Course Catalog - Learn Insurance Systems and Technology for Managers and ... and Real Estate CPE...
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101 Financial Solutions: Diagnosis and Remedy A Complete Guide to Investing A Guide to Tax Resolution: Solving IRS Problems A Master Guide to Personal Finance A Practical Guide To Mergers, Acquisitions, and Divestitures Accountant's Guide to Financial Management Accounting and Finance for Managers Accounting and Finance for Non-Financial Managers and Entrepreneurs Accounting for Earnings per Share Accounting for Management An Accountant’s Guide to Computers and Information Technology Analysis and Uses of Financial Statements Analysis of the Corporate Annual Report Analyzing Cost Data for Management Analyzing Financial Statements - Advanced Applied Operations Management: Manufacturing and Services Arbitration and Mediation Asset Basis Basic Business Essentials: Concepts and Tools Best Practices and Legal Ramifications of Records Control Code of Ethics and Practice Standards Commercial, SBA, Real Estate and Venture Capital Financing Complete guide to investing Computer Security: Crime and Fraud Protection Computer Security: Preventing Computer Crimes Cost Management: Accounting and Control Economic Analysis for Business and Strategic Decisions Effective Business Communications Electronic Commerce: Applications for Cyberspace Technology Ethics for Accountants Ethics for Real Estate Professionals Fair Housing Financial Concepts and Tools for Managers Financial Essentials for Nonprofit managers Financial Forecasting: Tools and Applications Foreclosures Fundamentals of Mortgage Lending Guide to Tax Resolution: Solving IRS Problems How to Organize and Run a Small Business Information Systems and Technology for Managers and Entrepreneurs Internal Control and Fraud Detection Investor Education Legal Environments of Business Managing and Improving Your Cash Flow Managing for Competitive Advantage Managing the Marketing Process Master Guide to Personal Finance Modern Budgeting for Profit Planning and Control Modern Supervision More Secrets of the MBA: Tools and Metrics Principles of Appraisals - Basic Principles of Banking Principles of Fraud and Consumer Protection Real Estate Accounting and Math Real Estate Financing and Investments Retailing: Brick-Mortar/Click-Mortar Revenue Recognition: Rules and Standards Secrets of the MBA: Concepts and Strategies Tax Exempt 503 (c )(3) Basics Techniques of Financial Analysis, Modeling, and Forecasting The Professional Financial Consultant: The Sarbanes-Oxley Act and Corporate Governance Understanding and Managing Organizational Behavior Understanding Economic Components Understanding Market Risks Understanding Research Analysts Recommendations Understanding the Appraisers Role Understanding the Economy Valuations: Businesses, Securities, and Real Estate CPE Emerging Markets Equities Equity Index Annuities Equity Securities Fixed Income Securities Fund Investment Objectives and Risk Futures – Branch Manager General Futures – Fund Managed Futures Futures – Fund Managed Futures General Hedge Funds Institutional Anti-Money Laundering Institutional Ethics Institutional Proprietary Sales and Training Institutional Suitability International Investing Introduction to TRACE Investment Advisor Investment Analysis Investment Company Securities Investment Risk and Policy Investments Liens, Taxes, and Foreclosures Limited Futures Managing Client Capital in Today’s Markets Managing Corporate Records Managing Electronic Communication Margin Accounts Margin and Long Margin Accounts Market Risk Factors Market Risk Management – The Four Stages Market Risks Mutual Fund Break Points and Share Classes Mutual Fund Compliance Mutual Funds NASD and Back Office Functions NASD and OTC Markets NASD Communication Standards Non-Deposit Investment Sales Program Non-Exchange Traded REITS Options Basic Options Trading Records – Management and Enforcement Records Control and Best Practices Reg D REITS Rule 144 Rules of FINRA Sales Management: Products and Services Securities Investments: Cash and Cash Equivalents Securities Investments: Derivatives Securities Investments: Equity Securities Investments: Fixed Income Securities Investments: International Investing Securities Investments: Investment Companies Suitability Suitability in Selling Currency and Commodities The Management of Capital The OTC Markets TRACE Trends in Market Risk Management Types of Investment Companies Types of Mutual Fund Investment Companies UIT Understanding Different Types of Security Investing Understanding Securities Training Understanding the Rules of FINRA Firm Element (continued) .com 13801 N. Mo-Pac Expwy Ste 100 Austin, Texas 78727 - P: 1.800.442.1149 - F: 512.857.8634 - E: [email protected] Course Catalog
Transcript of Course Catalog - Learn Insurance Systems and Technology for Managers and ... and Real Estate CPE...
