor, RAD 1, seems to

regroup criteria A1 and A2: “A pattern of inhibited, emotionally withdrawn behavior towards

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caregivers, manifested by both minimal seeking and accepting comfort when distressed”.

Hence, this factor captures lack of attachment behavior. Given the overlap between RAD 2

and DSED, one may speculate that RAD 1 defines RAD versus DSED. In the current version

of the RADA, RAD 1 comprises only two items, “Inability to seek comfort” and “Inability to

accept comfort”. But we found that item 16, “Difficulties being affectionate”, originally

capturing criteria B2 and hence part of RAD 2, also had high loading on RAD 1. As many as

52 % of the foster parents in our study readily confirmed this behavior occurring a little or a

lot in their foster youth. If future examination of the RADA in other samples confirms our

findings, Item 16 could be part of RAD 1, indicating lack of attachment behavior.

RAD 1 relates to criteria A1 and A 2 suggesting that the child has no or minimal

attachment to the caregiver. However, the interpretation of these results must take into

account the fact that respondents are foster parents of older children /youth, with variable time

spent in foster care. Consequently, these behaviors may reflect the foster child’s cautious

relationship with the foster parents, rather than a lack of ability to form selective attachments

as such. In their review, Zeanah and Gleason (2015) conclude that while RAD symptoms

decrease with time in a nurturing foster placement,; DSED symptoms seem more persistent in

some children. We did not find any relation between time in foster care and scores on DSED

and RAD. However, our sample represents a group of youths who are in relatively stable and

long term placements (mean duration of 6., 6 years in the current foster home), and our results

may be influenced by a limited variation in time spent in foster care.

The second sub factor, RAD 2, comprises items intended to cover Criteria B1, 2 and 3

(Withdrawal /hypervigilance). The factor loadings were all strong (> = .5). Social neglect is

the a diagnostic requirement of both RAD and DSED. For maltreated children growing up in

severely troubled families before placement, emotional neglect and fear-provoking behavior

in carers often go together. The experience for the child might include exposures contributing

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to both RAD 2- and DSED symptoms. However, it is worth noticing the differential

correlation between RAD and DSED depending on RAD sub factors. While the correlation

between DSED and RAD 1 were was near zero, DSED and RAD 2 had a correlation of .55.

This strengthens the notion of RAD 1 and 2 as distinct and separate constructs. One might

speculate that while RAD 1 seems to capture more pure attachment-related difficulties, items

comprising RAD 2 are more closely related to relational trauma caused by maltreatment, and

hence may occur alongside both difficulties in establishing selective attachment (RAD1) and

social aberrant behavior (DSED).

The most striking finding from our prediction correlation matrix of formulation items

from with the RAD 1, 2, and DSED factors, is was the low associationsthe negative

association between several of the formulation items and the RAD 1 factor relative to DSED

and RAD 2. Only Lack of remorse and Lack of empathy were moderately associated with

RAD 1. Higher scores on RAD 1 yields lower scores on Misunderstanding emotions,

negative self-attitude, and possessiveness, among others. It could be hypothesized that RAD 1

represents a trait behavior that stands out as rather unrelated to other more common clinical

symptoms. Our results strengthens the notion of RAD 1 representing a purer measure of lack

of selective attachment. The finding that the callous- and unemotional (CU) item Lack of

empathy and Lack of remorse were associated load with both RAD 1 and RAD 2 is worth

noticing. Mayes, Calhoun, Waschbusch, Breaux, and Baweja (2017), found that RAD seems

to be more associated with CU traits than DSED in maltreated children in foster care. Our

findings are not that clear however, as DSED was also associated with Lack of remorse.

Severe early deprivation (Humphreys et al., 2015), as well as poor positive parenting in low-

income-families (Waller, Shaw, & Hyde, 2017) seem to increase the risk of CU traits. These

risk factors are often present in the foster care population, and attachment-related difficulties

may be the common outcome of both deprivation and negative parenting styles. As CU traits

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in childhood has have been linked to adult psychopathy (Frick, Ray, Thornton, & Kahn, 2014)

a possible overlap between severe early neglect, attachment disorders and later developmental

/emergent psychopathic tendencies needs to be examined further in longitudinal studies. It is

also pertinent that RAD 2 was strongly associated with all10 of the 12 formulation items. This

finding strengthens our interpretation of RAD 2 as related to relational trauma with broad

consequences for the child’s mental health and interpersonal functioning.

