Dennis F Saylor IV Financial Disclosure Report for 2009

8/3/2019 Dennis F Saylor IV Financial Disclosure Report for 2009

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A o 1 o I FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r ed b y the Ethicsin Government Act ofl978R e v . 1 / 2 0 1 0 FOR CALENDAR YEAR 2009 0 u.s.c, app . . 1o~-1~#I. Person Rep orting (last name, first, middle initial) 2. Court or Orglnlzation 3. Date of ReportSaylor, F, Dermis IV U.S. District Court, Mass. 5/7/2010

4. Title (Article Ill judges indicate active or senior status; 5a. R eport Type (check appropriate type) 6. R eporting Periodmagistrate judges indicate full- or part-time)] Nominatio~ Date I/I/2009

U.S.Dislrict.ludge [] Initial [] Annual [] Final to12/31/20095b. I---] Amended Reporti 7. Chambers or Off ice Address 8. On the basis of the information contained in thi~ Report and anymodifications perta ining thereto, i t is , in my opinion, in compliance

Donohue Federal Building with applicable laws and regulations .595 Main StreetWorcester, MA 01608 ~ Reviev*tng Officer Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followecL Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . ( ~ , ,~ , / ,, ~ individual only; see pp. 9-13 o/)qllng instructions.)~ N O N E (No reportable positions.)

POSITION N A M E O F ORGANIZATION/ENTITY1. Adjrmct Professor of Laxv Boston University School of Law

II. 2~UI~VlE~I~IOo (Reporting individual onO; seepp. 14-16 of filing instructions.)~.~ N O N E (No reportable agreements.)

D A T E P A R T I E S A N D T E R M S1.


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Nam e of Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORT[ Saylor, F. Dennis IVage 2 of 9 5 m 2 0 1 o

I l L N O N - IN V E S T M E N T I N C O M E . (R,vorting individual and sp .... : xet pp. 17-24 of filing in.+tructions.)A. Fliers Non-Investment Income[ - - - - ] NONE (No reportable non-investment income.)

DATE SOURCE AND TYPE ] N _ _ ~ L Q _ M _ ~(yours, not spouses)1.1/09-5/09 Bo s to n Un iver s i ty S cho o l of Law - teaching $7,900.00

2.9/09-!2/09 Boston University. School of Law - teaching $7,900.003.

4.

B . S p o u s e s N o n - In v e s t m e n t I n c o m e - , f > , o u were married during anj, portion of the reporting jear, complete this sectiom( Dollar amotmt no t r e qu ir e d e x c e pt for honor ar ia . )~-] N O N E (No reportable non-investment income.)

D A T E S__QURCE A N D TYPE1. 2009 U.S. Department of Justice - salary

2.

3.

4.

I V . R E IM B U R S E M E N T S - r~n~po.~,ion, lodging, food. e n t e r t a i n m e n t .(Includ~s those to spot;se and dependent children: see pp. 25-27 of filing instructions)

~ N O N E (No reportable reimbursements.)SOURCE D A T E S L O C A T I O N P U R P O S E ITEMS pA ID OR, PROV ID ED

1. The New York Intellectual 03~27109-03/28/09 New York, NY NYIPLA Annual Dinner in Transportation, meals, lodgingPr o p er ty Law A sso c ia tio n Honor of Federal Judiciary(NYIFLA)

2.

3,


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FINANCIAL DISCLOSURE REPORTPage 3 of 9

~ N O N E (No reportable gifts.)~ D E S C R I P T I O N

I.2.3.4,5.

V I . L I A B I L I T I E S . a,~tod,~ t~ose o , ~ . ~ ....... a dependent children; seepp. 32-3J of f!ling i ..... tions.)N O N E ( N o reportable liabilities.)

CREDITOR I)._~_C_~.~ I O N N A L U E C OD E1.2.3.4.


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FINANCIAL DISCLOSURE REPORT N ~ m e o f P e r s o n R e p o r ti n gPage 4 of 9 Saylor, F, Dennis IV 5/7/2010

V I I . I N V E S T M E N T S a n d T R U S T S - i ......... t.~ , t.,.,s,,ct~ ,,,s a,,ct,~,~ ,~,o soNONE ~o reportable income, assets, or transaction.)

