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    Control Charts

    For Attributes

    To Accompany Russell and Taylor, Operations Management, 4th Edition, 2003 Prentice-Hall, Inc. All rights reserved.

    Mohammed Mokbil

    July 2008

    TOSHIBA EL-ARABY

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    Session 2.1 :

    Control Charts for

    Nonconformity

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    A nonconformity is a quality characteristic that

    does not meet specifications A nonconforming item has one or more

    nonconformities

    If there are 3 scratches on an item then number ofnonconformities is counted as 3

    Size of the sample is called as area of opportunity

    A unit may not be nonconforming, even though it hasseveral nonconformities.

    So, nonconformingdefects or nonconformities

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    Area of opportunityis the area that you arelooking for nonconformities

    Examples are 100 m2 of fabric, 10 TV sets,

    1 roll of paper This area must be chosen wide enough that

    there exist a number of nonconformities

    If the average number of nonconformities for aTV set is 0.08, then sample sizes of 50 would

    make sense (rather than 10)

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    Control Chart For

    Nonconformities (Defects)

    C Chart u Chart

    Control Chart forThe total number of

    nonconformities in a unit

    Control Chart forThe Average number of

    nonconformities per unit

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    Chart parameters :

    With standards given:

    Without standards given:

    Control chart for nonconformities

    { c Chart }

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    Example :In a process of manufacturing the circuit boards, the number of

    nonconformities was observed in 26 samples, each sample for

    reason of convenience was 100 boards. Construct a control

    chart to control the process.

    No. of

    nonconformities

    Sample No.No. of

    nonconformities

    Sample No.

    1914211

    1015242

    1716163

    1317124

    2218155

    181956

    3920287

    3021208

    2422319

    16232510

    19242011

    1725241215261613

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    Since the 26 samples contain 516 total nonconformities, we

    estimate c by

    c = 516/26 = 19.85

    Therefore, the trial control limits are given by :

    = 19.85 + 3 19.85 = 33.22

    = 19.85

    = 19.85 - 3 19.85 = 33.22

    Plotting the points on the control chart results the following :

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    We noticed that two points plot outside the control limits. 6 and 20

    Investigation of sample 6 revealed that new inspector hadexamined the boards in this sample and he didnt recognize severalof the types of nonconformities that could have been present.

    Furthermore, the unusually large number of nonconformities in

    sample 20 resulted from a temperature control problem in thewave soldering machine.

    Therefore, it seems reasonable to exclude these two samples and

    revise the trial control limits.

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    c = 472/24 = 19.67

    And the revised control limits are :

    = 19.67 + 3 19.67 = 32.97

    = 19.67

    = 19.67 - 3 19.67 = 6.37

    the estimate ofc now computed as

    These becomes the standard values against which production in

    the next period can be compared.

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    20 new samples, each of 100 boards are subsequently collected.

    No. of

    nonconformities

    Sample No.No. of

    nonconformities

    Sample No.

    18371627

    21381828

    16391229

    22401530

    19412431

    12422132

    14432833

    9442034

    16452535

    21461936

    These points are plotted on the control chart .

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    No lack of control is indicated, the process is in

    control on this level. However, The number of

    nonconformities per board is still unacceptably

    high.

    Management action is necessary

    to improve the process.

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    The number of nonconformities found on final inspection of a cassette deck

    is shown here. Can you conclude that the process is in statistical control?What center line and control limits would you recommend for controlling

    future production? What are the center line and control limits for a control

    chart for monitoring future production based on the total number of defects

    in a sample of 4 cassette decks?

    Deck No no of Nonconformities Deck No no of Nonconformities

    1 0 10 1

    2 1 11 0

    3 1 12 3

    4 0 13 2

    5 2 14 5

    6 1 15 1

    7 1 16 2

    8 3 17 1

    9 2 18 1

    Workshop :

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    Control chart for Average number of

    nonconformities per unit { u Chart }

    There is no reason why the sample size must be restricted toone inspection unit.

    We would often prefer to use several inspection units in thesample, thereby increasing the area of opportunity foroccurrence of nonconformities.

    Sample size should be chosen according to :

    - it should be large enough to ensure positive LCL.

    - to obtain a particular probability of detecting a process shift.

    - economic factors could inter into sample size determination.

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    to illustrate this suppose that we were to specify a subgroupsize of n = 2.5 inspection units.

    then, the sample size becomes 2.5 * 100 = 250 boards.

    to construct a chart once a new sample size has been selected.

    You can use a control chart based on the average no of

    nonconformities per inspection unit.

    m

    u

    u;n

    cu

    m

    1i

    i

    i

    ii

    ui: average number of nonconformities per unit in a sample.

    ci: number of nonconformities in sample i (n is not necessary be integer

    ni: size of sample i

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    Example :A personal computer manufacturer wishes to establish a control chart for

    nonconformities per unit on the final assembly line. The sample size is selected

    to be 5 computers. Data was collected in the following table for 20 samples.

    Average no. ofnonconformities per unit uiTotal no. ofnonconformitiesSample size nSample No. I

    2.01051

    2.41252

    1.6853

    2.81454

    2.01055

    3.21656

    2.21157

    1.4758

    2.01059

    3.015510

    1.89511

    1.05512

    1.47513

    2.211514

    2.412515

    1.26516

    1.68517

    2.010518

    1.47519

    1.05520

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    m

    u

    u

    m

    1i

    i

    We would estimate the average no. of nonconformities to be:

    = 38.60/20 = 1.93

    n

    u3uUCL

    uCL

    n

    u3uLCL

    = 1.93 + 31.93/5 = 3.79

    = 1.93

    = 1.93 - 31.93/5 = 0.07

    The Control chart is shown in the following fig.

