Corporate Practice 2009 Transaction Highlights
Transcript of Corporate Practice 2009 Transaction Highlights
Corporate Practice
2009 Transaction Highlights
Global legal counsel in 36 cities on three continents.
United StatesAnchorage, Austin, Boston, Charlotte, Chicago, Dallas,
Fort Worth, Harrisburg, Los Angeles, Miami, Newark,
New York, Orange County, Palo Alto, Pittsburgh, Portland,
Raleigh, Research Triangle Park, San Diego, San Francisco,
Seattle, Spokane/Coeur d’Alene, Washington, D.C.
EuropeBerlin, Frankfurt, London, Moscow, Paris, Warsaw
Middle EastDubai
AsiaBeijing, Hong Kong, Shanghai, Singapore, Taipei, Tokyo
Corporate Practice
2009 Transaction Highlights
The Corporate practice at K&L Gates, composed of 500 lawyers, provides full-
service corporate counsel to facilitate the structuring, fi nancing and successful
completion of acquisitions, divestitures, mergers, joint ventures/strategic alliances
and recapitalizations, and public and private debt and equity offerings. We serve as
counsel to publicly traded companies, privately held and venture-backed companies,
partnerships, private equity fi rms and other investment funds, management groups
and entrepreneurs. Our lawyers in the United States, Europe, Asia, and the Middle
East are highly experienced in cross-border M&A, securities, regulatory and fi nancing
transactions and maintain a balance between company side and capital markets
clients in virtually every industry.
K&L Gates 2009 Corporate Practice Transaction Highlights
Ahnu, Inc.Acquisition by Deckers Outdoor Corporation
Artifi cial Life, Inc.Strategic alliance with
3M Company
The Barbarian GroupMerger with Cheil Worldwide
Beam Global Spirits & Wine, Inc.
Dissolution of a four-way joint venture and formation of a two-way
strategic alliance
Betfair Group Limited (UK)Acquisition of ODS Technologies
BridgewaterSavings Bank
Merger with East Bridgewater Savings Bank
Carousel Capital PartnersAcquisition of COPAC, Inc.
Carousel Capital Partners and AGDATA, LP
Sale of equity interests in MedData Health, LLC
Carrier Commercial Refrigeration, Inc.
Sale of certain assets of the Tyler Refrigeration Division
Conesys, Inc.Sale of Jerrick, Inc. subsidiary to Carlisle Companies Incorporated
Continental AGSale of global public transit
solutions business
Covance Inc.Sale of Interactive Voice & Web
Response Services business
Crane Co.Acquisition of Merrimac
Industries, Inc.
EPCOR Power L.P.Sale of EPCOR Power (Castleton)
LLC
EPCOR Utilities Inc.Transfer of power generation assets and operations to Capital Power
Fuqing Guanwei Plastic Industry Co. Ltd.Reverse takeover of MD
Holdings Corp.
Halliburton CompanyAcquisition of DeepBlue
Technologies, LLC
Halliburton CompanyAcquisition of Wellbore Energy
Solutions, Inc.
Jettainer GmbHAcquisition of own shares
from Trenstar Inc.
JMP Group, Inc.Acquisition of Cratos Capital
Partners, Inc.
John Wagner Associates, Inc.Split-off and corporate
reorganization
LKQ CorporationAcquisition of Greenleaf Auto
Recyclers, LLC
Lance, Inc.Acquisition of certain assets of Stella D’oro Biscuit Co., Inc.
Liberty Tire ServicesAcquisition of
Utah Tire Recyclers, Inc.
Liberty Tire ServicesAcquisition of
Ridge Recyclers Incorporated
Liberty Tire ServicesAcquisition of Florida Tire
Recycling, Inc.
Microsoft CorporationAcquisition of certain assets
from Merck subsidiary Rosetta Inpharmatics LLC
Microsoft CorporationAcquisition of Interactive Supercomputing, Inc.
Novozymes Biologicals, Inc.
Sale of turf and landscapes applications business
The Odom CorporationPurchase of certain Alaska
Distributors Co. beer, wine and spirits distribution businesses
The Odom CorporationJoint venture with Southern Wine &
Spirits of America
Otis Elevator CompanyAcquisition of Lonsdale Elevator,
Inc.
