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POSITION .NAME Of ORQANIZATION!ENIITY

Tl::'.Rl\IS

----- ----------------------

( ' ) ("")

,-. -

:;:.::

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(C rv Report Requin'd by the Ft/lies FINANCIAL DISCLOSURE REPORT ;-:AO . in Government Act of 1978 ... ie . FOH CALE DAR YEAR 2009 (5 U.S.C. a1•p . } 101-1 I I) .

J. Person Reporting t last n.1mc. iirsr. middk :nlti l)

CARNEY. COR.MAC J.

2. Court or Or ;1niDt1ion

DISTRICT COL RT. CE\JTRAL DISTRICT or CALJFORNV\

J. DJtc ol Report

04/26121)10

4. Title (Article Ill judges mdiCllC ::ict1vc or senior stan1s: magistrate judges indicat::: full- llr par.-1.mc)

U.S. DISTRICT JUDGE - ACTIVE

5a. Rrporl T)pl' kh app'Op1iatc !)pd

D '?\:(lrninJ ion. L);1f.;,'

Ci lnit::.J.I 0 !\nnu.:11 D Final

Sb. D A1r. nJcJ Kq:•(Jrt

6. Rtporlin Ptrlod

01/01/200? to

12131/200')

7. Ch:imbers or Office Add res

RONALD REAGAN FEDERAL BUILDING 4 I l WEST FOURTH STREET SANTA ANA. CAUFOR.\JIA 927Ul-4516

8. On lht' hn,i\ of tht: lnfot m:i.tion conl:iined in this Report and DTI)' modifirntion<i prrt;iinin:.;: thtrC'to, It is. in my opinion, in compliance with applic:ibk laws :nul ret?ul:iti()n'i.

DaltHe\ iewin Offirn --- ------

/ill PO RT A NT NO TES: The imrruc1ion1 an·ompanying this form mull he followed. Complete allpurrs, checking the 1VONE box for each part »'iz<re you h1ne 1111 rt'portable il!fimrralirm. Sig11 on last page.

I. POSITIONS. (ReportinJ: individual only; see pp. 9-13 ofjilin tmtru ·1i1>m.j

D NONE (No reportable positions.)

I. Dean's Council Chapm n La" Schoc>I

2.

3.

4.

5.

C'":

,-.·,

er. :

f"T1 "_!. o:r.:.--rir -ri

0

,......., =

111

<-0 rn

0 ,.,, w

I'-.)II. AGREEJ\'1£1'iTS, (Reporci11g individ11a/ on/•·;'" pp. N-16 ofjilin;; instructions.)

[2J NONE (:Vo reportoble agn-ements.J

I.

Pt\RTIFS AND

·· ---- ------

2.

J.

Carney, Cormac J.

_SCllJRCE AND TYPE TNCOME

--------------

SOURCE

SOURCE

.

PURPOSE

------ ----- ------------------------

ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT

Page 2 of JO

Nlr.1c of Person Reporting

CARNt:Y, CORl\IAC J.

Date of l!eport

04126/2010

Ill. N Q]';-JNV£STJ\1ENT IN CQ!\J E. (R,pmting individt1afond spou<e; see pp. 17-!J ojfili11r: illlrrucrions.)

A. Filer's on-Investment Income

[ZJ NONE (No reportable 11011-investment income.)

' (yours. nut spouse >)

I.

2.

3. ----·---·

4.

B. Spouse's Non-Investment Income - lf)'ou were marrfr•I dllring any portion ofthe reporting }'ear, cvmpl<te this ucrivn.

[{] NONE (jVo reportable 11011-invcstment income.)

I.

2.

3.

4.

AND TYPE

IV• REI.l\'IB URSE l\'{£ N'TS transponatfon, lodging.fomi, entertainment.··

[ZJ NONE (No reponable rei1r:burscmc11ts.)

I.

3.

4.

5.

LOCATION

SOURCE DESCRIPTION

---- ___________________ _

·�----------------�----- �--------------

CREDITOR YA.LllE CODE

4

V•t< or Hrport :'\'.ame- or Pn on Repnrlin FINANCIAL DISCLOSURE REPORT

Page 3of10 04126/2010CARNEY. CORJ\IAC J.

V. GIFTS. (lncludes thaw! t(} ::tpous ar:d dependem cliildren,· !SU pp. 18-3 / ,,ffiling instruction )

[2J NONE (No reportable gilts.)

