David C Norton Financial Disclosure Report for 2009

8/3/2019 David C Norton Financial Disclosure Report for 2009

1/19

UNITED STATES DISTRICT COURTDIST~cr oF SO~0TH" HOLLm~S J~ic~ C~. Po~ Omc~ Box 835

NORTON TELEPHONE (843)

September 23, 2010Committee on Financial DisclosureAdministrative Office of the United States Courts t2-301Columbus Circle, N.E . ~ ~- - -.Washington, D.C. 20544

irpha erson Baldock:1 received your letter concerning my Calendar Year 2009 Filing. Here are ~.~spon.~s toinquiries.

"Article 5 Trust" and "Article 6 Trust" are listed throughout Part VII of the report. Below is thefor each Trust Account:5 TrustL ine 14 - AT&T lnc22 - Capital World Growth and Income Fd CL A

25 - Chevron Corp33 - C itigroup Inc37 - CSX Corp45 - E I Dupont Co48 - Eli Lilly & Co51 - E nergy Transfer Partners LP54 - E xxon Mobil Corp61 - First Financial Holdings Inc65 - General E lectric Co.67 - G rowth Fund of America CLA77 - 1BM102 - Motorola103 - Motors L iquidation Co.107 - N orfolk Southern145 - Wells Fargo & Co New


2/19

6TrustLine 4 - Alcoa Inc

6 - Altria Group7 - American Express Co8 - American Intl Group Inc10 - Ameriprise Financial lnc11 - Angen Inc12 - AOL Inc13 - AT&T Inc16 - Bank of America17 - B ank of New York M ellon Corp18 - B erkshire Hathaway Inc CL B21 - Capital World Growth & Income Fd CL A24 - Chevron Corp27 - C isco Sys Inc28 - Citadel Broadcasting Corp34 - Coca-Cola Co35 - Comc ast Corp38 - Dell Inc39 - Walt Disney Co43 - Dow Chemical46 - E aton Vance Tax Free Fd CLA47 - E aton Vance Tax Free Fd CLB52 -Expedia Inc53 - Exon Mobil Corp55 - Fairpoint communications Inc57 - Federal Home L n Mtg Corp58 - Federal N ational Mortgage Assn64 - General Electric Co66 - Goldm an Sacks Group Inc70 - H artford Financial Services Corp72 - Hewlett Packard Co73 - H ome Depot Inc75 - HSN Inc76 - IAC /Interactive Corp78 - Idearc Inc81 - Intel82 - Interval Leisure Group Inc83 - Johnson & Johnson84 - Kimberly Clark85 - Kraft Foods Inc CLA91 - MFS South Carolina Muni Bond CLA92 - MFS South Carolina Muni Bond CLB95 - Merck and Co Inc New100 - M icrosoft Corp


3/19

101 -J P Morgan Chase & Co106 - N okia Corp110 - P epsico lnc1 ! 2 - Pfizer/no113 - Phillip Morris Infl IncI 14 - Proctor & Gamble116 - P rogress Energy118 - Safeway Ine New130 - Texas Instruments Inc132 -Travelers Companies Inc133 - Tree Com Inc136 - V erizon140 - Washington Mutual Inc142 - Washington Mutual Investors Fund CLA144 - Wells Fargo & Co N ew

In P art VII, page 9, line 95 "Merck & Co Inc N ew" formed from a m erger with SeheringP lough Corp on 11/5/2009.In P art VII, page 11, lines 123 & 124 "S outh Carolina State Deferred Com p P lan" and"South Carolina State Retirement Plan" are managed by the State of South Carolina. ThePlan owner does not have control over the investments.Trust # 1Royal Dutch Shell Income A , dividendValue L, cash marketL ain Farm Incom e E , R entValue D, CostAllegheny Energy Income A , dividendsValue K, cash marketFairpoint Communications Income, noneValue J, cash marketIdearc Inc Income, noneValue J, cash marketE li Lilly & Co Income A, dividendValue K, cash marketP epco Holdings Inc Incom e A, D ividendValue J, cash market


4/19

Lain Farm is located in Johnson County, Indiana.In Part VII, page 11 lines 130 and 132 "Ticketmaster Inc." and "Total Systems Services Inc"were erroneously omitted. They should have been listed as:Ticketmaster Entertainment Corn Income, NoneValue J, cash marketTotal Services Inc Income A, D ividendValue J, cash market

ed, please do not hesitate to let me know.


