Crystal direction dependence of quantum confinement...

7
This content has been downloaded from IOPscience. Please scroll down to see the full text. Download details: IP Address: 165.93.105.173 This content was downloaded on 24/02/2014 at 04:31 Please note that terms and conditions apply. Crystal direction dependence of quantum confinement effects of two-dimensional Si layers fabricated on silicon-on-quartz substrates: modulation of phonon spectra and energy band structures View the table of contents for this issue, or go to the journal homepage for more 2014 Jpn. J. Appl. Phys. 53 04EC09 (http://iopscience.iop.org/1347-4065/53/4S/04EC09) Home Search Collections Journals About Contact us My IOPscience

Transcript of Crystal direction dependence of quantum confinement...

Page 1: Crystal direction dependence of quantum confinement ...web.tuat.ac.jp/~sameken/publication/PDF/2014_3.pdf · reflectivity R of 2D-SOQ as a function of h¯ in the UV region, where

This content has been downloaded from IOPscience. Please scroll down to see the full text.

Download details:

IP Address: 165.93.105.173

This content was downloaded on 24/02/2014 at 04:31

Please note that terms and conditions apply.

Crystal direction dependence of quantum confinement effects of two-dimensional Si layers

fabricated on silicon-on-quartz substrates: modulation of phonon spectra and energy band

structures

View the table of contents for this issue, or go to the journal homepage for more

2014 Jpn. J. Appl. Phys. 53 04EC09

(http://iopscience.iop.org/1347-4065/53/4S/04EC09)

Home Search Collections Journals About Contact us My IOPscience

Page 2: Crystal direction dependence of quantum confinement ...web.tuat.ac.jp/~sameken/publication/PDF/2014_3.pdf · reflectivity R of 2D-SOQ as a function of h¯ in the UV region, where

Crystal direction dependence of quantum confinement effects

of two-dimensional Si layers fabricated on silicon-on-quartz substrates:

modulation of phonon spectra and energy band structures

Tomohisa Mizuno1*, Yuhsuke Nagata1, Yuhya Suzuki1, Yuhta Nakahara1, Yoshiki Nagamine1,Kengo Saita1, Takashi Aoki1, and Toshiyuki Sameshima2

1Department of Science, Kanagawa University, Hiratsuka, Kanagawa 259-1293, Japan2Department of Engineering, Tokyo University of Agriculture and Technology, Koganei, Tokyo 184-8588, JapanE-mail: [email protected]

Received September 16, 2013; revised November 15, 2013; accepted November 19, 2013; published online February 13, 2014

We experimentally studied the crystal direction dependence of phonon confinement effects (PCEs) and bandgap (EG) modulation of a two-dimensional (2D) Si layer fabricated on (100) silicon-on-quartz (SOQ) wafers without a handle Si substrate. For the first time, by polarizationRaman spectroscopy, in the case of Raman intensity spectra in the asymmetrical broadening region owing to the PCEs in the 2D Si layer, wedemonstrated that the incident laser polarization direction dependence of the Raman intensity deviates from the Raman selection rule. However, aphotoluminescence (PL) method shows that the EG expansion is isotropic in the 2D Si layer. On the other hand, the reflectivity of the 2D Si layer inUV region is also modulated. The reflectivity property modulation is possibly attributable to the energy band modulation in the 2D Si layer.

© 2014 The Japan Society of Applied Physics

1. Introduction

Two-dimensional (2D) Si structures are widely used forextremely thin silicon-on-insulator (ETSOI) field-effecttransistors (FETs) and 3D metal–oxide–semiconductor(MOS) devices, such as FinFETs,1) as well as Si photonicdevices.2,3) In addition, the surface orientation engineering4)

and strain technique5) have been the major technologies forrealizing high-performance CMOS devices. To improve theshort-channel effects (SCEs) of MOSFETs and the photo-luminescence (PL) intensity IPL of Si photonic devices, the2D Si thickness TS should continue to be scaled down.1–3)

However, the quantum confinement effects (QCEs) in athinner TS structure cause electron mobility modulation,6–8)

which is due to the QCEs of 2D electrons in ETSOIs. Inaddition, the QCEs induce band structure modulation (BSM),resulting in the band gap EG expansion of ETSOIs.9–11)

