Cumbria County Council€¦ · Cumbria County Council Serving the people of Cumbria ... Whilst...

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Cumbria County Council Serving the people of Cumbria cumbria.gov.uk Information Governance Team Cumbria House 117 Botchergate Carlisle CA1 1RD T: 01228 221234 E: [email protected] E-mail: 01 February 2017 Your reference: Our reference: FOI 2017-0010 Dear FREEDOM OF INFORMATION ACT 2000 - DISCLOSURE The council has completed its search relating to your request for information about proxy voting records of the Cumbria Pension Scheme, which was received on 06 January 2017. The council does hold information within the definition of your request. Request I would like to request some information under the Freedom of Information Act. Please may you provide me with the proxy voting records of the Cumbria Pension Scheme for the period of 1st May 2015 to 30th November 2016. For the avoidance of doubt, I am referring to the investments made by the Retirement System rather than any electoral voting. Ideally, I would like to have the following information in electronic format: · Name of Issuer · Issuer Identifier e.g. Ticker or CUSIP · Date of Shareholder Meeting · Type of Shareholder Meeting (Annual, Special etc.) · Proposal No. · Proposal · Proposer (Management / Shareholder) · Vote cast by Cumbria Pension Scheme · Entity responsible for vote decision (Internal/external asset manager (if external, please name) / proxy voting advisor (ISS, Glass Lewis, Marco Consulting, etc.) In addition, please indicate whether the Cumbria Pension Scheme has its own proxy voting policy or whether you use that of an external provider (Please Name). Response Please see attached spreadsheet for proxy voting records for the Cumbria Pension Scheme for the period of 1st May 2015 to 30th November 2016. Cumbria Pension Scheme have a contract with PIRC to undertake proxy voting on behalf of the Scheme. Whilst shares are proposed to be voted in line with PIRC’s voting policy, the ultimate responsibility remains with the Cumbria Pension Scheme. Most of the information that we provide in response to requests submitted under the Freedom of Information Act 2000 and Environmental Information Regulations 2004 will be subject to copyright protection. In most cases the copyright will be owned by Cumbria County Council. However the copyright in other information may be owned by another person or organisation, as indicated on the information itself. You are free to use any information supplied in this response for your own non-commercial research or private study purposes. The information may also be used for any other purpose allowed by a limitation or

Transcript of Cumbria County Council€¦ · Cumbria County Council Serving the people of Cumbria ... Whilst...

Page 1: Cumbria County Council€¦ · Cumbria County Council Serving the people of Cumbria ... Whilst shares are proposed to be voted in line with PIRC’s voting policy, the ultimate responsibility

Cumbria County Council

Serving the people of Cumbriacumbria.gov.uk

Information Governance Team � Cumbria House � 117 Botchergate � Carlisle � CA1 1RDT: 01228 221234 � E: [email protected]

E-mail:

01 February 2017Your reference:Our reference: FOI 2017-0010

Dear

FREEDOM OF INFORMATION ACT 2000 - DISCLOSURE

The council has completed its search relating to your request for information about proxy voting records ofthe Cumbria Pension Scheme, which was received on 06 January 2017.

The council does hold information within the definition of your request.

RequestI would like to request some information under the Freedom of Information Act.Please may you provide me with the proxy voting records of the Cumbria Pension Scheme for the period of1st May 2015 to 30th November 2016. For the avoidance of doubt, I am referring to the investments madeby the Retirement System rather than any electoral voting.Ideally, I would like to have the following information in electronic format:

· Name of Issuer· Issuer Identifier e.g. Ticker or CUSIP· Date of Shareholder Meeting· Type of Shareholder Meeting (Annual, Special etc.)· Proposal No.· Proposal· Proposer (Management / Shareholder)· Vote cast by Cumbria Pension Scheme· Entity responsible for vote decision (Internal/external asset manager (if external, please name) /

proxy voting advisor (ISS, Glass Lewis, Marco Consulting, etc.)In addition, please indicate whether the Cumbria Pension Scheme has its own proxy voting policy or

whether you use that of an external provider (Please Name).

ResponsePlease see attached spreadsheet for proxy voting records for the Cumbria Pension Scheme for the periodof 1st May 2015 to 30th November 2016.

Cumbria Pension Scheme have a contract with PIRC to undertake proxy voting on behalf of the Scheme.Whilst shares are proposed to be voted in line with PIRC’s voting policy, the ultimate responsibility remainswith the Cumbria Pension Scheme.

Most of the information that we provide in response to requests submitted under the Freedom ofInformation Act 2000 and Environmental Information Regulations 2004 will be subject to copyrightprotection. In most cases the copyright will be owned by Cumbria County Council. However the copyrightin other information may be owned by another person or organisation, as indicated on the information itself.

You are free to use any information supplied in this response for your own non-commercial research orprivate study purposes. The information may also be used for any other purpose allowed by a limitation or

Page 2: Cumbria County Council€¦ · Cumbria County Council Serving the people of Cumbria ... Whilst shares are proposed to be voted in line with PIRC’s voting policy, the ultimate responsibility

Cumbria County Council

Serving the people of Cumbriacumbria.gov.uk

exception in copyright law, such as news reporting. However, any other type of re-use, for example bypublishing the information in analogue or digital form, including on the internet, will require the permissionof the copyright owner. Where the copyright owner is the council you will need to make an applicationunder the Re-use of Public Sector Information Regulations 2005.

For information where the copyright is owned by another person or organisation you must apply to theowner to obtain their permission.

If you are dissatisfied with the way the council has responded to your request you can request an InternalReview. If you would like to request a Review please contact the Information Governance Team using thedetails at the top of this letter.

Further information can be found on the council’s website: http://www.cumbria.gov.uk/council-democracy/accesstoinformation/internalreviewscomplaints.asp

Yours sincerely,

Duncan McQueenSenior Manager – Performance and Risk

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Issuer Identifier Name of Issuer Date of

Meeting

Type of

Meeting

Proposal

Number

Proposal Proposer Vote

GB0007892358 SVG CAPITAL PLC 03/05/2016 AGM 1 Receive the Annual Report Management For

GB0007892358 SVG CAPITAL PLC 03/05/2016 AGM 2 Approve the Remuneration Report Management Oppose

GB0007892358 SVG CAPITAL PLC 03/05/2016 AGM 3 Elect Simon Bax Management For

GB0007892358 SVG CAPITAL PLC 03/05/2016 AGM 4 Re-elect Andrew Sykes Management For

GB0007892358 SVG CAPITAL PLC 03/05/2016 AGM 5 Re-elect Lynn Fordham Management Oppose

GB0007892358 SVG CAPITAL PLC 03/05/2016 AGM 6 Re-elect Stephen Duckett Management For

GB0007892358 SVG CAPITAL PLC 03/05/2016 AGM 7 Re-elect David Robins Management For

GB0007892358 SVG CAPITAL PLC 03/05/2016 AGM 8 Re-elect Helen Mahy CBE Management For

GB0007892358 SVG CAPITAL PLC 03/05/2016 AGM 9 Appoint the Auditors Management Oppose

GB0007892358 SVG CAPITAL PLC 03/05/2016 AGM 10 Allow the Board to Determine the Auditor's

Remuneration

Management For

GB0007892358 SVG CAPITAL PLC 03/05/2016 AGM 11 Issue Shares with Pre-emption Rights Management For

GB0007892358 SVG CAPITAL PLC 03/05/2016 AGM 12 Authorise Share Repurchase in tender offer Management For

GB0007892358 SVG CAPITAL PLC 03/05/2016 AGM 13 Authorise Share Repurchase Management For

GB0007892358 SVG CAPITAL PLC 03/05/2016 AGM 14 Meeting notification-related proposal Management For

GB0007892358 SVG CAPITAL PLC 03/05/2016 AGM 15 Issue Shares for Cash Management For

US05382A1043 AVIVA PLC 04/05/2016 AGM 1 Receive the Annual Report Management For

US05382A1043 AVIVA PLC 04/05/2016 AGM 2 Approve the Remuneration Report Management Oppose

US05382A1043 AVIVA PLC 04/05/2016 AGM 3 Approve the Dividend Management For

US05382A1043 AVIVA PLC 04/05/2016 AGM 4 Elect Claudia Arney Management For

US05382A1043 AVIVA PLC 04/05/2016 AGM 5 Elect Andy Briggs Management For

US05382A1043 AVIVA PLC 04/05/2016 AGM 6 Elect Belén Romana García Management For

US05382A1043 AVIVA PLC 04/05/2016 AGM 7 Elect Sir Malcolm Williamson Management For

US05382A1043 AVIVA PLC 04/05/2016 AGM 8 Re-elect Glyn Barker Management For

US05382A1043 AVIVA PLC 04/05/2016 AGM 9 Re-elect Patricia Cross Management For

US05382A1043 AVIVA PLC 04/05/2016 AGM 10 Re-elect Michael Hawker Management For

US05382A1043 AVIVA PLC 04/05/2016 AGM 11 Re-elect Michael Mire Management For

US05382A1043 AVIVA PLC 04/05/2016 AGM 12 Re-elect Sir Adrian Montague Management For

US05382A1043 AVIVA PLC 04/05/2016 AGM 13 Re-elect Bob Stein Management For

US05382A1043 AVIVA PLC 04/05/2016 AGM 14 Re-elect Thomas Stoddard Management For

US05382A1043 AVIVA PLC 04/05/2016 AGM 15 Re-elect Scott Wheway Management For

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US05382A1043 AVIVA PLC 04/05/2016 AGM 16 Re-elect Mark Wilson Management For

US05382A1043 AVIVA PLC 04/05/2016 AGM 17 Appoint the Auditors Management Oppose

US05382A1043 AVIVA PLC 04/05/2016 AGM 18 Allow the Board to Determine the Auditor's

Remuneration

Management For

US05382A1043 AVIVA PLC 04/05/2016 AGM 19 Approve Political Donations Management Abstain

US05382A1043 AVIVA PLC 04/05/2016 AGM 20 Issue Shares with Pre-emption Rights Management For

US05382A1043 AVIVA PLC 04/05/2016 AGM 21 Issue Shares for Cash Management Oppose

US05382A1043 AVIVA PLC 04/05/2016 AGM 22 Authorise Share Repurchase Management Oppose

US05382A1043 AVIVA PLC 04/05/2016 AGM 23 Authorise Share Repurchase of own 8 3/4%

cumulative irredeemable preference shares

Management For

US05382A1043 AVIVA PLC 04/05/2016 AGM 24 Authorise Share Repurchase of own 8 3/8%

cumulative irredeemable preference shares

Management For

US05382A1043 AVIVA PLC 04/05/2016 AGM 25 Meeting notification-related proposal Management For

US05382A1043 AVIVA PLC 04/05/2016 AGM 26 Issue Shares in relation to any issuance of SII

Instruments and related disapplication of pre-

emption rights

Management Oppose

US05382A1043 AVIVA PLC 04/05/2016 AGM 27 Disapplication of pre-emption rights-solvency SII