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    Sample

    SampleCoun

    tPerUnit

    191715131197531

    4

    3

    2

    1

    0

    _U=1.93

    UCL=3.794

    LCL=0.066

    a control chart for nonconformities per unit

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    The preliminary data dont exhibit lack of

    statistical control ,

    The trial control limits above would be adopted

    for current control purposes. the process is in

    control on this level.

    Although the process is in control, the average

    number of nonconformities per unit is still

    unacceptably high.

    Management action is necessary

    to improve the process.

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    Demerit Systems for Defects

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    Session 2.2 :

    Control charts for Attributes

    with variable sample size

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    In some applications of the control chart for

    the fraction nonconforming, the sample is a100% inspection of the process output over

    some period of time.

    Since different numbers of units could be

    produced in each period, the control chart

    would then have a variable sample size.

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    Three Approaches for Control Charts with

    Variable Sample Size

    1. Variable Width Control Limits2. Control Limits Based on Average Sample Size

    3. Standardized Control Chart

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    Variable Width Control L imits

    Determine control limits for each individual

    sample that are based on the specific sample

    size. The upper and lower control limits are

    in)p1(p3p

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    Control L imits Based on an Average Sample Size

    Control charts based on the average sample size

    results in an approximate set of control limits.

    The average sample size is given by

    The upper and lower control limits are

    m

    nn

    m

    1ii

    n

    )p1(p3p

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    The Standardized Control Chart

    The points plotted are in terms of standard deviation

    units. The standardized control chart has the follow

    properties:

    Centerline at 0

    UCL = 3 LCL = -3

    The points plotted are given by:

    E l

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    ExampleNo. of nonconforming units DiSample size niSample No. i

    121001

    8802

    6803

    91004

    101105

    121106

    111007

    161008

    10909

    69010

    2011011

    1512012

    912013

    812014

    611015

    88016

    108017

    78018

    59019

    810020

    510021

    810022

    1010023

    69024

    99025

    ==

    S l ti

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    SolutionLCLUCLziDi / niDiniSample No. i

    0.11830.0090.0290.120121001

    0.19500.0330.1008802

    0.19500.0330.0756803

    0.1830.0090.0290.09091004

    0.1800.0120.0280.091101105

    0.1800.0120.0280.109121106

    0.1830.0090.0290.110111007

    0.1830.0090.0290.160161008

    0.1890.0030.0310.11010909

    0.1890.0030.0310.06769010

    0.1800.0120.0280.1822011011

    0.1770.0150.0270.1251512012

    0.1770.0150.0270.075912013

    0.1770.0150.0270.067812014

    0.1800.0120.0280.055611015

    0.19500.0330.10088016

    0.19500.0330.125108017

    0.19500.0330.08878018

    0.1890.0030.0310.05659019

    0.1830.0090.0290.080810020

    0.1830.0090.0290.050510021

    0.1830.0090.0290.080810022

    0.1830.0090.0290.1001010023

    0.1890.0030.0310.06769024

    0.1890.0030.0310.10099025

    Control chart using the var iable width control l imits :

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    Sample

    Proportion

    252321191715131197531

    0.20

    0.15

    0.10

    0.05

    0.00

    _P=0.0955

    UCL=0.1885

    LCL=0.0026

    1

    Control chart using the var iable width control l imits :

    Control char t using the average sample size :

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    Sample

    Proportion

    252321191715131197531

    0.20

    0.15

    0.10

    0.05

    0.00

    _P=0.0955

    UCL=0.1846

    LCL=0.0064

    1

    Control char t using the average sample size :

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    Notes on control char ts with var iable sample size :

    We must be careful in analyzing runs or abnormalpatterns on control charts with variable sample sizes.

    The problem is that a change in the sample fraction

    nonconforming must be interpreted relative to the

    sample size.

    Example: p = 0.2

    p1 = 0.28 p2 = 0.24

    n1 = 50 n2 = 250

    1 = 1.41 2 = 1.58

    It is clear that looking for runs or other random patterns

    is virtually meaningless here.

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    Tests for runs and pattern could safely be applied to the

    standardized control charts.

    The difficulty in the standardized control chart is large for

    operating personal to understand and interpret. As the actual

    fraction nonconforming has been lost.

    The standardized control charts is also recommended whenthe length of production runs is short.

    In Control charts for nonconformities with variable sample

    size, it will be very difficult to use these procedures with cchart because both the center line and control limits will

    vary with the sample size.

    The correct procedure is to use u chart.

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    Process Capabil i ty

    Tolerancesdesign specifications reflecting product

    requirements

    Process Stabil ity and Capabil i ty

    Once a process is stable, the next emphasis

    is to ensure that the process is capable.

    Process capability refers to the ability of a

    process to produce a product that meets

    specifications.

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    The Difference Between Capabil i ty

    and Stabil i ty?

    Once again, a process is capable if

    individual products consistently meetspecifications.

    A process is stable if only common

    variation is present in the process.

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    (b) Design specificationsand natural variation thesame; process is capableof meeting specificationsmost of the time.

    DesignSpecifications

    Process

    (a) Natural variationexceeds designspecifications; processis not capable ofmeeting specificationsall the time.

    DesignSpecifications

    Process

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    (c) Design specificationsgreater than naturalvariation; process iscapable of alwaysconforming tospecifications.

    DesignSpecifications

    Process

    (d) Specifications greaterthan natural variation, butprocess off center; capablebut some output will notmeet upper specification.

    DesignSpecifications

    Process

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    Control

    Capability

    Capable

    Not Capable

    In Control Out of Control

    IDEAL

    Process Capabil i ty and control

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