Contrato tanrich

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Transcript of Contrato tanrich

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TAN – MEX (9902)

TANRICH INVESTMENT CONSULTANT (OVERSEAS) CORP.

(For Customers located in Mexico City, Guadalajara & Monterrey)

Trading Facts Sheet of SFETC.

Forex Trading Hour

(Mexico City Time Zone)

Contract

Size

Minimum Prices

Fluctuation

Commission

(IN USD)

Initial Margin

(IN USD)

Japanese Yen

(YEN)

SUNDAY TO FRIDAY

18:30 (W) / 19:30 (S)

TO

14:00

YEN 12,500,000 US/YEN

0.01 100.00

(D) 1,000.00

(O) 2,000.00

Swiss Franc

(SFR) SFR 125,000

US/SFR

0.0001 100.00

(D) 1,000.00

(O) 2,000.00

British Pound

(STG) STG 62,500

STG/US

0.0001 100.00

(D) 1,000.00

(O) 2,000.00

Australian Dollar

(AUD) AUD 100,000

AUD/US

0.0001 100.00

(D) 1,000.00

(O) 2,000.00

Canadian Dollar

(CAD) CAD 100,000

US/CAD

0.0001 100.00

(D) 1,000.00

(O) 2,000.00

New Zealand Dollar

(NZD) NZD 100,000

NZD/US

0.0001 100.00

(D) 1,000.00

(O) 2,000.00

Euro

(EUR) EUR 125,000

EUR/US

0.0001 100.00

(D) 1,000.00

(O) 2,000.00

(D) Day Trade (O) Over-night Trade

(W) Winter (S) Summer

FOR STG, AUD, NZD, EUR = ( Selling Price – Buying Price ) X Contract Size X Unit of Contract

Countersigned by: __________________________________________

Customer’s Signature (s)

Date: _____________________________________________________

FOR YEN, SFR, CAD = (

Contract Size

Selling Price ) - (

Contract Size

Buying Price ) X Unit of Contract

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TANRICH INVESTMENT C O NS UL T A NT (OVERSEAS) CORP.

(For Customers located in Mexico City, Guadalajara & Monterrey)

LOCO London Gold / Silver I Platinum Trading Facts

Metals

Trading Hour

(Mexico Ci ty Time Zone)

Contract

Size

Minimum Prices Fluctuation

Commission

(IN USD)

Initial Margin

(IN USD)

GOLD (LLG)

SUNDAY TO FRIDAY

18:30(W) /19:30(S)

TO

14:00

100 Troy Ounces

US$0.10 per Troy Ounce

100.00

(D) 1,000.00

(O) 2,000.00

SILVER (LLS)

5000 Troy Ounces

US$0.01 per Troy Ounce

100.00

(D) 1,000.00

(O) 2,000.00

PLATINUM (PLT)

50 Troy Ounces

US$1.00 per Troy Ounce

100.00

(D) 1,000.00

(O) 2,000.00

(D) Day Trade

(W) Winter

(O) Over-night Trade

(S) Summer

FOR GOLD, SILVER, PLATINUM = ( Selling Price - Buying Price ) X Contract Size X Unit of Contract

Countersigned by: _____________________________

Customer’s Signature(s)

Date: ____________________________

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TANRICH INVESTMENT CONSULTANT (OVERSEAS) CORP.

SPOT FOREIGN EXCHANGE & PRECIOUS METALS

TRADING RULES & REGULATIONS

1. Margin:

All Currencies

Day Trade Overnight Trade

USD 1,000.00 per contract USD 2,000.00 per contract

2. Types of Trading Order:

Limit Order or Market Order 3. Placing an Order:

All orders must be placed by the customer or the customer’s authorized representative to Tanrich’s Dealing Room by the following procedure:

(i) (ii)

(iii) (iv)

(v)

customer / customer’s authorized representative must duly sign an order form; asking for quoting price; customer / customer’s authorized representative has to accept or refuse the quoted price immediately; should the customer / customer’s authorized representative accept the quoted price, he / she has to confirm thc following immediately:

(a) buy or sell (b) quantity (c) new or clearance order, the price of relative open positions;

Tanrich will reconfirm to the counter clerk at the local Dealing Counter the details of the executed order before hanging up the line and the counter clerk will reconfirm the same to the customer / customer’s authorized representative accordingly.