5/19

FINANCIAL D ISCLOSURE R EPORT R e p o r t R e q . ~ v e d b y t h e E t h i c sin Government Act of 1978FOR CALENDAR YEAR 2009I. Person Reporting (lasl name, first, middle initial) 2. Court or Organization 3 , D a t e o f R e p a r ~Notion, David C. U.S. District Court 08/08/2010

4. Title (Article DI judges indicate active or senior s.atns; 5n. Report Type ( check appropriate type) 6. Reporting Periodmagistrate judges indicate full- or pe~-time)[] Nomination, Dat~ 0|10112009U.S. District Cotwt Judge [] lnilial ~ ~ A n n u a l [] Final ~o12/31120095b. [] Amcnd~d R.porl

7. Chambers or Office Address 8. On the basis ofhe information contained in ~;his Report and ~nymodifications pertmining there~o~ it is, in my pinion, in complianceP.O. Box 835 with applicable laws and regulations.Charleston, $C 29402

Reviewing Officer Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete ali parts,checking the NON E b ox for each part where you h ave no reportable information. Sign on last pag e.

I . P O S I T I O N S .


6/19

FINANCIAL D ISCLOSURE REPORTPage 2 o f 14 Norton , D a v i d C . 08/08/2010

III. N ON-INVESTMENT INCOME. ~Re~,arangA. Filers Non-lnvestment Income

NONE (No reportable non-investment income.)DATE S O U R C E A N D T Y P E INCOME(yours, not spouses)

1. 2009 Charleston School of Law $2~,780

2.3~

4.

B, Spouses Non-Investment Income - if you were married during any porllon of ~A repar~ng ye~r, complete thi~ se~ior~( D o l l a r a m o u n t n o t r e q u i r e d e x c e p t f o r h o n o r a r i a . )

D NONE (No reportable non-investment income.)DATE S O U R C E A N D T Y P E

1. 2009 Fullon County Medical Examiner, Atlanta, GA. - Salary2. 2009 ,. WebMD - E ditorial Stipend3.4.

IV . R E I M B U R S E M E N T S - t~a,,,m,t~ao..(Includes thee to s~u se and d e~ent children: see pp. 2J-27 of filing

NONE ~o reportable reimbursements.)~ ~ LOCATION PU~OSE ITEMS PAID OR PRODDED

1.2.3.

5.


7/19

P a g eF I N A N C I A L 3 o f 1 4 D I S C L O S U R E R E P O R T I Nor ton , Dav~ ,~ c .

V . G I F T S . a , ~ u ~ e s ~ , ~ o ~ o , ~ e ~ # d d o , e , d * n t c ~ * e * r p . Z ~ - ~ ~ o f ~ ~ * . ~NONE ~o reportable g~s.)

~ DESCRIPTION1.2.3.4.5.

V I . L I A B I L I T I E S . a , , ,~ d e ~ , h o ~ c o~ ~ o . . .. ~ d ~ , ~ , u ~ , ~ , , ~ ~ ~ , ~ , . ~ z - ~ o f ~ ~ , ~ ~ , ~N O N E ( N o reportable liabilities.)

CREDITOR DESCRIPTION yALUE CODEI.

2.3.4.5.


8/19

P a g e F IN A N C I A L 4 o f 1 4 D I S C L O S U R E R E P O R T I rqor t on , Dav id C 0 8 / 0 S / 2 0 1 0

NONE (No reportable income, ~sets, or transaction.)

