0

POSITION NAMEOFORGANIZATION/ENJJTY

o> § ;o

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. PARTIES AND TERMS

AO/O FINANCIAL DISCLOSURE REPORT Report Required by 1he Ethics in Government Act of 1978 Rev. 112010 FOR CALENDAR YEAR 2009 (5 U.S.C. app. §§ 101-111)

L Person Reporting (la.st name, first. middle initial) 2. Court or Organization

CHESNEY, MAXINE M. U.S. DISTRICT CT./NO. DIST. CA

4. Tiiie (Article illjudges indicate active or senior status; Sa. Report Type (check appropriate type) magistrate judges indicate fuU- or part-time)

Nomination, DateD U.S. District Judge - Senior Initial Annual FinalD D

Sb. D Amended Report

3. Date or R<>port

0510312010

6. Reportin Period

01/0112009

to

1213112009

7. Chambers or Office Address 8. On the basis or the lnrormatlon contained in this Report and any modifications pertaining thereto, it ls, in my opinion, In compliance

U.S. District Court with applicable laws and regulations.

450 Golden Gate Avenue San Francisco, CA 94102

Re,·iewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box/or each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting Uulividual only; Ste pp. 9-13 of filing instructioru.)

[Z] NONE (No reportable positions.)

1.

2.

3.

,....,04. n -- n15. , -.--

CJ) }::• C--· Fil

r-1 -o··. N

... _ o · )> rn-ril""11 CJ-P.II. AGREEMENTS. (Reporting individual on/y; see pp. U-16 of filing instructionr.) CJf'1 w

LuD NONE (No reportable agreements.)

With SF City & Cty Employees' Retirement System for pension payable monthly until death, based on formerI. 02126193 employment with SF Dist.Atty.

2. 10/29/05 With State of California Judges' Retirement System for retirement benefits payable monthly until death, based on former employment as SF Superior Court Judge

3.

Chesney, Maxine M.

SOURCE AND TYPE

SOURCE AND TYPE

SOURCE LOCATION PURPOSE

INCOME

ITEMS OR PROVIDED

2.

FINANCIAL DISCLOSURE REPORT

Page 2of12

Name ofPerson Reporting

CHESNEY, MAXINE M.

III. NON-INVESTMENT IN CO l\1E. (Reporting individual and spouse; m pp. 17-24 of filing instructions.)

A. Filer's Non-Investment Income

D NONE (No reportable non-investment income.)

I. 2009 San Francisco City & County Employees' Retirement System· Pension

Date or Report

05/0312010

(yours, not spouse's)

$13,142.00

2.2009 California Judges' Retirement System - Pension S107 ,328 .00

3.

4.

B. Spouse's Non-Investment Income - I/you were married during any portion of the rtp0r1ing year, campkte this section.

(Dollaramowunot required except for honororia.)

D NONE (No reportable non-investment income.)

1. 2009 California Judges' Retirement System· Pension

2.2009 Self-employed (arbitration and mediation)

3.

4.

IV. REIMBURSEMENTS - tranrportation, lodging.food, tntertain,;.enl.

(includes those to spouse and deprndent chiU!ren; seepp. 25-27 of filing instructions.}

[Z] NONE (No reportable reimbursements.)

I.

PAID

3.

4.

5.

SOURCE DESCRIPTION

CREDITOR DESCRIPTION

VALUE

VALUE CODE

Name or Person Reporting

CHESNEY, MAXINE M.

0-Jte or Report

0510312010

FINANCIAL DISCLOSURE REPORT

Page 3of12

V. G IITS. (lncludu those lb spouse anddependent children; see pp. 28-31 of filing instructions)

[{] NONE (No reportable gifts.)

l.

2.

3.

4.

5.

VI. LIABILITIES, (Includes lhose afspou,. and dependent ch11drrn; rte pp. 32-33 of filing llfstructions.)

[{] NONE (No reportable liabilities.)

).

2.

3.

4.

5.

I

FINANCIAL DISCLOSURE REPORT

Page 4of12

Name or Person Reporting

CHESNEY, l\L\XINE M.

