Course I.a. XPS Basics

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    The slides are readable on rints

     of ! or " slides er #$ sheet

    %

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    Course I.

    Surface analysis by XPS

    Basic aspects

    &ith ac'no(legments of contributions from

    )hristine *uont and +ichel enet

    Paul G. Rouxhet

    Prof. emeritus, Université catholique de LouvainLouvain-la-Neuve, Belgium

    [email protected] 

    1st Colombian Seminar on Surface Science

    Bucamaranga, 23-27 November 2015 

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    XPS - Basic aspects

    Sco!e " #$%sical !rocess & instrument &

    c$emical information & surface selectivit% '  global vision an( critical min( 

    -ra/s and electrons

    0ssence of P

    2nstrumental asects3eatures of a P sectrum

    4uantification

    )hemical shift

    Time line

    $

    +.5. enet, ).). *uont-illain, P.. 6ou7het

     )#S anal%sis of bios%stems an( biomaterials 

    in +edical alications of colloids 8ed. 0. +ati9evic:,

    ringer, Ne(-;or' %-

    Practical reference: close to the course, can be forwarded on request

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    Incident Attenuation Primary Secondary emission

    particle emission 6adiat. rela7ation #uger effect

     #! ? e #!  # ? hν  #!  # ? e

      #bsortion s. Photoelectron s. 3luorescence  #uger ea's

      Surface anal. Elemental anal. in P sec.

      -6a/ imaging  -ra/ filter 

      Transmission 0lectr. microrobe #uger sec.

      electron micr . Element anal. Surface anal.  0lectr. energ/ + space resolut. + space resolut.

      e loss sec.  imaging  imaging 

      -ra/ source  canning

      electron micr.

    orpholog!,  imaging 

    -ra/s and electrons

    @

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    !

    "lectron orbitals

    hell subshell AA l 8< to n-1: ml 8- l  < ?l:

    n  orbital shae

      angular moment orientationd % -%, -1,

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    >

     EEEEEEEEEFero binding levelEEEEEEEEEEEEEEEEEEEEEEEEEEEEEEEEEEEEE

     E 

    d @A% EEE  E 

    d A% EEE  EEEE 

    A% EEE  EEE + series E

    1A% EEE  EEEEEE E 

    s 1A% EEE  EEEEEE

    % A% EEE  EEE E%A%  EL222 E 

    % 1A% EEE  EEEEEE L series E%1A%  EL22 E

    %s 1A% EEE  EEEEEE E%s EL2

    1s 1A% EEE  EEEEEE G series E1s EG E E EE 

     

      ccupation /ame XPS pea0s  X-ray X-ray

    in X-ray absorption emissions ectrosco ed es lines

    Gα1Gα%

    -ra/s and electrons

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    =

     EEEEEEEEEFero binding levelEEEEEEEEEEEEEEEEEEEEEEEEEEEEEEEEEEEEE E 

    d @A% EEE  E %$=$

    d A% EEE  EEEE > %@=@

    A% EEE  EEE

    1A% EEE  EEEEEE @$ @@$ E

    s 1A% EEE  EEEEEE " =@<

    % A% EEE  EEE >%1 1@%11% ==

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    "

    3e Gα, >.11 - 1

    3e Gβ, >.11 -

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    2on1ersion bet3een ener,y and 3a1elen,th of photon

    0 C h ν C h c A λ C !.! 1

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    11

    1%$

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    1%

     EEEEEEEEEFero binding levelEEEEEEEEEEEEEEEEEEEEEEEEEEEEEEEEEEEEE E 

    d @A% EEE  E %$=$

    d A% EEE  EEEE > %@=@

    A% EEE  EEE

    1A% EEE  EEEEEE @$ @@$

    s 1A% EEE  EEEEEE " =@<

    % A% EEE  EEE >%1 1@%11% ==

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    1

    Photoemission

    h ν

    Principle

    Photoelectron $s

     (ith 'inetic energ/ "0

    0ssence of P

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    1$

       )  o  u  n   t  s

    Kemisherical electron

    energ/ anal/Fer 

    0lectron multilier 6etardation

    stage-ra/s

    E " 

    e

    amle

       )  o  u  n   t  s

    hemisherical electron

    energ/ anal/Fer 

    electron multilier retardation

    stage-ra/s

    E " 

    e

    samle

    "0 4 hν + "b

    "b   electron binding energ/

       ea' characteristic of a given element

    elemental analysis

    GoomanMs aro7imation binding energ/ C energ/ required to remove e

    from energ/ level to ∞ assuming no rearrangement of other electrons

    0ssence of P

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    f

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    1!

