Department of State Catalog of Federal Domestic Assistance ...
Transcript of Department of State Catalog of Federal Domestic Assistance ...
Department of State
Bureau of Educational and Cultural Affairs (ECA) Notice of Funding Opportunity
(NOFO): FY 2021 TechWomen Program
Announcement Type: New Cooperative Agreement
Funding Opportunity Number: SFOP0007428
Catalog of Federal Domestic Assistance Number: 19.415
Key Date/Application Deadline: January 21, 2021
Executive Summary: The Office of Citizen Exchanges, Professional Fellows Division,
of the Bureau of Educational and Cultural Affairs (ECA or “the Bureau”) invites proposal
submissions for the FY 2021 TechWomen program to empower, connect, and support the
next generation of women leaders in science, technology, engineering, and mathematics
(STEM). The exchange program uses a mentorship model to support emerging STEM
leaders from Sub-Saharan Africa, South and Central Asia, and the Middle East and North
Africa. Organizations applying for this federal award should demonstrate the capacity to
recruit, select, and place in mentorship experiences a total of approximately 100-110
women from select countries in these regions to participate in a five- to six-week
intensive peer-mentoring program in the United States. The mentoring experience should
focus on advancing the status of professional women in the STEM fields through project-
based peer mentorships, skill building, networking opportunities, and enhancement
activities. Funding will also support follow-on activities in the participants’ home
countries that inspire and encourage girls and university-age women interested or
working in STEM-based careers, engage young women using technology in their
professions, and support former participants of the program (“alumnae”). Special
emphasis should be placed on finding creative ways to involve alumnae in strengthening
a network of female STEM professionals, building professional standards and capacity,
and inspiring the next generation of girls interested in STEM careers by exposing them to
female role models. Award applicants must exhibit their ability to manage all program
logistics and overseas follow-on programming.
Applicants may submit only one proposal under this competition. If multiple proposals
are received from the same applicant, all submissions will be declared ineligible and
receive no further consideration in the review process.
It is the Bureau’s intent to award a cooperative agreement of one base year plus two non-
competitive continuations. Please see section B.) Federal Award Information, below for
additional details.
A. Program Description:
Overall grant making authority for this program is contained in the Mutual Educational
and Cultural Exchange Act of 1961, Public Law 87-256, as amended, also known as the
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Fulbright-Hays Act. The purpose of the Act is "to enable the Government of the United
States to increase mutual understanding between the people of the United States and the
people of other countries...; to strengthen the ties which unite us with other nations by
demonstrating the educational and cultural interests, developments, and achievements of
the people of the United States and other nations...and thus to assist in the development of
friendly, sympathetic and peaceful relations between the United States and the other
countries of the world." The funding authority for the program above is provided through
legislation.
Purpose: Since 2011, TechWomen has supported women engaged in the STEM fields
from specific countries by providing a highly-tailored mentorship experience in the
United States with American women representing leading science and technology
companies and institutions. Pending the availability of FY 2021 funding, TechWomen
will link approximately 100-110 female emerging leaders (“participants”) who have at
least two years of professional experience in the STEM fields with female peer mentors
in the United States for a five- to six-week mentorship program to support the emerging
leaders’ development in the STEM fields and enable them to reach their full potential in
the science and technology industry. For purposes of this NOFO, the term “participants”
refers to the international female emerging leaders and “mentors” refers to the American
women who mentor these female participants during the program. Participants work with
their American mentors on specific projects based on their professional interests and
experience at technology and innovation companies, an experience enhanced by several
workshops designed to build their understanding of technology’s integral relationship
with the professional world. Approximately four to six months after the U.S.-based
mentorships conclude, several of the American mentors will travel to select participating
countries for one week to lead seminars, trainings, and networking activities for women
in the STEM fields, as well as workshops for young girls that will focus on careers in
science and technology.
The goals of the program are to:
Empower emerging women leaders (“participants”) to advocate for their rights
and reach their full potential in the science and technology industries;
Create and maintain a sustainable professional network of support for women in
the STEM fields in the United States and participating countries;
Develop the field of technology, explore the role of the tech industry in economic
stability, increase the trade capacity of the participating countries, and promote
economic advancement;
Build an understanding of technology’s integral relationship with the professional
world and increase participants’ understanding of how Americans drive
development in science and technology;
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Enhance U.S. science and technology companies’ understanding of challenges in
other countries, providing them opportunities to hear first-hand from the
international participants about the STEM and market climates overseas;
Provide women in the STEM fields with tools not only to advance their careers
and encourage innovation, but also to become role models for women and girls in
their communities;
Expand girls’ interest in STEM careers by exposing them to female role models;
and
Increase mutual understanding between key networks of professionals in different
parts of the world.
A.a Eligible Countries and Participants: The below countries/territories are expected
to participate in the FY 2021 TechWomen program. ECA reserves the right to reduce,
revise, or increase proposed project configurations, budgets, and participant numbers in
accordance with the program’s needs and availability of funds. In addition, the Bureau
reserves the right to adjust and/or add additional countries and/or regions should
conditions change in a partner country and/or if other countries and/or regions are
identified as viable alternatives and/or Department priorities.
Sub-Saharan Africa (AF): Cameroon, Kenya, Nigeria, Rwanda, Sierra Leone, South
Africa, and Zimbabwe
South and Central Asia (SCA): Kazakhstan, Kyrgyzstan, Pakistan, Tajikistan,
Turkmenistan, and Uzbekistan
Middle East and North Africa (NEA): Algeria, Egypt, Jordan, Lebanon, Libya,
Morocco, the Palestinian Territories, and Tunisia
Participants will be women (ages approximately 23-45) from the above
countries/territories who are engaged in professional careers that require significant
STEM expertise/knowledge and/or innovative application of these skills, and who
already are, or show promise of being, role models for others in their countries,
particularly for women. “STEM” should be interpreted broadly to include – but not be
limited to – the fields of science, technology, engineering, mathematics, education, and
business with STEM components. Participants must have at least two years of work
experience in a field that explicitly and directly involves and applies science, technology,
engineering, or mathematics in meeting professional goals. All participants must be
proficient in written and spoken English.
A.b. Mentorships: Each participant will be matched with one female U.S. mentor who
is a mid-level professional at a host company. Each participant will also have support of
a female American(s) separate from the professional mentor to help ease the participant’s
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adjustment to, and familiarize her with, American society. See “A.2. Award Recipient
Responsibilities” below for more detailed information on mentorships.
A.c Alumni Engagement and Overseas Follow-On Programming: Building and
maintaining connections among Emerging Leaders across world regions before, during,
and after the program is a critical part of the program’s success. Equally important is
building and maintaining connections of alumni across all cohort years who are from the
same country. Proposals should include plans to create and maintain an engaged network
of alumni. The network should advance alumni’s professional development goals and
interests and the Department of State’s public diplomacy objectives.
Applicants should also incorporate ECA alumni initiatives into their plans and
communications for alumni programming, including, but not limited to, the online
community on the International Exchange Alumni website (alumni.state.gov) and other
exchange alumni opportunities offered by the U.S. Department of State such as small
grants and professional development seminars. It is important that all alumni programs
continue to strengthen a sense of identity with the U.S. government, as such, the
applicants should follow ECA communications guidance for crediting the U.S.
Department of State.