Dale or Rtport

0510312010

VII. INVES Tl\1ENTS and TRUSTS -· incomt, •alut, lransactUms (lnclutks thou of spaust and dtptndenl children; Ut pp. 14-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period of reporting period

(I) (2) (I) (2) (I) (2) (3) {4) (5) Place "(X)" after each asset Amount Type (e.g., . Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., ren Code2 Method buy, sell, mm/ddlyy Code 2 Code l buyer/seller (A-H) or int) (1-P) Code3 redemption) (J·P) (A-II) (ifprivau:

(Q-W) transaction)

I. Common Stock - Advanced Polymer None J T

2. Mutual Fund - RVS CA Tax· Exempt c Interest M T (formerly AXP)

3. Bond ·Calipatria CA Redev Agy A Interest I T

4. Bond • Sequoia CA Hospital District A Interest I T

5. Bank Accts., CDs • Wells Fargo B Interest Pl T

6. Common Stock - Cisco Systems None M T

7. Bond - Fremont CA Pub. Fin. Auth. A Interest K T . .

8. Bond • San Benito Health Care Dist. A Interest J T

9. IRA - Hoefer & Arnett A Dividend K T

10. -Money Market Fund - Evergreen Closed 05/15/09 K

11. -Common Stock - Berkshire Hathaway Hldg Co. CL B

12. -Common Stock - Google Inc. Buy 09n3/09 I

13. -Common Stock - American Express

14. -Common Stock - !Shares Buy 11/16/09 J

15. -Common Stock - Mkt Vectors Buy 11116109 J

16. -Common Stock - McAfee Inc. Buy 07/15109 I

17. -Corp. Bond - Gen. Mills Buy 03/31/09 J

l. Income Gain Codes· A =$1,CXXJ or lcu B =$1.001 - $2500 C =$2,501 - SS,000 D =$5,001 • $15,000 E =$tS,001- $50,000

(S"' Columns BI and 04) F = .001- Sl00.000 G =$100.00t - Sl,000.000 HI =Sl,000,001 • $5.000,000 H2 =More th:m $5,000,000

2. Value Codes. I =$15,000 or I= K =SIS.001 • $50,000 L =$50,001 • $100.000 M "4100,001 - $250,000

(Sec Columm C 1 and D 3) N =$250,00t • $500,000 0 =$500,0Cll • Sl,000,000 Pl =$1.000,001 - $5,000, 000 P2 :$5,000,001. $25,000,000

Pl =SlS,000.001 • S.I0.000,000 P4 =More tlJ.m $50,000,000 3. Vall.ll: Method Codes Q=Appnisal R =Co.i (Real Estate Only) S =Assessment T =Cash Market

(Sec Column CZ) U :Sook V J.luc V =Other W=E.stimated

K T

(5)

27.

30.

31.

33.

34.

·,

Nam• or Person Reporting Date or R•portFINANCIAL DISCLOSURE REPORT

Page 5 of 12 CHESNEY, MAXINE M. 0510312010

VII. INVESTMENTS and TRUSTS incomt, •ame, transactions (Includes thou ofspouuand dependem children: m PP· 34-600/filing inslrllctions.J -

D NONE (No reportable income, assets, or transactions.)

A.

Description of Assets

(including trust assets)

Place ·ocr after each asse1

exempt from prior disclosure

B. c. n. Income during Gross value at end Transactions during reporting perio

reporting period of reporting period

(I) (2) (I) (2) (I) (2) (3) (4)

d

Amount Type (e.g., Value Value Type (e.g., Dace Value Gain Code I div., rent, Code2 Method buy, sell, mmldd/yy Code2 Codcl (A·H) or int.) (I·PJ Code3 redemption) (J·P) (A-H)

(Q-W)

ldcruicy of

buyer/seller (if private

transaction)

18. -U.S. Govt Bond-Fed.Nat'! Mort. Assn. Redeemed 04/23/09 J

19. -Mutual Fund -Source Cap, Inc.

20. -Corp Bond_. Idaho Pwr Corp Buy 03131/09 J

21.

22.

23.

-Common Stock - Burlington Northern Santa Fe Corp.

Bond - N. Inyo Cnt)' Cal. Local Hosp. A Interest . J T

Bond - Folsom Cal. Sp!. Tax Comnty Files. B Interest K T

24. Bond - Ca.I. Edi. Faes. Rev. A Interest J T

25. Bond - Woodland Cal. Fin. Auth. B Interest K T

26. Bond - Pomona Cal. Redev. Agy Tax Alloc. A Interest J T

Common Stock - Walmart Stores c Dividend M T

28. Bond - Placentia CA Redev Agy Hsg A Interest J T

29. Bond - LaMirada CA Redev Agy A Interest J T Redeemed 10/01/09 J (part)

Bond - Montclair CA Redev Agy A Interest J T

Bond - Cudahy CA Redev Agy A Interest

32. Bond - Kem Vy Healthcard Dist CA A Interest K T

Bond - Bell Comnty Redev Agy CA Tax A Interest TJ

Bond - M.uroc CA Jt Unif Sch Dist A Interest Sold 10/06/09 J

I. Income GainC<>dcs: A=Sl.OOOorless B =ll,001 • $2,500 C =S2.501 • SS,000 D =SS.001-SIS.OOO E =SlS ,00I - SS0.000

(Soc Columm B 1 and 0") F =S.10,001 • Sl00.000 G ..$100,001 • Sl.000,000 HI =Sl,000,001-SS,OOO.OOO H2 =M= than $5,000,000