Instruments

Management Oppose

INE028L21018 STANDARD

CHARTERED PLC

04/05/2016 AGM 1 Receive the Annual Report Management For

INE028L21018 STANDARD

CHARTERED PLC

04/05/2016 AGM 2 Approve the Remuneration Report Management Oppose

INE028L21018 STANDARD

CHARTERED PLC

04/05/2016 AGM 3 Approve Remuneration Policy Management Oppose

INE028L21018 STANDARD

CHARTERED PLC

04/05/2016 AGM 4 Elect David Conner Management For

INE028L21018 STANDARD

CHARTERED PLC

04/05/2016 AGM 5 Elect Bill Winters Management For

INE028L21018 STANDARD

CHARTERED PLC

04/05/2016 AGM 6 Re-elect Om Bhatt Management For

INE028L21018 STANDARD

CHARTERED PLC

04/05/2016 AGM 7 Re-elect Dr Kurt Campbell Management For

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INE028L21018 STANDARD

CHARTERED PLC

04/05/2016 AGM 8 Re-elect Dr Louis Cheung Management For

INE028L21018 STANDARD

CHARTERED PLC

04/05/2016 AGM 9 Re-elect Dr Byron Grote Management For

INE028L21018 STANDARD

CHARTERED PLC

04/05/2016 AGM 10 Re-elect Andy Halford Management For

INE028L21018 STANDARD

CHARTERED PLC

04/05/2016 AGM 11 Re-elect Dr Han Seung-soo KBE Management For

INE028L21018 STANDARD

CHARTERED PLC

04/05/2016 AGM 12 Re-elect Christine Hodgson Management For

INE028L21018 STANDARD

CHARTERED PLC

04/05/2016 AGM 13 Re-elect Gay Huey Evans OBE Management For

INE028L21018 STANDARD

CHARTERED PLC

04/05/2016 AGM 14 Re-elect Naguib Kheraj Management For

INE028L21018 STANDARD

CHARTERED PLC

04/05/2016 AGM 15 Re-elect Simon Lowth Management For

INE028L21018 STANDARD

CHARTERED PLC

04/05/2016 AGM 16 Re-elect Sir John Peace Management Abstain

INE028L21018 STANDARD

CHARTERED PLC

04/05/2016 AGM 17 Re-elect Jasmine Whitbread Management For

INE028L21018 STANDARD

CHARTERED PLC

04/05/2016 AGM 18 Appoint the Auditors Management Oppose

INE028L21018 STANDARD

CHARTERED PLC

04/05/2016 AGM 19 Allow the Board to Determine the Auditor's

Remuneration

Management For

INE028L21018 STANDARD

CHARTERED PLC

04/05/2016 AGM 20 Approve Political Donations Management For

INE028L21018 STANDARD

CHARTERED PLC

04/05/2016 AGM 21 Issue Shares with Pre-emption Rights Management For

INE028L21018 STANDARD

CHARTERED PLC

04/05/2016 AGM 22 Extend authority to allot shares to include the

shares repurchased by the Company

Management Oppose

INE028L21018 STANDARD

CHARTERED PLC

04/05/2016 AGM 23 Allot shares in relation to any issue of Equitable

Convertible Additional Tier 1 Securities

Management Oppose

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INE028L21018 STANDARD

CHARTERED PLC

04/05/2016 AGM 24 Issue Shares for Cash Management For

INE028L21018 STANDARD

CHARTERED PLC

04/05/2016 AGM 25 Allot shares in relation to any issue of Equitable

Convertible Additional Tier 1 Securities with pre-

emption rights disapplied

Management Oppose

INE028L21018 STANDARD

CHARTERED PLC

04/05/2016 AGM 26 Authorise Share Repurchase of ordinary shares Management Oppose

INE028L21018 STANDARD

CHARTERED PLC

04/05/2016 AGM 27 Authorise Share Repurchase of preference shares Management For

INE028L21018 STANDARD

CHARTERED PLC

04/05/2016 AGM 28 Meeting notification-related proposal Management For

US37733W1053 GLAXOSMITHKLINE

PLC

05/05/2016 AGM 1 Receive the Annual Report Management Oppose

US37733W1053 GLAXOSMITHKLINE

PLC

05/05/2016 AGM 2 Approve the Remuneration Report Management Oppose

US37733W1053 GLAXOSMITHKLINE

PLC

05/05/2016 AGM 3 Elect Vindi Banga Management For

US37733W1053 GLAXOSMITHKLINE

PLC

05/05/2016 AGM 4 Elect Dr Jesse Goodman Management For

US37733W1053 GLAXOSMITHKLINE

PLC

05/05/2016 AGM 5 Re-elect Sir Philip Hampton Management For

US37733W1053 GLAXOSMITHKLINE

PLC

05/05/2016 AGM 6 Re-elect Sir Andrew Witty Management For

US37733W1053 GLAXOSMITHKLINE

PLC

05/05/2016 AGM 7 Re-elect Professor Sir Roy Anderson Management For

US37733W1053 GLAXOSMITHKLINE

PLC

05/05/2016 AGM 8 Re-elect Stacey Cartwright Management For

US37733W1053 GLAXOSMITHKLINE

PLC

05/05/2016 AGM 9 Re-elect Simon Dingemans Management For

US37733W1053 GLAXOSMITHKLINE

PLC

05/05/2016 AGM 10 Re-elect Lynn Elsenhans Management For

US37733W1053 GLAXOSMITHKLINE

PLC

05/05/2016 AGM 11 Re-elect Judy Lewent Management For

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US37733W1053 GLAXOSMITHKLINE

PLC

05/05/2016 AGM 12 Re-elect Urs Rohner Management For

US37733W1053 GLAXOSMITHKLINE

PLC

05/05/2016 AGM 13 Re-elect Dr Moncef Slaoui Management For

US37733W1053 GLAXOSMITHKLINE

PLC

05/05/2016 AGM 14 Appoint the Auditors Management Oppose

US37733W1053 GLAXOSMITHKLINE

PLC

05/05/2016 AGM 15 Allow the Board to Determine the Auditor's

Remuneration

Management For

US37733W1053 GLAXOSMITHKLINE

PLC

05/05/2016 AGM 16 Approve Political Donations Management For

US37733W1053 GLAXOSMITHKLINE

PLC

05/05/2016 AGM 17 Issue Shares with Pre-emption Rights Management For

US37733W1053 GLAXOSMITHKLINE

PLC

05/05/2016 AGM 18 Issue Shares for Cash Management Oppose

US37733W1053 GLAXOSMITHKLINE

PLC

05/05/2016 AGM 19 Authorise Share Repurchase Management Oppose

US37733W1053 GLAXOSMITHKLINE

PLC

05/05/2016 AGM 20 Approve exemption of the name of the senior

statutory auditor in published copies of the

auditors' reports

Management For

US37733W1053 GLAXOSMITHKLINE

PLC

05/05/2016 AGM 21 Meeting notification-related proposal Management For

GB00B669WX96 ROLLS-ROYCE

HOLDINGS PLC

05/05/2016 AGM 1 Receive the Annual Report Management For

GB00B669WX96 ROLLS-ROYCE

HOLDINGS PLC

05/05/2016 AGM 2 Approve the Remuneration Report Management Abstain

GB00B669WX96 ROLLS-ROYCE

HOLDINGS PLC

05/05/2016 AGM 3 Elect Alan Davies Management For

GB00B669WX96 ROLLS-ROYCE

HOLDINGS PLC

05/05/2016 AGM 4 Elect Irene Dorner Management For

GB00B669WX96 ROLLS-ROYCE

HOLDINGS PLC

05/05/2016 AGM 5 Elect Bradley Singer Management For

GB00B669WX96 ROLLS-ROYCE

HOLDINGS PLC

05/05/2016 AGM 6 Elect Sir Kevin Smith Management For

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GB00B669WX96 ROLLS-ROYCE

HOLDINGS PLC

05/05/2016 AGM 7 Re-elect Ian Davis Management For

GB00B669WX96 ROLLS-ROYCE

HOLDINGS PLC

05/05/2016 AGM 8 Re-elect Warren East Management For

GB00B669WX96 ROLLS-ROYCE

HOLDINGS PLC

05/05/2016 AGM 9 Re-elect Lewis Booth Management For

GB00B669WX96 ROLLS-ROYCE

HOLDINGS PLC

05/05/2016 AGM 10 Re-elect Ruth Cairnie Management For

GB00B669WX96 ROLLS-ROYCE

HOLDINGS PLC

05/05/2016 AGM 11 Re-elect Sir Frank Chapman Management For

GB00B669WX96 ROLLS-ROYCE

HOLDINGS PLC

05/05/2016 AGM 12 Re-elect Lee Hsien Yang Management For

GB00B669WX96 ROLLS-ROYCE

HOLDINGS PLC

05/05/2016 AGM 13 Re-elect John McAdam Management For

GB00B669WX96 ROLLS-ROYCE

HOLDINGS PLC

05/05/2016 AGM 14 Re-elect Colin Smith Management For

GB00B669WX96 ROLLS-ROYCE

HOLDINGS PLC

05/05/2016 AGM 15 Re-elect David Smith Management For

GB00B669WX96 ROLLS-ROYCE

HOLDINGS PLC

05/05/2016 AGM 16 Re-elect Jasmin Staiblin Management For

GB00B669WX96 ROLLS-ROYCE

HOLDINGS PLC

05/05/2016 AGM 17 Appoint the Auditors Management Oppose

GB00B669WX96 ROLLS-ROYCE

HOLDINGS PLC

05/05/2016 AGM 18 Allow the Board to Determine the Auditor's

Remuneration

Management For

GB00B669WX96 ROLLS-ROYCE

HOLDINGS PLC

05/05/2016 AGM 19 Approve payments to shareholders Management For

GB00B669WX96 ROLLS-ROYCE

HOLDINGS PLC

05/05/2016 AGM 20 Approve Political Donations Management For

GB00B669WX96 ROLLS-ROYCE

HOLDINGS PLC

05/05/2016 AGM 21 Issue Shares with Pre-emption Rights Management For

GB00B669WX96 ROLLS-ROYCE

HOLDINGS PLC

05/05/2016 AGM 22 Issue Shares for Cash Management For

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GB00B669WX96 ROLLS-ROYCE

HOLDINGS PLC

05/05/2016 AGM 23 Authorise Share Repurchase Management Oppose

US45857P3010 INTERCONTINENTAL

HOTELS GROUP

06/05/2016 AGM 1 Receive the Annual Report Management For

US45857P3010 INTERCONTINENTAL

HOTELS GROUP

06/05/2016 AGM 2 Approve the Remuneration Report Management Abstain

US45857P3010 INTERCONTINENTAL

HOTELS GROUP

06/05/2016 AGM 3 Approve the Dividend Management For

US45857P3010 INTERCONTINENTAL

HOTELS GROUP

06/05/2016 AGM 4 (a) Re-elect Anne Busquet Management Abstain

US45857P3010 INTERCONTINENTAL

HOTELS GROUP

06/05/2016 AGM 4 (b) Re-elect Patrick Cescau Management For

US45857P3010 INTERCONTINENTAL

HOTELS GROUP

06/05/2016 AGM 4 (c) Re-elect Ian Dyson Management For

US45857P3010 INTERCONTINENTAL

HOTELS GROUP

06/05/2016 AGM 4 (d) Re-elect Paul Edgecliffe-Johnson Management For

US45857P3010 INTERCONTINENTAL

HOTELS GROUP

06/05/2016 AGM 4 (e) Re-elect Jo Harlow Management For

US45857P3010 INTERCONTINENTAL

HOTELS GROUP

06/05/2016 AGM 4 (f) Re-elect Luke Mayhew Management For

US45857P3010 INTERCONTINENTAL

HOTELS GROUP

06/05/2016 AGM 4 (g) Re-elect Jill McDonald Management For

US45857P3010 INTERCONTINENTAL

HOTELS GROUP

06/05/2016 AGM 4 (h) Re-elect Dale Morrison Management For

US45857P3010 INTERCONTINENTAL

HOTELS GROUP

06/05/2016 AGM 4 (i) Re-elect Richard Solomons Management For

US45857P3010 INTERCONTINENTAL

HOTELS GROUP

06/05/2016 AGM 5 Appoint the Auditors Management Oppose

US45857P3010 INTERCONTINENTAL

HOTELS GROUP

06/05/2016 AGM 6 Allow the Board to Determine the Auditor's

Remuneration

Management For

US45857P3010 INTERCONTINENTAL

HOTELS GROUP

06/05/2016 AGM 7 Approve Political Donations Management For

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US45857P3010 INTERCONTINENTAL