    "ner,y le1els of selected elements

    0ssence of P

    0 f P

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    1>

    Global 1ie3 of photoelectron spectroscopy

    Information related to energ/ levels

    - anal/tical asects elemental comosition

    atom environment chemical functions

    - theoretical chemistr/ electron energ/ levels

      molecular orbitals

    0nerg/ levels - core, (ith -ra/ XPS, 0)#

      - e7ternal, (ith UH 5PS 

    0ssence of P

    0 f P

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    1=

    From principle to measurement

    "06 4 "0 + Φsp + "c 

    4 hν

     + "b + Φsp + "c

    -

    Φs sectrometer (or' function, (or' sent to bring efrom Fero attraction b/ the samle to entrance of anal/Fer

    0c

      case conductor C <

      case of insulator, samle charging

    0ssence of P

    0 f P

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    1"

    $

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    %<

    P & d'  (

    d' 

    P &  d' 

    θ

    2ontribution of a layer of thic0ness d8 at depth 8

    ) concentration of hotoelectron emitor in homogeneous solid

    P constant for a given element and level 8robabilit/ of electron emission:

      and for a given e7lored area

     #ttenuation 4 C e7 8- F A λ cos θ:

    X-ray

    e

    0ssence of P

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    0ssence of P

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    %%

     P &  e78-' Aλ cosθ:

    P & 

    P & 

    FAλ cosθ

    <

    1

    %

    $

     P &  e78-' Aλ cosθ:d'   P &  λ cosθC

    2ontributions of increasin, depths

    assuming that ) is constant

    !

    =!

    "@

    "=

    cumulated

    0ssence of P

    ∫ ∞

    0

    0ssence of P

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    %

     P &  e78-' A λ cosθ:

    P & 

    P & 

    FA λ cosθ

    <

    1

    %

    $

     P &  e78-' A λ cosθ: d'   P &  λ cosθC

    2ontributions of increasin, depths

    !

    =!

    "@

    "=

    cumulated

    2f the solid has a homogeneous comosition, things haen

    as if the ea' (as due to a la/er of thic'ness λ cos θ  and the hotoelectron intensit/ (as not attenuated

    0ssence of P

    ∫ ∞

    0

    0ssence of P

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    %$

    Illustration< oxidation of ,ermanium0ssence of P

    0ssence of P

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    %@

    θ C

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    XPS - Basic aspects

    -ra/s and electrons

    0ssence of PInstrumental aspects

    vacuum

    -ra/ source

    energ/ anal/Fer 

    detectionsurface charging

    miscellaneous

    %!

    Hacuum

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    Gratos #7is Ultra

    Hacuum

    %>

    Hacuum

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    to reduce

     • inelastic collisions bet(een hotoelectrons and gas molecules

    • detector, gauges degradation 8electrical discharges:

     • surface contamination 8:

    /eed of 5ltra =i,h >acuum conditions

     #im 1 Pa

    Practice Q1

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    2oolid,e tube

    ource

    %"

    ource

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    1.$=!,! eH 1.%@,! eH

    Source 3ithout monochromator 

    N.B. Sther less common anodes r 81@1.$ eH:R i 81>".! eH:R

     #g 8%"=$ eH:R Ti 8$@1

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    ? " :e>;

    I

    1

    1$=>

    Gα1,%

    Gα,$

    X-ray emission spectrum from an aluminum source

    bremsstrahlung

    1.$=!,> eH 2nt %A

    1.$=!, eH 2nt 1A

    ource

    *ue to

    slo(ing do(n of e in

    the atom atmoshere

    Gα,$ due torela7ation of #l??J

    1

    R di ti filtource

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    ? " :e>;

    2

    1

    1$=>

    Gα1,%

    Gα,$

    bremsstrahlung

     1@!< eH

    0mission sectrum of aluminum

     #bsortion sectrum of aluminum absortion edge G

    Radiation filter ource

    %

    S t llit d t thource

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    x 103

    8

    10

    12

    14

    16

    18

    20

    570 560 550 540 530 520 510Binding Energy (eV)

    S 1sdue to G

    α1,%

    Gα@,!