I.

2.

3.

4.

5.

-- ___ . .

VI. LJABJLITJ.ES. (Include> tliuse <;f-'P""" and dependent d1ildren; see pp . .12-JJ <'f fili11g in.11ructi1•n.<.)

[Z] NONE (!'Vo reportable liahilities.)

I.

2.

3.

5.

- - ---- ---- - -

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I.late of l{eporrN:rnie of Prrson Reporling FINANCIAL DISCLOSURE REPORT Page 4of10 04/26.'2010C,\Ri'iEY, CORJll.-\C J.

\'II. INVE STJ\1ENTS and TR u STS -- income, MIM, tran.mL'fion.1· (/nc/11des tlro . ., of.1po11u at11! depenJmt clri/Jren; '""Pf'· JJ-60 t•f filing imtructions.)

NONE (No reportable income, assets. or transactions.)D[- -A B. c. D.

Description of :\5 ets Income during Gross valui: ?.I cnJ I including tru-s-r a ser::;) reporting: period of rl:poni ng P'·:ri•hl

(\) (2) (I)(/) (J) (·I) (5) Dar Value 1 (i,1:n IJ001i1y of \'alucPlace "tX'i" after acli as ct /\mount Type lC.g., Value

cx mpt from prior d1sclosun: Coc..!c I div., n.:nt, Cull..: 2 f\kthCJd , rr:rr. 1dct yy . Cr-Jc 2 · CoJ.: I h1Jyc /:\cl lcr IA-H) or int.) (J·!'I ("odc 3 (ifpmatc(l-1') IA ill I

nao\action)(Q-W) - _J _ , - - __\ ;_

-·

13.

'14.

i 15.

16.

American Century - Ullra

County Deferred Comr. Plan - Stable Value l Fund 1 IRA llrokeragc

l -Schwab Tot1! Bond Fund· SWLBX

A

!\

D

DiviJ nd

Dividend

DividrnJ

I I I

l II

I i

K

J

N

T

T

T

I

-Schwab Money Markel fund ,l

l. \Velis Fargo Bank Ac<'ounts lnt./D1v. K T

2. v.·ells Fargo Bank ;\cc.;unl A Divid'""J J T

Wells fargo CD B Inl.!Div. K T13. 4. Home Savings CD !X) A Interest K T

5. Home Savings Accounts (Xl A lnlcresl K T

6. Vanguard Weliinglon Fund (XI Interest

7. Vanguard Health Care Fund (X) /\ Interest J T

8. Janus Twenty fund None K T

9. Columbia Stragetic Investor fund A Dividend J T

10. Janus Global Technology :\one J T

I J. /\MGN Nun Sold 09128,(19 -' A

12. MSCC None Sc>ld 09'28:09 J /\

-I, lnc(lrr.e Gain (NlcY /I. ,,,.:;1,r:oo erk;. B-)1,0GJ • SZ,5011 C=S:'..501 S5.000 D =SS",l)t)J -515.00o ·-s15,001 - sso.i100 , (Sec Columns Bl and 04) t :550.001 • SlOO.t><XJ G =s1cn.001. s1.noo,ooo 111 .,,.51 .000.et11 • 55,0oo.noo 1-12 -\ tcre than 55.000,00[)

Z. Value Code!l. J -5 \5,!)l)(J 01 1 -ss K =515.(t.ll - S50.1:(l[J L sso.t11.: 1 - s tooJ:ctJ' -1 "' 1 Oli,00 l · S2 50.Ut:O (See Columns l! rmd D1.) ,.. )250,CD I - S.500.0011 0 =S5CO.UfJ l - 5 J ,1i\ O.Clf!D PI ;:; ') J ,OOt),O() I • 5 .01.};l,OOO P2 --$5.0 )0.0{J I • S:!:iJmO.(l(lli

P .t .:.·S :i.C00.00 I . ) 1),()0.),l)Oll P.:J =\lur::- ih.111 $S/}.l}tJ1l,()00 3. Value Mcttlod ('c.!r> 0""A:>ar.lls.il R -c(J f {R1:::1l E·,t..,e OnlJ \ S :::;\>Se . .-!'lc:'!lf T-'C.lsh \l:u}.et

(SecCColumnC2) U Buuk \ .iluc: \. -=Ot - r '>,: o:[ t:111.1ted '-

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rl'd.:mpiit>n) (JP)

30.

