Denzil P Marshall Jr Financial Disclosure Report for Marshall Jr

8/3/2019 Denzil P Marshall Jr Financial Disclosure Report for Marshall Jr

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FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEA R 2010

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

I. Person Reporting (last name, firs t , middle init ial)Marsha l l Jr . , Denzi l P .

4. Ti t le (Art icle I I1 judges indica te act ive or senior sta tus;magis t rate judges indicate ful l - or par t - t ime)D i s t r i c t Ju d g e - A c t i v e

7 . C h a m b e r s o r O f f i c e A d d r e s sR i c h a r d S h e p p a r d A r n o l d U . S . Co u r t h o u s e - B 1 4 96 0 0 W e s t C a p i t o l A v e n u eL i t t l e R oc k , Arka ns a s 7220 1

2. Court or OrganizationEaste rn Dis t r ic t of Arkansas

5a . Report Type (check appropria te type)

] N om inatio n , D ate[] Initial [] Annual [] Final5b. [] Amended Report8. On t h e b a s i s o f t h e i n fo rm a t i o n co n t a i n e d i n t h i s Re p o r t a n d a n ymod if ica t ions perta in ing there to , i t i s , in my op in ion , in compliancewith a pp l i c a b le l a ws a nd re gu la t ions .

R e v i e w i n g O f f i c er D a t e

3. Date of R e p o r t05/05/2011

6. Re p o r t i n g P e r i o d01/ 01/ 2010

to1 2/31 /20 1 0

IMPORTANT N OTES: The instructions accompanying this form m ust be fol lowecZ C omplete al l parts,checking the NONE box for each part where you ha ve no reportable information. Sign on last page.

I . P O S I T I O N S . (Reporting individual only; seepp. 9-13 of J?ding instructions.)~ N O N E (No reportable positions.)

2.

3.

4.5.

POSITIONRepor ter ( res igned M ay 2010)

NAME OF ORGANIZATION/ENTITYArkansas Supreme Court Comm it tee on Civi l Pract ice

I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of f!ling instructions.)N O N E (No reportable agreements.)

1. 2010DATE PARTIES AND TERMS

D a v i d N e w b e r n 0 J o h n J . W a t k i n s , m e , a n d W e s t S e r v i c e s , In c . , p u b l i sh e r o f A r k a s n a s C i v i l P r a c t ic e a n d P r o c e d u r e .R o y a l t y d i v i si o n a n d c o - a u t h o r o b l i g a t io n s .


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FINANCIAL DISCLOSURE REPOR TPage 2 of 8

Name of Person Report ingMarsh al l Jr . , Denz i l P.

Date of Report05/05/2011

I I I . N O N - I N V E S T M E N T I N C O M E . ( R e p o r t i n g individual and spouse; seepp. 17-24 of filing instructions.)A. F il e r s Non -Inve s tm ent Incom e

~ (No reportable non-investment income.)O N EDATE SOURCE AND TYPE INCOME(yours, not spouses)

1 .20 1 0 S t a te o f A r k a n s a s , Co u r t o f A p p e a l s J u d g e S a l a r y $48,247.002. 2010 W e s t P u b lish in g , sh a re o f ro y a lt ie s f ro m A rka n sa s Civ il P ra c t ice a n d $3,758.00P r o c e d u r e3.4.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - If you were married during any portion of the reportlng year, complete this section.(Dollar amount not required except for honoraria.)D N O N E (No reportable non-investment income.)

1 .201 0

2.20103 .20104.

DATE SOURCE AND TYPEArka nsa s St a t e Un i v e r s i t y , sa l a ry fo r pa r t - t i m e t e a ch i ng a nd pa r t - t i m e w ork i n a dm i ss i ons o f f i ceJ o n e s b o r o P u b l i c S c h o o l s , w a g e s f o r s u b s t i tu t e t e a c h i n g

N i c h e P u b l i c a ti o n s & C r e a t i v e L L C , m a g a z i n e p u b l i s h i n g a n d g r a p h i c d e s i g n ( g r o s s )

I V . R E I M B U R S E M E N T S --transportation,lodging, food~ e n t e r t a i n m e n t .(Includes those to spouse and dependent children; see pp. 25-27 of f!ling instructions.)[ N O N E (No reportable reimbursements.)

SOURCE DATES LOCATION1 .2.3.4.5.

PURPOSE ITEMS PAID OR PROVIDED


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FINANCIAL DISCLOSURE REPORTP a g e 3 o f 8

Name of Person Report ingMar shal l Jr . , Denz i l P .


V . G I F T S . a n c l u d e s those to spouse and depen dent children; see pp. 2 8-31 of filing instructions.)~ N O N E (No reportable gifts.)