    Gα,$

    Satellites due to the source

    ', source

    ource

    "b

    G α1,%  0'C h ν - 0b

    (*@ 

    6eal 0s' C h νs - 0b  #arent 0b

    a C h ν - 0s'

      C h ν - h νs ? 0b 

    ∆ C 1< eH

      etc

    0ba

    due to

    33

    ource

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    Source 3ith monochromator 

     #l

     #l Gα1,%

    election of (avelength through diffraction b/ a cr/stal

    8BraggMs la(:

    remo1es #α(*@

    sharpens #α

    $*&

    ource

    $

    ource

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    "ffect of monochromati8ation

    C 1s on #ol%*et$%lene tere!$t$alate - #/ 

    +onochromatisation reduces the (idth of Gα1,% line,

    Gα% contribution is drasticall/ reduced

    2  n t   en s i   t   /  8   a. u. :  

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     #nal/Fer 

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    2oncentric =emispherical Analy8er :2=A-=SA:

    0lectrons of energ/ 0  in9ected tangentiall/ in

    circular orbits of radius 6

    /

    2

    2

    2

    1

    2121   )(

     R R

     R RV V e E 

     p−

    −=

     #nal/Fer 

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    0lectrons (ith lo(er or higher energ/ than 0 

      ath radius smaller or larger than 6

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    0

    0ntrance and e7it slit (idth

    0ffective resolution    ∆0eff C 8∆0A∆6: &

      C 80A % 6

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       )

      o  u  n   t  s

    Kemisherical electron

    energ/ anal/Fer 

    0lectron multilier 6etardation

    stage-ra/s

    E " 

    e

    amle

       )

      o  u  n   t  s

    hemisherical electron

    energ/ anal/Fer 

    electron multilier retardation

    stage-ra/s

    E " 

    e

    samle

    "0

    0'det C 0ass C 0' - 0ret

    )onstant anal/Fer energ/ mode V

    0ass constantR 0' s(et b/ s(eeing 0ret

      resolution constant in recorded spectrum $<

    #inetic ener,y analysis

    /

     #nal/Fer 

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    2 1

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    $%

    Pea's height normaliFed

       A  r   b   i   t  r  a  r  y  u  n   i   t  

    ! 1 

    Pa energy 20 eV

    544 542 540 538 536 534 532 530 528

    Binding Energy (eV)

     Pa energy 20 eV

    2"0 280

    Binding Energy (eV)

       A  r   b   i   t  r  a  r  y  u  n   i   t  

    0 C %< eH

    0 C $< eH

    0 C %< eH

    0 C $< eH

    P0T

    $s 2 $s

    "ffect of "pass on spectrum resolution

    /

     #nal/Fer 

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    "lectrostatic input lens

    • Transfer a magnified image of the

    anal/sed area from the samle lane

    to the entrance slit lane of theanal/Fer 

    • +ore free sace around the samle

    • 6educe image distortion

    • #cts as a retardation stage

    0'det C 0' - 0ret 6etarding otential

    $

     #nal/Fer 

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    'a,netic lens

    amle immersed in

    a magnetic field

    • amle to be suorted at some distance

    from the electrostatic lens

    • Kigh collection efficienc/ 8high collection angle:

    • Kigh satial resolution

    • The current trough the lens is varied according to 0'Gratos #7is ultra

    $$

     #nal/Fer 

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    S7/gen lasma treated ol/str/rene

    @

    1<

    1@

    %<

    %@

    <

    @

    $<

    $@

    @<

     

    %"! %"% %== %=$

    Binding 0nerg/ 8eH:

    2 $s

    =ybrid mode combination of

    electrostatic end magnetic lens

    "lectrostatic mode

    electrostatic lens onl/

    Gratos #7is Ultra

    ith ma,netic lens< hi,her intensity and impro1ed resolution

    2omparison bet3een lens modes

    hi,her efficiency of char,e stabilisation de1ice

    45

    A l d b b d d #nal/Fer 

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    Analy8ed area 1ersus bombarded area

    X-ray e-

    X-ray e- X-ray e- X-ray e

    -

    Bombarded

    area

    Sld generation 2 1

    Gratos #7is Ultra

    H 0)#L#B %@

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    Analysed area 1ersus Bombarded area

    2oncern

    - #nal/Fed sot siFe 

    - Hariation of ta'e off angle - change of Fone anal/Fed

    - Possibilit/ to e7loit focused -ra/to avoid degradation of sensitive samles

    8dislacement of samle osition during anal/sis:

    $>

    "ffect of spot si8e on spectrum #nal/Fer 

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    2 1

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     #nal/Fer 

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    #inetic ener,y scale

    0M'C h ν - 0b - Φs 

    Φs  (or' function of sectrometer

    *etermination C calibration of 8ero of 0' scale

      2S #g d@A% C !=.%> ± 

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    XPS - Basic aspects

    -ra/s and electrons

    0ssence of PInstrumental aspects

    vacuum

    -ra/ source

    energ/ anal/Fer 

    detection

    surface charging

    miscellaneous

    @1

    Sample char,in,urface charging

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    -ra/se-

    Sn conductors "2 4 E Sn insulators "2  E

    ????????