HOTELS GROUP

06/05/2016 AGM 8 Approve Share Consolidation Management For

US45857P3010 INTERCONTINENTAL

HOTELS GROUP

06/05/2016 AGM 9 Issue Shares with Pre-emption Rights Management For

US45857P3010 INTERCONTINENTAL

HOTELS GROUP

06/05/2016 AGM 10 Issue Shares for Cash Management Oppose

US45857P3010 INTERCONTINENTAL

HOTELS GROUP

06/05/2016 AGM 11 Authorise Share Repurchase Management Oppose

US45857P3010 INTERCONTINENTAL

HOTELS GROUP

06/05/2016 AGM 12 Meeting notification-related proposal Management For

GB00B23K0M20 CAPITA PLC 10/05/2016 AGM 1 Receive the Annual Report Management For

GB00B23K0M20 CAPITA PLC 10/05/2016 AGM 2 Approve the Remuneration Report Management Oppose

GB00B23K0M20 CAPITA PLC 10/05/2016 AGM 3 Approve the Dividend Management For

GB00B23K0M20 CAPITA PLC 10/05/2016 AGM 4 To re-elect Martin Bolland Management For

GB00B23K0M20 CAPITA PLC 10/05/2016 AGM 5 To re-elect Andy Parker Management For

GB00B23K0M20 CAPITA PLC 10/05/2016 AGM 6 To re-elect Nick Greatorex Management For

GB00B23K0M20 CAPITA PLC 10/05/2016 AGM 7 To re-elect Maggi Bell Management For

GB00B23K0M20 CAPITA PLC 10/05/2016 AGM 8 To re-elect Vic Gysin Management For

GB00B23K0M20 CAPITA PLC 10/05/2016 AGM 9 To re-elect Dawn Marriott-Sims Management For

GB00B23K0M20 CAPITA PLC 10/05/2016 AGM 10 To re-elect Gillian Sheldon Management For

GB00B23K0M20 CAPITA PLC 10/05/2016 AGM 11 To re-elect Paul Bowtell Management For

GB00B23K0M20 CAPITA PLC 10/05/2016 AGM 12 To re-elect Andrew Williams Management For

GB00B23K0M20 CAPITA PLC 10/05/2016 AGM 13 To elect John Cresswell Management For

GB00B23K0M20 CAPITA PLC 10/05/2016 AGM 14 Appoint the Auditors Management Oppose

GB00B23K0M20 CAPITA PLC 10/05/2016 AGM 15 Allow the Board to Determine the Auditor's

Remuneration

Management For

GB00B23K0M20 CAPITA PLC 10/05/2016 AGM 16 Issue Shares with Pre-emption Rights Management For

GB00B23K0M20 CAPITA PLC 10/05/2016 AGM 17 Issue Shares for Cash Management Oppose

GB00B23K0M20 CAPITA PLC 10/05/2016 AGM 18 Meeting Notification-related Proposal Management For

GB00B23K0M20 CAPITA PLC 10/05/2016 AGM 19 Authorise Share Repurchase Management Oppose

GB0008347048 SPIRAX-SARCO

ENGINEERING PLC

10/05/2016 AGM 1 Receive the Annual Report Management For

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GB0008347048 SPIRAX-SARCO

ENGINEERING PLC

10/05/2016 AGM 2 Approve the Remuneration Report Management For

GB0008347048 SPIRAX-SARCO

ENGINEERING PLC

10/05/2016 AGM 3 Approve the Dividend Management For

GB0008347048 SPIRAX-SARCO

ENGINEERING PLC

10/05/2016 AGM 4 Appoint the Auditors Management For

GB0008347048 SPIRAX-SARCO

ENGINEERING PLC

10/05/2016 AGM 5 Allow the Board to Determine the Auditor's

Remuneration

Management For

GB0008347048 SPIRAX-SARCO

ENGINEERING PLC

10/05/2016 AGM 6 Re-elect W.H. Whiteley Management For

GB0008347048 SPIRAX-SARCO

ENGINEERING PLC

10/05/2016 AGM 7 Re-elect N.J. Anderson Management For

GB0008347048 SPIRAX-SARCO

ENGINEERING PLC

10/05/2016 AGM 8 Re-elect N.H. Daws Management For

GB0008347048 SPIRAX-SARCO

ENGINEERING PLC

10/05/2016 AGM 9 Re-elect J.L. Whalen Management For

GB0008347048 SPIRAX-SARCO

ENGINEERING PLC

10/05/2016 AGM 10 Re-elect J. Pike Management For

GB0008347048 SPIRAX-SARCO

ENGINEERING PLC

10/05/2016 AGM 11 Re-elect K. Rajagopal Management For

GB0008347048 SPIRAX-SARCO

ENGINEERING PLC

10/05/2016 AGM 12 Re-elect G.E. Schoolenberg Management For

GB0008347048 SPIRAX-SARCO

ENGINEERING PLC

10/05/2016 AGM 13 Re-elect C.G. Watson Management Abstain

GB0008347048 SPIRAX-SARCO

ENGINEERING PLC

10/05/2016 AGM 14 Issue Shares with Pre-emption Rights Management For

GB0008347048 SPIRAX-SARCO

ENGINEERING PLC

10/05/2016 AGM 15 Authorise the Scrip Dividend Management For

GB0008347048 SPIRAX-SARCO

ENGINEERING PLC

10/05/2016 AGM 16 Issue Shares for Cash Management For

GB0008347048 SPIRAX-SARCO

ENGINEERING PLC

10/05/2016 AGM 17 Authorise Share Repurchase Management Oppose

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GB00B5N0P849 JOHN WOOD GROUP

PLC

11/05/2016 AGM 1 Receive the Annual Report Management For

GB00B5N0P849 JOHN WOOD GROUP

PLC

11/05/2016 AGM 2 Approve the Dividend Management For

GB00B5N0P849 JOHN WOOD GROUP

PLC

11/05/2016 AGM 3 Approve the Remuneration Report Management For

GB00B5N0P849 JOHN WOOD GROUP

PLC

11/05/2016 AGM 4 Re-elect Ian Marchant Management For

GB00B5N0P849 JOHN WOOD GROUP

PLC

11/05/2016 AGM 5 Re-elect Jann Brown Management For

GB00B5N0P849 JOHN WOOD GROUP

PLC

11/05/2016 AGM 6 Re-elect Thomas Botts Management For

GB00B5N0P849 JOHN WOOD GROUP

PLC

11/05/2016 AGM 7 Re-elect Mary Shafer-Malicki Management For

GB00B5N0P849 JOHN WOOD GROUP

PLC

11/05/2016 AGM 8 Re-elect Jeremy Wilson Management For

GB00B5N0P849 JOHN WOOD GROUP

PLC

11/05/2016 AGM 9 Re-elect Robin Watson Management For

GB00B5N0P849 JOHN WOOD GROUP

PLC

11/05/2016 AGM 10 Elect David Kemp Management For

GB00B5N0P849 JOHN WOOD GROUP

PLC

11/05/2016 AGM 11 Appoint the Auditors Management Abstain

GB00B5N0P849 JOHN WOOD GROUP

PLC

11/05/2016 AGM 12 Allow the Board to Determine the Auditor's

Remuneration

Management For

GB00B5N0P849 JOHN WOOD GROUP

PLC

11/05/2016 AGM 13 Issue Shares with Pre-emption Rights Management For

GB00B5N0P849 JOHN WOOD GROUP

PLC

11/05/2016 AGM 14 Issue Shares for Cash Management Oppose

GB00B5N0P849 JOHN WOOD GROUP

PLC

11/05/2016 AGM 15 Authorise Share Repurchase Management Oppose

GB00B5N0P849 JOHN WOOD GROUP

PLC

11/05/2016 AGM 16 Meeting notification-related proposal Management For

Page 13: Cumbria County Council€¦ · Cumbria County Council Serving the people of Cumbria ... Whilst shares are proposed to be voted in line with PIRC’s voting policy, the ultimate responsibility

GB00B082RF11 RENTOKIL INITIAL

PLC

11/05/2016 AGM 1 Receive the Annual Report Management For

GB00B082RF11 RENTOKIL INITIAL

PLC

11/05/2016 AGM 2 Approve Remuneration Policy Management Oppose

GB00B082RF11 RENTOKIL INITIAL

PLC

11/05/2016 AGM 3 Approve the Remuneration Report Management Oppose

GB00B082RF11 RENTOKIL INITIAL

PLC

11/05/2016 AGM 4 Approve the Performance Share Plan 2016 Rules

and to authorise the directors to establish

additional schedules to the 2016 PSP

Management Oppose

GB00B082RF11 RENTOKIL INITIAL

PLC

11/05/2016 AGM 5 Approve the Dividend Management For

GB00B082RF11 RENTOKIL INITIAL

PLC

11/05/2016 AGM 6 Re-elect John McAdam Management Oppose

GB00B082RF11 RENTOKIL INITIAL

PLC

11/05/2016 AGM 7 Re-elect Richard Burrows Management For

GB00B082RF11 RENTOKIL INITIAL

PLC

11/05/2016 AGM 8 Re-elect Alan Giles Management Oppose

GB00B082RF11 RENTOKIL INITIAL

PLC

11/05/2016 AGM 9 Re-elect Andy Ransom Management For

GB00B082RF11 RENTOKIL INITIAL

PLC

11/05/2016 AGM 10 Re-elect Angela Seymour-Jackson Management For

GB00B082RF11 RENTOKIL INITIAL

PLC

11/05/2016 AGM 11 Re-elect Julie Southern Management For

GB00B082RF11 RENTOKIL INITIAL

PLC

11/05/2016 AGM 12 Re-elect Jeremy Townsend Management For

GB00B082RF11 RENTOKIL INITIAL

PLC

11/05/2016 AGM 13 Appoint the Auditors Management Abstain

GB00B082RF11 RENTOKIL INITIAL

PLC

11/05/2016 AGM 14 Allow the Board to Determine the Auditor's

Remuneration

Management For

GB00B082RF11 RENTOKIL INITIAL

PLC

11/05/2016 AGM 15 Meeting notification-related proposal Management For

GB00B082RF11 RENTOKIL INITIAL

PLC

11/05/2016 AGM 16 Issue Shares with Pre-emption Rights Management For

Page 14: Cumbria County Council€¦ · Cumbria County Council Serving the people of Cumbria ... Whilst shares are proposed to be voted in line with PIRC’s voting policy, the ultimate responsibility

GB00B082RF11 RENTOKIL INITIAL

PLC

11/05/2016 AGM 17 Issue Shares for Cash Management Oppose

GB00B082RF11 RENTOKIL INITIAL

PLC

11/05/2016 AGM 18 Authorise Share Repurchase Management Oppose

GB00B082RF11 RENTOKIL INITIAL

PLC

11/05/2016 AGM 19 Approve Political Donations Management Abstain

GB00B74CDH82 CAIRN ENERGY PLC 12/05/2016 AGM 1 Receive the Annual Report Management For

GB00B74CDH82 CAIRN ENERGY PLC 12/05/2016 AGM 2 Approve the Remuneration Report Management For

GB00B74CDH82 CAIRN ENERGY PLC 12/05/2016 AGM 3 Appoint the Auditors Management For

GB00B74CDH82 CAIRN ENERGY PLC 12/05/2016 AGM 4 Allow the Board to Determine the Auditor's

Remuneration

Management For

GB00B74CDH82 CAIRN ENERGY PLC 12/05/2016 AGM 5 Re-elect Ian Tyler Management For

GB00B74CDH82 CAIRN ENERGY PLC 12/05/2016 AGM 6 Re-elect Todd Hunt Management For

GB00B74CDH82 CAIRN ENERGY PLC 12/05/2016 AGM 7 Re-elect Iain McLaren Management For

GB00B74CDH82 CAIRN ENERGY PLC 12/05/2016 AGM 8 Re-elect Alexander Berger Management For