D~ption o f~ ~ ln~om during Gross value at ~d T~n~cfions ~ring ~ng ~ri~(including ~ a~)Pl~"(X)"~eacha~ +Am~nt[ ~(e.g., Value l Value [ T~e(e.g., + Date [ Value [ Gmn t+nti~ofexmpt +am mo~ dimlosure

I. AES Co+ Hone J T2. AFLAC Inc None L T

3. Alcatel-Lucent ADR None J T4. Alcoa Inc A Dividend J T5. Allianz Life F~nklin Valuema,k A Dividend K T6. A ltria Group A Dividend J T7. American Express Co A Dividend J T8 + American Intl Group lno None .1 T Sold 06/30/09 J A(part)9. American Intl Group Ine None J T

1 0 . Ameriprise Financial lne A Dividend J TI I. Aragon Inc None J T12 . AOL Ino None J T Spinoff ! 12110/09 J(from line 13t)t3. AT&T lnc A Dividend J T14 . AT&T Inc A Dividend J T1 5 . AT&T lag A Dividend K T16 . Bank of America A Dividend K T17 . Bank of N ew York Mellon Carp A Dividend J T

( S e e C o lu m n s B I a n d 0 4 ) F = $ 5 0 , 0 0 1 - $ 1 0 0 , 0 0 0 O = $ I 0 0 . 0 0 1 - $ 1 , 0 0 0 . 0 ~ 0 H I = $ 1 . 0 0 0 . 0 0 1 - $ 5 .0 0 0 . 0 0 0 i t 2 = M ~ e e t h a n $ 5 . 0 0 0 , 0 0 02. value ~ J =$ 15.000 or I ~ K -$ 15.001 - $ 50,000 L -$ 50#01 + $100,000 ld =$100.00! - $250.000( S e e C o l u m n s C I a n d D 3 ) N = 1 2 5 0 0 0 ! - I 5 0 0 D 0 0 O - $ 5 0 0 . 0 0 1 - $ 1 , 0 ~ 0 , C ~ 0 P l = $ 1 . 0 0 0 , 0 0 1 - $ 5 , 0 0 0 . 0 0 0 P 2 4 5 , 0 0 0 , 0 0 1 . $ 2 5 , 0 0 0 . 0 ~ 0

P3 =$25,000.001 - 150,000,000 p4 ~Moce than 150,000.0003. Value Method Cod~ Q =Appcaisal R "~o1 (R ead Estate Only) S =Asse~qlt T =Cash Market(See Cohman C2) U =Book Value V =Other W =Fadmaled


9/19

FINANCIAL DISCLOSURE REPORT N a m e o f P e r s o n R e p o r t in g ] D a t e o f R e p o r tPage 5 of 14 N o ~ n , D a v id c. [ 0 8 1 o 8 / 2 O l OV I I . I N V E S T M E N T S a n d T R U S T S - ~ n c o . ~ ~ . e , ~ . e a o . ~ a . ~ . .s , ~ o ~ o / ~ . . . . d d~endent children; see p p . 3 4 - 6 0 of filing

NO~ ~0 reportable income, assets, or tra~actions,)~ " ~o~ c. ..............................: ..............Descfi~i~ of Ass~ Gr~s value m ~ T~ctions during ~po~ing ~ri~( i n c l u & n g t r u s t a ss c ~ ) ~i~_~.~fiod of ~ing

P]~ ~(X )" a~vach~t ~u~t [ T~v(c.g., V a l ~ Value T ~ ( ~ . g . . /Da~ I Val~ ~ Ga~ II Identi~ of[ ~I [ d i e . , r e n ~ C~e 2 Me~od b u y , ~ 1 1 , ~ m~ C~ 2 [ Code I [ buyer/~ll~empt ~m prior di~10s~ ~ (A-H) [ o r i n L ) ( J - P ) C~e 3 ~emption) (J-P) (A-H) [ ( i f p r i v a t e(Q-W) J J L

1 8 . Be~hi~ H~thaway lno CI B Hone J T1 9 , BP P LC Spons ADR C Dividend L T

20 . B r i s to l M y e r s S q u i b b A D i v i d e n d J T21. Capital World Growth and Income Fd CL A~ A Dividend K T22. Capital World Growth and Income Fd CL A A Dividend K T23. Capital World Growth and Income Fd CL A A Dividertd K T24. Chevron Corp B Dividend K T25. Chevron Corp A Dividend K T26. Chevron Corp A Dividend K T27. Cisco Sys Inc None J T28, Citadel Broadcasting Corp None J T29. Citadel Broadcasting Corp None J T30. Citibank Deposit Program A Interest J T31. Citibank Deposit Program A Interest K T32 . C i t ib a n k D e p o s it P r o g r a m A I n t e r e s t K T33. Citigroup Inc A Dividend J T34. Cooa-Cola Co A Dividend J T ~


10/19

N a m e o f P e r s o n R e p o r t in g D a t e o f R e p o r tF IN A N C I A L D IS C LO S U RE RE PO RT,]_ N o r t o n , D a v i d C .ag e 6 o f 14 o 8 / o ~ / 2 O l O

NONE ~o reportable income, assets, or tr~sactions.)