4. Daily Fluctuation:

No limit.

5. Floating Profit / Loss:

The Floating Profit / Loss is the unrealized profit / loss which results from the difference between the opening price and the current market price of the currency / Precious Metals.

6. Net Equity ( Effective Balance):

The Net Equity or Effective Balance is the balance in the customer’s ledger account at any given time, plus any Floating Profit, less any Floating Loss.

7. Interest:

Rates for the purpose of calculating the customer’s interest income and expenses will be adopted from such interest rates as quoted by recognized banks or other financial institutions.

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8. Margin Calls:

The customer will be called upon by Tanrich for additional margin when the Effective Margin of the customer’s account is less than 70% (calculated against the closing prices of each trading day) of the Necessary Margin. The amount of additional margin shall be an amount that would sufficiently restore the Effective Margin to the full amount of Necessary Margin required by Tanrich.

Additional margin must be deposited with Tanrich by Telegraphic Transfers or Cashier Orders before 14:00 (local time) of the next business day.

Telegraphic Transfers and / or Cashier Orders will only be considered received and accepted by Tanrich after Tanrich has received confirmation from the bank that such Transfers or Cashier Orders has been cleared. If the market continues to move against the customer’s position(s) during the time the customer’s Transfers or Cashier Orders is being held for bank clearance and the customer’s net equity is less than 30% of the Necessary Margin required by Tanrich, the customer’s position(s) will be settled or hedged in whole or in part by Tanrich at any market price(s) at Tanrich’s absolute discretion and without prior notice to the customer.

FAILURE of the customer, for whatever reason, to deposit the full amount of additional margin before the prescribed time will result in settlement or hedge of the customer’s position(s) in whole or in part by Tanrich at any market price(s) at Tanrich’s absolute discretion and without prior notice to the customer.

In the event if the customer has placed trading orders requiring margin in excess of the Effective Balance in his / her trading account, Tanrich will immediately notify the customer to liquidate the excess quantity of trading orders placed. Should the customer fail to place a liquidation order immediately or if the customer cannot be reached by Tanrich, Tanrich shall have the right to liquidate such quantity of over - traded contracts at the market price on the customer’s behalf. Any resulting profit / loss and expenses will be applied to the customer’s account.

9. Withdrawal:

A duly signed “Payment Instruction” must be submitted to Tanrich before 13:00 (local time) and payment will be made within 5 business days.

10. Inactive account service fee:

Any account with no transaction record (excluding fund withdrawal or deposit) and also only remain cash balance for over six months consecutively is classified as an inactive account.

A half-yearly service fee of US$100 will be levied on the inactive account and deducted from the account balance on 30 June & 31 December. In the event that the account balance falls short of the service fee of US$100, the available balance will be levied.

These Trading Rules and Regulat ions are subject to change by Tanrich.

Countersigned by:

Customer’s signature(s)

Customer’s authorized representative

Date: TAN-MEX (9902)

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TANRICH INVESTMET CONSULTANT (OVERSEAS) CORP.

Date:

Dear Sir/Madam,

Ref: Confirmation of Service

We, Tanrich Investment Consultant (Oversea) Corp., would take this opportunity to express our pleasure and honour to your goodself for appointing us as your agent /principal in SFETC & Precious Metals Trading. S ame appointment is accepted by us with effect from ________________________under A/C _________________

We acknowledge that you have appointed Mr./Mrs as your authorized representative. Please note that in respect of all and any contracts you will be deemed to have entered into the same upon your own judgement and at your sole risk, notwithstanding that you may have been advised by your authorized representative or Tanrich's staff, and you are further aware that none of your authorizedrepresentative or Tanrich's staff is authorized on behalf of Tanrich to give any representation or advice.

For the purpose of protecting your trading interests and the upkeeping of our company's reputation, we shall appreciate your co-operation on your immediate notification to us, should in the event/events any staff of our Company approaches you for favour such as:

(i) request for loans of monies; (ii) request for sharing of profit realised from trading; (iii) request to trade in/utilise your account.

In case whereby you have reasons to be displeased with the services of your authorized representative, you are at disposal to terminate his/her service and appoint a replacement. However, such cessation/reappointment could only become effective after receipt of your written notification.