Phonon confinement effects (PCEs),12–18) which are dueto the quantum phonon wave vector uncertainty ¦q due toHeisenberg’s uncertainty principal, are reported to beenhanced in 1D and 0D Si semiconductors, such as Sinanowires (1D)13,18) and nanocrystals (0D),13,17) comparedwith those in ETSOIs, because ¦q increases with decreasingSi dimension from 2D to 0D. In the case of 2D Si, the finiteSi thickness TS causes the phonon wave vector uncertainty¦qL in the longitudinal direction of the 2D Si layer, that is,¦qL µ 1/TS. As a result, PCEs also occur even in 2D Si.Therefore, the PCEs induce the carrier mobility reductiondue to the enhanced phonon scattering of carriers even inETSOIs.19) Moreover, the drain current drivability of 2D Sidevices is also degraded by self-heating effects in ETSOIstructures, because of the high heat resistance of the buriedoxide layer (BOX) in ETSOIs.1) Therefore, it is veryimportant to study 2D phonon properties as well asmodulated band structures in a 2D Si layer, to clarify boththe phonon induced carrier velocity reduction and themodulation of thermal properties (such as thermal conduc-tivity) of 2D Si structures. Recently, we have experimentallydemonstrated the asymmetrical broadening and peak down-shift of Raman intensities due to PCEs even in (100) and

(110) 2D Si with TS µ a fabricated by the thermal oxidationprocess of SOIs,20,21) where a is a Si lattice constant of0.543 nm. PCEs are independent of the surface orientationand tensile strain.21)

On the other hand, the QCEs are reported to modulate the2D Si band structures, and thus, to change the Si crystalsto a direct band-gap material from an indirect band-gap 3DSi material.3,9,19,22) In particular, it is also reported that the PLpeak photon energy EPH increases with decreasing TS, whichis caused by the direct optical transmission in the directbandgap thin-film Si material that is changed from an indirectbandgap bulk Si material.21) On the other hand, we cannotdetect the PL intensity from the (110) 2D Si layer, which isprobably attributable to the indirect band-gap structure of the(110) 2D Si layer.21)

Moreover, the other optical properties of 2D Si layer, suchas the relaxation effect of the Raman selection rule (RSR)23)

caused by PCEs18) and the reflectivity modulation caused bythe band structure modulation in the 2D Si layer, have notyet been studied in detail, because the optical intensities fromthe Si substrate under the BOX are relatively higher thanthose of the thinner 2D Si layer surface. In addition, we havenot verified whether the BSM depends on the crystaldirection of the 2D Si layer. Therefore, it is strongly requiredto study the QCE of the 2D Si layer without a handle Sisubstrate to observe the optical properties of the 2D Si layerdirectly.

In this work, we experimentally studied the crystaldirection dependence of the PCEs and BSM of 2D Si layerformed on (100)-surface silicon-on-quartz (SOQ) waferswithout a handle Si substrate under the BOX.24) Using apolarization Raman method,25) for the first time, wedemonstrated that the Raman intensity of the 2D-SOQ inthe asymmetrical broadening region deviates from the RSR.On the other hand, we found that the PL peak energy EPH,that is, EG, is independent of the crystal direction in the 2D-SOQ. We also successfully demonstrated the reflectivity Rmodulation of the 2D-SOQ, which is enhanced by decreasingTS. These optical property modulations are considered to beattributable to the BSM in the 2D Si layer.

Japanese Journal of Applied Physics 53, 04EC09 (2014)

http://dx.doi.org/10.7567/JJAP.53.04EC09

REGULAR PAPER

04EC09-1 © 2014 The Japan Society of Applied Physics

Page 3: Crystal direction dependence of quantum confinement ...web.tuat.ac.jp/~sameken/publication/PDF/2014_3.pdf · reflectivity R of 2D-SOQ as a function of h¯ in the UV region, where

2. Experimental procedure for 2D Si layers on SOQ

(100) 2D-SOQ was fabricated by a thermal oxidation (Dry-O2) of (100)-SOQ26) at a high temperature (1000 °C). Thus,we can directly measure the optical properties (such as R)of 2D Si layer in detail because of the absence of the handleSi substrate beneath the BOX layer. As a reference, 2D Silayer on (100) bonded SOI substrates27) was also fabricated.The TS of 2D Si layer is mainly evaluated using a UV/visual reflection spectrum, and the TS value was also veri-fied by high-resolution transmission electron microscopy(HRTEM).20,21) In this study, we successfully formed 0.5-nm-thick 2D-SOQ as well as 0.5-nm-thick 2D Si layer on SOI,which have good crystal quality and uniform layers.20)

We measured the crystal direction dependences of PCEsand BSM by polarization methods, i.e., laser wavelength442 nm Raman spectroscopy using a He–Cd laser and PLmethod with an excitation laser photon energy h¯ (h is thePlanck constant and ¯ is the photon frequency) of 2.33 eV(532 nm wavelength) at room temperature, respectively,where the laser power is 1mW to inhibit the laser-power-induced heating effects of the 2D Si layer21) and the laserbeam diameter is 1 µm. Moreover, we compared 442 nmRaman spectroscopy data with usual 325 nm Raman spec-troscopy data.21) On the other hand, we evaluated thereflectivity R of 2D-SOQ as a function of h¯ in the UVregion, where the beam diameter is 1mm.