    -ra/se-

    Sample char,in,

     h ν, hoton energ/ 0', electron as roduced0M', electron as measured Φs, (or' function0), charging term

    0M'C h ν X 0b - Φs - 0) 0'C h ν X 0b - 0)

    @%

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    2har,e stabili8ation 

    ther de1ices according to manufacturer 

    Flood ,un flooding the surface (ith lo( 'inetic energ/ electrons 82:

    "2 E

    2 1

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    2har,e stabilisation (ith 2har,e Balance de1ice

    Gratos #7is Ultra

    #agneti$ %ie&d &ine

    Sa'&e

    *$ued +*t*e&e$tr*n

    Se$*ndary

    e&e$tr*n

    returning t*

    a'&e

    ,nder%*$ued

     +*t*e&e$tr*n

    V

    neg

    C+arge ba&an$e &ate

    -.ray

    "ntrance Slit

    e-

    54

    a, #dventitious carbon on stainless steel

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    2 $s

    0b C %=$.= eH

    a, d e ous ca bo o s a ess s ee

      +onochrom., charge stabiliFer S33

    2onductin, sample  "2 ≈ E

    ----------------------------------------------------------

    -Pol/8eth/lene terehthalate: X P0T

    Insulatin, sample

    b, Not monochrom. (ithout flood gun

      "2 ≈ C.H e>

    c, +onochrom. ? charge stabiliFer    C  ≈ - e>

    d, +onochrom. ? charge stabiliFer 

       C  ≈ - $.@ e>

    ----------------------------------------------------------

    -

    e, +onochrom. ? charge stabiliFer 

      'ixed sample 2nsulating ? )onducting 

      iffer.charg.  C 

     ≈

     - $E e>  C 

     ≈

     E e> JJJJJJJJJJJJJJJJJJJJJJJJJJJJJJ  EE  JJJ  @@

    S l h iurface charging

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    Sample char,in,

    0'C h ν X 0b - 0)

    Problem  variation of 0) - accross the samle

      - as a function of time

       ea' broadening

      distortion

      shift

      )fr )ourse 2,)

    @!

    +iscellaneous

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    Po3der in trou,h

    Trough

    8internal

    diam. $ mm:

    Pol/acetal

    c/linder 

    *eth

    +iscellaneous

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    Po3der in trou,h

    Trough

    8internal

    diam. $ mm:

    Pol/acetal

    c/linder 

    Po3der sensiti1e to air exposure

    isooctane

    isooctane

    sectro

    *eth

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    ecimen holder 

    *ouble sided adhesive tae8conductive or insulating:

    +assive or Po(dered

    Specimen on holder 

    ther preparation methods<

    dr/ing (ith a flu7 of nitrogen gas

    cells freeFe-dr/ing

    adsorbed biomolecules

    ecimen holder 

    *ouble sided adhesive tae8conductive or insulating:

    +assive or Po(dered

    @"

    +iscellaneous

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    Gratos #7is Ultra

    'ulti samples bar 

    2opper Stub

    !<

    +iscellaneous

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    Sputterin, 3ith ion ,un

    Bombardment of samle (ith a beam of argon ions

       suttering - surface cleaning

      - comosition rofile

    *anger alteration of anal/Fed Fone

    !1

    Remo1in, or,anic contamination+iscellaneous

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    2  n t   en s i   t   /   8   a. u. :  

    %"% %"< %== %=! %=$ %=% %=<Binding 0nerg/ 8eH:

    2on suttering

     K 2arbide K

    before

    after 

    2 $s

    Remo1in, or,anic contamination

    tainless steel cleanedV b/ ion suttering

    !%

    +iscellaneous

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    Ion Gun

    2amera on SA2

    =eatin,)2oolin,

    de1ice in F"%

    :$DEL2)-$CDL2;

    Par0in, facility

    2atalyst 2ell

    2atalyst 2ell

    !

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    !$

    XPS - Basic aspects

    Photons and electrons

    P elemental anal/sis (ith surface selectivit/

    2nstrumental asects

    3eatures of a P sectrum

    core hotoelectron ea's and bac'ground #uger ea's

    energ/ scale referencing

    valence band

    addtional features

    Pea's and bac'ground

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     /a'e

    C 1

    P*

    28300

    #

    3011

    Area

    3757"6

    At

    10000

    x 104

    0

    5

    10

    15

    20

    25

    30

    35

    40

       C   P   S

    1000 800 600 400 200 0

    Binding Energy (eV)

    Sur1ey spectrum of polystyrene

     2 $s

    bac0,round

    "b"0

    te due to hotoelectrons(ith same origin as the ea'

    but having undergone

    inelastic collisions

    !@

    Pea's and bac'ground

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    Sur1ey spectrum of colla,en*free+e-(rie( !o(er

    1<

    %<

    <

    $<

    @<

    !<

    ><

    1

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    Bac0,round 1ariationPea's and bac'ground

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    !=

    JJ

    J

     S 1  s 

     S G L L 

     S 

     ) 

      i  %  s 

      i  %  

    7 1<$

    <

    @

    1<

    1@

    %<

    %@

    <

     S 1  s 

     S G L L 

     S 

     ) 

    1  s 

      i  %  s 

      i  %  

    7 1<$

    <

    %

    $

    !