Please be advised that all documents relating to your account will be sent to you by post to your last known address. Please notify us any change of your mailing address in future.

Once again, we would like to express our heartfelt thanks for your kind support and privilege given to us. Please do not hesitate to contact the undersigned if you have cause of complaints with regards to conduct or service of any staff our company or if there is any irregularity in the statement of your account.

Thank you and we are, yours faithfully.

For and behalf of Tanrich Investment Consultant (Overseas) Corp. ______________________________

Confirmed by: ___________________________

Operation Manager

TAN ·MEX(96-01)

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DISPOSICION PARA INVERTIR

Para: Tanrich Investment Consultant (Overseas) Corp.

174 Rua Pequim, S/N 8-D Centro Com. Kong Fat, Macau

Favor de completar las siguientes preguntas: SI NO

Nombre del cliente:

Firma del cliente:

1 Entiendo la política de cobro de comisiones de la empresa

2 Confirmo que he abierto una cuenta por mi propia iniciativa y/o

he dado permiso expreso a los asesores de Prime International

Analyst, S.C. para contactarme con el propósito de ofrecerme

información mas detallada, antes de decidirme a abrir esta cuenta.

3 Entiendo que la inversión en contratos de divisas y metales se

operan con base en apalancamiento financiero y que puede ser

altamente volátil. Un movimiento menor en el mercado se

puede traducir en una ganancia significativa o una perdida

significativa comparada con el deposito de margen inicial.

4 Entiendo la política de margen de Tanrich, y que podría sostener

una perdida total del margen inicial y de fondos adicionales

depositados con la compañía. En algunas circunstancias, podría sostener

perdidas superiores al monto total de mi inversión y seria responsable

por el déficit en mi cuenta.

5 Estoy de acuerdo en aceptar el riesgo que implica invertir en

contratos de divisas y metales.

6 Confirmo que el asesor de Prime International Analyst, S.C. no

me ha ofrecido ganancias garantizadas, ni tampoco me ha

ocultado el factor de riesgo de la inversión.

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REF 05

CLAUSULA DE REVELACION DE RIESGO. La Cláusula de Revelación de Riesgo forma parte integral del convenio del cliente. No lo firme hasta que usted (cliente), lo haya leído, entendido y esté de acuerdo en su contenido.

El riesgo de pérdida en la negociación de contratos de divisas a la vista (SFETC) y metales preciosos (PM), puede ser sustancial. Usted debe considerar cuidadosamente si tal negociación es conveniente para usted, a la luz de sus condiciones financieras y sus objetivos de inversión. Antes de operar, debe analizar lo siguiente:

1. Usted podría tener una pérdida total en exceso de los fondos del margen inicial, así como los fondos adicionales que usted llegara a depositar con Tanrich Investment Consultant (Overseas) Corp. “TANRICH” para establecer o mantener una posición de SFETC & PM. Si el Mercado se llegara a mover en contra de su posición, usted podría ser llamado por Tanrich para depositar fondos adicionales sustanciales en corto aviso, para mantener su posición. En caso de no proporcionar tales fondos dentro del tiempo prescrito, su posición puede ser liquidada o cubierta incluso en pérdida resultante que sería bajo su cuenta.

2. Usted puede colocar órdenes de “Paro de Pérdidas” con Tanrich para liquidar o

cubrir su posición cuando el Mercado alcance el precio que usted ha especificado; aunque la colocación de tales órdenes, tales como “Paro de Pérdidas” o “Límite de Pérdidas”, no necesariamente podrían limitar las pérdidas al monto intentado cuando las condiciones del Mercado hicieran imposible la ejecución de tales órdenes.

Esta breve declaración no incluye todos los posibles riesgos o aspectos significantes de las SFETC & PM, usted debe analizar con cuidado las SFETC & PM antes de operar. Favor de firmar la presente cláusula y devolverla a Tanrich. Tanrich no podrá operar sus ordenes hasta que haya recibido de usted la presente formula. Reconocimiento de la Cláusula de Revelación de Riesgo. Yo / Nosotros

Con domicilio en

Por medio del presente, confirmo que he / hemos recibido, leído, entendido y acordado en los contenidos de la Cláusula de Revelación de Riesgo. Guadalajara, Jalisco, a de del