31.

Darr or II eport 'Hill' of P r on RepurringFINANCIAL DISCLOSURE REPORT Page 5of10 0-1/26/20) 0 C\l NEY, COR.\IAC J.

VII. lNVEST.iYJ ENTS and TRUSTS -- inu>m,•, value,"""·'"' riom (lm:foJ,., rho1t of>{WllJe nnd deperident children;'"' l'l" U-60 of filing in.<tmctian.<)

NONE (No reportahli! income, assets. or transactions.)D A. B. D.

Dcsaiption of A sct lncornc during Gro•>> value et end Tr:ms:ictions durinr, rcpo1ting pl!rin<l

of rcronin period rcporti n!! pcrioJ

Arn.)unt T:rp (c.g.

(including tru'):t as5cts)

Pl>cc "(X)" ut1cr c>ch o;sct 12) (2) I

Pate(21 (5)(I! (I)

\'11lue Identity of tuycrisel!cr

i G.'.lin; '/Jluc ktlt",d

\"alu1: dt•1., rc;H. c( tk2

(J-P1 mra/JJl)'Y ;Cede Iexempt from prior dhl'i0:>ure Code 2 '.Cod.:- l

i (A·ll)(.\HJ Code 3or 1:it.) (if private

trnns.:tc! ion)-···-··-(QW)l_ __ _ _i·-

18. - AMAT Sold 09/28/09 A

19. -CSCO Scild 09/28:09

20. -COST

I 21. -ELN Sold 09/2H/09 A

22. -Clipper Fund CFIMX

: 23. -HD

·MRK

I : 25.

26.

·MSCC

BRKB I t. li !

Sold

Buy

09'°28/09

03/04/09

A

"t'O ] T

127. i 28. !

TGT

LN

cnc

f t !

T

lluy 03'0S'09 J

29. -Meridian Gro\\th Fund \ffRDX

-Schwab 1000 Index Fund - S\!XSX

-Schwab Intl Index Fund· SWIXX

32. -Tweedy Browne Global Value f-und - ' IBG

33. -Vanguard Small Cap ln(ex ftmd - NAES.'<

.14. 40 l{kJ None

.---- ·------I. In.come Gain CuJc : A :)1,!JOO (ir less B '-Sl.Of1 l - S:,5f•l· C S2.50 I • S5.0llO D -=S5,0fl 1 - SI 5,0fl1; E SJS.tJOt - S50.llll0

(SceCoh:nu\3 DI .Jnd ().l) r =S50 r101. Sit10,con C "')100,UO! • 51,CfJ1/,G1J1) !li ... 51,crn.001 - ss.000.:x;o H2 =More th n SS.OuU,ODO 2. V.1fur.Co.b. J "'515.f).'1C M Je. c; :-.: :.'\ 1. .r::)I - sso 1:on r • SO,OC I - S fl(l,001) M =-St00.001 - S250.000

!See Columns Cl .md l>J) .'I =5250,i'OI - S:iCO.J)fl\) ,, ,.,. 5/)C.illJI - S: L(:1),01!1J PI 'S l,OC'},001 - 'S-5 Ofi J,000 P! =55.000,001 - 525.000,000 ?3 -S25.MO.OOI - '\:'O.Ono Lf{l\i i'-J ;.;\fore rhwt 550.Ctl!i.OOO

3. V.ilue Mt·lh<-'tl CQJt·. Q =·\rpr.!1<.:"1 R ...:[;J-.r (R..::il f, r<ic 1)11!7) S =-.-\s!>e 1n ::r T =Lash Market (Ste Column C.;J U =fkok V:t!:.!t: \ =ljt l"!" W ""E}!tnut.::d

I !

I

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51.

ll>le of Report ame of Pl'non Htporting FINANCIAL DISCLOSURE REPORT

04/26/2010CAR:'\EY, COR,'iAC J. Page 6of10

VII. INVESTNIE'\ITS and TRUSTS -incvnu. vulue, trunsactiom- (/n<"ludn tlW.<e Of>J'Oll>C anti de?entlenr childrrn; ,.,, Pl'· 34-60 lJfjiling imrritctions.)