101 Financial Solutions: Diagnosis and RemedyA Complete Guide to InvestingA Guide to Tax Resolution: Solving IRS ProblemsA Master Guide to Personal FinanceA Practical Guide To Mergers, Acquisitions, and Divestitures Accountant's Guide to Financial ManagementAccounting and Finance for ManagersAccounting and Finance for Non-Financial Managers and Entrepreneurs Accounting for Earnings per ShareAccounting for ManagementAn Accountant’s Guide to Computers and Information Technology Analysis and Uses of Financial StatementsAnalysis of the Corporate Annual ReportAnalyzing Cost Data for ManagementAnalyzing Financial Statements - AdvancedApplied Operations Management: Manufacturing and Services Arbitration and MediationAsset BasisBasic Business Essentials: Concepts and ToolsBest Practices and Legal Ramifications of Records ControlCode of Ethics and Practice StandardsCommercial, SBA, Real Estate and Venture Capital Financing Complete guide to investingComputer Security: Crime and Fraud ProtectionComputer Security: Preventing Computer CrimesCost Management: Accounting and ControlEconomic Analysis for Business and Strategic DecisionsEffective Business CommunicationsElectronic Commerce: Applications for Cyberspace Technology Ethics for AccountantsEthics for Real Estate ProfessionalsFair HousingFinancial Concepts and Tools for ManagersFinancial Essentials for Nonprofit managersFinancial Forecasting: Tools and ApplicationsForeclosuresFundamentals of Mortgage LendingGuide to Tax Resolution: Solving IRS ProblemsHow to Organize and Run a Small BusinessInformation Systems and Technology for Managers and Entrepreneurs Internal Control and Fraud DetectionInvestor EducationLegal Environments of BusinessManaging and Improving Your Cash FlowManaging for Competitive AdvantageManaging the Marketing ProcessMaster Guide to Personal FinanceModern Budgeting for Profit Planning and ControlModern SupervisionMore Secrets of the MBA: Tools and MetricsPrinciples of Appraisals - BasicPrinciples of BankingPrinciples of Fraud and Consumer ProtectionReal Estate Accounting and MathReal Estate Financing and InvestmentsRetailing: Brick-Mortar/Click-Mortar Revenue Recognition: Rules and StandardsSecrets of the MBA: Concepts and StrategiesTax Exempt 503 (c )(3) BasicsTechniques of Financial Analysis, Modeling, and ForecastingThe Professional Financial Consultant:The Sarbanes-Oxley Act and Corporate Governance Understanding and Managing Organizational Behavior Understanding Economic ComponentsUnderstanding Market RisksUnderstanding Research Analysts Recommendations Understanding the Appraisers RoleUnderstanding the EconomyValuations: Businesses, Securities, and Real Estate
CPEEmerging MarketsEquitiesEquity Index AnnuitiesEquity SecuritiesFixed Income SecuritiesFund Investment Objectives and RiskFutures – Branch Manager GeneralFutures – Fund Managed FuturesFutures – Fund Managed Futures GeneralHedge FundsInstitutional Anti-Money LaunderingInstitutional EthicsInstitutional Proprietary Sales and TrainingInstitutional SuitabilityInternational InvestingIntroduction to TRACEInvestment AdvisorInvestment AnalysisInvestment Company SecuritiesInvestment Risk and PolicyInvestmentsLiens, Taxes, and ForeclosuresLimited FuturesManaging Client Capital in Today’s MarketsManaging Corporate RecordsManaging Electronic CommunicationMargin AccountsMargin and Long Margin AccountsMarket Risk FactorsMarket Risk Management – The Four StagesMarket RisksMutual Fund Break Points and Share ClassesMutual Fund ComplianceMutual FundsNASD and Back Office FunctionsNASD and OTC MarketsNASD Communication StandardsNon-Deposit Investment Sales ProgramNon-Exchange Traded REITSOptions BasicOptions TradingRecords – Management and EnforcementRecords Control and Best PracticesReg DREITSRule 144Rules of FINRASales Management: Products and ServicesSecurities Investments: Cash and Cash Equivalents Securities Investments: DerivativesSecurities Investments: EquitySecurities Investments: Fixed IncomeSecurities Investments: International Investing Securities Investments: Investment Companies Suitability Suitability in Selling Currency and CommoditiesThe Management of CapitalThe OTC MarketsTRACETrends in Market Risk ManagementTypes of Investment CompaniesTypes of Mutual Fund Investment CompaniesUITUnderstanding Different Types of Security Investing Understanding Securities TrainingUnderstanding the Rules of FINRA
