Denise L Cote Financial Disclosure Report for 2009

8/3/2019 Denise L Cote Financial Disclosure Report for 2009

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FINANCIAL DISCLOSUPd£ REI’ORTin Gow’r~m~cnt Act

~.. ~/2o~o FOR CALENDAR YEAR 2009 ~ . s u . s c " , ~ ; ,~ , ~ ~ "

I . Perxon R cpor t i ng (Jas t name. : f i rs t . midd !c imt i a l ] 2 . C o ur l o r O r ~a n ~a t i o n 3. Dal~. (ff Rcporl

Cote. Dm isc L. U.S.D.C.. S.D.N.Y. 06.01’20

4. Title (Article 111 iud~ez indicate active or sc nio: statuz; 5a. Repor t I ype (check appr~:pnate t )~c) 6. Reporhn~ Pt, rmd

mag~s~a:e.judges indlcme full- ur pa:t-lirnc)~ Ncminathm. Date

U.S. District Judge, Active~ Initial ~ :xnnual ~ V’~,,;,:

8. On t h r bas i~ . f t h e i n fo rmat i on ¢on t a i n rd i u t hk Repor t an d

] 5b. ~ Amended

7. Chambers 0r Office Address .modificat ions p~ ,r laining Iher t lo, i l is , i . m~ .p inion, i r~ t .mpl ianvv

U .S, D i s t r ic l Co~ % Ro om ] 0 4 0 I ~silh applicable laws and rt.gulation~.

L ’ ll P O R ~ 4 A ’ T N O T E S : rke im’tructions accompanyin,¢ thi~Jorm muvt I*e.lbll,,we~£ Complete all partv,

checking the NONE ha.v jar ~ach part a,ltere.l,ou liar.g, 11o reportaM,, i~qbrmatio~ A’ig, n .,, ht~t pa,ge.

NON E ~¢~ reportable positions.)

I’OSITION NAM E ()f : ORCIANIZATI()N/ENTIFY

~ rn

DATE PARTIES AND TER MS



FIN?dNCIAL DISCLOSURE RE t’ORT

of 8

II . NON-INVESTM ENT INCOM E. (~o~ ..x

A. Flier’s Non-lnvestmenl Income

N O N E (No reportable non-investment income.)

DATE SOURCE AND TYPE I N C O ~ M Il y our s , m~ t spouse’ s )

I.

2.

3,

4.

B . S p o u s e ’ s N o n - I n v e s t m e n t ll[ICOIII~ - ~¢),ou were married durinZ a~ ’po,~ion o~ t],t" r~p~ rt ~ , Irar ~" ~ pixie tl is se,’ti~ .

NONE (~V o reportable non-im’e.vtmc~; income.)

1)ATE SO!_~CE AND "V S"I’E

2.

3

4.

I V . R E I B 1 B U R S E M E N T S . . . . . . . . p,,, , . ,~,,. . ;, ,agi,,a ¢,,, ,~ .. . . . .. . . . ; . . . . . . . . .. .

NONE ()7o re.porta! ie rcimt~m’rcm ~ nts ~

SOU RCE I)ATES 10(’,ATION !"~RPOS~ ITEMS PAID ()R P~(IV[DEI~

J Pract~cirtg Law ln:; t l tu:c 3 ’20..’09-3."25.’t~9 Sat: Franci . ;c~ . CA Nt,n-F. ( edmz;~ t i~ :nal ai rhnc t ickcl l ’Ot l i ld f l ip bep, vccn New~cminar o: program York and San Francisco

3

4.

5.



F INANCIAL DISCLO SURE I~ EPO RT

of 8

V . GIFTS. a~ct,,,t~, ~ ............... dependent ,’hitdren;

~ NONE ~%’~o reportable g~!~.)

S() t ~RCE DgSCRIPTION ~.A.! ~.~

I. Amanda St~aub Cat sc~’ice to x~ cddir.g and hotel accommodations $6,..50

2

4.

5.

i_~ N O N E ,No reportable liabilities.)

CRE1-)I 1"OR DES( RIPT1ON VAI,UE CODE

3

5.



r

FkNANCIAL DISCLOSURE REPORT [N .....f P . . . .. . . ~ , ~ t ~ , ~ g

of 8 ~ cou,, D~,,6~ l,.