2. V .aluc Codes I =SIS.000 or k:ss · K s$15,001 • SS0,000 L =$50,001 - $100.000 M =SI00,001 - $250,000

(Sec Columns Cl and 03) N s$250,00I • SS00.000 o =$500.00!. Sl,000,000 Pl =Sl,000,001 -$5,000.000 Pl =SS,000,001 -$25,000,000

P3 =$25,000,001 - $50.000,000 P• =More than $50,000,000

3. Value Mctbod Codes Q Appraisal R =Cost <R•al Esta« Only) S =Assessment T =Casb Marke<

(S<c Column C2) U =Book Value V =Otber w =Estimatod

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Name of Person Reporting Date of ReportFINANCIAL DISCLOSURE REPORT

Page 6 of 12 CHESNEY, J\fAXINE M. 05/03/2010

VII. INVESTMENTS and TRUSTS -- inco=, .a1ue, transactions <Includes t1iose of spouse and dependent children; m PP· 34-60 of filing in aions.J

D NONE (No reportable income, assets, or transactions.)

A. Description of Assets

(including trust assets)

Place "(X)" after eacb assot

exempt from prior disclosure

B. c. D. . Income dwing Gross value at end Transactions during reporting period

reporting period of reporting period

(I) Amount

(2) Type (e.g.,

(I) Value

(2) Value

(I) Type (e.g.,

(2)Date

(3) Value

. (4)Galo

(5) Identity of

Code I

(A-II) div., rent,

or int.)

Code2

(I-PJ Metbod

Code3

buy, sell,

redemption) mm/dd/yy Code2

(J-P) Code I

(A-H) buyer/seller

(if private (Q-W) transaction)

35. Common Stock • Microsoft c Dividend M T

36. Bond - CA Edi Faes A Interest J T

37. Bond - Woodland CA Commty Faes A Interest J T

38. Bond- Yuba City CA Redev Agy A Interest J

39. Common Stock- Reading lnt'I None K T

1 40 . Common Stock - American Express A Dividend K T

41. Common Stock - Berkshire Hathaway CL A None L T

42. Bond - Plumas CA Elem Sch Dist A Dividend J T

43. Bond- Riverside Cnty CA CTFS Partn None Sold 031W09 J

44. Bond - Valley Sanitary Dist CA A Dividend J T

45. Common Stock - Berkshire Hathaway CL B None L T

46. Common Stock - Farmers & Merchants A Dividend K T Bank Long Beach

47. Common Stock - Oracle Corp. A Dividend L T

48. Bond - Bakersfield CA Imp't Bd A Dividend J T Redeemed 09/02109 J A (part)

49. Bond - Blythe CA Redev Agy A Interest J T

50. Bond - Chula Vista CA Redev Agy A Interest J T

51. Bond - Hercules CA lmp't Bd A Dividend J T

l. Income Gain Codes: A=St.OOOorlcss B =Sl.001 • $2.SOO c =$2..501- $5,000 D=SS,001 • $15.000 E=S!S,001 • $50,000

(Soe Columns Bl and 04) F =SS0,001. $100,000 G =SI00.001- $1,000,000 HI =St,000.001 - $5,000,()(J() H2=More than $5,000.000

2. Value Codes J =SIS,000 or less K a$15,00I - $50,000 L =S50,00J - $100,000 M =SI00,001 • $250,000

(Soe Columns CJ and 03) N =S250,00I • $500.000 0 =$500.001. $1,000,000 Pl =$1,000,001- $5,000,000 P2 =$.1,000,001. $25,000.000

P3 =Sl5,000,001 - $50,000.000 P4 =More than $50,000,000

3. V alu< Method Codes Q=AppDisal R -COst (Real Estaie Only) S =Assessment T =Cash Martct

(Soc CDlultUl 0) U =Book Value V=Other W=Estimated

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FINANCIAL DISCLOSURE REPORT

Page 7of12

Name or Person Reporting

CHESNEY, J\IAXINE M.