GB00B74CDH82 CAIRN ENERGY PLC 12/05/2016 AGM 9 Re-elect M. Jacqueline Sheppard QC Management For

GB00B74CDH82 CAIRN ENERGY PLC 12/05/2016 AGM 10 Re-elect Keith Lough Management For

GB00B74CDH82 CAIRN ENERGY PLC 12/05/2016 AGM 11 Re-elect Peter Kallos Management For

GB00B74CDH82 CAIRN ENERGY PLC 12/05/2016 AGM 12 Re-elect Simon Thomson Management For

GB00B74CDH82 CAIRN ENERGY PLC 12/05/2016 AGM 13 Re-elect James Smith Management For

GB00B74CDH82 CAIRN ENERGY PLC 12/05/2016 AGM 14 Issue Shares with Pre-emption Rights Management For

GB00B74CDH82 CAIRN ENERGY PLC 12/05/2016 AGM 15 Issue Shares for Cash Management For

GB00B74CDH82 CAIRN ENERGY PLC 12/05/2016 AGM 16 Authorise Share Repurchase Management Oppose

GB00B74CDH82 CAIRN ENERGY PLC 12/05/2016 AGM 17 Meeting notification-related proposal Management For

GB00B74CDH82 CAIRN ENERGY PLC 12/05/2016 AGM 18 Approve Disposal of Cairn India Limited Management For

GB0033986497 ITV PLC 12/05/2016 AGM 1 Receive the Annual Report Management For

GB0033986497 ITV PLC 12/05/2016 AGM 2 Approve the Remuneration Report Management Abstain

GB0033986497 ITV PLC 12/05/2016 AGM 3 Approve the Dividend Management For

GB0033986497 ITV PLC 12/05/2016 AGM 4 Approve the Special Dividend Management For

GB0033986497 ITV PLC 12/05/2016 AGM 5 Elect Anna Manz Management For

GB0033986497 ITV PLC 12/05/2016 AGM 6 To re-elect Sir Peter Bazalgette Management For

GB0033986497 ITV PLC 12/05/2016 AGM 7 To re-elect Adam Crozier Management For

GB0033986497 ITV PLC 12/05/2016 AGM 8 To re-elect Roger Faxon Management For

Page 15: Cumbria County Council€¦ · Cumbria County Council Serving the people of Cumbria ... Whilst shares are proposed to be voted in line with PIRC’s voting policy, the ultimate responsibility

GB0033986497 ITV PLC 12/05/2016 AGM 9 To re-elect Ian Griffiths Management For

GB0033986497 ITV PLC 12/05/2016 AGM 10 To re-elect Mary Harris Management For

GB0033986497 ITV PLC 12/05/2016 AGM 11 To re-elect Andy Haste Management For

GB0033986497 ITV PLC 12/05/2016 AGM 12 To re-elect John Ormerod Management For

GB0033986497 ITV PLC 12/05/2016 AGM 13 Appoint the Auditors Management Oppose

GB0033986497 ITV PLC 12/05/2016 AGM 14 Allow the Board to Determine the Auditor's

Remuneration

Management For

GB0033986497 ITV PLC 12/05/2016 AGM 15 Issue Shares with Pre-emption Rights Management For

GB0033986497 ITV PLC 12/05/2016 AGM 16 Issue Shares for Cash Management Oppose

GB0033986497 ITV PLC 12/05/2016 AGM 17 Approve Political Donations Management For

GB0033986497 ITV PLC 12/05/2016 AGM 18 Authorise Share Repurchase Management Oppose

GB0033986497 ITV PLC 12/05/2016 AGM 19 Meeting Notification-related Proposal Management For

GB0033986497 ITV PLC 12/05/2016 AGM 20 Amend Articles Management For

GB0033986497 ITV PLC 12/05/2016 AGM 21 Approve the Share Incentive Plan Management For

US5394391099 LLOYDS BANKING

GROUP PLC

12/05/2016 AGM 1 Receive the Annual Report Management For

US5394391099 LLOYDS BANKING

GROUP PLC

12/05/2016 AGM 2 Elect D D McWhinney Management For

US5394391099 LLOYDS BANKING

GROUP PLC

12/05/2016 AGM 3 Elect S W Sinclair Management For

US5394391099 LLOYDS BANKING

GROUP PLC

12/05/2016 AGM 4 Re-elect Lord Blackwell Management For

US5394391099 LLOYDS BANKING

GROUP PLC

12/05/2016 AGM 5 Re-elect J Colombás Management For

US5394391099 LLOYDS BANKING

GROUP PLC

12/05/2016 AGM 6 Re-elect M G Culmer Management For

US5394391099 LLOYDS BANKING

GROUP PLC

12/05/2016 AGM 7 Re-elect A P Dickinson Management For

US5394391099 LLOYDS BANKING

GROUP PLC

12/05/2016 AGM 8 Re-elect A M Frew Management For

US5394391099 LLOYDS BANKING

GROUP PLC

12/05/2016 AGM 9 Re-elect S P Henry Management For

Page 16: Cumbria County Council€¦ · Cumbria County Council Serving the people of Cumbria ... Whilst shares are proposed to be voted in line with PIRC’s voting policy, the ultimate responsibility

US5394391099 LLOYDS BANKING

GROUP PLC

12/05/2016 AGM 10 Re-elect A Horta-Osório Management For

US5394391099 LLOYDS BANKING

GROUP PLC

12/05/2016 AGM 11 Re-elect N L Luff Management For

US5394391099 LLOYDS BANKING

GROUP PLC

12/05/2016 AGM 12 Re-elect N E T Prettejohn Management For

US5394391099 LLOYDS BANKING

GROUP PLC

12/05/2016 AGM 13 Re-elect A Watson Management For

US5394391099 LLOYDS BANKING

GROUP PLC

12/05/2016 AGM 14 Re-elect S V Weller Management For

US5394391099 LLOYDS BANKING

GROUP PLC

12/05/2016 AGM 15 Approve the Remuneration Report Management Oppose

US5394391099 LLOYDS BANKING

GROUP PLC

12/05/2016 AGM 16 Approve the final Dividend Management For

US5394391099 LLOYDS BANKING

GROUP PLC

12/05/2016 AGM 17 Approve the Special Dividend Management For

US5394391099 LLOYDS BANKING

GROUP PLC

12/05/2016 AGM 18 Appoint the Auditors Management Oppose

US5394391099 LLOYDS BANKING

GROUP PLC

12/05/2016 AGM 19 Allow the Board to Determine the Auditor's

Remuneration

Management For

US5394391099 LLOYDS BANKING

GROUP PLC

12/05/2016 AGM 20 Approve the 2016 Long Term Incentive Plan Management Oppose

US5394391099 LLOYDS BANKING

GROUP PLC

12/05/2016 AGM 21 Approve the North America Employee Stock

Purchase Plan 2016

Management For

US5394391099 LLOYDS BANKING

GROUP PLC

12/05/2016 AGM 22 Approve Political Donations Management For

US5394391099 LLOYDS BANKING

GROUP PLC

12/05/2016 AGM 23 Issue Shares with Pre-emption Rights Management For

US5394391099 LLOYDS BANKING

GROUP PLC

12/05/2016 AGM 24 Issue Shares in relation to the issue of Regulatory

Capital Convertible Instruments

Management Oppose

US5394391099 LLOYDS BANKING

GROUP PLC

12/05/2016 AGM 25 Issue Shares for Cash Management Oppose

Page 17: Cumbria County Council€¦ · Cumbria County Council Serving the people of Cumbria ... Whilst shares are proposed to be voted in line with PIRC’s voting policy, the ultimate responsibility

US5394391099 LLOYDS BANKING

GROUP PLC

12/05/2016 AGM 26 Issue Shares for Cash in relation to the issue of

Regulatory Capital Convertible Instruments

Management Oppose

US5394391099 LLOYDS BANKING

GROUP PLC

12/05/2016 AGM 27 Authorise Share Repurchase of ordinary shares Management Oppose

US5394391099 LLOYDS BANKING

GROUP PLC

12/05/2016 AGM 28 Authorise Share Repurchase of preference shares Management For

US5394391099 LLOYDS BANKING

GROUP PLC

12/05/2016 AGM 29 Adopt New Articles of Association Management For

US5394391099 LLOYDS BANKING

GROUP PLC

12/05/2016 AGM 30 Meeting notification-related proposal Management For

GB00B63QRW76 SIG PLC 12/05/2016 AGM 1 Receive the Annual Report Management For

GB00B63QRW76 SIG PLC 12/05/2016 AGM 2 Approve the Remuneration Report Management For

GB00B63QRW76 SIG PLC 12/05/2016 AGM 3 Approve the Dividend Management For

GB00B63QRW76 SIG PLC 12/05/2016 AGM 4 To re-elect Ms A. Abt as a Director. Management For

GB00B63QRW76 SIG PLC 12/05/2016 AGM 5 To re-elect Ms J.E. Ashdown as a Director. Management For

GB00B63QRW76 SIG PLC 12/05/2016 AGM 6 To re-elect Mr M. Ewell as a Director. Management For

GB00B63QRW76 SIG PLC 12/05/2016 AGM 7 To re-elect Mr C.V. Geoghegan as a Director. Management For

GB00B63QRW76 SIG PLC 12/05/2016 AGM 8 To re-elect Mr S.R. Mitchell as a Director. Management For

GB00B63QRW76 SIG PLC 12/05/2016 AGM 9 To re-elect Mr J.C. Nicholls as a Director. Management For

GB00B63QRW76 SIG PLC 12/05/2016 AGM 10 To re-elect Mr D.G. Robertson as a Director Management For

GB00B63QRW76 SIG PLC 12/05/2016 AGM 11 To re-elect Mr L. Van de Walle as a Director. Management For

GB00B63QRW76 SIG PLC 12/05/2016 AGM 12 Appoint the Auditors Management Oppose

GB00B63QRW76 SIG PLC 12/05/2016 AGM 13 Allow the Audit Committee to Determine the

Auditor's Remuneration

Management For

GB00B63QRW76 SIG PLC 12/05/2016 AGM 14 Issue Shares with Pre-emption Rights Management For

GB00B63QRW76 SIG PLC 12/05/2016 AGM 15 Issue Shares for Cash Management Oppose

GB00B63QRW76 SIG PLC 12/05/2016 AGM 16 Authorise Share Repurchase Management Oppose

US74435K2042 PRUDENTIAL PLC 19/05/2016 AGM 1 Receive the Annual Report Management Oppose

US74435K2042 PRUDENTIAL PLC 19/05/2016 AGM 2 Approve the Remuneration Report Management Oppose

US74435K2042 PRUDENTIAL PLC 19/05/2016 AGM 3 Elect John Foley Management For

US74435K2042 PRUDENTIAL PLC 19/05/2016 AGM 4 Elect Penelope James Management For

US74435K2042 PRUDENTIAL PLC 19/05/2016 AGM 5 Elect David Law Management For

US74435K2042 PRUDENTIAL PLC 19/05/2016 AGM 6 Elect Lord Turner Management For

Page 18: Cumbria County Council€¦ · Cumbria County Council Serving the people of Cumbria ... Whilst shares are proposed to be voted in line with PIRC’s voting policy, the ultimate responsibility

US74435K2042 PRUDENTIAL PLC 19/05/2016 AGM 7 Elect Tony Wilkey Management For

US74435K2042 PRUDENTIAL PLC 19/05/2016 AGM 8 Re-elect Sir Howard Davies Management For

US74435K2042 PRUDENTIAL PLC 19/05/2016 AGM 9 Re-elect Ann Godbehere Management For

US74435K2042 PRUDENTIAL PLC 19/05/2016 AGM 10 Re-elect Paul Manduca Management Oppose

US74435K2042 PRUDENTIAL PLC 19/05/2016 AGM 11 Re-elect Michael McLintock Management For

US74435K2042 PRUDENTIAL PLC 19/05/2016 AGM 12 Re-elect Kaikhushru Nargolwala Management For