Mergers & Acquisitions
K&L Gates 2009 Corporate Practice Transaction Highlights
Par Pharmaceutical, Inc.Acquisition of the worldwide
rights of Nascobal® Nasal Spray
PA SportsTicker, Inc.Sale of all of the issued and
outstanding capital stock of PA SportsTicker, Inc.
Pike Electric Corp.Acquisition of assets from Facilities
Planning & Siting, PLLC
Principle Capital Holdings S.A.
Acquisition of Principle Capital Investment Trust plc
ProEquine Group, Inc.Acquisition of RHE Hatco, Inc.
Residential Credit Solutions
Joint venture with FDIC with respect to Franklin Bank Assets
The Robinson Media Group
Acquisition of 11 Connecticut School of Broadcasting locations
Rotunda CorporationSale of Dutch subsidiary EzGov, B.V., including EzGov UK, Ltd.
Salem Press Inc.Acquisition of EBSCO Publishing
Sterling PartnersPurchase of controlling interest in
School of Rock LLC
Unanimis Holdings Limited
Sale to France Telecom/Orange Mobile
Unify CorporationAcquisition of AXS-One, Inc.
United Rentals (North America), Inc.
Acquisition of Leasco Equipment Services, Inc.
XMLaw, Inc.Sale to Thomson Reuters (Legal) Inc.
YGM Trading LimitedAcquisition of Asian intellectual
property rights for the Aquascutum brand
Aqua ResourcesFund Limited
Aqua Resources Fund Limited
Purchase of Series C convertible preferred shares in China Hydroelectric Corporation
Banc of America Strategic Investments
CorporationInvestment in Invenergy Wind LLC
BIA Digital Partners SBIC II LP
Senior secured loan to Hibernia Atlantic U.S. LLC
BIA Digital Partners II LPMezzanine fi nancing of Cross
MediaWorks, Inc.
BIA Digital Partners II LPSecured note and warrant
fi nancing of Manifest Solutions, LLC
Bridge Semiconductor Corporation
Convertible note bridge fi nancings
Cognitive Match LtdSeries A preferred stock fi nancing
ConnectEDU, Inc.Series C preferred stock fi nancing
Essex Woodlands Health Ventures
Series D convertible preferred stock fi nancing of Entellus
Essex Woodlands Health Ventures
Series A preferred stock fi nancing of Victory Pharma, Inc.
Halosource, Inc.Series D preferred stock fi nancing
HomePipe Networks, Inc.Convertible note fi nancing
Private Equity, Venture Capital, and Other Non-Public Financings
K&L Gates 2009 Corporate Practice Transaction Highlights
ITA Partners, Inc.Series A-2 common stock offering
JSK Therapeutics, Inc.Convertible note and warrant
seed fi nancing
KBI Biopharma, Inc.Series B preferred stock fi nancing
Laird Norton Company LLC
Investment in Class A Units of American Education Group LLC
Matrix Corporate Capital LLP
Secondary fundraising by Patagonia Gold plc, acted
for broker
MediQuest Therapeutics, Inc.
Series B preferred stock fi nancing
Navigation Capital Partners
Recapitalization of Quantapoint, Inc.
New Leaf Paper Co.Series A preferred stock fi nancing
Pacifi c Bioscience Laboratories, Inc.
Private placement
Pharmaca Integrative Pharmacy
Series F-4 preferred stock fi nancing
Pharmaca Integrative Pharmacy
Series G preferred stock fi nancing
PitchBook Data Inc.Series A preferred stock fi nancing
Plexus Fund I, L.P.Investment in Saf-T-Net, Inc.
Plexus Fund I, L.P.Investment in QualaWash
Holdings LLC
Plexus Fund I, L.P.Investment in MPD
Chemicals, LLC/Silar Labs
Plexus Fund I, L.P.Investment in Web Products, Inc.
Sabey Data Centers LLCFormation and fi nancing of LLC
for operating data centers
Schedulicity, Inc.Series A preferred stock fi nancing
Sittercity, Inc.Series A preferred stock
follow-on fi nancing
Thomas Raymond & Co.Seed fi nancing
TRA Global, Inc.Series B preferred stock fi nancing
Telecom Transport Management, Inc.
Series B-1 preferred stock fi nancing
TaiGen Biopharmaceuticals
Holdings LimitedSeries C preferred stock fi nancing
Triangle Capital Corporation
Triangle Mezzanine Fund, LLP investment in Frozen
Specialties, Inc.