Date of Report

05/03/2010

,

VII. INVESTMENTS and TRUSTS - income, vaiue, transactions <Includes those of spouse and dependent childrtn; see PP· 1u;o of filing 1ns1rudions.J

D NONE (No reportable income, assets, or transactions.)

A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period of reporting period

(1) (2) (1) (2) (I) (2) (3) (4) (5) Place '"(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div.,ren Code 2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller (A-If) or int.) (J-P) Code3 redemption) (J·P) (A·II) (if private

(Q-W) transaction)

52. Bond -Mojave Desert & Mtn CA Waste A Dividend J T Mgmt

53. Bond-Richmond CA Jt Powers Fin'g A Interest Sold 10/06/09 J

54. Bond-Woodland CA Redev Agy A Interest 1 T

55. Bond-Holtville CA Redev Agy A Interest J T

56. Bond-Riverbank CA Redev Agy A Interest K T

57. Conunon Stock- Burlington Northern Santa B Dividend L T Fe Corp

58. Mutual Fund - Source Cap, Inc. B Dividend L T

59. Money Market Fund - Evergreen A Dividend Closed 05/12109 N

60. Corp. Bond - AmGen Fin B Interest J T

61. Corp. Dond - Leucadia Nat'l Corp. c Interest L T

62. Bond - Long Beach CA Fm. Auth. A Interest ] T

63. Bond - Lancaster CA Fin. Auth. A Interest J T

64. Bond - Indep. Cities CA Lease Fin. Auth. A Interest J T

65. Bond - ABAG Fin. Auth. for Nonprofit A lnt rest ] T

66. Bond - ABAG Fin.Auth. Jackson Lab A Interest 1 T

67. Bond - CA Hlth Faes Fin'g Auth. Hope A Interest ] T

68. Corp. Bond - Am.Elec. Pwr D Interest K T

l. [ncome Gain Code.s: " •S l ,000 or les• B =Sl.001 • $2.SOO c =$2.501 • ss.ooo D =$5.001- $15.000 E =SJS,001 • $50,000

(S<eColummBl .0004) F:$50,00l ·S100,000 0 s100,001. Sl,000.000 HI =Sl,000,001 • $5,000.000 l!Z:More lhan $5,000,000

2. Value Codes J =$15,000 or less K :$15.001 - $50,000 L =$50,001 • $100,000 M =$100,001 • $250,000

(Sec Columm Cl Ind DJ) N ..$2.50,001 - $500,000 0 :$500,001. $1,000.000 Pl =$1,000,0()1 • $5,000.000 P2 =SS.000.001. $25.000,000

Pl =S1S.OOO,OOI • $50.000,000 P4 =More tlwl $50,000,000

l Vaiuo Mdbod Codes Q=J.ppi>isal R =Cost (Rl:lll E>me Only) S .::-Assessment TcCashMarlcct

(Stt Column CZ) U Book Va Jue V tjJther W =Estimated

I

i

c.

! I ! (2) (2) (4)

(A-H)

69.

73.

74.

77.

79.

84.

85.

Name or Person Reporting Date or ReportFINANCIAL DISCLOSURE REPORT

Page 8 of 12 CHESNEY, MAXINE M. 05/03/2010

VII. INVES Tl\'.lENTS and TR US TS -- income, value, 1ransactians rrncwdes those of spouu and dependent children; su PP· 1-1.60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

A. B. D. Description of Assets Income during Gross value at end Transactioru during rrporting period

(including ttust assets) reporting period of reporting period ·-· ·---···

(I) (I) (I) (2) (3) (5) Amount Value ValuePlace "(X)" after each asset Type (c.g Date Value Gain Identity of Type (e.g., Code l div., rent, C ode2 Methodexempt from prior disclosure buy, sell, mm/dd/yy Codc2 Code I buyer/seller

or int.) (J-P) Codc3 redemption) (A-I!)(I-P) (if private transaction)(Q-W)