3~. Co~t Co~ A Dividend J T36. .Corncast Corp None J T

37. CSX Corp A Dividend K T38. Dell lnc None J T39. Walt Disney Co A Dividend J T40 . walt Disney Co A Dividend J T41. Walt Disney Co A Dividend J T42, Dover A Dividend J T43. Dow Chemical A Dividend J T

44. Dow Chemical A Dividend J T45. E 1 Dopon t C o None J T46. Eaton Vance Tax Free Fund CL A A Dividend M T47. Eaton Vance Tax Free Fund CL B A Dividend K T48. Eli Lilly & Co B Dividend K T49. Eli Lilly & Co A Dividend J T50. Emerson Electric A Dividend K T5 t. Energy Transfer Partners LP None K T B uy 01/28/09 K


11/19

[Namef Person Reporting Date of Rel~rtFINANCIALDISCLOSURE R EP OR T[ N o , t o ., n a , t d ~ .P age 7 of 14 o g / o 8 / 2 0 1 o

NO~ ~o reportable income, assets, or tra~actio~.)~fi~ion of A~ ~ ln~e during ~ ~lue at end Transitions during ~ing(including ~st a~) ~ ~ng period { of r~ing ~ri~

PIa~(X)" ~each ~set [~ount I T~(e.g.. Value Va~ T ~ ( ~ . g . . I D ,~ I V ~ , ~ I G ~ I ] d ~ . t i ~~ (A-H) ~ orint.) ~ ( J -P) ! C~3 ~demption) ~ [ (J-P) { (A-H)[ (ifpfiva~

52: Bxp~ia Inc None J T

53. Exxon Mobil Covp A Dividend J T

54. Exxon Mobil Corp A Dividend K T55. Fairpoint Communications Inc None J T5 6 . F a i r p o i n t C o m m u n i c a t io n s I n c N o n e J T57. Federal Home Ln Mtg Corp None J T58 . Federal National Mortgage Assn None J T59. First Federal of Charleston C Interest O T60. First Financial Holdings In C Dividend M T6t . First Financial Holdings ]he A Dividend K T62, Genetech lr~ None Merged 04/24t09 Ji (with line 131)63. General Electric Co B Dividend K T64. General Electric Co A Dividend J T65 . G e n e r a l E l e c t ri c C o B D i v i d e n d K T66. G o l d m a n S a c h s G r o u p I n A D i v i d e n d J T67. Growth Fund of America CL A A Dividend K T68. Growth Fund of America CL A A Dividend K T

(~:C~u~ ~) U =B~k Vflue V ~M W =~i~ted


12/19

FINANCIAL DISCLOSURE REPORT[ N o r t o n , D n v ~ d C . 0 S / 0 S r ~ 0 1 oage 8 of 14

V I I . I N V E S T M E N T S a n d T R U S T S - t . c o ~ e . .. ~ . , .a~o~o. a.c~,~ ,~o~ of ~. ~ ~ .~ . . ~ , ~ . . ~ ~ ~ p . ~o ~ /~m.z ~ .~ .~~0~ ~o reportable income, assets, or transactio~.)