    =1<

    1%

    1$

    1!

    1=

    1

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    oublets

    Glass

    <

    @

    $<

    $@

    @<

     

    @! @% $= $$Binding 0nerg/ 8eH:

    )a %

    2a &p$)&

    2a &p()&

    0lectron energ/

    levels

    1s

    %s

    %1A%

    %A%

    !"

    Relaxation by Au,er emission#uger ea's

  • 8/18/2019 Course I.a. XPS Basics

    70/120

    ><

    Photoemission

    :XPS;

    6ela7ation

    Au,er "lectron"mission

    8#0, #0:

    -ra/

    3luorescence

    GL1L%,

    h ν

    or 

    1s

    Relaxation by Au,er emission

    #uger ea's

  • 8/18/2019 Course I.a. XPS Basics

    71/120

    >1

    #uger ea's

  • 8/18/2019 Course I.a. XPS Basics

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    Position of Au,er pea0s in XPS spectrum

    "60*#%% 4 "b*# + "b*%$ + "b*%& + Φsp + "c 

    energ/ liberated

    energ/ consumedmeasuredkinetic energy

    >%

    & dislacement of energ/ levels

     uon formation of a doubl/ ioniFed atom

    #uger ea's

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    Position of Au,er pea0s in XPS spectrum

    does not depend on hν

    "60*#%% 4 "b*# + "b*%$ + "b*%& + Φsp + "c 

    energ/ liberated

    energ/ consumedmeasuredkinetic energy

    E’k  = hν - Eb – Φsp – Ec 

    >

    Illustration< Stre!tococcus t$ermo!$ilus

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    -ra/ source +g,

    not monochromatiFed

      1%@$ eH

    -ra/ source #l,monochromatiFed

      1$=> eH

       2  n   t  e  n  s   i   t  /   8  a .  u .   :

    8eH:

    8eH: b :e>;

       :e>;

       :e>;

    atch

     #uger vs hotoelectrons2nfluence of source

    0' and 0b  scales

      ea' osition

      bac'ground

    >$

    #uger ea's

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       2  n   t  e  n  s   i   t  /   8  a .  u .   :

    8eH:

    8eH: b :e>;

       :e>;

       :e>;

    Au,er parameter 

    α

     4 "0*Au,er:#%%; + "0*XPS:#;

    α

    6 4α

      4 "0*Au,er:#%%;  "b*XPS:#;

    α

    +odified #uger arameter 

    α

     *s compared with E b of photoelectrons,

    $ more sensitive to chemical state

    $ independent of calibration of

    the 'ero of energ! scale

    >@

    0nerg/ scale referencing

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    2onductin, sample< "c 4 E

      Calibration of energ% scale using a stan(ar( *u, Cu

      Use of an identified ea' 0bJ  determination of Φs

      Fero of 0' scale direct conversion of 0'M to 0b

      Use of several identified ea's chec' of energ/ scale linearit/

    Insulatin, sample< "c M E and particular to the sample

      Calibration of  b scale

      Use of an identified ea' of the samle 0bJ

      determination of Φs ? 0)  conversion of 0'M to 0b

      )ommon ractice ) 1s of alihatic h/drocarbon

    2-:2*=; set at &[email protected] e>

      measured

    0b C h ν X 0' C h ν  X 0'M X Φs X 0c  'no(n

    >!

    0nerg/ scale referencing

  • 8/18/2019 Course I.a. XPS Basics

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    Polylactic acid

    2-8),K: Y %=$,= eH

    67eamson and 7riggs, #8849>>

    0nerg/ scale referencing

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    67eamson and 7riggs, #8849

    Polystyrene

    ) alihatic

    Y %=$,= eH

    ) aromatic

    Y %=$,! eH

     Accuracy of "b>=

    0nerg/ scale referencing

  • 8/18/2019 Course I.a. XPS Basics

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    'altodextrin

    7 1<%

    @

    1<

    1@

    %<

    %@

    2 $s

    2-8),K:

    2-S

    O &NH*( e>

    S-2-S

     

    %"% %"< %== %=! %=$ %=

    Binding 0nerg/ 8eH:

    2$s

    >"

    0nerg/ scale referencing

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    80/120

    Glass

    iS%? organic surface

    contaminants

    %

    $

    !