Strengths and Limitations

The key strength of this study is the examination of RAD and DSED traits in older

youth based on DSM -5. Also, the study was a collaborative effort of an international team of

researchers, conducting a review of existing assessment tools and a thorough revision of an

established assessment-tool to ensure correspondence with changes in the DSM-5. Thus, this

study is the first to examine RAD and DSED behavior in older youths within the DSM-5

framework. Furthermore, the study included a large sample that is representative of youth in

foster homes. Of the total sample of 405 foster youth, nearly 80 % (320) foster parents

completed the RADA, yet despite high completion rate, the 20% attrition raises a risk of non-

response bias and hence represent a possible limitation. The focus on a Norwegian sample

also decreases the generalizability of our results.

Furthermore, the ambiguous role of item 6 (Minimal checking back) with an adequate

loading (.44) on the DSED factor and a substantial cross loading to the RAD 1 (.55) and the

RAD 2 (.51) factors, indicates a substantial problem with this item in identifying children

with DSED. Further examination of the appropriatenessfeatures of this item in measuring

DSED behavior isare needed in studies with different samples and age range. In contrast, if

further studies replicate the finding that RAD consists of two sub factors, the use of

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formulation items together with item 16 (Difficulties being affectionate) to increase the

number of items in this factor should be considered.

As the empirical foundation for the construct of RAD and DSED behavior in older

school-aged childrenadolescents is minimal, future studies on different age groups and risk

profiles are needed to examine the discriminant ability and relevance of the formulation items

for the RAD and DSED dimensions (Minnis et al., 2002). In addition, the factor structure and

loadings found in this study needs to be further examined in large scale studies., with

subgroup analyses of for age, gender, and time spent in foster care

Use of the RADA in Research and Clinical Settings

Both the semi-structured interview and the online version allow for measurement of

RAD and DSED behavior as dimensional constructs in both a clinical and research setting. A

dimensional approach provides valuable information on child needs and functioning,

especially when used together with measures of other, more common mental health problems.

For diagnostic purposes, RADA may be used to generate research diagnoses in larger

epidemiological studies, -ideally alongside reports from other informants such as teachers and

via structured observation to provide a multi-informant diagnosis.

In clinical practice, RADA can be used alongside the teacher Relationship Problem

Questionnaire (Minnis et al. 2002) and observational measures such as the waiting-room

observation procedure (McLaughlin, Espie, & Minnis, 2010), which explore the interaction

between the child and stranger(s) on first meeting (Minnis et al., 2013). In clinical settings, we

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would recommend that these instruments are used alongside assessment tools for possible co-

occurring diagnoses, simply to gather the information that allows assessment of a clinical

diagnosis, using DSM-5 or ICD-10 criteria.

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Table 1

Existing measures of Reactive Attachment Disorder and Disinhibited Social Engagement

Disorder

Characteristics of the measure Validation studies

Semi-structured interview

CAPA-RAD (Child and adolescent psychiatric assessment -RAD module)

Original version Minnis et al. (2009a) Davidson et al. (2015): DV

Current version Idem Follan et al. (2011): IC, IRA,

DV

RAD:DSED item ratio 4:6 Kay, Green, & Sharma (2016):

IC, CV

Age range: S Minnis et al. (2009a): IRA, CV

Nosological classification DSM-IV and ICD-10 Minnis et al. (2013): CV

CSRCM (Caregiver selective relationship composite measure)

Original version Roy et al. (2004) Roy et al. (2004): IRA, CV

Current version Idem

RAD:DSED item ratio 3:1

Age range S

Nosological classification none

DAI (Disturbance of attachment interview)

Original version Smyke et al. (2002) Gleason et al. (2011): CV, DV

Current version Zeanah et al. (2005) Humphrey et al. (2017): IC,CV

RAD:DSED item ratio 5:3 Giltaij et al. (2017): IRA, CV

Age range P, S, A Jonkman (2014): IRA, CV

Nosological classification DSM-IV alternative (Borris

et al., 1998)