~~ption of A~ In~o~ du~ng Gm~ value at ~d Transactions during ~porting peri~(incl~ng trust a~e~) ~ ~o~ing ~6~ of re~ing ~ri~

Pl~(X)~~t ~unt T~(~.g., V~I~ [ Value T~e(e.g., [ ~t u ~ Gain IdentiCal

69. G~dcd ~rapu ct ics ln N o n e J T70 . Ha~fo rd Financial S~ice s ~ A Divided J T

7 1 . HaRford Ca~lal Appr~iation Fund (IRA) A Divided M T72 . HewleR Packa~ Co A D i ~ d~ d J T7 3 . Hom e ~po t Inc A D i v i d e n d J T74 . Hone ~ll Intl Inc A D i v i d e n d J T75 . HSN Inc N o n e J T76 . IAOln t ~o t iv e C~ N o n e J T77 . ~M B D i v i d e n d L T78 . Id~rc Inc N o ne J T7 9 . Ideate Inc None J T80. Intel (1~) A Dividend K T

81 . lntel A Dividend J T

82. lnt~al Leisu~ Group Inc None J ~83 . Johnson & Johnson A Dividend J T

8 4 . Kim~dy Clark A Di~dond J T85. ~fi F~s lnc CL A A Dividend ~ T

L t~com Gain Cod~ A -$ 1~000 or ~ B = $ 1 . 0 0 1 - $ 2 ,5 0 0 C -$2.50! - $ 5,0~0 D = $ 5 , 0 0 1 - $ 1 5 , 0 0 0 E = $ l 5 , 0 0 1 - $ 5 0 , 0 0 02. Valu~ ~(S~Columns CI and D3) N

P3 ,~2S,009,001 - $50,000,0~0 P4 =Mora than $50,0~0,0003. Valt~ Method Cod~ l~ =Al~lisal g =(10~ (R~! E stet Only) S =Assessr~nt T = = C a s h M a r k et(See CoJu~n C 2 ) O "Book Value V = O ~ h e r V , / = E s t i m a t e d


13/19

FINANCIAL DISCLOSURE REPORT ~a,e of Person Reporting [ D a t e o f R e p o r tP age 9 of 14 Norton, David C.[

08/08/2010

V H . I N V E S T M E N T S a n d T R U S T S - 1 . o , ~ , .~ , e , ~ ,o , ~ a o , ~ a . a ~ d ~ t h o , ~ o / ~ p o , ~ ~ , ~ ~ p o ~ a ~ , , ~ s ~ , ~ ; ~ ~ ~ p . ~ - ~ o o l m ~ ~,~ .~NONE ~o reportable income, assets, or transactio~O

A, B. C. D.~on of ~se~ I n c o m e d u r i n g Gm~ value at end T~mctio~ ~fing ~o~ng p~(i~l~g tms~ ~se~) reposing ~fi~ of r~o~ing ~ri~

~pt~pfio, disolo~ di .... t, [ ~d2 I Mc~o d b u y , s ~ l t , tm~d~ I c~l ~d~ ~ /86. Le~ M~n Pa~ers A~essive ~owth N o n e J TFD CL C

8 7 . ~gg M~on Value Trust Inc A Dividend K T

88. Lincoln N ational Corp A Dividend J T89. Linciln National Life Annuity (IRA) A Dividend M T90. LSI Logic Corp None J T91. M F S South Carolina Muni Bond CL A A I n t e r e s t K T B u y 05/27/09 K(addl)92. MFS South Carolina Muni Bond CL B A I n t e r e s t K T93. Mass Mutual Life Ins None J T9 4 . M c D o n a l d s C o r p A D i v i d e n d K T

95. Merck & Co Ins New None J T96. Menill Lynch & Co Inc None , Merged 01/02!09 J(with line 16)97. Metlife Ins Co of Connecticut Vintage A Dividend L T9 8 . Metlife Life & Ann Co of Conn TLAC Port A Dividend M TArch99. Metlife Life & Ann Co of Corm TL AC A Dividend N TMarquis Portfolio100. Microsoft Corp A Dividend J T101, JP Morgan Chase & Co A Dividend J TI02, Motorola A Dividend J T


14/19

FI NANCIAL DI SCL O SURE RE PO RT N am e o f P e r s on R e por t in g I D a t e o f R e p o r tPage 10 o f 14 Norton, ~d c .I

o~8/2olo

VII. I N V E S T M E N T S a n d T R U S T S -t , eo , ,~ ~ai ,~o~=~,~a , c l ,~ ,~t~o~o/~eo . . . . ~e~, t~#~,:~e~NONE ~o reportable income, assets, or transactions.)

