Content Analysis of India’SNational Mision on Medicinal Plants

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    Content analysis of Indias National Mission on Medicinal Plants:

    Operational Guidelines Document: Issues and Responses

    Rahi Jain, Bakul Rao

    Abstract

    Resources play an important role in any health system functioning. This study focuses on National

    Mission on Medicinal Plants (NMMP) of India, which was initiated to promote Medicinal Plants

    (MPs) for providing sustainable resources supply to health systems both nationally and

    internationally. The study analyzed the missions documents available in public domain namelyoperational guidelines with its two amendments to understand the missions designing and evaluate

    the potential implementation impact. Content analysis of the documents was performed to identify the

    issues in the original operational guidelines and its response in the subsequent two amendments. The

    study identified 60 key issues in the original document related to the issues of document clarity;

    accountability and transparency of governance as well as financing and various stakeholdersrepresentation. The issues were partially addressed in two amendments indicating persistent

    inadequacies in the document design and unreliable decision-making. This study raises the awarenessregarding the various design issues and provides inputs for next amendment to improve missionsimplementation.

    Introduction

    Indian System of Medicine (ISM) has been an affordable, accessible and an acceptable system by

    people (Priya & Shweta, 2010) having low per capita income in India. The system allows India to

    improve its health status, while preserving its traditional medical system and has been a focus in Five

    year plan since independence along with allopathy or modern system of medicine (Planning

    Commission of India, 1951). ISM educational infrastructure of 504 institutions (1st

    April, 2011) and

    manpower of 712,121 doctors (1st

    January, 2011) in India is significant in comparison with 626

    allopathic educational institutions (2011-2012) including 291 dental colleges and 846,472 doctors

    (31st December, 2010) (Central Bureau of Health Intelligence, 2011). In addition to the codified

    system, there are around 1 million village-based, traditional ISM community health workers and 100

    million households with traditional knowledge related to various streams like primary healthcare and

    nutrition (Planning Commission of India, 2011). According to National Rural Health Mission

    (NRHM) report 2010, in places with good ISM services significant utilization of these services is seen

    even with availability of good public modern health services (Priya & Shweta, 2010) reflecting deep

    belief/trust in ISM system (Planning Commission of India, 1985). Importance of resources in

    determining health system effectiveness is recognized by the World Health Organization (WHO)

    (World Health Organization, 2000). The codified ISM uses around 2400 medicinal plants (MP)

    making medicinal plants as one of its most important resources (Ved & Goraya, 2008). With forests

    being the major source of MP, their overexploitation has lead to decreased natural stocks and raised

    issues regarding affordability and sustainability of the industry catering to ISM as well as modernsystem (National Medicinal Plants Board, 2008).

    In order to maintain and enhance ISM, importance of sustainable supply of several overexploited and

    threatened medicinal plants was recognized by India and a five year National Mission on Medicinal

    Plants (NMMP) scheme was launched in 2008. In addition to ISM, allopathic system also gets

    benefitted with this scheme due to their dependency on several medicinal plants for manufacturing

    drugs. The Department of AYUSH in Ministry of Health and Family Welfare (MOHFW) through

    National Medicinal Plants Board (NMPB) runs this mission (National Medicinal Plants Board, 2008).

    This mission is a central level scheme with focus on the commercial aspect of the medicinal plants

    with total budgetary allocation of Rs 63 million for year 2008-2012. The only mission document

    which has been published in the public domain is operational guidelines document and has been twice

    amended since its inception in 2008, first in June, 2011 (National Medicinal Plants Board, 2011) andsecond in January, 2012 (National Medicinal Plants Board, 2012) though mission was coming to an

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    end. The amendments of the operational guidelines documents indicate not only design and

    operational lacunae, but also the efforts to improve the implementation on the part of the department.

    The recommendation for continuation of the scheme was put forth by the Steering Committee on

    Department of Ayurveda, Yoga, Unani, Siddha and Homeopathy (AYUSH) for 12th

    Five Year Plan(Planning Commission of India, 2011). In the light of a possibility of furthering the scheme, it is

    imperative to analyze the mission both from the design as well as implementation perspective aslacunas can endanger the sustenance of the low cost ISM system. Further, analysis can help in

    predicting the future strategies which Indian Government can take as well as helping the decision

    makers by providing information about unaddressed issues. The paper attempts to analyze the mission

    design through documents. The objectives of the study are primarily to determine the issues with the

    original document in terms of its field implementation (2008- NMMP) and subsequently to determine

    its addressal in subsequent amendments.

    Methodology

    The method adopted for analysis of NMMP was the content analyses (CA) approach of the documents

    in the public domain namely the guidelines and its two amendments. The CA tool has been used as an

    alternate approach or in combination to surveys, archival studies and firsthand observations, foranalyzing documented work, for obtaining an individual or community or governmentsopinion/strategies/trend/behavior towards an issue or situation (Mills, 1985). This tool had been used

    by different researchers for analysis of health policies in health sector for Australia (Bail, Cook,

    Gardner, & Grealish, 2009), Belgium (Lemiengre, Dierckx de Casterl, Denier, Schotsmans, &

    Gastmans, 2008), Canada (Iannantuono & Eyles, 1997), Danish (Mygind, Traulsen, Nrgaard, &

    Bissell, 2011) and Pakistan (Siddiqi, Haq, Ghaffar, Akhtar, & Mahaini, 2004).

    For any guidelines put out by the government towards an implementation of a project/programme,

    various components such as current status or issues, targets, objectives and strategy need to be

    documented to achieve set goal/s. The strategy in itself has several sub-components like governance,

    stakeholders, financing and mission assessment. The governance plays a critical role for proper

    management and functioning of the mission. Stakeholders are important in a mission as they areaffected party. Financing determine the funds available to run the mission, while mission assessment

    will help in determine the efficiency of the mission. These components and sub-components can be

    used as the primary criteria to analyze the documents content. This document studied the originaldocument to find out the shortcomings followed by the response towards those shortcomings in the

    two amendments. In the original document, the first level analysis using these primary criteria was

    done by capturing the information provided by the documents through creation of objective questions

    under each criterion as mentioned in Table 1. This is followed by a second level analysis, where the

    original operational guidelines lacunae were identified and elaborated.

    Table 1: Selected criteria for document analysis with objective questions under each criterion

    Criteria First Level Questions Criteria First Level Questions

    Current Status or Issues Are any issues identified?

    Governance

    Is governance mentioned?

    Target Are target/s mentioned?Is accountability

    considered?

    Objectives Are objective/s mentioned?

    Stakeholder

    Are stakeholders

    mentioned?

    Strategy Are strategies mentioned?Is accountability

    considered?

    Financing Is Financing mentioned?Mission

    assessment

    Is assessment of mission

    mentioned?