3. Results and discussion

3.1 PCEs in 2D-SOQFigure 1(a) shows the 442 nm Raman spectrum of 2D-SOQwith TS µ 1 nm. We experimentally confirmed the asym-metrical broadening of the Raman spectrum even in the442 nm Raman spectroscopy of 2D-SOQ. To analyze theasymmetrical broadening of the Raman spectrum due toPCEs,20,21) we introduce the asymmetrical broadening pa-rameters WL and WH, as shown in Fig. 1(a). WL and WH arethe full width at 1/10 maximum (FWTM) of the Ramanintensity IR in the lower and higher wave number regionsfrom 520 cm¹1 of the first-order Raman scattering of the ¥

point in 3D-Si, respectively.21) Figures 1(b) and 1(c) showthe Si atom layer number NL (Ô 4TS/a + 1)21) dependencesofWL andWH, respectively, where NL instead of TS is the bestindicator for evaluating PCEs in the 2D Si layer.21) Here, SOIdata were also evaluated by 325 nm Raman spectroscopy.When NL < 30, the WL of 2D-SOQ rapidly increases withdecreasing NL and exhibits the same NL dependence of WL asthat of 325 nm Raman spectra of both SOQ and SOI. On theother hand, WH, which is an indicator of crystalline quality,21)

exhibits almost the same NL dependence of all data and goodcrystal quality with the low value in NL > 8. Consequently,the Raman properties of SOQ are the same as those of SOIand independent of the incident laser wavelength less than442 nm. Thus, hereafter, we used 442 nm Raman spectrosco-py data for evaluating the Raman selection rule of 2D-SOQ.

3.2 Relaxation of Raman selection rule in 2D-SOQThe ¦q in the 2D Si layer causes the relaxation of themomentum conservation of q. As a result, the RSR,23) whichis based on the momentum conservation of q at q µ 0, is alsorelaxed by ¦q. Therefore, ¦q causes not only the asym-

metrical broadening effects of the Raman spectrum butalso the deviation effects from the RSR. We have alreadydemonstrated the ¦q induced asymmetrical broadeningeffects of the Raman spectrum in 2D Si layer.20,21) However,we have not yet demonstrated the relaxation of the RSR.Thus, in this section, the relaxed RSR in the 2D Si layer isverified using the polarization Raman method.

0

4000

8000

Inte

nsi

ty (

arb

. un

it)

Raman Shift (cm-1)

WL

WH

(a) 442nmL=1nm

440 480 520

10

100

WL (

cm-1

)

Number of Si Atom Layers

SOI

442nm

325nm

(b)

1 10 100

10

100

1 10 100

WH (

cm-1

)

Number of Si Atom Layers

SOI

442nm325nm

(c)

Fig. 1. (Color online) (a) 442 nm laser wavelength Raman spectra of 2D-SOQ with TS µ 1 nm. Even in 442 nm Raman spectroscopy data, we canobserve an asymmetrical broadening of the Raman peak caused by PCEs,similarly that observed in 325 nm Raman spectroscopy data. WL and WH aredefined by FWTM of the Raman peak intensities in the lower and higherwave number regions from 520 cm¹1 of the ¥ point in the Brillouin zone,respectively. NL dependence of (b) WL and (c) WH of SOQ (squares) and SOI(triangles) evaluated by 325 nm Raman spectroscopy. Circles also show the442 nm Raman spectroscopy data of SOQ. Almost all data have the same NL

dependence. Therefore, we can evaluate the PCEs of 2D-SOQ in detail usingthe 442 nm Raman spectroscopy.

Jpn. J. Appl. Phys. 53, 04EC09 (2014) T. Mizuno et al.