An important component of TechWomen is the execution of at least two follow-on
overseas projects per year to continue to provide professional support to alumnae of the
program, share new STEM experiences, and conduct STEM outreach to a larger
population of women and girls. Select American mentors will travel to at least two of the
foreign participants’ home countries in Sub-Saharan Africa, South and Central Asia, and/or the Middle East and North Africa several months after the conclusion of the U.S.-
based program to engage with TechWomen alumnae; offer skills development sessions
and workshops for a broader range of local participants, including young girls and
undergraduate women; and promote the TechWomen program to future participants. The
selected countries, approved by ECA in consultation with regional bureaus and posts,
should be in at least two different geographic regions, rotating in subsequent years during
the exercise of two non-competitive continuations, so that each of the three regions will
be visited at least once in a three-year period. The program model should support the
development of an international professional network for women working in the STEM
fields both within and outside of the participants’ home countries; provide continued
resources and mentoring to TechWomen alumnae; and create concrete sustainable action
plans to ensure a broad multiplier effect. To this end, TechWomen participants will
develop action plans while in the United States to take on projects that benefit others in
their communities after they return home. Additional information on overseas follow-on
projects and engagement is provided in section “A.2. Award Recipient Responsibilities”
below.
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A.d. Partner Organizations: Award applicants must identify the U.S. and foreign
organizations and individuals with whom they are proposing to collaborate to recruit and
select participants overseas through an open, merit-based competition, to secure
mentorships in the United States at leading science and technology firms, and to
implement follow-on projects/workshops conducted by American mentors in certain of
the participants’ home countries. Proposals should contain letters of commitment or
support from any partner organizations with which the applicant plans to work to secure
the mentorships, and for the follow-on projects/workshops overseas. A description of
any previous cooperative activities with these partner organizations should be included in
the proposal, along with information about their mission, activities, and
accomplishments. Applicants should clearly outline and describe the roles and
responsibilities of all partner organizations in terms of project logistics, management, and
oversight. Proposals should also include letters of intent and/or commitment from U.S.-
based science, technology, and innovation companies or organizations that would be
willing to host a TechWomen participant from Sub-Saharan Africa, South and Central
Asia, and/or the Middle East and North Africa. Since diversity is an important pillar of
the work in ECA, organizations
A.e. Projected Timeline:
ECA envisions the approximate dates of TechWomen for the FY 2021 base year to be as
follows:
August 2021 – October 2021: Planning meetings with ECA and finalization of
program plans
November 2021 – May 2022: Recruitment, selection, and notification of foreign
participants. Recruitment campaign for U.S. hosting companies/institutions
March 2022 – June 2022: Securing U.S.-based mentors and host sites
July 2022 – September 2022: Visa issuance for selected participants and pre-
departure preparations
September 2022 – November 2022: Travel to the United States by foreign
participants for orientation, placement at mentorship site are strongly encouraged to propose organizations that take all aspects of diversity into account.
s, and a debriefing in Washington, D.C. (that includes a reception at the
Department of State)
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January 2023 – May 2023: U.S. mentors travel to select countries overseas to
conduct seminars, workshops, and/or other activities with TechWomen alumnae.
Final evaluations of the program conducted
A.f. Competitive proposals for TechWomen will include the following:
A robust recruitment and merit-based selection process for approximately 100-
110 participants from Algeria, Cameroon, Egypt, Jordan, Kazakhstan, Kenya,
Kyrgyzstan, Lebanon, Libya, Morocco, Nigeria, Pakistan, the Palestinian
Territories, Rwanda, Sierra Leone, South Africa, Tajikistan, Tunisia,
Turkmenistan, Uzbekistan, and Zimbabwe. Every effort should be made to
recruit individuals from diverse backgrounds and experiences including women
from marginalized or underserved populations or individuals with disabilities;
A clearly articulated overview of all U.S.-based activities, including but not
limited to outreach to American companies/institutions to secure host sites and/or
other support (assistance with workshops, venues, etc.); outreach to American
women in STEM-related fields willing to serve as mentors; monitoring and
support of participants during the mentorship; pre-departure information, arrival
orientation; and a closing forum that allows for a debriefing/evaluation session for
all the participants at the conclusion of the program in Washington, D.C.;
A strategy to ensure the description of the participants’ follow-on action plans are
integrated into the broader program, are concrete and measurable, and benefit
participants’ communities;
A description of the two follow-on overseas projects (including workshops,
seminars and/or other activities) conducted by the American mentors who will
travel overseas several months after the U.S.-based mentorships have concluded;
A staffing plan that details how staff will fulfill all responsibilities, outline
appropriate staffing levels and structure to effectively implement all proposed
activities and initiatives. Resumes of experienced staff proposed to work on
execution of the TechWomen program;
A comprehensive plan to evaluate how the program’s outcomes will achieve the
specific objectives described in the narrative, to include a data collection strategy
to demonstrate the program’s effectiveness both in the United States and all
participating regions overseas;
A proposed timeline detailing TechWomen activities and how they support the
program’s goals;
Letters of commitment from U.S. companies or organizations to serve as possible
host mentoring sites;
Letters of commitment from any proposed partner organizations/subrecipients that
will assist the applicant in implementing TechWomen. Award applicants should
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clearly outline and describe the roles and responsibilities of all proposed partner
organizations/subrecipients in terms of project logistics, management, and
oversight;
A post-award plan that demonstrates how both the mentors and participants can
maintain contacts initiated during the program, as well as with past participants;
A plan to facilitate interaction between TechWomen alumnae and girls/women at
entry level positions in their careers in the alumnae’s home countries – including
alumnae of the Bureau’s TechGirls exchange program (exchanges.state.gov/non-
us/program/techgirls) to foster networking and mentorships; and
A budget reflecting a cooperative agreement request not to exceed $3,080,000 for
the FY 2021 TechWomen program with the designated countries in Sub-Saharan
Africa, South and Central Asia, and the Middle East and North Africa.
A1. Substantial Involvement:
In a cooperative agreement, the Department is substantially involved in program
activities above and beyond routine monitoring. ECA anticipates working closely with
the recipient organization to ensure that all aspects of the program model support the
TechWomen program goals. ECA activities and responsibilities for this program include
participation in the design and direction of program implementation including
recruitment and selection strategies, development of publicity and program materials,
creation of online components, and execution of U.S.-based and follow-on programming.
ECA’s specific responsibilities for this program include:
Participating and providing guidance in the design and execution of all program
activities; Collaborating with the award recipient on the outreach and selection of mentors
and host sites;
Approval of host companies and institutions/organizations;
Final selection of participants;
Review and approval of all program publicity and other materials;
Approval of program timelines and agendas;
Assisting with Student and Exchange Visitor Information System (SEVIS)-related
issues;
Approval of staffing plan and key personnel and any changes that are made; Assisting with participant emergencies;
Liaising with relevant U.S. embassies and country desk officers at the U.S.
Department of State, particularly in terms of recruitment and selection efforts;
Assisting in arrangements for the debriefing session in Washington, D.C., and the
reception at the U.S. Department of State;
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Working with the award recipient to publicize the program through various media
outlets and social media platforms of ECA and Public Affairs Sections (PASs) at
U.S. embassies/consulates overseas;
Monitoring and evaluating the program, as necessary, through site visits or
debriefing sessions; and
Conducting an annual performance evaluation/review.
U.S. Embassy/Consulate Involvement: In consultation with ECA, the award recipient must actively engage the relevant U.S.
embassies/consulates in the final selection of all TechWomen participants. Additionally,
U.S. embassies/consulates will be involved in the approval of the locations for and plans
for the two follow-on overseas projects per year. See section A.c. for more details on
these follow-on activities.