US74435K2042 PRUDENTIAL PLC 19/05/2016 AGM 13 Re-elect Nicolaos Nicandrou Management For

US74435K2042 PRUDENTIAL PLC 19/05/2016 AGM 14 Re-elect Anthony Nightingale Management For

US74435K2042 PRUDENTIAL PLC 19/05/2016 AGM 15 Re-elect Philip Remnant Management For

US74435K2042 PRUDENTIAL PLC 19/05/2016 AGM 16 Re-elect Alice Schroeder Management For

US74435K2042 PRUDENTIAL PLC 19/05/2016 AGM 17 Re-elect Barry Stowe Management For

US74435K2042 PRUDENTIAL PLC 19/05/2016 AGM 18 Re-elect Michael Wells Management For

US74435K2042 PRUDENTIAL PLC 19/05/2016 AGM 19 Appoint the Auditors Management Oppose

US74435K2042 PRUDENTIAL PLC 19/05/2016 AGM 20 Allow the Board to Determine the Auditor's

Remuneration

Management For

US74435K2042 PRUDENTIAL PLC 19/05/2016 AGM 21 Approve Political Donations Management For

US74435K2042 PRUDENTIAL PLC 19/05/2016 AGM 22 Issue Shares with Pre-emption Rights Management For

US74435K2042 PRUDENTIAL PLC 19/05/2016 AGM 23 Issue repurchased Shares with Pre-emption Rights Management For

US74435K2042 PRUDENTIAL PLC 19/05/2016 AGM 24 Issue Shares for Cash Management For

US74435K2042 PRUDENTIAL PLC 19/05/2016 AGM 25 Authorise Share Repurchase Management Oppose

US74435K2042 PRUDENTIAL PLC 19/05/2016 AGM 26 Meeting notification-related proposal Management For

GB00B03MM410 ROYAL DUTCH SHELL

PLC

24/05/2016 AGM 1 Receive the Annual Report Management Oppose

GB00B03MM410 ROYAL DUTCH SHELL

PLC

24/05/2016 AGM 2 Approve the Remuneration Report Management Oppose

GB00B03MM410 ROYAL DUTCH SHELL

PLC

24/05/2016 AGM 3 Re-elect Ben van Beurden Management For

GB00B03MM410 ROYAL DUTCH SHELL

PLC

24/05/2016 AGM 4 Re-elect Guy Elliott Management For

GB00B03MM410 ROYAL DUTCH SHELL

PLC

24/05/2016 AGM 5 Re-elect Euleen Goh Management For

Page 19: Cumbria County Council€¦ · Cumbria County Council Serving the people of Cumbria ... Whilst shares are proposed to be voted in line with PIRC’s voting policy, the ultimate responsibility

GB00B03MM410 ROYAL DUTCH SHELL

PLC

24/05/2016 AGM 6 Re-elect Simon Henry Management For

GB00B03MM410 ROYAL DUTCH SHELL

PLC

24/05/2016 AGM 7 Re-elect Charles O. Holliday Management For

GB00B03MM410 ROYAL DUTCH SHELL

PLC

24/05/2016 AGM 8 Re-elect Gerard Kleisterlee Management For

GB00B03MM410 ROYAL DUTCH SHELL

PLC

24/05/2016 AGM 9 Re-elect Sir Nigel Sheinwald Management For

GB00B03MM410 ROYAL DUTCH SHELL

PLC

24/05/2016 AGM 10 Re-elect Linda G. Stuntz Management For

GB00B03MM410 ROYAL DUTCH SHELL

PLC

24/05/2016 AGM 11 Re-elect Hans Wijers Management For

GB00B03MM410 ROYAL DUTCH SHELL

PLC

24/05/2016 AGM 12 Re-elect Patricia A. Woertz Management For

GB00B03MM410 ROYAL DUTCH SHELL

PLC

24/05/2016 AGM 13 Re-elect Gerrit Zalm Management For

GB00B03MM410 ROYAL DUTCH SHELL

PLC

24/05/2016 AGM 14 Appoint the Auditors Management For

GB00B03MM410 ROYAL DUTCH SHELL

PLC

24/05/2016 AGM 15 Allow the Board to Determine the Auditor's

Remuneration

Management For

GB00B03MM410 ROYAL DUTCH SHELL

PLC

24/05/2016 AGM 16 Issue Shares with Pre-emption Rights Management For

GB00B03MM410 ROYAL DUTCH SHELL

PLC

24/05/2016 AGM 17 Issue Shares for Cash Management For

GB00B03MM410 ROYAL DUTCH SHELL

PLC

24/05/2016 AGM 18 Authorise Share Repurchase Management Oppose

GB00B03MM410 ROYAL DUTCH SHELL

PLC

24/05/2016 AGM 19 Shareholder Resolution: Invest profits in

renewable energy

Shareholder Oppose

GB00B01FLG62 G4S PLC 26/05/2016 AGM 1 Receive the Annual Report Management For

GB00B01FLG62 G4S PLC 26/05/2016 AGM 2 Approve the Remuneration Report Management Oppose

GB00B01FLG62 G4S PLC 26/05/2016 AGM 3 Approve the Dividend Management For

GB00B01FLG62 G4S PLC 26/05/2016 AGM 4 Elect John Daly Management For

GB00B01FLG62 G4S PLC 26/05/2016 AGM 5 Re-elect Ashley Almanza Management For

Page 20: Cumbria County Council€¦ · Cumbria County Council Serving the people of Cumbria ... Whilst shares are proposed to be voted in line with PIRC’s voting policy, the ultimate responsibility

GB00B01FLG62 G4S PLC 26/05/2016 AGM 6 Re-elect John Connolly Management For

GB00B01FLG62 G4S PLC 26/05/2016 AGM 7 Re-elect Winnie Kin Wah Fok Management For

GB00B01FLG62 G4S PLC 26/05/2016 AGM 8 Re-elect Himanshu Raja Management For

GB00B01FLG62 G4S PLC 26/05/2016 AGM 9 Re-elect Paul Spence Management For

GB00B01FLG62 G4S PLC 26/05/2016 AGM 10 Re-elect Clare Spottiswoode Management For

GB00B01FLG62 G4S PLC 26/05/2016 AGM 11 Re-elect Tim Weller Management For

GB00B01FLG62 G4S PLC 26/05/2016 AGM 12 Re-appoint the Auditors Management For

GB00B01FLG62 G4S PLC 26/05/2016 AGM 13 Allow the Audit Committee to Determine the

Auditor's Remuneration

Management For

GB00B01FLG62 G4S PLC 26/05/2016 AGM 14 Issue Shares with Pre-emption Rights Management For

GB00B01FLG62 G4S PLC 26/05/2016 AGM 15 Issue Shares for Cash Management Oppose

GB00B01FLG62 G4S PLC 26/05/2016 AGM 16 Authorise Share Repurchase Management Oppose

GB00B01FLG62 G4S PLC 26/05/2016 AGM 17 Approve Political Donations Management Abstain

GB00B01FLG62 G4S PLC 26/05/2016 AGM 18 Amend Articles: Delete and replace text in Article

101

Management For

GB00B01FLG62 G4S PLC 26/05/2016 AGM 19 Meeting notification-related proposal Management For

GB0005603997 LEGAL \& GENERAL

GROUP PLC

26/05/2016 AGM 1 Receive the Annual Report Management For

GB0005603997 LEGAL \& GENERAL

GROUP PLC

26/05/2016 AGM 2 Approve the Dividend Management For

GB0005603997 LEGAL \& GENERAL

GROUP PLC

26/05/2016 AGM 3 Re-elect Richard Meddings Management For

GB0005603997 LEGAL \& GENERAL

GROUP PLC

26/05/2016 AGM 4 Re-elect Carolyn Bradley Management For

GB0005603997 LEGAL \& GENERAL

GROUP PLC

26/05/2016 AGM 5 Re-elect Lizabeth Zlatkus Management For

GB0005603997 LEGAL \& GENERAL

GROUP PLC

26/05/2016 AGM 6 Re-elect Mark Zinkula Management For

GB0005603997 LEGAL \& GENERAL

GROUP PLC

26/05/2016 AGM 7 Re-elect Stuart Popham Management For

GB0005603997 LEGAL \& GENERAL

GROUP PLC

26/05/2016 AGM 8 Re-elect Julia Wilson Management For

Page 21: Cumbria County Council€¦ · Cumbria County Council Serving the people of Cumbria ... Whilst shares are proposed to be voted in line with PIRC’s voting policy, the ultimate responsibility

GB0005603997 LEGAL \& GENERAL

GROUP PLC

26/05/2016 AGM 9 Re-elect Mark Gregory Management For

GB0005603997 LEGAL \& GENERAL

GROUP PLC

26/05/2016 AGM 10 Re-elect Rudy Markham Management For

GB0005603997 LEGAL \& GENERAL

GROUP PLC

26/05/2016 AGM 11 Re-elect John Stewart Management For

GB0005603997 LEGAL \& GENERAL

GROUP PLC

26/05/2016 AGM 12 Re-elect Nigel Wilson Management For

GB0005603997 LEGAL \& GENERAL

GROUP PLC

26/05/2016 AGM 13 Appoint the Auditors Management Abstain

GB0005603997 LEGAL \& GENERAL

GROUP PLC

26/05/2016 AGM 14 Allow the Board to Determine the Auditor's

Remuneration

Management For

GB0005603997 LEGAL \& GENERAL

GROUP PLC

26/05/2016 AGM 15 Adopt New Articles of Association Management For

GB0005603997 LEGAL \& GENERAL

GROUP PLC

26/05/2016 AGM 16 Approve the Remuneration Report Management Abstain

GB0005603997 LEGAL \& GENERAL

GROUP PLC

26/05/2016 AGM 17 Issue Shares with Pre-emption Rights Management For

GB0005603997 LEGAL \& GENERAL

GROUP PLC

26/05/2016 AGM 18 Approve Political Donations Management For

GB0005603997 LEGAL \& GENERAL

GROUP PLC

26/05/2016 AGM 19 Authorise the Scrip Dividend Management For

GB0005603997 LEGAL \& GENERAL

GROUP PLC

26/05/2016 AGM 20 Issue Shares for Cash Management Oppose

GB0005603997 LEGAL \& GENERAL

GROUP PLC

26/05/2016 AGM 21 Authorise Share Repurchase Management Oppose

GB0005603997 LEGAL \& GENERAL

GROUP PLC

26/05/2016 AGM 22 Meeting notification-related proposal Management For

JE00B2QKY057 SHIRE PLC 27/05/2016 EGM 1 Approve Merger Management For

JE00B2QKY057 SHIRE PLC 27/05/2016 EGM 2 Issue Shares with Pre-emption Rights Management For

JE00B2QKY057 SHIRE PLC 27/05/2016 EGM 3 Issue Shares for Cash Management Oppose

JE00B2QKY057 SHIRE PLC 27/05/2016 EGM 4 Authorise Share Repurchase Management Oppose

US92933H1014 WPP PLC 08/06/2016 AGM 1 Receive the Annual Report Management For

Page 22: Cumbria County Council€¦ · Cumbria County Council Serving the people of Cumbria ... Whilst shares are proposed to be voted in line with PIRC’s voting policy, the ultimate responsibility

US92933H1014 WPP PLC 08/06/2016 AGM 2 Approve the Dividend Management For

US92933H1014 WPP PLC 08/06/2016 AGM 3 Approve the Remuneration Report Management Oppose

US92933H1014 WPP PLC 08/06/2016 AGM 4 Approve the Sustainability Report Management For