04EC09-2 © 2014 The Japan Society of Applied Physics

Page 4: Crystal direction dependence of quantum confinement ...web.tuat.ac.jp/~sameken/publication/PDF/2014_3.pdf · reflectivity R of 2D-SOQ as a function of h¯ in the UV region, where

Figure 2 shows the Raman scattering geometry on a (100)2D Si surface with the Raman scattering vector (kS) of thez-axis and an incident laser beam vector (kI) on (100) 2D Silayer. When the polarization laser vector and polarizationRaman vector are EI and ES, respectively, º is the anglebetween the x-axis of the crystal direction [011] and EI, and ª

is the angle made by EI and ES. As a result, the Ramanintensity IR can be determined by the RSR.23) Namely,

IR /XJ

jEIRJESj2; ð1Þ

Here, RJ is the Raman tensor of phonon J for 3D-Si, which isgiven

Rx ¼0 0 0

0 0 d

0 d 0

0B@

1CA; Ry ¼

0 0 d

0 0 0

d 0 0

0B@

1CA;

Rz ¼0 d 0

d 0 0

0 0 0

0B@

1CA; ð2Þ

where d is a component of F2g symmetry.23)

In the case of (100) 3D-Si, IR can be simply expressed as23)

IR / cos2ð2�þ �Þ: ð3ÞFigures 3(a) and 3(b) show experimental polarization

Raman spectra of 2D-SOQ with TS of 1 nm as a functionof ª at º = 0° (EI of [011]) and º at ª = 0° (parallel to EI),respectively. DL shows the minimum cutting-off Ramanintensity obtained using the Raman polarization filter inthis study. Figure 3(a) shows that the Raman intensity at520 cm¹1 is nearly equal to the DL level at ª = 90°, asexpected, but that the Raman intensities in an asymmetricalbroadening region lower than 520 cm¹1 are much higher thanthe DL level. Moreover, Fig. 3(b) also shows that the Ramanintensity at 520 cm¹1 rapidly decreases with increasing º, asexpected from Eq. (3). However, the Raman intensities in theasymmetrical broadening region still remain finite withvalues higher than the DL level even at º = 45°. Therefore,the results shown in Figs. 3(a) and 3(b) obtained in theasymmetrical broadening region are considered to be causedby the relaxation effects of the RSR due to PCEs.18)

Here, to confirm the relaxation effects of the RSR ofEq. (3) in 2D-SOQ, the º dependence of IR(º, ª) wasinvestigated, as shown in Fig. 4, where circles and squaresshow the IR(º, ª) data obtained at ª = 0 and 90°, which arenormalized by the maximum IR(º, ª) value at the same ª

values, respectively. The dashed and dotted lines indicate thetheoretical results obtained using Eq. (3) at ª = 0 and 90°,respectively. Figures 4(a) and 4(b) show the experimental ºdependence of the IR(º, ª) of both 56 nm thick SOQ and 1 nmthick 2D-SOQ at the first-order Raman scattering of520 cm¹1, respectively. It is clear that the º dependence ofthe IR of both 56 nm SOQ and 1 nm 2D Si layer can beexplained by the theoretical cos2(2º + ª) dependence ofEq. (3). Therefore, in this study, we experimentally verifiedthe RSR of 520 cm¹1 in both 3D- and 2D-SOQ. However,Fig. 4(c) shows that the IR(º, ª) of 1 nm 2D-SOQ in theasymmetrical broadening region of 480 cm¹1 deviates fromthe cos2(2º + ª) dependence of Eq. (3) at both ª values. Thisº uncertainty ¦º at approximately ª = 0 and 90° becomesapproximately 15°, compared to Eq. (3), and this ¦º isattributable to phonon wave vector uncertainty ¦q. Thus, forthe first time, we experimentally verified that the ¦q of PCEs

x:[011]

z:[100]

y:[011]

→→

EI

ES

kI

kS

φ θ

[001]

Fig. 2. (Color online) Raman scattering geometry on (100) 2D Si surface.The [100] axis (z-axis) shows the surface orientation of the 2D-Si plane. kI isthe incident laser vector on the (100) 2D Si layer, and EI is the polarizationlaser vector. The angle between EI and the [011] axis in the 2D-Si plane is º.On the other hand, kS is the scattered Raman photon vector, and ES is thepolarization Raman photon vector with the angle ª between EI.

0

1000

2000

3000

440 460 480 500 520 540

Inte

nsi

ty (

arb

. un

it)

Raman Shift (cm-1)

(a) φφ=0° : [011]

θ=0°

90°

TS=1nm

0

1000

2000

3000

4000

440 480 520R

aman

Inte

nsi

ty (

arb

. un

it)

Raman Shift (cm-1)

φφ=0°

15°

30°

45°

TS=1nm

(b) θ=0°

Fig. 3. (Color online) Polarization 442 nm Raman spectra of 2D-SOQ asa function of (a) ª at º = 0° (EI = [011]) and (b) º at ª = 0° (parallel to EI),where TS µ 1 nm. The dashed line shows the detection limit (DL) for thepolarization Raman system in this study. (a) shows that the Raman intensitiesat 520 cm¹1 is nearly equal to the DL level at ª = 90°, but that in anasymmetrical broadening region lower than 520 cm¹1 is much higher than theDL level. Moreover, (b) shows that the Raman intensity at 520 cm¹1

gradually decreases with increasing º. However, the Raman intensities in theasymmetrical broadening region are still finite with values higher than the DLlevel even at º = 45°.

