Consolidated Markets | Operational Risk and Regulatory Compliance

OPERATIONAL RISK & REGULATORY COMPLIANCE

Financial institutions in today’s global environment face complex challenges including stricter regulations, intense cost pressures, evolving tax obligations and operational risks with counterparties and third parties.IHS Markit solutions address these challenges with consolidated access to accurate data, deep domain expertise on regulatory compliance and streamlined processes to automate workflows. Our solutions – designed in partnership with industry associations and financial institutions – help customers to safely and swiftly onboard new customers, exchange due diligence information with counterparties and suppliers while remaining compliant with tax and regulatory requirements.

© 2016 IHS Markit. All Rights Reserved.

Leverage best practices to transform your due diligence processIHS Markit offers financial institutions the ability to safely and swiftly onboard new customers, counterparties and suppliers while mitigating ongoing operational risks, lowering costs, and supporting tax and regulatory obligations. We bring deep operational and regulatory expertise to bear, so you can focus on what you do best.

All of this is delivered via an integrated set of solutions for entity management, which is at the heart of multiple regulatory compliance requirements.

Keep Pace with & Address Regulatory

Compliance Requirements

Deep domain expertise and automated processes enable firms

to keep pace with domestic and international tax and regulatory

requirements.

ReduceRisk

Protected data environments and standardized protocols facilitates the

exchange of information securely, while reducing vulnerabilities that

can result in breaches,fines or liabilities

EnhanceOperations & Reduce Costs

Validated data in a centralized location streamlines workflows,

allowing for faster time to market, reduced resource allocation, and eliminates duplicative efforts and

manual processes



Regulatory requirements and documentation

Third party risk management with KY3P®

Know Your Customer

www.ky3p.comwww.markit.com/mcpm www.kyc.com

Tax Solutions

www.markit.com/tax

Counterparty Manager, ISDA 2.0 and Document Digitization to meet regulatory, margin and compliance requirements. • Integrated platform

across all services for same legal entities• 80+ banks and

113,000+ corporate and buy-side clients• Alliances with strategic

partners ISDA, Smart DX, Perceptive to deliver end-to-end outcomes

Kyc.com – developed in partnership with Genpact– standardizes operations, policy, documents and data for client onboarding and lifecycle management • Single secure platform and

workflow for contributors and subscribers• 13 of the largest global

banks and 2,300+ corporate and buy-side clients• Foundational data for tax,

regulatory and risk processes in a single ecosystem

Due Diligence and Reporting for Cross Border Payments • Comprehensive tax

compliance via software, services and consulting• 100+ Years of combined

subject Matter expertise, with 300+ Clients based in over 50 jurisdictions• Supports FATCA, the

Common Reporting Standard, CDOT, IRS reporting for 1042-S, 1099 & 8966 and more

Centralized, cloud-based data hub that simplifies and standardizes third party risk management processes focused on vendor due diligenceand ongoing monitoring• Allows firms to manage

and respond to significant events such as cyber security threats, natural disasters and other bespoke events.• 56 clients, 1000+

registered users, 433 registered vendors, 4,850+ vendor profiles

Extensive breadth and depth across the regulatory and compliance ecosystem



Consolidated Markets | Operational Risk and Regulatory Compliance

Economy & Finance

Transcript of Consolidated Markets | Operational Risk and Regulatory Compliance