US92933H1014 WPP PLC 08/06/2016 AGM 5 Re-elect Roberto Quarta Management Oppose

US92933H1014 WPP PLC 08/06/2016 AGM 6 Re-elect Dr Jacques Aigrain Management For

US92933H1014 WPP PLC 08/06/2016 AGM 7 Re-elect Ruigang Li Management For

US92933H1014 WPP PLC 08/06/2016 AGM 8 Re-elect Paul Richardson Management For

US92933H1014 WPP PLC 08/06/2016 AGM 9 Re-elect Hugo Shong Management For

US92933H1014 WPP PLC 08/06/2016 AGM 10 Re-elect Timothy Shriver Management For

US92933H1014 WPP PLC 08/06/2016 AGM 11 Re-elect Sir Martin Sorrell Management For

US92933H1014 WPP PLC 08/06/2016 AGM 12 Re-elect Sally Susman Management For

US92933H1014 WPP PLC 08/06/2016 AGM 13 Re-elect Solomon Trujillo Management For

US92933H1014 WPP PLC 08/06/2016 AGM 14 Re-elect Sir John Hood Management For

US92933H1014 WPP PLC 08/06/2016 AGM 15 Re-elect Charlene Begley Management For

US92933H1014 WPP PLC 08/06/2016 AGM 16 Re-elect Nicole Seligman Management For

US92933H1014 WPP PLC 08/06/2016 AGM 17 Re-elect Daniela Riccardi Management For

US92933H1014 WPP PLC 08/06/2016 AGM 18 Appoint the Auditors and Allow the Board to

Determine their Remuneration

Management Oppose

US92933H1014 WPP PLC 08/06/2016 AGM 19 Issue Shares with Pre-emption Rights Management For

US92933H1014 WPP PLC 08/06/2016 AGM 20 Authorise Share Repurchase Management Oppose

US92933H1014 WPP PLC 08/06/2016 AGM 21 Issue Shares for Cash Management Oppose

US8815753020 TESCO PLC 23/06/2016 AGM 1 Receive the Annual Report Management For

US8815753020 TESCO PLC 23/06/2016 AGM 2 Approve the Remuneration Report Management Oppose

US8815753020 TESCO PLC 23/06/2016 AGM 3 Elect Simon Patterson Management For

US8815753020 TESCO PLC 23/06/2016 AGM 4 Elect Alison Platt Management Abstain

US8815753020 TESCO PLC 23/06/2016 AGM 5 Elect Lindsey Pownall Management For

US8815753020 TESCO PLC 23/06/2016 AGM 6 Re-elect John Allan Management Oppose

US8815753020 TESCO PLC 23/06/2016 AGM 7 Re-elect Dave Lewis Management For

US8815753020 TESCO PLC 23/06/2016 AGM 8 Re-elect Mark Armour Management For

US8815753020 TESCO PLC 23/06/2016 AGM 9 Re-elect Richard Cousins Management For

US8815753020 TESCO PLC 23/06/2016 AGM 10 Re-elect Byron Grote Management For

US8815753020 TESCO PLC 23/06/2016 AGM 11 Re-elect Mikael Olsson Management For

US8815753020 TESCO PLC 23/06/2016 AGM 12 Re-elect Deanna Oppenheimer Management For

Page 23: Cumbria County Council€¦ · Cumbria County Council Serving the people of Cumbria ... Whilst shares are proposed to be voted in line with PIRC’s voting policy, the ultimate responsibility

US8815753020 TESCO PLC 23/06/2016 AGM 13 Re-elect Alan Stewart Management For

US8815753020 TESCO PLC 23/06/2016 AGM 14 Appoint the Auditors Management Oppose

US8815753020 TESCO PLC 23/06/2016 AGM 15 Allow the Board to Determine the Auditor's

Remuneration

Management For

US8815753020 TESCO PLC 23/06/2016 AGM 16 Issue Shares with Pre-emption Rights Management For

US8815753020 TESCO PLC 23/06/2016 AGM 17 Issue Shares for Cash Management Oppose

US8815753020 TESCO PLC 23/06/2016 AGM 18 Authorise Share Repurchase Management Oppose

US8815753020 TESCO PLC 23/06/2016 AGM 19 Authorise the Scrip Dividend Management For

US8815753020 TESCO PLC 23/06/2016 AGM 20 Approve Political Donations Management For

US8815753020 TESCO PLC 23/06/2016 AGM 21 Meeting notification-related proposal Management For

US8815753020 TESCO PLC 23/06/2016 AGM 22 Adopt New Articles of Association Management For

US43731T1025 HOME RETAIL

GROUP PLC

29/06/2016 AGM 1 Receive the Annual Report Management For

US43731T1025 HOME RETAIL

GROUP PLC

29/06/2016 AGM 2 Approve the Remuneration Report Management Abstain

US43731T1025 HOME RETAIL

GROUP PLC

29/06/2016 AGM 3 Re-elect Richard Ashton Management For

US43731T1025 HOME RETAIL

GROUP PLC

29/06/2016 AGM 4 Re-elect John Coombe Management For

US43731T1025 HOME RETAIL

GROUP PLC

29/06/2016 AGM 5 Re-elect Mike Darcey Management For

US43731T1025 HOME RETAIL

GROUP PLC

29/06/2016 AGM 6 Re-elect Ian Durant Management Abstain

US43731T1025 HOME RETAIL

GROUP PLC

29/06/2016 AGM 7 Re-elect Cath Keers Management For

US43731T1025 HOME RETAIL

GROUP PLC

29/06/2016 AGM 8 Re-elect Jacqueline de Rojas Management For

US43731T1025 HOME RETAIL

GROUP PLC

29/06/2016 AGM 9 Re-elect John Walden Management For

US43731T1025 HOME RETAIL

GROUP PLC

29/06/2016 AGM 10 Appoint the Auditors Management Oppose

US43731T1025 HOME RETAIL

GROUP PLC

29/06/2016 AGM 11 Allow the Board to Determine the Auditor's

Remuneration

Management For

Page 24: Cumbria County Council€¦ · Cumbria County Council Serving the people of Cumbria ... Whilst shares are proposed to be voted in line with PIRC’s voting policy, the ultimate responsibility

US43731T1025 HOME RETAIL

GROUP PLC

29/06/2016 AGM 12 Approve Political Donations Management For

US43731T1025 HOME RETAIL

GROUP PLC

29/06/2016 AGM 13 Issue Shares with Pre-emption Rights Management For

US43731T1025 HOME RETAIL

GROUP PLC

29/06/2016 AGM 14 Issue Shares for Cash Management Oppose

US43731T1025 HOME RETAIL

GROUP PLC

29/06/2016 AGM 15 Authorise Share Repurchase Management Oppose

US43731T1025 HOME RETAIL

GROUP PLC

29/06/2016 AGM 16 Meeting notification-related proposal Management For

GB00B0SXD233 LONDON STOCK

EXCHANGE GROUP

PLC

04/07/2016 COURT 1 Approve Scheme of Arrangement Management For

GB00B0SXD233 LONDON STOCK

EXCHANGE GROUP

PLC

04/07/2016 EGM 1 Approve the proposed acquisition by HoldCo of

Deutsche Borse AG in connection with the Merger

Management For

GB00B0SXD233 LONDON STOCK

EXCHANGE GROUP

PLC

04/07/2016 EGM 2 Give effect to the Scheme of Arrangement

including amendments to the Articles

Management For

US05577E1010 BT GROUP PLC 13/07/2016 AGM 1 Receive the Annual Report Management For

US05577E1010 BT GROUP PLC 13/07/2016 AGM 2 Approve the Remuneration Report Management Abstain

US05577E1010 BT GROUP PLC 13/07/2016 AGM 3 Approve the Dividend Management For

US05577E1010 BT GROUP PLC 13/07/2016 AGM 4 To re-elect Sir Michael Rake Management Oppose

US05577E1010 BT GROUP PLC 13/07/2016 AGM 5 To re-elect Gavin Patterson Management For

US05577E1010 BT GROUP PLC 13/07/2016 AGM 6 To re-elect Tony Ball Management For

US05577E1010 BT GROUP PLC 13/07/2016 AGM 7 To re-elect Iain Conn Management For

US05577E1010 BT GROUP PLC 13/07/2016 AGM 8 To re-elect Isabel Hudson Management For

US05577E1010 BT GROUP PLC 13/07/2016 AGM 9 To re-elect Karen Richardson Management For

US05577E1010 BT GROUP PLC 13/07/2016 AGM 10 To re-elect Nick Rose Management For

US05577E1010 BT GROUP PLC 13/07/2016 AGM 11 To re-elect Jasmine Whitbread Management For

US05577E1010 BT GROUP PLC 13/07/2016 AGM 12 Elect Mike Inglis Management For

US05577E1010 BT GROUP PLC 13/07/2016 AGM 13 Elect Tim Höttges Management For

US05577E1010 BT GROUP PLC 13/07/2016 AGM 14 Elect Simon Lowth Management For

Page 25: Cumbria County Council€¦ · Cumbria County Council Serving the people of Cumbria ... Whilst shares are proposed to be voted in line with PIRC’s voting policy, the ultimate responsibility

US05577E1010 BT GROUP PLC 13/07/2016 AGM 15 Appoint the Auditors Management Oppose

US05577E1010 BT GROUP PLC 13/07/2016 AGM 16 Allow the Board to Determine the Auditor's

Remuneration

Management For

US05577E1010 BT GROUP PLC 13/07/2016 AGM 17 Issue Shares with Pre-emption Rights Management For

US05577E1010 BT GROUP PLC 13/07/2016 AGM 18 Issue Shares for Cash Management For

US05577E1010 BT GROUP PLC 13/07/2016 AGM 19 Authorise Share Repurchase Management Oppose

US05577E1010 BT GROUP PLC 13/07/2016 AGM 20 Meeting notification-related proposal Management For

US05577E1010 BT GROUP PLC 13/07/2016 AGM 21 Approve Political Donations Management For

US4509361097 ICAP PLC 13/07/2016 AGM 1 Receive the Annual Report Management For

US4509361097 ICAP PLC 13/07/2016 AGM 2 Approve the Dividend Management For

US4509361097 ICAP PLC 13/07/2016 AGM 3 Elect Stuart Bridges Management For

US4509361097 ICAP PLC 13/07/2016 AGM 4 Re-elect Charles Gregson Management Oppose

US4509361097 ICAP PLC 13/07/2016 AGM 5 Re-elect Michael Spencer Management For

US4509361097 ICAP PLC 13/07/2016 AGM 6 Re-elect John Sievwright Management For

US4509361097 ICAP PLC 13/07/2016 AGM 7 Re-elect Ivan Ritossa Management For

US4509361097 ICAP PLC 13/07/2016 AGM 8 Re-elect Robert Standing Management For

US4509361097 ICAP PLC 13/07/2016 AGM 9 Appoint the Auditors Management Oppose

US4509361097 ICAP PLC 13/07/2016 AGM 10 Allow the Board to Determine the Auditor's

Remuneration

Management For

US4509361097 ICAP PLC 13/07/2016 AGM 11 Approve the Remuneration Report Management Oppose

US4509361097 ICAP PLC 13/07/2016 AGM 12 Approve Political Donations Management For

US4509361097 ICAP PLC 13/07/2016 AGM 13 Issue Shares with Pre-emption Rights Management For

US4509361097 ICAP PLC 13/07/2016 AGM 14 Issue Shares for Cash Management Oppose

US4509361097 ICAP PLC 13/07/2016 AGM 15 Authorise Share Repurchase Management Oppose

GB0003452173 FIRSTGROUP PLC 19/07/2016 AGM 1 Receive the Annual Report Management For

GB0003452173 FIRSTGROUP PLC 19/07/2016 AGM 2 Approve the Remuneration Report Management Oppose

GB0003452173 FIRSTGROUP PLC 19/07/2016 AGM 3 To elect Matthew Gregory as a Director. Management For

GB0003452173 FIRSTGROUP PLC 19/07/2016 AGM 4 To re-elect Mick Barker as a Director. Management For