A2. Award Recipient Responsibilities
The responsibilities of the recipient organization are as follows:
Develop and conduct a comprehensive recruitment and selection process that
includes a clearly articulated plan to ensure a diverse group of participants,
including those with disabilities;
Identify U.S.-based companies and individuals with whom collaboration on
mentorships and networking opportunities is possible; demonstrate robust
engagement with the private sector to expand networking opportunities and secure
mentorship hosts in small-, medium-, and large-sized companies;
Create program guidelines and other relevant materials for U.S. host
organizations;
Arrange appropriate and meaningful project-based mentorships of five to six
weeks in duration for all the participants at U.S.-based science and technology
companies or institutions;
o The program should include a peer mentor at the work place and separate
support for cultural/social activities outside the office, with additional
educational and cultural programming, as appropriate;
o According to their expertise and interests, participants should be placed
individually or in small groups in companies located within tech hub areas
of the United States that will afford them a support network;
o Based on each participant’s interests and goals, the award recipient will
ensure that the mentorship is designed around a specific project or effort in
a host company or institution that is clearly relevant to the participant’s
professional goals;
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Issue participant DS-2019 forms and ship to the applicable embassies or
consulates for all international participants and alternates. All international
participants will travel on a either the U.S. government designation or
International Visitor for the J-1 Visa Exchange Visitor program;
Enroll participants in the Bureau’s Accident and Sickness Program for Exchanges
(ASPE) for the duration of the program, issue health benefits identifications cards,
and assist with claims as necessary. More information on ASPE is available at
www.usdos.sevencorners.com;
Provide pre-departure orientation materials to the applicable U.S. embassies/
consulates to conduct the orientations for finalists before departing their home
countries;
Arrange all appropriate program-related travel to/from and within the United
States for TechWomen participants, including but not limited to transportation,
lodging, and meals and incidental expenses;
Conduct a group arrival orientation at the beginning of the program in the United
States;
Monitor participants – including their safety and well-being – and monitor the
performance of host companies/institutions for the duration of the U.S. program;
Create a comprehensive one- to three-day closing program in Washington, D.C.
that exposes the participants and a representative number of American mentors to
the work of the U.S. Department of State, showcases the mentoring relationships
forged during the exchange, and affords participants the opportunity to network
with U.S. government officials and those working on STEM-related issues in the
U.S. capital. The award recipient responsibilities include handling all logistical
arrangements for a reception at the U.S. Department of State. The award recipient
will be responsible for the costs of the reception and for all travel by the 100-110
participants to Washington, D.C. for the debriefing, as well as all lodging
(maximum 4 nights) and transportation for the participants in Washington, D.C.;
Conduct a debriefing/evaluation session at the conclusion of the U.S.-based
mentorship/program;
Promote mutual understanding and partnerships between key professional groups
in the United States and counterpart groups in eligible countries;
Create sustainable professional mentoring relationships between U.S. and foreign
participants, as well as with past TechWomen participants;
Develop at least two follow-on overseas projects (approximately one week each)
after the conclusion of the U.S.-based program in at least two of the participants’
home countries in Sub-Saharan Africa, South and Central Asia, and/or the Middle
East and North Africa (the selected countries should be in at least two different
geographic regions) for U.S. mentors to reunite with alumnae of the program and
to conduct/participate in seminars, workshops, on-site consultancies, and other
types of activities with the goal of reinforcing the mentorship experience and
creating a wider network of women who are established in, or aspire to, these
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professions. The award recipient will be responsible for all logistical
arrangements to carry out these follow-on projects overseas. During the projects,
the award recipient should arrange at least two-three workshops and/or interactive
presentations for at least 25 local girls (within the age range of 12-18) in each
country visited to expose them to role models and insight into what it means to be
a female leader in the STEM fields. In countries where there are alumnae of the
Bureau’s TechGirls program (currently NEA and SCA), the award recipient
should make every effort to include TechGirls alumnae in these workshops. At
the end of each overseas project, there should be a debriefing and evaluation
session with the participants. The award recipient will be responsible for
providing guidance on international flights, lodging, and visas for U.S. mentors
traveling overseas for the follow-on projects. However, the U.S. mentors and
their companies/institutions will be responsible for funding the international
flights, lodging, and any needed visas. The award recipient will arrange and pay
for all local transportation in the destination country (e.g., buses or vans needed to
get to and from events in the capital city).
Develop a plan to connect and expand the network of STEM professionals in
eligible countries;
Engage TechWomen alumnae in each participating region. Proposals should
include a plan to facilitate and support continued engagement/activities between
TechWomen and TechGirls alumnae (for those countries where both programs are
offered) aimed at building stronger connections, and promoting collaboration and
mentoring opportunities between alumnae of these two ECA programs. The ECA
Program Office and participating embassies will be able to assist in facilitating
connections and contacts between the programs;
Craft a comprehensive outreach strategy that fully utilizes online and social media
platforms to highlight participant and alumnae achievements, collaborative
projects, and new initiatives. This includes collecting, updating, and making
available for consumption by the public and Department representatives narrative
stories, anecdotes, and any quantifiable data that illustrate the impact and
multiplier effect of TechWomen both overseas and in the United States;
Handle the publication (both in print and online) of all program materials for
TechWomen designed and arranged in collaboration with ECA and the respective
U.S. embassies/consulates. Relevant materials include those to advertise and
promote the program (both in the United States and overseas), orientation
materials, mentoring guidelines, and materials for activities conducted in the
participants’ home countries. Materials and website designs must be approved by
ECA prior to publication and/or distribution. See section “D.3k. Communications
Guidance for ECA Grant Recipients” for additional information;
Promote and support community development/impact projects following the
participants’ U.S. mentorships;
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Evaluate the program and its impact on the participants, host
companies/organizations, and their communities;
Manage financial aspects of the program including timely disbursement of
participant stipends, housing allowances, etc. and promptly report any
irregularities in the budget or spending to ECA;
Participate in regular program reviews with ECA (in person or by telephone) to
assess program implementation and identify matters of concern. The award
recipient should report programmatic, financial and statistical information to ECA
including brief monthly email updates outlining general programmatic activities
conducted during the past month and anticipated programmatic activities to be
conducted the following month;
Provide a detailed staffing plan to include the names, titles, and portfolio
breakdown of all staff who will work on TechWomen. Any changes to staffing
plans and/or key personnel must be submitted to ECA for approval; Respond fully and promptly to requests for program information from ECA; and
Ensure compliance with the terms of the Cooperative Agreement with ECA,
including, but not limited to, submitting timely financial and program reports and
proper budget oversight.
Proposal narratives should include a commitment to implement the program for the base
year, plus two additional non-competitive continuations, pending successful performance
and the availability of funds. The narrative should focus on details specific to the
implementation of the base year program, with the understanding that the program
design, duration, and participant numbers would be similar when/if the subsequent two
non-competitive continuations are exercised. ECA will perform an annual performance
evaluation/review to determine if a non-competitive continuation will be exercised.
Satisfactory performance and the availability of funds is a condition of continued
administration of the program and execution of all non-competitive continuations.
B. Federal Award Information:
Type of Award: Cooperative Agreement. ECA’s level of involvement in this
program is listed under A. Program Description above.
Fiscal Year Funds:
FY 2021- $3,080,000 pending the availability of funds (base year);
FY 2022- $3,080,000, pending successful performance and the availability of funds (non-
competitive continuation year one);
FY 2023- $3,080,000 pending successful performance and the availability of funds (non-
competitive continuation year two),
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Approximate Total Funding: $9,240,000. This figure represents base year plus two
Non-Competitive Continuation years, pending successful performance and the
availability of funds.
Approximate Number of Awards: One
Approximate Average Award: $3,080,000 pending the availability of funds.
Floor of Award Range: None
Ceiling of Award Range: $3,080,000, pending the availability of funds.
Anticipated Award Date: August 31, 2021, pending the availability of FY 2021 base
year funds.
Anticipated Project Completion Date: April 30, 2025. This date reflects the
anticipated duration of the award – one base year plus two non-competitive continuation
years.
Additional Information:
The Bureau reserves the right to reduce, revise, or increase proposal budgets in
accordance with the needs of the program and the availability of funds.