0 NONE (No reportable income, ussets, or transactions.)

A. B. c. DescriptiO:-t of A.;i;ets Income during Grn:-.s value at ('nd (including tru.;t a:;sc!s)

Place"( \)" :.iitcr eJ.ch asse:

r.::por!ing period of rcpmthg ri.:riod

Typt! (c , D:itc ValueV:d11c (5)(I) (2)

Type (c.g. Amount

(:!·1

Value (iHin ldcotiry of huyc:-r/se:UaCO<le

IA·ll) Jcthod

Cod J : Ibuy. sdl. mrn.itl11/y)' CL'd 2

n·dcmp1ion) CoJt.:: 2

1')e:xcrnrt fr,Jm pric,r di dc,rnrc

(\-fl)

I er

!._

Cock I div .• r..:nt,int.) (if private

trans<lction) J- (J-P)(

35. -Davis NY Venture - NYVRXI

36. -FiJditv Advisor Freedom 2020 - FDTFX

37. Brokerage Accounl

38. -American Fund.' - B.ilanccd Dividend J T

39. -Capital Income Bldr FD - CJBCX A Dividend J T

40. -American Funds Gwwlh Fund A Dividend !( T

41. -Van Kampen [quity Small Caps :-lone J T I r'

42. -Wa:-.bingtou Mutu:il Im.t: tor=> FunJ - A Divid nd I J TWSHCX l

l-American Funds !'cw Perspective Fund l A Dividend . J T

j_____

I L T ' f144. -Putnam CA Tax Fxempl Income D -I

CLC ·. 'B Dividend

.1·45. IRARollo\er .o, i 1·)1v1,endJ

! 46. -Gro\'.th FD Amer Inc - GFACX I

i

,

47. -Franklin Rising Divid nds - FRDTX !

I 4 .

'49.

50.

-Allianz NFJ Sm:ill Cap - PC\"CX

-Capital World Gro·.•1h & lncorre rnocx

-Pirnco Total Return - PTTC.\

i '' • I ! I I i [

-Amer !Jalanccd Fund - BALCX r :

--· I. Income GJ.m (\>de<..: /\ "'-Sl,!lUO·Jrk�s B= l.GOJ -Sl.500 c =52.501 - $5,000 D=S5,lhil -Sl5,000 E =Sl5,00I - S.50.0fJO

(St:e (olumns HI JnJ 041 F -!;1o:J111 -s 1110.nuo G ·"'SI00.001. St.0(;0,000 Ill •Sl.Of0.001 - SS.000.000 H2 "'" fo-:- than 55.0:10,000 :i. Vafu.!Ct:des J:::Sl5,0(l(INI % K =515,001 -550.!JCO L=.-S.50,nr.r -SIOi1,COtl f\l =5!00.00: · S-:!5Q,MO

(Sc0Cohnnn.o;CJ nod OJ) r.. ..52;0JJOl -S50!)/)1)0 ) -s o1).00I. si.r vo,ovo Pl -s1.oim.001-ss.o n.ooo P2 •S5,liC{l.00 l - S'15 ,000,GOO n ..s:i;.cuo.0'11 . ')'i1l.OOtH1or1 p_. =\.fore tlw1 550.GUG,OOO

3. Value: f..fe1h11d lodes 0 "·\pp!'"J1$-'l[ R =Co,;.1 (Rt'<:.I fat; :e Only) S :As.s ss,nent T ::Cash !arkct (Sec: (\1fUll11\ (2) 11 n\'"' \'.1ii.:c \' =---(Jther \.\" =Est;mHi=•1

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J ! 1 : 1

1:-6-2-.----Am_e_r-ic_a_n--F--u -nd-s---N-'e_w_· -P-c -rs _p_c_c_ti-,-e--F-u_n_d_l __ r-

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. 63.

FINANCIAL DISCLOSURE REPORT Page 7of10

.'laml' uf PL·no11 Rt'porling

CARNEY, CORMAC J.

Dale of Report

04176/2010

VII. INV ESTi\tlENTS and TJ U STS .. ;.,com,,•""'"· 1ramacrion• 11nc1'""' '""'' ofsr"""' 11.oJ Jqienarn1 chi!Jren: '"pp. 34-60 of filing insrrucrions.J

D NONE (No l'cportable income. assN.1'. or lransactin11s.)