SOURCE DESCRIPTION V A L U E1. B a r A s s oc ia ti on o f C ra ig h ea d Co u n ty , R e c e p ti on w it h l o ca l la w y er s an d c om m u n it y m e m b e r s ce l eb r at in g m y $6,500.00A rka n s as in v e st itu re2. Ark . Sta te Univers i ty (Student Af fa i r s , R ece p tio n with fa cu lty , s tu d e n ts , s ta f f , a n d lo ca l a lu m n i c e le b ra t in g m y $2,000.00H o n o r s P r o g r a m , Co l le g e o f Bu s . , a n d a p p o in tm e n tPol l Sci . Dep t . )3.4.5.

V I . L I A B I L I T I E S . a n c l u d e s , h o s e o : s p o u s e .nd dependent children; seepp. 32-33 of filing instructions.)[~ N O N E ( N o reportable liabilities.)

CREDITOR DESCRIPTION1. Co mi n g P r i n t i n g Co mp a n y Niche Publications & Creative LLC~debt for printing2.3.4.5.

VALUE CODEN o n e


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FINANCIAL DISCLOSURE REPORTP age 4 o f 8

Name of Person Report ingMar shal l Jr . , Denz i l P .


V I I . I N V E S T M E N T S a n d T R U S T S -- income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)---] N O N E (No reportable income, assets, or transactions.)

A. B. C. D.D e s c r i p t io n o f A s s e t s Income during G r o ss v a l u e a t e n d T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d

( in c lu d in g tr u s t a s s e ts ) r e p o r tin g p e r io d orep0~ing period(1 ) (2) .... (:~) (2) (1) (2 ) (3 ) ( 4 ) (5 )

Place "(X)" after each asset Amount Type (e.g., Value: Value Type (e.g., D a t e Value Gain Identity ofexempt from prior disclosure C o d e 1 bu y e r / se l l e r

O -P ) (A -H ) (if private(Q-W) t r a n s a c t io n }

1 . L o t 1 5 B , M a r s h a l l E s t a t e s , J o n e s b o r o , A R None K W2. L o t 1 4 B , M a r s h a l l E s t a t e s , J o n e s b o r o , A R None K W

N i ch e P u b l i ca t i o n s & C re a t i v e L L C( Y )M i n e r a l R i g h t s , A r k a n s a s a n d J e f f e rs o nCounties, ARR e g i o n s B a n k A c c o u n t s A

None K W

I n t e r e s t J T6. Liber ty Bank of Arkansas Accoun t A Interest J T

7. DPM Sel f -Directed IRA, Liber ty B ank ofArkansas, Custodian Int./Div. M T8. ---Prem ature Distribut ions F Dis t r ibut ion

1 1 .1 2 .

1 3 .1 4 .

1 5 .

- -Liber ty Bank of Arkansas Mon ey MarketFund

---Fideli ty Overseas Pacif ic Basin Fun d

R e d e e m e d 01 / 12/10 J(pa r t )Buy 01/13/10 J( a d d l )Buy 02/04/10 K( a d d l )

R e d e e m e d 02/08/10 K(pa r t )B u y 07/01/10 K( a d d l )

R e d e e m e d 07/02/10 K(pa r t )Sold O l/ l l / l 0 J A

1 6 . - - - V a n g u a r d F i x e d I n c o m e S e c u r i ti e s F u n d Sold 02/02/I 0 K A1 7 . - - - V a n g u a r d I n d e x T r u s t 5 0 0 F u n d Sold 02/02/10 J A

1. Inc om e Gai n Codes :(See Col u m ns B 1 and D4 )

2.Val u e Codes(See Col u m ns C 1 and D 3)

3.Val u e Met hod Codes( Se e Column C2)

A = $ 1 , 0 0 0 o r i ~ S sF =$50,001 - $100,000J =$15,000 or lessN = $250,00] - $500,000P3 =$25,000,001 - $50,000,000Q = A ppra i sa lU =Book V a lue

G ~$i 00100i 2 ~ii000;000 ~;i ~$1 !000;00 i ~ $5;0001000 H2 --Mbre ihan $510001000K =$1~i00i ~ $50,600 ~ ~6;001 ~ $ i001000 M =$100~001 -$250,000O =$500~001 z $1,000,000 Pi = $i~000,00I - $5,000,000 P2 =$5,000,001 - $25,000,000P ~ ~ M 6 ~ e t h ~ n s ~ 0 ~ 0 o 0 ; o o oR ~Cos t ( Re a ! Es t a i e Only) s - -As s e s s me nt T = C a s h M a r k e tV = O th e r W = Estim a te d

E = $I5 ,0 0 1- $50 ,0 00


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FINANCIAL DISCLOSURE RE PORTPage 5 of 8 Iame of Person Report ingMarshal l Jr . , Denzi l P. Date of Report05/05/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