    The responses in the two subsequent amendments were scrutinized vis--vis the issues identified in

    the eight segments of the original document. The responses which can be classified as eitheramendments or clarification/explanation obtained for the responses as well as no-responses can

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    provide inputs for obtaining the complete picture of the NMMPs mission and subsequenteffectiveness of the programme.

    Results and Discussions

    Issues in the Original Document

    Current status or issues: The missions operational guidelines (2008) have identified three issues.Firstly, the issue of sustainable supply of medicinal plants due to high dependency of wild sources

    and unsustainable harvesting from wild sources. It inherently assumes that the minor fraction which

    comes from cultivation uses sustainable cultivation and harvesting practices. Secondly, AYUSH

    system outreach and acceptability is an issue due to poor quality of the medicinal plants. The concept

    of quality is, however, not elaborated as it can be presence of adulterants, lower quantity of active

    ingredient or greater variability in the active ingredient in plant sample. Finally, poor global herbal

    market share is another issue which has been attributed to the major export in the form of raw herbs

    and extracts as well as poor quality compliance of the products. The document uses word herbal

    and AYUSH interchangeably which makes it difficult to understand the market share as variousnon-AYUSH systems like medicinal plants based allopathic drugs and traditional Chinese medicine

    can also form the part of the global herbal trade. NMPB came into existence in 2000 with one of theobjectives being domestic and global supply/demand scenario assessment (National Medicinal Plants

    Board, 2008). However, NMMP mission fails to provide the adequate basis for supply demand and its

    correlation with identified issues.

    The promotion of cultivation to address the issue of sustainable medicinal plant supply as well as

    AYUSH system outreach and acceptability has been based on following basic assumption. Namely,

    increase in cultivation will reduce harvesting from the wild and improve quality of medicinal plants

    but it does not address the strategies for reducing harvesting from wild. NMMP seems to assume that

    the higher demand than cultivated plant supply is the cause of collection from wild and ignores the

    contribution of other factors like the possibility of increasing demand and cost of collection in plants

    collection from wild. GAP/organic compliance are assumed to improve the quality and can help in

    creating better global outreach and acceptability of AYUSH system. However, they ignored the ideaof possibility of active ingredient content decrease through cultivation (Han, Mao, Yan, Ji, & Chen,

    2012; Schippmann, Leaman, & Cunningham, 2002). Promotion of value addition and processing is

    expected to increase Indias share in global market by creation of value added product. The missionfails to identify the importance of quality control at the value added products and does not recommend

    any strategy to address this issue which can be of grave concern in export. The reason for not

    addressing non-AYUSH domestic market (including allopathic drugs) while addressing non-AYUSH

    export market is not available. Such failures to appropriately identify the issues or to properly provide

    adequate background for identified issues create ambiguity in the document and makes recommended

    solution questionable.

    Mission Objectives: Main objectives of the mission include providing livelihood to farmers,

    improving AYUSH system and its acceptability and increase value added products export whilesecondary objectives include promoting cultivation, coordination and linkage between different users,

    creating linkage between allied services and market and implementing and supporting quality

    certification system for medicinal plants. In the light of absence of any background information

    regarding the current collection based system, the objectives fail to evaluate the impact on the current

    and future of the collection based system with promotion of cultivation and vice versa. The mission

    inherently assumes that collectors are responsible for poor quality and over-exploitation of medicinal

    plants from wild. In such a scenario, lack of guidelines for capacity building for collectors can affect

    their future livelihood/ seasonal employment. This may mean the shift in livelihood from collectors to

    cultivators, which may leave collectors with no permanent/seasonal livelihood option and cultivators

    with multiple livelihood options.

    Mission Targets: The mission document has mentioned about both qualitative and quantitativetargets which needs to be achieved by the end of this mission. Quantitative targets are set for the

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    and GAP/Organic certification. Indirect subsidies are provided by subsidizing the set-up of planting

    material unit, testing labs, post harvest management units, processing units and marketing activities.

    The infrastructure for establishing forward as well as horizontal linkages can be setup either in the

    designated cluster or outside the cluster (with linkage with the cultivation cluster). This strategy

    provides multiple options to the cultivators but this model of establishing infrastructure for forward

    and backward linkages outside the cluster is far from the idea of maintaining geographical proximity.

    The creation of clusters provide incentive to all users as it provides geographical proximity but lack of

    compulsion to have all types of infrastructure like labs, processing units, post harvesting management

    units, marketing units in a cluster questions the practicality of the cluster. Further, non-cultivation

    units are allowed to be set-up outside the cluster, which act as deterrent to have all types of

    infrastructure in cluster.

    The strategy to achieve rural livelihood target is not explicitly explained. It can only be implicitly

    predicted that main livelihood is expected to be generated from cultivation with some smaller

    contribution through employment in allied activities like processing, planting material generation,

    marketing, post harvesting management, field assessment studies and lab testing. This makes it

    unclear about whether livelihood is created by diverting people from existing livelihood or by creating

    new livelihood options

    There are certain aspects not considered by the strategy like no identification of plant tissue culture

    lab for providing planting material and no strategy to reduce harvesting from wild. On the other hand,

    certain strategy decisions are not explained. Firstly, the strategy to set up labs with ability to certify

    the value added products quality is mentioned without explanation. This strategy is possibly based on

    the assumption that the quality certified value added products can increase both trust on the AYUSH

    system and value of the product. Secondly, the strategy to reduce the dependence on wild by

    promoting cultivation is mentioned without considering the collection system.

    Governance: It is a four tier structure at centre level, state level, district level and cluster level. The

    centre NMPB level structure comprises of Standing Finance Committee (SFC) and Technical

    Screening Committee (TSC) with the head of both committees being the Secretary, Department of

    AYUSH. SFC members compose of MOHFW, Department of Science and Technology, Department

    of Biotechnology, Department of Agricultural Research and Education, Ministry of Environment and

    Forests, Ministry of Commerce, Ministry of Development of North Eastern Region (DONER), North

    Eastern Council, Ayurvedic Industry, Exporters, Growers association/federation, domain experts and

    NMPB official. TSC members compose of representatives from National Horticulture Board, Indian

    Council of Agriculture Research (ICAR), Council for Science and Industrial Research (CSIR),

    Department of AYUSH, North Eastern Council, Domain Experts and NMPB official.

    The state level governance is under State Level Steering Committee (SLSC) headed by the Additional

    Chief Secretary/ Agriculture Production Commissioner/ Development Commissioner with members

    from state government departments/boards like State Medicinal Plant Board (SMPB),

    Health/AYUSH, Horticulture/Agriculture, Industries, Forest and State Horticulture Mission along

    with members from NMPB, facilitation centers/central government institution and domain experts.

    Under SLSC, Technical Support Group/Technical Screening Committee and State Level

    Implementation Agency (SLIA) are constituted. The technical support group is comprised of

    academic institutions (like State Agriculture Universities), research institution (ICAR, ICFRE, CSIR),

    facilitation centers and experts. For SLIA, three different governance mechanisms have been

    recommended by central government to give the State choice of implementing agency based on

    agencys efficiency and effectiveness.