A Cooperative agreement will be awarded for a period of 20 months (base year) with
Non-Competitive Continuations for two additional 20 month periods (non-competitive
continuation years one and two). ECA will notify the recipient of its intention to exercise
or not to exercise a Non-Competitive Continuation at least 90 days in advance of
expiration of the current year after an internal evaluation of the recipient’s
performance. The decision to exercise a Non-Competitive Continuation will depend both
on the satisfactory performance of the recipient and the availability of funds.
C.) Eligibility Information:
C.1. Eligible applicants: U.S. public and private non-profit organizations meeting the
provisions described in Internal Revenue Code section 26 USC 501(c)(3) may submit
applications for this competition. Applicants must have nonprofit status with the IRS at
the time of application. Please see the Proposal Submission Instructions (PSI) for
additional information.
All applicants must also have a Unique Entity Identifier (UEI) number and be registered
in SAM.gov (see additional information about this requirement in D3a and D3c below).
C.2. Other Eligibility Requirements:
a.) Bureau grant guidelines require that organizations with less than four years of
experience in conducting international exchanges be limited to $130,000 in Bureau
funding. ECA anticipates making one grant/cooperative agreement, in an amount up to
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$3,080,000 to support program and administrative costs required to implement this
exchange program. Therefore, organizations with less than four years of experience in
conducting international exchanges are ineligible to apply under this competition.
b.) Technical Eligibility: All proposals must comply with the requirements stated in
the NOFO and the Proposal Submission Instructions (PSI); non-compliance will result in
your proposal being declared technically ineligible and given no further consideration in
the review process.
c.) Eligible applicants may not submit more than one proposal in this competition.
If more than one proposal is received from the same applicant, all submissions will be
declared technically ineligible and will receive no further consideration in the review
process. Please note: Applicant organizations are defined by their legal name, and
EIN number as stated on their completed SF-424 and additional supporting
documentation outlined in the Proposal Submission Instructions (PSI) document.
C.3. Cost Sharing or Matching Funds: There is no minimum or maximum percentage
of cost sharing required for this competition. However, the Bureau encourages applicants
to provide maximum levels of cost sharing and funding in support of its programs.
When cost sharing is offered, it is understood and agreed that the applicant must provide
the amount of cost sharing as stipulated in its proposal and later included in an approved
agreement. Cost sharing may be in the form of allowable direct or indirect costs. For
accountability, you must maintain written records to support all costs which are claimed
as your contribution, as well as costs to be paid by the Federal government. Such records
are subject to audit. The basis for determining the value of cash and in-kind contributions
must be in accordance with the Office of Management and Budget’s Guidance 2 CFR
Parts 200 and 600, entitled the Uniform Administrative Requirements, Cost Principles,
and Audit Requirements for Federal Awards. In the event you do not provide the
minimum amount of cost sharing as stipulated in the approved budget, ECA's
contribution may be reduced in like proportion.
D.) Application and Submission Information:
Note: Please read the complete announcement before sending inquiries or submitting
proposals. Once the NOFO deadline has passed, Bureau staff may not discuss this
competition with applicants until the proposal review process has been completed.
D.1 Contact Information to Request an Application Package: Please contact the
Office of Citizen Exchanges (ECA/PE/C) SA-5, 3rd Floor, U.S. Department of State,
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2200 C Street, NW, Washington, D.C. 20037, (202) 322-7764, [email protected] to
request a Solicitation Package.
The Solicitation Package contains the Proposal Submission Instruction (PSI) document,
which consists of required application forms and standard guidelines for proposal
preparation.
Please specify Angela Woods and refer to the Funding Opportunity Number located at
the top of this announcement on all other inquiries and correspondence.
D.2. To Download a Solicitation Package Via Internet: The entire Solicitation
Package may be downloaded from the Bureau's website at
https://eca.state.gov/organizational-funding or from the Grants.gov website at
https://www.grants.gov.
D.2a. Content and Form of Submission: Applicants must follow all instructions in
the Solicitation Package. The application should be submitted per the instructions under
D.3p. “Application Deadline and Method of Submission” section below.
D.3a. Unique Entity Identifier Number: You are required to have a Unique Entity
Identifier (UEI) number to apply for a grant or cooperative agreement from the U.S.
Government. This number is a nine-digit identification number, which uniquely
identifies business entities. Obtaining a UEI number is easy and there is no charge. To
obtain a UEI number, access http://www.dnb.com or call 1-866-705-5711. Please ensure
that your UEI (Data Universal Numbering System or DUNS) number is included in the
appropriate box of the SF – 424 which is part of the formal application package. For
more detailed instructions for obtaining a UEI (DUNS) number, refer to:
https://www.grants.gov/web/grants/applicants/organization-registration/step-1-obtain-
duns-number.html
D.3b. Required Proposal Elements: All proposals must contain an executive
summary, proposal narrative, budget, and budget narrative.
Proposal narratives should include a brief commitment to implement the program for the
base year, plus two additional non-competitive continuations, pending successful
performance and the availability of funds. The narrative should focus on details specific
to the implementation of the base year program, with the understanding that the program
design, duration and participant numbers would be similar when/if the subsequent two
non-competitive continuations are exercised. ECA will perform an annual performance
evaluation/review to determine if a non-competitive continuation will be exercised.
Satisfactory performance and the availability of funds is a condition of continued
administration of the program and execution of all non-competitive continuations.
15
In addition to information included in the PSI, proposals should include:
Program Narrative
Executive Summary (One page)
In one double-spaced page, provide the following information about the
project:
1. Name of organization/participating institutions
2. Beginning and ending dates of the program
3. Nature of activity
5. Funding level requested from the Bureau, total program cost,
total cost-sharing from applicant and other sources
6. Scope and Goals
a. Number and description of participants
b. Wider audience benefiting from program (overall impact)
c. Geographic diversity of program, both U.S. and overseas
d. Anticipated results (short and long-term)
Narrative
In twenty (20) double-spaced, single-sided pages, provide a detailed
description of the project addressing the areas listed below.
1. Vision (statement of need, objectives, goals, benefits)
2. Participating Organizations
3. Program Activities
4. Program Evaluation
5. Follow-on
6. Project Management
7. Work Plan/Time Frame
Additional Information to be Submitted
- Detailed Budget (see section D.3o. Allowable Costs)
- The Bureau reserves the right to reduce, revise, or increase proposal budgets in
accordance with the needs of the program and the availability of funds.
- Calendar of activities/itinerary, if applicable
- Sample materials
- Letters of endorsement
- Resumes and CVs (resumes of all staff should be included in the submission;
no resume should exceed two pages.)
- First Time Applicant Attachments, if applicable.
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D.3c. Required Registration with the System for Award Management (SAM): All
federal award applicants must be registered in the System for Award Management (SAM)
database in order to submit a proposal in response to an open competition on Grants.gov.
All federal award recipients must maintain a current registration in the SAM database.
Recipients must maintain accurate and up-to-date information in www.SAM.gov until all
program and financial activity and reporting is completed on any issued award.
Recipients must review and update the information at least annually after the initial
registration and more frequently if required information changes or another award is
granted. There is no cost associated with registering or updating SAM.gov accounts.
Failure to register in SAM.gov will render applicants ineligible to receive funding.
For more detailed instructions for registering with SAM, refer to:
https://www.grants.gov/web/grants/applicants/organization-registration/step-2-register-
with-sam.html
D.3.d. Federal Awardee Performance & Integrity Information System (FAPIIS):
Prior to making a Federal Assistance award over $250,000, the Federal agency is
required to review and consider any information about the applicant that is in FAPIIS
(see 41 U.S.C. 2313) and accessible through SAM.gov. If an Applicant is currently in
FAPIIS, they can comment on any information about its organization that a Federal
awarding agency previously entered. The Federal awarding agency will consider any
comments by the applicant, in addition to the other information in FAPIIS, in making a
judgment about the applicant’s integrity, business ethics, and record of performance
under Federal awards when completing the review of risk posed by applicants as
described in 2 CFR §200.205 Federal awarding agency review of risk posed by
applicants.