GB0003452173 FIRSTGROUP PLC 19/07/2016 AGM 5 To re-elect Warwick Brady as a Director. Management For

GB0003452173 FIRSTGROUP PLC 19/07/2016 AGM 6 To re-elect Drummond Hall as a Director. Management For

GB0003452173 FIRSTGROUP PLC 19/07/2016 AGM 7 To re-elect Wolfhart Hauser as a Director. Management Abstain

GB0003452173 FIRSTGROUP PLC 19/07/2016 AGM 8 To re-elect Tim O'Toole as a Director. Management For

GB0003452173 FIRSTGROUP PLC 19/07/2016 AGM 9 To re-elect Brian Wallace as a Director. Management For

Page 26: Cumbria County Council€¦ · Cumbria County Council Serving the people of Cumbria ... Whilst shares are proposed to be voted in line with PIRC’s voting policy, the ultimate responsibility

GB0003452173 FIRSTGROUP PLC 19/07/2016 AGM 10 To re-elect Imelda Walsh as a Director. Management For

GB0003452173 FIRSTGROUP PLC 19/07/2016 AGM 11 To re-elect Jim Winestock as a Director. Management For

GB0003452173 FIRSTGROUP PLC 19/07/2016 AGM 12 Appoint the Auditors Management Abstain

GB0003452173 FIRSTGROUP PLC 19/07/2016 AGM 13 Allow the Board to Determine the Auditor's

Remuneration

Management For

GB0003452173 FIRSTGROUP PLC 19/07/2016 AGM 14 Issue Shares with Pre-emption Rights Management For

GB0003452173 FIRSTGROUP PLC 19/07/2016 AGM 15 Issue Shares for Cash Management Oppose

GB0003452173 FIRSTGROUP PLC 19/07/2016 AGM 16 Authorise Share Repurchase Management Oppose

GB0003452173 FIRSTGROUP PLC 19/07/2016 AGM 17 Approve Political Donations Management For

GB0003452173 FIRSTGROUP PLC 19/07/2016 AGM 18 Approve the FirstGroup Plc 2016 Sharesave Plan Management For

GB0003452173 FIRSTGROUP PLC 19/07/2016 AGM 19 Meeting Notification-related Proposal Management For

GB0004764071 JOHNSON MATTHEY

PLC

20/07/2016 AGM 1 Receive the Annual Report Management For

GB0004764071 JOHNSON MATTHEY

PLC

20/07/2016 AGM 2 Approve the Remuneration Report Management For

GB0004764071 JOHNSON MATTHEY

PLC

20/07/2016 AGM 3 Approve the Dividend Management For

GB0004764071 JOHNSON MATTHEY

PLC

20/07/2016 AGM 4 Re-elect Mr TEP Stevenson Management For

GB0004764071 JOHNSON MATTHEY

PLC

20/07/2016 AGM 5 Re-elect Ms O Desforges Management For

GB0004764071 JOHNSON MATTHEY

PLC

20/07/2016 AGM 6 Re-elect Mr AM Ferguson Management For

GB0004764071 JOHNSON MATTHEY

PLC

20/07/2016 AGM 7 Re-elect Mr RJ MacLeod Management For

GB0004764071 JOHNSON MATTHEY

PLC

20/07/2016 AGM 8 Re-elect Mr CS Matthews Management For

GB0004764071 JOHNSON MATTHEY

PLC

20/07/2016 AGM 9 Re-elect Mr CJ Mottershead Management For

GB0004764071 JOHNSON MATTHEY

PLC

20/07/2016 AGM 10 Re-elect Mr JF Walker Management For

GB0004764071 JOHNSON MATTHEY

PLC

20/07/2016 AGM 11 Appoint the Auditors Management Oppose

Page 27: Cumbria County Council€¦ · Cumbria County Council Serving the people of Cumbria ... Whilst shares are proposed to be voted in line with PIRC’s voting policy, the ultimate responsibility

GB0004764071 JOHNSON MATTHEY

PLC

20/07/2016 AGM 12 Allow the Board to Determine the Auditor's

Remuneration

Management For

GB0004764071 JOHNSON MATTHEY

PLC

20/07/2016 AGM 13 Approve Political Donations Management For

GB0004764071 JOHNSON MATTHEY

PLC

20/07/2016 AGM 14 Issue Shares with Pre-emption Rights Management For

GB0004764071 JOHNSON MATTHEY

PLC

20/07/2016 AGM 15 Issue Shares for Cash Management For

GB0004764071 JOHNSON MATTHEY

PLC

20/07/2016 AGM 16 Issue Shares for Cash in connection with an

acquisition or other capital investment

Management Oppose

GB0004764071 JOHNSON MATTHEY

PLC

20/07/2016 AGM 17 Authorise Share Repurchase Management Oppose

GB0004764071 JOHNSON MATTHEY

PLC

20/07/2016 AGM 18 Meeting Notification-related Proposal Management For

GB00B0WMWD03 QINETIQ GROUP PLC 20/07/2016 AGM 1 Receive the Annual Report Management For

GB00B0WMWD03 QINETIQ GROUP PLC 20/07/2016 AGM 2 Approve the Remuneration Report Management Oppose

GB00B0WMWD03 QINETIQ GROUP PLC 20/07/2016 AGM 3 Approve the Dividend Management For

GB00B0WMWD03 QINETIQ GROUP PLC 20/07/2016 AGM 4 Elect Lynn Brubaker Management For

GB00B0WMWD03 QINETIQ GROUP PLC 20/07/2016 AGM 5 Re-elect Admiral Sir James Burnell-Nugent Management For

GB00B0WMWD03 QINETIQ GROUP PLC 20/07/2016 AGM 6 Re-elect Mark Elliott Management For

GB00B0WMWD03 QINETIQ GROUP PLC 20/07/2016 AGM 7 Re-elect Michael Harper Management For

GB00B0WMWD03 QINETIQ GROUP PLC 20/07/2016 AGM 8 Re-elect Ian Mason Management For

GB00B0WMWD03 QINETIQ GROUP PLC 20/07/2016 AGM 9 Re-elect David Mellors Management For

Page 28: Cumbria County Council€¦ · Cumbria County Council Serving the people of Cumbria ... Whilst shares are proposed to be voted in line with PIRC’s voting policy, the ultimate responsibility

GB00B0WMWD03 QINETIQ GROUP PLC 20/07/2016 AGM 10 Re-elect Paul Murray Management For

GB00B0WMWD03 QINETIQ GROUP PLC 20/07/2016 AGM 11 Re-elect Susan Searle Management For

GB00B0WMWD03 QINETIQ GROUP PLC 20/07/2016 AGM 12 Re-elect Steve Wadey Management For

GB00B0WMWD03 QINETIQ GROUP PLC 20/07/2016 AGM 13 Appoint the Auditors Management Oppose

GB00B0WMWD03 QINETIQ GROUP PLC 20/07/2016 AGM 14 Allow the Board to Determine the Auditor's

Remuneration

Management For

GB00B0WMWD03 QINETIQ GROUP PLC 20/07/2016 AGM 15 Approve Political Donations Management For

GB00B0WMWD03 QINETIQ GROUP PLC 20/07/2016 AGM 16 Issue Shares with Pre-emption Rights Management For

GB00B0WMWD03 QINETIQ GROUP PLC 20/07/2016 AGM 17 To disapply pre-emption rights standard Management For

GB00B0WMWD03 QINETIQ GROUP PLC 20/07/2016 AGM 18 To disapply pre-emption rights acquisitions Management Oppose

GB00B0WMWD03 QINETIQ GROUP PLC 20/07/2016 AGM 19 Authorise Share Repurchase Management Oppose

GB00B0WMWD03 QINETIQ GROUP PLC 20/07/2016 AGM 20 Meeting Notification-related Proposal Management For

GB00B3DGH821 DE LA RUE PLC 21/07/2016 AGM 1 Receive the Annual Report Management For

GB00B3DGH821 DE LA RUE PLC 21/07/2016 AGM 2 Approve the Remuneration Report Management Oppose

GB00B3DGH821 DE LA RUE PLC 21/07/2016 AGM 3 Approve the Dividend Management For

GB00B3DGH821 DE LA RUE PLC 21/07/2016 AGM 4 Elect Sabri Challah Management For

GB00B3DGH821 DE LA RUE PLC 21/07/2016 AGM 5 Elect Maria da Cunha Management For

GB00B3DGH821 DE LA RUE PLC 21/07/2016 AGM 6 Elect Rupert Middleton Management For

GB00B3DGH821 DE LA RUE PLC 21/07/2016 AGM 7 Elect Jitesh Sodha Management For

GB00B3DGH821 DE LA RUE PLC 21/07/2016 AGM 8 Re-elect Philip Rogerson Management For

GB00B3DGH821 DE LA RUE PLC 21/07/2016 AGM 9 Re-elect Andrew Stevens Management For

GB00B3DGH821 DE LA RUE PLC 21/07/2016 AGM 10 Re-elect Martin Sutherland Management For

GB00B3DGH821 DE LA RUE PLC 21/07/2016 AGM 11 Appoint the Auditors Management Abstain

Page 29: Cumbria County Council€¦ · Cumbria County Council Serving the people of Cumbria ... Whilst shares are proposed to be voted in line with PIRC’s voting policy, the ultimate responsibility

GB00B3DGH821 DE LA RUE PLC 21/07/2016 AGM 12 Allow the Board to Determine the Auditor's

Remuneration

Management For

GB00B3DGH821 DE LA RUE PLC 21/07/2016 AGM 13 Issue Shares with Pre-emption Rights Management For

GB00B3DGH821 DE LA RUE PLC 21/07/2016 AGM 14 Issue Shares for Cash Management Oppose

GB00B3DGH821 DE LA RUE PLC 21/07/2016 AGM 15 Authorise Share Repurchase Management Oppose

GB00B3DGH821 DE LA RUE PLC 21/07/2016 AGM 16 Approve Political Donations Management Abstain

GB00B3DGH821 DE LA RUE PLC 21/07/2016 AGM 17 Meeting notification-related proposal Management For

GB0004564430 INTERMEDIATE

CAPITAL GROUP

21/07/2016 AGM 1 Receive the Annual Report Management For

GB0004564430 INTERMEDIATE

CAPITAL GROUP

21/07/2016 AGM 2 Approve the Remuneration Report Management Oppose

GB0004564430 INTERMEDIATE

CAPITAL GROUP

21/07/2016 AGM 3 Approve the Dividend Management For

GB0004564430 INTERMEDIATE

CAPITAL GROUP

21/07/2016 AGM 4 Appoint the Auditors Management Oppose

GB0004564430 INTERMEDIATE

CAPITAL GROUP

21/07/2016 AGM 5 Allow the Board to Determine the Auditor's

Remuneration

Management For

GB0004564430 INTERMEDIATE

CAPITAL GROUP

21/07/2016 AGM 6 Re-elect Kevin Parry Management For

GB0004564430 INTERMEDIATE

CAPITAL GROUP

21/07/2016 AGM 7 Re-elect Peter Gibbs Management For

GB0004564430 INTERMEDIATE

CAPITAL GROUP

21/07/2016 AGM 8 Re-elect Kim Wahl Management Abstain

GB0004564430 INTERMEDIATE

CAPITAL GROUP

21/07/2016 AGM 9 Re-elect Kathryn Purves Management For

GB0004564430 INTERMEDIATE

CAPITAL GROUP

21/07/2016 AGM 10 Re-elect Christophe Evain Management For

GB0004564430 INTERMEDIATE

CAPITAL GROUP

21/07/2016 AGM 11 Re-elect Philip Keller Management For

GB0004564430 INTERMEDIATE

CAPITAL GROUP

21/07/2016 AGM 12 Re-elect Benoît Durteste Management For

GB0004564430 INTERMEDIATE

CAPITAL GROUP

21/07/2016 AGM 13 Issue Shares with Pre-emption Rights Management For

Page 30: Cumbria County Council€¦ · Cumbria County Council Serving the people of Cumbria ... Whilst shares are proposed to be voted in line with PIRC’s voting policy, the ultimate responsibility