    =

    1<

    1%

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    Halence band

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    Polyethylene cross-lin0in,

    θ

     4 &EL

    θ

     4 CEL

    Binding energ/ 8eH:

       2  n   t  e  n  s   i   t  /   8  a .  u .   :

    Pol/eth/lene treated b/ lasma ischarge in nitrogen

    2nfluence of angle of

    hotoelectron collection cross-lin0in,

    occurs at the outer surface

    =%

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    =

    XPS - Basic aspects

    Photons and electrons

    P elemental anal/sis (ith surface selectivit/

    2nstrumental asects

    3eatures of an P sectrum

    core hotoelectron ea's and bac'ground #uger ea's

    energ/ scale referencing

    valence band

    additional features

    Illustration< Stre!tococcus t$ermo!$ilus

    #dditional features

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    =$

       2  n   t  e  n  s   i   t  /   8  a

     .  u .   :

    -ra/ source #l,

    monochromatiFed

     

    atch

     #uger vs hotoelectrons2nfluence of source

    0' and 0b  scales

      ea' osition,

      bac'ground

      satellites

    ! !

    -ra/ source +g,

    not monochromatiFed

     

    Source satellites #α(*@

    #dditional features

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    =@

    'ultiplet splittin,

    Spin couplin,

    bet(een unaired electron left in a core level

    and

    unaired electron in the outer shell number

     multilication or broadening of P ea's of transition elements

    ossible information on coordination

    Sh 0 0

    #dditional features

  • 8/18/2019 Course I.a. XPS Basics

    86/120

    Sha0e-up pea0s

    )ombination ofhotoe9ection of electron from atom

    and

    e7citation of valence electrons

    discrete energ/ loss

    satellite at higher 0b

    Example: π $π  transition of aromatic pol!mers

    =!

    Sh 0 0

    #dditional features

  • 8/18/2019 Course I.a. XPS Basics

    87/120

    Sha0e-up pea0s

    2 $s of polystyrene

    x 104

    2

    4

    6

    8

    10

    12

       C   P   S

    300 2"0 280

    Binding Energy (eV)

    2-8),K;

    sha0e up

    *oes not aear

    if aromaticit/ is destro/ed b/ o7idation

    as roduced b/ lasma surface o7idation

    =>

    Sha0e-up pea0s#dditional features

  • 8/18/2019 Course I.a. XPS Basics

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    ==

    7 1<

    @

    1<

    1@

    %<

    %@

    <

    @

  • 8/18/2019 Course I.a. XPS Basics

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    JJ

    J

     S 1  s 

     S G L L 

     S 

     ) 

      i  %  s 

      i  %  

    7 1<$

    <

    @

    1<

    1@

    %<

    %@

    <

     S 1  s 

     S G L L 

     S 

     ) 

    1  s 

      i  %  s 

      i  %  

    7 1<$

    <

    %

    $

    !

    =1<

    1%

    1$

    1!

    1=

    1

  • 8/18/2019 Course I.a. XPS Basics

    90/120

    "<

       2  n   t  e  n  s   i   t  /   8  a

     .  u .   :

    -ra/ source #l,

    monochromatiFed

     

    -ra/ source +g,

    not monochromatiFed 

    "ner,y loss pea0s

    *iscrete features

    modulation

    of the bac'ground steaffecting

    all the ea's of the hase

    Pea0 tails

    #dditional features

  • 8/18/2019 Course I.a. XPS Basics

    91/120

    Pea0 tails

    2 $s of ,raphite

     

    %"> %"$ %"1 %== %=@ %=%

    Binding 0nerg/ 8eH:

       2  n   t  e  n  s   i   t  /

       8  a .  u .   :

     #ttributed to interactions

    bet(een ositive core hole

    and conduction electrons

    2 $s of polymers containin, saturated hydrocarbon chains

    e.g. ol/eth/lene

    Hibrational fine structure hotoelectron energ/ loss

    due to vibrational e7citation "1

    Illustrati1e summary

  • 8/18/2019 Course I.a. XPS Basics

    92/120

    "%

    P sectrum of alumina

    on (hich mol/bdenum

    o7ide (as deosited

    The intensit/ scale (as

    changed b/ a factor .@

    at 0b C $@< eH

    Illustrati1e summary

  • 8/18/2019 Course I.a. XPS Basics

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    XPS - Basic aspects

    -ra/s and electrons

    0ssence of P

    2nstrument

    3eatures of a P sectrum4uantification

    from comle7 realit/ to ractice

    arameters

    aroaches

     