D.3e. Federal Funding Accountability and Transparency Act (FFATA) Report: In
addition to final program reporting requirements, award recipients will also be required to
submit a one-page document, derived from their program reports, listing and describing
their award activities. For award recipients, the names of directors and/or senior
executives (current officers, trustees, and key employees), as well as the one-page
description of program activities, will be transmitted by the State Department to OMB,
along with other information required by the Federal Funding Accountability and
Transparency Act (FFATA), and will be made available to the public by the Office of
Management and Budget on its USASpending.gov website as part of ECA's FFATA
reporting requirements.
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D.3f. Required Registration with SAMS Domestic: All ECA award recipient
organizations and recipient contacts and signatories must be registered with the U.S.
Department of State’s SAMS Domestic by accessing
https://mygrants.servicenowservices.com and clicking the “create an account” link.
SAMS Domestic is the U.S. Department of State’s grants management system and is
supported by the Department’s Integrated Logistics Management System (ILMS).
Recipient organizations and recipient contacts and signatories that have previously used
SAMS Domestic as a U.S. Department of State award recipient do not need to register
again. If the organization is not able to access the system, please contact the ILMS Help
Desk for help in gaining access.
Support for Recipient Organizations and recipient contacts and signatories is available 24
hours, 7 days a week (except federal holidays), and can be reached at 1-888-313-ILMS
(4567) or through the ILMS Self Service Portal at
https://afsitsm.servicenowservices.com/ilms/.
In the event the ILMS Help Desk is unable to provide you with assistance in a timely
manner, please contact [email protected] and copy the program officer
associated with the solicitation.
Please take into consideration the following information when preparing your proposal
narrative:
D.3g. Adherence To All Regulations Governing The J Visa: The Bureau of
Educational and Cultural Affairs places critically important emphases on the security and
proper administration of the Exchange Visitor (J visa) Programs and adherence by award
recipients and sponsors to all regulations governing the J visa. Therefore, proposals
should demonstrate the applicant's capacity to meet all requirements governing the
administration of the Exchange Visitor Programs as set forth in 22 CFR 62, including the
oversight of Responsible Officers and Alternate Responsible Officers, screening and
selection of program participants, provision of pre-arrival information and orientation to
participants, monitoring of participants, proper maintenance and security of forms,
record-keeping, reporting and other requirements.
The award recipient will be responsible for issuing DS-2019 forms to participants in this
program.
A copy of the complete regulations governing the administration of Exchange Visitor (J)
programs is available at http://j1visa.state.gov or from:
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Office of Designation, Private Sector Programs Division
U.S. Department of State
SA-4E (Bldg. 3)
2430 E Street, NW
Washington, DC 20037
Please refer to Solicitation Package for further information.
D.3h. Diversity, Freedom, and Democracy Guidelines: Pursuant to the Bureau's
authorizing legislation, programs must maintain a non-political character and should be
balanced and representative of the diversity of political, social and cultural life in the
United States and abroad. ‘Diversity’ should be interpreted in the broadest sense and
encompass differences including race, color, national origin, sex, age, religion,
geographic location, socio-economic status, disability, sexual orientation or gender
identity. Proposals should demonstrate how diversity will enhance the program’s goals
and objectives and the participants’ exchange experience. Please refer to the review
criteria under the 'Support of Diversity' section of this document as well as the
DIVERSITY, FREEDOM AND DEMOCRACY section in the “Proposal Submission
Instructions” document for specific suggestions on incorporating diversity into the total
proposal.
Public Law 104-319 provides that "in carrying out programs of educational and cultural
exchange in countries whose people do not fully enjoy freedom and democracy," the
Bureau "shall take appropriate steps to provide opportunities for participation in such
programs to human rights and democracy leaders of such countries." Public Law 106 -
113 requires that the governments of the countries described above do not have
inappropriate influence in the selection process. Proposals should reflect advancement of
these goals in their program contents, to the full extent deemed feasible.
D.3i. Program Monitoring and Evaluation: Please Note: The Bureau plans to add
standardized indicators and corresponding data collection questions for performance
monitoring during the period of performance of this award. Therefore, proposed
performance monitoring plans and data collection instruments should be flexible enough
to incorporate those once established. Proposals must include a plan to monitor and
evaluate the project’s success, both as the activities unfold and at the end of the program.
The Bureau recommends that your proposal include a draft survey questionnaire or other
technique plus a description of a methodology to use to link outcomes to original project
objectives. The Bureau expects that the recipient organization will track participants or
partners and be able to respond to key evaluation questions, including satisfaction with
the program, learning as a result of the program, changes in behavior as a result of the
program, and effects of the program on institutions (institutions in which participants
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work or partner institutions). The evaluation plan should include indicators that measure
gains in mutual understanding as well as substantive knowledge.
Successful monitoring and evaluation depend heavily on setting clear goals and outcomes
at the outset of a program. Your evaluation plan should include a description of your
project’s objectives, your anticipated project outcomes, and how and when you intend to
measure these outcomes (performance indicators). The more that outcomes are "smart"
(specific, measurable, attainable, results-oriented, and placed in a reasonable time frame),
the easier it will be to conduct the evaluation. You should also show how your project
objectives link to the goals of the program described in this NOFO.
Your monitoring and evaluation plan should clearly distinguish between program outputs
and outcomes. Outputs are products and services delivered, often stated as an amount.
Output information is important to show the scope or size of project activities, but it
cannot substitute for information about progress towards outcomes or the results
achieved. Examples of outputs include the number of people trained or the number of
seminars conducted. Outcomes, in contrast, represent specific results a project is
intended to achieve and is usually measured as an extent of change. Findings on outputs
and outcomes should both be reported, but the focus should be on outcomes.
We encourage you to assess the following four levels of outcomes, as they relate to the
program goals set out in the NOFO (listed here in increasing order of importance):
1. Participant satisfaction with the program and exchange experience.
2. Participant learning, such as increased knowledge, aptitude, skills, and
changed understanding and attitude. Learning includes both substantive
(subject-specific) learning and mutual understanding.
3. Participant behavior, such as concrete actions to apply knowledge in
work or community; greater participation and responsibility in civic
organizations; interpretation and explanation of experiences and new
knowledge gained; continued contacts between participants, community
members, and others.
4. Institutional changes, such as increased collaboration and partnerships,
policy reforms, new programming, and organizational improvements.
Please note: Consideration should be given to the appropriate timing of data collection
for each level of outcome. For example, satisfaction is usually captured as a short-term
outcome, whereas behavior and institutional changes are normally considered longer-
term outcomes.
Overall, the quality of your monitoring and evaluation plan will be judged on how well it
1) specifies intended outcomes; 2) gives clear descriptions of how each outcome will be
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measured; 3) identifies when particular outcomes will be measured; and 4) provides a
clear description of the data collection strategies for each outcome (i.e., surveys,
interviews, or focus groups). (Please note that evaluation plans that deal only with the
first level of outcomes [satisfaction] will be deemed less competitive under the present
evaluation criteria.)
Recipient organizations will be required to provide reports analyzing their evaluation
findings to the Bureau in their regular program reports. All data collected, including
survey responses and contact information, must be maintained for a minimum of three
years and provided to the Bureau upon request.