    In first mechanism, the SLIA is under State Horticulture Mission (SHM) which is currently

    implementing the National Horticulture Mission (NHM) in the state. The SHM acting as a SLIA will

    form a society with functional and implementation autonomy and will directly receive funds from the

    NMPB while coordinating with AYUSH, industries and SMPB for implementation. In this first

    mechanism the district level governing body can be either District Mission Committee (DMC) of

    SHM. The DMC members will comprise of representatives from concerned departments, grower

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    Figure 1: Basic Mission Proposal Sanctioning Process

    It has a decentralized functioning with preparation of the plans and implementation at the lowest level

    with sanctioning of the plans for financing at the higher level as shown in Figure 1. The structure

    lowest functioning unit is cluster which can be processing cluster (raw material is processed with orwithout cultivation) or cultivation cluster (raw material is cultivated). The cultivation cluster needsto have a link with a processing cluster or market/ exporter/trader or manufacturer though it does not

    mention of how the cultivation cluster can identify such links. The identified clusters annual plan will

    be prepared by the cluster level implementation agency which will be sent to the district level

    implementation agency or directly to the SLIA. The district level implementation agency will prepare

    a common district level annual plan which will be sent to SLIA. In the meanwhile, the activities

    mentioned in the cluster proposal and district proposal will be carried out by the users. SLIA in

    consultation with Technical support group will evaluate different district and cluster plans andselected plans will be integrated into the state level annual plan. The state level annual plan will be

    CENTRE LEVEL

    STATE LEVEL

    NMPB

    Standing Finance

    Committee

    Technical ScreeningCommittee

    Release of

    State Funds

    Release of

    District/Cluster Funds

    Release of Cluster/

    Other Activities Funds

    Release of

    Credit Funds

    Release of

    Non-Credit Funds

    For activities upto

    Cluster Level

    For Other Activities

    State Level

    Implementation Agency

    District Level

    Implementation Agency

    Cluster Level

    Implementation Agency

    BankCredit Settlement

    Applicant upto Cluster Level

    Applicants not in

    Cluster

    State Level

    Steering Committee

    Technical Support

    Group

    Proposal

    Cluster Level Plan and

    Other Activities Proposal

    District/Cluster Level

    Plan/Other Proposals

    State Level Plan

    Consultation

    Consultation

    Result

    State Level

    Plan Proposal

    State Annual

    Plan Proposal

    State AnnualPlan Proposal

    State Annual

    Plan Proposal

    LEGEND

    Proposal Sanctioning

    Process

    Proposal Financing

    Process

    Other Activities

    Proposal

    Cluster Level

    Plan

    Cluster Level

    Plan

    District Level

    Plan

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    sent to NMPB where it will be evaluated by the TSC and SFC for approval. The cluster and district

    identification is the state responsibility but identification process clarity is not clear. In second

    governance mechanism where agriculture ministry is SLIA with society formation at district level, the

    society role is unclear when cluster level agencies, KVK and ATMA can directly report to SLIA. The

    information related to the governance of cluster level implementation agencies created by DMC/DMD

    will govern the clusters for its implementation is not provided making it all the more difficult to

    understand the role and functioning of these agencies.

    The mission document fails to provide the adequate clarity on the functioning of the various

    governmental bodies especially the SHM and agriculture ministry and linkages thereof. The future

    possibility of SMPB as SLIA or any other active role other than the providing funds to agriculture

    ministry in case of first and third governance mechanism is not mentioned in the mission document.

    One of the plausible reasons for lack of providing active role could be assumed to be relatively new

    formation and lack of capacity and infrastructure. There is a lack of the information on the time lines

    for setting the governance structure. The mission document does not provide the mandate for the state

    agencies to declare their evaluation process for selection of various agencies for implementation at

    different levels, thereby making it difficult to evaluate the agencies for their progress. Moreover,

    mission lacks the provisioning for the databases for maintaining information related to progress and

    stakeholders.

    SLIA manpower requirements are not mentioned in terms of deputation from existing departments.

    The mission talks about acquiring contract staff for meeting manpower requirement, but it fails to

    provide information about the working levels and roles and responsibilities to be fulfilled at those

    levels.

    Mission has mentioned about provision of technical support to all types of units through the

    Facilitation Centers (FC) created in State Agriculture Universities (SAUs) and R&D institutions of

    CSIR/DBT. However, role and responsibilities and mechanism of reaching out to the potential and

    existing users like technology databases, adaptation of technology to local conditions and decision

    making tools for technology selection is not provided. This leads to an indirect assumption that any

    R&D for developing technologies of need to be done by cooperatives and SHGs, formed by poor

    people.

    Stakeholder: The mission has considered several stakeholders namely government ministries and

    departments, local level governing bodies/Panchayati Raj Institutions (PRIs), academic institutions,

    field experts, civil society organizations/non-governmental organizations (NGOs), local community

    groups, cultivators, industrialists and exporters. The stakeholders involved in making the committees

    of centre or state level are involved in all the main decision making activities namely higher level

    governance (centre/state level), local governance (district/cluster level), regulation, monitoring,

    technical assessment of proposals, financing and marketing. Stakeholders namely government

    ministries and departments, academic institutions, cultivators, industrialists and exporters are present

    in SFC, TSC, SLIA or state technical steering committee but the process of selection of representative

    of cultivators, industrialists and exporters as well as field experts is not provided. Academic

    institutions can even make decision about the technology information dissemination.

    Local governing bodies/PRIs, civil society organizations and local community groups are allowed to

    be involved but their involvement has been optional. Traders, gatherers and collectors have not been

    acknowledged as the stakeholder by the document indicating the strong possibility of leaving them

    unaccounted in any kind of decision-making. Stakeholders who have to receive financial assistance

    have a built in validation system but the mechanism for reporting and checks are very weak for other

    stakeholders.

    Financing: Finance requirements are for multiple purposes like pre-implementation studies

    (feasibility study and baseline surveys), creation of governance system at different levels, capacity

    building, functioning of FC, provisioning of subsidy and post-implementation studies. The totalbudgetary allocation for mission is Rs 63 million, but allocation of funds for each of the above

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    activities is not mentioned. Though, state based allocation of funds is not mentioned, state can use up

    to 5% of the state annual budget for management of the state level implementation which involves

    staff and consultant salary, annual plan preparation, monitoring, administrative expenses and exposure

    visits. The criteria for selection of 5% is not known as during initial years of mission state may need

    more funds to create the system while number of projects proposed by users may not be sufficient

    enough to meet those requirements. Further, the compensation given to contractual staff or any

    government official is not mentioned, which makes it difficult to understand the strategy to get

    involvement of manpower.