Oliveira et al. (2012): IRA, CV

Oosterman et al. (2007): FV,

IC

Smyke et al. (2002): IC, IRA

Soares et al. (2014): IC

Vervoort et al. (2013): IC, FV,

CV, DV

Zeanah et al. (2005): CV

Zeanah et al. (2002): IC, CV

DASSI (Disinhibited attachment semi-structured interview)

Original version O’Connor et al. (1999) Bruce et al. (2009): IRA, IC,

CV

Current version Rutter et al. (2007) Garvin et al. (2012) : IRA, DV

RAD:DSED item ratio 0:3 O’Connor et al. (1999) : IC,

DV

Age range P, S O’Connor et al. (2000) : IRA,

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IC, DV

Nosological classification None O’Connor et al. (2003) : IRA,

IC, CV

Rutter et al. (2007) : IC, IRA,

CV, DV

Rutter et al. (2001) : DV

Zeanah et al. (2002): IC, CV

DSED interview

Original version Lawler et al. (2016) Lawler et al. (2016): IC, IRA,

CV

Current version

RAD:DSED item ratio 0:4

Age range P

Nosological classification Near DSM-5 (3/4 DSED criteria)

PAPA (Preschool Age Psychiatric Assessment) RAD section

Original version Egger et al. (1999) Gleason et al. (2011): CV

Current version Idem

RAD:DSED item ratio 12:4

Age range I, P

Nosological classification DSM-IV and ICD-10

RADA (RAD and DSED Assemment)

Original version Lehmann et al. (submitted) Lehmann et al. (submitted):

FV,

Current version Idem Monette et al. (2018): IC, FV,

CV

RAD:DSED item ratio 11:9

Age range S, A

Nosological classification DSM-5

5IF (Five Item Indiscriminately Friendliness Behavior measure)

Original version Chisholm et al. (1995) Chisholm et al. (1995): DV

Current version Idem Chisholm et al. (1998): IRA,

DV

RAD:DSED item ratio 0:5 Dobrova-Krol et al. (2010): IC,

DV

Age range P, S McCall et al. (2016) : IC

Nosological classification None Pears et al. (2010): IC, TRT

van der Dries et al. (2012):

IRA, TRT, DV

Zeanah et al. (2002): IC, CV

Questionnaire (completed by caregiver)

ETRADD-Q (Early trauma related and dysregulation disorders questionnaire) short

version

Original version Monette (2016) Monette et al. (2017): IC, FV,

CV

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Current version Idem

RAD:DSED item ratio 8:8

Age range S

Nosological classification DSM-5

DAWBA-RAD (Development and wellbeing assessment - RAD section)

Original version Minnis et Goodman (n.d.) Lehmann et al. (2015): FV,

DV

Current version Lehmann et al. (2015) Kay et Green (2013): FV

RAD:DSED item ratio 5:9 Kay et Green (2016): IC

Age range S

Nosological classification DSM-IV and ICD-10

RPQ (Relationship problem questionnaire)

Original version Minnis et al. (2002) Doku (2016): DV

Current version Vervoort et al. (2013) Kay, Green, & Sharma (2016):

IC, CV

RAD:DSED item ratio 6:4 Millward et al. (2006): DV

Age range S Minnis et al. (2013): CV

Nosological classification DSM-IV and ICD-10 Minnis et al. (2009a): IC, CV

Minnis et al. (2007) : IC, FV,

DV

Minnis et al. (2002): IC, TRT,

CV, FV

Monette et al. (2017): CV, IC

Spilt et al. (2016): DV

Vervoort et al. (2013): FV, IC,

CV, DV

Vervoort et al. (2014): CV, DV

Structured observation

AFRS (Attachment formation rating scale)

Original version Carlson (2002) Carlson et al. (2014) : IRA,

TRT, DV

Current version Idem Dobrova-Krol et al. (2010):

IRA

RAD:DSED item ratio 1:0 Gleason et al. (2014): DV

Age range I, P Zeanah et al. (2005): IRA, CV

Nosological classification None

DSA (Disinhibited social approach)