D.3j. Virtual Exchange Component: Award recipients should have the ability and
capacity to transition to virtual implementation strategies that continue to advance foreign
policy objectives and achieve lasting benefits for U.S. citizens and international
participants. Proposals must include innovative options for virtual activities to augment,
or substitute for, in-person engagement with all program stakeholders when changing
political and/or environmental situations result in restrictions on international travel that
require ECA to temporarily halt in-person exchange activities. Proposals must also
address how the organization will conduct virtual exchanges for participants who have
limited access to internet and/or limited access to a computer or mobile device.
Additionally, ECA welcomes innovative ideas on how organizations can leverage
appropriate mobile and/or online technologies to maintain engagement among exchange
participants, encourage project collaboration and widen participation in the overall
project to a broader audience. ECA strongly encourages organizations submitting
proposals in response to this solicitation to suggest one or more virtual exchange
components to complement the in-person exchange. The virtual exchange component(s)
could come before, during and/or after the physical exchange. The objective for the
virtual exchange component(s), defined as technology-enabled, sustainable, people-to-
people, cross-cultural exchanges, is to augment the impact of the in-person exchange
described in this solicitation. ECA encourages organizations to propose virtual exchange
ideas that take advantage of ECA’s existing web and social networking platforms,
including our International Exchange Alumni space. Virtual exchange components
would be coordinated with and approved by the ECA program office and U.S. missions
abroad on a project by project basis.
D.3k. Communications Guidance for ECA Grant Recipients: All ECA Grant
Recipients must adhere to the requirements in ECA’s Communications Guidance on the
creation of program branding and attribution, websites, social media, and press.
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D.3l. Budget Format: Applicants must submit SF-424A – “Budget Information –
Non-Construction Programs” along with a comprehensive budget for the entire program.
There must be a summary budget as well as breakdowns reflecting both administrative
and program budgets. Applicants may provide separate sub-budgets for each program
component, phase, location, or activity to provide clarification.
D.3m. Key Personnel
ECA recommends that the applicant identify intended key personnel positions via an
asterisk (*) or other marking in the proposal budget, budget narrative, or a separate
appendix. If not provided in the application, recipients must submit the names, titles, and
brief biographical sketches of key personnel to the Grants Officer and GOR within 30
days of an award being issued. Additional information regarding key personnel
requirements can be found in the State Department’s Standard Terms and Conditions, VI.
Recipient Responsibility and Compliance with Federal Requirements (link to:
https://www.state.gov/about-us-office-of-the-procurement-executive/).
D.3n. Non-Competitive Continuations: For competitions that will exercise a Non-
Competitive Continuation applicants must submit:
- the SF-424A which must include the budget request amount for the base-year of
the program;
- a detailed proposal narrative and budget for the base year of funding (Please refer
to the Proposal Submission Instruction Document (PSI) for general budget
guidance.). The narrative should also include a brief commitment to implement
the program for the base year, plus two additional non-competitive continuation
years, pending successful program performance and the availability of funds; and
- an abbreviated/estimated summary budget presenting the total projected
administrative and program costs for the anticipated total duration of
programming (base year, plus two non-competitive continuation years).
To exercise the Non-Competitive Continuation mechanism the recipient will be
required to submit:
1. performance and financial reports on time;
2. a request in writing to ECA at least 30 days in receipt of the NCC invitation;
3. a summary budget that projects program expenses through the end of the
current year;
4. a detailed budget outlining both administrative and program expenses for the
requested non-competitive continuation year; and
5. a brief narrative to support the continuation of the award.
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The ECA Grants Officer and Program Officer will:
1.) closely monitor the recipient’s performance through site visits, desk audits, mandatory
performance and financial reports, consultations, and other forms of communication and
dialogue before exercising additional non-competitive continuations. (Additional details
regarding monitoring and oversight of the program by ECA representatives will be
provided at the time the base-year award is made.)
2.) review and evaluate all mandatory quarterly program and financial reports;
_ All program and financial reporting requirements must be current and up-to-date
before the Bureau will exercise additional non-competitive continuations.
- Any/all concerns, issues, or modifications requested by the Grants Officer or
Program Officer to the original program design or method of implementation
must be responded to in writing.
- The ECA Grants Officer and Program Officer will review and advise of ECA’s
approval or disapproval of the response before issuing subsequent non-
competitive continuations.
3.) Prior Grants Officer approval is required to utilize the remainder from an
unobligated balance from a prior funding period to the subsequent funding period. If
the Grants Officer determines that some or all of the unobligated funds are not
necessary to perform the program activity, the Grants Officer may decline the
Recipient’s request to utilize the remainder from the unobligated balance.
The Grants Officer may, at their discretion, use the unobligated balance to reduce or
offset future funding for a subsequent funding period. An unobligated balance at the
end of a funding period is not sufficient justification to utilize the remainder of
funds. A final determination and approval to utilize the remainder of any funds will
be communicated via a cost amendment with adjustment, if any, to new obligation
amounts.
i. The request to utilize the remainder from an unobligated balance must
include:
a. A brief narrative why funds remain unobligated and how the
unobligated funds will be used to complete the previously approved
goals and objectives of the program; and,
b. A detailed budget that reflects the amount of unobligated funds to date,
and anticipated expenditures in the subsequent period of performance
for all cost categories under the authorized budget.
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D.3o. Allowable costs for the program include the following:
1) International and domestic air fares; visas; transit costs; ground transportation costs;
airline baggage and seat fees; and in-country travel costs for visa processing purposes.
Given the requirements associated with obtaining J-1 visas for ECA-supported
participants, applicants should include costs for any travel associated with visa interviews
or DS-2019 pick-up. Please note that all air travel must be in compliance with the Fly
America Act. There is no charge for J-1 visas for participants in Bureau-sponsored
programs.
2) Per Diem. For U.S.-based programming, organizations should refer to the published
federal per diem rates for individual U.S. cities. Domestic per diem rates may be accessed
at: http://www.gsa.gov/portal/category/21287. ECA requests applicants to budget realistic
costs that reflect the local economy and do not exceed federal per diem rates. Foreign per
diem rates for overseas activities can be accessed at:
https://aoprals.state.gov/content.asp?content_id=184&menu_id=78
3) Return Travel Allowance. A return travel allowance of approximately $70 for each
foreign participant may be included in the budget. The allowance may be used for
incidental expenses incurred during international travel.
4) Cost of housing in the United States. The award recipient will be responsible for
providing clean, safe and reasonably located housing for the TechWomen participants
during their stay in the United States.
5) Orientation Costs. The award recipient will provide to posts overseas appropriate
informational materials about TechWomen and the logistics involved in traveling to the
United States. This information will be used by posts to conduct pre-departure
orientations for the TechWomen participants in each country. The award recipient will
itself conduct a comprehensive orientation for all the TechWomen participants upon their
arrival in the United States.
6) Accident and Sickness Insurance. The TechWomen participants will be covered under
the terms of a U.S. Department of State-sponsored health insurance policy. The premium
is paid by the U.S. Department of State directly to the insurance company.
7) Consultants. Consultants may be used to provide specialized expertise or to make
presentations. Daily honoraria may not exceed $250 per day. Subcontracting
organizations may also be used, in which case the written agreement between the
prospective award recipient and the subcontractor should be included in the proposal.
Subcontracts should be itemized in the budget.
8) Room Rental. Room rental may not exceed $250 per day per event or activity.
9) Materials Development. Your proposal may contain costs to purchase, develop and
translate materials for participants and mentors.
10) Wire Transfer Fees. When necessary, applicants may include costs to transfer funds
to partner organizations overseas. Award recipients are urged to research applicable taxes
that may be imposed on these transfers by host governments.
24
11) Debriefing and Reception in Washington, D.C. After the conclusion of the U.S.-
based mentorships, the TechWomen participants will take part in a one- to three-day
debriefing and reception at the U.S. Department of State in Washington, D.C. The award
recipient will be responsible for all costs involved in the debriefing, including the
transportation for the participants to Washington, as well as their housing and meals
while there. The award recipient will also be responsible for all expenditures incurred for
the reception.