Corp. Bond - Comcast B Interest K T

70. U.S. Govt. Bond - Fed. Home Loan Bank B Interest Redeemed OlnB/09 L

71. U.S. Govt. Bond- Fed. Home Loan Mtg. B Interest Redeemed 02/15/09 L

72. U.S. Govt Bond - Fed. Natl Mort. D Interest Redeemed 04123109 M

U.S. Govt. Bond - Fed. Natl Mort. B Interest Redeemed 06/18109 K

Corp. Bond - Norwest Fm. B Interest Redeemed 07/15/09 K

75. Corp. Bond - Kellog Co. B Interest K T

76. Corp. Bond - Wells Fargo B Interest L T

Bond - CA Stwde Cmntys Rev A Interest K T Buy 02113109 J

78. Bond - Banning CA Fin'g Auth A Interest J T Buy 05127109 J

Bond - Kem Valley Hlthcare Dist A Interest J T Buy 07/09/09 J

80. Bond - CA Stwde Cmntys Dev Auth A Interest Buy 04/03/09 J

1 81. Sold 10/06/09 K A

82. Bond - Bakersfield CA Impt A Interest J T Buy 09/02/09 J

83. Bond - Capistrano CA Uni Sch Dist A Interest J T Buy 09/18109 J

Bond - Daly City CA Hsg Dev A Interest K T Buy 10/09/09 K

Bond -LaQuinta CAFin'g Auth A Interest J T Buy 10113/09 J

l. income Gain Codes: A =S 1.000 or less B =Sl.001 • S2,500 C =SZ,501- $5.000 D =SS.001 • Sl .000 E =515.()01 - $50,000

(Soc Columns Bl andD4) f•SS0.001 -Sl00.000 G =SI00,001 • $ 1.000.000 Ill :Sl.OOO.OOl-S5,000.000 112 =Moie tlw> $5,000,000

2. Value CO<ks l=SlS.OOOorlm K =Sl5.00I - .000 L=SS0.001 -SI00.000 M=SI00.()01-nso.ooo

(Soc Columns Cl and DJ) N =S250,00I • $500,000 0 4500,001 • SJ ,000,000 Pl =Sl,000,001- SS,000,000 P2 &$5,000,001- $25.000,000

P3 =Szs.000.001 - sso.000.000 N =More Ihm $50,000.000

J, Value Motbcxl Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T=CashMarltel

<S"' Column C2J U =Book Value V =Other W=.Estimated

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FINANCIAL DISCLOSURE REPORT

Page 9 of 12

Name ot Person Reporting

CHESNEY, MAXINE M.

Date or Report

05/0312010

VII. INVESTMENTS and TRUSTS .. income, value, tramactions <1nc1udu those of spouu and dependeni children; m pp. J-1-60 of fuinr instructions.>

D NONE (No reportable income, assets, or transactions.)

A. Description of Assets

(including trust assets)

Place "(X)" after each asset exempt from prior disclosure

B. c. D. Income during Gross value at end TranS3ctions during reporting period

reporting period of reporting period

(I) (2) (I) (2} (I) (2) (3) (4) (S) Amount Type(e.g.• Value Value Type(c.g., Date Value Gain Identity of Codel div., ren Code 2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller (A-H} or int.) (J-P) Code3 redemption) (J-1') (A-H) (if private

(Q-W) transaction) --··

86. Bond - CA Stwde Comntys Dev Auth A Interest J T Buy 12114/09 1

87. Common Stock- !Shares A Dividend K T Duy 11/16/09 K

88. Common Stock - Mkt Vectors A Dividend K T Buy 11/16/09 K '

89. Common Stock - Google None L T Buy 09123109 L

90. Buy 10/05/09 J

91. Corrunon Stock - McAfee Inc. None K T Buy 07115109 K

92. Corp . Bond- Union Pacific B Interest L T Buy 04/21/09 L

93. Corp. Bond • Autozone c Interest L T Buy 04102/09 K

94. Buy 04129/09 K

95. Corp. Bond-Avon Prods B Interest L T Buy 03/19/09 L

96. Corp. Bond -CVS Inc. B Interest L T Buy 04/07/09 L

97. Corp. Bond - Dell Inc. c Interest L T Buy 02/17/09 L

98. Corp. Bond - Walt Disney c Interest L T Buy 02117109 L

99. Corp. Bond· G.E. Cap. Corp. B Interest K T Buy 01108109 K

100. Corp. Bond • Gen. Mills A Interest K T Buy 03/31/09 K

101. Corp. Bond - Idaho Pwr A Interest K T Buy 03/31/09 K

102. Corp. Bond - Heinz (H.J.) B Interest L T Buy 04/01/09 L

I. Income Gain Codei: A •Sl,000 or les.s B s t,00 l - Sl,500 C =S2,501 • $5,000 D =SS,001 -$15,000 E =SIS,001 · $50.000

(S<e Columns BI and 04) P=SSO.OOt -St00.000 G =SI00,001 • $1,000.000 HI =Sl,000,001 • $5,000,000 H2 =More thon !15.000,000