Original version Lawler et al. (2014) Lawler et al. (2014): IRA

Current version Idem Lawler et al. (2016): VC

RAD:DSED item ratio 0:14

Age range I, P

Nosological classification None

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DSBOM (Disinhibited social behavior observational measure)

Original version Bruce et al. (2009) Bruce et al. (2009): IRA, IC,

CV

Current version Tarullo et al. (2011) Tarullo et al. (2011): IRA

RAD:DSED item ratio 0:3

Age range P

Nosological classification: None

Investigator rating of physical contact (age 6)

Original version Rutter et al. (2007) Rutter et al. (2007): IRA, CV

Current version Idem

RAD:DSED item ratio 0:1

Age range P

Nosological classification None

Investigator rating of children’s interaction (age 11)

Original version Rutter et al. (2007) Kay, Green, & Sharma (2016):

IC, CV

Current version Idem Rutter et al. (2007): IC, IRA,

FV, CV

RAD:DSED item ratio 0:8

Age range S

Nosological classification None

OSR (Observation schedule for RAD)

Original version Minnis et al. (2009a) Davidson et al. (2015): DV

Current version McLaughlin et al. (2010) Follan et al. (2011): CV, DV

RAD:DSED item ratio 0:10 McLaughlin et al. (2010): IC,

CV

Age range S Minnis et al. (2009a): IRA, CV

Nosological classification DSM-IV and ICD-10 Vervoort et al. (2013): FV, IC,

CV

RISE (Rating for Infant-Stranger Engagement)

Original version Riley et al. (2005) Lalande et al. (2014): IRA, DV

Current version Idem Lyons-Ruth et al. (2009): IRA,

TRT, DV

RAD:DSED item ratio 0:1 Oliveira et al. (2012): IRA,

DV, CV

Age range I, P

Nosological classification None

StrD procedure (Stranger at the Door procedure)

Original version Gleason et al. (2014) Gleason et al. (2011): IRA, CV

Current version Idem Gleason et al. (2014): DV, CV

RAD:DSED item ratio 0:1

Age range P

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Nosological classification None

Note. IC = Reliability (Internal coherence); IRA = Reliability (Inter-rater agreement); TRT

= Reliability (Test-retest); FV = Factorial validity; CV = Convergent validity; DV =

Divergent validity; I = infant, P = preschooler, S = School-age children, A = Adolescents

Table 2

Response frequencies of items in the Reactive Attachment- and Disinhibited Social

Engagement Disorder Assessment interview (RADA), completed by foster parents (N = 320)

Response frequencies %

Item

No.

DSM-5

Criteria

No

A little

A lot

DSED items

1 A1 Indiscriminate adult relationship 70.0 20.6 9.4

2 A1 Cuddliness with strangers 84.4 12.8 2.8

3 A1 Comfort seeking with strangers 86.7 7.9 5.4

4 A2 Personal questions 73.1 20.3 6.6

5 A2 Invading social boundaries 74.8 16.0 9.1

6 A3 Minimal checking back 72.2 19.7 8.1

7 A4 Wandering off with a stranger 76.9 17.2 5.9

8 B Indiscriminate peer relationships 69.7 18.1 12.2

9 B Demanding/attention seeking 41.9 33.8 24.2

RAD Items

10 A1 Inability to seek comfort 45.0 43.8 11.3

11 A2 Inability to accept comfort 52.2 42.8 5.0

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12 B1 Emotional and social withdrawal 52.8 32.2 15.0