12) Awarding of small grants/seed funding for select TechWomen participants’ action
plans they put together while in the United States to take on projects that benefit others in
their communities after they return home and other alumni activities.
13) Costs involved in TechWomen overseas follow-on programming (projects of
approximately one week each) in at least two countries in Sub-Saharan Africa, South and
Central Asia, and/or the Middle East and North Africa (the selected countries should be
in at least two different geographic regions).
14)Website Expenses. Program branded website development, design, and maintenance
costs.
15) Reasonable Accommodations. Organizations should budget for the reasonable
accommodations of individuals with disabilities. Proposals should reflect plans to make
necessary program modifications or participant numbers should these funds be used for
reasonable accommodations.
16) Shipping costs for DS-2019 and other items.
17) Administrative Costs. Costs necessary for the effective administration of the program
may include salaries for recipient organization employees, benefits, and other direct and
indirect costs per detailed instructions in the Application Package. While there is no rigid
ratio of administrative to program costs, applicants are strongly encouraged to keep
administrative costs as low as possible. Proposals should show strong administrative cost
sharing contributions from the applicant, the in-country partner, and other sources. Please
also include in the administrative portion of your budget plans for one or more staff of the
recipient organization to travel to Washington, D.C. (if not already located in D.C.) to
meet with your program officer within the first 45 days after the cooperative agreement
has been awarded.
Please refer to the Solicitation Package for complete budget guidelines and formatting
instructions.
D.3p. Application Deadline and Method of Submission:
Application Deadline Date: Thursday, January 21, 2021
Method of Submission: Applications may only be submitted electronically through
Grants.gov (https://www.grants.gov). Complete
solicitation packages are available at Grants.gov in the
“Search Grants” portion of the system.
25
D.3q. Grants.gov Registration, Application Submission, and Receipt Procedures
Eligible organizations should follow the instructions available in the ‘Get Started’ portion
of the site (http://www.grants.gov/web/grants/applicants/apply-for-grants.html).
How to Register to Apply through Grants.gov
Applicants should read instructions carefully and prepare the information requested
before beginning the registration process. Reviewing and assembling the required
information before beginning the registration process will alleviate last-minute searches
for required information.
The registration process can take up to four weeks to complete. Therefore, registration
should be done in sufficient time to ensure it does not impact your ability to meet
required application submission deadlines. Applicants should check with appropriate
staff within their organizations immediately after reviewing this NOFO to confirm or
determine their registration status with Grants.gov. Organization applicants can find
complete instructions here: https://www.grants.gov/web/grants/applicants/organization-
registration.html
How to Submit an Application to ECA via Grants.gov
For access to complete instruction on how to apply for Notice of Funding Opportunities
on Grants.gov, refer to: https://www.grants.gov/web/grants/applicants/apply-for-
grants.html
Grants.gov Support and Submission Issues
Direct all questions regarding Grants.gov registration and submission issues to:
Grants.gov Customer Support
Contact Center Phone: 800 -518-4726
Business Hours: 24 hours a day, 7 days a week; closed on federal holidays
Email: [email protected]
Timely Receipt Requirements and Proof of Timely Submission
Applicants have until 11:59 p.m. Washington, D.C. time of the closing date to ensure that
their entire application has been uploaded to the Grants.gov site. There are no exceptions
to the above deadline. Applications uploaded to the site after the application deadline
date and time will be automatically rejected by the Grants.gov system and will be
technically ineligible.
Therefore, we strongly recommend that you not wait until the application deadline
to begin the submission process through Grants.gov.
26
Proof of timely submission is automatically recorded by Grants.gov. An electronic
date/time stamp is generated within the system when the application is successfully
received by Grants.gov. The applicant Authorized Organization Representative (AOR)
will receive an acknowledgement of receipt and a tracking number
(GRANTXXXXXXXX) from Grants.gov with the successful transmission of their
application. Applicant AORs will also receive the official date/time stamp and
Grants.gov Tracking number in an email serving as proof of their timely submission.
When ECA successfully retrieves the application from Grants.gov, Grants.gov will
provide an electronic acknowledgement of receipt of the application to the email address
of the applicant with the AOR role. Again, proof of timely submission shall be the
official date and time that Grants.gov receives your application. Please also be mindful
of any Grants.gov generated error messages that may appear during the application
process as they may result in some documents not transmitting correctly.
Applicants using slow internet, such as dial-up connections, should be aware that
transmission can take some time before Grants.gov receives your application. Grants.gov
will provide either an error or a successfully received transmission in the form of an
email sent to the applicant with the AOR role. The Grants.gov Support Center reports
that some applicants end the transmission because they think that nothing is occurring
during the transmission process. Please be patient and give the system time to process
the application.
The Grants.gov website includes extensive information on all phases/aspects of the
Grants.gov process, including an extensive section on frequently asked questions, located
under the "Applicant FAQs" section of the website. ECA strongly recommends that all
potential applicants review thoroughly the Grants.gov website, well in advance of
submitting a proposal through the Grants.gov system. ECA will not notify you upon
receipt of electronic applications.
PLEASE NOTE: ECA bears no responsibility for applicant timeliness of submission or
data errors resulting from transmission or conversion processes for proposals submitted
via Grants.gov. Prior to submitting applications through Grants.gov, please ensure you
meet all Grants.gov system and software requirements, including Adobe software
compatibility. You can verify if your version of Adobe software is compatible with
Grants.gov, by visiting https://www.grants.gov/web/grants/applicants/adobe-software-
compatibility.html.
It is the responsibility of all applicants submitting proposals via the Grants.gov web
portal to ensure that proposals have been received by Grants.gov in their entirety,
and ECA bears no responsibility for data errors resulting from transmission or
conversion processes.
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D.3r. Intergovernmental Review of Applications: Executive Order 12372 does not
apply to this program.
E. APPLICATION REVIEW INFORMATION
The Bureau will review all proposals for technical eligibility. Proposals will be deemed
ineligible if they do not fully adhere to the guidelines stated herein and in the Solicitation
Package. All eligible proposals will be reviewed by the program office, as well as the
Public Diplomacy section overseas and State Department regional bureaus, where
appropriate. Eligible proposals will be subject to compliance with Federal and Bureau
regulations and guidelines and forwarded to Bureau grant panels for advisory review.
Proposals may also be reviewed by the Office of the Legal Adviser or by other
Department elements. All awards will be assessed for risk prior to their issuance. Final
funding decisions are at the discretion of the U.S. Department of State's Assistant
Secretary for Educational and Cultural Affairs. Final technical authority for assistance
awards resides with the Bureau's Grants Officer.
E.1. REVIEW CRITERIA
Technically eligible applications will be competitively reviewed according to the criteria
stated below. These criteria are not rank ordered and all carry equal weight in the
proposal evaluation:
1. Program planning and Ability to Achieve Program Objectives: A detailed agenda
and relevant work plan should demonstrate substantive undertakings and logistical
capacity. The agenda and plan should adhere to the program overview and guidelines
described above. The objectives should be reasonable, feasible, and flexible. Proposals
should clearly demonstrate how the institution will meet the program's objectives and
plan.
2. Multiplier Effect/Impact: Proposed programs should strengthen long-term mutual
understanding, including maximum sharing of information and establishment of long-
term institutional and individual linkages.
3. Support of Diversity: Proposals should show substantive support of the Bureau's
policy on diversity. Proposals should demonstrate how diversity will be achieved in the
different aspects of program administration and of program design, content, and
implementation, including individual grantee/participant recruitment, selection, and
placement. It is important that proposals have a clearly articulated diversity plan and not
simply express general support for the concept of diversity.