    The process of funds flow is complex. In case of SHM or SMPB as SLIA, the funds will be directly

    released to the state level society by the SFC at NMPB but in case of agriculture ministry as SLIA, the

    flow of funds would be from SFC to agriculture ministry either directly or indirectly through SMPB

    or State Health Societies. The role of State Health Societies and reason for using them as the

    intermediate to provide funds to agriculture ministry is not mentioned. The reason for such different

    mechanisms for funds flow is not explicitly justified.

    The words Financial assistance and Subsidies has been used interchangeably for the process ofproviding refund for the certain portion of the invested funds of the users. Financial

    assistance/subsidies process as mentioned in the operational guidelines is a centralized process(Figure 1) which is triggered with acceptance of the projects in state annual plan by SFC in

    consultation with TSC. These subsidies are provided for various activities like infrastructure set-up,

    planting material unit, cultivation expenditure, post harvest management unit, value addition unit,

    testing labs and marketing expenditure. However, there is no mechanism to ensure the timely sanction

    and release of the subsidies. SFC releases funds to SLIA which in turn provides those funds to district

    level agency or cluster level agency which distributes it to users directly or through cluster level

    implementation agency after confirmation of investment by the user.

    The document is unclear on two aspects; firstly, whether the investment by the user should be pre and

    post sanction of proposal and secondly, the process of release of sanctioned subsidy to the creditor

    bank or user (in case of financially stability proof through bank certificates). Though, the steps have

    not been clarified, it can be assumed that the process of approved funds release to the user involve

    two steps namely validation of the investment and subsequent release of the subsidy to users. The

    need for initial investment for any subsidy can dampen the interest of SHGs and financially weak

    users interest in scheme even if subsidy preference is given to them over others. A long subsidy

    process deters people with no financial strength to invest in the projects which would lead to the

    failure in the achieving mission objectives. Further, this mechanism, while deterrent for financially

    weak farmers, can create a possibility of contract farming where financially surplus industries/farmers

    can invest in cultivation for cultivators and purchase the produce. Thus, the whole purpose of

    financial subsidy to overcome financial constraint and promote medicinal plants gets lost. Lack of

    availability of the guidelines on the ways to get funds from the financial institutions like NABARD,

    SIDBI or local banks and no clarification for the development of financing guidelines by centre or

    state makes it difficult for the farmers/industries to setup cultivation or processing unit.

    Further, the information related to the subsidy given is not clear. The cultivation investment is high

    and deterrent for cultivators as no subsidy assurance for infrastructure and inputs like irrigation,

    power, fertilizer, pesticides is provided. Cultivation subsidy does not provide information on number

    of installments and number of cultivation cycles. While, agro-climatic conditions for selecting plants

    for cultivation is mentioned but agro-climatic conditions are not considered for determining the

    timing of sanctioning of the projects. The sanctioning of the subsidy either during or after cultivation

    season may force cultivator to wait for next season for making investment.

    Eligibility and extent of subsidy for various applicants is different as shown in Figure 3. In case where

    planting material is seeds namely Research Wing of State Forest Departments/Research

    Organizations/State Agricultural Universities (SAUs), Non-Governmental Organizations (NGOs) and

    Corporates are permissible for supplying planting material to cultivators. While, where planting

    material is plantlet nurseries namely public and private sector agencies are permissible for supplying

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    planting material to cultivators. While, comparing private (including NGOs) plantlet nurseries with

    private (including NGOs) seed producers more benefits provided to plantlet (including NGOs)

    nurseries both through subsidies and self-accreditation. However, while comparing government seed

    producers and government plantlet nurseries the benefits to both have been provided as former do not

    need certification while latter gets 100% subsidy with certification in hand. The certification for

    plantlet nurseries needs to be done by an accredited certification agency which will be identified and

    notified by the NMPB. Such a blanket support to plantlet nurseries both private and public as

    compared to seed producers especially for private nurseries (including NGOs) provides unfair

    competing grounds.

    In case of plantlet nurseries applicants, the size of the nursery in terms of number of plantlets

    produced will determine the amount of subsidy provided. Large nurseries producing 200,000-300,000

    plantlets per year will get subsidy on infrastructure with 100% subsidy of up to Rs 2 million for public

    nurseries and 50% subsidy of up to Rs 1 million for private nurseries. Small nurseries producing

    60,000-70,000 plantlets per year will get subsidy on infrastructure with 100% subsidy of up to Rs

    400,000 for public nurseries and 50% subsidy of up to Rs 200,000 for private nurseries. Further, the

    need for small nurseries to maintain plantlets for 9-12 months is important criteria as it plays crucial

    role in selecting medicinal plants as potentially medicinal plants with long gestation period are the

    only viable options in meeting the criteria. This criterion, though, will help the small nurseries to

    lower their operating cost due to lower throughput rate; it increases the risk for such nurseries due to

    lower number of options in terms of medicinal plants selection as well as longer time for recovery

    from the investment.

    In case of cultivation application, the applicants eligible for cultivation are growers, farmers,

    cultivators, growers associations/federations/cooperatives, self help groups and corporates. They canget subsidy for planting material, inputs (like fertilizers, pesticides, irrigation and power), process as

    well as product certification, crop insurance and product testing. Subsidy on planting material is based

    on the medicinal plant planted as plants with longer gestation period are given higher subsidy. It is

    mandatory for the cultivator to procure this planting material from NMPB sanctioned nurseries or

    seed centers. In case of agriculture inputs like fertilizers, pesticides, irrigation and power subsidy, is

    based on the need felt by the NMPB without giving clarification on the need assessment process.

    Overall, a state level subsidy cap of 30% on cultivation of medicinal plants is defined which may be

    difficult to achieve for the state due to following reasons. Firstly, a review of various medicinal plant

    subsidies revealed that more than 50% MP have subsidy exceeding 30%. Secondly, at the state level

    without any decision making tools/guidelines arriving at the state cap of 30% subsidy may lead to

    bias. The provision for state level cap only for cultivation does not seem to arise out of any proper

    reasoning. One of the probable reasons which could be assumed is that the subsidy of processing

    (25%) is comparable with state cultivation subsidy cap (30%), which will increase the possibility of

    higher representation of value added products in subsidy, but it can create the possibility of

    inadequate cultivation production due to low subsidy. GAP certification and organic farming

    certification subsidy of 100% with maximum of Rs 500,000/ha is provided. Crop insurance subsidy of

    50% of premium is provided. Product testing subsidy of 50% with maximum of Rs 5,000 is providedin case the laboratories used are AYUSH/NABL accredited laboratories.