13 B1 Avoid eye contact 60.9 30.6 8.4

14 B1 Avoids physical contact 66.9 23.1 10.0

15 B2 Limited positive affect 39.1 29.4 31.6

16 B2 Difficulties being affectionate 48.1 38.1 13.8

17 B3 Emotional unpredictability 55.0 27.7 17.3

18 B3 Approach/avoidance to carers 59.4 30.5 10.1

19 B3 Hypervigilance 64.8 27.0 8.2

20 B3 Frozen watchfulness 86.2 8.8 5.0

Formulation Items

21 Misunderstand emotion 49.4 33.3 17.3

22 Negative attitude toward self 55.7 34.6 9.7

23 Self harm 88.3 11.4 .3

24 Lack of remorse 17.0 58.8 24.2

25 Lack of empathy 37.5 43.5 18.9

26 Need to be in control 36.8 30.5 32.7

27 False affection 60.9 29.0 10.1

28 Hanging on behavior 62.3 27.0 10.7

29 Possessiveness 65.6 26.2 8.2

30 Pseudo-adult behaviour 52.4 30.9 16.7

31 Abnormal eating pattern: gorging 63.1 23.0 13.9

32 Abnormal eating pattern: stealing 83.6 12.3 4.1

Note. RADA = Reactive Attachment- and Disinhibited Social Engagement Disorder

Assessment interview. DSM-5 = Diagnostic and Statistical Manual, 5th

edition. DSED =

disinhibited social engagement disorder. RAD = reactive attachment disorder.

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Table 3

Latent factor loadings of DSED, RAD 1 and RAD 2 items (N = 320)

Note.

DSED

=

Disinh

ibited

Social

Engag

ement

Disord

er.

RAD

=

Reacti

ve

Attach

ment

Disord

er

Factor loadings

Item no F1 F2 F3

DSED items

1 Indiscriminate adult relationship 0.84

2 Cuddliness with strangers 0.83

3 Comfort seeking with strangers 0.48

4 Personal questions 0.78

5 Invading social boundaries 0.67

6 Minimal checking back 0.50

7 Wandering off with a stranger 0.72

8 Indiscriminate peer relationships 0.81

9 Demanding/attention seeking 0.58

RAD Items

10 Inability to seek comfort 0.90

11 Inability to accept comfort 0.90

12 Emotional and social withdrawal 0.68

13 Avoids eye contact 0.67

14 Avoids physical contact 0.57

15 Limited positive affect 0.28

16 Difficulties being affectionate 0.01

17 Emotional unpredictability 0.69

18 Approach/avoidance to carers 0.81

19 Hypervigilance 0.71

20 Frozen watchfulness 0.65

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Table 4

Correlations between Formulation items and the , predicted by the DSEDSED, RAD 1 (failure

to seek/accept comfort) and RAD 2 (withdrawal/hypervigilance) factors

Item no Formulation Items DSED RAD1 RAD2

r r r

21 Misunderstand emotion 0.44*** 0.14** 0.63***

22 Negative attitude toward self 0.26*** -0.04 0.44***

23 Self-harm 0.16* 0.08 0.29***

24 Lack of remorse 0.40*** 0.45*** 0.44***

25 Lack of empathy 0.15* 0.41*** 0.43***

26 Need to be in control 0.39*** 0.12* 0.50***

27 False affection 0.45*** 0.28*** 0.52***

28 Hanging on behaviour 0.43*** -0.01 0.36****

29 Possessiveness 0.37*** 0.02 0.42***

30 Pseudo-adult behaviour 0.43*** -0.01 0.20*

31 Abnormal eating pattern: gorging 0.33*** -0.01 0.26***

32 Abnormal eating pattern: stealing 0.42*** 0.10 0.33***

Item no Formulation Items DSED RAD1 RAD2

β β β

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21 Misunderstand emotion 0.16* -0.23** 0.77***

22 Negative attitude toward self -0.07 -0.45*** 0.84***

23 Self-harm 0.01 -0.14 0.55***

24 Lack of remorse 0.35*** 0.41*** 0.12

25 Lack of empathy 0.08 0.25*** 0.46***

26 Need to be in control 0.16* -0.19* 0.64***

27 False affection 0.32*** 0.10* 0.43***

28 Hanging on behaviour 0.41*** -0.21* 0.34****

29 Possessiveness 0.21* -0.29** 0.59**

30 Pseudo-adult behaviour 0.56*** -0.05 -0.03

31 Abnormal eating pattern: gorging 0.30** -0.17 0.26**

32 Abnormal eating pattern: stealing 0.53*** -0.03 0.24**

Note.*= p < .05.

**= p < .01.

***= p < .001. r = pearsons correlation. DSED = Disinhibited Social Engagement Disorder.

RAD = Reactive Attachment Disorder

Formatted: Font: Italic

Formatted: Font: Italic

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