V I I . L N r V E S T M E N T S a nd T R U S T S -- i ........... ~ , , . ~ . . . . . . . tionx (Includes those q[.,pous .... l d e p e n d e n t c h i l d r e n ; , ¢ e p p . 3 4 - ~ 0 , ¢ l i l i n g i n s t r u e t i , ,n s . )

~ NONE (No rt~ortable income, as’sets, or transactions.)

........ : ~ --- T c - - ~. -

~ i u c l u d m g n ~ s l a s s e t s ) r e p o r t i n g p e r m d ~ o f ~eportin~ pellod~

P l a c e " { X P ’ a f t e r e ac h a s s e t A m ou nt T yp e { eg . , ~ V a i u e V a l u e T y p e ( e . g . [ Date Va~e G a i n

e x e m p l f r o m p r i o r d is c l o s u re C o d e I d w . . re n t , : C ~ d c 2 M e t h o d b u y . s e l I . : n m . : { d . v ) C o d e 2 C t , d ¢ I

I. Schwab Accoun~ with JB G lobal Sc~ lines 2 fl~mugh 33

: ~ Clipper Fund A Dividend L T Sold ( 4’~9 )o J{ p a r t )

3 .(2 umb a Energy & Natural Resources Fund A t}Mdcnd .I T Sold 923 ’9o JVka Excelsior tpart)

4 Bu y 6 . : I 0 . ’ ) q J

5. Japan Fund A Dividend K T

6 .Maahcw:; Japan Fund A Dividei!d .I

7 . Matthew,; Pacific Tiger Fund A Dividend ! T SMd 0 9 ; I 6 . ’ 0 9 .It p a r t )

8 Sold 0 9 7 1 7 1 0 9 J

9 . Snld 9 / 2 3 . ’ 0 9 J( p a r 1 )

1 0. Bu y 4 " 1 3 / 0 9 J

I I. Scligman Corrm3unication3 & Information None J " 1 Sold 6 . : 9 ’ { 3 9 JFund ( p a r U

12 . Sold 8 i 3 1 4 ) 9 J{ p a r t . )

! 3 . Sold 9;23/09 J(paa)

14 Third Avenue V alue Fund A Dividend J ~

1 5 . [ona3 Fund A Dividend K "1 Bu y

] 6 . Bu v 3 ; 3 ! 0 9 .I

1 7. [ Sold 6 / 1 7 . " 0 9 K( p a r t )



FINANCIAL DISCLOSURE REP ORT of 8 C o t E ,

V H . IN V E S T M E N T S a n d T R U S T S - i .......... I .. . . . . . . . . . . tions (It,dudes ,hos,. of sp ...... d t l e p e n d e , , t , h i l d r e n ; , , e I ’P ’ 3 4 - 6 0 o f f ! l i n g i

~ (No r~7~ortable income, assets, or transactions.)ONE

P l a c e " { X Y ’ a f t e r c ad ~ a s a c t Amount Type(’e g.. V a l u e V a l u e ] T y p e ( e .g , .. D a r e Vah~r Gaie i I d e n t i t y

ICodzl I C 2 , d ¢ I t ’ u y e r . ~ d k : :

" - o r i n L ’ (J-P) ( : o d e 3 l c d c m p t i ~ m l : (J.P~ , I A - H ) { i l p r i w ~ ¢

~ ~ ......................... 2 ..........{ Q . W )

~1 .........l r , m s a c l . o n )

~ar t )

1 9. Sold 9 . ’ 2 3 . , ’ 0 ’ ) J{ p a r U

2 0 . V anguard Equky Incom~ Fund B Dividend K " [

21. Vangnard Iqea!rchare Fund A l ) i v id eod K "f

2 2 . Davis Series Inc. Financia! A Dividend K "1 Said 9;16’09 .!( p a r t )

2 3 . Sold 9 , ’ 2 3 , ’ 0 9

( p a r U

2 . 1 . Davis NY Venture Fund None Sold 9 . ’ 1 n i 0 ’ : l K

25 !:.aron Vance Floating Rate Fund A DJvide~d S t , M 3 , ’ 1 6 0 ca

20 Loi~n~is Sa.vlc.’: Bond Fund D DMdcnd L 1 - l { u , . . ’ "~1700 l.

Sold 9 , ’ 1 6 , ’ 0 9 L

28 M ar ke : V e c to rs G a ld ET F A Di’,qdend K T

29 . Schwab Adviso~ Cash Rcs(’~,es A DMdend [. T

A ] T J i v i d e n d 1 . T B t t y l 0 . ’ 2 8 , ’ D u LO . Consunler Staples SPDR E T F

