DEPARTMENT OF DEFENSE SMALL BUSINESS TECHNOLOGY TRANSFER (STTR) PROGRAM STTR 2020. 6. 1.¢ ...

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Transcript of DEPARTMENT OF DEFENSE SMALL BUSINESS TECHNOLOGY TRANSFER (STTR) PROGRAM STTR 2020. 6. 1.¢ ...

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    DEPARTMENT OF DEFENSE

    SMALL BUSINESS TECHNOLOGY TRANSFER (STTR) PROGRAM

    STTR 20.B Program Broad Agency Announcement (BAA)

    May 6, 2020: DoD BAA issued for pre-release June 3, 2020: DoD begins accepting proposals

    July 2, 2020: Deadline for receipt of proposals no later than 12:00 p.m. ET

    Participating DoD Components:

    • Department of the Army • Department of the Navy • Defense Health Agency (DHA) • Defense Threat Reduction Agency (DTRA)

    IMPORTANT

    Deadline for Receipt: Proposals must be completely submitted no later than 12:00 p.m. ET, July 2, 2020.

    Proposals submitted after 12:00 p.m. will not be evaluated.

    Classified proposals will not be accepted under the DoD STTR Program.

    This BAA and the Defense SBIR/STTR Innovation Portal (DSIP) sites are designed to reduce the time and cost

    required to prepare a formal proposal. The DSIP is the official portal for DoD SBIR/STTR proposal submission.

    Proposers are required to submit proposals via DSIP; proposals submitted by any other means will be disregarded.

    Proposers submitting through this site for the first time will be asked to register. It is recommended that firms

    register at https://www.dodsbirsttr.mil/submissions as soon as possible upon identification of a proposal opportunity

    to avoid delays in the proposal submission process.

    The Small Business Administration, through its SBIR/STTR Policy Directive, purposely departs fro m normal

    Government solicitation formats and requirements and authorizes agencies to simplify the SBIR/STTR award

    process and minimize the regulatory burden on small business. Therefore, consistent with the SBA SBIR/STTR

    Policy Directive, the Department of Defense is soliciting proposals as a Broad Agency Announcement.

    SBIR/STTR Updates and Notices : To be notified of SBIR/STTR opportunities and to receive e-mail updates on

    the DoD SBIR and STTR Programs, you are invited to subscribe to our Listserv by emailing

    DoDSBIRSupport@reisystems.com.

    Help Desk: If you have questions about the Defense Department's SBIR or STTR Programs, please call the DoD

    SBIR/STTR Help Desk at 1-703-214-1333, or email to DoDSBIRSupport@reisystems.com.

    Unoffical DoD Copy as of 5/26/20 - see https://rt.cto.mil/rtl-small-business-resources/sbir-sttr/

    https://www.dodsbirsttr.mil/submissions mailto:DoDSBIRSupport@reisystems.com mailto:DoDSBIRSupport@reisystems.com

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    Table of Contents

    1.0 INTRODUCTION .................................................................................................................... 4

    2.0 PROGRAM DESCRIPTION .................................................................................................... 4

    2.1 Objectives ......................................................................................................................... 4 2.2 Three Phase Program ....................................................................................................... 6

    3.0 DEFINITIONS.......................................................................................................................... 6

    3.1 Performance Benchmarks for Progress toward Commercialization ................................ 6 3.2 Commercialization ........................................................................................................... 6

    3.3 Cooperative Research and Development ......................................................................... 6 3.4 Essentially Equivalent Work ............................................................................................ 7 3.5 Export Control .................................................................................................................. 7

    3.6 Federal Laboratory ........................................................................................................... 7 3.7 Foreign Nationals ............................................................................................................. 7

    3.8 Fraud, Waste, and Abuse.................................................................................................. 8 3.9 Funding Agreement .......................................................................................................... 8 3.10 HBCU/MI - Historically Black Colleges and Universities and Minority Institutions ..... 8

    3.11 Certified HUBZone Small Business Concern .................................................................. 8 3.12 Principal Investigator ....................................................................................................... 8

    3.13 Proprietary Information .................................................................................................... 9 3.14 Research Institution .......................................................................................................... 9 3.15 Research or Research and Development .......................................................................... 9

    3.16 Research Involving Animal Subjects ............................................................................... 9 3.17 Research Involving Human Subjects ............................................................................... 9 3.18 Research Involving Recombinant DNA Molecules ....................................................... 10

    3.19 Service-Disabled Veteran-Owned Small Business (SDVOSB)..................................... 10 3.20 Small Business Concern (SBC)...................................................................................... 10

    3.21 Subcontract ..................................................................................................................... 11 3.22 United States .................................................................................................................. 11 3.23 Women-Owned Small Business Concern ...................................................................... 11

    4.0 PROPOSAL FUNDAMENTALS .......................................................................................... 11 4.1 Introduction .................................................................................................................... 11

    4.2 Proposer Eligibility and Performance Requirements ..................................................... 11 4.3 Joint Ventures................................................................................................................. 12 4.4 Majority Ownership in Part............................................................................................ 12

    4.5 Conflicts of Interest ........................................................................................................ 13 4.6 Classified Proposals ....................................................................................................... 13

    4.7 Research Involving Human Subjects ............................................................................. 13 4.8 Research Involving Animal Subjects ............................................................................. 14 4.9 Research Involving Recombinant DNA Molecules ....................................................... 14

    4.10 Debriefing/Technical Evaluation Narrative ................................................................... 14 4.11 Pre-Award and Post Award BAA Protests..................................................................... 14

    4.12 Phase I Award Information ............................................................................................ 14 4.13 Phase II Award Information ........................................................................................... 15 4.14 Questions about this BAA and BAA Topics.................................................................. 15

    Unoffical DoD Copy as of 5/26/20 - see https://rt.cto.mil/rtl-small-business-resources/sbir-sttr/

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    4.15 Registrations and Certifications ..................................................................................... 16

    4.16 Promotional Materials .................................................................................................... 17 4.17 Prior, Current, or Pending Support of Similar Proposals or Awards ............................. 17

    4.18 Fraud and False Statements............................................................................................ 17 4.19 Adequate Accounting System ........................................................................................ 17 4.20 State and Other Assistance Available ............................................................................ 18

    4.21 Discretionary Technical and Business Assistance (TABA)........................................... 18

    5.0 PHASE I PROPOSAL ............................................................................................................ 18

    5.1 Introduction .................................................................................................................... 18 5.2 Summary of Component Programs ................................................................................ 19 5.3 Marking Proprietary Proposal Information .................................................................... 19

    5.4 Phase I Proposal Instructions ......................................................................................... 20

    6.0 PHASE I EVALUATION CRITERIA ......................................