~. ] ~. -- ........ c ~ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ~ ......................................D~ption o f~ [ I n . m e d ~ n g Gro~ value at end T~ns~tions during ~p~ting(including ~t ~) ] ~ing pefi~ of ~o~ngPla~ )g)" ~Ror ~h ~t ~ounl / T~ (=.g.. V a l u ~ Val~ T~ (e.g.. ] Date /Value ~ Ga~ ~ Id~ti~ ofexem~ ~ p~r a~losu~ C~e I / div., rent, Co~ 2 Me~od b u y , s e l l , j m~ l~de 2 ] Code 1 I buyerl~ller(A-n) / o r i n t . ) ( J - P ) c~e 3 ~emption) [ (J-P) ~ (A-H) I ( i f p r i v a t e

I03. Motors liqui~fion Co, None K T104. 3M Company A A Dividend K T105. NCR Corp New None J T106. Nokia Corp A Dividend J T107. Norfolok Southern B Dividend L T

1 0 8 . North Carolina Rental Property 100% 13 Rent PI wTransylvania County, N C109. Paragon Life Fixed Fund None J Tt 10. Pepsico Ine A Dividend J T111. Pfizer Inc A Dividend J T Sold 10/I 6/09 J A(part)112. Pfizer Inc A Dividend J Tt 13. Phillip Morris lntl Inc A Dividend J T114. Proctor & Gamble A Dividend K T115. Proctor & Gamble A Dividend K T116. Progress Energy A Dividend K T117. Pumam Tax Smafl FDS E quity FD CI B A Dividend M T118. Safeway Inc New A Dividend J T119. SCANA Corp B Dividend K T

(~ L~) O ~ V~lue V ~ W


15/19

FINANCIAL DISCLOSURE REPORT N, , .e o f P er son Repor~ ng [ Da,eaf R e p o r tPage I 1 of 14 n o m n , D a v i d C .

I0 S / 0 Z / 2 0 1 0

VII. INVESTMEN TS and TRUSTS - ~o~, ~, ~ ...... , ~o ~ a ~ ,~ , ,~o ~ o ~ .. .. ~ ~ ~ : d , ~ , ~ ~ ~p . ~ -6 0NONE ~o reportable income, assets, or transaction.)

~scfiption of~ } ~me during ] Gross value at ~d ~ T~n~ctio~ during ~o~ing(i~l~ing ~t a~) ~ ~ing peri~ ~ of~o~ing p~ri~ ~Pl~"(X)"~ereachs~et Amount~ T~(e.R., / Value ~ Value I T~(~.g, / Da~ ~ Value G~ ~ ld~tiWof

(A-H) or int.) ( J -P) ~ Code3 ~ r~pfi~) ~ ( J -P) I (A-It) (ifpdvate

120. SCBT A Div idend K T! 21. Scherling Plough Corp None Merged l 1/03/09 J(with line 95)! 22. Sruucker Co New A Dividend J T123. South Carolina State Deferred Comp Plan A Dividend L T1 2 4 . S o u t h C a r o l i n a S t a t e R e t ir e m e n t P l a n B Dividend M T

S o u t h C a r o l in a S t S e t M B U T A I n t e r e s t M a t u re d 06/01/09126. South Financial Group (IRA) C Dividend J T127, Sunlrust Banks In A D i v i d e n d L T128. Synovu s Financial Corp A D i v i d e n d J T

t29. Te~adata Corp None J T130. Texas Instruments Inc A Dividend J T131. Tirue Warner lnc A Dividend J T132. Travelers Companies Inc A Dividend J T133. Tree Corn Ine None J T1 3 4 . U T S F i r s t T R S P L S i tu a t i o n s T R 1 5 5 9 D o w N o n e S o l d 01130/09 K ATarget 10135. UTS FPT Dow Targ et 10 Feb 09 (IRA) A D i v i d e n d K T B uy 02/02/09 K136. Ver izon A D i v i d e n d J T


16/19

F IN A N C I A L D IS C LO S U RE Ia m e o f P e r s o . R e p o r t in g I D a t e o f R c p n r ~RE PO RTI Norton, David C. [