3 1 . Wefts Fargo Ultra S~ In,onto Ful~d A Dividend L T Bu y

3 2 . T Rowe Price N.ow Pra l’und A DMdend K "t" B uy 6 ’ 1 g ; U 9 J

3 3 . Suld 9 . ’ 2 3 , O 9 J(pat0

3 4 . Columbia UnivcrsiD" Pens:on (TIAA CREF) E Distribution: O T



FINANCIAL DISCLOSURE REPO RT ~ ..... fPt. ....

o f 8

VII. I ~ q g S T M E N T S a n d T R U S T S - i ............. ~ ............ io,.,. ~lncludes th ....~,p ....... depend ....hild ......¢epp. ~4-~0 offil it ,g instruction., .)

~ N O N E 6 ~ Z o reportable income, aTsets, or transactions.)

................. X. .... n i - -

(including trust assets! : reposing period of

A m o u n t’iaee"(X)" after each ~scl : Type (c~. : Value ~ Val~. Type (c g, t "Code I d~’, rc~ t . { S o d a 2 Mathnd buy, se ll. : rnnt .’dgyy C~,Ie 2 i Cade I buvcr/sc3er.... pl flora prior discl ...... ~ (~-H? i ........ ",

t r a n s a cmm)

[35. C[;ase Accoun~ N o n e J T

36 MERRI I ,L LS~NCH ACCO UN~ See hnes 37 ~};mugh

.’7. Muni ll~ves!lacni ]’rust SA A Interest ,I T

3 8 Merrill L’.,’nch Ba nk l)cpusit A Intrrest J T

3 9 . C D W e s t e r n B a t i k A t n t o r e s I S , ~ [ d 2 ’ 2 ’ { ~ 9 K

4 { ’ ! C1) Sil~erton Ban k A I r ~ t ¢ ;c s t S c ~ id 5 , ’ 7 / 0 9 K

4 !. CD Pl -ovi dent Bank n,’k,"a M & "1" Bank tl h,z;xcst K I So ld 5/4 /00

( t rar t )

42 . CD Compas~ Bank A In~m-est K. r [3uy (,’3,’09

43 . CD GoId~an Sachs Bank A Interest K T Buy 1/26,09



FINA1NCIAL DISCLOSURE REPORT n .... f l ’er~ ion R~por t ing Dateof l .Iepor¢

o f 8 C o r n D e n i se L .

V III . A.DDITIONAL IN F~" N,_,~MATIO. OR EXPLANATIONS. a,d~,t~ .....



FIN,42NCIAL DISCLOSURE REPORT

of 8 C o , u , ~ > e n i s e ~ . .

[0 ~ . ’ m . ’ - ’ 0 t O .

IX . CERTIF ICATIO N.

I certify that all information given above (including information pertaining to my spm~se and minor or d~pcndrnt cbihlrcn, if any) is

~ceurate, true, and complete to ~he best of my knowledge and belief, and Ihal any information not rep~wled wa~ ~vi[hheld because i~ me~ applicable ~a~utory

provisions permi~llng non-disclusurc.

I flit[her certify thai earned income from outside empluyment and boiioraria a~d [he accepta~ce nf gifts ~bich have been reparled are in

cumpliance with the provisions of 5 U.S.C. app. ~ 501 et. seq., 5 U.S.C. ~ 7353, and Judicial Conference regulalions.

Signature

NOTE: ANY INDIVIDUAL WItO KNOWIN(II.¥ AND \V|LFUI.I.}’ EAI.SIFIES (:,R EAILS "It’) FILE THIS IIEI’(}R’I’ 31,.\ ~" lie SUIIJE(?T TO CI\’IL

..\NI) CRISIINAI, SANC°[IO:NS {5 U.S.C. app. § 104)

FILING INSTP, I.ICTIONS

Mail signed original and 3 additional copies to:

Commi~ec on Financial Disclosure

Adminis t r a t ive ( ) : r i c e of the Uni~ .ed S ta :c sSaiic 2-301Onc Columbus Circle, N.E.

Washington, D.C. 20544

Denise L Cote Financial Disclosure Report for 2009

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