Jpn. J. Appl. Phys. 53, 04EC09 (2014) T. Mizuno et al.

04EC09-3 © 2014 The Japan Society of Applied Physics

Page 5: Crystal direction dependence of quantum confinement ...web.tuat.ac.jp/~sameken/publication/PDF/2014_3.pdf · reflectivity R of 2D-SOQ as a function of h¯ in the UV region, where

relaxes the RSR in the asymmetrical broadening region ofRaman spectra in the 2D Si layer.

3.3 Crystal direction dependence of band structuremodulation in 2D-SOQUsing the polarization PL method, we studied the crystaldirection dependence of EG characteristics of 2D-SOQ

evaluated using the peak PL photon energy EPH. It isexpected that the EG of 2D Si layer will be independent of thecrystal direction at the 2D Si layer surface, that is, 2D Si layerhas an isotropic EG, because electrons are confined only inthe direction perpendicular to the 2D Si layer.

Figures 5(a) and 5(b) show the polarization PL spectraof 2D-SOQ at º = 0° ([011] direction) and 45° ([001]direction), respectively, where TS µ 0.8 nm. At both º values,we experimentally confirmed the same EPH value of 1.66 eVof 0.8 nm 2D-SOQ in both directions perpendicular andparallel to the incident laser polarization direction. Inaddition, the EPH of SOQ is the same as that of 0.8-nm 2D-SOI.21) However, the PL intensity IPL is polarized, becausethe IPL at the polarization angle ª = 0° is higher than that atª = 90° at both º values.

Here, Figs. 6(a) and 6(b) show the º dependences of EPH

and peak IPL, respectively, where TS µ 0.8 nm, at ª = 0°(circles) and 90° (squares). Figure 6(a) indicates that EPH

values are completely independent of the crystal direction ofº and the PL polarization angle of ª, as expected. Therefore,the isotropic EPH shows an isotropic EG of the 2D Si layer inthis study. Moreover, Fig. 6(b) shows that the peak IPL isalmost independent of º. Here, the PL polarization P of thepeak IPL is defined by P Ô (IPL0 ¹ IPL90)/(IPL0 + IPL90),28,29)

where IPL0 and IPL90 are the peak IPL’s at ª = 0 and 90°,respectively. It is clear that the PL intensity is polarized in theentire crystal direction, but P is almost independent of º, andthe average P is only 0.052 in this study. Therefore, in the

0.0

0.2

0.4

0.6

0.8

1.0

1.2

0 20 40 60 80

No

rmal

ized

Ram

an In

ten

sity

(ar

b. u

nit

)

[011] [001] [011]

Polarization Laser Angle (°°)

θ=0°

90°

(a) TS=56nmω=520cm-1

DL

0.0

0.2

0.4

0.6

0.8

1.0

1.2

0 20 40 60 80

No

rmal

ized

Ram

an In

ten

sity

(ar

b. u

nit

)

[011] [001] [011]

Polarization Laser Angle (°°)

θ=0°

90°

TS=1nm(b) 520cm-1

DL

0.0

0.2

0.4

0.6

0.8

1.0

1.2

0 20 40 60 80

No

rmal

ized

Ram

an In

ten

sity

(ar

b. u

nit

)

[011] [001] [011]

Polarization Laser Angle (°°)

θ=0°

90°

TS=1nm(c) 480cm-1

DL

Fig. 4. (Color online) Polarization laser direction º dependence ofpolarization 442 nm Raman intensity normalized by the peak Ramanintensity at the same ª for (a) 520 cm¹1 peak at TS = 56 nm, (b) 520 cm¹1

peak at TS µ 1 nm, and (c) 480 cm¹1 of PCEs region at TS µ 1 nm. Circlesand squares show the data obtained at ª = 0 and 90°, respectively. Thedashed (ª = 0°) and dotted (ª = 90°) lines show the theoretical results of thecos2(2º + ª) dependence of Raman intensity obtained using Eq. (3).23) TheRaman intensities at 520 cm¹1 are almost consistent with the theoreticalresults, but those at 480 cm¹1 widely deviate from the theoretical results.