( including t rust asse ts) repo rting pe riod of repo rting period( 1 ) (2) (! ) (2 ) /1 ) (2) (3) (4) (5 )Place "(X)" af ter each asset A m o u n t T y p e ( e . g . , V a lu e Value Type (e.g., D a t e V a lu e Gain Iden tity o fexel~pt f rom pr ior d i sc losure mm/dd/yy Code 2 Code 1 buyer/se l ler

(J-P) (A-H) (if private( Q - W ) transaction)

1 8 . - - -AT&T Inc .1 9 . - - -Apple Inc .20 . - - - N u c o r C o r p o r a t i o n21 . - - -Pepsico Inc .22 . - - -Toyota Motor Corp .23 . - - -Visa Inc .24 . - - - J Crew Group Inc . (Y)25 . Fidelity College Sav. Plans,~ #1 &~ #2 (age-based)26 . A r k a n s a s J u d i c i a l Re t i r e me n t P l a n ( Y )27 . T I A A - C R E F # 128 . - - -CREF Stock29 . - - -CREF Money Marke t30 . T IAA- C R E F # 231 . - - -CREF Money Marke t32 . Liber ty Bancshare s , Inc . S tock (Y)33 . Ba n k o f A m e r i c a F a ir F u n d ( Y )

Sold 02/02/I 0 J(part )

B Int . /Div. K T

A Int . iDiv. J T

A Int . /Div. J T

34 . A l l i a n c e Ca p i ta l M a n a g e m e n t F a i r Fu n d ( Y )

1 . l n c o m e G a i n C o d e S : A ~ $ i i 0 0 0 0 r l e s s ; B ~$ii001 z $2,500 ..... C = $ 2 , 5 0 1 -$ 5 , 0 0 0(see Columns B 1 and D4)F =$50;001 z $100,000 G = $ 10 0,0 01 - $ 1 ; 0 00 ;0 0 0 H l = $1 ,0 00 ;0 01 2 $ 5, 0 00 ,0 0 02 . v a ~ u e c o a t s J = $ 1 5 ; 0 0 0 o r ~ * s s : v . : $ I 5 , 0 0 1 - $ 5 0 , 0 0 0 L = $ 5 0 , 0 0 1 - $ 1 0 0 , 0 0 0( S e e C o l u m n s C 1 a n d D 3 ) N = $ 2 5 0 ; 0 0 1 - $ 5 0 0 ,0 0 0 0 = $ 5 0 0 0 0 1 - $ 1 , 0 0 0 , 0 0 0 P I = $ 1 , 0 0 0 ; 0 0 1 - $ 5 ; 0 0 0 , 0 0 0

P 3 = $ 2 5 , 0 0 0 , 0 0 1 - $ 5 0 , 0 D 0 , 0 0 0 P 4 = M o r e t h a n $ 5 0 , 0 0 0 , 0 0 03 . V a l u e M e t h o d C o d e s Q = A p p r a i s al R = C o s t ( R e a l E s t a te O n l y ) S = A s s e s s m e n t( S e e C o l u m n C 2 ) U = B o o k V a l ue V = O t h e r W = E s t im a t e d

D =$5;001 -$15,000H2 -Morethan $5,000,000M=$100,001 -$250,000P2 =$5,000,001- $25,000,000T = C a s h M a r k e t

E =$15,001- $50,000


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FINANCIAL DISCLOSURE REPORTPage 6 o f 8

N a m e o f P e r so n R e p o r t in gMarshal l Jr . , Denzi l P.


V I I . I N V E S T M E N T S a n d T R U S T S -- ineome, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)~ NONE (No reportable incom e, assets, or transactions.)

35 . Barret t & Deacon 401KPlan (X) A Distribution Distributed 11/08/10 J

i: Income Gain C0de~! :( S e e C 0 1 u m n s B ! a ~ d D 4 )

2 . V a l u e C o d c s( S e e C o l u m n s C I a n d D 3 )

3.V a ~ u e M e t h o d C o d e s( S e e C o l u m n C 2 )

A=$1;000 or lessF =$50;001 : $100,000J =$15,000 or lessN =$250,001 - $500,000P 3 =$25,000,001 - $50,000,000Q =AppraisalU = Book Val u e

n =~1,001 : *~,500~2,50,- ~5,0000 ~ 5 , 0 0 1 - , l~ , O O O . . . . ~ ~i~,001G =$100,001 : $1;000,000 HI =$1 ,000,001- $5 ,000,000 H2 = Mo re t han $5 , 000, 000K =$15,001 ~ $50,000 L =$50,001 - $100,000 M $100,001 : $250~000O =$500,001 - $1,000,000 PI = $1,000,00] - $5 ,000;000 P2 =$5,000;001 ~ $25~ 000,000

P4 =More than $50,000,000R =Cos t ( Re a l Es t a t e Only) S =As s e s s me nt T =Ca s h Ma r ke tV = O t h e r W = Est i m at ed


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FINANCIAL DISCLOSURE REPORTPage 7 of 8

N a m e o f P e r s o n R e p o r t in gM a rs h a l l J r . , De n z i i P .