    In case of marketing applicants, subsidy is provided for different purposes namely market promotion,

    market intelligence, buy back intervention and marketing infrastructure. Market promotion subsidy is

    provided on project basis for promotion of sale of medicinal plants (only those produced by the

    cultivators) with 50% subsidy of maximum Rs 500,000. Market intelligence activity aims at providing

    market information to growers. Buy-back intervention activity is aimed at increasing the buyer-seller

    linkage between growers and buyers. Project based financial assistance will be provided for market

    intelligence and buy back intervention activities. The information regarding the upper limit of number

    of projects for market promotion, market intelligence and buy back intervention and no specific

    eligible applicant list or eligibility of applicants is not provided. The applicants eligible for marketing

    infrastructure are SHGs, cooperatives and public organization with 100% subsidy with maximum ofRs 1 million for village level mandi and Rs 20 million for state/district level mandi.

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    Infrastructure set-up for post harvesting management and processing can be done by the applicants

    like government organizations, NGOs, federations, cooperatives, industry R&D unit, corporates,

    NABL accredited laboratories, SHGs, R&D institutions and universities. Industry R&D unit will be

    allowed only if it is duly registered and has more than three years of experience in the field, while

    government R&D institutions and universities do not need this criteria. There is a cap on investment

    for subsidy for infrastructure activities till which subsidy will be provided. Percentage of subsidy in

    case of drying sheds and storage godowns is100% for SHGs, cooperatives and public organization

    and 50% for private sector. Processing units are eligible for subsidy of 25% of the project cost for all

    users with maximum limit of Rs 5 million. These units are not provided any subsidy for product

    testing, which can be added cost burden for the start-ups due to strict product quality requirements

    especially in Europe and USA. Testing laboratories are eligible for subsidy of 30% of the project cost

    for all users with maximum limit of Rs 3 million; however they need to be set-up in Public Private

    Partnership (PPP) involving SLIA and NMPB. The document does not mention the need for these

    labs to be AYUSH/NABL accredited because if they fail to get AYUSH/NABL accreditation the

    subsidy of the government will be wasted as cultivators will use only AYUSH/NABL accredited labs

    for product testing. However, it may be assumed that the involvement of NMPB and SLIA in setting-

    up using the subsidy will ensure the AYUSH/NABL accreditation.

    The mission intends to promote weaker section, but no additional incentive for those people in the

    activities other than cultivation, post harvest management and marketing infrastructure. The lack of

    additional incentives in other activities is not explained making the intent questionable and efforts

    inadequate. It may be assumed that the mission finds the potential inability of weaker section to make

    investments in processing industry or laboratory set-up. A successful run of mission may allow

    weaker section to set-up processing industry or laboratories with provision of better incentives but

    such scenario has not been considered.

    The document fails to provide the mandate to provide the list of the various accreditation or

    certification agencies which can be approached by the applicants for certification except for the

    plantlet nurseries. This increases the difficulty for the applicants to get access to subsidy in cases

    where certification is required for subsidy. Further, it de-incentivizes applicants to aim for better

    process and product quality standards. The document does not make quality certification mandatory

    for several activities like government seed centers, private nurseries, cultivation, testing laboratories,

    processing units and marketing infrastructure which make it difficult to achieve the objective of

    improving AYUSH system and increasing exports due to possibility of availability of sub-standard

    product quality. Further, this will make it difficult for them to compete with the existing collection

    based system as both cultivation and collection based system may end having same quality issues.

    Mission Assessment: Mid-term and end term monitoring and evaluation of the scheme is the

    proposed strategy. The activity of monitoring and evaluation is to be carried out by the project

    management unit formed by project management consultants and support staff both at the centre and

    state level. However, it is not mentioned if consultants have to be same or different for centre and

    state level which creates ambiguity. Lack of involvement of third party monitoring unit allows thepossibility of missing issues due to non-user stakeholder accountability. The ambiguity in the

    consultants selection makes it difficult to assess the transparency of the assessment.

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    Figure 3: Linkages between different components of herbal industry and subsidies provided to different components

    PLANTING MATERIAL

    PRODUCTION UNIT

    SEED PRODUCERSEligible Producers: NGOs, Goverment,Corporates

    CULTIVATION

    PLANTLET PRODUCING NURSERYEligible Producers: NGOs, Government,Corporates

    1. Subsidy not provided for setup

    2. Certification not complusory forgoverment agency

    1. 100% subsidy for government

    agency for setup

    2. 50% subsidy for others for setup

    3. Certification compulsory for

    government agency

    4. Others are allowed self-

    accreditation

    PROCESS/PRODUCT CERTIFICATION(Optional)

    MEDICINAL PLANTS CULTIVATORS

    Eligible Producers: Cultivators,Corporates, SHGs, Growers associations/federations/cooperatives

    Planting Material

    1. Subsidy based on plant

    Inputs (Irrigation, Power,

    Water, Agrichemicals)

    1. NMPB needs based subsidy

    Produced Product Testing

    (Optional)

    1) 50% Subsidy

    2) NABL/AYUSH accredited Lab

    for subsidy

    CROP INSURANCE(Optional)

    1. 100% Subsidy is provided to

    cultivator for getting certification

    1. 50% Subsidy is provided on

    insurance premium to cultivators

    POST-HARVEST MANAGEMENT

    DRYING SHEDS AND STORAGEFACILITIESEligible Developer: SHGs, Cooperatives,

    Government Agency, Corporate

    1. 100% subsidy for government

    agency, SHGs and cooperatives

    to setup

    2. 50% subsidy for others to setup

    PRODUCT TESTING LABORATORIES

    1. 30% Subsidy is provided for setup

    2. Setup as Public Private Partnership

    (PPP) between Private, State Level

    Implementation Agency and NMPB

    PROCESSING UNITS

    Eligible Developer: NGOs, SHGs,Government organizations,

    Federations, Cooperatives, Corporates,Industry R&D unit, NABL accreditedlaboratories, R&D institutions and

    universities

    1. 25% subsidy for all to setup

    2. Registered and 3 years experience

    for Industry R&D unit

    SALE OF PRODUCT

    EXPORTERS/TRADERS

    Procurement and sale of value addedas well as raw products

    MARKETING

    MARKET PROMOTION

    Eligible applicant not specified

    MARKET INTELLIGENCE

    Eligible applicant not specified

    1. Project based subsidy is provided to

    applicant

    BUY-BACK INTERVENTION

    Eligibile applicant not specified

    MARKET INFRASTRUCTURE

    Eligible Producers: SHGs, cooperativesand government organization

    1. Project based subsidy is provided to

    applicant1. Project based subsidy is provided to

    applicant

    2. 50% Subsidy is provided

    1. 100% subsidy is provided for village,

    district and state level setup

    LEGENDMain Components/Links

    Linkages subsidized bythe document

    Linkages not subsidized by

    the document

    Cultivators to buy

    only certifiedplanting material

    Cultivators can getGAP/Organic

    certification

    Cultivators can get

    Crop Insurance

    Cultivators can storetheir produce

    Cultivators can getProduct Quality

    Tested

    Sale of raw productsto processing

    industries

    Sale of Valueadded product

    to exporter/trader

    Sale of product

    to targetconsumer

    Sale of raw product to exporters/traders

    Product Quality Testingduring storage

    Value Added ProductQuality Testing

    Cultivators productcan be promoted

    Promotion of product by exporter/traderPromotion of

    Value addedProducts

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    Mission Targets

    12 Various quantitative targets have been given but no baseline for all targets is provided. Modification No No

    13Cultivation products are expected to feed into the processing but no targets are given for forward

    linkages of the cultivation based indicatorsModification No No

    14Value added product is given importance in terms of ability to improve global trade yet no

    quantitative indicator for value added productsModification No No

    15 Total Medicinal plant production was not considered as issue yet it is considered as mission target. Clarification No No