2. V aluc CO<les 1 =$15,000 "'less K =SlJ,OOt - $50,000 L =$50,001 • $100,000 M =$100,001 - $250.000

(Sec Columm Cl and DJ) N ...S2SO,ool - $500,000 0 =SSOO,OOl - St ,000,000 Pl =Sl,000,001 • $5,000,000 P2 =SS,000,001 - $25,000,000

Pl •$23,000.001 • SS0,000,000 P4 =More than $50,000.000

l. Value Mdhod Codes Q App.Wal R =Cost (Real Estaie Only) S sA.s5(ssmenl T=Ca<hMarl:el

(S«: Column 0) U=Book Value V =Other W a.Estimated

(Q-W)

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FINANCIAL DISCLOSURE REPORT

Page 10of12

Name of Person Reporting

CHESNEY, MAXINE M.

Date of Report

05/03/2010

VII. INVESTMENTS and TRUSTS - income, .a1Ul!, transiution• 11ncwdu tho•• of•pouso arnJ dependent children: ... PP· 34-60 affilinc instructioru.>

D NONE (No reportable income, assets, or transactions.)

A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period of reporting period

(I) (2) (I) (2) (I) (2) (3) (4) (S) Place "(X)• after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., renl, Code2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-II) orinL) (J-P) Code3 redemption) (J-P) (A-11) (if private

transaction)

103. Corp. Bond - Kraft Fds c Interest L T Buy 02111109 L

104. Corp. Bond - Kroger Co. D Interest L T Buy 03/18109 L

105. Corp. Bond - Pfizer Inc. B Interest L T Buy 03123/09 L

106. U.S. Govt Bond - Fed. Home Loan Mtg. A Interest L T Buy 12109/09 L

I. Income Gain Cod1:1: A =Sl,000 or ks' B zSl.001 -12.500 c =$2,501 - ss.ooo D=S5,00l - $15,000 E =SU,001 - $50,000

(S« Columns Bl and04) F 450.001 - $100,000 G =$100,001 - Sl ,000,000 Hl =Sl,000.001 - $5,000,000 H2 =More than $5,000.000

2. Value Codes l eS l 5.000 OT less K =Sl5,00l - $50,000 L=SS0,001-$100.000 M =SI00,001 - S250,000

(Sec Columns Cl and DJ) N s2so.001 - SS00,000 O =SS00,001 - Sl.000,000 Pl =Sl.000,001 - $5,000,000 Pl =$5,000.00 I - $25,000,000

Pl •125.000,001 -SS0,000.000 P4 =More Ihm SS0,()()(),000 J. ValueMe<hodCodeo Q=AppraL<al R ..Co6! (Real Es<ate Only) S =Assessment T=CashMarltet

(S"' Column C2) U=Book Vlluc V:Oth<r W=Estimated

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Page 11of12

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Date or Rrport N me o{ Person Reporting FINANCIAL DISCLOSURE REPORT

. CHESNEY, l\lAXINE M. 05/0312010

VID. ADDITIONAL INFORMATION OR EXPLANATIONS. <rrn!lcatepartofRepo11.>

a

FINANCIAL DISCLOSURE REPORT

Page 12 of 12

Name of Person Reporting Dale of Report

CHESNEY, MAXINE M. 05/03/2010

IX. CERTIFICATION.

I certify that all information given above (including information pertaining lo my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because It met appliuble statutory provisions pennittlng non-disclosure.

I further a:rtify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of S U.S.C.app. § 501 et. seq., 5 ·u.s.C. § 7353, and Judicial Conference regulations.

Signatur

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WlLFULLY FALSIFIES OR FAILS TO l''ILE TIIlS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK

UNITED STATES COURTHOUSE 500 PEARL STREET

NEW YORK, NEW YORK 10007-1312

CHAMBERS OF

MIRIAM GOLDMAN CEDARBAUM UNITED STATES DISTRICT JUDGE

June 23, 2010

The Honorable Bob y R. Baldock Chairman, Committee on Financial Disclosure Administrative Office of the

United States Courts One Columbus Circle, N.E., Suite 2-301 Washington, D.C. 20544

Dear Judge Baldock:

Thank you for your letter of June 16 , 2010. In Part VII, page s, line 26, the name of the financial institution or brokerage in which the "cash & equivalents" of the testamentary trust listed on line 26 is maintained is First Manhattan.

I hope this is the required information.

Sincerely yours,

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