0

2000

4000

6000

8000

1.5 1.6 1.7 1.8

PL

Inte

nsi

ty (

arb

. un

it)

PL Photon Energy (eV)

hνν=2.33eV

TS=0.8nm (a) φ=0°:[011]

EPH

=1.66eV

θ=0°

90°

0

2000

4000

6000

1.5 1.6 1.7 1.8P

L In

ten

sity

(ar

b. u

nit

)

PL Photon Energy (eV)

hνν=2.33eV

TS=0.8nm

90°

θ=0°

EPH

=1.67eV

(b) φ=45°:[001]

Fig. 5. (Color online) Polarization PL spectra of (a) º = 0° (EI = [011])and (b) º = 45° (EI = [001]), where TS µ 0.8 nm and excitation photonenergy h¯ = 2.33 eV. Arrows show the peak PL photon energy EPH. EPH isindependent of the laser polarization direction, whereas the PL intensitydepends on ª.

Jpn. J. Appl. Phys. 53, 04EC09 (2014) T. Mizuno et al.

04EC09-4 © 2014 The Japan Society of Applied Physics

Page 6: Crystal direction dependence of quantum confinement ...web.tuat.ac.jp/~sameken/publication/PDF/2014_3.pdf · reflectivity R of 2D-SOQ as a function of h¯ in the UV region, where

entire crystal direction, the peak IPL parallel to EI is higherthan that perpendicular to EI. The P properties are consistentwith the reference results of the Si quantum well structures atEPH µ 1.7 eV.18) Consequently, the EG values obtained by thePL method are isotropic in the entire crystal direction in the2D Si plane.

3.4 Reflectivity modulation of 2D-SOQIn Sect. 3.2, we demonstrated the BSM at the ¥ point byshowing the PL results. In this subsection, we discuss theBSM besides the ¥ point by showing the R modulation of2D-SOQ in the UV region.

Figure 7 shows a schematic band diagram of 3D-Si.30)

Using high energy photons in the UV region, electrons ofheavy hole bands (HH) can directly transit to the conductionbands. The energy gaps at the L and X points are E1 and E2,respectively, where the reflectivity and absorptance ofphotons have the peak values at both E1 and E2 photonenergies.30) On the other hand, there is no reflectivity andabsorptance peaks at the ¥ point (E0), because of the lowdensity of states at the ¥ point.30)

Figure 8(a) shows the R spectra of 2D-SOQ in the UVregion at various TS values. Arrows show the E1 and E2 peaksof photons that correspond to the direct transmission from the

valence band to the conduction band at the L and X pointsshown in Fig. 7. Namely, Fig. 7 shows that E1 Ô L1 ¹ L3Aand E2 Ô X1 ¹ X4, where L1 and L3A are energy levels of theconduction and HH bands at the L point, and X1 and X4 areenergy levels of the conduction and HH bands at the X point,respectively.30) When TS > 4.8 nm, E1 and E2 peaks areclearly observed. However, with decreasing TS, E1 and E2

peaks become unclear, and E1 and E2 values shift, suggestingthat the energy band structures of the 2D-SOQ are alsomodulated in the L and X points at TS ¯ 1.9 nm.

To analyze the TS dependence of E1 and E2, Fig. 8(b)shows (dR/dE)/R as a function of photon energy E = h¯.E1 and E2 values can be obtained using (dR/dE)/R = 0 andare shifted by decreasing TS. Here, Fig. 8(c) shows the TSdependences of E1 and E2. With decreasing TS, E1 increases,but E2 decreases, resulting in E1 µ E2 at TS of around 1 nm.As a result, the E1 and E2 shifts become larger than 0.5 eVwith decreasing TS from 50 to 1 nm. Therefore, the Rproperties of 2D-SOQ also suggest the energy-band structuremodulation even in the other wave vector region besides the¥ point in the 2D Si layer.

4. Conclusions

We experimentally verified a crystal direction dependence ofquantum confinement effects, such as the modulation ofphonon spectra and the energy band structures of (100) 2DSi layer on silicon-on-quartz (SOQ) without a handle Sisubstrate under the BOX layer, using polarization Raman andPL methods. The polarization laser angle º dependence of thefirst-order Raman intensity at the ¥ point (520 cm¹1) obeysthe Raman selection rule (RSR) even in 1-nm-thick 2D Silayer. However, for the first time, we demonstrated that theRaman intensity in the phonon confinement effects (PCEs)region of 480 cm¹1 relaxes the RSR, which is attributableto the relaxed momentum conservation of the phonon wavevector q caused by Heisenberg’s uncertainty principle of q.