    Mission Strategy

    16 The clusters creation is proposed for promoting mission but definition of cluster is not provided. Clarification Yes Yes

    17 No consideration of externalities like commercial crop intervention, land use pattern and localbiodiversity is given.

    Modification No No

    18Geographical proximity is assumed as the key for the mission success but inadequate restrictions and

    incentives are mentioned to maintain geographical proximity of non-cultivation activities.Modification Yes Yes

    19It may be assumed that cultivation promotion may be the major livelihood source in rural areas but no

    explicit strategy to achieve rural livelihood target is explained.Clarification No No

    20Financial support to certain types of plant material units is provided while other units are ignored

    without any clarification.Clarification No Yes

    21No explanation is provided behind functioning of the strategy to reduce harvesting from wild by

    promoting cultivation without focusing on collection system.Clarification No No

    22

    The mission current status/issues, objectives or targets did not focus on the value added products

    quality but focus to value added products quality certification in mission strategy is given with no

    explanation.

    Clarification No No

    Mission Governance

    23

    SHM is running in mission mode and no clarification has been provided on the status of SLIA society

    formed under SHM once the SHM mission is over Clarification No No

    24The CEO is needed for running an SLIA under SMPB but no clarification is provided for a need togive such directions, when SHM and agriculture ministry are given no such directive.

    Clarification No No

    25 CEO is needed for SLIA under SMPB but no eligibility criteria for its selection are given. Clarification No No

    26In case of SMPB as SLIA, no reason is given for having only KVKs and ATMAs as District Level

    Implementation Agency.Clarification No No

    27 In case of SHM as SLIA, various agencies were mandatorily involved at district level decision Clarification No No

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    making but in case of agriculture ministry no such mandate is provided without providing any reason.

    28The formation of society at the different level in different governance is mentioned but no clarity onrole of different societies is provided if state agriculture ministry absorbs the SLIA under SHM or

    vice versa

    Clarification No No

    29The cultivation cluster needs to link with the market but no clarification is provided on the process bywhich cultivation cluster can identify such links.

    Clarification No No

    30State is given responsibility to identify cluster and district without explaining the identificationprocess.

    Clarification No No

    31The role of district level societies is not clarified in case of direct reporting of clusters, ATMAs andKVKs to the SLIA

    Clarification No No

    32 District level agency is supposed to govern the cluster but the mechanism of governance is notclarified

    Clarification No No

    33The mission fails to provide the adequate clarity on the functioning of the various governmental

    bodies and linkages thereofClarification No No

    34 The information regarding the timelines for setting up the governance structure is not provided Modification No No

    35The selection of implementation is at the state's discretion but there is lack of mandate for state to

    declare their evaluation process for selection of agenciesModification No No

    36 Mission lacks provisioning for databases to maintain information related to progress and stakeholders. Modification No No

    37Manpower requirement for this mission is identified but no clarity is provided about the workinglevels and roles and responsibilities to be fulfilled at those levels as well as about manpower

    deputation from existing departments.

    Clarification No No

    38The state has mentioned about the FC to provide technical support to the applicant but their role andresponsibilities are not clearly defined

    Clarification Yes Yes

    Mission Stakeholder

    39The many stakeholders representative are involved at centre and state level governance but no clarityis provided on their selection process.

    Clarification No No

    40Traders, gatherers and collectors have not been acknowledged as the stakeholder for decision makingby the document though they play an important role in running of herbal trade.

    Modification No No

    41The accountability mechanism has been provided for applicants of subsidy but for other stakeholders

    and job and responsibilities no reason for very weak mechanism for reporting and checks is provided.Modification No No

    Mission Financing

    42 Funds are provided for the mission but its allocation is not adequately clarified. Clarification No No

    43 The information about flow of funds from centre to state is given without clarification on need for Clarification No No

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    multiple funds release mechanism.

    44The sanctioning of the process is centralized but no information is provided on the mechanism toensure the timely sanction and release of the subsidies.

    Clarification No No

    45

    Subsidy will be given to applicant only if him/her has performed the applied activity but no adequate

    information is provided about the time when he/she should make investment for his/her proposal andthe process of release of sanctioned subsidy to the applicant.

    Clarification Yes Yes

    46This mission aims to provide opportunities to small and marginal farmers but requirement of initialinvestment can be challenge for them especially with no appropriately recommended support

    mechanism to enable the groups of these to get access to initial investment.

    Modification No No

    47

    Subsidy is provided for cultivation but no adequate information is provided about subsidy for

    cultivation infrastructure and inputs, number of instalments in which subsidy is given and number ofcultivation cycles for which subsidy is available.

    Clarification Yes Yes

    48Subsidies is provided to various planting material units setup but clarification is not adequatelyprovided for giving unequal benefits (financial and non-financial) to different planting material units.

    Clarification No Yes

    49 A state level cap is put on the cultivation subsidy for which no clarification is provided. Clarification Yes Yes

    50Subsidy for marketing activities is provided but no adequate clarity is provide about the eligible

    applicants and number of projects limits in certain cases.Clarification Yes Yes

    51

    Industry R&D unit is allowed to get subsidy for post harvesting management, processing and

    laboratory setup but no clarity is provided on making eligibility process more stricter for them as

    compared to their government counterpart.

    Clarification No No

    52Mission intends to promote value added products but no mandate is provided for lack of any subsidy

    for quality testing of value added products.Modification No No

    53Mission provides subsidy for laboratory setup but no mandate is provided for their AYUSH/NABL

    accreditation when cultivators will use only AYUSH/NABL accredited labs for product testing.Modification No No

    54

    Mission intends to promote weaker section, but there is lack of clarification for no additional

    incentive for those people in the activities other than cultivation, some post harvest management and

    marketing infrastructure

    Clarification Yes Yes

    55

    Mission wants the applicant to get certification for products and activities but accessibility to these

    agencies can be an issue. Since, the document fails to provide the mandate to provide the list of the

    various accreditation or certification agencies which can be approached by the applicants for

    certification except for the plantlet nurseries.