A. c. D. Dt:scription of A!)>ets Income dtirhb Grn i; valw.: at i:nd Trans111.;t1NlS Jurin n:po11ing period

(including trust asset .) reporting pi:ri 1J nf r '111)rting pcrii..:.11 -1ii! (5}Place ''(Xl" nncr cnch as:.:...::t Arncunt . lypc ( .g .. \"aJiJc V:th1c 1rpc f..:.g., Date \'alut! ! Gain Identity of· ·

exempt from prior di::dosurc CoJ ! <liv.. a:nt, Cvd 2 M<thoJ bu)', sell. mmidd:yy i CuJc 2 ! Code I buycr!sc.:lli:r(.\.fl) or mt ..I 11·1') t.oJc 3 r::di.;:npt1•)rJ) j (J.P) i (.\-II) (if private

(Q-W) trans.ictil)n)_J ---'

-VK Global hanchise Fund - YGf·CX -,52.

53. 529 S,ning> Pl.111 ff! Sold 12/07>0'! K nDi\'id nd I

. 54. -American Funds Growth Fund -

: -55. -American Funds w Fund l'\ew PerspcC'ti

56. -Washington Mutual Jnvestors Fune.

57. Capitul Incom.: Builder-American Funds -

! .,-American runds - Balanced Fund

: 59. -AmcricJn Funds Bond Fund I l l-

60. 529 Savings Plan 112 l U Dividend i 1·.I 61. -American Funds - Growth Fund 1 l'

h j !! I

!

-Washington Mutual ln,est<'TS Fund i·i j

�----�-�--'' I64. -American Funds - Capital lncomc Bm!der

t

I65. Balanced Fund I-American Funds -

66. -American Funds - Bond Fund I ii

67. 529 Savings Plan 113 II D1vldend K T ' I,:I 68. -American Funds - Growth Fund II

i

l. fr:comt Gain Cudes: B -5J,01lf - S2,.50<J C --S'.:.501 • SH>OO D ...::55,0li! - SI5.0 JI; E -SI S,Olll • SSO.OCO (Si::c Columns Bl ar.J D4) f ..5500:>1 Sluo,ooo G ...s100.001-s1.nuoJJ(1'1 Ht "-SI.Cl O,OOi • S5.0ll0.ll(IC H2 =More :hJn $),Oj0,080 -

2. Y.1!ueCodt'S J .>)\5,00tiork s K =SJ s,001 - sso.1;c1> L -·S O,Q(.,! • !OD,000 M =Sl{l(l,COl. s1sr1.000 (S c Columr.s Cl oml DJ) N =)250.00 i · 5500.tlOO 0 .. 50<1.00 t • S! .1.00.01.llJ Pt =<S1.or,tJ.001-s .noo.ooo P2 ...55rlri.OOI - s:::5,fl00,(>DO

f'J =S2i.00lJ.OIJI • S5ll,CC)( 001) 114 :\for:- th.an S50 000,0l>1.1

3. Value Method l'od C·""-·\rrra1!..1l R -=Cost {Re:il :?::r;,; 1)ril;n S-",\so;<!Ssmo!"nt f =Ca.::h ;..1.1rkt"1 (See Column CZ) t; 3U1'k\'.1]ut: \":01hrr W""E!>t:rn:ltl!d

I (1i

1------------------------··----J ----.f----,------!---�---Jf---+--------�

' I .-------------------! ---- -----+-----�------i-----+----+----+---------1

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lhtr of Rt port N:ir:ir of Person Reporting FINANCIAL DISCLOSURE REPORT Page 8 of JO O-i/ 6/2010CARNEY. COR:\L\C J.

VII. INV ESTJ\;fENTS and TR u STS -- itrcome, Mille, rmaocrion.< I !'1c/11des rlwu vf.•pu11.>c nnd depemlmt c/li/dre'1; SU pp . .IJ-60 of fi/ir1g imtru('lion>.)

D NONE (No reportable income. assets. or trnnsucliom.)