A. " ................. ft.-- ........ ~ " " D . " . . . .Description of As~ I n c o m e d u r i n g G ro ss v a l u e a t e n d T~sactJo~ during ~ng pcfiod(including ~t asse~) ~o~ing period o f r e p o s i n gP l a c e " ~ ) " ~ e a c h a s s e t k m o u n t [ T ~ e ( ~ . g , . V a l u ~ V a l u e T ~ a ( e g . , D a t e V a l u e G a i n IdenIib ofdiv., rcn~o d e 2 I M e ~ o d buy, sel!.~d~ C ~ e I buyeffseIlcrx e m p ~ f r o m p r i o r ~ l o s u r e ( A - H ) or int.) ( J P ) C o d e ~ r ~ m p t i o n ) (J-P)( A - } ~ (if private

(Q-~ ~ a n s a c t i o n )

I . B a n k ~ f A m r ~ c a A I n t e r e s t ~ T

2. Bank of America None J T3. Fidelity Cash Reserves B Dividend N T Buy 05/05/09 J(add[)4. Buy 05/19/09 J(addl)

Sold 0 6 / 2 2 1 0 9 L A(part)6. Buy 06,28/09 J(addi)7. Buy 1 0 . 0 8 . " 0 9 J( a d d I )8. Buy I 1 1 / 0 2 1 0 9 J(addl)9. Fidelity Cash Reserves A Dividend J T1 0 . Fidelity Small Cap Independence Mutual A Dividend J TFund , = =1 1 . Fidelity Mid Cap Stock Mutual Fund A Dividend K T1 2 . Fidelity Growth Co. Mutual Fund A Dividend K T1 3 . Fidelity UFund 4 29 Plan None L T1 4 . Fidelity UFund 4 29 Plan None L T1 5 . Fidelity UFund 429 Plan None L T1 6 . Vanguard 500 Index Mutual Fund C Dividend L T1 7 . Vanguard US Growth Mutual Fund A Dividend J T


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N a m e o f P e r s o n R e p o r t in g D a t e o f R e p o r tFINANCIAL DISCLOSUREREPORT] Saylor, r. l ) e n n i s IVage 5 of 9 5 f 7 1 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - i .... ,, ,,atue, t ..... tlons (Includes those oysp .....N O N E (No reportable income, assets, or transactions.)

D e s c r i p ti o n o f A s ~ t s [ I n c o m e d u r in g [ G ross value at end [ Tr~sactions during re~ng(includin~ ~st ~se~) ~ r e p o s i n g p e r i o d ~ o f r e p o s i n g p e r i o dP l a c e " ( X } " a f t e r ~ c h a s s e t Amount T~e (e.g., ~ V~lue Value ] T~e (e.g., D a t e Value Gain I d c m i t y ~ fe x e m p t f ro m p r i o r d is c l o s u r e Code I [ div., ren~ I C o d e 2 Me~ / b u y , s e l l , ]~d~ ~ Code 2 Code I buyer/seller

................ L Z ...................1 8 . Vanguard 500 Index Mutual Fund A Dividend J T

1 9 . Vanguard 500 Index Mutual Fund A Dividend J T2 0 . Vanguard 500 Index Mutual Fund A Dividend J T2 1 . Vanguard Prime Money Market Fund A Dividend K T"2 Janus Worldwide Mulual Fund A Dividend J T

2 3 . Third Aven ue Value Mutual Fund A Dividend J T2 4 . Franklin Templeton World Fund A M utual A Dividend J TFund2 5 . T. Rowe Price New H orizons Mutual Fund A Dividend J T2 6 . MONY: Life Insurance Policies A Dividend J T

" 2 7 . IRA Fidelity: Growth D iscover), Mutual A DMdend J TFund2 8 . IRA FideliD: Contrafund Mutual Fund A Dividend J T2 9 . IRA Fideilty: Japan b,tt~rual Fund A DMdend J T3 0 . IRA Fidelity: Puritan Mutual Fund C Dividend I, T3 I. IRA Fideli%,: Growth Discovery Mutual A Dividend J TFund3 2 . IRA Fidelity: Ivlagellan M utual Fund A Dividend d T

3 3 . I Ra, Fidelity: Blue Chip Growth Mutual A Dividend J TFund

3 4 . IIL-~ Fidelity: Spartan 500Index Fund A Dividend K T


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F IN A N C I A L D I S C L O S U R E R E P O R TPage 6 of 9 S ~ r l o r , F . D e n n i s I V I 5 / 7 / 2 0 1 0VII. INVESTMENTS and TR USTS .. i . . . . e, v a l u e , tr . . . . . tions (Includes those of sp ...... d d e p e n d e n t c h i l d r e n ; s e e p p . 3 d - 6 0 o f f ! l l n g i n s t r u c t 2 o n s . )

NONE (No reportable income, assets, or transactions.)A . B. C . D .D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g G ro ss v a l u e a t e n d T r a . n s a c ti o n s d u r in g r c p o ~ i o g p e r i o d

( i n c l u d i n g t r u s t a s . s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o dP l a c e " ( X ) " a f t e r e a c h a s s e t I , A m o u n l T y p e ( e . g . , Value V a l u e T y p e ( e . g .. [ Date Value G a i n I d e n t i ty o f

e x e m p t f ro m p r i o r d is c l o s u r e ] C o d e 1 d i v . , r e n t , C o d e 2 M e t ho d buy, sell, [ m a u d c i / y y C o d e 2 C o d e I . buyer/seller( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d c m p l io n ) ( . I - P ) I ( ~ , - H ) ( i f p r i v a t e ( Q - W ) i~ i t r a n s a c t i o n )