Firm Element (continued)
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13801 N. Mo-Pac Expwy Ste 100 Austin, Texas 78727 - P: 1.800.442.1149 - F: 512.857.8634 - E: [email protected]
Course Catalog
Anti-Money Laundering for Financial ProfessionalsAsset AllocationAsset Backed DebtAsset ManagementBack Office FunctionsBank Secrecy ActBankruptcyBusiness Conduct PracticesCapital Budgeting AnalysisCash and Cash EquivalentsClient SuitabilityCMOsCommunication StandardsCompliance Issues for Investment BankersCorporate BondsCorporate Bonds – BasicCorporate Finance for ProfessionalsCorporate Pension PlansDerivative SecuritiesDifferent Types of Security InvestmentsDirect Participation ProgramsDo Not Call Legislation and the Securities IndustryEconomics and AnalysisElectronic Communications I: Email Policies and PerilsElectronic Communications II: Email Policies in Action and Pertinent Legislation
Firm Element
Advanced SupervisionAgency OperationsAnti-Money Laundering for Insurance ProfessionalsBusiness Continuity PlanningBusiness WritingClosing with ConfidenceConsumer Protection LawEmployer PracticesEmployment Law Ethics and FraudEthics for Financial ProfessionalsEthics for Insurance Professinals - BasicEthics for Insurance Professionals - AdvancedFraud AwarenessGramm Leach Bliley ActInsurance Fraud AwarenessLegal and Moral IssuesLegal Responsibilities of the Insurance AgentManaging Electronic Communication for the Insurance Industry Mergers and Acquisitions Part I Mergers and Acquisitions Part IIMergers and Acquisitions Part IIIMutual Funds and EthicsNew Business DevelopmentNew EmployeePrinciples of InsuranceProactive SupervisionProspecting, Selling and ClosingSales Professional Success KitSarbanes-Oxley ActSeniors and Variable AnnuitiesSexual HarrassmentSpecialized Industry GAAPSuccessful Agency ManagementTelephoning
General401 (k)529 PlansAdvanced Mutual Funds (new)AnnuitiesCreating Value Through Financial ManagementCreating Value Through InnovationEstate Planning – AdvancedEstate Planning – BasicEvaluating Financial PerformanceHIPPA and COBRA ReviewHIPPA for Insurance ProfessionalsKeogh (HR-1O) PlansLife and Health PrelicenseLife, Health, Disability, and Long-Term Care InsuranceLife Insurance ConceptsLife LessonsLife SettlementsLong-Term Care Funding OptionsMedicareNew Trends in Life and HealthOverview of Life Settlement IndustryOverview of Life Settlements, Current Events, and Regulatory Update Professional Patterns of ManagementQualified Retirement, Retirement Plans, and IRAsSelling to Seniors (CA only)Top Ten Uses of Life InsuranceVariable AnnuitiesWills and Trusts
Life and Health
Adjuster LawCommercial General Liability InsuranceFlood InsuranceHomeowners and Dwelling InsuranceHomeowners Insurance II - LiabilityInland MarineInsurance Adjuster PrelicenseIntroduction to Homeowners Insurance and the Homeowners Policy Introduction to Personal Auto Insurance and the Personal Auto Policy Introduction to Property and Casualty and the Insurance Contract Liability InsuranceMold and the Insurance IndustryOcean MarinePersonal Auto InsuranceProperty and Casualty and the Insurance ContractProperty InsuranceThe Four Stages of Market Risk ManagementTime Element CoveragesTitle InsuranceWorkers Compensation
Property and Casualty
Series 6 - Investment Company/Variable Contracts RepSeries 7 - General Securities Rep ExamSeries 24 - General Securities Principal ExamSeries 26 - Investment Company ProductsSeries 63 - Uniform Securities Agent ExamSeries 65 - Uniform Investment Advisor LawSeries 66 - Uniform Combined State Law
Securities Prep
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13801 N. Mo-Pac Expwy Ste 100 Austin, Texas 78727 - P: 1.800.442.1149 - F: 512.857.8634 - E: [email protected]