4. Institutional Capacity and Institution’s Record/Ability: Proposed personnel and
institutional resources should be adequate and appropriate to achieve the program or
28
project's goals. Proposals should demonstrate an institutional record of successful
exchange programs, including responsible fiscal management and full compliance with
all reporting requirements for past Bureau awards (grants or cooperative agreements) as
determined by Bureau Grants Staff. The Bureau will consider the past performance of
prior recipients and the demonstrated potential of new applicants.
Applicants who can demonstrate a strong private sector network to secure placements
through their own resources will be deemed more competitive under this review criterion.
5. Follow-on Activities: Proposals should provide a plan for continued follow-on
activity (without Bureau support) ensuring that Bureau supported programs are not
isolated events.
6. Project Evaluation: Proposals should include a plan to evaluate the activity's
success, both as the activities unfold and at the end of the program. The Bureau
recommends that the proposal include a draft survey questionnaire or other technique
plus description of a methodology to use to link outcomes to original project
objectives. Award-receiving organizations/institutions will be expected to submit
intermediate reports.
7. Cost-effectiveness and Cost-sharing: The overhead and administrative components
of the proposal, including salaries and honoraria, should be kept as low as possible. All
other items should be necessary and appropriate. Proposals should maximize cost-
sharing through other private sector support as well as institutional direct funding
contributions.
F. Federal Award Administration Information
F.1. Award Notices: Final awards cannot be made until funds have been appropriated by
Congress, allocated and committed through internal Bureau procedures. Successful
applicants will receive a Federal Assistance Award (FAA) from the Bureau’s Grants
Office. The FAA and the original proposal with subsequent modifications (if applicable)
shall be the only binding authorizing document between the recipient and the U.S.
Government. The FAA will be signed by an authorized Grants Officer, and transmitted
to the recipient’s responsible officer as identified in the application.
Unsuccessful applicants will receive notification of the results of the application review
from the ECA program office coordinating this competition following the completion of
the review process.
F.2 Administrative and National Policy Requirements: Terms and Conditions for the
Administration of ECA agreements include the following: Office of Management and
Budget’s Guidance 2 CFR Parts 200 and 600, entitled the Uniform Administrative
Requirements, Cost Principles, and Audit Requirements for Federal Awards (Effective
December 26, 2014, replacing the previous circulars).
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For a copy of the OMB Guidance cited, please contact the U.S. Government Publishing
Office or download from the www.ecfr.gov website.
Please reference the following websites for additional information:
https://www.whitehouse.gov/omb
https://www.state.gov/m/a/ope/index.htm
F.3. Palestinian Authority, West Bank, and Gaza Programming: All awards made
under this competition must be executed according to all relevant U.S. laws and policies
regarding assistance to the Palestinian Authority, and to the West Bank and Gaza.
Organizations must consult with relevant Public Affairs Offices before entering into any
formal arrangements or agreements with Palestinian organizations or institutions.
Note: To assure that planning for the inclusion of the Palestinian Authority complies
with requirements, please contact Angela Woods, (202) 322-7764, [email protected]
for additional information.
F.4. Reporting Requirements: You must provide ECA with an electronic copy of the
following required reports:
1.) Performance Progress Reports (PPRs) shall be required at a minimum annually
and no more frequently than quarterly. Annual reports shall be due 90 calendar
days after the cooperative agreement/grant year; quarterly or semi-annual reports
shall be due 30 days after the reporting period. (Frequency of these reports will
be determined by the Grants Officer and Program Officer). The complete report
and supporting documentation must be uploaded by the Recipient as a Post Award
Activity under the corresponding record for this Cooperative Agreement/Grant in
the U.S. Department of State’s SAMS Domestic.
2.) The Federal Financial Report (FFR SF-425/SF-425a) must be submitted through
the U.S. Department of Health and Human Services’ Payment Management
System (PMS). The electronic version of the FFR can be accessed at:
http://www.dpm.psc.gov/. Once a financial report has been approved by the
Department, the Recipient must upload the approved report to SAMS Domestic,
in the same manner specified for the programmatic reports. Failure to comply
with these reporting requirements may jeopardize the Recipient's eligibility for
future Cooperative Agreements/Grants.
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In the event you are having difficulty uploading reports and the ILMS help desk is
not providing sufficient assistance, please email
3.) A final program and financial report no more than 90 days after the expiration or
termination of the award;
4.) A concise, one-page final program report summarizing program outcomes no
more than 90 days after the expiration of the award. This report should be e-
mailed to: [email protected]. This one-page report will be transmitted to
OMB, and be made available to the public via OMB's USAspending.gov website
- as part of ECA's Federal Funding Accountability and Transparency Act
(FFATA) reporting requirements.
5.) Because the Competition will allow for the exercise of Non-Competitive
Continuations (NCC), applicants must submit program and financial reports on
time. The due dates for these reports will be included in the cooperative
agreement. The program and financial reports must demonstrate substantial
progress by addressing progress towards the original approved goals and
objectives, relative activities and events, and supporting fiscal data. The reports
will be reviewed by both the assigned Grant Officer and Program Officer.
Award recipients will be required to provide reports analyzing their evaluation findings to
the Bureau in their regular program reports. (Please refer to D.3i. Program Monitoring
and Evaluation information.)
All data collected, including survey responses and contact information, must be
maintained for a minimum of three years and provided to the Bureau upon request.
F.5. Program Data Requirements: Award recipients will be required to maintain
specific data on program participants and activities in an electronically accessible
database format that can be shared with the Bureau as required. At a minimum, the data
must include the following:
1) Name, address, contact information and biographic sketch of all persons who
travel internationally on funds provided by the agreement or who benefit from the
award funding but do not travel.
2) Itineraries of international and domestic travel, providing dates of travel and
cities in which any exchange experiences take place. Final schedules for in-
country and U.S. activities must be received by the ECA Program Officer at least
three work days prior to the official opening of the activity.
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G. Agency Contacts
For questions about this announcement, contact: Angela Woods , U.S. Department of
State, Office of Citizen Exchanges, ECA/PE/C,, SA-5, 3rd Floor , 2200 C Street, NW,
Washington, DC 20037, (954) 347-4712, [email protected].
All correspondence with the Bureau concerning this NOFO should reference the title and
funding opportunity number listed at the top of this solicitation.
Please read the complete announcement before sending inquiries or submitting proposals.
Once the NOFO deadline has passed, Bureau staff may not discuss this competition with
applicants until the proposal review process has been completed.
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H. Other Information:
Notice: The terms and conditions published in this NOFO are binding and may not be modified
by any Bureau representative. Explanatory information provided by the Bureau that
contradicts published language will not be binding. Issuance of the NOFO does not
constitute an award commitment on the part of the Government. The Bureau reserves the
right to reduce, revise, or increase proposal budgets in accordance with the needs of the
program and the availability of funds. Awards will be subject to periodic programmatic
and financial reporting and evaluation requirements as outlined in the NOFO.
Matthew Lussenhop November 19, 2020
Principal Deputy Assistant Secretary for Educational and Cultural Affairs
U.S. Department of State
Signature pages for the Assistant Secretary and Deputy Assistant Secretary must be
included ON SEPARATE PAGES at the end of the NOFO. This allows for the Deputy
Assistant Secretary to approve NOFO's publication in Grants.gov if the Assistant
Secretary is unavailable to sign.
H. Other Information:
Notice: The terms and conditions published in this NOFO are binding and may not be modified
After following the above instructions, the last two pages of your NOFO document
should be identical, including the same page number, EXCEPT for the two different
signature blocks. _____________ _____________________
Mark
Principal Deputy Assistant Secretary
Bureau of Educational and Cultural Affairs
U.S. Department of State