1.67

1.68

1.69

1.70

0 20 40 60 80

: θθ=90°

: θ=0°Pea

k P

ho

ton

En

erg

y (e

V)

Polarization Laser Angle(°)

[011] [001] [011]

TS=0.8nm(a)

0.0

0.1

0.2

0.3

0 20 40 60 80

PL

Inte

nsi

ty (

arb

. un

it)

PL P

olarizatio

n

Polarization Laser Angle (°°)

[011] [001] [011]

TS=0.8nm

(b)

θ=0°

90°

0

1

2

Fig. 6. (Color online) Excitation laser angle º dependences of (a) EPH and(b) IPL, where TS µ 0.8 nm and h¯ = 2.33 eV. (a) shows that EPH isindependent of º and ª, which indicates that 2D Si layer has an isotropic EG

value. Moreover, (b) shows mostly an isotropic-IPL at both ª values. The PLpolarization shown in the right axis is almost constant (>0) and the averageis about 0.052, which shows that IPL at ª = 0° is slightly higher than that atª = 90°.

XL

HH

LH

E (eV)

6

-2

0

E 2Γ

E1

E2

L1

L3’

X1

X4

k→

Γ

Fig. 7. (Color online) Schematic energy band structures in conduction EC

and valence bands of 3D-Si as a function of electron wave vector k(transverse axis), where HH and LH are the heavy and light hole bands,respectively. Using high energy photons in the UV region, electrons candirectly transit from the L3A level of the HH level to the L1 level of EC at the Lpoint and the X4 level of the HH level to the X1 level of EC at the X point.30)

E1 (Ô L1 ¹ L3A) and E2 (Ô X1 ¹ X4) are the energy gaps at the L and Xpoints, respectively.

Jpn. J. Appl. Phys. 53, 04EC09 (2014) T. Mizuno et al.

04EC09-5 © 2014 The Japan Society of Applied Physics

Page 7: Crystal direction dependence of quantum confinement ...web.tuat.ac.jp/~sameken/publication/PDF/2014_3.pdf · reflectivity R of 2D-SOQ as a function of h¯ in the UV region, where

On the other hand, the photon peak energy EPH obtainedby the PL method, that is, the bandgap energy EG of the 2DSi layer, is isotropic in the entire crystal direction at the 2D Silayer surface, owing to the fact that quantum confinementeffects of electrons are induced only at the directionperpendicular to the 2D-Si plane. In addition, the PLintensity parallel to the incident laser is higher than thatperpendicular to the incident laser, and thus, the PL intensity

is polarized. However, the PL polarization at EPH = 1.69 eVis very small (0.052) in the entire crystal direction of the 2DSi layer.

Moreover, the reflectivity of the 2D Si layer in the UVregion is also modulated. The reflectivity property modu-lation is possibly attributable to the energy band modulationbesides the ¥ point in the 2D Si layer.

Consequently, it is necessary to reconstruct the devicedesign for CMOS composed of 2D Si structures, such asETSOIs and FinFETs, considering the quantum mechanicalconfinements of phonon spectra and the energy bandmodulation in the 2D Si layer.

Acknowledgement

This work was partially supported by a Grant-in-Aid forScientific Research from the Japan Society for the Promotionof Science (24560422).

1) A. Nazarov, J.-P. Colinge, F. Balestra, J.-P. Raskin, F. Gamiz, and V. S.Lysenko, Semiconductor-On-Insulator Materials for NanoelectronicsApplications (Springer, Berlin, 2011).

2) S. Saito, D. Hisamoto, H. Shimizu, H. Hamamura, R. Tsuchiya, Y. Matsui,T. Mine, T. Arai, N. Sugii, K. Torii, S. Kimura, and T. Onai, Jpn. J. Appl.Phys. 45, L679 (2006).

3) S. Saito, N. Sakuma, Y. Suwa, H. Arimoto, D. Hisamoto, H. Uchiyama, J.Yamamoto, T. Sakamizu, T. Mine, S. Kimura, T. Sugawara, M. Aoki, and T.Onai, IEDM Tech. Dig., 2008, 19.5.

4) T. Mizuno, N. Sugiyama, T. Tezuka, Y. Moriyama, S. Nakaharai, and S.Takagi, IEEE Trans. Electron Devices 52, 367 (2005).

5) T. Mizuno, N. Sugiyama, T. Tezuka, T. Numata, and S. Takagi, IEEE Trans.Electron Devices 50, 988 (2003).

6) K. Uchida, H. Watanabe, A. Kinoshita, J. Koga, T. Numata, and S. Takagi,IEDM Tech. Dig., 2002, p. 47.