3 5 . IRA Fidelity: Capital Appreciation Fund A Dividend L T3 6 . IRA Fideli~: Contrafund A Dividend M T

3 7 . IRA Fidelity: Fidelity Fund A Dividend L T

1 3 8 . IRA Fidelity: Mid-Cap Stock Fund A Dividend J T3 9 . IRA Fidelity: Real Estate Investment Fund A Dividend J T4 0 . IRA Fidelity: Value Fund A Dividend L T4 1 . IRA Fidelity; CashP, eserves None J T4 2 . IRA Vanguard: 500 Index Mutual Fund C Dividend M T4 3 . Countr3.wide Bank CD D Interest Expired 0 5 1 1 0 / 0 9 M4 4 . Fide]ity. Spartan 500 Index Fund A Dividend K T4 5 . Brown Furman Corp. stock A Dividend J T4 6 . General Electric Co. stock A Dividend I T4 7 . USTInc. stock None Sold 01/06/09 K C4 8 . BP PLC stock A Dividend J T4 9 . lntl Paper Co. stock A Dividend J T5 0 . United Technologies Corp. stock A Dividend J T5 1 . Verizon Communications Corp. stock None J T

2. Va~ue Cod~ I =$15,0~ or l~s K ~ ! 5,~1 - $50.0~0 L =$5~,001 - $ 100,0~ M =$ 100,~1 - ~250.000P3 "$25,0~,~H - $50.000,000 P 4 = M o r e th a n

(See Column ~) L I =8~k Value V ~hm W


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Name o~" Person Reporting Dale of ReportPageFINANCIAL7 of 9 DISCL OSURE REPORT S a y l o r , F . D e n n i s IV 5 . O / 2 0 1 0V I I . I N V E S T M E N T S a n d TRUSTS - i ....... alue, t ...... tions (Inruder t~ose of sp ...... a dep~na .... hitaren: seepv. 34-60 o/filing instructions.)

N O N E (No reportable income, assets, or transactions.)

Description of Assets Income during ~ Gross value at end Transactions during repo~ng period(including trust ~se~) reporting period

[

of reporting period{I) (2) (I) i2} {I} ~ {2) {3) {-1) (5 )

Place "I-X}" aftr ~ach asset Amount ] Type ( e .g . , Value VMae T}~,e {e.g., Date Value Gain Identit} ofexempt from prior disclosure Code l : div.,rent, Code 2 M etI:od boy, sell. mm]d~yy i Code 2 i Code I ! buyer/seller{A-It) [ or inl.) IJ-P) Code3 redemption) } :: {J-P) {A-H} ~ ~ifprivate, i {Q-W) ..... L ..... ] u ~ . ~ s a c g o n }

5 2 . TriContinental Corp. Mutual FtlBd A Dividend J T5 3 . Vanguard Prime Mone y Mkt. Fund A Dividend J T Buy ] 1 / 1 3 / 0 9(addl)5 4 . Catherine F. Cher~ Revocable Trust None J T5 5 . Western Bank Puerto Rico CD A Interest K T Buy 0~!15/095 6 . Western Bank Puerto Rico CD A Interest M T Buy 07/15/09 M5 7 . Dotal Bank CD A Interest M T Buy 0 6 , , " 0 5 / 0 9 M


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N .... f Person Reporting [ D~e of Repot!P a g e F I N A N C I A L 8 o f 9 D I S C L O S U R E R E P O R T s a r J o r , F . D e n n i s IV [ 5 / 7 / 2 0 1 0

V III. ADDITIONAL INFORM~ a~TION OR EXPLANATIONS.


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FINANCIAL DISCLOSURE REPORT N ~ e o f P , r r s o n R e p o r t i n g [ D~teofReportPage 9 of 9 S a y , o r , r . D e n n i s IV [ 5 / 7 / 2 0 1 0

IX. CERTIFICATION.I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) isaccurate, tnie, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutoryprovisions permitting non-disclosure.] further certify that earned income from outside emplo:~anent and honoraria and the acceptance of gifts which have bee n reported are incompliance with the provisions of 5 U .S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVID UAL W HO KNOW INGLY AND W ILFULL Y FALSIFIES OR FAILS TO FILE THIS REPORT I~IAY BE SUBJECT TO CIVILAND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

F I L I N G I N S T R U C T I O N SMail signed original and 3 additional copies to:

Committee on Financial DisclosureAd ministrative Office of the U nited States CourtsSuite 2-301One Colum bus Circle , N.E.Washington, D.C. 20544

Dennis F Saylor IV Financial Disclosure Report for 2009

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