A. c. D Description (If r\sscts Incom1.: durirg Grnss value at end Trn. .;ac:tions during reporting p:.;riud

I(inc:uding, trust as:->cts) n.:por ing pt:ik><i of r1..·portmg pCrtl•J 1

. ... - - . -- - f12}(I)

V:ll'.!C (I) (3) ('I) (5)

Tyr1: (c e. D.flc Value (in in . Cr.tie I

V:i.luePlace "(X)'' :ofler eilch a s..::-r e>.empt from pri()r <l1sch _;urc

Typo (e.g., ldi..·ntity of Amn:mtCo.Jc I Cc-do; 2 kthoJ Lciy. >ell. mm./iM/yy 1 Co(k 2 div., rcr.t. bu)'cr'seller (A-II) ur int) rcckmptiL1n) I (J·f') (,\.Iii (Lfrriv:iteCode](J-P)

1.Q-W) t:'a:t"action) . I

69. -American Funds - :"Jew P rsp ctive Fund -- i 70. - ·ashington Mutu:il In•.;csrors Fund

, 7 I. -American Funds - Capital Income Builder

1 72. -American Funds - lfa.Lmct:d Funrl

/ 73. -American Funds - Bond Fund

74.

75.

Va1iabk Life lnoura11cc

.:t-;\V Mutual - Mid Ca Grth Steck i

j

(' I !

DivjJ nJ j!

L

/ 76. -NW Mutual Growth Stock Fund

77. -NW Mutual Index 400 Stock Fund

80 -Russell Real Estate Securities F nd

-Small Cap Value (t;irmcriy f : <me Small Cap Value fund)

82. -Domestic Equ;ty !formerly '.'1\V Mu CapDome''''""''

I I

,_________

I. Income Gaifl Code!>: ·\ =S 1.0CO or le.s<> !J nSJ.O:)J - S."'.,5l)f• C =S:?,50 J - $5,000 U -=-S5,Cll t - S: l5,t)t)O t.: '""'li I S,001 - S50,fhl1}(Sec Columns DI and 04) F -· S)O,(H"i ! - 'SI 00.L)(:O :1 =-S 1 OO.i1ll ! - 5 i ,r;'JO,VOO H! si.orn,001 ss.000,000 H2=i:orc1h:rn S5.<.1:10.0oO -

l. Value Code:<;. J -SJ5.01Jl1 or Jc:;s. K o-SJS.(•1ll · '.'iS0.1.CO L o-$5."J,Ot I • JllO,UOO M =SIU0.001 -)250.lX!O (:'iceCohHmt-.CJ .iml DJ) ;..i-<; 50001-S501l,OOO 'I -S {lO.llO I • 5 J .fL00,(100 Pl-=-)\,OG>.OOl -Si,OCO.tiOO P2 .·$5/.00,001 - S!l.000.000

Pl :) S.U'Jll.1.'UI - '$50,f'.{ir)JJOO r'·+ '=:\101e lh;rn sso.cuo,01 1)3. Value Mi!t:11x! C\hiel. Q •:\pµr:i1S31 q :(..:i t (f!e:d C:,t: e Only) S =-A:;scS!'Tlt:nt

(Si:'!e-(o)umn C'2) U =-i:>od.. v.,\u V :.fl{ht"I W =-E 1in::1tcd

llak of ll•port;.Jamt (If Pt·nou Re-porting FINANCIAL DISCLOSURE REPORT

04126/WIOCAR:\'EY, CORi\lAC J. Page 9of10

Vilt. ADDITIONAL INFORMATION OR EXPLANATIO:\TS. (/ndirutepurto/Re1um.)

l. Part Vil: Items 5. 6, and 7 wcrt inh rited.

FALSI. �-------------------·

lhlt of Report :'il:mll' of Person Rt·porting FINANCIAL DISCLOSURE REPORT

Page 10 of I 0 O-l/26/2010CAR'IEY. COR:\IAC .I.

IX. CERTIFICATION.

I certify that all information given nbow (includini: information pertaining to my spouse and minor or dependent childrrn, if any) is accurate, !Tue, and complete to the he t of my knowledge and belief, nnd that un} information net reported wa withheld hecausc ft met applicable statutory pr1nisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the a l·epta11cc ofl!irts which ha,·c been reported an• in compliance with the pro,·isiom of 5 (;.S.C. app. § 501 cl. seq., 5 I '.S.C. § 735.1. and .Judicial Conference rcg11lation1.

Sfgnatu

'fC) CIVILNOTE: ANY l;';DJVIDUAL WHO KNOWil\'GLY AND WILFUL!.\'

AND CRl.\IINAL SA:-.CTIONS (5 ll.S.C. app. 11!4)

FILING fNSTRUCTIONS

.\!ail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle. N.E. Washingron. D.C. 20544