GB0004564430 INTERMEDIATE

CAPITAL GROUP

21/07/2016 AGM 14 Issue Shares for Cash Management Oppose

GB0004564430 INTERMEDIATE

CAPITAL GROUP

21/07/2016 AGM 15 Authorise Share Repurchase Management Oppose

GB0004564430 INTERMEDIATE

CAPITAL GROUP

21/07/2016 AGM 16 Meeting Notification-related Proposal Management For

GB0004564430 INTERMEDIATE

CAPITAL GROUP

21/07/2016 AGM 17 Approve the Special Dividend Management For

GB0004564430 INTERMEDIATE

CAPITAL GROUP

21/07/2016 AGM 18 Approve Share Consolidation Management For

GB0004564430 INTERMEDIATE

CAPITAL GROUP

21/07/2016 AGM 19 Approve Increase in Non-executives Fees Management Oppose

US78467K1079 SSE PLC 21/07/2016 AGM 1 Receive the Annual Report Management Abstain

US78467K1079 SSE PLC 21/07/2016 AGM 2 Approve the Remuneration Report Management Abstain

US78467K1079 SSE PLC 21/07/2016 AGM 3 Approve Remuneration Policy Management Abstain

US78467K1079 SSE PLC 21/07/2016 AGM 4 Approve the Dividend Management For

US78467K1079 SSE PLC 21/07/2016 AGM 5 Re-elect Gregor Alexander Management For

US78467K1079 SSE PLC 21/07/2016 AGM 6 Re-elect Jeremy Beeton Management For

US78467K1079 SSE PLC 21/07/2016 AGM 7 Re-elect Katie Bickerstaffe Management Abstain

US78467K1079 SSE PLC 21/07/2016 AGM 8 Re-elect Sue Bruce Management For

US78467K1079 SSE PLC 21/07/2016 AGM 9 Elect Crawford Gillies Management For

US78467K1079 SSE PLC 21/07/2016 AGM 10 Re-elect Richard Gillingwater Management Oppose

US78467K1079 SSE PLC 21/07/2016 AGM 11 Re-elect Peter Lynas Management For

US78467K1079 SSE PLC 21/07/2016 AGM 12 Elect Helen Mahy Management For

US78467K1079 SSE PLC 21/07/2016 AGM 13 Re-elect Alistair Phillips-Davies Management For

US78467K1079 SSE PLC 21/07/2016 AGM 14 Appoint the Auditors Management Abstain

US78467K1079 SSE PLC 21/07/2016 AGM 15 Allow the Board to Determine the Auditor's

Remuneration

Management For

US78467K1079 SSE PLC 21/07/2016 AGM 16 Issue Shares with Pre-emption Rights Management For

US78467K1079 SSE PLC 21/07/2016 AGM 17 Issue Shares for Cash Management For

US78467K1079 SSE PLC 21/07/2016 AGM 18 Authorise Share Repurchase Management Oppose

US78467K1079 SSE PLC 21/07/2016 AGM 19 Meeting notification-related proposal Management For

Page 31: Cumbria County Council€¦ · Cumbria County Council Serving the people of Cumbria ... Whilst shares are proposed to be voted in line with PIRC’s voting policy, the ultimate responsibility

US78467K1079 SSE PLC 21/07/2016 AGM 20 Approve the SSE plc Performance Share Plan 2016 Management Oppose

GB00B012TP20 HALFORDS GROUP

PLC

26/07/2016 AGM 1 Receive the Annual Report Management For

GB00B012TP20 HALFORDS GROUP

PLC

26/07/2016 AGM 2 Approve the Dividend Management For

GB00B012TP20 HALFORDS GROUP

PLC

26/07/2016 AGM 3 Approve the Remuneration Report Management Abstain

GB00B012TP20 HALFORDS GROUP

PLC

26/07/2016 AGM 4 Elect Jonny Mason Management For

GB00B012TP20 HALFORDS GROUP

PLC

26/07/2016 AGM 5 Re-elect Jill McDonald Management For

GB00B012TP20 HALFORDS GROUP

PLC

26/07/2016 AGM 6 Re-elect Dennis Millard Management For

GB00B012TP20 HALFORDS GROUP

PLC

26/07/2016 AGM 7 Re-elect David Adams Management For

GB00B012TP20 HALFORDS GROUP

PLC

26/07/2016 AGM 8 Re-elect Claudia Arney Management For

GB00B012TP20 HALFORDS GROUP

PLC

26/07/2016 AGM 9 Re-elect Helen Jones Management For

GB00B012TP20 HALFORDS GROUP

PLC

26/07/2016 AGM 10 Appoint the Auditors Management Abstain

GB00B012TP20 HALFORDS GROUP

PLC

26/07/2016 AGM 11 Allow the Board to Determine the Auditor's

Remuneration

Management For

GB00B012TP20 HALFORDS GROUP

PLC

26/07/2016 AGM 12 Approve Political Donations Management Abstain

GB00B012TP20 HALFORDS GROUP

PLC

26/07/2016 AGM 13 Issue Shares with Pre-emption Rights Management For

GB00B012TP20 HALFORDS GROUP

PLC

26/07/2016 AGM 14 Issue Shares for Cash Management For

GB00B012TP20 HALFORDS GROUP

PLC

26/07/2016 AGM 15 Authorise Share Repurchase Management Oppose

Page 32: Cumbria County Council€¦ · Cumbria County Council Serving the people of Cumbria ... Whilst shares are proposed to be voted in line with PIRC’s voting policy, the ultimate responsibility

GB00B012TP20 HALFORDS GROUP

PLC

26/07/2016 AGM 16 Meeting notification-related proposal Management For

US43731T1025 HOME RETAIL

GROUP PLC

27/07/2016 COURT 1 Approve Scheme of Arrangement Management For

US43731T1025 HOME RETAIL

GROUP PLC

27/07/2016 EGM 1 Take all necessary steps to give effect to the

Scheme and Acquisition and amend the Articles

Management For

GB0007192106 VODAFONE GROUP

PLC

29/07/2016 AGM 1 Receive the Annual Report Management Abstain

GB0007192106 VODAFONE GROUP

PLC

29/07/2016 AGM 2 Re-elect Gerard Kleisterlee Management For

GB0007192106 VODAFONE GROUP

PLC

29/07/2016 AGM 3 Re-elect Vittorio Colao Management For

GB0007192106 VODAFONE GROUP

PLC

29/07/2016 AGM 4 Re-elect Nick Read Management For

GB0007192106 VODAFONE GROUP

PLC

29/07/2016 AGM 5 Re-elect Sir Crispin Management For

GB0007192106 VODAFONE GROUP

PLC

29/07/2016 AGM 6 Re-elect Dr Mathias Döpfner Management For

GB0007192106 VODAFONE GROUP

PLC

29/07/2016 AGM 7 Re-elect Dame Clara Furse Management For

GB0007192106 VODAFONE GROUP

PLC

29/07/2016 AGM 8 Re-elect Valerie Gooding Management For

GB0007192106 VODAFONE GROUP

PLC

29/07/2016 AGM 9 Re-elect Renee James Management Abstain

GB0007192106 VODAFONE GROUP

PLC

29/07/2016 AGM 10 Re-elect Samuel Jonah Management Abstain

GB0007192106 VODAFONE GROUP

PLC

29/07/2016 AGM 11 Re-elect Nick Land Management For

GB0007192106 VODAFONE GROUP

PLC

29/07/2016 AGM 12 Elect David Nish Management For

GB0007192106 VODAFONE GROUP

PLC

29/07/2016 AGM 13 Re-elect Philip Yea Management Oppose

Page 33: Cumbria County Council€¦ · Cumbria County Council Serving the people of Cumbria ... Whilst shares are proposed to be voted in line with PIRC’s voting policy, the ultimate responsibility

GB0007192106 VODAFONE GROUP

PLC

29/07/2016 AGM 14 Approve the Dividend Management For

GB0007192106 VODAFONE GROUP

PLC

29/07/2016 AGM 15 Approve the Remuneration Report Management Oppose

GB0007192106 VODAFONE GROUP

PLC

29/07/2016 AGM 16 Appoint the Auditors Management Abstain

GB0007192106 VODAFONE GROUP

PLC

29/07/2016 AGM 17 Allow the Board to Determine the Auditor's

Remuneration

Management For

GB0007192106 VODAFONE GROUP

PLC

29/07/2016 AGM 18 Issue Shares with Pre-emption Rights Management For

GB0007192106 VODAFONE GROUP

PLC

29/07/2016 AGM 19 Issue Shares for Cash Management For

GB0007192106 VODAFONE GROUP

PLC

29/07/2016 AGM 20 Reissue Treasury Shares with Pre-emption Rights

Disapplied in connection with an acquisition or

specified capital investment

Management Oppose

GB0007192106 VODAFONE GROUP

PLC

29/07/2016 AGM 21 Authorise Share Repurchase Management Oppose

GB0007192106 VODAFONE GROUP

PLC

29/07/2016 AGM 22 Approve Political Donations Management For

GB0007192106 VODAFONE GROUP

PLC

29/07/2016 AGM 23 Meeting Notification-related Proposal Management For

US4509361097 ICAP PLC 09/09/2016 COURT 1 Approve Scheme of Arrangement Management For

US4509361097 ICAP PLC 09/09/2016 EGM 1 Approve the Demerger the Newco reduction of

capital and the share consolidation

Management For

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GROUP (GBR)

20/10/2016 AGM 1 Receive the Annual Report Management Oppose

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GROUP (GBR)

20/10/2016 AGM 2 Appoint the Auditors Management Oppose

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GROUP (GBR)

20/10/2016 AGM 3 Allow the Board to Determine the Auditor's

Remuneration

Management For

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GROUP (GBR)

20/10/2016 AGM 4 Issue Shares with Pre-emption Rights Management For

Page 34: Cumbria County Council€¦ · Cumbria County Council Serving the people of Cumbria ... Whilst shares are proposed to be voted in line with PIRC’s voting policy, the ultimate responsibility

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GROUP (GBR)

20/10/2016 AGM 5 Issue Shares for Cash Management For

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GROUP (GBR)

20/10/2016 AGM 6 Authorise Share Repurchase Management Oppose

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GROUP (GBR)

20/10/2016 AGM 7 Approve the Remuneration Report other than the

part containing the remuneration policy

Management For

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GROUP (GBR)

20/10/2016 AGM 8 Approve the Remuneration Report Management Oppose

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GROUP (GBR)

20/10/2016 AGM 9 Approve the grant of awards to Andrew

Mackenzie under the Long-Term Incentive Plan

Management Oppose

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GROUP (GBR)

20/10/2016 AGM 10 Elect Ken MacKenzie Management For

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GROUP (GBR)

20/10/2016 AGM 11 Re-elect Malcolm Brinded Management For

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GROUP (GBR)

20/10/2016 AGM 12 Re-elect Malcolm Broomhead Management For

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GROUP (GBR)

20/10/2016 AGM 13 Re-elect Pat Davies Management For

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GROUP (GBR)

20/10/2016 AGM 14 Re-elect Anita Frew Management For

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GROUP (GBR)

20/10/2016 AGM 15 Re-elect Carolyn Hewson Management For

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GROUP (GBR)

20/10/2016 AGM 16 Re-elect Andrew Mackenzie Management For

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GROUP (GBR)

20/10/2016 AGM 17 Re-elect Lindsay Maxsted Management For

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GROUP (GBR)

20/10/2016 AGM 18 Re-elect Wayne Murdy Management For

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GROUP (GBR)

20/10/2016 AGM 19 Re-elect Shriti Vadera Management For

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GROUP (GBR)

20/10/2016 AGM 20 Re-elect Jac Nasser Management For