    "

    )omle7 realit/

  • 8/18/2019 Course I.a. XPS Basics

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    Schematic representation

    "$

  • 8/18/2019 Course I.a. XPS Basics

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    )omle7 realit/

  • 8/18/2019 Course I.a. XPS Basics

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    dAa

    flux of photons

     in direction

    cross section of photoioni8ation

    robabilit/ of emission of an

    electron (hen a hoton hits the

    element

    factor of

    anisotropy,

    varies (ith γ,

    deends on orbital

    amount of element #

    [ ] [ ] [ ] *a *a

     *a * *a *a

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    dAa

    [ ] [ ] [ ] *a *a

     *a * *a *a

  • 8/18/2019 Course I.a. XPS Basics

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    [ ] [ ] [ ] *a *a

     *a * *a *a

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    [ ] [ ] [ ] *a *a

     *a * *a *a

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    Assumption nL$

    - surface lanar and homogeneous along 7 and /

    - average values of 5, L #a, T #a 8little variation according to 7, /, , :

    ( )   z  z C ’    

     R DT  L J  I    Aa A Aa Aa Aa Aa Aa Aa d)$*(ex%  0 $S θ λ σ θ  ∫ ∞

    =

    irradiated

     areaaccounts for the difference

    bet(een irradiated area

    and area of collecting

    hotoelectrons

    roughness factor 

    For different elements of a ,i1en sample < * S* f:θ

    ;* R* are the same

     use ratio of intensities IAa ) IBb

    p ,

    1

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    101/120

    ( )   z  z C ’     R DT  L J  I    Aa A Aa Aa Aa Aa Aa Aa d)$*(ex% 0

    $S θ λ σ θ  ∫ ∞

    =

     B Bb Bb Bb Bb

     A Aa Aa

     Bb

     Aa

    C T  L

    C T 

     I 

     I 

    λ σ 

    λ σ   *a *a >= cos θ 

    cos θ 

    i 4 sensiti1ity factor 

     B Bb

     A Aa

    C iC i=

    same for * et 7

    1

  • 8/18/2019 Course I.a. XPS Basics

    102/120

    Photoionisation cross section σ

    . =. ScofieldKartree-later subshell hotoioniFation cross-sections at 1%@$ and 1$=> eH

    5. 0lectron ectrosc. 6elat. Phenom. = 81">!: 1%"-1>

    Anisotropy factor %

    L #a C 1 ? O 8angle magique:

    1

  • 8/18/2019 Course I.a. XPS Basics

    103/120

    ransmission function of analy8er

    *eends on instrument, on 0ass  and on 0'  often considered of the form

    4 0 "p T"p ) "0Un  3ith E n $

    Providing 0ass  is the same for all ea' records

    Aa ) Bb 4 T"0 Bb ) "0 AaUn

    The value of n deends on the instrument.

    The uncertaint/ on the value of n is lo(er if the ea's anal/Fedcorresond to close 0' values

    07erimentall/ determined values T ma/ be rovided

    b/ the sectrometer

    manufacturer 1

  • 8/18/2019 Course I.a. XPS Basics

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    Inelastic mean free path λ

    0valuations of absolute values can be found or comuted 8literature:

    *eends on 0' and on the matri7

    1

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    105/120

     

    λAa ) λBb 4 T"0 Aa ) "0 BbUm

    *ifferent values of m reorted in the literatureR frequentl/ around .

    2mact of uncertaint/ lo(

      if the ea's anal/Fed corresond to close 0' values,

     

    1

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    2onsiderin, the analy8ed 8one as homo,eneous

    C most common ractice, using sensitivit/ factors  Based on

    assumtion 1

      assumtion %  intellectual contradiction

      comosition of the surface la/er as seen b/ P V

    106

    5se of sensiti1ity factors3o 3ays

      #roaches

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    "1aluated by first principles approach

    "mpirical 1alues

    *etermined (ith standards

     guarantee regarding surface comosition

    Tabulated values related to a given element

     valid for one t/e of sectrometer   Ex. )agner, ? #s ta"en as reference spectrometrer with n A #

    3o 3ays

     Bb Bb Bb Bb

     Aa Aa Aa Aa

    T  L

    T  L

    λσλσ

    = Bb

     Aa

    i

    inm

     Bbk 

     Aak,

     Bb

     Aa

     E 

     E −

    ÷÷ 

      

     