08/08/2010age 12 of 14

NONE ~o reportable income, assets, or transaction,)~fiption of As~ In.me during(including ~st a~) reposing pe~od of ~ing

Ph~e"(X)"~~h~ ~ m o u a tI T~(e.g., Value ]Value T~(e.g., [ Date [Value I Gain [ ld~ti~of~p~or~s~ c~ i div .....k ~ (Q-W) I I ~ction)

137. VeHzon A Divided J T1 3 8 . Wachovia None Merged 0 1 1 0 2 1 0 9 J(with line 144)1 3 9 . Wach0via (IRA) None Merged 01/02/09 J(with line 145)1 4 0 . Washington Mutual Ine None J T1 4 1 . Washington Mutual Investors Fund CI A B Dividend K T1 4 2 . Washington Mutual Investors Fund CI A B Dividend L T

1 4 3 _ Washington Mutual Investors A Dividend J T1 4 4 . Wells Fargo & Co New A Dividend J T

1 4 5 . Wells Fargo & Co New A Dividend J T

t46. Wyeth None Sold 10t16/09 1 D1 4 7 . Wyeth None Merged 10/16/09(with line 112)1 4 8 . Zimmer Ho ldings Ine None J T

(St* Colutans BI rail D4) F ~150.001 - $ 100,000 G =$ 100,001 - $ 1,000,000 HI -=$1,000.00t. $5.000.000 H2 =More than $5,000,0002. Value Codes J =$1 $ ,000 ~less K =$15,001 - $50,000 L ~$50,0~1 - $ 100,000 M =$100,00I - $250,000i (Sc Cohtmra (21 amt D3) N =$ 250.001 - $500,000 0 -$500,001. $ 1,000,000 PI =$ 1,000,001. $5,000,000 P2 --$5,000.00t - $25.000,000! P:) =$*5,000,001 - $~0,000,000 P4 =More than $50,0~0,000i 3. Value Method Cod,.~ Q =Appttlsal R =:Cc~t (R eal gstat Only) S ~mcat T =Cash MarketI (S~ Column 122) O ~Book V~fl~ V ==OtMr W =E stimated


17/19

Page 13 o f 14 N o . o n , D a v i d C . 0 ~ / 0 S / 2 0 t 0V III. ADDITIONAL INFORMA TION OR EXPLANATIONS.

Explanations for Part Vll. Investments and TrustsI. General Motor~ listed on 2008 Statement. In 2009, name changed to Motors L iquidation, lnc,2. Trust #1, Lain Farm shown on 2008 Statement is now shown on the atlachmen! sheet listed as Trust #I.3. The rental property listed in Part VIi, line 108 is located in Translyvania County, North Carolina, USA.


18/19

FINANCIAL DIS CL O S URE REPORTI N o r t o n , ~ > a v i d c . 0 8 m / ~ 0 1 o

age 14 o f 14IX. CERTIFICATION.

1 certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) isaccurate, true, and comp lete to the best of my k nowledge and belief, and that any inform ation not reported was withheld because it m et applicable statutoryprovisions permitting non-disclosure.1 further certify that earned income from outside employment and honoraria and the incompliance with the provisions of5 U.S.C. app. 501 et. seq., 5 U .$.C. 7353,

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILF~iI. Ja~FALSIFIES OR FAILS TO FILE THIS RE PORT MAY BE SUBJECT TO CIVILAND CR IMINAL SANCTIONS (5 U .S.C. app. 104)

FILING INSTRU CTIONSMail signed original and 3 ad ditional copies to:

Committee on Financial DisclosureAdministrative Office of the U nited States CourtsSuite 2-301One Columbus Circle, N,E .Washington, D.C. 20544


19/19

Trust # 1

~~ of Royal Dutch Shell~ of Lain Farm

~~ of Allegheny Energy~ of Fairpoint Communication~N~NI~I of idearc Inc~~ of Eli Lilly & Co

~,,,,,~N ~ Holdings Inc~ N ~ I o f R o y a ~ D u t c h S h e ll

David C Norton Financial Disclosure Report for 2009

Documents

Transcript of David C Norton Financial Disclosure Report for 2009