    Modification No No

    56Mission intends to promote better quality products but it inability to provide mandate for certification

    of various activities makes the achievement of the desired objective difficult.Modification No No

    Mission Monitoring and Assessment

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    57The monitoring is important to learn from mistakes but no reason is provided for only single

    monitoring during the implementation of whole plan.Clarification Yes Yes

    58Consultants are needed for mission monitoring and assessment both for state and centre but no clarity

    provided about whether the consultant for state and centre has to be same or different.Clarification Yes Yes

    59 The selection of process of consultants is not clarified in mission. Clarification Yes Yes

    60 The monitoring is done without any third party involvement. Modification Yes Yes

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    Responses observed in the two Amendments

    The complete list of 60 issues identified from the eight segments of the original document have been

    classified on the basis of the required solution type as those requiring explanation/clarification and

    those requiring modification as shown in Table 2. The study tried to analyze these issues responses by

    performing intra as well as inter document analysis. Two-third of the issues are of clarification type

    where more information is needed to have better understanding, while one-third of the issues are

    modification type which unless addressed can create a possible undermining of efforts and intent of

    the NMMP. While, the two amendments tried to address issues, the four segments namely current

    status/issues, mission objective, mission target and mission stakeholders have not been addressed. In

    the other four segments, three out of seven strategy issues (43%), one out of 16 governance issues

    (6%), six out of 15 financing issues (40%) and four out of four regulation issues (100%) were

    addressed. Twelve issues were addressed in the 1st

    amendment in which 10 issues were of

    clarification type and 2 issues were of modification type as shown in Table 3. Out of the 10

    clarification type issues in 1st

    amendment, seven responses were of clarification type, two responses

    were of modification type and one response was of both clarification and modification type. One of

    the two modification type responses was re-responded in 2nd

    amendment with modification.

    The two modification type issues identified in the original document were responded with

    modification in the 1st

    amendment out of which one issue was responded with modification, while

    other received both clarification and modification which was readdressed in second amendment with

    more modification. In addition to these issues, two additional clarification type issues were responded

    only in the 2nd

    amendment with modification, taking total of issues from original document with

    response to 14. Amongst the mission strategy issues, the issue of cluster definition (Issue no. 16) was

    addressed clearly in first amendment by providing clarity on it size as the region comprised of

    maximum 3 adjoining villages in which there will be at least 5 farmers cultivating minimum of 2 ha

    of land for medicinal plants. No further changes were made in the second amendment.

    The issue of geographical proximity (Issue no. 18) was responded in first amendment both by

    providing clarifications as well as modifications. The clarification given helped to provide greaterclarity on the financial subsidy eligibility based on the people and location of installation of non-

    cultivation activities like processing and post-harvesting units. According to the clarification, public

    sector and panchayats were allowed to claim subsidy to set-up units for non-cultivation activities

    anywhere provided they can link with cultivation cluster. However, private sector players were

    restricted to setup non-cultivation units only inside industrial estate/zone/park/cluster/area designated

    by the competent authority in a state for claiming subsidy with an exception of

    organizations/companies of farmers who could claim subsidy for setting-up units anywhere provided

    they can link with cultivation cluster. Further, in order to make geographical proximity more

    attractive, an explicit reference to permit provision of services to non-shareholders on payment basis

    is provided as modification in the document which will make the unit more financially stable.

    In an effort to enhance commitment of private sector players, subsidy could be provided only throughSpecial Purpose Vehicle (SPV) which needs to comprise of at least 10

    enterprises/company/firms/partnership firms/producers company/traders/co-operative with Rs500,000 corpus fund provided by all the members in SPV bank account and having 2 acres of land in

    target industrial estate/zone/park/cluster/area designated by the competent authority in a state. For the

    cultivator groups while the permission to set-up units anywhere and requirement of SPV for set-up

    inside industrial estate/zone/park/cluster/area designated by the competent authority in a state which

    can potentially cause the failure of the geographical proximity solution. This disincentive was

    recognized and addressed by the government as the modification in the 2nd

    amendment was made by

    simply removing the explicit line ofSPV necessity from the mission document. However, SPV canstill be formed by private players to access benefits such as direct approach for funds through Scheme

    Monitoring Committee (SMC) and financial support up to 60% of project cost with maximum limit of

    Rs 100 million with a mandate of either available laboratory or set-up of laboratory by SPV. As perthe 2

    ndamendment, the number of private entities which must be enrolled for SPV is ambiguous with

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    15 given in one place and 10 given in another place. The government efforts to simultaneouslyattract committed private players in the sector and maintain geographical proximity would reach

    better clarity if certain ambiguities are addressed. The issue oflimited planting material productionmethods promotion (Issue no. 20) has been addressed in the second amendment by permitting plant

    tissue culture units under subsidy scheme which indicates the effort of NMMP to support every

    possible activity linked to herbal trade.

    Amongst the governance issues, the issue of FC roles and responsibility (Issue No. 38) is addressedin a limited manner in 1

    stamendment, in that role and responsibility focused mission monitoring and

    mentoring activities. The FC personnel have to visit the subsidy holder at least once every six months

    and monitor the status of the mission and provide mentoring to the people.

    Amongst the financing issues, issue of sanctioned subsidy release process (Issue No. 45) wasaddressed with limited clarification only for certain activities namely cultivation and market

    promotion in 1st

    amendment and SPV based activities in 2nd

    amendment. In case of cultivation,

    cultivators can get subsidy sanctioned for the same land only once in the three years, which is

    provided in one to three installments over a period of one to three years based on the medicinal plant

    used. Annual plants will receive complete subsidy in one installment in first year itself. However, no

    mention had been made about the timing of the subsidy release with respect to the growth of plants.Shrubs and climbers subsidy would be released in two installments with 75% of total subsidy

    provided in the first installment in first year and remaining 25% installment in second installment in

    second year provided the adequate progress was made in the first year. Tree crops and woody

    climbers subsidy would be released in three installments with 65% of the sanctioned subsidy will be

    given in first year and remaining subsidy of 20% and 15% of total sanctioned subsidy in second and

    third year based on the progress in the first year and second year respectively. However, in case of

    shrubs, climbers, tree crops and woody climbers, no explicit mention of the progress criteria which

    will be checked for subsidy release is mentioned. This addressal of cultivation subsidy release also

    partially addresses issue of cultivation subsidy pattern (Issue No. 47) which is otherwise notaddressed in any of the amendments.

    In case of clarification made for market promotion in 1st amendment ofIssue No. 45, applicants willget 50% of the sanctioned subsidy before the start of the activity and 50% after the finishing up of the

    activity. SPV based non-cultivation activities were not mentioned in the original document but these

    activities sanctioning process had been clarified in the 2nd

    amendment as per which funds will be

    released in three installments of 20%, 40% and 40%. First installment of funds will be released with

    final approval of project. 2nd

    installment release will be done once 60% of 1st

    installment funds are

    used and proportionate expenditure is shown. Similarly, 3rd

    installment is released once 60% of total

    of 1st

    installment and 2nd

    installment funds are used and proportionate expenditure is shown.