7) K. Uchida, J. Koga, and S. Takagi, J. Appl. Phys. 102, 074510 (2007).8) G. Tsutsui, M. Saitoh, and T. Hiramoto, IEEE Electron Device Lett. 26, 836

(2005).9) B. K. Agrawal and S. Agrawal, Appl. Phys. Lett. 77, 3039 (2000).

10) M. Tabe, M. Kumezawa, and Y. Ishikawa, Jpn. J. Appl. Phys. 40, L131(2001).

11) Z. H. Lu and D. Grozea, Appl. Phys. Lett. 80, 255 (2002).12) N. Fukata, T. Oshima, N. Okada, K. Murakami, T. Kizuka, T. Tsurui, and S.

Ito, J. Appl. Phys. 100, 024311 (2006).13) K. W. Adu, H. R. Gutierrez, and P. C. Eklund, in Nanosilicon, ed. V. Kumar

(Elsevier, Amsterdam, 2008) Chap. 7.14) H. Richter, Z. P. Wang, and L. Ley, Solid State Commun. 39, 625 (1981).15) I. H. Campbell and P. M. Fauchet, Solid State Commun. 58, 739 (1986).16) L. Khriachtchev, M. Räsänen, S. Novikov, O. Kilpelä, and J. Sinkkonen,

J. Appl. Phys. 86, 5601 (1999).17) G. Faraci, S. Gibilisco, P. Russo, A. R. Pennisi, and S. La Rosa, Phys. Rev.

B 73, 033307 (2006).18) S. Piscanec, M. Cantoro, A. C. Ferrari, J. A. Zapien, Y. Lifshitz, S. T. Lee,

S. Hofmann, and J. Robertson, Phys. Rev. B 68, 241312(R) (2003).19) L. Donetti, F. Gámiz, J. B. Roldán, and A. Godoy, J. Appl. Phys. 100,

013701 (2006).20) T. Mizuno, K. Tobe, Y. Maruyama, and T. Sameshima, Jpn. J. Appl. Phys.

51, 02BC03 (2012).21) T. Mizuno, T. Aoki, Y. Nagata, Y. Nakahara, and T. Sameshima, Jpn. J.

Appl. Phys. 52, 04CC13 (2013).22) S. S. Iyer and Y.-H. Xie, Science 260, 40 (1993).23) K. Mizoguchi and S. Nakashima, J. Appl. Phys. 65, 2583 (1989).24) T. Mizuno, Y. Nagata, Y. Suzuki, Y. Nakahara, T. Tanaka, T. Aoki, and T.

Sameshima, Ext. Abstr. Solid State Devices and Materials, 2013, p. 96.25) T. Tada, V. Poborchii, and T. Kanayama, J. Appl. Phys. 107, 113539 (2010).26) Web [http://www.shinetsu.co.jp/en/].27) Web [http://www.soitec.com/en/].28) Y. Kanemitsu and S. Okamoto, Phys. Rev. B 56, R15561 (1997).29) D. Kovalev, M. Ben Chorin, J. Diener, F. Koch, Al. L. Efros, M. Rosen,

N. A. Gippius, and S. G. Tikhodeev, Appl. Phys. Lett. 67, 1585 (1995).30) J. R. Chelikowsky and M. L. Cohen, Phys. Rev. B 14, 556 (1976).

0

10

20

30

40

50

60

70

80

2 3 4 5

Ref

lect

ivit

y (%

)

Photon Energy (eV)

TS=16nm

1.9nm

1.1nm

0.5nm

E1

E2(a)

4.8nm

-0.02

-0.01

0

0.01

0.02

3 4 5

(dR

/dE

PH)/

R (

eV–1

)

Photon Energy (eV)

E1

E2

(b)

3

4

5

1 10

Pea

k E

ner

gy

(eV

)

TS (nm)

E2=X1–X4

(c)

E1=L1–L3'

Fig. 8. (Color online) (a) UV reflectivity R spectra of SOQ with variousTS values. Although E1 and E2 peaks (arrows) are clearly observed at largerTS values, E1 and E2 become unclear with decreasing TS. (b) (dR/dEPH)/Rversus photon energy, which is evaluated from (a) data. E1 and E2 values,which are obtained using (dR/dEPH)/R = 0, are shifted by decreasing TS.(c) E1 and E2 obtained using (b) as a function of TS. With decreasing TS,E1 increases, E2 decreases, and thus E1 becomes nearly equal to E2 atTS µ 1 nm.

Jpn. J. Appl. Phys. 53, 04EC09 (2014) T. Mizuno et al.

04EC09-6 © 2014 The Japan Society of Applied Physics