Da t e o f Re p o r t05/05/201 l

VIII. A D D I TI ON A L I N F OR M A T I ON OR EX P L A N A T I ON S . (lndicatepart of report.)Par t V

I e s t im a te d th e c o s t o f t h e tw o r e c e p t i o n s ba s e d o n th e r e f re s h m e n t s p r o v id e d a n d th e n u m b e r o f p e o p l e a t t e n d in g ; I d o n o t k n o w th e p a r t i c u l a r s .

Par t

L i n e 3 : N ~ c h e P u b h c a t l o n s & Cr e a t i v e L L C- -~ . : ~ ~ ; d i s s o l v e d h e r L L C o n 1 2 /3 1 /20 1 0. Th e L L C h a d s o m e g ro s s i n co m e i n 20 1 0 , bu t e x p e n s e s r e s u l t e d i n a lo ss fo r th e y ea r. A t d is so lu tio n, re ci ev ed th e L LC s as se ts .L in e 2 4 : D P M IR A s J C r e w G r o u p In c . S to c k - -- T h e IR A s o ld th i s s t o c k in A u g u s t 2 0 0 9 , bu t I r e p o r t e d th e a s s e t o n m y D e c e m be r 2 0 0 9 N o m in a t i o n R e p o r tbe c a u s e o f t h e a p p l i c a b l e r e p o r t i n g p e r io d .Line 25: Fidelity College Savings Plans---As suggested in the filing instructions, I aggregated the lndlwdual accounts for~ My NominationRepo r t l i s ts the accounts separa te ly .L i n e 2 6 : A r k a n s a s J u d i c ia l Re t i r e me n t P l a n - - - I n J u n e 2 0 1 0, a f t e r I h a d r e s i g n e d f r o m t h e A r k a n s a s Co u r t o f A p p e a l s , I r o l l e d o v e r m y p r i o r c o n t r i b u ti o n s t o t h i sP la n i n to m y IR A.Line 32: L iber ty Bancshares , Inc . S tock-- - I so ld th i s s tock in 2008, bu t I repor ted i t on my December 2009 Nominat ion Fi l ing because o f the app l icab le repor t ingpe r iod .L i n e s 3 3 a n d 3 4 : Ba n k o f A m e r i c a F a i r Fu n d a n d A l l i a n c e Ca p i t a l M a n a g e m e n t F a i r F u n d - - - In 2 0 0 9 , I r e c e i v e d a f e w p a y m e n t s f r o m a l i ti g a t i o n - r e la t e d f u n d a S E C- p r 0 c e e d in g - r e l a t e d f u n d c o n n e c t e d w i th i n v e s t me n t s t h a t I ha d o w n e d i n y e a r s p a s t . I r e p o r t e d t he m o n m y D e c e m b e r 2 0 09 N o m i n a t io n R e p o r t b e c a u s et h e y o c c u r r e d d u r in g th e a p p l i c a b le p e r io d .L i n e 3 5 : Ba r r e tt & D e a c o n 4 0 1 K P l a n - - - I r o l le d o v e r a s ma l l c l e a n - u p d i s t r ib u t i o n f r o m m y f o r me r l a w f i r ms r e t i r e me n t p l a n i n t o m y I RA .


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FINANCIAL DISCLOSURE REPORTPage 8 of 8

Nam e of Pe r son Repor t ingM a rs h a l l J r . , De n z i l P .

Da t e o f Re p o r t05/05/2011

I X . C E R TI FIC A TI ON .I c e r ti f y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a in i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s ta t u t o r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e.l f u r th e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nco m p l i a n ce w i t h t h e p ro v i s i o n s o f 5 U .S .C . a p p . 5 0 1 e t . s e q . , 5 U .S .C . 735 3 , a n d J u d i c i a l C o n fe re n ce r e g u l a t i o n s .

S ign a t u r e : S /De n z i l P. M ar s h a l l Jr .

N O T E : A N Y i N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L LY F A L S IF IE S O R F A I LS T O F I L E T H I S R E P O R T M A Y B E S U B J E CT T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

Denzil P Marshall Jr Financial Disclosure Report for Marshall Jr

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Transcript of Denzil P Marshall Jr Financial Disclosure Report for Marshall Jr