    The issue of unequal treatment meted out to different planting material production units (Issue No.48) had been addressed in the 2

    ndamendment. Both seed production units and plant tissue culture

    units have been provided subsidy without the provision of back ended subsidy. In case of plantlet

    based nurseries, norms have been made easier while keeping the back-ended subsidy in place. The

    subsidy for seed production unit for public sector is 100% with maximum of Rs 50,000/ha limited to

    2.5 ha/beneficiary is provided. In case of private sector, 50% with maximum of Rs 25,000/ha limited

    to 2.5 ha/beneficiary is provided. In case of Plant tissue culture units, the subsidy for public sector is

    100% with maximum of Rs 5 million/unit is provided for producing 500,000 plantlets per year. In

    case of private sector, 50% with maximum of Rs 2.5 million/unit is provided for producing 500,000

    plantlets per year. In case of plantlet nurseries, the norms have been made easier with the increase in

    subsidy by 25% for large nurseries and 56.25% for small nurseries. The plantlets production

    requirement is reduced for both large and small nurseries to 50,000 plantlets/ year. However, no

    reason is provided for higher increase in subsidy for small nurseries as well as maintaining same

    lower limit for both large and small scale nurseries.

    The issue of state cap on cultivation subsidy (Issue No. 49) had been addressed in bothamendments. In first amendment, the subsidy is increased from 30% to 35% and in the second

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    amendment cap is removed altogether indicating the promotion of the mission itself. Marketingissues of inadequate information on the eligibility criteria, number of projects and project type for the

    subsidy (Issue No. 50) had been addressed in a limited manner in the 1st

    amendment. Marketing

    intelligence activities carried out by implementation agencies will be considered for subsidy and can

    get 100% subsidy of about Rs 1million/project with limit of 10 projects per year per state. Buy-back

    intervention subsidy is given to the industry. Procurement cost subsidy is provided to the industry

    which can be up to 10% of the procurement cost with 75% subsidy given to cultivator and 25% given

    to industry. However, the procurement cost definition and process of release of the funds to the

    cultivator and to the industry is not clarified by the document. The issue of weaker section support inindustrial activities (Issue No. 54) was addressed while addressing Issue No. 18 by allowingfarmer groups to set-up units outside the cluster.

    All the issues related to the segment of the mission monitoring and assessment has been addressed in

    the 1st

    amendments along with increased responsibility of not just monitoring the status but also

    mentoring the people to improve the status shared between state, FC and centre. The issue of onetime monitoring (Issue No. 57) has been addressed by including continuous monitoring by States andprovide mentoring to people as per the need. In addition, NMPB is aiming to provide focused field

    monitoring and mentoring once in every six months through selected national level experts and/or FC

    in the relevant fields along with the help of the state. The issue of clarity on consultants employed atstate and centre level (Issue No. 58) was addressed in limited manner with states allowed to havetheir own consultants and field experts for continuous monitoring and mentoring activities. However,

    in light of this, the role of Project Monitoring Committee (PMC) at the state level becomes limited, as

    the group which does the continuous monitoring can also provide mid-term and end term conclusions.

    The issue of Consultant Selection Criteria (Issue No. 59) was addressed in limited manner byproviding information that the experts chosen as consultants by state for continuous monitoring and

    mentoring should be retired officers/scientists from allied fields. However, the eligibility of

    consultants for PMC is not provided. The issue of third party monitoring (Issue No. 60) is addressedby modifying the document to incorporate hiring consultants or company but preferably NLA to do

    such monitoring as NLA are expected to collect very detailed level data involving the use of GIS

    based systems for helping the selected agency and NMPB with temporal and spatial analysis.

    Conclusion

    The study focused on the assessment of the original document of NMMP which identified several

    issues (sixty) segregated into eight segments namely current status/issues, mission objectives, mission

    targets, mission strategy, mission governance, mission financing, mission stakeholder and mission

    monitoring, mentoring and regulation. Subsequently, two amendments were reviewed for addressal of

    identified issues. Majority of the issues required clarification and remaining needed modification for

    avoiding the risk of mission failure. The issues identified in four segments namely current

    status/issues, mission objective, mission target and mission stakeholders have not been addressed,

    while 6% to 100% addressal has been observed for other four segments namely strategy, governance,

    financing and regulation. The inadequate addressal of issues by the two amendments indicatespotential system inefficiency with risk of collectors livelihood and continued unsustainable supply ofplants. The lack of synchronization between different parts of document makes understanding of the

    documents difficult and decision-making process behind the document unreliable. The lack of

    accountability in the mission structure as well as of functionaries makes mission functioning

    questionable. Despite several issues, focus of the amendments on the regulation and mentoring

    indicates the intent of the mission to learn quickly which is reflected in the short time gap between 1st

    and 2nd

    amendment. The mission is a good strategy for addressing the resource challenges faced by

    the medicinal plants based drug industry. The critical analysis performed in this study can form basis

    for 3rd

    set of amendment to avoid mission failure. Finally, this document provides the systematic

    analysis of all three documents which could be proposed to be taken up with the NMMP for review.

    The future study needs to focus on determining effect of document issues on mission operations using

    the field based analysis as well as determining interventions and recommendations to the mission for

    improving the implementation efficiency.

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    48

    Subsidies is provided to various planting

    material units setup but clarification is notadequately provided for giving unequal

    benefits (financial and non-financial) to

    different planting material units.No response

    Subsidy to seed

    production and plant

    tissue based production

    with easier sanctioning

    process.

    Modification

    Nurseries have lower

    sanctioning standards.

    49

    A state level cap is put on the cultivation

    subsidy for which no clarification is

    provided.

    Cap limit changed Modification No cap limit Modification

    50

    Subsidy for marketing activities is provided

    but no adequate clarity is provided about the

    eligible applicants and number of projects

    limits in certain cases.

    Implementation agencies will be eligible

    for market intelligence with limit on the

    number of project and amount. Clarification

    No Change

    Buy back intervention subsidy can also

    involve procurement cost subsidy.No Change

    54

    Mission intends to promote weaker section,but there is lack of clarification for no

    additional incentive for those people in the

    activities other than cultivation, some postharvest management and marketing

    infrastructure.

    Permission to setup processing unit

    outside clusterClarification No Change

    Mission Monitoring

    57

    The monitoring is important to learn from

    mistakes but no reason is provided for only

    single monitoring during the implementation

    of whole plan.

    State need to do continuous monitoring

    and mentoring, with focused monitoring

    and mentoring by NMPB after every 6

    months.

    Modification No Change

    58

    Consultants are needed for mission

    monitoring and assessment both for state andcentre but no clarity provided about whether

    the consultant for state and centre has to be

    same or different.

    State need to have their own consultants

    for the continuous monitoring and

    mentoring.

    Clarification No Change

    59The selection of process of consultants is notclarified in mission.

    National Level Agency should be

    preferred for third level monitoringClarification No Change

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