Triangle Capital Corporation
Investment in Technology Crops, LLC
Triangle Capital Corporation
Investment in NewZoom, Inc.
Triangle Capital Corporation
Investment in Cecilware
Washington Research Foundation
Investment in Series B preferred stock of MicroGREEN
Polymers, Inc.
Zones, Inc.Convertible note fi nancing
ZST Digital Networks, Inc.Private placement
K&L Gates 2009 Corporate Practice Transaction Highlights
Allegheny EnergySupply Company LLC
Rule 144A offering
Allegheny Technologies Incorporated
Public offerings of senior notes and convertible notes and cash tender
offer for notes
Amherst Securities GroupMultiple Fannie Mae mortgage-
backed securities offerings
Arch Coal, Inc.Follow-on public offering and Rule
144A offering
Array Networks, Inc.Admission to Taiwan Emerging
Stock Market
Bank of AmericaVarious Ginnie Mae reverse
mortgage REMIC securities offerings
BNP Paribas Securities Corp.
Multiple Fannie Mae, Freddie Mac and Ginnie Mae mortgage-backed
securities offerings
Boise Inc.Secondary public offering
Capital Power Corporation
Rule 144A offering
Chimera Investment Corporation
Follow-on public offerings
Chimera Investment Corporation
Rule 144A offerings
China-Biotics, Inc.Follow-on public offering of
common stock
Coca-Cola Bottling Co. Consolidated
Underwritten offer and sale of 7% senior notes
CT Holdings (International) LimitedActing for the sponsor, Optima Capital Limited, on admission
to the Hong Kong Stock Exchange
DARA BioSciences, Inc.Registered direct offerings
PT Delta Dunia Makmur Tbk
Sale of 3,580,000,000 ordinary shares
Education Management Corporation
Cash tender offer for senior subordinated notes
Education Management Corporation
Initial public offering
Flow International Corporation
Follow-on public offering
Hecla Mining CompanyFollow-on public offering
Hecla Mining CompanyCommon stock PIPE
Horizon SecuritiesActing for the lead manager to
Cowealth Medical’s admission to Taiwan Emerging Stock Market
ICBC International Capital Ltd.
Initial public offering of Chu Kong Petroleum and Natural Gas Steel Pipe Holdings Limited, acting for the global coordinators, sponsors,
and the underwriters
Modern Media Holdings Limited
Initial public offering, acted for sponsor, ICBC International
Capital Ltd.
New Enterprise Associates
Common stock PIPE
PT Bukit Makmur Mandiri Utama
11.75% guaranteed senior notes
Seaspan, Inc.Represented Dennis Washington interests in $200 million Series A
preferred stock issuance
Public Offerings, PIPEs, andOther Institutional Financings
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Christopher M. [email protected]
Martin [email protected]
D. Mark [email protected]
Robert P. [email protected]
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K&L Gates includes lawyers practicing out of 36 offices located in North America, Europe, Asia and the Middle East, and represents numerous GLOBAL 500, FORTUNE 100, and FTSE 100 corporations, in addition to growth and middle market companies, entrepreneurs, capital market participants and public sector entities. For more information, visit www.klgates.com. K&L Gates is comprised of multiple affiliated entities: a limited liability partnership with the full name K&L Gates LLP qualified in Delaware and maintaining offices throughout the United States, in Berlin and Frankfurt, Germany, in Beijing (K&L Gates LLP Beijing Representative Office), in Dubai, U.A.E., in Shanghai (K&L Gates LLP Shanghai Representative Office), in Tokyo, and in Singapore; a limited liability partnership (also named K&L Gates LLP) incorporated in England and maintaining offices in London and Paris; a Taiwan general partnership (K&L Gates) maintaining an office in Taipei; a Hong Kong general partnership (K&L Gates, Solicitors) maintaining an office in Hong Kong; a Polish limited partnership (K&L Gates Jamka sp.k.) maintaining an office in Warsaw; and a Delaware limited liability company (K&L Gates Holdings, LLC) maintaining an office in Moscow. K&L Gates maintains appropriate registrations in the jurisdictions in which its offices are located. A list of the partners or members in each entity is available for inspection at any K&L Gates office.
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