    σσ

    =

    1

    Sur1ey of approaches

     #roaches

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    108/120

    2onsiderin, the analy8ed 8one as homo,eneous

    C most common ractice, using sensitivit/ factors  Based on

    assumtion 1

      assumtion %  intellectual contradiction

      comosition of the surface la/er as seen b/ P V

    Simulatin, data 

    on the basis of h/othetical models of the comle7 solid

      often using data collected (ith several ta'e off angles θ  - *ata C intensit/ ratios need of absolute values for arameters

      - *ata C absolute intensities additional need to ta'e into accountdetails regarding -ra/ beam, hotelectron collection

    as the samle is being tilted

     See course 11 and 1,&

    108

    Analy8ed area 1ersus bombarded area

    e X-ray e-

      #roaches

  • 8/18/2019 Course I.a. XPS Basics

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    X-ray e-

    X-ray e- X-ray e- X ray e

    Bombarded

    area

    Sld generation 2 1

    ThetaAigma robe

    Gratos #7is Ultra

    H 0)#L#B %@<

    50SL 5P-"

  • 8/18/2019 Course I.a. XPS Basics

    110/120

    XPS - Basic aspects

    -ra/s and electrons

    0ssence of P

    2nstrumental asects

    3eatures of a P sectrum

    4uantification

    )hemical shift

    11<

    )hemical shift

    "ffect of oxidation sta,e

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    111/120

    1

    Binding 0nerg/ 8eH:

    SiESiI>

    Si &p

    θ C

  • 8/18/2019 Course I.a. XPS Basics

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    11%

          h   i   f   t

          h   i   f   t

  • 8/18/2019 Course I.a. XPS Basics

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    ol/8vin/l trifluoroacétate:

    "ffect of electrone,ati1ity of surroundin, atoms

    3ormal o7idation stage  ) 1 -%

      )% <

      ) ?

      )$ ?113

    "ffect of first and second nei,hbour

    )hemical shift

  • 8/18/2019 Course I.a. XPS Basics

    114/120

    ol/8trifluoroéth/lacr/late:

    "ffect of first and second nei,hbour 

    3ormal o7idation stage

      ) 1 -%

      )% -1

      ) -1

      )$ ?

      )@ ?

    114

    Selecti1ity to chemical functions

    P l 8éth lZ té é ht l t :

    )hemical shift

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    7 1<

    @

    1<

    1@

    %<

    %@

    <

    @

  • 8/18/2019 Course I.a. XPS Basics

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    @

    1<

    1<

    %<

    7 1<

    %

    @

    1<

    1@

    %<

    %@

    <Poly :%-serine;

    7 1<

    %

    %

    $

    !

    =

    1<

    1%

    1$

    1! 7 1<

    %

    %

    $

    !=

    1<

    1%

    1$1!

    1=

    7 1<

    %

    $

    !

    =

    1<

    1% 7 1<%

    %<

    <

    $<

    @<

    !<

    ><

    =< 7 1<=<

    "<2olla,en

    7 1<

    =<

    "<

    1

    @

    1<

    1@

    %<

    %@

    <

    @

    %"% %"< %== %=! %=$ %=%Binding 0nerg/ 8eH:

       2  n   t  e  n  s   i   t  /

       8  c  o  u  n   t  s   A  s   :

    2-8),K:S-2-S

    2-8),K:

    2-8),K:

    2-8),K:

    )-/K%?

    2-S

    2-S

    2-N

    2-S

    2-N?

    2-N

    SC2-S

    SC2-N

    SC2-S

    SC2-S

    SC2-N

    )-/K

    )-/K

    )-/K

    )-/K%?

    6$/

    )-K

    C)-N

    C)-N

    P--

    )-

    S-)C

    P--)

    SC)--)

    PC

    / $s

    116

    XPS Basic aspects

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    XPS - Basic aspects

    -ra/s and electrons

    0ssence of P

    2nstrumental asects

    3eatures of a P sectrum

    4uantification

    )hemical shift

    Time line

    11>

    =istorical sur1ey of physical concepts

    Time line

  • 8/18/2019 Course I.a. XPS Basics

    118/120

    Source . /enet 11=

    teinhardt 6, erfass 05. [X-ra/ Photoelectron Sectrometer$D$

    ime line for XPSTime line

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    for chemical anal/sis\, *nal.&hem. 1"@1R &( 1@=@-1@"

  • 8/18/2019 Course I.a. XPS Basics

    120/120

    1st P sectrometer in Belgium U)L X 5.5. 3riiat$C$

    3irst commercial sectrometer 8Ke(lett Pac'ard X U#:$H

     #ngle 6esolved P 8#6P:, elius et al.$CE

    3irst -ra/ monochromator U. elius ] G. iegbahn$C&

    +ultitechnique s/stems$CC

    3ocused -ra/ beam and scanning imaging 8Q1@